INTERNATIONAL ELECTROTECHNICAL COMMISSION WORLDWIDE SYSTEM FOR CONFORMITY TESTING AND CERTIFICATION OF ELECTRICAL EQUIPMENT AND COMPONENTS IECEE provides facilitation to the Global Trade IECEE takes the Conformity Assessment further Amaury Santos IEC Latin America Regional Manager Copyright © IEC, Geneva, Switzerland IEC C.A. Systems CAB - Conformity Assessment Board IECEE IECEx IECQ System for Conformity Testing and Certification of Electrotechnical Equipment and Components System for Certification to Standards Relating to Equipment for use in Explosive Atmospheres Quality Assessment System for Electronic Components CB Scheme Mutual recognition of test results CB-FCS Full Certification Scheme Full certification, including QMS & Factory Audit/Inspection ENERGY EFFICIENCY ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 2/40 1 Procedure to become IECEE Member Membership of the IECEE is open to any country in which there is a Full or Associate Member National Committee of the IEC Membership of IECEE is also open to IEC Affiliates and non-IEC countries under certain conditions 3/40 ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 IECEE Member Bodies by Countries Finland Malaysia Slovakia France Mexico Slovenia Austria Germany Netherlands South Africa Bahrain Greece New Zealand Spain Belarus Hungary Norway Sweden Belgium India Pakistan Switzerland Indonesia Poland Thailand Ireland Portugal Turkey Israel Romania Ukraine China Italy Russian Federation United Arab Emirates Colombia Japan Saudi Arabia United Kingdom Croatia Kenya Serbia United States Czech Rep. Korea Rep. of Singapore Denmark Libya Argentina Australia Brazil Bulgaria Canada 53 Participating Countries ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 4/40 2 Members of the IECEE System The Members of the IECEE System are: 53 Member Bodies - 1 per Country 74 Certification Bodies - 1 or more per Country 367 Testing Laboratories - 1 or more per Country 47 ACTLs 2282 Manufacturer’s Testing Laboratories 5/40 ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 Levels of membership MEMBER BODY Level 3 Full Rights Issuing and Recognizing Full Rights Recognizing only *** Level 2 ** Level 1 NCB(s) NATIONAL CERTIFICATION BODY CBTL(s) TESTING LABORATORY Associated with the NCB MANUFACTURER’s TESTING LABORATORIES Under the Responsibility of the NCB Full Rights * SEMINAR ON UNDERSTANDING 6/97 AND IMPLEMENTING. THE APEC ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 EE MRA, Brunei Darussalam 6/40 3 IECEE Organization & Structure BOARD of APPEAL Chairman’s Advisory Group Policy & Strategy Forum CTL Committee of Testing Laboratories CMC PAC CFS Committee for Factory Surveillance Peer Assessment Committe ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 7/40 The IECEE CB Scheme and FCS Scheme In recognition of the need to facilitate international trade in electrotechnical equipment, and components primarily intended for use in homes, offices, workshops healthcare facilities and similar locations, for benefit of consumers, industries, authorities etc, and to provide convenience for manufacturers and other users of the services provided by various National Certification Bodies (NCBs), two international Schemes are operated by the IECEE, known as the: CB Scheme CB-FCS Full Certification Scheme ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 8/40 4 IECEE Conformity Assessment Schemes The IECEE Schemes are based on the principle of mutual recognition (reciprocal acceptance) by its worldwide members of test results for obtaining certification or approval at national level. The IECEE Schemes in the last decade have naturally evolved and become « de facto » the most accepted proof of compliance by many Countries’ Authorities and Regulators as the passport to entry their markets without further testing. ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 9/40 IECEE facilitates International Trade The IECEE Schemes are intended to reduce obstacles to international trade which arise from having to meet different national certification or approval criteria. ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 10/40 5 National Differences Where national standards are not yet completely based on IEC standards, declared national differences are taken into account. However, successful operation of the Scheme presupposes that national standards are reasonably harmonized with the corresponding IEC standards. ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 11/40 The scope of the CB Scheme ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 12/40 6 The scope of the CB Scheme Safety, Performance, Sourcing IECEE Electrical accessories (TC 23) Information Technology (TC 108) Multimedia (TC 100) Luminaires (TC 34) Fibre optics (TC 86) Electric cables (TC 20) Cables, wires, waveguides (TC 46) Lamps and related equipment (TC 34) Household appliances (TCs 59 & 61) ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 13/40 The CB Scheme and CB-FCS Processes Sample request CB-FCS CB requests sample(s) and sets the testing programme Testing CBTL’s Staff performs the measuring and testing programme Inspection CB’s Staff performs the Factory Inspection Evaluation CB’s Staff evaluates the Test Report Decision Licence CB’s officer takes the Certification decision CB issues the CB Test Certificate and Test Report ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 14/40 7 IECEE Conformity Assessment Providers 400 350 300 250 Countries Certification Bodies Testing Laboratories 200 150 100 50 0 ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 15/40 IECEE CB Test Certificates issued 70'000 60'000 50'000 40'000 30'000 20'000 10'000 '0 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 Certificates re-issued over the publication of new editions of standards ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 16/40 8 IEC-ILAC-IAF Memorandum of Understanding As a result of the confidence established between ILAC and IAF Members and the IEC C.A. Systems (essentially the IECEE), the Parties have agreed to formalise their future cooperation by signing a tripartite MoU with common target and goals in order to increase the efficiency of the discussions, facilitate the future conduct of relevant testing laboratories and certification bodies assessments, reduce duplication of activities and maximize the harmony in technical evaluations conducted by ILAC, IAF and the IEC C.A. Systems. 17/40 ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 Unified Reassessment model Example for Testing Laboratory IEC C.A. System Secretariat ILAC Member AB Testing Laboratory accredited by COFRAC and accepted by the IECEE Short list of pre-selected Technical Assessor(s) Data Base of a Common Pool of Registered Technical Assessors Selection and appointment of: ON-SITE ASSESSMENT + Technical TechnicalAssessor Assessor Lead Assessor COMMON ASSESSMENT REPORT ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 COMMON ASSESSMENT REPORT 18/40 9 Unified Reassessment model Example for Certification Body IEC C.A. System Secretariat Data Base of a Common Pool of Registered Technical Assessors Certification Body accredited by NATA and registered by the IECEE System IAF Member AB Short list of pre-selected Technical Assessor(s) Selection and appointment of: Australia ON-SITE ASSESSMENT + Technical Assessor Lead Assessor COMMON COMMON ASSESSMENT REPORT ASSESSMENT REPORT 19/40 ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 IECEE System in action Conformity Certification Body A issuing Analyzing… Assessment Type Typetest test Certificate program program Test Report Conformity Assessment National National Report differences differences Factory applicable) Inspection (if(ifapplicable) Factory Audit Report National differences Laboratory National differences (if applicable) Testing… (if applicable) Application documents APPLICANT Conformity Assessment Factory Certificate Audit Report Conformity Assessment Report Auditing… Factory Audit Report National differences Samples Factory (if applicable) NCB COUNTRY B1 15 working days Market Regulators NCB COUNTRY B2 Retailers/Vendors Buyers NCB COUNTRY B3 ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 20/40 10 Market surveillance Samples Production line Samples Certification Body A Stock issuing Inspector Test Report Testing… Samples Retailers Laboratory ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 21/40 The use of the IECEE System… Ensures that the product are safe Prevents redundant testing Facilitate trade Support regulatory policies …provides a competitive edge! ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 22/60 11 Safety – Performance - Environmental Safety Energy efficiency IEC Standards for electrical safety IEC Standards for energy efficiency Environmental Protection IECEE Hazardous Substances Program 23/49 ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 23/40 Automotive Chargers for Electrical Vehicles Plugin & Charging Stations ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 24/40 12 Energy Efficiency Energy Consumption Energy Performance Noise Level ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 25/40 Energy efficiency Manufacturer Safety Energy Efficiency, Consumption & Performance TR – Test Report TR – Test Report CB Testing Laboratory National Certification Body CBTC – Test Certificate STR – Statement of Test Results Marketplace ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 26/40 13 The dreaming target One test One certification One mark ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 27/40 Today’s achieved target One test One international certificate One or more certification marks as needed or direct acceptance in the market place by Regulators, Customs, Retailers, Buyers, Vendors, etc.. ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 28/40 14 Product certification is used in various ways Governments may impose certification requirements. Local governmental authorities rely on certification of products to assure that electrical products are safe, suitable and performing IECEE CB Scheme is widely recognized by Regulators and National Authorities as a proof of compliance to access the Regulated markets Bahrain Workshop – December 7-8 2009 ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 29/40 Product certification is used in various ways Retailers of electrical goods rely on certification as evidence that aspects such as the safety of electrical appliances have been addressed by a third party, thus giving confidence that products they place on their shelves for sale to the public are not likely to bring harm to their customers IECEE CB Scheme is widely recognized by Retailers, buyers, vendors as a proof of compliance to access the worldwide markets Bahrain Workshop – December 7-8 2009 ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 30/40 15 Governments concern In & Out concept IN for IMPORTING Governments want to make sure that imported electrical goods are safe and operate efficiently OUT for EXPORTING Governments interest is to help the National Industry to be able to export their electrotechnical goods in the global market Bahrain Workshop – December 7-8 2009 ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 31/40 Developing Countries Developing Countries adopt/use the IECEE System to: 1. Protect their Countries from importing non-conforming or non-efficient electrical goods and/or 2. Set the basis to establish a National Conformity Assessment structure e.g. a Testing Laboratory and/or a Certification Body a)to retest certified products in the field of Market Control b) to test non-certified products 3. Participate in the IEC C.A. Systems and benefit from attending workshops and trainings Bahrain Workshop – December 7-8 2009 ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 32/40 16 Developing Countries Protect their Countries from importing non-conforming or non-efficient electrical goods Bahrain Workshop – December 7-8 2009 ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 33/40 The use of the IECEE System… Ensures that the products are safe and efficient Minimize the risk to property and persons Contribute to the environmental aspects & public health Developing Countries Support regulatory policies ITU Forum on Conformity and Interoperability - Brasilia 12-15 June 2012 34/60 17 INTERNATIONAL ELECTROTECHNICAL COMMISSION WORLDWIDE SYSTEM FOR CONFORMITY TESTING AND CERTIFICATION OF ELECTRICAL EQUIPMENT AND COMPONENTS IECEE: taking Conformity Assessment further www.iecee.org Copyright © IEC, Geneva, Switzerland 18