SELF STUDY 2 JULY 2014 WASHINGTON, DC OVERVIEW AND CONCEPTUAL FRAMEWORK This self study document located in Exhibit i.5.a. The Institution American University (AU) was chartered by an Act of Congress in 1893 and founded under the auspices of the United Methodist Church. Since its founding, American University has aspired to one overarching goal: to serve as a great national university, located in the nation’s capital, enriched by the city’s incomparable resources, welcoming talented and dedicated students and faculty from the United States and around the world. AU is an institution committed to academic excellence. Its mission is grounded in the premise that the quality of the student experience and engagement with the community, nation, and world matters. AU students are drawn from across the country and the world. Students come from all 50 states and almost 150 countries. Throughout its history, AU has been dedicated to interdisciplinary inquiry, international understanding, interactive teaching, research and creative endeavors, and the practical application of knowledge. It values public service and encourages the integration of academic programs and campus life with the larger local, national, and international communities. It strives to combine the finest qualities of a liberal arts college with the best qualities of a research university that is home to many prominent professional schools. The university enrolls more than 13,000 students, including approximately 7,300 undergraduate students; 3,700 graduate students; 1,700 law students; and more than 600 visiting students. All schools and colleges, except the Washington College of Law (WCL), have both undergraduate and graduate programs. Each of the university’s seven schools has unique strengths. The School of Public Affairs (SPA) is one of the nation’s oldest public policy schools and includes one of the highest-ranked public affairs programs in the country. The School of International Service (SIS) is ranked in the top 10 worldwide for both undergraduate and graduate study. The Kogod School of Business (KSB) has been ranked as no. 21 in the country for its undergraduate international business specialty and in the top 10th percentile for its MS in taxation program. The School of Communication (SOC) has risen to prominence as a leader in professional education, with a focus on investigative journalism, documentary film, and political communication, enhanced by a new PhD in communication studies. The College of Arts and Sciences (CAS), home to the School of Education, Teaching & Health, provides the liberal arts foundation of the university and is home to renowned artists, scientists, educators, and scholars in the social sciences and humanities. The Washington College of Law is known for its highly ranked programs, including international and clinical education. It is recognized for the diversity of its student body and its commitment to the public interest. Together, these six schools and colleges offer 68 bachelor’s degrees, 54 master’s programs, 10 doctoral programs, and 5 law programs, as well as undergraduate and graduate certificate programs. A seventh school, the School of Professional and Extended Studies (SPExS), was created in 2012 to oversee a range of programs American University, NCATE Self Study, Page 2 for nonmatriculated students, including the Washington Semester Program, Washington Mentorship Program, Graduate Gateway Program, and Washington Internships for Native Students. In 2008, under the leadership of President Cornelius M. Kerwin, university students, faculty, staff, alumni, and trustees worked collaboratively to develop a new strategic plan designed to advance the university’s mission. The plan, AU in the Next Decade: Leadership for a Changing World, was developed by a 20-person committee that included members from every division on campus. A link to the plan can be found in Exhibit i.5.a. The Unit The Education Preparation Provider (EPP) at American University is the School of Education, Teaching & Health (SETH), housed in the College of Arts and Sciences (CAS). The Dean of SETH is the head of the unit. SETH’s mission is the professional development of dedicated and proficient teachers, educational leaders, health professionals, and researchers. Graduates are equipped to accommodate learner needs, nurture the strengths and talents of those they serve, and provide leadership in large and small organizations, classrooms, educational institutions, and public policy arenas. SETH has had many accomplishments since the previous NCATE visit in 2007. We continued to strengthen our commitment to teacher quality in DC public and public charter schools with two additional grant programs that recruit and train individuals to teach in STEM areas. These grants, Math for America and Lab2Class, provide individuals with strong academic backgrounds in Math or Science with a one-year residency program and academic, supervisory, mentoring, and financial support to become fully certified teachers in DC schools by means of a MAT in Secondary Education (Math or Science). Although programs developed through these grants differ slightly in design from traditional teacher education programs, expectations of teachers who complete these programs mirror those of candidates in traditional programs. Other enhancements are evident in our assessment and program management system, described in detail in Standard 2 of this report, and in practices related to our field experiences, outlined in Standard 3. In both areas, we provide compelling evidence where we have strived to meet the NCATE standards at the Target Level. SETH faculty and staff have implemented mechanisms to better support candidate development and field experiences, to provide more coherent advising and feedback to candidates and faculty, and to strengthen relations with alumni and local school systems. Programs SETH offers programs that prepare teachers, educational leaders and managers, education specialists, health promotion specialists, and researchers for careers in schools, colleges and universities, federal, state and local government agencies, business, and community and professional organizations. These programs provide candidates with opportunities to collaborate with professionals in public American University, NCATE Self Study, Page 3 schools, educational organizations, and federal agencies through internships, practica, and research. Training in international education prepares graduates for careers in international organizations, nongovernmental organizations, international schools, and government agencies. SETH prepares teachers for initial certification in a total of nine teacher education programs. These programs are designed to prepare teachers for Kindergarten through 12th grade, in alignment with the District of Columbia’s licensure requirements. Candidates complete their student teaching/internship experiences at urban and suburban placements in public and non-public schools throughout the DC metropolitan area. SETH offers no off-campus or online professional education programs, nor does it support any branch campuses. SETH offers initial teacher education programs at undergraduate and graduate levels and one advanced program at the graduate level. Programs of study for each program can be found in Exhibit i.5.a. The status of the program review process can be found in AIMS. The programs include: Initial: BA in Elementary Education BA or BS in Secondary or K12 Education Graduate Certificates in Early Childhood, Elementary, ESOL, K12, or Secondary Education MAT in in Early Childhood, Elementary, ESOL, K12, or Secondary Education MA in Special Education: Learning Disabilities Advanced: MEd in Curriculum and Instruction: Education Policy and Leadership or Literacy American University, NCATE Self Study, Page 4 CONCEPTUAL FRAMEWORK Mission Statement of the Professional Education Unit SETH is committed to advancing theory and professional practice through its programs and the scholarly activities of our faculty. The faculty recognizes the significance of education in contemporary life, the potential of education for each individual, and our special responsibilities to produce individuals prepared for the 21st century. SETH seeks to achieve its goals though creative teaching, rigorous research, and professional service. It is committed to ongoing social change, societal improvement, and advancing individual welfare and potential. Graduates of SETH programs act as agents of social change through their work as health professionals, teachers, researchers, managers, and administrators. They share a professional belief in working towards excellence, equity, community, and diversity. Beyond SETH’s fundamental commitment to its students and alumni who work in the community to advocate for the individual, both domestically and internationally, it also prepares candidates to build a learning society in many diverse environments and for many diverse populations. The outcome is to equip graduates of SETH programs to meet individual needs, to nurture the strengths and talents of those they serve, and to provide leadership in public policy arenas. The teacher education programs in the professional education unit are anchored in a knowledge-based, research- and values-informed conceptual framework. The framework was developed and adopted by the faculty in the 1990s and is revisited on an ongoing basis – the framework exists not only as a standing document, but also as a fluid discussion within the unit, particularly as we add new programs and consider our outcomes. The mission of SETH reflects and reinforces this conceptual framework, which is derived from the teaching, research, professional service, and value commitments of the faculty, and is presented to students in each course via course syllabi (which can be found online by clicking on the documents in Exhibit i.5.b). The current SETH conceptual framework is presented in our conceptual framework document in Exhibit i.5.c. The conceptual framework for SETH has at its center the core value of Reflection, which is supported through the professional commitments and activities evoked by teacher Beliefs, Knowledge, and Practice. The conceptual framework is organized by the concepts of Community, Diversity, Equity, and Excellence, and is operationalized through the 10 INTASC standards. Please see Exhibit i.5.c for the Core Values and Process Elements of the conceptual framework and its alignment with the INTASC, NCATE, and Program Standards. Making the Conceptual Framework Operational: The INTASC Standards Candidates’ understandings of the core value of Reflection and the organizing principles of Community, Diversity, Equity and Excellence are evaluated using the 10 INTASC standards. We use INTASC to organize the coursework, practica, American University, NCATE Self Study, Page 5 and assessments in SETH. Within the specific presentation of the INTASC standards at AU, candidates demonstrate the development of the conceptual framework in their beliefs, knowledge and practice. In the fall of 2012, we transitioned to the new INTASC standards, realigning our conceptual framework, as well as NCATE standards, Specialty Professional Association (SPA) standards and state program standards. See Exhibits i.5.c and 2.4.a. for the alignment between and among these sets of standards. Development and Evolution of the Conceptual Framework The main tenets of the conceptual framework were first developed in late 1990s. However, the manuscript itself is fluid and exists on a shared drive where faculty are able to undertake ongoing revisions and initiate discussions relative to the framework. The document reflects the School’s core commitments to Community, Diversity, Equity and Excellence, and includes connections to current interests in educational opportunity and access to education for underrepresented groups. All of the full-time faculty members in the School have participated in the development of the conceptual framework, either by reflecting on the tenets in their courses, or by adding to or revising the document as a result of ongoing faculty discussions. A current version of the document is available in Exhibit i.5.c. Candidate Proficiencies Aligned to Professional and State Standards The District of Columbia’s Office of the State Superintendent of Education (OSSE) has adopted the INTASC standards as the state standards for professional education programs. NCATE and INTASC standards outline the elements of what all teachers should know and be able to do, and have been validated as the behaviors that result in positive outcomes for students when they are articulated into specific knowledge, skills and beliefs. Therefore, the development of these behaviors, and how teacher candidates are given the opportunity to reflect on those skills, can be found in the tools SETH uses to help students continuously improve upon their practice. In each SETH assessment and rubric used in our teacher education programs, one will note explicit indications of how candidates should enact each of the standard behaviors of teachers. Alignment charts can be found in Exhibits i.5.c and 2.4.a. American University, NCATE Self Study, Page 6 STANDARD 1 CANDIDATE KNOWLEDGE, SKILLS, AND PROFESSIONAL DISPOSITIONS SETH uses a number of assessments to measure the progress of candidates toward meeting professional, state and institutional standards. We use a series of key assessments in initial and advanced teacher education programs to measure candidates’ content knowledge, pedagogical content knowledge and skills, professional and pedagogical knowledge and skills, professional dispositions, and impact on student learning. Each professional education program has been, or is being, reviewed by its appropriate specialty professional association, or by the DC state agency. The status of other SPA and state reviews is ongoing; the most accurate information about the reviews is found in AIMs and Exhibit 1.4.a. 1a. Content Knowledge for Teacher Candidates SETH currently uses four measures to assess initial candidate content knowledge: 1) completion of content courses and/or transcript analysis; 2) performance on Praxis II tests for initial programs; 3) thorough assessments aligned with INTASC standards 4 & 5 for candidates’ final evaluation of student teaching or, in special education, the Field Based Performance Assessment (FBPA); and 4) candidate portfolios. In advanced programs, content related assessments are used in select courses and are aligned with program-developed standards/learning outcomes. Copies of key assessments and scoring rubrics are found in Exhibit 1.4.c. Content Courses and Transcript Analysis: At the undergraduate level, all students at AU complete a strong General Education studies program that provides an introduction to research and study in five areas: the arts; philosophical studies; literature and world history; social studies and communication; and the sciences. In addition, undergraduates fulfill rigorous studies in writing and mathematics; candidates in undergraduate programs in secondary education must meet all requirements of their undergraduate content degree. Undergraduates satisfy this requirement through the obtaining the required undergraduate GPA. At the graduate level in initial teacher education programs (including special education), candidates must establish proof that they have a well-rounded undergraduate experience and have fulfilled general education and teacher certification requirements through evaluation of their undergraduate transcripts. Transcripts are analyzed in terms of degree requirements, specialty professional association content standards in specific teaching fields, and DC certification requirements. Prior to program entry, candidates undertake the transcript analysis and submissions are reviewed by the SETH education program director. Assessment data required for the transcript analysis are presented in Exhibit 2.4.b. As the table indicates 67 to 100% of candidate met this requirement at entry, all candidates met this requirement before completion. Praxis II exams: As presented in AIMS, each program utilizes Praxis II exams aligned to the content knowledge of the relevant area of licensure. These data are present in Standard 1 for each initial program. As illustrated in these reports, American University, NCATE Self Study, Page 7 80% or more of the unit’s program completers pass content examinations in states that require licensure examinations. Final Evaluation of Student Teaching Assessment or the FBPA: Supervisors complete assessments at the conclusion of student teaching or internship. The assessments and data can be found in Exhibit 3.4.f. and 1.4.d. These assessments make use of a 5-pt scoring rubric and illustrate that across all general education programs, candidate scores range from 4 to 5. The FBPA makes use of a 4-pt scale; scores for these standards range from 3.2 to 4. These data indicate candidates have strong content knowledge and are able to apply content knowledge to their teaching. Portfolio Assessments: In Exhibit 1.4.d, data are presented for each initial program relative to candidate performance on INTASC standards 4 (content) & 5 (application of content). Portfolio scores across all programs, which use a 3-pt rubric, range from 2.25 to 2.71. For special education, data from assessments 1 and 2 demonstrate knowledge of special education content and principles; scores range from 2.27 to 2.31. For both general and special education, candidates are able to demonstrate knowledge of content relative to their chosen program area. At the advanced program level, content knowledge is evaluated through assessments that occur in three courses in each track (Education Policy and Leadership or Literacy) and that are aligned with program standards. Given that the Curriculum and Instruction program was only recently initiated, there are no data available. 1b. Pedagogical Content Knowledge and Skills for Teacher Candidates For initial programs, the unit currently uses two measures to assess candidates’ pedagogical content knowledge: 1) elements of the final evaluation of student teaching or the FBPA; and 2) portfolio assessments aligned to INTASC Standards 6, 7 & 8 for general education and INTASC Standards 7 & 8 for special education. Through these assessments, candidates demonstrate knowledge and skills of instructional practice, including assessment, planning for instruction, and instructional strategies. These data are highlighted in green in Exhibit 1.4.d. In advanced programs, pedagogical content knowledge is measured through assessments in two courses, EDU 683: Curriculum Design and EDU 525: Educational Assessment. Final Evaluation of Student Teaching Assessment or the FBPA: Items on this assessment directly align to INTASC Standards 6, 7 and 8 (7, 8 for special education) and assess pedagogical and professional knowledge and skills. Data from these assessments make use of a 5-pt rubric (Exhibit 1.4.d) and illustrate that across programs scores range from 4.5 - 4.87. The FBPA uses a 4-pt scale; scores range from 3.2 - 3.7. Findings indicate that in both general and special education, candidates demonstrate acceptable levels of performance relative to pedagogical content knowledge and skills. American University, NCATE Self Study, Page 8 Portfolio Assessments: Portfolio assessments are submitted through the professional teaching portfolio upon program completion. Through these assessments of INTASC Standards 6, 7, and 8, candidates demonstrate knowledge and skills of instructional practice, including assessment, planning for instruction, and instructional strategies. Data (Exhibit 1.4.d) indicate that candidates received scores of 2.5 - 2.78. In special education, scores aligned with standards 7 and 8 and ranged from 2.35 - 2.41 out of 3. For general and special education, candidates’ scores meet established acceptable level of performance. At the advanced level, candidates’ pedagogical content knowledge and skills are evaluated through assessments that take place in two required courses, EDU 525 and 683. Assessments are presented in Exhibit 1.4.c. No data are available for advanced programs at this time. 1c. Professional and Pedagogical Knowledge and Skills for Teacher Candidates The EPP currently uses two measures to assess candidates’ pedagogical and professional knowledge and skills in initial programs: 1) Final Evaluation of Student Teaching or the FPBA for INTASC 1, 2 & 3, and 4 & 6 for special education; and 2) portfolio assessments. Data are presented in Exhibits 1.4.d. Final Evaluation of Student Teaching Assessment or the FBPA: This assessment is completed by supervisors at the conclusion of student teaching or internship. Items are directly aligned to INTASC Standards 1, 2 & 3 and assess candidates’ pedagogical and professional knowledge and skills. For general teacher education programs, scores range from 4 to 5 on a 5-pt scale, and from 3.2 to 4 on a 4-pt scale for special education. Data indicate that candidates demonstrate acceptable levels of performance relative to professional and pedagogical knowledge and skills in the classroom. Portfolio Assessments: The portfolio assessments of INTASC standards 1, 2 & 3 focus on candidate knowledge and skills related to the learner and learning, and include learner development, learning differences, and the learning environment. The performative artifacts collected via the portfolio allow SETH faculty to evaluate candidate pedagogical and professional knowledge and skills; parallel measures are used in both teacher and special education. Data indicate performance for each general education program (Early Childhood, Elementary, K12, Secondary and TESOL). Portfolio scores, using a 3-pt rubric, ranged from 2.55 - 2.87. For special education, scores ranged from 2.2 - 2.3. Candidates represent their professional and pedagogical knowledge and skills through the portfolio. At the advanced level, candidates’ pedagogical and professional knowledge and skills are assessed through an Action Research project presented in Exhibit 1.4.c. in the EDU 610 course. There are no data available at this time. 1d. Student Learning for Teacher Candidates American University, NCATE Self Study, Page 9 The EPP uses the Impact of Student Learning (ISL) and the Curriculum Based Measurement for special education to measure the effect of teacher candidates’ classroom practice on P-12 student learning; examples are presented in Exhibit 1.4.g. Assessments are implemented in methods coursework and require candidates to conduct formative and summative assessments of P12 learners. The advanced programs use assessments in the internship (EDU 691 or 695) and capstone (EDU 687) courses. No data are available for advanced programs. 1g. Professional Dispositions for All Candidates The EPP uses qualitative measures to evaluate candidate disposition at program completion. For initial programs, candidates undergo evaluation aligned to INTASC Standards 9 & 10, included in final evaluation of student teaching/internship and portfolio assessment. Data from portfolio and fieldbased assessments range from 2.25 to 2.61 out of 3, and demonstrate performance at acceptable levels. See Exhibits 1.4.e and 1.4.d. Advanced programs use assessments in the internship (EDU 691 or 695) and capstone (EDU 687) courses. There are no data available at this time. 1.2 Moving Toward Target or Continuous Improvement 1.2.b Continuous Improvement Summarize activities and changes based on data that have led to continuous improvement of candidate performance and program quality. The unit makes use of ongoing processes to evaluate programs at the unit, program and student level in order to make informed decisions about activities and program changes. Given our goal to equip our graduates with both breadth and depth in terms of knowledge, skills attitudes and the ability to make real and lasting change in the lives of P12 learners, we regularly reflect on data from each of the decision levels into order to engage in continuous improvement. More detail about our decision making process is outlined in Standard 2 below. The Educational Testing Service (ETS) now provides categorical data from the Praxis II assessments. The EPP has evaluated these data, and although we find no consistent trends in the Praxis II sub-categories, we are able to present these data to SPAs and track data for state approved programs. Transcript reviews are now completed prior to program admission. This ensures that students with significant deficits are counseled out before beginning the programs. These changes are described in Exhibit 2.4.g. Since our previous submission, SETH has narrowed our assessment of the Impact on Student Learning and is moving this process to the methods courses. This had American University, NCATE Self Study, Page 10 improved the quality of candidate preparation relative to working with P12 learners and better prepares candidates to focus on student outcomes in student teaching. In addition, we developed a Student Teaching Course Rubric in Fall 2012 that provides for ongoing evaluation of candidate growth relative to professionalism, preparedness, instruction, learning environment and classroom culture. Initial implementation of the rubric indicates that it is an effective tool by which the EPP can measure candidate development over the student teaching semester. Based on feedback from the SPAs, SETH made significant adjustments to program assessments, strengthening their alignment to content standards. These changes are described in Exhibit 2.4.g. In addition, the EPP shifted assessments from the unit level to the program level. Assessments are now also connected to specific content in foundational and methods courses, rather than conducted upon program completion. This change allows the EPP to make student-level adjustments in programs of study or placements, while also allowing program faculty the ability to refine course assessments to be more cohesive in nature. Discuss plans for sustaining and enhancing performance through continuous improvement as articulated in this standard. Assessments for SETH’s initial education programs are comprehensive and consistently applied. However, to ensure that SETH is continuously assessing and improving all of its programs, we intend to begin implementing assessments in AY 2014-15 for advanced programs. Data from these assessments will be evaluated based on the systems described in Standard 2. Data from the initial implementation of some of these assessments will be available for the on-site review Across all programs, processes to collect data are constantly in refinement. Currently some programs are under review by SPAs; these reviews may result in SETH refining current assessment processes. In addition, we continue to improve data collection processes and to increase inter-rater reliability. American University, NCATE Self Study, Page 11 STANDARD 2 ASSESSMENT SYSTEM AND UNIT EVALUATION 2a. Assessment System SETH’s program and assessment management system allows the EPP to operationalize the conceptual framework’s organizing principles of Community, Diversity, Equity, and Excellence and the EPP’s professional commitments of Knowledge, Beliefs, Practice, and Reflection. For initial programs, the INTASC standards guide the system’s multiple assessments and the EPP’s key assessments align to state or SPA standards. Assessments for advanced programs align to learning outcomes identified by program faculty. The EPP’s system includes comprehensive and integrated assessment and evaluation measures that begin prior to initial program admission. Assessments are both formative and summative and provide the EPP and its professional community with developmental and ongoing data about candidates, programs, and overall EPP performance. These data inform candidate advisory actions and program improvement decisions. Initial and advanced program faculty and staff make decisions about candidate performance based on multiple assessments at key decision points. Decision points for initial Programs are (1) Program Admission (2) Student Teaching Entry (3) Student Teaching Completion (4) Program Completion and (5) Employment and Performance Follow-up. Decision points for advanced programs are (1) Program Admission (2) Advancement to Candidacy (3) Program Completion and (4) Employment and Performance Follow-up. Details of each assessment at each decision point can be found the Assessment Guide in Exhibit 2.4.a. The EPP employs several strategies to ensure that all assessment procedures are fair, accurate, consistent and free of bias. First, key assessments are aligned with institutional, state, national, and professional standards (see Exhibit 2.4.a), ensuring that candidates are measured against recognized standards and the organizing principles and professional commitments of the unit’s conceptual framework. This transparency allows candidates to reasonably predict evaluators’ expectations. Second, all faculty, both clinical faculty and cooperating teachers, participate in at least one training session regarding overall responsibilities and assessment tools. Third, the unit has developed rubrics for assessments, provided to candidates and evaluators. Fourth, the unit has developed policies for decision point assessments that allow candidates to reflect upon work they have completed and resubmit components that do not meet expectations or re-take a practical component. The EPP relies on its professional community to evaluate the capacity and effectiveness of its assessment system, including full-time and part-time faculty, clinical faculty supervisors, supervisor leads, method leads, cooperating teachers, partner school leaders and program alumni. Supervisor and methods leads (Exhibit 3.4.d – Clinical Experience Personnel Chart) provide support to the American University, NCATE Self Study, Page 12 Director of the Office of Teacher Education, ensuring a link between the cooperating teacher, the student, the faculty, and program staff. Leads use assessments to monitor candidate progress and ensure data are available to make decisions about candidate progression through Practicum and Student Teaching. Leads meet with the Director of the Office of Teacher Education formally three times per year (August, January, June), and informally as needed to discuss candidate progress, provide feedback regarding practicum and student teaching, report experiences of cooperating teachers and other school personnel, and discuss the quality of assessment data. Supervisor leads also work with individual supervisors to provide mentoring and feedback to candidates. This lead structure was implemented in Fall 2012. The Special Education Program has a similar process between the Director of the Special Education Program, faculty, clinical faculty supervisors, cooperating teachers and school leaders. The faculty of the Curriculum and Instruction program are currently developing its professional community, which includes leaders from partner organizations and internship placement sites. The directors of initial and advanced programs work closely with faculty to ensure the effective design and implementation of key assessments. Each assessment includes a rubric or scoring guide, which indicates acceptable levels of performance, and opportunities for resubmission. Given the cycle of SPA resubmissions for the EPP, the utility and validity of data produced through key assessments has mostly occurred during the rejoinder process. Relevant feedback from SPA review is applied to the assessments of initial programs reviewed by the state. Advanced program assessments are reviewed by peer faculty through AU’s Learning Outcomes process required for Middle States accreditation. 2b. Data Collection, Analysis, and Evaluation The EPP uses a customized, web-based assessment and program management system called GoEd (goed.american.edu), which is continuously maintained and regularly improved upon to meet the needs of faculty, staff, candidates and the professional community. Candidates in all programs enter the system as prospects and maintain access to the system after graduation. GoEd allows access to data from the University’s official database, including contact information, course and schedule information, and grades. GoEd imports data directly from the ETS Praxis system. Access to a candidate’s account can be granted to internal users such as faculty, as well as external users such as cooperating teachers. GoEd provides regular, comprehensive data on program quality, unit operations, and candidate performance at each decision point for initial and advanced programs. Candidates have access to assessment rubrics and evaluative feedback. Each semester, candidates and faculty complete assessments in the system. Users access the system to provide evaluative feedback about their experiences and about the effectiveness of assessments. All data can be American University, NCATE Self Study, Page 13 aggregated, summarized, and reported. Data can be disaggregated by program and across time periods. Data collected in GoEd are regularly and systematically compiled, aggregated, summarized, analyzed, and reported internally and externally to improve candidate performance, program quality, and EPP operations. GoEd data are used in conjunction with data from the AU Office of Institutional Research to complete SPA reports, PEDS reports, Title II reports, CAEP Annual Reports and Learning Outcomes required by Middle States. Internally, data is reviewed to monitor candidate progress and program effectiveness. See Exhibit 2.4.a for the 3-level Assessment Analysis Structure of Data Review and Analysis, also described in Section 2c. AU has a Policy on Student Academic Grievances that covers undergraduate and graduate students (see Exhibit 2.4.e). The policy prescribes a 4-step process that includes review by an annually appointed EPP grievance committee. The Dean holds the official grievance files, as well as a file of informal complaints. GoEd also has an area for staff to track communication with an individual candidate, which allows all involved staff to have a full understanding of actions taken regarding a candidate. Candidates may access these comments upon request. 2c. Use of Data for Program Improvement The EPP employs a 3-level assessment analysis structure to ensure data from assessments are reviewed and analyzed regularly for program improvement (Exhibit 2.4.a). For initial programs, LEVEL I data are reviewed each semester by faculty, clinical faculty, cooperating teachers and the Director of the Office of Teacher Education. These data are collected from course assessments, field experiences, student teaching, and developmental portfolio tasks. Faculty and clinical faculty supervisors submit data and review results to ensure candidates’ successful program continuation. Faculty may also use results to adjust instruction in a course or adjust how they approach supervisory tasks. If a faculty or clinical faculty member has evidence that an assessment may need to be adjusted in order to gain more evidence of student performance or to better align with standards, they bring these suggestions to the methods leads or supervisory leads who present this information to the Office of Teacher Education or the Director of the Special Education Program. During June supervisor lead meetings, data from key assessments are discussed. If there are compelling findings, decisions about program or assessment adjustments are proposed. The program director then reviews these changes with the Dean and they determine if changes to courses or non-key assessments should be made. The teacher education committee provides guidance about changes that affect an entire program or a key assessment. The Director of the Special Education Program follows a similar process with faculty members, supervisor leads and the special education committee. American University, NCATE Self Study, Page 14 The Dean, Director of the Office of Teacher Education, and faculty leaders who compile SPA and state reports review LEVEL II data annually or biannually. Level II data include data from program assessments, allowing a formal opportunity for the Dean and directors to review aggregated program data with faculty leaders. Given the rejoinder process, each program has been reviewed approximately every two years. Since Fall 2012 and Spring 2013 SPA submissions, two programs have been nationally recognized. We expect the remaining programs to become fully nationally recognized in the next year. A proposed process for internal review is outlined in Section 2c in Moving Toward Target and will begin in Fall 2016. The Dean, Director of Office of Teacher Education and Director of Special Education review data at the EPP level (LEVEL III) annually for initial programs. This analysis occurs during the compilation of external reports, including PEDS reports, Title II reports, CAEP Annual Reports and the Learning Outcomes report required by Middle States. Advanced program data are reviewed annually through the Learning Outcomes report. 2.2 Moving Toward Target or Continuous Improvement In order to describe work undertaken to move to the Target Level, excerpts from the “target” rubrics of NCATE Standard 2 are cited in [brackets] below along with specific examples of evidence to show that the EPP is moving to the Target Level or present a timeline for moving toward target. 2a. Assessment System [The unit, with the involvement of its professional community, is regularly evaluating the capacity and effectiveness of its assessment system, which reflects the conceptual framework and incorporates candidate proficiencies outlined in professional and state standards.] The EPP’s professional community, including full-time and part-time faculty, clinical faculty supervisors, supervisor leads, method leads, cooperating teachers, partner school principals, and program alumni each have a role in the assessment system, which reflects the conceptual framework principles of Community, Diversity, Equity and Excellence as well as the INTASC and SPA standards, and standards designed for advanced programs in curriculum and instruction. Evaluation of the system and assessments by these stakeholders occurs at three levels described in Exhibit 2.4.a. In AY 2013-2014, the EPP systematized the participation of alumni and school leaders in the assessment system by developing and implementing alumni and employment surveys. The EPP is also assisting the state in its efforts to develop an educator database that tracks the performance of candidates licensed in DC. The advanced program in curriculum and instruction is building its professional community, which includes school leaders, alumni and leaders in policy organizations. American University, NCATE Self Study, Page 15 [The unit regularly examines the validity and utility of the data produced through assessments and makes modifications to keep abreast of changes in assessment technology and in professional standards.] The EPP collects data that are meaningful, valid, and useful in measuring candidate performance and uses these data for program improvement. Each key assessment includes a rubric, which indicates the acceptable level of candidate performance. For initial programs, the validity and utility of data produced has been proven during SPA or state review and rejoinder process. As SETH programs continue to receive national recognition and are externally reviewed less frequently, the Director of the Office of Teacher Education and the Director of Special Education will design and implement a biannual internal program review system. This system is projected to be in place in AY 2016-2017 in order to provide enough time for SPA and state review feedback, revised assessment implementation and effective system design. This process will ultimately include the review of evidence regarding the relationship between candidate performance assessments to candidate program success to graduate success in the classroom (see below). A similar process will be adopted by the advanced programs in AY 2017-2018. [Decisions about candidate performance are based on multiple assessments ….Data show a strong relationship of performance assessments to candidate success throughout their programs and later in classrooms or schools.] The EPP has operated with an assessment system with multiple assessments occurring at multiple decision points since 2006 for initial programs, and began to implement this process in 2014 for advanced programs. Decision point details are provided in Exhibit 2.4.a. SPA and state review data show a strong relationship between performance assessment outcomes and candidate program success. Faculty and program directors regularly use assessment data to follow individual candidates and monitor areas for improvement. For example, if a candidate performs poorly on the unit-plan key assessment in a methods class, the faculty member and director will alert the clinical faculty supervisor to provide additional support in lesson and unit planning during field experience. Confirmation of the expected growth occurs in the final evaluation of student teaching and professional teaching portfolio assessments. The employment and performance follow-up decision point has been recently added and will be the focus of the work of the directors of SETH’s initial and advanced programs in AY 2014-2015. An employment and performance followup survey for all programs is being designed and will be implemented in Fall 2014. The Director of the Office of Teacher Education is also providing feedback to the state about the State’s Educator Preparation Program system, which is currently being designed for operation in 2015. This system will provide performance data about program graduates. Assessments at each decision American University, NCATE Self Study, Page 16 point for advanced programs are being implemented and tested in AY 2014– 2015. [The unit conducts thorough studies to establish fairness, accuracy, and consistency of its assessment procedures and unit operations. It also makes changes in its practices consistent with the results of these studies.] In the past two years the EPP has taken the following measures to ensure fairness, accuracy and consistency in its assessment procedures and unit operations: • Updated all assessments in initial programs to the new 2011 INTASC standards, most notably the Professional Teaching Portfolio and Final Evaluation of Student Teaching. It is important to the EPP that programs reflect the education field’s new understanding about student learning, research, common core standards, and teaching practice. • Aligned key assessments in initial programs more closely to the individual SPA standards as suggested by SPA reviewers. The EPP emphasizes the importance of candidate knowledge of their discipline; these aligned assessments provide an opportunity to specifically measure knowledge, skills and dispositions defined by specialty associations. • Updated rubrics for key assessments, including those used to assess candidate performance at the completion of student teaching. Rubrics were updated with guidance of supervisor leads, methods leads and the Teacher Education Committee. Faculty and cooperating teachers who use assessments were re-trained. • Ensure that multiple reviewers complete the key assessments. For example, the Final Evaluation of Student Teaching and the Lesson Plan Analysis are both completed by the candidate, cooperating teacher and clinical supervisor who discuss assessment results and how results might differ among evaluators. In addition, two clinical faculty members score the professional teaching portfolio. This ensures a consensus regarding a candidate’s mastery of the INTASC standards. Currently, a third evaluator is employed if scores differ by more than 10 points. Many of these new assessments and rubrics are still being implemented for the first time and data are currently being collected. The program directors will review at least two implementations of these assessments with the supervisor leads, methods leads and teacher education or special education committee in order to determine if they are valid and providing useful data to assess candidate performance. During assessment reviews, these stakeholders will review the range of scores provided to each candidate to ensure training for evaluators is resulting in accurate and fair assessments. These studies will occur in June 2015. As assessments for the advanced programs are implemented, the Director and faculty will employ many of these same techniques to ensure assessments are fair, accurate and consistent. 2b. Data Collection, Analysis, and Evaluation American University, NCATE Self Study, Page 17 SETH's assessment system provides regular and comprehensive data on program quality, unit operations, and candidate performance at key program stages, extending beyond the first year of completers’ practice. Assessment data from candidates, graduates, faculty, and other members of the professional community are based on multiple assessments from both internal and external sources that are systematically collected. In 2010, the EPP invested in upgrading and expanding its web-based, customized assessment system. The Dean approved a vendor change to the GoEd system, which provides for more robust portfolio, assessment, and reporting capabilities. In 2012 GoEd expanded to include new modules to track prospective candidates, monitor candidate advising, track faculty appointments, add a separate portfolio for the Special Education program, and update the Teacher Education portfolio system to include the new INTASC standards. Key assessments continue to be implemented and scored through GoEd by faculty, clinical faculty supervisors, cooperating teachers, and candidates. The system allows cooperating teachers and clinical faculty supervisors access to real-time assessment data about candidates and provides candidates a place to track their performance at each decision point in the program. In addition, GoEd has a robust reporting system that allows assessment data to be aggregated and disaggregated in many ways – across semesters, by programs, by traditional and alternative route, etc. Three important changes to the system have improved candidate quality and overall unit operations. • Prospective Candidates: The prospective student module allows unit staff to track correspondence with candidates. This allows staff and faculty to review the transcript analysis of candidates before program admission and to notify them as early as possible if they have any content deficiencies. A candidate can then work with program advisors to create a plan to eliminate content deficiencies. This process has increased the number of candidates admitted without content deficiencies. • Candidate Advising: Program advisors use the system to track candidate advising. During the initial advising session, advisors are able to outline the entire program of study with candidates online. Any staff member who communicates with a candidate enters advising notes, including candidate complaints and resolutions. This system provides increased program transparency to candidates and staff members. These changes have helped integrate GoEd into all EPP processes and allows the EPP to better track student progress through their programs. • Key Assessments: As the EPP receives national recognition from the SPA and state review process, key assessments are updated in the GoEd system. Entering all SPA assessments into GoEd allows staff to hold faculty accountable for completing required assessments. Candidates are also more aware of the importance of content and discipline-specific assessments. • Faculty System: A new faculty module was created to collect syllabi, faculty CVs, adjunct faculty rate information, and results of student evaluations of faculty teaching. Adjunct faculty members also use the system for re-appointment evaluations. American University, NCATE Self Study, Page 18 In AY 2014-2015, the EPP will turn its attention to expanding GoEd to include information about candidates in their first year of practice. A new alumni section is under development and will be operational by Fall 2014. This section will collect employment data about candidates. Candidate surveys will be collected and these data, when appropriate, will be linked to a candidate’s alumni account. In addition, in AY 2014-2015 and 2015–2016, the EPP will add the advanced programs key assessments to the GoEd system, train candidates how to use these assessments, train faculty how to use the system to score these assessments, and review the data from the assessments. [These data are regularly and systematically compiled, aggregated, summarized, analyzed, and reported publicly for the purpose of improving candidate performance, program quality, and unit operations.] Standard 2 Section 2c. above and Exhibit 2.4.a. explain the three-level system for using data to improve candidate performance, program quality and EPP operations. In the past year a related change to the EPP includes the creation of the new positions of Methods Leads and Supervisor Leads, and their required use of assessment data. These new leadership positions review data with the Director of the Office of Teacher Education and the Director of the Special Education Program and propose program changes when evidence indicates change is recommended. As the advanced program assessments are added to the system, full-time faculty in those programs will follow the same framework to review data and propose program changes as necessary. [The unit has a system for effectively maintaining records of formal candidate complaints and their resolution.] The EPP will continue to follow the official American University Policy on Student Academic Grievances. [The unit is developing and testing different information technologies to improve its assessment system.] SETH budgets resources for the GoEd system to be maintained by an external developer and upgraded when needed. The Dean approves all decisions regarding changes to the system based on overall EPP benefit and specific program requirements. The Director of the Office of Teacher Education and program development staff regularly attend national conferences (AACTE, CAEP, AERA, ISTE) to stay abreast of current trends in teacher education, including new technologies that may enhance the unit’s assessment system. Currently the EPP is focusing on system enhancements related to the collection of employment and employment performance data from alumni. American University, NCATE Self Study, Page 19 2c. Use of Data for Program Improvement [The unit has fully developed evaluations and continuously searches for stronger relationships in the evaluations, revising both the underlying data systems and analytic techniques as necessary. The unit not only makes changes based on the data, but also systematically studies the effects of any changes to assure that programs are strengthened without adverse consequences.] Many of the changes made during the last three years to assessments have been to the assessment procedures or rubrics. These changes were made based on SPA reviewer feedback, peer review feedback, or feedback from faculty and supervisors implementing assessments. As programs receive national recognition and assessments are implemented multiple times, the unit will have additional data available to study the effects of these assessment changes on the programs, and on candidates’ performance after graduation. Please see Exhibit 2.4.g. for changes made in the past three years and their effect on programs. In the next year the Director of the Office of Teacher Education will work with faculty leads and special education faculty to design a monitoring system focused on changes to assessments and assessment processes. This group’s primary goal will be to monitor the effect of changes made to assessments and improvements relative to candidate outcomes. [Candidates and faculty review data on their performance regularly and develop plans for improvement based on the data.] Through the three levels of the Assessment Analysis Structure described earlier, program stakeholders analyze data each semester, annually and biannually. Plans for improvement are developed based on those data reviewed. American University, NCATE Self Study, Page 20 STANDARD 3 FIELD EXPERIENCES AND CLINICAL PRACTICE Glossary for Standard 3 • Practicum = Field Experience Semester before Student Teaching • Any field experience that is not Practicum will be outlined in detail. • Student Teaching = Clinical Practice • Supervisor = Clinical faculty Element 3a. Collaboration between Unit and School Partners Candidates in initial and advanced programs are placed in District of Columbia/Maryland/Virginia (DMV) area schools. The education canvas of the DMV area is vast and varied and our candidates experience diverse field and clinical experiences as a result of AU’s location in this area. SETH’s Field Placement Coordinator and Director of the Office of Teacher Education, in partnership with local school districts, coordinate all practicum and student teaching placements for initial undergraduate and graduate programs. Principals and cooperating teachers are actively involved in the determination of field placements. Once candidates indicate their preferences for practicum or student teaching placement in GoEd (Exhibit 4.4.i), principals are contacted and placements are discussed. There is regular communication with principals regarding placement of candidates at their schools. Through a collaborative process, candidates are matched with cooperating teachers. In Maryland and Virginia schools, county placement coordinators are responsible for setting up student teacher placements; SETH coordinates with these personnel before contacting principals. The Director of the Office of Teacher Education visits every placement while candidates are student teaching. The EPP has written agreements with local school systems (Exhibit 3.4.a), as well as written criteria for the selection of school faculty and cooperating teachers (Exhibit 3.4.c). SETH regularly submits and is awarded grants and contracts that formalize partnerships with other organizations. One example is our Lab2Class grant, which aims to increase the number of highly qualified science and math teachers in high-needs schools in DC, and is funded by the Toyota USA Foundation and the National Science Foundation (NSF). More information is provided in Exhibit 3.4.a. Candidates enrolled in advanced programs undertake an internship aligned with their program concentration (education policy or literacy) and complete 6 credits of field experiences through the EDU 691 or 695 courses. Placements for the advanced MEd Educational Leadership or Literacy program are made jointly by the program coordinator and the partner school contact. Element 3b. Design, Implementation, & Evaluation of Field Experiences & Clinical Practice American University, NCATE Self Study, Page 21 Throughout initial undergraduate and graduate programs, candidates develop knowledge, skills, and dispositions in multiple field-based settings in the DMV (Exhibit 3.4.b). The diversity of these schools enables candidates to complete field experiences in both urban and suburban schools. In addition to diverse locations, candidates also experience multiple grade levels. At a minimum, candidates in elementary education must complete field experiences in a lower level classroom (1st – 3rd grade) and an upper level classroom (4th – 6th grade). Candidates in secondary education must complete field experiences at middle school and high school levels. Candidates in the K-12 education program must choose two experiences between the elementary, middle, and high school levels. Descriptions of these field experiences and clinical practice in undergraduate and graduate programs follow. Further descriptions can be found in Exhibit 3.4.e. Field and Clinical Experiences in Initial Programs The unit’s undergraduate teacher education programs are designed to transition candidates from observer to practitioner. Early field experiences occur during sophomore and junior years. During sophomore year, candidates complete a 20-hour observation course, EDU 321: Field Experience in Teacher Education. This course includes weekly observations in diverse classroom settings where students reflect on a selected dimension of teaching and learning. Junior year, candidates complete EDU 492: Service Learning in Teacher Education. This course includes a 40-hour field-based experience. These syllabi are provided in Exhibit I.5.b. During senior year, candidates complete Practicum and Student Teaching. Practicum is completed in conjunction with methods coursework during the first semester of senior year. This field-based experience involves observation, small group instruction, and limited large group instruction. These methods courses provide candidates the opportunity to develop instructional units, which they test during field placements. Practicum placement includes 2 classroom days/week throughout the semester, totaling approximately 210 hours. Elementary practicum also complete an additional week in the classroom at the end of the semester. Student teaching is completed during the candidates’ final semester. This culminating experience is a 2 day/week placement lasting 14 weeks and totaling at least 400 hours in a classroom setting. During student teaching, candidates prepare lesson plans, attend parent conferences, participate in professional development workshops, provide direct instruction to students, and conduct assessments of student performance. Candidates “take over” the classroom for at least two weeks. Candidates enrolled in the unit’s graduate certificate and Master of Arts in Teaching programs complete practicum and student teaching as defined above for undergraduate programs. This typically occurs during the last two semesters of the program. American University, NCATE Self Study, Page 22 Candidates in the graduate program in special education undertake a year-long internship at the Lab School of Washington and other DC public and private school placements. This internship allows candidates to develop in-depth experience in remedial and diagnostic special education in a selfcontained school for students with learning disabilities. During the internship, which takes place over the entire K-12 school year, candidates also undertake weekly observations of classrooms outside their placement classrooms (including the arts, club, and science classrooms) and conduct site visits to local DC public and public charter special education classrooms. Field and Clinical Experiences in Advanced Programs Candidates in advanced programs complete a 6-credit internship aligned with their concentration. Candidates in education policy undertake an internship focused on building pedagogical and professional knowledge of local, state and federal policy; candidates in literacy undertake an internship designed to build pedagogical and professional knowledge as it relates to literacy broadly. Candidates in literacy are required to undertake a more focused internship in order to receive the Reading Specialist endorsement offered by DC. For both initial and advanced programs, SETH values the expertise of its many partners and regularly organizes sessions to discuss program components with them. We believe that collaboration with partners is the key to effective and successful field-based experiences. After each semester of Student Teaching, SETH faculty, cooperating teachers, and candidates evaluate the teacher education program and clinical experience (Exhibit 3.4.d). Information from written evaluations of programs and verbal feedback is used to guide the design and delivery of future field and clinical experiences. Element 3c. Candidates’ Development and Demonstration of Knowledge, Skills, and Professional Dispositions to Help All Students Learn SETH aims to support candidates throughout every stage of their program in order to ensure that they develop and demonstrate the knowledge, skills, and dispositions to help all students learn. As discussed previously, faculty use multiple assessment strategies to monitor and assess the degree to which this occurs. Below are examples of strategies used to ensure that candidates develop the resources they need to be successful in the classroom: ● Observations: Supervisors regularly observe candidates’ teaching skills during field experience and clinical practice, ensuring they receive feedback within classroom settings at multiple points. Time for reflection and feedback occurs between candidates and supervisors before and after each observation. Candidates must share lessons with supervisors prior to teaching, and meet with supervisors following taught lessons. Observations are documented. ● Lesson Planning Evaluations: Supervisors complete evaluations of candidates’ lesson planning and teaching skills. Evaluations and data are American University, NCATE Self Study, Page 23 found in GoEd and include: ● ● ● ● ● ● Lesson Plan Analysis and Implementation Form Final Evaluation of Practicum Students Midterm Evaluation of Student Teachers Student Teaching Final Evaluation Form or FBPA Student Teaching Final Evaluation Content Addendum Form Student Teaching Course Rubric Forms are located in Exhibit 3.4.f. ● Candidate Reflection: Candidates reflect throughout field experiences and clinical practice. Examples include: o Candidates must schedule to reflect with assigned supervisors during pre- and post-conference observation meetings of taught lessons. Discussion includes strengths, areas of growth, and how their instruction influenced student learning. o Candidate portfolios provide another platform to reflect on beliefs and practices to help all students learn. There are 20 entries in the portfolio (2/INTASC standard). Each entry includes individual reflection where candidates comment on the artifact, how it relates to the INTASC standard, and how the candidate would change the artifact or teaching experience to ensure that all students learn. o Candidates discuss and reflect on field-based experiences during the student teaching seminar. Each week candidates reflect on classroom experiences and explore educational beliefs and practices, culminating with a critical reflection document or case study analysis. Through these strategies, SETH faculty help candidates develop, evaluate, and reflect on the knowledge, skills, and dispositions that are essential to helping all students learn. 3.2.a Standard on which the unit is moving to the target level In order to describe work undertaken to move to the Target Level, excerpts from the “target” rubrics of NCATE Standard 3 are cited in [brackets] below along with specific examples of evidence to show that the EPP is moving to the Target Level or present a timeline for moving toward target. Element 3a. Collaboration between Unit and School Partners [Both unit and school-based faculty are involved in designing, implementing, and evaluating the unit’s conceptual framework and the school program.] • Faculty from SETH, the College of Arts & Sciences, supervisors, cooperating teachers, and principals all have a voice in the design, delivery, and evaluation of field experiences and clinical practice in SETH’s teacher education programs. School-based faculty make decisions on Practicum American University, NCATE Self Study, Page 24 and Student Teaching placements and provide valuable feedback to the program each semester. [They each participate in the unit’s and the school partners’ professional development activities and instructional programs for candidates and for children.] • All candidates in initial programs attend both school and district professional development during Practicum and Student Teaching. • Cooperating teachers who are highly rated by their school, district and the EPP’s evaluation system are invited to be guest speakers in classes and eventually adjunct instructors. • Partner schools are invited to colloquium. SETH has also recently started to invite P-12 stakeholders to school events such as the Larissa Gerstel Critical Literacy Symposium and Educational Policy & Leadership Symposium. [The unit and its school partners share expertise and integrate resources to support candidate learning. They jointly determine the specific placements of student teachers and interns for other professional roles to maximize the learning experience for candidates and P–12 students.] • The curriculum coordinator at the Lab School of Washington serves as an in-residence faculty member with SETH and as an on-site supervisor, assisting with placements and liaising with cooperating teachers and the EPP to discuss candidates’ experiences, learning, and any modifications required. This faculty member teaches the assessment course in the special education program and works with prospective students to facilitate placements at the Lab School and site visits to other schools with inclusion models for K12 students with learning disabilities. • The EPP has a dedicated Field Experience Coordinator whose primary responsibility is to coordinate field experience and clinical practice placements with the P12 stakeholders. This position also evaluates survey data at the end of each academic year and makes changes to placements as necessary. The Field Experience Coordinator also meets with P12 partners each year to obtain feedback and discuss strategies for strengthening field experiences and the academic preparation of our candidates. o The creation of this position has led to increased student satisfaction with placements, which in turn has maximized the learning experience for candidates and P12 students (Exhibit 1.4.i) • Cooperating teachers provide feedback through written evaluations completed at the conclusion of practicum or student teaching. Cooperating teachers also provide verbal feedback to clinical supervisors during required conferences. Element 3b. Design, Implementation, & Evaluation of Field Experiences & Clinical Practice [Field experiences allow candidates to apply and reflect on their content, professional, and pedagogical knowledge, skills, and professional dispositions in American University, NCATE Self Study, Page 25 a variety of settings with students and adults.] • Candidates are required to participate in diverse Practicum and Student Teaching experiences. This includes grade-levels (as discussed above) and settings. At least one of these experiences must be in DC. Additionally, candidates are encouraged to diversify the school type to experience at least two of the following: traditional public, public charter, independent, parochial, and private progressive schools. • A recent major change in initial programs was moving Practicum from one day/week to two days/week for all Secondary and K12 programs. This occurred during AY 2013 – 2014. [Both field experiences and clinical practice extend the unit’s conceptual framework into practice through modeling by supervisor and well-designed opportunities to learn through doing. During clinical practice, candidate learning is integrated into the school program and into teaching practice. Candidates observe and are observed by others.] Field experiences bridge the gap between theory and practice and provide ample opportunity for candidates to reflect on personal beliefs and practices. The aim is for candidates to understand the relationship between the program and the unit’s conceptual framework, and for faculty to assist candidates in developing dispositions and beliefs that support the unit’s mission. Faculty strive to ensure that our teacher education programs are recognized for their preparation of teachers who understand and model a commitment to excellence, equity, community, and diversity – four key components of SETH’s conceptual framework. • The EPP has created a structure to maximize learning through doing in both Practicum and Student Teaching. This design begins with a support structure that gives candidates consistent feedback. The Clinical Experience Personnel Chart is provided in Exhibit 3.4.d; our model includes Supervisor Leads, Methods Leads, Supervisors and Cooperating Teachers. This model was implemented in Fall 2013. • Students take methods courses in the final year of the teaching program, during Practicum and Student Teaching. These courses develop knowledge of effective instruction, specific to the content in which the teacher candidates are obtaining licensure. The model is described on pages 4-5 of the Clinical Experience Personnel Chart in Exhibit 3.4.d. • Another well-designed component of Practicum and Student Teaching is the role of the supervisors, cooperating teachers and candidates. In the Field Experience Handbook (Exhibit 3.4.e), pages 9-10 outline the expectations of these three roles during Practicum and pages 14-15 outline the expectations during Student Teaching. Note that candidates must complete four observations each semester for a total of eight observations. Two of eight observations are by the candidate’s cooperating teacher. The other six are typically chosen by the university supervisor or cooperating teacher based on the needs of the candidate. This allows the candidate to observe best practices for areas of growth. American University, NCATE Self Study, Page 26 [They interact with teachers, families of students, administrators, college or university supervisors, and other interns about their practice regularly and continually. They reflect on and can justify their own practice. Candidates are members of instructional teams in the school and are active participants in professional decisions. They are involved in a variety of school-based activities directed at the improvement of teaching and learning, such as collaborative projects with peers, using information technology, and engaging in service learning.] • Candidates meet with university supervisors regularly. Appendix B in the Field Experience Handbook (Exhibit 3.4.e) is a sample Practicum and Student Teaching timeline. During Practicum, candidates meet with their supervisors every 3-4 weeks. During Student Teaching, candidates meet with their supervisors every 2-3 weeks. • Candidates complete a Parent Conference Assessment. This assessment was initiated in Spring 2013 as a response to SPA form feedback; data collection in GoEd started in Fall 2014. The Parent Conference Assessment and Rubric is provided in Exhibit 3.4.g. • Candidates must be active participants in their placements, beyond the classroom. The Student Teaching Rubric, Section IV Professional Responsibility, assesses this factor and candidates must show evidence of participation beyond the classroom in the Professional Teaching Portfolio under INTASC Standards 9 and 10. • Candidates are required to reflect on their Practicum during postobservation meetings, in their Professional Teaching Portfolio where reflection is a component of each of twenty entries, and during the Student Teaching Seminar where they complete an Undergraduate Critical Reflection Paper or a Graduate Case Study. See the Student Teaching Seminar Rubric in Exhibit 3.4.f. • Undergraduate candidates complete a Service Learning course. The syllabus for this course is in Exhibit I.5.b. Candidates in advanced programs for teachers participate in field experiences that require them to critique and synthesize educational theory related to classroom practice based on their own applied research. Candidates in programs for other school professionals participate in field experiences and clinical practice that require them to design, implement, and evaluate projects related to the roles for which they are preparing. These projects are theoretically based, involve research and technology, and have real-world application in the candidates’ field placement setting. More details about the internship requirements and assessments for advanced programs can be found in the internship syllabus for the Curriculum and Instruction programs (Exhibit 1.4.c). Element 3c. Candidates’ Development and Demonstration of Knowledge, Skills, and Professional Dispositions to Help All Students Learn [Candidates work collaboratively with other candidates and supervisor to critique and reflect on each others’ practice and their effects on student learning with the goal of improving practice.] American University, NCATE Self Study, Page 27 • The Impact of Student Learning (ISL) is an assessment completed during Practicum and Student Teaching that is designed to measure the effect of candidates’ instruction. For the ISL, the teacher candidate is required to use pre- and post-assessment data and their instructional planning skills to demonstrate student learning within their Practicum and Student Teaching classrooms. A reflection about the pre- and post- assessments and instructional plan is also required. The ISL rubric and data can be found in Assessment 5 in the SPA reports. For any program without a SPA, the rubric and data for ISL can be found in GoEd. After evaluating SPA feedback that discussed the lack of content in the ISL assessment and rubric, the EPP shifted ISL from a portfolio requirement to a methods requirement in Fall 2013 and Spring 2014. [Field experiences and clinical practice facilitate candidates’ exploration of their knowledge, skills, and professional dispositions related to all students.] During Practicum and Student Teaching experiences, forms are designed for clinical supervisors, cooperating teachers and candidates to document the candidate’s exploration of their knowledge, skills, and professional dispositions related to all students. These forms are found in Exhibit 3.4.f and include sample excerpts below. Data from these forms are located in GoEd. • Observation Form o Teacher candidate uses supplementary materials and/or technologies effectively to ensure relevance and accessibility for all learners. o Teacher candidate differentiates instruction to meet particular learner differences or needs in each area of development: cognitive, linguistic, social, emotional and physical. o Teacher candidate includes ways to make content accessible for English Language Learners. o Teacher candidate brings multiple perspectives to the discussion of content, including attention to the learners' personal, family and community experiences and cultural norms. • Midterm Evaluation of Student Teachers o Student intern displays knowledge of age appropriate student developmental characteristics (emotional, social and intellectual). o Various approaches to learning and different cultural backgrounds are incorporated in lesson. • Lesson Plan Analysis and Implementation Form o Completed during Practicum and Student Teaching to evaluate lesson plan as a written document and how it is implemented in the classroom. o Revised in Summer 2013 based on evaluations from faculty members, candidates, cooperating teachers, and supervisors to differentiate between lesson plan and lesson plan implementation. o Revised form has proven effective for evaluating candidates’ lesson planning skills. Excerpts from the rubric include: § Essential questions exemplify instructional goals and methods American University, NCATE Self Study, Page 28 § of inquiry for multiple cognitive levels Instructional strategies promote active engagement of all learners; critical thinking and problem solving skills are differentiated to support learners of differing backgrounds, learning styles and needs [Candidates develop and demonstrate proficiencies that support learning by all students as shown in their work with students with exceptionalities and those from diverse ethnic/racial, linguistic, gender, and socioeconomic groups in classrooms and schools.] During Practicum and Student Teaching experiences, forms are designed for clinical supervisors, cooperating teachers, and candidates to document the candidate’s demonstration of knowledge, skills, and professional dispositions related to all students. These forms are found in Exhibit 3.4.g and include selected excerpts below: • Final Evaluation of Practicum Students o Student intern displays knowledge of age appropriate student developmental characteristics (emotional, social and intellectual). o Student intern incorporates various approaches to learning and different cultural backgrounds in lesson. • Final Evaluation Form for Student Teaching o Knowledge of Characteristics of Age Group: Teacher creates developmentally appropriate instruction. o Suitability for Diverse Students: Teacher differentiates instruction to meet particular learner differences or needs in each area of development (cognitive, linguistic, social, emotional and physical). o Knowledge of Students' Interests and Cultural Heritage: Teacher brings multiple perspectives to the discussion of content, including attention to learners' personal, family and community experiences and cultural norms. o Developmentally Appropriate Planning: Teacher individually and collaboratively selects and creates developmentally appropriate learning experiences guided by curriculum goals and content standards. o Differentiation: Teacher chooses appropriate strategies, materials, and accommodations to differentiate instruction for individuals and groups of learners. • Student Teaching Course Rubric o Lesson Plans - Created lesson plans that target all learners and comprehensively encompass what occurs during the lesson, from both the teaching and learning perspectives o Developmentally Appropriate – Delivered instruction that was intellectually, socially and emotionally appropriate o Differentiation - Demonstrated differentiation for exceptional learners and those with diverse cultural backgrounds o Active Engagement in Learning - Connected content to student’s background knowledge American University, NCATE Self Study, Page 29 STANDARD 4 DIVERSITY 4a: Design, Implementation, and Evaluation of Curriculum and Experiences Diversity is a guiding principle within SETH’s conceptual framework. From the outset, we work with candidates to develop theorized teaching practices by providing them theoretical models focused on understanding notions of diversity that take into account issues such as access, privilege, disadvantage, and domination in children who are English language learners and who have exceptionalities. These models for diversity include design aspects where candidates explore what it would mean to re-design or create equitable spaces for teaching and learning that best support the diverse abilities of young learners, and the vast linguistic and cultural differences, which comprise the classroom community. SETH candidates do not only read and talk about issues of diversity, they also ‘live’ what it means to be a student in a classroom where their own linguistic and cultural differences are respected and valued. Throughout their teacher education programs, candidates have multiple opportunities to engage as reflective practitioners. Some of the tools they use in reflecting include journaling, engaging in research in the community, conducting observations of learners in classrooms, and unpacking their own experiences as young learners. In combination, these experiences provide a rich data source, that when analyzed, helps our candidates understand what it means to make informed decisions as classroom teachers. Inherent in the conceptual framework is the requirement that candidates continuously reflect on their teaching to ensure that they develop effective strategies for working with diverse learners. More specifically, with respect to diversity, candidates are expected to: ● ● ● ● Examine policies, practices, and discourses that advantage some individuals and groups while disadvantaging others; Examine policies, practices, and discourses that limit individuals’ opportunities and groups’ full participation in schooling and in society; Practice reflective habits of mind which promote democratic classrooms; and Understand that a democratic and equitable society is a necessary condition for supporting diversity. These proficiencies are developed through academic coursework and field experiences. Although diversity is an overarching framework for every education course, the courses presented in Exhibit 4.4.b. are specifically designed to enable candidates to develop awareness and understanding of working with diverse learners and to develop the aforementioned proficiencies. For example for initial programs in EDU 205/521 students study diversity in schooling, in EDU 321/EDU 492/Practicum/Student Teaching provide candidates with a broad diversity in field placements, EDU 541/545 expose candidates to accommodations to American University, NCATE Self Study, Page 30 address diversity in Student Learning based on disability and or language background, EDU 609, and overview of pedagogical approaches with a focus on diverse learners. In advanced programs, candidates consider and are assessed on knowledge and skills related to diversity particularly through assessments that take place in three courses, EDU-683 and EDU-525 and EDU-691. The primary means for evaluating and assessing candidates’ understanding of what it means to live in a diverse world and teach from a critical socio-cultural or diverse perspective are completed during field experiences. These assessments provide evidence regarding a candidate’s proficiency in diversity issues, as well as their ability to differentiate instruction for diverse learners. For example, when planning and implementing lessons, candidates are required to provide evidence for differentiating instruction to support learners of differing backgrounds, learning styles, and needs. These skills are assessed using the Final Evaluation of Student Teaching, Student Teaching Course Rubric and the FBPA, which can be found in Exhibits 1.4.d. and 3.4.f. Data from these items, aligned with INTASC standard 2 (3 for special ed), range from 4.2 to 5 (3.2 to 3.8 for special education). These data indicate to the EPP that candidates are performing at expected levels of performance. Another tool that measures candidates’ ability to work with diverse learners and create inclusive classroom settings is the portfolio assessment aligned with INTASC Standard 2. Data from the portfolio assessments can be found in Exhibit 1.4.d. and scores range from 2.1 to 2.6 for both general and special education candidates. Candidates’ scores indicate acceptable levels of performance. Data for advanced candidates is not available at the time of this writing. 4b: Experiences Working with Diverse Faculty. SETH provides candidates with the opportunity to work with diverse faculty. We actively recruit and retain diverse faculty to support candidates in university classrooms and in field-based settings, as is presented in the faculty demographics chart in Exhibit 6.4.a. SETH faculty hold myriad life experiences working with students from diverse cultural backgrounds and students with exceptionalities. Data on faculty demographics are presented in Exhibit 4.4.d. There are 32 faculty who work in initial programs only, five who work in advanced programs, and six who work in both. Of these 43 faculty, 6 are black or African American, 1 is Hispanic, and 11 self-report as “other”. The unit strives to provide candidates with the opportunity to work with faculty from diverse backgrounds. Approximately 25% of the unit’s faculty are members of a minority group. This compares with a university-wide minority faculty population of almost 20 %. In addition, over 90% of the teachers in the District of Columbia Public Schools are members of a minority group. Candidates have the opportunity to work with diverse faculty within the unit, and to work with racially diverse school-based faculty. Not atypical of schools of education or P12 schools, the proportion of females among SETH’s faculty is 75%. 4c: Experiences Working with Diverse Candidates American University, NCATE Self Study, Page 31 Candidates have ample opportunity to interact with other diverse candidates in SETH and in the university. As indicated in Exhibit 4.4.e, candidates in both initial and advanced program are of diverse ethnic and racial backgrounds. Of those candidates who indicate their ethnic backgrounds, approximately 32% in initial program and 38% of advanced candidates are from minority backgrounds. Through academic coursework and field experiences, candidates are encouraged to reflect on the organizing principles of SETH’s conceptual framework (i.e., diversity, equity, community, and excellence) with peers both inside and outside of university classroom settings. The recruiting practices of the University, presented 4.4.h., provide guidance on how the EPP works to recruit a diverse pool of candidates. 4d: Experiences Working with Diverse Students in P-12 Schools In addition to enabling candidates to work with diverse faculty and diverse peers, SETH also strives to provide candidates with ample opportunities to work with diverse students in P–12 schools. Through field-based teaching experiences, candidates are encouraged to explore the rich diversity of students throughout the DMV area. Candidates work with diverse students in both public and charter elementary and secondary school settings whose experiences are different from their own. Three years of data about the ethnic, racial, and socioeconomic characteristics of students in the unit’s primary partner schools are detailed in Exhibit 4.4.f. These data indicate a wide variety of ethnic diversity and broad representation of children with disabilities and English language learners. The placement preference form, found in Exhibit 4.4.i., helps candidates select diverse field placements. 4.2. Continuous Improvement 4a. Design, Implementation, and Evaluation of Curriculum and Experiences As mentioned above, diversity is a key element to our conceptual framework. SETH faculty and staff continue to strive to create more opportunities for candidates to work with diverse faculty, other diverse candidates and in diverse field placements. We push our candidates to take diverse learners into consideration as they work in the array of field-based placements available. As described in Standard 3, the education canvas of the DMV area is vast and varied; our candidates experience diverse field and clinical experiences as a result of AU’s location. Field experience placements are monitored by the Office of Teacher Education; the Director of the Office of Teacher Education and the Field Placement Coordinator review field experience placement forms for each candidate prior to making field and clinical experience placements. These processes are designed to ensure that all candidates have completed a range of diverse experiences either prior to or during student teaching. In the special education program, SETH is striving to create more sustained diverse placements in order for candidates to experience a broader range of students with learning differences and English language learners. SETH has started a bilingual education program that will influence candidate learning relative to English language American University, NCATE Self Study, Page 32 learners; this program is under review by the Office of the State Superintendent of Education (OSSE). 4b. Experiences Working with Diverse Faculty and 4c: Experiences Working with Diverse Candidates Recent hires and outreach have expanded the breadth and depth of diversity among faculty and candidates in both initial and advanced programs. Targeted recruiting efforts across campus are designed to increase diversity among faculty and candidates in teacher education. For example, SETH works with the Center for Diversity and Inclusion, created as a part of AU’s 2008 Strategic Plan (presented in Exhibit 4.4.h.). The Center works to achieve Transformational Goal #5, which states that "American University embraces diversity in its broadest sense, including diversity of race, ethnicity, gender, sexual orientation, age, religion, nationality, disability, socioeconomic standing, and intellectual viewpoint. The university views diversity as an essential component of the educational experience of our students and an important indicator of our success in adapting to the dramatic demographic shifts that will occur in the decades ahead." The mission of the Center for Diversity and Inclusion (CDI) is to advance AU’s commitment to respecting & valuing diversity by serving as a resource and liaison for students, staff, and faculty on issues of equity through education, outreach, and advocacy. To achieve this mission, the Center is dedicated to: ● Enhancing LGBTQ, multicultural, first generation, and women’s experiences on campus; ● Promoting student retention, graduation, and academic achievement; ● Collaborating with campus partners, in particular those that work with international students, students with disabilities and students with active religious affiliations to create a safe, supportive & empowering community for all, regardless of identity. In addition, SETH partners with The New Teacher Project, City Year, and Teach for America to recruit alumni of their programs as candidates for our advanced programs. These organizations also value diversity and help SETH recruit diverse, high-quality candidates who are already committed to, and have experience working with, students in urban schools. 4d: Experiences Working with Diverse Students in P-12 Schools Experiences working with diverse sets of schools, from those that are majority minority to those with a broader ethnic and cultural demographic, can help candidates confront issues of diversity that affect teaching and student learning. These experiences aid candidates in developing strategies for improving student learning and candidates’ effectiveness as teachers. SETH’s special education program influences the general education program through overlapping faculty workloads; this focus on learner diversity, and instructional approaches such as Response to Intervention (RtI), ensures all candidates develop skills to work with children with language and cognitive disabilities. American University, NCATE Self Study, Page 33 STANDARD 5 FACULTY QUALIFICATIONS, PERFORMANCE, AND DEVELOPMENT American University attracts outstanding full-time and part-time faculty. Located in the center of urban and suburban school systems in the DMV area, SETH recruits qualified full-time professional education faculty with rich experiences in administrative and instructional positions in varied school systems. Full-time faculty members are active scholars who have contemporary experience in P-12 classrooms. Many EPP adjunct faculty are retired or current principals, teachers, or persons who bring a wealth of K-12 experience to their teaching and/or supervisory work with the unit’s teacher education candidates 5a: Qualified Faculty SETH faculty are a diverse group of individuals with varied school-based experiences and expertise in professional education programs. Because SETH encourages excellence in teaching, scholarship, and service pertaining to local, national, and international communities, our faculty provide candidates with the knowledge and guidance required to become exemplary teachers. SETH employs 24 full-time faculty members, 15 of whom are involved in our professional education programs. Additionally, five full-time faculty, with appointments outside of SETH, have taught and/or supervised candidates in professional education programs. 94% of these faculty have terminal degrees in their teaching field. SETH also employs 55 professional education faculty with an adjunct appointment. 28 of these faculty both taught courses and supervised clinical placements, while 27 exclusively supervised clinical placements. All university supervisors have the licenses, doctorates, and/or exceptional expertise required for teaching or clinical supervision in professional education programs. Qualifications of faculty for the 2013-2014 academic year can be found in AIMS and in Exhibits 5.4.a and 5.4.b. Information relative to supervisor and cooperating teacher qualifications can be found in Exhibit 3.4.c. 5b: Modeling Best Professional Practices in Teaching The unit is dedicated to providing candidates with the theoretical and practical tools required to be effective classroom teachers. More specifically, SETH faculty engage candidates in content and experiences that prepare them to be reflective and knowledgeable with the beliefs and professional commitments defined in SETH’s conceptual framework. The teaching practices of SETH faculty immerse candidates in a thorough analysis of content and pedagogy that provides field-based experiences and helps develop an in-depth understanding of the roles of community, diversity, equity, and excellence as organizing principles. Further, SETH faculty integrate various technologies to engage candidates in content and understand the importance of evaluating said technologies to maximize effectiveness. Candidates evaluate faculty by completing the Standard Evaluation of Teaching (SET). Exhibit 5.4.f. presents aggregated student evaluation data for all American University, NCATE Self Study, Page 34 EDU course taught between Spring 2013 and Spring 2014. Data illustrates that by SETH professional education faculty members are highly rated and SETH courses are perceived as useful and worthwhile. 5c: Modeling Best Professional Practices in Scholarship Under the new strategic plan, AU expectations for scholarly impact have notably increased. According to a recent AU Faculty Activity Reporting System (FARS) report, faculty members published approximately 55 books, 300 articles, and 150 book chapters during 2010 - 2012. All units place weight on discipline-specific scholarly productivity in tenure-and-promotion decisions. Requirements for scholarship are outlined in faculty manuals, presented in Exhibit 6.4.a. Moreover, scholarship is heavily weighed when considering the reappointment of pretenured faculty. Scholarly output is also an important factor in the annual merit evaluations of full-time faculty. Recognizing the linkage between scholarship and teaching, AU employs faculty who are actively involved in creativity and research, thereby engaging students’ passion for learning. As a whole, there is a breadth of scholarship and inspiration among the unit’s professional education faculty. As indicated by the data in Exhibit 5.4.d, SETH education faculty have published 33 journal articles and 18 book chapters, produced 77 conference presentations, and written 22 grant proposals over the past five years. 5d: Modeling Best Professional Practices in Service Members of the professional education faculty can serve on the SETH Faculty Council, the CAS Educational Policy Committee, and in a myriad of other ways, including ventures outside of the university. By nature, teacher education programs are collaborative; faculty and candidates in the unit rely on faculty across campus to assist in developing knowledge in programs and projects that involve interdisciplinary study. Most of the service endeavors pursued by professional education faculty directly benefit the teachers and students in the public schools in the DMV area. For example, the Institute for Innovation in Education (the IIE) in SETH prepares an annual report for the office of the president on the work that AU faculty, staff and students do in DC schools. Examples of EPP and faculty service can be found in Exhibit 5.4.d. 5e. Unit Evaluation of Professional Education Faculty Performance The university regularly conducts faculty teaching evaluations to enhance the competence and intellectual vitality of its programs. Full-time faculty members are evaluated annually during the merit review process (Exhibit 6.4.a). Faculty must submit annual reports concerning teaching, scholarship and service endeavors, which are reviewed by teaching unit committees. Recommendations for pay increases begin with these committees and proceed up through the administration to the Board of Trustees. Thus, annual evaluation of faculty directly impacts faculty compensation. To be appointed and subsequently re-appointed, adjunct faculty participate in a review process mandated by the Service Employees International Union American University, NCATE Self Study, Page 35 Collective Bargaining Agreement (Exhibit 5.4.f). Adjunct appointments last three years. Consideration for re-appointment involves the review of Student Evaluations of Teaching, observation of the adjunct’s instruction, and approval by the SETH Dean, CAS Dean, and the CAS Dean of Academic Affairs. Adjuncts also must submit syllabi each time they teach and an updated vitae annually. Information about the evaluation system and a sample faculty evaluation submission (through GoEd) can be found in 5.4.c. 5f. Unit Facilitation of Professional Development Based on needs identified in faculty evaluations, AU provides opportunities for the development of new knowledge and skills related to the conceptual framework, performance assessments, diversity, technology, and other emerging practices. SETH uses numerous strategies, policies and procedures that provide professional education faculty with ongoing professional development. These strategies include: implementing workshops, providing program management system training sessions, supporting participation in professional organizations, and providing travel funds for professional development at international, national, and regional conferences. Examples are presented in Exhibit 5.4.g. In addition, AU offers resources through the Center for Teaching, Research and Learning (CTRL). Established in 1989, CTRL hosts an annual conference on teaching and learning (Ann Ferren Conference on Teaching, Research and Learning) and provides additional professional development resources. 5.2 Continuous Improvement Over the past three years, AU has worked to provide more systematic and consistent support and evaluation systems for non-tenure line, full-time faculty (known as term faculty), as well as adjunct faculty. Term faculty guidelines for promotion were developed in 2011, and are included in the Faculty Manual and SETH guidelines (Exhibit 6.4.a). These guidelines continue to be developed and refined. The adjunct faculty at AU unionized in 2013; the union agreement (presented in Exhibit 5.4.f) requires regular evaluation of adjunct faculty. SETH is working to develop tools to support evaluation processes and procedures, such as classroom observation tools that can be used with in-person and online classes. Like other universities, AU continues to develop online educational opportunities. While just a handful of teacher education courses are offered online, we strive to engage in the development and use of technology that will enable the creation of authentic learning environments in the online classroom. Several members of the SETH faculty engage in online teaching and study the pedagogical approaches used in the online classroom. Faculty publications and presentations are provided in Exhibit 5.4.d. In addition, SETH is uniquely positioned to study the internationalization of teacher education, an area of growing interest. With grant support from the Longview Foundation, we developed training kits to help faculty consider international issues as they relate to domestic teacher preparation. Given AU’s American University, NCATE Self Study, Page 36 long history in international studies, this is an opportunity to provide leadership in this area. All of these activities directly impact candidate performance. As faculty bring scholarly and practical experiences to courses and field placement, the quality and meaningfulness of feedback to candidates is strengthened. Faculty experience and knowledge of evidenced-based practices are directly applicable to candidate development. For example, faculty knowledge of classroom technology enables candidates to bring meaningful uses of social media and interactive whiteboard to clinical placements. Faculty knowledge of the varied systems of educational evaluation, from teacher evaluation systems to data-dashboards for teachers, enriches candidate knowledge and skills related to data-based decision-making. Founded in 2010 and housed in SETH, AU’s Institute for Innovation in Education (IIE), an interdisciplinary organization committed to conducting, administering, and disseminating educational research and research-informed professional development initiatives, supports faculty research. The institute’s researchers undertake studies of education policy and education reform, health and nutrition programming and research, learning technologies, and research on learning disabilities and neuropsychology. The Institute’s mission is to bring together a wide-ranging set of methodological and analytical approaches to the study of educational policies and practices. Examples of the type of work undertaken by the IIE are presented in Exhibit 5.4.d and will be available to the Board of Examiners (BOE) team at the site visit. American University, NCATE Self Study, Page 37 STANDARD 6 UNIT GOVERNANCE AND RESOURCES 6.a: Unit Governance and Resources SETH is the professional education unit at AU and has the leadership and authority to plan, deliver, and operate coherent programs of study for teacher education candidates. The Dean of SETH is the head of the unit and oversees all faculty, staff and programs to ensure that candidates are prepared to be successful teachers. The Dean is assisted by the Director of the Office of Teacher Education and serves as the primary certification officer for the university in its relationship with local school systems, particularly the DC Public Schools and the Office of the State Superintendent of Education. The full-time faculty in SETH are ultimately responsible for the university’s teacher education programs, and are intimately involved in the design, implementation and assessment of the programs. This includes curriculum changes, admission of candidates, placement in clinical, field and internship settings, assessment of candidate competencies, certification of program completers, and recommendation for licensure. Day-to-day governance and management of the unit’s programs is officially vested in several individuals and groups, including the Dean of the School, SETH’s Faculty Council, the Dean of the College of Arts and Sciences (CAS), the CAS Educational Policy Committee, the Faculty Senate, the Dean of Academic Affairs and the University Provost. In addition, faculty, staff, and students in SETH participate in different levels of governance through their membership on university-wide, college-specific, or student representative bodies, committees, and councils. See Exhibit 6.4.b for the organizational chart. SETH’s recruiting and admission practices are provided in Exhibits 6.4.c, d, &e. Students have access to faculty advisors and staff who support their preparation, which is comprehensively documented through our program and assessment and management system, goed.american.edu. 6b. Unit Budget The College of Arts and Sciences, as prescribed by the University Budget Office, allocates sufficient financial resources to its various units, including SETH. SETH has budgetary authority and support for initial and advanced teacher education programs, including funding for the supervision of field experiences and maintenance of candidate records. The best examples of this are found in the materials available to the BOE team in the Office of the Associate Dean for Budget and Finance in CAS, which include detailed data about the comparative measures in CAS. CAS allocates an equitable number of teaching fellowships and assistantships for deserving students in SETH. Research and other areas of support are provided by graduate students, who are awarded fellowships and assistantships based on academic merit, by CAS and SETH. During AY 2013-2014, SETH received 23 graduate fellowships, with awards that included tuition of 18 credits per year and $9000 stipends, as well as smaller awards. Graduate students are also eligible for federal work-study awards for up to 20 hours/week. Students are assigned teaching assistant, research, or service duties to support faculty, based on the students' academic endeavors and past professional experience, and in a manner mindful of enriching the students' American University, NCATE Self Study, Page 38 academic experience at AU. In addition, SETH houses a number of grants and contracts that generate funds to support instruction and support activities, either directly or through indirect cost recoveries. Using the indirect overhead charged on grants, SETH has created a scholarship fund for graduate students while supporting additional professional development and research activities for faculty and candidates. 6c: Personnel In SETH, a regular teaching load for a research active, full-time, tenure-line faculty member is on average four 3-credit hour courses during an academic year. Term faculty typically teach a total of six 3-credit hour courses per year, with no more than 9 credit hours per semester. Specific teaching loads for SETH faculty are determined by a number of factors, including a faculty member’s responsibilities and his or her unique and diverse experiences. A description of these factors can be found in the AU Faculty Manual and SETH evaluation criteria in Exhibit 6.4.a. The teaching loads and workload reports are reported in Exhibit 6.4.h. Class limits are determined with the CAS Deans Office and differ for elective, general education, undergraduate requirements, and graduate elective and required courses. Full and part-time clinical faculty supervise student teachers, with no more than 4 candidates supervised in any given semester. SETH’s clinical supervision workload model is presented in exhibit 3.4.d. In addition to course load, SETH faculty keep regular office hours for student advising as outlined in the manuals in Exhibit 6.4.a. Beyond these responsibilities, faculty who advise in teacher education programs are members of the SETH Undergraduate and Teacher Education Committee. All faculty in SETH serve on other committees in SETH, the University Senate, or in CAS; most faculty members are also involved in service to the community as well as to the University. Exhibit 5.4e provides details regarding SETH faculty service activities. Professional development and technology training for faculty is supported by the Center for Teaching, Research and Learning. Links to these materials can be found in Exhibit 6.4.j. AU’s facilities as of fall 2013 comprise almost 4,000,000 square feet of area, in 54 on-campus buildings and several off-campus buildings. The facilities are comprehensive and represent typical university uses. They include 140 instructional spaces, libraries, a student center, athletic and recreation facilities, a theatre, an art museum, and many other specialized facilities. In addition to new facilities, there have also been adaptations of existing facilities to meet the university’s evolving needs. New research labs for biology and behavioral neuroscience have been created in existing buildings to support the increased emphasis on research and science education. Faculty offices have been added to support the significant growth in faculty over the last five years. The main offices of SETH are in Gray Hall, with additional offices and space in the Mary Graydon Center, which was renovated in the spring of 2014 to accommodate SETH faculty and staff. In addition to offices of 24 faculty and 12 staff members, Gray Hall also includes two multi-purpose classrooms controlled by SETH (one is American University, NCATE Self Study, Page 39 shared with the Math Department), a conference room, and adequate storage space. University classes, including those in professional education, meet across the universities campus in a variety of the 16 buildings with classroom facilities. Assignment of classrooms is made according to the demands of the courses, faculty needs, and student needs. Many University classroom facilities are new, including a large number of classrooms with audio-visual and computer-aided technology. The majority of classrooms are equipped with permanent faculty podiums, overhead projectors, and internet access. 6e. Unit Resources including Technology Faculty and candidates in SETH’s teacher education programs have access to a substantial array of university resources to support their activities, particularly in the University Library, the Center for Teaching, Research & Learning, the Office of Institutional Assessment, and the Office of Information Technology. Resources in the University’s Office of Information Technology A major challenge faced by institutions like AU is the demand and cost of technology. Information technology (IT) resources have improved significantly in the past few years in direct response to the growing demand for technological infrastructure and services. In 2008, a multiyear strategic roadmap was outlined for IT, which is included in Exhibit 6.4.i. The roadmap targeted building out key infrastructure and competencies, focusing on systems, processes, and people. Since then, numerous key processes have been instituted internally, such as change management, asset management, project management, service management, incident management, and problem management. Much of the infrastructure has been consolidated and standardized, resulting in a more stable and manageable architecture. Legacy systems have been replaced with industry-recognized enterprise-level systems. The campus now has adopted many new enterprise systems, including a robust content management system, a portal, a collaboration platform, enhanced administrative and student information systems, a business intelligence platform, an integrated messaging system, a storage area network, a firewall, and a network access control system. Resources in the University Library The University Library provides reference support, orientation, instruction, and research assistance to meet the information and technology needs of students. In recent years the library has expanded its online tutorials and provides laptops and other technology for students working in the library. Reference support is available online through live chat for students outside the library. The library is open 24 hours a day with staff support available until midnight Sunday through Thursday evenings and until 9 p.m. on Fridays and Saturdays. Surveys of library use from midnight to 8 a.m. reveal the popularity of these hours for student academic study. Student satisfaction with library service is consistently positive and in the 2013 Campus Climate Survey, the university library received excellent or good ratings from undergraduates. The education and teacher education collections are selected by faculty, in collaboration with a full-time faculty American University, NCATE Self Study, Page 40 librarian, Alex Hodges, an education subject specialist. Mr. Hodges is the Curriculum Materials and Education Librarian for Reference and Instruction and a tenured faculty member in the library with an affiliate appointment in SETH. 6.2 Continuous Improvement Over the past two years, the EPP has developed new structures of leadership to support candidate field and clinical experiences. The position of supervisor lead was created for both the teacher and special education programs. The supervisor leads meet formally with the Director of the Office of Teacher Education or the Director of the Special Education Program to review candidate field placement data and survey findings. Additional information relative to these processes is provided in Standard 2. These new leadership structures enable SETH to provide more support of candidates in field and clinical placements and greater access to both academic and career advising. The collaboration among the supervisor leads, program faculty and the EPP leadership (the Director of the Office of Teacher Education and the Dean) had improved the delivery and depth of support for teacher education candidates. Given SETH’s successful receipt of grant funding from the NSF, US Department of Education and other groups, we have been able to provide budgetary allocations that not only support high-quality work within the unit and with our school partners, but also provide us the opportunity to make continuous education more affordable to candidates in initial and advanced programs. In addition, the AU Library received an endowment to support the Curriculum Materials Center (CMC) and the Larissa Gerstel Critical Literacy Collection, managed by the education librarian, Alex Hodges. The CMC collections support the curriculum of SETH. Publications within the CMC collections include: textbooks (K-12), curriculum frameworks, lesson plans, juvenile literature (children's and young adult), manipulatives, computer software, DVDs and VHS videos. The Larissa Gerstel Critical Literacy Collection is housed in the CMC. The Center is used by students, children, parents and the community and gives them a safe, comfortable space for reading multicultural books that deal with critical literacy and issues of social justice and equity. 6.3. Areas for Improvement The unit was asked to consider three Areas for Improvement (AFI) at our last visit in 2007. Each of the AFIs and the changes the unit continues to refine are described below. 1. The unit has limited evidence that unit governance groups, councils, and committees identified in the unit’s Bylaws take formal action on matters that fall under their stated areas of responsibility. The teacher education committee takes formal action on changes to our programs and the special education faculty convene to make changes to the American University, NCATE Self Study, Page 41 special education program. This year, the committee, along with the new Director who serves as the convener, has met to discuss curricular changes. Key members of the committee served as writers for SPA reports. For example, the teacher education committee and the special education faculty meet at the end of each semester to review quantitative and qualitative data from candidates in order to make changes to the programs and handbooks. 2. The formal process in place does not assure that changes to College of Arts and Sciences (CAS) courses, which affect the curriculum of teacher preparation programs in the unit, are made with the authority of the unit. The Dean of the unit serves on the Chairs, Deans and Directors committee of the CAS. It is through this committee that we are able to engage our colleagues throughout Arts and Sciences in the support of our unit. There is time set apart during a CDD meeting each year when the chairs of each department review any planned curricular changes that may affect the teacher education programs. During the 2013-2014 AY, SETH undertook a number of curricular changes to teacher education programs after refining the programs based on unit data. This included changes to the TESOL Certificate and MAT programs (based on SPA feedback), modifying the Curriculum and Instruction Literacy Program to allow candidates to apply for a reading specialist license and course changes to the Early Childhood Certificate and MAT Program to better align to NAEYC standards. 3. The unit lacks an official avenue whereby members of the professional educational community participate in program design, implementation, and evaluation of the unit and its programs. Community members continue to participate in the development and refinement of our programs through their work as supervisors of student teachers, cooperating teachers and as advisers to our alternative route programs. SETH considers various levels of individuals to serve as stakeholders in our program design and delivery, including alumni, cooperating teachers, school administrators and local families. In order to evaluate the quality of our programs, SETH conducts regular surveys of these stakeholders, and reviews these responses, along with data from program findings to make program-level decisions. Examples of these assessments can be found in Exhibit 3.4.d. American University, NCATE Self Study, Page 42