The Frequency of Wars* Mark Harrison** Department of Economics and CAGE, University of Warwick Centre for Russian and East European Studies, University of Birmingham Hoover Institution, Stanford University Nikolaus Wolf*** Wirtschaftswissenschaftliche Fakultät, Humboldt-Universität Centre for Economic Policy Research Abstract Wars are increasingly frequent, and the trend has been steadily upward since 1870. The main tradition of Western political and philosophical thought suggests that extensive economic globalization and democratization over this period should have reduced appetites for war far below their current level. This view is clearly incomplete: at best, confounding factors are at work. Here, we explore the capacity to wage war. Most fundamentally, the growing number of sovereign states has been closely associated with the spread of democracy and increasing commercial openness, as well as the number of bilateral conflicts. Trade and democracy are traditionally thought of as goods, both in themselves, and because they reduce the willingness to go to war, conditional on the national capacity to do so. But the same factors may also have been increasing the capacity for war, and so its frequency. Keywords: wars, state capacity, democracy, trade. JEL codes: H56, N40. * Earlier versions of this paper were presented to the annual Defense Economics conference held at the Institute for Defense Analyses of the U.S. Department of Defense, Washington, DC, on November 17, 2008, the University of Birmingham Centre for Russian and East European Studies current affairs seminar, February 25, 2009, and the German Historical Institute conference on War in Transnational and Long Run Perspective, Moscow, July 2, 2010. We thank Alex Apostolides, Stephen Broadberry, Nick Crafts, Jari Eloranta, Bishnupriya Gupta, James Harrison, Les Hannah, Alex Klein, Bas van Leeuwen, Anandi Mani, Philippe Martin, Sharun Mukand, Dennis Novy, Eugenio Proto, Jeremy P. Smith, and the editor and referees, for advice and comments. ** Mail: Department of Economics, University of Warwick, Coventry CV4 7AL, United Kingdom. Email: mark.harrison@warwick.ac.uk. *** Mail: Wirtschaftswissenschaftliche Fakultät, Humboldt-Universität, Spandauer Str. 1, 10178 Berlin, Germany. Email: nikolaus.wolf@wiwi.hu-berlin.de. First draft: December 1, 2008. This version: March 10, 2011. The Frequency of Wars: Appendix Table A1. Time series data, 1870 to 2001 Variable name 1870 1871 1872 1873 1874 1875 1876 1877 1878 1879 1880 1881 1882 1883 1884 1885 1886 1887 1888 1889 1890 1891 1892 1893 1894 1895 1896 1897 1898 1899 1900 1901 1902 1903 1904 1905 1906 1907 1908 1909 1910 1911 1912 1913 1914 1915 1916 1917 1918 1919 1920 1921 Number of countries # of countries 47 46 43 43 43 43 44 44 46 46 46 46 45 44 44 44 44 45 45 45 45 45 45 46 46 46 46 46 46 46 46 46 47 48 48 49 48 47 48 49 49 49 48 48 47 47 46 46 54 53 59 60 Pairwise conflicts Excluding United Total States FW FW no US 4 5 5 4 2 4 8 4 8 2 4 4 4 3 4 8 6 6 5 3 4 6 1 5 3 7 6 5 10 4 8 5 8 6 6 7 5 6 9 9 9 19 12 13 27 16 15 18 32 23 20 18 2 5 5 3 2 3 7 4 7 2 3 4 4 3 4 6 6 6 3 1 4 5 1 4 3 6 6 5 9 4 6 5 6 3 4 5 4 6 8 8 8 16 11 12 23 15 11 14 27 21 17 16 Democracy measures Polity 2 Democracy -2.32 -2.05 -1.65 -1.65 -1.56 -1.46 -1.60 -1.63 -1.65 -1.53 -1.15 -1.13 -1.13 -1.06 -1.15 -1.15 -1.34 -1.34 -1.21 -1.13 -0.96 -1.00 -0.98 -0.96 -0.89 -0.91 -1.00 -1.00 -0.66 -0.66 -0.68 -0.48 -0.40 -0.44 -0.53 -0.47 -0.20 -0.51 -0.07 -0.02 0.21 0.50 0.56 0.93 0.63 0.68 0.78 1.28 1.54 1.63 1.80 2.05 Executive constraint Exconst Political competition Polcomp Foreign trade openness Openness 3.43 3.62 3.63 3.53 3.62 3.64 3.72 3.73 3.73 3.71 3.72 3.75 3.75 3.74 3.74 3.74 3.66 3.66 3.68 3.70 3.72 3.75 3.77 3.77 3.85 3.85 3.81 3.81 3.85 3.85 3.89 3.96 3.94 3.91 3.81 3.87 3.87 3.77 3.94 4.00 4.02 4.14 4.14 4.27 4.12 4.22 4.28 4.42 4.50 4.53 4.55 4.63 4.58 4.75 4.98 5.02 5.00 5.00 4.76 4.69 4.73 4.78 5.00 4.98 4.98 5.12 5.12 5.12 5.02 5.02 5.08 5.08 5.35 5.37 5.37 5.46 5.38 5.29 5.29 5.29 5.51 5.51 5.42 5.48 5.51 5.55 5.62 5.71 5.87 5.76 5.96 5.90 5.87 5.96 5.96 6.08 5.90 5.96 5.96 6.24 5.98 6.06 6.00 6.20 0.11 0.16 0.18 0.17 0.18 0.16 0.18 0.19 0.20 0.21 0.20 0.21 0.20 0.20 0.20 0.20 0.19 0.19 0.19 0.20 0.16 0.20 0.20 0.19 0.20 0.18 0.21 0.21 0.21 0.20 0.16 0.19 0.19 0.19 0.19 0.20 0.20 0.20 0.20 0.19 0.19 0.20 0.21 0.18 0.17 0.19 0.22 0.23 0.20 0.19 0.18 0.13 2 Variable name 1922 1923 1924 1925 1926 1927 1928 1929 1930 1931 1932 1933 1934 1935 1936 1937 1938 1939 1940 1941 1942 1943 1944 1945 1946 1947 1948 1949 1950 1951 1952 1953 1954 1955 1956 1957 1958 1959 1960 1961 1962 1963 1964 1965 1966 1967 1968 1969 1970 1971 1972 1973 1974 1975 1976 1977 1978 Number of countries # of countries 62 62 62 63 63 64 64 64 64 64 65 65 67 67 67 66 66 65 61 54 52 52 55 62 65 67 72 74 74 75 75 77 81 83 86 88 89 88 106 110 117 119 122 125 129 130 134 134 136 142 142 143 145 152 152 153 155 Pairwise conflicts Excluding United Total States FW FW no US 11 11 2 6 8 9 6 4 3 6 7 8 14 11 11 15 13 37 67 33 31 18 14 19 9 5 9 24 21 18 21 23 25 31 29 17 38 41 33 38 37 36 34 41 35 33 23 34 17 27 20 28 26 35 35 37 33 11 11 2 6 7 8 6 3 3 6 6 7 13 11 11 15 13 37 66 29 31 18 14 18 7 5 8 23 19 16 20 19 21 30 24 14 33 39 29 31 30 34 29 37 34 28 20 30 15 25 18 25 25 31 31 35 31 Democracy measures Polity 2 Democracy 1.88 1.56 1.15 0.94 0.79 0.69 0.43 0.18 0.00 -0.16 -0.13 -0.50 -1.01 -1.00 -1.56 -1.10 -0.96 -1.15 -2.17 -1.74 -1.82 -1.66 -0.86 -0.09 0.09 -0.16 -0.11 -0.38 -0.14 -0.28 -0.14 -0.22 -0.45 -0.39 -0.06 0.05 -0.45 -0.26 -0.74 -0.87 -0.85 -1.17 -1.21 -1.26 -1.35 -1.64 -1.48 -1.78 -1.77 -2.20 -2.55 -2.49 -2.38 -2.37 -2.62 -2.65 -2.19 Executive constraint Exconst Political competition Polcomp Foreign trade openness Openness 4.67 4.57 4.41 4.30 4.25 4.23 4.05 3.98 3.87 3.91 3.91 3.75 3.56 3.54 3.32 3.45 3.46 3.32 3.03 3.15 3.11 3.15 3.44 3.67 3.97 3.82 3.88 3.87 3.94 3.91 4.01 4.01 4.01 3.95 4.01 4.06 3.81 3.87 3.77 3.75 3.81 3.65 3.68 3.63 3.54 3.42 3.42 3.31 3.35 3.25 3.17 3.23 3.24 3.26 3.20 3.18 3.34 6.24 6.12 6.02 5.85 5.87 5.92 5.72 5.65 5.59 5.45 5.46 5.23 4.94 4.99 4.72 4.95 5.02 5.06 4.55 4.60 4.59 4.60 5.22 5.56 5.74 5.68 5.46 5.24 5.28 5.31 5.26 5.19 5.03 5.00 5.12 5.05 4.85 4.90 4.49 4.44 4.42 4.32 4.30 4.18 4.23 4.14 4.20 4.08 4.10 3.85 3.66 3.70 3.75 3.67 3.56 3.54 3.74 0.14 0.15 0.15 0.16 0.15 0.15 0.15 0.14 0.12 0.10 0.08 0.08 0.10 0.10 0.10 0.12 0.10 0.11 0.10 0.09 0.09 0.09 0.09 0.09 0.12 0.15 ... 0.13 0.13 0.17 0.15 0.14 0.14 0.16 0.16 0.16 0.13 0.13 0.14 0.14 0.14 0.14 0.15 0.15 0.15 0.15 0.16 0.17 0.18 0.18 0.18 0.21 0.27 0.26 0.27 0.27 0.27 3 Variable name 1979 1980 1981 1982 1983 1984 1985 1986 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 Number of countries # of countries 159 160 162 162 163 164 164 166 166 166 166 169 182 183 187 186 187 187 187 187 187 187 187 Pairwise conflicts Excluding United Total States FW FW no US 35 33 34 39 40 46 47 46 72 46 23 13 21 24 35 42 43 44 44 28 43 32 43 29 31 28 34 28 42 43 42 68 41 21 11 17 22 30 36 41 41 41 23 39 25 39 Democracy measures Polity 2 Democracy -1.75 -1.94 -1.95 -1.83 -1.63 -1.70 -1.45 -1.33 -1.31 -1.03 -0.56 0.55 1.24 1.92 2.13 2.42 2.39 2.28 2.26 2.42 2.65 2.89 3.09 Executive constraint Exconst Political competition Polcomp Foreign trade openness Openness 3.47 3.38 3.38 3.44 3.51 3.47 3.52 3.57 3.60 3.67 3.76 4.13 4.38 4.52 4.56 4.64 4.60 4.58 4.54 4.60 4.63 4.70 4.75 3.94 3.85 3.86 3.89 3.98 4.02 4.16 4.20 4.24 4.36 4.64 5.19 5.72 5.97 6.11 6.25 6.25 6.24 6.26 6.43 6.59 6.66 6.76 0.30 0.32 0.33 0.31 0.29 0.27 0.27 0.25 0.26 0.27 0.31 0.32 0.31 0.31 0.30 0.32 0.34 0.35 0.37 0.36 0.37 0.41 0.40 Sources. FW: The Militarized Inter-State Disputes dataset, version 3.1, at http://www.correlatesofwar.org, described by Ghosn, Palmer, and Bremer, ‘The MID3 data set’. Disputes are coded from level (1 no action) through 2 (threat of force), 3 (display of force), 4 (use of force), and 5 (war). We use all disputes of level 3 (the closing of a border or the dispatch of ships or troops) and above. Openness and # of countries: Martin, Mayer, and Thoenig, ‘Make trade not war’. Democracy: the Polity2 (or net democracy), Exconst (executive constraint), and Polcomp (political competition) variables from the Polity IV dataset at http://www.systemicpeace.org, described by Marshall and Jaggers, ‘Political regime characteristics’. 4 Table A2. Unit root tests on FW (the frequency of pairwise conflicts) Null Hypothesis: FW has a unit root Exogenous: Constant Bandwidth: 3 (Newey-West automatic) using Bartlett kernel Phillips-Perron test statistic Test critical values: 1% level 5% level 10% level Adj. t-Stat Prob.* -2.915191 -3.481217 -2.883753 -2.578694 0.0463 *MacKinnon (1996) one-sided p-values. Residual variance (no correction) HAC corrected variance (Bartlett kernel) 65.63298 54.22658 Phillips-Perron Test Equation Dependent Variable: D(FW) Method: Least Squares Date: 01/17/11 Time: 09:05 Sample (adjusted): 1872 2001 Included observations: 130 after adjustments Variable Coefficient Std. Error t-Statistic Prob. FW_NEW(-1) C -0.152393 3.267484 0.047833 1.176782 -3.185957 2.776626 0.0018 0.0063 R-squared Adjusted R-squared S.E. of regression Sum squared resid Log likelihood F-statistic Prob(F-statistic) 0.073473 0.066235 8.164465 8532.287 -456.4271 10.15032 0.001813 Mean dependent var S.D. dependent var Akaike info criterion Schwarz criterion Hannan-Quinn criter. Durbin-Watson stat 0.292308 8.449069 7.052725 7.096840 7.070650 2.230413 5 Table A2 (continued). Null Hypothesis: FW has a unit root Exogenous: Constant Lag Length: 0 (Automatic - based on SIC, maxlag=12) Augmented Dickey-Fuller test statistic Test critical values: 1% level 5% level 10% level t-Statistic Prob.* -3.185957 -3.481217 -2.883753 -2.578694 0.0231 *MacKinnon (1996) one-sided p-values. Augmented Dickey-Fuller Test Equation Dependent Variable: D(FW) Method: Least Squares Date: 01/17/11 Time: 09:08 Sample (adjusted): 1872 2001 Included observations: 130 after adjustments Variable Coefficient Std. Error t-Statistic Prob. FW(-1) C -0.152393 3.267484 0.047833 1.176782 -3.185957 2.776626 0.0018 0.0063 R-squared Adjusted R-squared S.E. of regression Sum squared resid Log likelihood F-statistic Prob(F-statistic) Sources. As Table A-1. 0.073473 0.066235 8.164465 8532.287 -456.4271 10.15032 0.001813 Mean dependent var S.D. dependent var Akaike info criterion Schwarz criterion Hannan-Quinn criter. Durbin-Watson stat 0.292308 8.449069 7.052725 7.096840 7.070650 2.230413 6 Table A3. The trend in FW (pairwise conflict frequency), 1871-2001 Dep. Var. = FW Regression Statistics Multiple R 0.8796 R Square 0.7737 Adjusted R Square 0.7702 Standard Error 0.4444 Observations 131 df SS Regression 2 86.45 Residual 128 25.28 Total 130 111.7 Coefficients Standard Error Intercept 0.6187 0.1233 AR(1) 0.5344 0.0747 time 0.009387 0.001827 Note. Time is annual with t = 0 in 1871. Sources. As Table A-1. MS 43.23 0.1975 F 218.9 t Stat 5.017 7.150 5.139 P-value 1.71E-06 5.91E-11 1.01E-06 7 Table A4. The trend in FW no US (pairwise conflict frequency, excluding those involving the United States), 1871-2001 Dep. Var. = FW no US Regression Statistics Multiple R 0.8782 R Square 0.7714 Adjusted R Square 0.7678 Standard Error 0.4547 Observations 131 df SS Regression 2 89.310 Residual 128 26.47 Total 130 115.8 Coefficients Standard Error Intercept 0.5552 0.1152 AR(1) 0.5419 0.07404 time 0.009245 0.001855 Note. Time is annual with t = 0 in 1871. Sources. As Table A-1. MS 44.65 0.2068 F 215.9 t Stat 4.820 7.319 4.983 P-value 4E-06 2.44E-11 1.99E-06 8 Table A5. The trend in average percentile rank of countries originating conflicts, 1871-2001, by GDP Dep. Var. = GDP%R Regression Statistics Multiple R 7.969E-03 R Square 6.351E-05 Adjusted R Square -2.523E-04 Standard Error 0.2779 Observations 3168 df SS Regression 1 0.01553 Residual 3166 244.5 Total 3167 244.5 Coefficients Standard Error Intercept 0.6699 0.01480 time 7.039E-05 1.570E-04 Note. Time is annual with t = 0 in 1870. Sources. As Table 1; see the text. MS 0.01553 0.0772 F 0.2011 t Stat 45.26 0.4484 P-value 0 0.6539 9 Table A6. The trend in average percentile rank of countries originating conflicts, 1871-2001, by GDP per head Dep. Var. = GDPC%R Regression Statistics Multiple R 0.03353 R Square 0.00112 Adjusted R Square 8.085E-04 Standard Error 0.2889 Observations 3168 df SS Regression 1 0.2973 Residual 3166 264.2 Total 3167 264.5 Coefficients Standard Error Intercept 0.4868 0.01539 t 3.080E-04 1.632E-04 Note. Time is annual with t = 0 in 1870. Sources. As Table 1; see the text. MS 0.2973 0.08344 F 3.563 t Stat 31.64 1.887 P-value 3.7E-191 0.05919 10 References Ghosn, F., G. Palmer, and S. Bremer, ‘The MID3 data set, 1993–2001: procedures, coding rules, and description.’ Conflict Management and Peace Science, 21 (2004), pp. 133-154. Marshall, M. G., and K. Jaggers, ‘Political regime characteristics and transitions, 1800-2006’, Center for Systemic Peace, Polity IV Project at http://www.systemicpeace.org (2007). Martin, P., T. Mayer, and M. Thoenig, ‘Make trade not war?’ Review of Economic Studies 75:3 (2008), pp. 865-900.