CABRILLO COMMUNITY COLLEGE DISTRICT EQUAL EMPLOYMENT OPPORTUNITY PLAN 2013 - 2016 Updated: ● Summer 2013 ● June 2015 Fall 2015 1 Table of Contents Plan Components 1. Introduction ........................................................................................................................ 3 2. Definitions .......................................................................................................................... 4 3. Policy Statement ................................................................................................................ 6 4. Delegation of Responsibility, Authority and Compliance .................................................. 7 5. Advisory Committee ........................................................................................................... 8 6. Complaints .......................................................................................................................... 9 7. Notification to District Employees ................................................................................... 11 8. Training for Screening/Selection Committees ................................................................. 12 9. Annual Written Notice to Community Organizations ...................................................... 13 10. Analysis of District Workforce and Applicant Pool .......................................................... 14 11. Analysis of Degree of Underrepresentation and Significant Underrepresentation ........ 17 12. Methods to Address Underrepresentation ...................................................................... 18 13. Additional Steps to Remedy Significant Underrepresentation ........................................ 24 14. Other Measures Necessary to Further Equal Employment Opportunity ........................ 25 15. Persons with Disabilities: Accommodations and Goals for Hiring .................................. 27 Appendix A. AP 3410 – Regulations for Prevention and Handling of Unlawful Discrimination and/or Harassment Allegations, Including Sexual Harassment .................................................... 28 B. AR 5000 – In House or Promotional Only Hiring Process .................................................. 41 C. AR 5105 – Search and Selection for Contract Faculty ...................................................... 44 D. AR 5105C – Adjunct Faculty Search and Selection Procedure .......................................... 49 E. AR 5500 – Search and Selection for Classified Staff ......................................................... 53 F. AR 5600 – Search and Selection for Administrative Personnel ......................................... 60 G. List of EEO Plan Task Group Members .............................................................................. 65 2 Additional Component 1: Introduction The Cabrillo Community College District’s Equal Employment Opportunity Additional (Additional) reflects the District’s commitment to equal employment opportunity. The District takes an active and aggressive approach to ensure equal employment opportunities and create a working academic environment, which is welcoming to all, fosters diversity, and promotes excellence. An educational experience in an inclusive environment better prepares our faculty, staff and students to live, work, and contribute to a global society. The Plan’s immediate focus is equal employment opportunity in its recruitment and hiring policies and practices pursuant to the applicable Title 5 Regulations (Section 53000 et seq). The Plan also includes the steps the District takes in the event of underrepresentation of monitored groups. To properly serve a growing diverse population, the District will also endeavor to hire and retain faculty and staff who are sensitive to and knowledgeable of the needs of the continually changing student body it serves. This Plan reflects a work in progress and is meant to be a living document subject to clarification and revision as the college’s diversity goals are met. Laurel Jones, Ed.D. Superintendent/President 3 Plan Component 2: Definitions A. Adverse Impact: a statistical measure (such as those outlined in the EEO Commission’s Uniform Guidelines on Employee Selection Procedures) that is applied to the effects of a selection procedure and demonstrates a disproportionate negative impact on any group protected from discrimination pursuant to Government Code section 12940. A disparity identified in a given selection process will not be considered to constitute adverse impact if the numbers involved are too small to permit a meaningful comparison. B. Diversity: means a condition of broad inclusion in an employment environment that offers equality and respect for all persons. It requires both the presence, and the respectful treatment of individuals from a wide range of ethnic, racial, age, national origin, religious, gender, sexual orientation, disability and socio -economic backgrounds. C. Equal Employment Opportunity: means that all qualified individuals have a full and fair opportunity to compete for hiring and promotion and to enjoy the benefits of employment with the District D. Equal Employment Opportunity Plan: a written document in which a District’s workforce is analyzed and specific plans and procedures are set forth for ensuring equal employment opportunity. E. Equal Employment Opportunity Programs: all the various methods by which equal employment opportunity is ensured. Such methods include, but are not limited to, using nondiscriminatory employment practices, actively recruiting, monitoring and taking additional steps consistent with the requirements of section 53006. F. Ethnic Group Identification: means an individual’s identification in one or more of the ethnic groups reported to the Chancellor pursuant to section 53004. These groups shall be more specifically defined by the Chancellor consistent with state and federal law. G. In-house or Promotional Only Hiring: means that only existing District employees are allowed to apply for a position. H. Monitored Group: means those groups identified in section 53004(b) for which monitoring and reporting is required pursuant to section 53004(a). I. Person with a Disability: any person who (1) has a physical or mental impairment as defined in Government Code, section 12926 which limits one or more of such person’s major life activities, (2) has a record of such an impairment, or (3) is regarded as having such an impairment. A person with a disability is “limited” if the condition makes the achievement of the major life activity difficult. J. Reasonable Accommodation: the efforts made on the part of the District in compliance with Government Code section 12926. 4 K. Screening or Selection Procedures: any measure, combination of measures, or procedures used as a basis for any employment decision. Selection procedures include the full range of assessment techniques, including but not limited to traditional paper and pencil tests, performance tests, and physical, educational, and work experience requirements, interviews, and review of application forms. L. Significantly Underrepresented Group: any monitored group for which the percentage of persons from that group employed by the District in any job category listed in section 53004(a) is below eighty percent (80%) of the projected representation for that group in the job category in question. 5 Plan Component 3: Policy Statement The Cabrillo Community College District is committed to the principles of equal employment opportunity and will implement a comprehensive program to put those principles into practice. It is the District’s policy to ensure that all qualified applicants for employment and employees have full and equal access to employment opportunity, and are not subjected to discrimination in any program or activity of the District on the basis of religious creed, race, color, sex, gender, gender identity, gender expression, sexual orientation, national origin or ancestry, age, mental or physical disability, medical condition, pregnancy or pregnancy disability, genetic information, marital status, or military and veteran status or on the basis of these perceived characteristics, or based on association with a person or group with one or more of these actual or perceived Characteristics. The District will strive to achieve a workforce that is welcoming to men, women, persons with disabilities and individuals from all ethnic and other groups to ensure the District provides an inclusive educational and employment environment. Such an environment fosters cooperation, acceptance, democracy and free expression of ideas. An Equal Employment Opportunity Plan will be maintained to ensure the implementation of equal employment opportunity principles that conform to federal and state laws. 6 Plan Component 4: Delegation of Responsibility, Authority and Compliance Cabrillo Community College District is committed to the goal of promoting and supporting equal employment opportunity. This goal requires commitment and contribution from every segment of the District. The general responsibilities for the prompt and effective implementation of the Plan are set forth below. A. Governing Board: The Governing Board is ultimately responsible for proper implementation of the District’s Plan at all levels of District and college operation, and for ensuring equal employment opportunity as described in the Plan. B. Superintendent/President: The Governing Board delegates to the Superintendent/President the responsibility for ongoing implementation of the Plan and for providing leadership in supporting the District’s equal employment opportunity policies and procedures. The Superintendent/President shall advise the governing board concerning statewide policy emanating from the Board of Governors of the California Community Colleges and direct the publication of an annual report on Plan implementation. The Superintendent/President shall include in the evaluation of the performance of all administrators who report directly to him/her on actions taken in support of the Plan. C. Equal Employment Opportunity Officer: The District has designated the Human Resources Director as its equal employment opportunity officer who is responsible for the day-to-day implementation of the Plan. If the designation of the equal employment opportunity officer changes before this Plan is next revised, the District will notify employees and applicants for employment of the new designee. The equal employment opportunity officer is responsible for administering, implementing and monitoring the Plan and for assuring compliance with the requirements of Title 5, Sections 53000 et seq. The equal employment opportunity officer is also responsible for receiving complaints described in section 6 of the Plan and for ensuring that applicant pools and selection procedures are properly monitored. D. Equal Employment Opportunity Advisory Committee: The District shall establish an Equal Employment Opportunity Advisory Committee to act as an advisory body to the equal employment opportunity officer and the District as a whole to promote understanding and support of equal employment opportunity policies and procedures. The Equal Employment Opportunity Advisory Committee will assist in the development and implementation of the Plan in compliance with state and federal regulations and guidelines, monitors equal employment opportunity progress, and provides suggestions for plan revisions as appropriate. E. Agents of the District: Any organization or individual, whether or not an employee of the District, who acts on behalf of the governing board with regard to the recruitment and screening of personnel, is an agent of the District and is subject to all the requirements of the Plan and will be given a copy of it. F. Good Faith Effort: The District shall make a continuous good faith effort to comply with all the requirements of its Plan. 7 Plan Component 5: Advisory Committee The District shall establish an Equal Employment Opportunity Advisory Committee to assist the District in developing and implementing its Plan. The Committee shall include a diverse membership whenever possible. A substantial good faith effort to maintain a diverse membership is expected. If the District has been unable to meet this requirement, it will document that efforts were made to recruit Committee members who are members of monitored groups. The Committee will be comprised of full-time faculty, adjunct faculty, classified employees, administrators, and students: One member of administration as appointed by the Superintendent/President Two members of the faculty appointed by the Faculty Senate President Two members of the classified staff appointed by the Classified Union President Two students recommended by the student government association Advisory committee members will receive training in the following: The requirements of state and federal nondiscrimination laws Identification and elimination of bias in hiring The educational benefits of workforce diversity The role of the advisory committee in carrying out the District’s EEO Plan Committee membership will rotate to ensure fluid diversity of memberships, and to allow for fresh input. For a list of current members see Appendix G. An EEO Committee Chair will be elected by the Committee membership and serve approximately two fiscal years, unless Committee membership deems the need for shorter or longer terms and holds a new election. The Committee may also assist in promoting understanding and support of equal employment opportunity and nondiscrimination policies and procedures. The Committee may sponsor events, trainings, or other activities that promote equal employment opportunity, nondiscrimination, retention and diversity. When appropriate, the Committee may make recommendations to the District through the Superintendent/President, and the Director of Human Resources. 8 Plan Component 6: Complaints A. Complaints Alleging Violation of the Equal Employment Opportunity Regulations (Title 5 CCR Section 53026) The District has established the following process permitting any person to file a complaint alleging that the requirements of the equal employment opportunity regulations (EEO regulations) have been violated. The EEO regulations can be found in Title 5 California Code Regulations, sections 53000, et seq. The EEO regulations have been incorporated in the Plan. Any complaint alleging a violation of the Plan or the EEO regulations may be processed pursuant to these procedures. 1. Written Complaints Any person who believes that the EEO regulations have been violated may file a written complaint describing in detail the alleged violation(s). All complaints shall be signed and dated by the complainant and shall contain to the best of ability, the names of individuals involved, the date(s) of the event(s) at issue, and a detailed description of the actions constituting the alleged violation(s). a. Complaints Involving Current Hiring Processes Complaints involving current hiring processes must be filed as soon as possible after the occurrence of an alleged violation and not later than sixty (60) days after such occurrence unless the complainant can verify a compelling reason for the District to waive the sixty (60) day limitation. b. All Other Complaints Involving Violations of the EEO Regulations Complaints alleging violations that do not involve current hiring processes must be filed as soon as possible after the occurrence of an alleged violation and not later than ninety (90) days after such occurrence unless the violation is ongoing. 2. Where to File Complaints Complaints shall be filed with the Director of Human Resources who is designated as the EEO Officer. If the complaint involves the Director of Human Resources, the complaint may be filed with the Superintendent/President The Director of Human Resources will ensure that complaints are promptly and impartially investigated and will forward copies of all written complaints to the Cabrillo Community College District Office upon receipt per the provisions of AP 3410 (Appendix A). 3. Returned Complaints The District may return without action any complaints that are inadequate because they do not state a clear violation of the EEO regulations. All returned complaints must include a District statement of the reason for returning the complaint without action. 9 4. Appeals and Minimum Conditions Violations A complainant may not appeal the District’s determination to the State Chancellor’s Office, but under some circumstances, violations of the EEO regulations in Title 5 may constitute a violation of a minimum condition for receipt of state aid. In such a case, a complaint can be filed with the Sate Chancellor’s Office, but the complainant will be required to demonstrate that violation at the college and/or District level using the process described in this section pursuant to Section 53026 of Title 5. (See: California Community Colleges Chancellor’s Office Guidelines for Minimum Conditions Complaints at: http://www.cccco.edu/divisions/legal/guidelines/Guidelines%20for%20Minimum% 20Conditions%20Complaints.htm 5. Complaints Involving Unlawful Discrimination In the event that a complaint filed under section 53026 alleges unlawful discrimination, it will be processed pursuant to the “District’s Discrimination And Harassment Complaint Procedures” as required by Title 5 California Code of Regulations sections 59300, et seq. B. Complaints Alleging Unlawful Discrimination or Harassment (Title 5 CCR Sections 59300 et seq.) The District has adopted procedures for complaints alleging unlawful discrimination or harassment (AP 3410). The Director of Human Resources is responsible for receiving such complaints and for coordinating an investigation. Campus complaint officers may be assigned investigation responsibilities. 10 Plan Component 7: Notification to District Employees The commitment of the Governing Board and the Superintendent/President to equal opportunity is emphasized through the broad dissemination of its Equal Employment Opportunity policy statement and the Plan. The policy statement will be printed in the college catalog and class schedule. The Plan and subsequent revisions will be distributed to the district’s/college’s governing board, the Superintendent/President, administrators, the academic and classified senate councils, union representatives and members of the District/College Equal Employment Opportunity Advisory Committee. The Plan will be available on the District’s/college’s website, and when appropriate, may be distributed by e-mail. The Human Resources department will provide all new employees with a copy of the written notice described above when they commence their employment with District. Each year, the District will inform all employees by email of the Plan’s availability including a written summary of the provisions of the Plan. The annual notice will emphasize the importance of the employee’s participation and responsibility in ensuring the Plan’s implementation. 11 Plan Component 8: Training for Screening/Selection Committees Any organization or individual, whether or not an employee of the District, who is involved in the recruitment and screening/selection of personnel shall receive appropriate training on the following: A. Requirements of the Title 5 regulations on equal employment opportunity (Section 53000 et. seq.) B. Requirements of federal and state nondiscrimination laws C. Requirements of the District’s Equal Employment Opportunity Plan D. District’s policies on nondiscrimination, recruitment, and hiring E. Principles of diversity and cultural proficiency F. Value of a diverse workforce Persons serving in the above capacities will be required to receive training within the 12 months prior to beginning of service on a committee. This training is mandatory; individuals who have not received this training will not be allowed to serve on screening/selection committees. The Equal Employment Opportunity Office is responsible for providing the required training. 12 Plan Component 9: Annual Written Notice to Community Organizations: The equal employment opportunity officer will provide annual written notice to appropriate community-based and professional organizations concerning the Plan. The notice will include a summary of the Plan, inform these organizations how they may obtain a copy, and shall solicit their assistance in identifying diverse qualified candidates. The notice will also include the Internet address where the District advertises its job openings and the HR department phone number to call in order to obtain employment information. The District will actively seek to reach those institutions, organizations, and agencies that may be recruitment sources, especially for underrepresented populations. A list of organizations, which will receive this notice, is attached to this Plan. This list may be revised from time to time as necessary. 13 Plan Component 10: Analysis of District Workforce and Applicant Pool The Human Resources Department will survey the District’s workforce composition and shall monitor applicants for employment on an ongoing basis to evaluate the District’s progress in implementing the Plan, to provide data needed for the reports required by this Plan and to determine whether any monitored group is underrepresented. Monitored groups are men, women, American Indians/Alaskan Natives, Asians or Pacific Islanders, Blacks/African-Americans, Hispanics/Latinos, Caucasians, and persons with disabilities. For purposes of the survey and report each applicant or employee will be afforded the opportunity to voluntarily identify her or his gender, ethnic group identification and, if applicable, her or his disability. Persons may designate as many ethnicities as they identify with, but shall be counted in only one ethnic group for reporting purposes. This information will be kept confidential and will be separated from the applications that are forwarded to the screening/selection committee and hiring administrator(s). This survey will be done for each college in the District. The District will annually report to the Chancellor the results of its annual survey of employees. At least every three years the Plan will be reviewed and, if necessary, revised based on an analysis of the ethnic group identification, gender, and disability composition of existing staff and of those who have applied for employment in each of the following identified job categories: Executive/Administrative/Managerial Faculty Professional Non-faculty Secretarial/Clerical Technical and Paraprofessional Skilled Crafts Service and Maintenance 14 A. Workforce Data As can be viewed in Table 1 below, the District’s workforce for 2013-2014 consisted of 829 employees. There are 30 (3.62%) academic administrators/managers, 180 (21.71%) tenure/tenure track faculty, 378 (45.60%) adjunct faculty, and 241 (29.07%) classified employees. The two largest self-identified ethnic groups are White (n=602, 72.62%), and Hispanic/Latino (n=151, 18.21%). Other ethnic group numbers and percentages are African American (n=10, 1.21%), Asian/Pacific Islander (n=28, 3.38%), Filipino (n=6, 0.72%), Native American Indian/Alaskan Native (n=5, 0.60%), Other (n=6, 0.60%), and Unknown (n=21, 2.53%). Over half of all employees are women (n=490, 59.11%), while (n=339, 40.89%) are men. The District does not have demographics on persons with disabilities at this time. It is recommended that this factor be monitored in future data collection efforts. Table 1: The District’s 2013-2014 workforce levels (i.e. current staffing levels) Ethnicity Admin/Mgmt Faculty Adjunct Faculty Classified Totals Gender Hispanic/ Latino Native American Indian or Alaskan Native White Other Unknown Male Female Unknown Total 0 0 7 26 1 0 19 141 0 1 1 2 16 84 14 96 0 0 30 180 14 6 2 4 48 70 1 3 299 143 2 3 10 8 150 89 228 152 0 0 378 241 28 3.38% 6 0.72% 151 18.21% 5 0.60% 602 72.62% 6 0.72% 21 2.53% 339 40.89% 490 59.11% 0 0.00% 829 100.00% African American Asian or Pacific Islander Filipino 1 3 1 7 2 4 10 1.21% 15 B. Applicant Pool Data Applicant data used in this report reflects numbers for academic management, faculty, adjunct faculty, and classified recruitments for July 1, 2013 thru June 30, 2014. As can be viewed in the Table 2 below, the District’s applicant pool consisted of 1033 applicants. There are 109 (10.55%) applicants for academic administrators/managers, 243 (23.52%) applicants for tenure/tenure track faculty, 147 (14.23%) applicants for adjunct faculty, and 534 (51.69%) for classified positions. The three largest self-identified ethnic groups are White (n=436, 42.21%), Unknown (n=338, 32.72%), and Hispanic/Latino (n=171, 16.55%). Other ethnic group numbers and percentages are African American (n=20, 1.94%), Asian/Pacific Islander (n=31, 3.00%), Filipino (n=9, 0.87%), Native American Indian/Alaskan Native (n=9, 1%), and Other (n=13, 1.4%). Similar numbers of women (n=403, 39.01%) and men (n=294, 28.46%) applied for positions with the District. Applicants self-identifying as Unknown (n=336, 32.53%) are the second largest group. The District does not have demographics on persons with disabilities at this time. It is recommended that this factor be monitored in future data collection efforts. Table 2: The District’s 2013-2014 applicant pool levels Ethnicity Admin/Mgmt Faculty Adjunct Faculty Classified Totals Gender Hispanic/ Latino Native American Indian or Alaskan Native White Other Unknown Male Female Unknown Total Applicants 0 1 15 29 3 1 42 90 1 4 44 104 38 64 29 76 42 103 109 243 4 14 3 5 10 117 1 8 79 225 0 10 48 142 48 144 54 244 45 146 147 534 31 3.00% 9 0.87% 171 16.55% 13 1.26% 436 42.21% 15 1.45% 338 32.72% 294 28.46% 403 39.01% 336 32.53% 1033 100.00% African American Asian or Pacific Islander Filipino 3 2 1 12 2 13 20 1.94% 16 Plan 11: Analysis of Degree of Underrepresentation and Significant Underrepresentation Pursuant to the April 25, 2012 letter from the State Chancellor’s Office, the availability data needed to fully complete this section of the Plan has not been developed. Consequently, “districts will not be responsible for parts of the EEO Plan that are dependent upon sound availability data which are pursuant to Title 5 section 53003(c)(7-9) and (d)”. Because of the lack of sound availability data the District is unable to determine if significant underrepresentation exists or the degree of underrepresentation that may exist, and cannot therefore identify appropriately tailored methods to address underrepresentation. If this data is made available by the State Chancellor’s Office, this section will be completed. 17 Plan 12: Methods to Address Underrepresentation A. Recruitment It is the policy of the District to aggressively pursue a program of verifiable recruitment that is inclusive and open to all individuals. Efforts will be undertaken on a regular basis to develop and contact new recruitment sources that ensure diverse pools of candidates. Diverse pools should include, but not be limited to, men, women, persons with disabilities, and individuals from all ethnic and other groups protected from discrimination. The college Equal Employment Opportunity Advisory Committee is encouraged to utilize and notify the district of additional recruitment options that may enable the district to obtain a diverse pool of applicants. All recruitment announcements will state that the district is an “Equal Employment Employer.” The district will include in the recruitment section of its Recruitment and Hiring Procedures the following provisions: 1. For any job category where continuing underrepresentation exists, the district will apply the recruitment procedures set forth in title 5, section 53021 to conduct full and open recruitment for all new openings and will not invoke the provisions for in-house interim appointments or the exception under 53021(c)(7) for engaging an administrator through a professional services contract unless the chief executive officer or his/her designee first notifies the governing board and the Equal Employment Opportunity Advisory Committee in writing of the compelling reason to limit the persons who may be considered for a vacancy in a job category where underrepresentation persists. 2. Recruitment for all open positions shall include, but not be limited to, placement of job announcements in the following instruments: a. General circulation newspapers, general circulation publications, and general market radio and television stations, including electronic media. b. Local and regional community newspapers. c. Newspapers and publications that provide information in languages other than English and to low- income communities. d. Publications, including electronic media that are distributed to the general market and to newspapers and publications whose primary audience is comprised of groups found to be underrepresented in the district’s workforce. e. Recruitment booths at job fairs or conferences oriented to both the general market and the economically disadvantaged as well as those events drawing significant participation by groups found to be underrepresented in the district’s workforce. 3. District employees will be surveyed on a regular basis requesting resources and locations where open positions may be advertised to ensure recruitment is as inclusive and broad as possible and includes recruitment of monitored groups. Human resources will compile, store, and update this list. 18 B. Job Announcements The District’s Recruitment and Hiring Procedures section on “Job Announcements” will be revised to include the following provisions: 1. Job announcements will state clearly job specifications setting forth the knowledge, skills, and abilities necessary to job performance. For all positions, job requirements will include demonstrated sensitivity to and understanding of the diverse academic, socioeconomic, cultural, disability, gender identity, sexual orientation, and ethnic backgrounds of community college students. For faculty and administrative positions, requirements will also include knowledge of the history and culture of underrepresented groups and groups that have experienced discrimination. All faculty and administrative positions will state as a preferred or desired qualification knowledge of multiculturalism and training in cultural proficiency. Job specifications, including any “required,” “desired,” or “preferred” qualifications beyond the state minimum qualifications which the district wishes to utilize, will be reviewed by the equal employment opportunity officer before the position is announced, to ensure conformity with equal employment regulations and state and federal nondiscrimination laws. All job announcements shall state that the district is an “Equal Employment Employer.” 2. For identified public contact or community liaison positions, bilingual ability in the language spoken by a significant number of students may be a required qualification. Before bilingual ability in the identified languages can be made a required qualification, the district will conduct an analysis to ensure that such a requirement meets the standard for a bona fide occupational requirement. The district will identify the specific positions that may require bilingual ability and the language(s) needed; and in which positions bilingual ability in a particular language may be listed as a required, preferred, or desired qualification. C. Review of Initial and Qualified Applicant Pools Initial applicant pools will be reviewed for projected representation of monitored groups. Once the initial pool is approved, the pool will be screened for minimum qualifications, resulting in a qualified applicant pool. The qualified applicant pool will be reviewed so that no monitored group is adversely impacted. Once the qualified applicant pool is approved, the pool may be forwarded to the screening/selection committee. The district’s recruitment and hiring procedures will be revised to include the following provisions: 1. The application for employment will afford each applicant an opportunity to voluntarily identify his or her gender, ethnic group and, if applicable, his or her disability. a. Initial Applicant Pool: The initial applicant pool is composed of all applications received by the application deadline. The following steps will be taken when reviewing the initial applicant pool. 19 Step 1: The composition of the initial applicant pool will be reviewed to ensure that any failure to obtain projected representation for any monitored group is not due to discriminatory recruitment procedures. Step 2: If projected representation has not been met, the application deadline may be extended so that additional recruitment can be conducted that eliminates discriminatory recruitment procedures and ensures that recruitment efforts provide a full and fair opportunity for participation to a wide diversity of potential applicants. Step 3: When recruitment efforts have offered an opportunity for participation to a wide diversity of potential applicants or further recruitment efforts would be futile, applications will be screened to determine which candidates satisfy the minimum qualifications set forth in the job description. b. Qualified Applicant Pool: The qualified applicant pool is composed of those applicants from the initial applicant pool who satisfy the minimum qualifications set forth in the job description. Before t h e q u alif ie d applicant pool is forwarded to the screening/selection committee, its composition will be analyzed to ensure that no monitored group is adversely impacted. If adverse impact is found to exist, effective steps will be taken to address the adverse impact before the selection process continues. Such steps may include, but are not limited to: Step 1: Extending the deadline and undertaking inclusive outreach efforts to ensure that members of the adversely impacted group have equal opportunity to seek employment with the district. Step 2: Including all applicants who were screened out on the basis of any locally established qualifications beyond the state minimum qualifications which have not been specifically demonstrated to be jobrelated and consistent with business necessity through a process meeting the requirements of federal law. Step 3: If the minimum qualifications stated on the job announcement are changed, the job announcement will be reposted. Step 4: If adverse impact persists after taking Steps 1 and 2 above, the selection process may proceed only if: 1. The job announcement does not require qualifications beyond the statewide minimum qualifications, or 2. Locally established qualifications beyond state minimum qualifications, if any, are demonstrated to be job-related and consistent with business necessity through a process meeting the requirements of federal law and suitable alternative selection procedures to reduce the adverse impact were unavailable. 20 Step 5: Once the qualified applicant pool is approved, the pool will be forwarded to the screening/ selection committee for paper screening, interviews, and final recommendations for hiring consideration. c. The District will not advertise or utilize in future hiring processes for the same position or a substantially similar position any locally established qualifications beyond state minimum qualifications that the district was unable to verify under Step (c) 2 above unless such qualifications are verified in advance of commencing any such future hiring process. D. Screening/Selection Committee Procedures The district seeks to employ qualified persons with a broad range of backgrounds and abilities who have the knowledge and experience to work effectively in a diverse environment. The selection process is based on merit, and will extend to all candidates a fair, impartial examination of qualifications based on job-related criteria. The district’s Recruitment and Hiring Procedures will be revised to include in its section on applicant screening by screening/selection committees the following provisions: 1. All screening or selection techniques, including the procedure for developing interview questions, and the selection process as a whole, will be: a. Designed to ensure that, for all positions, meaningful consideration is given to the extent to which applicants demonstrate a sensitivity to and understanding of the diverse academic, socioeconomic, cultural, disability, and ethnic backgrounds of community college students; b. Designed to ensure that for all faculty and administrative positions, meaningful consideration is given to the extent to which applicants demonstrate knowledge of multiculturalism, of training in cultural proficiency, and knowledge of the history and culture of underrepresented groups and groups that have experienced discrimination; c. Based solely on job-related criteria; and d. Designed to avoid adverse impact, and monitored by means consistent with this section to detect and address adverse impact which does occur for any monitored group. 2. When possible, every effort will be made, within the limits allowed by federal and state law, to ensure selection/screening committees include a diverse membership, which will bring a variety of perspectives to the assessment of applicant qualifications. Selection/screening committees will be encouraged to include members from monitored groups. 3. The equal employment opportunity officer should approve the makeup of selection/screening committees. If the equal employment opportunity officer 21 does not approve a selection/screening committee for lack of diversity, he or she should take necessary steps to remedy the lack of diversity. 4. Before a person can serve on a selection/screening committee, he or she must receive equal employment opportunity and diversity training. 5. Interviews must include questions which assess the candidate’s understanding of and commitment to equal employment opportunity and his or her level of cultural proficiency. Reference checks must include at least one question addressing such issues. 6. All screening materials must be approved for compliance with equal employment opportunity principles. 7. Monitoring for adverse impact will occur at each of the following stages of the screening/selection committee process: a. After the selection/screening committee has conducted the screening and prior to contacting any of the applicants for interviews. Interviews cannot be scheduled until the applicant pool has been approved and cleared for adverse impact. b. After the applicants have been interviewed and prior to forwarding finalists to the hiring administrator. Finalists cannot be forwarded for hiring consideration until the applicant pool has been approved and cleared for adverse impact. 8. If monitoring for adverse impact reveals that any selection technique or procedure has adversely impacted any monitored group, the chief executive officer or his/her designee will do the following: a. Suspend the selection process and take timely and effective steps to remedy the problem before the selection process resumes. b. When appropriate, assist the screening committee by discussing the overall composition of the applicant pool and the screening criteria or procedures, which have produced an adverse impact, provided that confidential information about individual candidates is not disclosed. c. If adverse impact results from locally established qualifications beyond state minimum qualifications that have not been verified as jobrelated and consistent with business necessity, the use of such locally established qualifications will be immediately discontinued and any applicants eliminated on the basis of such qualifications will be placed back in the pool and continue to be considered during the hiring process. d. Where necessary, the position may be reopened at any time and a new selection process initiated in a way designed to avoid adverse impact. 22 9. The District will not designate or set aside particular positions to be filled by members of any group defined in terms of religious creed, race, color, sex, gender, gender identity, gender expression, sexual orientation, national origin or ancestry, age, mental or physical disability, medical condition, pregnancy or pregnancy disability, genetic information, marital status, or military and veteran status or engage in any other practice, which would result in discriminatory or preferential treatment prohibited by state or federal law. The district will not apply the Plan in a rigid manner that has the purpose or effect of so discriminating. 10. The district will review the pattern of its hiring decisions over time, and if it determines that those patterns do not meet the objectives of the Plan, the district will request the Equal Employment Opportunity Advisory Committee to recommend new methods to meet the Plan objectives, or if necessary, to modify the Plan itself to ensure equal employment opportunity 23 Plan 13: Additional Steps to Remedy Significant Underrepresentation Pursuant to April 25, 2012 letter from the State Chancellor’s Office, the availability data needed to fully complete this section of the Plan has not been developed. Consequently, “districts will not be responsible for parts of the EEO Plan that are dependent upon sound availability data which are pursuant to Title 5 section 53003(c) (7-9) and (d)”. Because of the lack of sound availability data the District is unable to determine if significant underrepresentation exists and cannot therefore identify appropriate additional steps to remedy significant underrepresentation may be required. If this data is made available by the State Chancellor’s Office, this section will be completed. 24 Plan 14: Other Measures Necessary to Further Equal Employment Opportunity The District recognizes that multiple approaches are appropriate to fulfill its mission of ensuring equal employment opportunity and the creation of a diverse workforce. Equal employment opportunity means that all qualified individuals have a full and fair opportunity to compete for hiring and promotion and to enjoy the benefits of employment with the district. Equal employment opportunity should exist at all levels and in all job categories. Ensuring equal employment opportunity also involves creating an environment that fosters cooperation, acceptance, democracy, and free expression of ideas and is welcoming to men and women, persons with disabilities, and individuals from all ethnic and other groups protected from discrimination. To that end, in addition to the steps to address underrepresentation and/or significant underrepresentation, the District will implement a diversity program. Having a campus that has accepted principles of diversity and multiculturalism can make implementation and maintenance of an effective equal employment opportunity program much easier. For that reason, institutionalizing a diversity program that is well-planned out, well-funded, and supported by the leadership of the district can be of great value. The district will sponsor cultural events and speakers on issues dealing with diversity, and explore how to infuse diversity into the classroom and curriculum. The district will promote the concept of cultural proficiency. The district will promote learning opportunities and personal growth in the area of diversity and evaluate how the physical environment can be responsive to its diverse employee and student populations. In implementing a diversity program, the district shall consider steps such as: A. Highlighting the district’s equal employment opportunity and diversity policies in job announcements and in its recruitment, marketing, and other publications. B. Conducting diversity dialogues, forums, and cross-cultural workshops. C. Working with the Faculty Senate to assist in the development of a “Diversity Instructional Tool Kit” as a resource for faculty interested in infusing diversity and multiculturalism into their instruction or services to students. D. Reviewing and revising college/district publications and other marketing tools to reflect diversity in pictures, graphics, and text to project an inclusive image. E. Recognizing and valuing staff and faculty who have promoted diversity and equal employment opportunity principles by awarding a yearly diversity recognition award. F. Evaluating administrators on their ability and efforts to meet the district’s equal employment opportunity and diversity efforts. G. Establishing an “Equal Employment Opportunity and Diversity” online presence by highlighting the district’s diversity and equal employment opportunity, ADA, nondiscrimination and sexual harassment policies, procedures and programs on the district’s website. The website will also list contact persons for further information on all of these topics. H. Promoting sabbaticals that will assist the district in achieving its equal employment opportunity and diversity objectives. 25 I. Promoting various cultural celebrations on campus. J. Offering a series of EEO/diversity workshops during flex week and staff development activities. K. Recognizing multilingualism and knowledge of multiculturalism as a desired, and when appropriate, required skill and qualification for community college employees. 26 Plan 15: Persons With Disabilities: Accommodations A. Reasonable Accommodations Applicants and employees with disabilities shall receive reasonable accommodations consistent with the requirements of Government Code, sections 11135 et seq. and 12940(m); section 504 of the Rehabilitation Act of 1973; and the Americans with Disabilities Act. Such accommodations may include, but are not limited to, job site modifications, job restructuring, part-time work schedules, flexible scheduling, reassignment to a reasonably equivalent vacant position, adaptive equipment, and auxiliary aides such as readers, interpreters, and note takers. The District Human Resources Office and administration are responsible for handling requests for accommodations from current employees. The Human Resources Office is responsible for handling requests from applicants seeking such accommodations. B. Goals and Timetables Pursuant to the April 25, 2012 letter from the State Chancellor’s Office, the availability data needed to fully complete this section of the Plan has not been developed. Consequently, “districts will not be responsible for parts of the EEO Plan that are dependent upon sound availability data which are pursuant to Title 5 section 53003(c)(7-9) and (d)”. Because of the lack of sound availability data the District is unable to determine if significant underrepresentation exists in regard to employees with disabilities and cannot therefore identify where appropriate methods to address underrepresentation are needed. If this data is made available by the State Chancellor’s Office, this section will be completed. 27 Appendix A REGULATIONS FOR PREVENTION AND HANDLING OF UNLAWFUL DISTRIMINATION AND/OR HARASSMENT ALLEGATIONS, INCLUDING SEXUAL HARASSMENT - AP 3410 I. Introduction & Scope These are the written procedures for prevention of discrimination, discriminatory harassment and sexual harassment; and for filing, processing and investigating complaints of unlawful discrimination and discriminatory harassment, and sexual harassment at Cabrillo Community College District. These policies and procedures incorporate the legal principles contained in nondiscrimination provisions of the California Code of Regulations, Title 5, sections 59300 et seq. as well as California and Federal law and regulations identified below, and any other state and federal substantive and procedural requirements. A copy of District Policy and this Procedure on unlawful discrimination and harassment will be displayed in a prominent location in the main administrative building or other area where notices regarding the institution’s rules, regulations, procedures, and standards of conduct are posted. A. Unlawful Discrimination and Harassment Policy It is the policy of the Cabrillo Community College District to provide an environment free of unlawful discrimination or discriminatory harassment, including sexual harassment. 1. Unlawful discrimination and harassment are prohibited. Discrimination or harassment toward any person in the District’s programs, activities and work environment on the basis of race, religious creed, color, national origin, ancestry, physical disability, mental disability, medical condition, pregnancy or pregnancy disability, genetic information, marital status, sex, gender, gender identity, gender expression, age, sexual orientation of any person, military and veteran status, or because he or she is perceived to have one or more of the foregoing characteristics is prohibited. 2. Sexual harassment is prohibited. The policy of the Cabrillo Community College District includes providing an education and employment environment free from unwelcome sexual advances, requests for sexual favors, sexual favoritism, or other verbal or physical conduct or communications constituting sexual harassment. 3. District will comply with the Rehabilitation Act. The policy of Cabrillo Community College District is to comply with the accessibility requirements of Section 508 of the Rehabilitation Act of 1973 in the development, procurement, maintenance, or use of electronic or information technology and respond to and resolve unlawful discrimination complaints regarding accessibility. Such complaints will be treated as complaints of discrimination on the basis of disability. 4. Retaliation for making complaints under this Procedure or for cooperating with an investigation is prohibited. 28 Retaliation against any individual who makes a complaint of discrimination or harassment or who participates in an investigation of discrimination or harassment is also prohibited whether or not the allegations are eventually found to be true. If the District determines that retaliation has occurred, it will take all reasonable steps to stop such conduct. Employees, students, or other persons acting on behalf of the District who engage in unlawful discrimination harassment, or retaliation as defined by this policy, or by state or federal law, may be subject to discipline, up to and including, but not limited to, discharge, expulsion, or termination of contract. This procedure implements Board Policy 3410 and the provisions of California Government Code sections 11135 through 11139.5, the Sex Equity in Education Act (Ed. Code, § 66250 et seq.), title VI of the Civil Rights Act of 1964 (42 U.S.C. § 2000d), title IX of the Education Amendments of 1972 (20 U.S.C. § 1681), California Equal Employment Opportunity Programs (5 C.C.R. section 53000 et seq.), section 504 of the Rehabilitation Act of 1973 (20 U.S.C. § 794), section 508 of the Rehabilitation Act of 1973 (29 U.S.C. § 794d), the Americans With Disabilities Act of 1990 (42 U.S.C. § 12100 et seq.) and the Age Discrimination Act (42 U.S.C. § 6101). B. Academic Freedom The Cabrillo Community College District governing board reaffirms its commitment to academic freedom, but recognizes that academic freedom does not allow any form of unlawful discrimination, discriminatory harassment or sexual harassment. It is recognized that an essential function of education is probing of opinions and an exploration of ideas that may cause some students discomfort. It is further recognized that academic freedom ensures the faculty’s right to teach and the student’s right to learn. Finally, nothing in this procedure shall be interpreted to prohibit bona fide academic requirements for a specific community college program, course or activity. II. Definitions Definitions applicable to nondiscrimination and harassment policies are as follows: A. “Appeal” means a request by a complainant made in writing to the Cabrillo Community College District governing board, pursuant to Title 5, section 59338 and/or to the State Chancellor’s Office pursuant to Title 5, section 59339 to review the administrative determination of the District regarding a complaint of discrimination, harassment and/or retaliation. B. “Association with a person or group with these actual or perceived characteristics” includes advocacy for or identification with people who have one or more characteristics of a protected category listed under “Unlawful Discrimination and Harassment Policy” and Title 5, section 59300, participation in a group associated with persons having such characteristics, or use of a facility associated with use by such persons. C. “Complaint” means a written and signed statement meeting the requirements of Title 5, section 59328, that alleges unlawful discrimination, harassment and/or retaliation in violation of the nondiscrimination regulations adopted by the Board of Governors of the California Community Colleges, as set forth at Title 5 C.C.R. sections 59300 et seq. 29 D. “Days” means calendar days. E. “District” means the Cabrillo Community College District or any District program or activity that is funded directly by the state or receives financial assistance from the state. This includes any other organization associated with the District or its college(s) that receives state funding or financial assistance through the District. F. “Gender” means sex and includes a person’s gender identity and gender related appearance and behavior whether or not stereotypically associated with the person’s assigned sex at birth. G. “Sexual Harassment” includes but is not limited to: behavior that is in the classroom, workplace, or any other college or non-college setting, that is continuous, frequent, repetitive, and part of an overall pattern, rather than one event. However, a single, severe event can constitute hostile environment sexual harassment, especially if it involves physical contact. Perpetration of such behavior can be from instructors, supervisors, subordinates, consultants, vendors or peers. The intentions of the accused are irrelevant in determining whether her/his behavior constitutes sexual harassment; it is the effect of the behavior upon the recipient that creates a hostile environment. Such conduct has the purpose or effect of unreasonably interfering with an individual’s performance or creating an intimidating, hostile or offensive work or educational environment. Behaviors that may contribute to a sexually harassing or hostile environment as judged by a reasonable person of the same gender as the complainant, which are inappropriate or have no educational relevance, include, but are not limited to, the following: 1. verbal, non-verbal and physical sexual behaviors; 2. sexual advances that are repeated and unwanted even when they are verbal and not coercive; 3. sexual jokes, innuendoes; 4. remarks about a person’s body; 5. turning discussions inappropriately to sexual topics; 6. making offensive sounds, such as whistling or catcalls; 7. looking a person up and down or staring in a sexually suggestive manner; 8. invading someone’s personal space or blocking his or her path; 9. distribution of sexually explicit visuals such as pinups, or digital images; 10. suggestions of sexual intimacy; 11. repeated requests for dates or private meetings in inappropriate or intimate locations; 12. unwanted letters or gifts; or 13. touching, hugging, massaging, or other unwelcome physical contact. H. “Mental Disability” includes, but is not limited to, all of the following: 1. Having any mental or psychological disorder or condition, such as intellectual disability, organic brain syndrome, emotional or mental illness, or specific learning disabilities, that limits a major life activity. For purposes of this section: 30 2. 3. 4. 5. (A) “Limits” shall be determined without regard to mitigating measures, such as medications, assistive devices, or reasonable accommodations, unless the mitigating measure itself limits a major life activity. (B) A mental or psychological disorder or condition limits a major life activity if it makes the achievement of the major life activity difficult. (C) “Major life activities” shall be broadly construed and shall include physical, mental, and social activities and working. Any other mental or psychological disorder or condition not described in paragraph (1) that requires specialized supportive services. Having a record or history of a mental or psychological disorder or condition described in paragraph (1) or (2), which is known to the District. Being regarded or treated by the District as having, or having had, any mental condition that makes achievement of a major life activity difficult. Being regarded or treated by the District as having, or having had, a mental or psychological disorder or condition that has no present disabling effect, but that may become a mental disability as described in paragraph (1) or (2). “Mental disability” does not include sexual behavior disorders, compulsive gambling, kleptomania, pyromania, or psychoactive substance use disorders resulting from the current unlawful use of controlled substances or other drugs. I. Physical Disability includes, but is not limited to, all of the following: 1. Having any physiological disease, disorder, condition, cosmetic disfigurement, or anatomical loss that does both of the following: (A) Affects one or more of the following body systems: neurological, immunological, musculoskeletal, special sense organs, respiratory, including speech organs, cardiovascular, reproductive, digestive, genitourinary, hemic and lymphatic, skin and endocrine. (B) Limits a major life activity. For purposes of this section: (i) Limits shall be determined without regard to mitigating measures such as medications, assistive devices, prosthetics, or reasonable accommodations, unless the mitigating measure itself limits a major life activity. (ii) A physiological disease, disorder, condition, cosmetic disfigurement, or anatomical loss limits a major life activity if it makes the achievement of the major life activity difficult. (iii) “Major life activities” shall be broadly construed and include physical, mental, and social activities and working. 2. Any other health impairment not described in paragraph (1) that requires specialized supportive services. 3. Having a record or history of a disease, disorder, condition, cosmetic disfigurement, anatomical loss, or health impairment described in paragraph (1) or (2), which is known to the District. 4. Being regarded or treated by the District as having, or having had, any physical condition that makes achievement of a major life activity difficult. 5. Being regarded or treated by the District as having, or having had, a disease, disorder, condition, cosmetic disfigurement, anatomical loss, or health impairment that has no present disabling effect but may become a physical disability as described in paragraph (1) or (2). 31 6. “Physical disability” does not include sexual behavior disorders, compulsive gambling, kleptomania, pyromania, or psychoactive substance use disorders resulting from the current unlawful use of controlled substances or other drugs. J. “Responsible District Officer” means the officer identified by the District to the State Chancellor's Office as the person responsible for receiving complaints filed pursuant to Title 5, section 59328 and for coordinating their investigation. K. “Sex” includes, but is not limited to, pregnancy, childbirth, or medical conditions related to pregnancy or childbirth. “Sex” also includes, but is not limited to, a person’s gender, as defined in section 422.56 of the Penal Code. Discrimination on the basis of sex or gender also includes sexual harassment. L. “Sexual harassment” is unlawful discrimination in the form of unwelcome sexual advances, requests for sexual favors, and other verbal, visual, or physical conduct of a sexual nature, made by someone from or in the workplace or in the educational setting, and includes but is not limited to: 1. Making unsolicited written, verbal, physical, and/or visual contacts with sexual overtones. (Examples of sexual harassment that appear in a written form include, but are not limited to: suggestive or obscene letters, notes, invitations. Examples of possible visual sexual harassment include, but are not limited to: leering, gestures, display of sexually aggressive objects or pictures, cartoons, or posters.) 2. Continuing to express sexual interest after being informed that the interest is unwelcome. 3. Making reprisals, threats of reprisal, or implied threats of reprisal following a rebuff of harassing behavior. The following are examples of conduct in an academic environment that might be found to be sexual harassment: threatening to withhold, or actually withholding, grades earned or deserved; suggesting a poor performance evaluation will be prepared; or suggesting a scholarship recommendation or college application will be denied. 4. Engaging in explicit or implicit coercive sexual behavior within the work environment which is used to control, influence, or affect the employee’s career, salary, and/or work environment. 5. Engaging in explicit or implicit coercive sexual behavior within the educational environment that is used to control, influence, or affect the educational opportunities, grades, and/or learning environment of a student. 6. Offering favors or educational or employment benefits, such as grades or promotions, favorable performance evaluations, favorable assignments, favorable duties or shifts, recommendations, reclassifications, etc., in exchange for sexual favors. 7. Awarding educational or employment benefits, such as grades or duties or shifts, recommendations, reclassifications, etc., to any student or employee with whom the decision maker has a sexual relationship and denying such benefits to other students or employees. 32 M. “Sexual orientation” means heterosexuality, homosexuality, or bisexuality. N. “Unlawful discrimination” means discrimination based on a category protected under title 5, section 59300, including harassment and retaliation. III. Responsible District Officer A. The Cabrillo Community College District has identified the Director of Human Resources or designee to the State Chancellor’s Office and to the public as the single District officer responsible for receiving all unlawful discrimination complaints pursuant to title 5, section 59328, and for coordinating their investigation. Informal charges of unlawful discrimination or harassment, including sexual harassment, should be brought to the attention of the responsible District officer, who shall oversee the informal resolution process pursuant to section 59327. The actual investigation of complaints may be assigned to other staff or to outside persons or organizations under contract with the District. Such delegation procedures will be used whenever the officer designated to receive complaints is named in the complaint or is implicated by the allegations in the complaint. Administrators, faculty members, other District employees, and students shall direct all complaints of unlawful discrimination or harassment to the responsible District officer. B. Notice, Training, and Education for Students and Employees 1. The Cabrillo Community College District’s responsible District officer shall make arrangements for or provide training to employees and students on the District’s unlawful discrimination and harassment policy and procedures. Faculty members, members of the administrative staff, and members of the support staff will be provided with a copy of the District’s written policy on unlawful discrimination and harassment at the beginning of the first quarter or semester of the college year after the policy is adopted. 2. All District employees will receive this training and a copy of the unlawful discrimination and harassment policies and procedures during the first year of their employment. Because of their special responsibilities under the law, supervisors will undergo mandatory training within six months of assuming a supervisory position and annually thereafter. In years in which a substantive policy or procedural change has occurred, all District employees will attend a training update and/or receive a copy of the revised policies and procedures. A training program or informational services will be made available to all students at least once annually. The student training or informational services will include an explanation of the policy, how it works, and how to file a complaint. In addition, a copy of the District’s written policy on unlawful discrimination and harassment, as it pertains to students, will be provided as part of any orientation program conducted for new students at the beginning of each quarter, semester or summer session, as applicable. 33 IV. Informal/Formal Complaint Procedure A. Informal Complaint Procedure When a person brings charges of unlawful discrimination to the attention of the District’s responsible officer, that officer will: 1. Undertake efforts to informally resolve the charges; 2. Advise the complainant that he or she need not participate in informal resolution; 3. Notify the person bringing the charges of his or her right to file a formal complaint and explain the procedure for doing so; 4. Assure the complainant that he or she will not be required to confront, or work out problems with, the person accused of unlawful discrimination; 5. Advise the complainant that he or she may file a non-employment-based complaint with the Office for Civil Rights of the U.S. Department of Education (OCR); where such a complaint is within that agency’s jurisdiction; 6. If the complaint is employment-related, the complainant should also be advised that he or she may file a complaint with the U.S. Equal Employment Opportunity Commission (EEOC) and/or the California Department of Fair Employment and Housing (DFEH) where such a complaint is within that agency’s jurisdiction. Efforts at informal resolution need not include any investigation unless the responsible District officer determines that an investigation is warranted by the seriousness of the charges. Selecting an informal resolution does not extend the time limitations for filing a formal complaint. Efforts at informal resolution may continue after the filing of a formal written complaint, but after a formal complaint is filed, an investigation is required to be conducted pursuant to title 5, section 59334, and will be completed unless the matter is informally resolved and the complainant dismisses the complaint. Even if the complainant does dismiss the complaint, the responsible District officer may require the investigation to continue if he or she determines that the allegations are serious enough to warrant an investigation. Any efforts at informal resolution after the filing of a written complaint will not exceed the 90-day period for rendering the administrative determination pursuant to title 5, section 59336. In employment-related cases, if the complainant also files with the Department of Fair Employment and Housing or with the U. S. Equal Employment Opportunity Commission, a copy of that filing will be sent to the State Chancellor’s Office requesting a determination of whether a further investigation under title 5 is required. Unless the State Chancellor’s Office determines that a separate investigation is required, the District will discontinue its investigation under title 5 and the matter will be resolved through the Department of Fair Employment and Housing or the U. S. Equal Employment Opportunity Commission. The District will allow for representation where required by law and may allow for representation for the accused and complainant in other circumstances on a case-bycase basis. 34 B. Filing of Formal Written Complaint If a complainant decides to file a formal written unlawful discrimination or harassment complaint against the District, he or she must file the complaint on a form prescribed by the State Chancellor’s office, or must provide the same information in writing as that requested on the Chancellor’s form sufficient to allow the District to commence an investigation of the merits of the complaint. Forms are available from the District and also at the State Chancellor’s website, as follows: http://www.cccco.edu/SystemOffice/Divisions/Legal/Discrimination/tabid/ 294/Default.aspx The completed form must be filed with the District representative or mailed directly to the State Chancellor’s Office of the California Community Colleges. Once a complaint is filed, the individual(s) accused of engaging in prohibited discriminatory conduct should be advised of that filing and the general nature of the complaint. This should occur as soon as possible and in a manner that is appropriate under the circumstances. The District will also advise the accused that an assessment of the accuracy of the allegations has not yet been made, that the complaint will be investigated, that the accused will be provided an opportunity to present his/her side of the matter, and that any conduct that could be viewed as retaliatory against the complainant or any witnesses must be avoided. C. Threshold Requirements Prior to Investigation of a Formal Written Complaint When a formal written complaint is filed, it will be reviewed to determine if the complaint meets the following requirements: 1. The complaint must be filed on a form prescribed by the State Chancellor’s Office, or must provide the same information in writing as that requested on the Chancellor’s form sufficient to allow the district to commence an investigation of the merits of the complaint. 2. The complaint must allege unlawful discrimination prohibited under title 5, section 59300 3. The complaint must be filed by one who alleges that he or she has personally suffered unlawful discrimination or harassment, or by one who has learned of such unlawful discrimination or harassment in his or her official capacity as a faculty member or administrator, or by one who alleges that he or she witnessed unlawful discrimination or harassment. 4. In any complaint not involving employment, the complaint must be filed within one year of the date of the alleged unlawful discrimination or harassment or within one year of the date on which the complainant knew or should have known of the facts underlying the specific incident or incidents of alleged unlawful discrimination or harassment. 5. In any complaint alleging discrimination or harassment in employment, the complaint shall be filed within 180 days of the date the alleged unlawful discrimination occurred, except that this period will be extended by no more than 35 90 days following the expiration of that 180 days if the complainant first obtained knowledge of the facts of the alleged violation after the expiration of 180 days. D. Notice to State Chancellor or District A copy of all formal complaints filed in accordance with the Title 5 regulations will be forwarded to the State Chancellor’s Office immediately upon receipt, regardless of whether the complaint is brought by a student or by an employee. Similarly, when the State Chancellor’s Office receives a complaint, a copy will be forwarded to the District . E. Defective Complaint If a complaint is found to be defective, it will be immediately returned to the complainant with a complete explanation of why an investigation will not be initiated under California Code of Regulations, Title 5, section 59300 et seq. The notice will inform the complainant that the complaint does not meet the requirements of section 59328, and shall specify in what requirement the complaint is defective. A copy of the notice to the complainant will also be sent to the State Chancellor’s Office. F. Confidentiality of the Process Investigative processes can best be conducted within a confidential climate. Therefore, the District does not reveal information about such matters except as necessary to fulfill its legal obligations. Potential complainants are sometimes reluctant to pursue a complaint if their names will be revealed. The inability to reveal the name of a complainant or facts that are likely to reveal the identity of the complainant can severely limit the ability of the District to respond. Complainants must also recognize that persons who are accused of wrongdoing have a right to present their side of the matter, and this right may be jeopardized if the District is prohibited from revealing the name of the complainant or facts that are likely to disclose the identity of the complainant. If a complainant insists that his or her name not be revealed, the responsible officer should take all reasonable steps to investigate and respond to the complaint consistent with the complainant’s request as long as doing so does not jeopardize the rights of other students and employees. It is also important that complainants and witnesses understand the possibility that they may be charged with allegations of defamation if they circulate the charges outside of the District’s process. In general, persons who are participating in a District investigative or disciplinary process that is related to a charge of discrimination are protected from tort claims such as defamation. However, persons who make allegations outside of these processes or who discuss their claims with persons outside of the process may expose themselves to tort charges. Where an investigation reveals the need for disciplinary action, the complainant may wish to have information about what disciplinary actions the District took. However, the privacy rights of the persons involved often prevent the District from providing such information. In student disciplinary actions for sexual assault/physical abuse charges, Education Code section 76234 provides that the victim shall be informed of 36 the disciplinary action, but that the victim must keep the information confidential. Disciplinary actions taken against employees are generally considered confidential. G. Administrative Determination 1. In any case not involving employment discrimination, within ninety days of receiving an unlawful discrimination or harassment complaint filed under title 5, sections 59300 et seq., the responsible District officer will complete the investigation and forward a copy of the investigative report to the State Chancellor, a copy or summary of the report to the complainant, and written notice setting forth all the following to both the complainant and the State Chancellor: (a) the determination of the chief executive officer or his/her designee as to whether there is probable cause to believe discrimination occurred with respect to each allegation in the complaint; (b) a description of actions taken, if any, to prevent similar problems from occurring in the future; (c) the proposed resolution of the complaint; and (d) the complainant’s right to appeal to the District governing board and the State Chancellor. 2. In any case involving employment discrimination or harassment, within 90 days of receiving an unlawful discrimination or harassment complaint filed under title 5, sections 59300 et seq., the responsible District officer will complete the investigation and forward a copy or summary of the report to the complainant, and written notice setting forth all the following to the complainant: (a) the determination of the chief executive officer or his/her designee as to whether there is probable cause to believe discrimination or harassment occurred with respect to each allegation in the complaint; (b) a description of actions taken, if any, to prevent similar problems from occurring in the future; (c) the proposed resolution of the complaint; and (d) the complainant’s right to appeal to the District’s governing board and to file a complaint with the Department of Fair Employment and Housing. 3. The District will keep these documents on file for a period of at least three years after closing the case, and make them available to the State Chancellor upon request. 4. The Cabrillo Community College District recognizes the importance of and is, therefore, committed to completing investigations and resolving complaints as quickly as possible, consistent with the requirements for a thorough investigation. 37 V. Complainant’s Appeal Rights Complainants have appeal rights that they may exercise if they are not satisfied with the results of the District’s administrative determination. At the time the administrative determination and summary is mailed to the complainant, the responsible District officer or his/her designee shall notify the complainant of his or her appeal rights as follows: A. First level of appeal: The complainant has the right to file an appeal to the District’s governing board within 15 days from the date of the administrative determination. The District’s governing board will review the original complaint, the investigative report, the administrative determination, and the appeal. The District’s governing board will issue a final District decision in the matter within 45 days after receiving the appeal. Alternatively, the District’s governing board may elect to take no action within 45 days, in which case the original decision in the administrative determination will be deemed to be affirmed and shall become the final District decision in the matter. A copy of the final decision rendered by the District’s governing board will be forwarded to the complainant and to the State Chancellor's Office. B. Second level of appeal: The complainant has the right to file an appeal with the California Community College Chancellor’s Office in any case not involving employment-related discrimination or harassment within 30 days from the date that the governing board issues the final District decision or permits the administrative determination to become final by taking no action within 45 days. The appeal must be accompanied by a copy of the decision of the governing board or evidence showing the date on which the complainant filed an appeal with the governing board, and a statement under penalty or perjury that no response was received from the governing board within 45 days from that date. In any case involving employment discrimination or harassment, the complainant has the right to file a complaint with the Department of Fair Employment and Housing (DFEH) where the case is within the jurisdiction of that agency. Complainants must submit all appeals in writing. VI. Provision of Information to State Chancellor In any case not involving employment discrimination, within 150 days of receiving a complaint, the responsible District officer will either: forward the following to the State Chancellor: A. A copy of the final District decision rendered by the governing board or a statement indicating the date on which the administrative determination became final as a result of taking no action on the appeal within 45 days; a copy of the notice of appeal rights the District sent the complainant; and any other information the State Chancellor may require; OR B. Notify the State Chancellor that the complainant has not filed an appeal with the District governing board and that the District has closed its file. 38 The District will keep these documents on file for a period of at least three years after closing the case, and in any case involving employment discrimination; make them available to the State Chancellor upon request. VII. Extensions If for reasons beyond its control, the District is unable to comply with the 90-day or 150day deadlines specified above for submission of materials to the complainant and the State Chancellor's Office, the responsible District officer will file a written request that the State Chancellor grant an extension of the deadline. Where an extension is deemed necessary by the District, it must be requested from the State Chancellor regardless of whether or not the case involves employment discrimination. The request will be submitted no later than 10 days prior to the expiration of the deadlines established by title 5 in sections 59336 and/or 59340 and will set forth the reasons for the request and the date by which the District expects to be able to submit the required materials. A copy of the request for an extension will be sent to the complainant, who will be advised that he or she may file written objections with the State Chancellor within five days of receipt. The State Chancellor may grant the request unless delay would be prejudicial to the investigation. If an extension of the 90-day deadline is granted by the State Chancellor, the 150-day deadline is automatically extended by an equal amount. VIII. Record Retention Unlawful discrimination records that are part of an employee’s employment records may be classified as Class-1 Permanent records and retained indefinitely or microfilmed in accordance with title 5, California Code of Regulations, section 59022. Unlawful discrimination records of a student that are deemed worthy of preservation but not classified as Class-1 Permanent may be classified as Class-2 Optional records or as Class-3 Disposable records. Class-2 Optional records shall be retained until reclassified as Class-3 Disposable records. Class-3 Disposable records shall be retained for a period of three years after being classified as Class-3 Disposable records. IX. Retaliation It is unlawful for anyone to retaliate against someone who files an unlawful discrimination or harassment complaint, who refers a matter for investigation or complaint, who participates in an investigation of a complaint, who represents or serves as an advocate for an alleged victim or alleged offender, or who otherwise furthers the principles of this unlawful discrimination or harassment policy. Approved: June 6, 1994 Revised: October 7, 1996 Revised: November 22, 2002 Revised: March 5, 2003 39 Revised: April 7, 2003 Revised: November 2006 Revised: January 22, 2009 Revised: March 20, 2009 Revised: April 20, 2009 Revised: January 6, 2010 Revised: October 1, 2014 Revised: April 20, 2015 40 Appendix B IN-HOUSE OR PROMOTIONAL ONLY HIRING POLICY - AR 5000 Purpose The following policy provides District employees with guidance and information about those situations in which In-House or Promotional Only Hiring is permitted or prohibited by law. All requests for In-House or Promotional Only Hiring must be reviewed and authorized by the Director of Personnel and Human Resources (or designee) and the Affirmative Action Officer according to the procedure outlined in this policy. Background California Community Colleges are required to make measurable progress toward the goals of their diversity plans. These plans must be designed to recruit historically underrepresented minorities, including women, ethnic minorities and people with disabilities. The state regulations governing Affirmative Action and Equal Employment Opportunity are designed to help colleges achieve these goals, and therefore define full and open recruitment for employment openings as the rule, with a few very restrictive exceptions allowed. In-House or Promotional Only Hiring is one category of exception, and is the focus of this document. However, a brief overview of the whole picture may help the reader understand this exception better. Under the State requirements, three recruitment scenarios can exist for filling employment openings: I. No recruitment is required if the position is not a “new opening.” The seven situations that follow define cases that are not new openings: 1) Openings which occur as the result of a reorganization or series of transfers, as long as there is not a net increase in the number of employees; 2) A position which is occupied by an incumbent and is upgraded, reclassified, or renamed, as long as there is no significant alteration of the job duties; 3) Selecting one faculty member in a division or department to serve as chairperson for limited time period; 4) A position which is filled as a temporary appointment, e.g., substitute, short-term or temporary employees (Ed Code 88003). 5) Filling a position with an employee who has been laid-off, or who has elected service retirement in lieu of layoff, and has reappointment or reemployment rights pursuant to Education Code Sections 87744 to 87746, 88015, or 88127 et seq. 6) Assigning overload (including teaching during summer and intersession) to existing full-time employees. 7) Assigning a part-time faculty member to teach a class in a discipline in which he or she has previously taught without a substantial break in service. (Break in service as defined in Cabrillo College Administrative Regulation #AR5105C). Even though no recruitment is required in these seven situations, the College may elect to use either In-House or full recruitment in any of the seven situations. II. Full and open recruitment is required for all “new openings” unless the new opening is within one or more of the three exceptions that permit an In-House or Promotional Only hiring (See exceptions described in Section III, below). Cabrillo’s procedures for full and open recruitment are defined in other documents, such as Board Policy 5100, 5105, 5500 and Board AR 5105. 41 The requirements for “full and open recruitment” can be satisfied by filling positions from a time-limited list or pool of persons qualified to perform a particular job, where the list was previously established through full and open recruitment involving appropriate outreach to historically underrepresented groups. III. Restricted recruitment is permissible on an In-House or Promotional Only basis, as outlined in this document, for new openings that meet one or more of the following three qualifications: 1) The position is being filled on an interim basis (less than one year) to allow for full and open recruitment; 2) The pool of eligible District employees has achieved “proportionate representation”; or 3) The In-House or Promotional Only Hiring is justified by “business necessity.” Even though full and open recruitment is not required for openings that meet one or more of these three qualifications, the College may elect to use full recruitment in any of the three situations. Situations in Which In-house or Promotional Only Hiring Can Be Used The position that is open should first be reviewed in light of the seven situations defined in “Background” above to determine if the position qualifies as a “new opening.” If it is not a “new opening” the District may elect not to recruit, may elect to follow In-House or Promotional Only recruitment, or may elect to do a full recruitment. If the position that is open is determined to be a “new opening,” the District can pursue an InHouse or Promotional Only hiring only if one or more of the following is true: 1) The position is being filled on an interim basis (less than one year) to allow for full and open recruitment; 2) The pool of eligible District employees has achieved “proportionate representation.” Proportionate representation exists when the percentage of persons from the minority group in the applicable workforce is at least equal to the percentage of members of that group who are determined to be available and qualified to perform the work in question; or 3) The In-House or Promotional Only Hiring is justified by “business necessity.” Business necessity requires a showing that the full recruitment will result in substantial additional financial cost or will pose a significant threat to human life or safety. There are few circumstances in which this will occur. “Business necessity” questions will be analyzed by the Chancellor’s Office, the District Faculty and Staff Diversity Advisory Committee, the Director of Human Resources and the Affirmative Action Officer. If the position is a “new opening” and none of these three situations exist, the District must use full and open recruitment to fill the position (or use a qualified list as defined in “Background” above). Eligible Applicants for In-house or Promotional Only Hires In-House or Promotional Only Hiring means that only existing District employees are allowed to apply for a position. For classified bargaining unit positions that are opened to In-House or Promotional Only Hiring, only existing District contract or regular classified employees are eligible to apply. 42 When the College uses In-House or Promotional Only Hiring to fill a position, all eligible and qualified District employees must be afforded an opportunity to apply. Procedures for In-house or Promotional Only Hiring All requests to hire on an In-House or Promotional Only basis must be submitted to the Department of Personnel and Human Resources before any recruitment begins, any job offers are made, or any person begins work. Upon receiving a request from the unit administrator, the Director of Personnel and Human Resources (or designee) and the Affirmative Action Officer will review the request for compliance with applicable laws, regulations, contracts and policies and may authorize the request to proceed with an In-House or Promotional Only Hiring, or may determine that full recruitment is needed. If an In-House or Promotional Only Hiring is authorized, a search committee will be recommended pursuant to Cabrillo Community College procedural guidelines for recruitment and selection of classified staff. The College will disseminate the employment announcement internally to all qualified District employees and according to the requirements of collective bargaining agreements. The employment announcement will list all of the relevant minimum qualifications, testing requirements, and the closing deadline for submitting applications. Adopted: February 14, 1994 43 Appendix C SEARCH AND SELECTION FOR CONTRACT FACULTY - AR 5105 Purpose The purpose of this regulation is to ensure that the Cabrillo Community College District’s search and selection process for contract faculty is applied in a consistent and equitable fashion. This regulation was developed to promote the selection of an excellent and diverse faculty. 1. a. b. c. d. Academic Personnel Requisitions Whenever possible, the hiring process shall be initiated early enough to ensure completion before the end of the academic year. After the position has been approved through the academic position priority process, the Division Dean, in consultation with discipline faculty and appropriate division faculty, shall submit the proposed assignment description and qualifications to Human Resources with the academic personnel requisition form. The academic personnel requisition form shall be approved by the Division Dean, Vice President of Instruction or Vice President of Student Services, and Director of Business Services, and returned to the Human Resources Department for final review and processing. Throughout AR5105 the term “Dean” indicates a director in the case of the Library or Information Technology. 2. Recruitment of Applicants A college-wide recruitment budget shall be established. The recruitment plan and activities shall be coordinated through the Human Resources Department, working with the program faculty, Division Dean, Assistant Director of Human Resources or designee, and Vice President of Instruction or Vice President of Student Services. Considered in the recruitment plan will be past successful recruitment data, mailing lists, and web pages. The length of the advertising period should be sufficient to allow for adequate distribution and response and to help obtain larger, more diverse applicant pools. Generally, a minimum of six weeks is required. 3. Search and Selection Committee Chair In consultation with the discipline faculty, the Division Dean shall select a Committee Chair. The Chair shall be a contract faculty member; otherwise, the Division Dean will serve as Chair. The Committee Chair shall read AR 5105 before proceeding. The Committee Chair is responsible for keeping the search and selection process proceeding in a timely manner. The Committee Chair and the Division Dean shall recruit participants as outlined below. Committee members are expected to be knowledgeable about diversity values and comply with the CABRILLO COLLEGE BP5000 Equal Employment and Diversity Policy. The Human Resources Department will distribute the list of committee members to the Vice President of Instruction or the Vice President of Student Services for approval. The Committee Chair, when appropriate, may identify other faculty or staff members who may assist in the process by escorting applicants to the interview and giving them a tour of the campus. a. b. c. d. 44 4. Search and Selection Committee Membership and Requirements a. Committee Requirements 1. Committee members have an ethical obligation to remove themselves from the committee when bias or the appearance of bias is present. In order to prevent bias or the appearance of bias, no individual with any relationship to any applicant that would impede an unbiased opinion (including but not limited to spouse, ex-spouse, relative, domestic partner) shall serve on the selection committee. Guidelines for evaluating bias and the appearance of bias shall be reviewed at the first committee meeting. 2. An effort will be made to achieve a diverse membership and gender balance in the composition of the committee. 3. The Assistant Director of Human Resources or designee shall be available, as needed for deliberations of the committee, to ensure compliance with AR 5105 4. No faculty retiree or resignee from the position shall serve on the selection committee. 5. The Assistant Director of Human Resources or designee shall serve as a consultant to the committee on district and state guidelines and is responsible for monitoring the district’s search and selection procedures. This responsibility includes, but is not limited to, a review of the job announcements, composition and procedures of selection committees, and the adequacy of the applicant pool. b. Members of the committee 1. Faculty (majority of voting members, minimum of 3) The majority of faculty members on the committee shall be in the discipline of the position, or, if not feasible, in a related subject area. At least one of the committee members shall be qualified in the discipline when possible. The majority of faculty members on the committee shall be contract faculty. 2. Division Dean 3. Student as appropriate (interview only) The student member of the committee shall not have been the student of any of the interviewees, and shall join the committee for the interviews and deliberations after having read the application packets of those to be interviewed. 4. Community Representative, (non-college employee) as appropriate. 45 5. Committee Orientation The Committee Chair shall have participated in the training provided by Human Resources (and shall schedule an orientation meeting of all committee members. The purpose of the meeting is to review position qualifications, to establish times and locations for paper screening and interviews, and to discuss issues of confidentiality, unbiased participation, equal opportunity and diversity. The Committee Chair shall instruct all participants in search and selection procedures and methods to ensure nondiscrimination and compliance with Cabrillo College’s BP 5000. Committee members shall sign a statement affirming confidentiality and unbiased participation. 6. Evaluation of Applicant Pool The recruitment period may be extended by the Director of Human Resources or designee, or the Vice President of Instruction or the Vice President of Student Services, if there are insufficient applicants or if additional recruitment could significantly improve the pool. 7. Process for Addressing Concerns In the event that there is a question or concern about confidentiality, bias, or procedure, or in the event that the process is not proceeding in a timely manner, the Vice President of Instruction or the Vice President of Student Services shall consult with the Faculty Senate President and Human Resources to determine whether the process, committee membership, or Committee Chair shall be changed, or if the search should be reopened or extended. 8. a. b. c. d. e. f. Review and Selection of Applicants for Interview Committee members shall use the college application screening evaluation form to rate applications. After committee members have completed their individual rating of all applications, the committee will meet to determine which applicants to invite for an interview. At this meeting, each committee member will put forward her/his highest scored applicants. The committee will review those applicants and recommend candidates for interviews. The committee will develop the interview schedules (which may include weekends), jobrelated interview questions, and instructions for the classroom presentation or appropriate job-related demonstration. Any other materials the applicant should bring to the interview will also be identified. The interview schedule, job-related interview questions, and instructions shall be forwarded to the Human Resources Department for approval by the Director of Human Resources or designee and the Vice President of Instruction or the Vice President of Student Services. Any changes to the above shall be reviewed by the Committee Chair prior to the day of the first interview. Upon completion of the screening process, all applications, screening and interviewing materials shall be secured in the Human Resources Department. The Human Resources Department will notify candidates of their interview appointments. If possible, candidates will be notified of selection two weeks prior to the interview, especially when travel is involved. If applicable, the equivalency process shall be completed according to the equivalency process guidelines prior to sending an equivalency candidate an invitation for interview. 46 9. Interview Process a. Prior to the first interview, the committee members shall agree on the scoring procedure and how questions and demonstrations shall be weighted. b. Committee members shall use the college interview evaluation form to score each candidate’s performance in the interview. A committee member must be present at all interviews in order to participate in this process. 10. a. b. c. d. e. f. g. h. 11. Recommendation Process Immediately upon completion of the interviews, unless there are extenuating circumstances, the committee will make its recommendation, which should include a minimum of three candidates. Candidates may be ranked or unranked by the committee. Recommendations must also be accompanied by a written summary of strengths and weaknesses of each recommended candidate. In the event that there are not three qualified candidates recommended, the committee must include a written explanation. All selection materials and the recommendation form shall be forwarded to the Human Resources Department which will notify the Vice President of Instruction or the Vice President of Student Services of the recommendation. The Human Resources Department will notify candidates not recommended as finalists. Upon receipt of the committee recommendations, the Vice President of Instruction or the Vice President of Student Services may meet with the committee to discuss the summary of strengths and weaknesses of each candidate. The Human Resources Department and/or the Division Dean will conduct confidential reference checks on the candidates recommended. The Vice President of Instruction or the Vice President of Student Services may review the reference checks, interview recommended finalists, and recommend a candidate to the Superintendent/President. In the event that the Vice President of Instruction or the Vice President of Student Services cannot forward the committee’s top ranked recommendation because of exceptional circumstances or compelling reasons, she or he shall review the reasons with the Committee Chair and offer to meet with the committee to discuss the remaining candidates. In the event that the committee and the Vice President do not agree on the recommendation to be made to the Superintendent/President, the committee and Vice President will reconsider other applicants, or the search will be reopened. The Superintendent/President or designee shall interview the recommended candidate. Upon approval by the Superintendent/President, the Vice President shall notify the appropriate unit administrator of the Superintendent/President’s recommendation. If the Superintendent/President does not approve the candidate, the recommendation will be returned to the Vice President, and the procedures in section 10e will be followed. The Superintendent/President or designee shall notify the successful candidate of the intent to recommend her/his appointment to the Governing Board. Upon the candidate’s acceptance, the Human Resources Department will notify remaining candidates. Emergency Situations in which a temporary contract is needed. In the event of an emergency need for a contract faculty member, the Division Dean may assign a qualified applicant to the position for up to one academic year only. Existing adjunct faculty, including those in an adjunct pool, shall be given first consideration. In the event that this is not feasible, the Division Dean may ask the Director of Human Resources 47 or designee, and the Vice President of Instruction to recommend to the Superintendent/President that the assignment be made without recruitment but with an interview by the Division Dean and at least one faculty member. An assignment made without recruitment will be for a maximum of one academic year. 12. Review and Revision of Search and Selection Procedures The Search and Selection policies and procedures are subject to review and revision at the request of either the Faculty Senate, the Administration or the Governing Board. Any proposed revisions shall be reviewed by a joint task force of representatives of the Faculty Senate and the Administration. The Faculty Senate and the Administration shall send forward recommendations to the Governing Board for approval. Legal Reference: AB 1725, Section 4 Adopted: May 7, 1990 Modified June 1, 1992 Modified February 8, 1993 Modified December 5, 1994; Modified May 6, 1996; Modified October 7, 1996 Modified February 2, 1998 Modified March 2, 1998 Modified May 6, 2002 Modified November 14, 2005 Modified March 5, 2013 48 Appendix D Adjunct Faculty Search and Selection Procedures AR 5105C Adjunct recruitment may be continuous and ongoing. For continuous and ongoing recruitments, completed application packets will be sent to the Division Office when received by the Human Resources (HR) Department. 1. For anticipated openings in designated disciplines, the Adjunct Faculty Position Posting Request form is completed by the Program Chair or Division Dean and sent to Human Resources. 2. Information is posted on the HR website regarding specifics of the adjunct assignment(s). A link to the California state minimum qualifications is listed on the Human Resources webpage under “Related Links.” Applicants are invited to submit application materials to the HR Department as outlined in the Adjunct Faculty job announcement. 3. Human Resources will review application packets for completeness. A complete application packet will consist of: Cabrillo College Application Job-related resume At least one letter of recommendation Copies of transcripts or teaching credential (if applicable) Criminal History Inquiry Supplemental form Other materials as requested for specific disciplines 4. The Human Resources Department will send a standard “regret” letter to any applicant who submits an incomplete packet, inviting the applicant to send missing materials. 5. The Division Dean and Program Chair will review complete applications, verify that the applicant meets minimum qualifications and select the applicants to be screened by the committee. The Division Dean shall be involved in pre-screening completed applications. 6. The Search and Selection Committee shall consist of the Division Dean and the Program Chair. If either the Division Dean or Program Chair elects not to serve on the committee, the remaining person plus one faculty member may act as the committee (contract faculty should be used whenever possible). Additional faculty members may be added to the committee as requested by the Division Dean or Program Chair. At least one member of the committee should be from the targeted discipline, if possible. (If the committee chair has not served on a previous recruitment, the Division Dean will provide committee chair training.) 49 7. Review and Selection of Applicants for Interview: Once the candidates for interview have been selected, the Division Office will prepare a packet for the committee including application materials for each applicant to be screened, and a screening form per applicant. 8. All committee members must sign the Assurance of Confidentiality and Unbiased Participation form when the screening process begins. This form is kept on file in the Division Office for future recruitments. The committee will screen the applicants selected in the initial review by the Division Dean and Program Chair. The Adjunct Faculty Screening Evaluation form is used for this screening process. If the applicant has submitted equivalency documentation with the application packet, the equivalency process may be initiated at the request of the Division Dean and Program Chair. (It is not required that all applicants with equivalency documentation be evaluated through the equivalency process, only those of interest to the Division Dean and Program Chair). The equivalency process must be completed before the applicant is invited for an interview. 9. Interview questions, writing samples and teaching demonstrations will be kept in the Division Office and selected by the committee from a previously approved bank of questions, writing samples and teaching demonstrations. Once approved by HR, these materials may be used without further approval. If no previously approved questions, writing samples or teaching demonstrations exist or are appropriate, new ones shall be developed by the committee and approved by HR prior to initial use. 10. Interview and Recommendation Process: The interview date and location is scheduled by the Division Dean and Program Chair with the assistance of the Division Office. The Division Office will send a letter inviting each applicant to be interviewed. The written invitation will also include the teaching demonstration, if applicable, and a campus map and college parking pass. 11. The Division Office will send regret letters to all applicants not selected for an interview. 12. The interview packet is prepared by the Division Office. The packet will contain each applicant’s materials, one interview evaluation form for each candidate, the Adjunct Faculty Recommendation form and the Adjunct Employment Assignment form. The packet shall also include a copy of the questions for each committee member. 13. The committee will complete one form for each candidate interviewed. At the end of the interview, the Division Dean or Program Chair may ask the candidate’s availability and specific course expertise or interest. This information will be noted on the evaluation form. All committee members must sign the recommendation form. The Division Dean or Program Chair may make a job offer, indicating that the offer is contingent upon the candidate completing the hiring process with the HR Department and clearance of the criminal background check. If accepted, the Division Dean or Program Chair shall 50 complete the Adjunct Employment Assignment form and Adjunct Faculty Recommendation form. The original screening form(s), recommendation form, and assignment form(s) will be sent to HR. A copy of the Adjunct Faculty Recommendation form will also be sent to the Vice President of Instruction by the Division Office. Copies of these forms will be retained by the Division Office. All application materials will be returned to HR. The Division Office will keep a copy of the first page of the application with applicant name and contact information. 14. The Division Office will send interview regret letters to all candidates who will not be offered an assignment. 15. Qualified Applicant Eligibility Pool: The HR Department will send an offer letter to new hires and pool letters to all candidates listed on the Adjunct Faculty Recommendation form. The adjunct eligibility pool shall be valid for one year based on the last day of the month interviewed. At the end of the one year period, HR will send a pool extension letter to those candidates still active in the pool who have not been offered an assignment to confirm their interest in continuing in the eligibility pool for a second year. 16. The Human Resources Department will notify the Division Dean via email, the approved start date for the new employee. 17. The Division Dean will forward this email to the appropriate division staff. 18. The Division Office will send a form of acknowledgement to all applicants who are not invited for an interview. 19. Process for Complaint or Concerns: If a question and/or complaint is received from an applicant, the Division Dean shall be the individual to respond to the issue presented. 20. For disciplines without anticipated openings, a letter of interest and resume may be submitted by potential applicants. A letter of acknowledgement will be sent to the potential applicant by the Division and signed by the Division Dean. The applicant will be encouraged to submit an email address. The letter/resume will be kept in the Division Office for up to one year and should the discipline anticipate an opening during the year, the potential applicant will be contacted and invited to submit a completed application packet. Resumes and/or application materials will be kept on file for one year. Materials will then be shredded. Revised 5/19/08 Board approval 10/06/98 Revised 5/06/02 51 Revised 12/16/03 Board approval 1/12/04 Revised 12/08/08 52 Appendix E SEARCH AND SELECTION PROCEDURES FOR CLASSIFIED STAFF - AR 5500 1. Training Procedures A. All search and selection committee members, including committee chairs, shall receive appropriate training in search and selection procedures before the committee begins its screening process or at the first committee meeting. B. Human Resources shall consult on District and state guidelines and be responsible for monitoring the District’s search and selection procedures, including but not limited to a review of search committee composition and procedures and adequacy of applicant pools. C. The length of the advertising period should be sufficient to allow for adequate distribution and response and to help obtain diverse applicant pools, and shall be a minimum of three weeks. Due to extenuating circumstances, the period may be shortened to two weeks as approved by the Director of Human Resources and the component Vice President. D. Evaluation of Applicant Pool: Human Resources shall review the search and selection process at appropriate intervals to evaluate the applicant pool. If it is determined that additional recruitment could significantly improve the pool, the search may be reopened or extended, and applicants so notified 2. Position Approval A. New or Revised Classified Job Descriptions: 1. All new or revised classified job descriptions must be reviewed by the Classification Study Committee prior to implementation of the search and selection procedures as outlined. Implementation of the search and selection process for new or revised classified contract positions is contingent on approval of the contract position(s) by the Superintendent/President or designee. [For replacement positions, skip to section 2.B.1]. The unit administrator should initiate a request for approval by completing the personnel requisition form and submitting it to the Human Resources Department. B. Position Approval 1. Classified Personnel Requisition Form Approval a. Upon receiving written documentation of a classified employee separation, the department will complete a Classified Personnel Requisition Form to initiate the recruitment process. The administrator shall complete the form and return it to the HR Department or provide a written reason for delaying the hire with a projected date at which the administrator will reassess the process. HR may review the request for delay with the component administrator. The Director of HR or design will review the requisition form for completeness and compliance with HR requirements and then route the form for approvals from the division dean if appropriate, Business Services, and the component administrator. Should the unit administrator request that the position be designated as “bilingual/biliterate required” or “bilingual/biliterate desired,” the “Request for Bilingual/Biliterate Designated Position Form” must be completed and submitted along with the completed classified personnel requisition form. 53 2. 39-Month Reemployment The 39-month reemployment process shall be implemented pursuant to the relevant provisions of the CCEU bargaining unit agreement and Education Code. Employees on a reemployment list will be considered prior to transfer opportunities and/or full recruitment. If there are no eligible persons on the 39-month reemployment list, the procedures described in the remainder of this Administrative Regulation will apply. 3. Lateral Transfer Process The lateral transfer process shall be implemented pursuant to the relevant provisions of the CCEU bargaining unit agreement. If the lateral transfer process does not yield a transfer, the procedures described in the remainder of this Administrative Regulation will apply. 4. Eligibility Pool a. An eligibility pool is a list of individual(s) identified by the search and selection committee who have applied, were interviewed and identified for inclusion in a pool for potential hire for future openings. b. The Human Resources Department will check whether there is a valid eligibility pool for the vacant position. If so, the Human Resources Department will notify the unit administrator. The unit administrator may elect to utilize the pool, or elect not to do so and proceed with full recruitment. c. If the unit administrator elects to utilize the eligibility pool and the pool is ranked, s/he shall interview the top ranked available applicant in the pool. If the unit administrator has already participated in an interview with this applicant, s/he may recommend hiring the top ranked applicant in the pool without a second interview. Upon receiving a recommendation to hire from the unit administrator, the Human Resources Department will do reference checks on the recommended applicant and forward the reference checks and recommendation to the component administrator. The unit administrator may request to conduct reference checks, provided the Human Resources Department provides training regarding how to conduct proper reference checks. At this point, the process will follow these Administrative Regulations, starting at 9.E. d. If the unit administrator elects to use the eligibility pool, and the pool is nonranked, s/he shall interview all available applicants in the pool, with the following exception. If there are more than three applicants in the pool, and the unit administrator has already participated in interviews with the applicants, s/he may elect to conduct second interviews with less than the entire pool, based upon committee scores, application materials and the strengths and weaknesses summary of recommended applicant(s). If the unit administrator elects not to interview all persons in the pool, s/he shall prepare a written memo explaining his/her reasons for this decision. This memo shall be included in the recruitment file. Upon receiving a recommendation to hire from the unit administrator, the Human Resources Department will do reference checks on the recommended applicant and forward the reference checks and recommendation to the component administrator. The unit administrator may request to conduct reference checks, provided the Human Resources Department provides training regarding how to 54 conduct proper reference checks. At this point the process will follow these Administrative Regulations, starting at 9.E. 3. Job Announcements 1. Upon receiving the approved classified personnel requisition form and completion of the transfer and eligibility pool processes, the Human Resources Department will draft a job announcement for the vacant position. 2. The job announcement will identify the minimum qualifications for the position as stated in the approved classification description, briefly describe position duties, list the materials that must be submitted by the applicant, where to submit the application, and provide the application deadline. 3. The Human Resources Department will provide the draft job announcement, subject to approval by unit administrator. 4. Upon approval, the Human Resources Department will send the job announcement for printing. 5. Upon receipt of copies of the job announcement, the Human Resources Department will post it on the HR website in the Human Resources Department, distribute to College department and division offices via email; and distribute the announcement to those who have submitted an interest card for like position(s), and to agencies and organizations on a list maintained by the Human Resources Department. The Human Resources Department shall provide copies to those who request such. Additional distribution may be initiated by the Human Resources Department and/or department administrator/manager as appropriate. 4. Search and Selection Committee Members and Chair A. The Human Resources Department shall distribute a screening scheduling and committee approval form to the hiring unit administrator upon distribution of the job announcement. B. The unit manager or administrator shall develop a list of search and selection committee members and forward the form to the following for approval: the appropriate Vice President, Superintendent/President (as appropriate), with final approval by Director of Human Resources or designee. C. Members of the committee: 1. The committee chair will be the administrator or designee as approved by the component administrator 2. The committee shall be a minimum of three members. 3. The committee shall include: Classified department or position-related representative Administrator or manager Contract staff representative from another department (as appropriate) Faculty representative from the department (as appropriate) Student representative (optional) Community representative (optional) 4. Upon recommendation by the Human Resources Department, a committee may be reconstituted in order to ensure a fair hiring process. D. A Human Resources Department representative may serve as a resource person for screening and interview deliberations of the committee. E. Committee members have an ethical obligation to remove themselves from the committee when bias or the appearance of bias is present. In order to prevent bias, or the appearance of bias, no individual with a close personal relationship with any applicant 55 shall serve on the selection committee. Guidelines for evaluating bias shall be reviewed at the first committee meeting. 5. Recruitment of Applicants Recruitment shall be coordinated through the Human Resources Department in conjunction with individual departments and divisions. 6. Committee Materials and Orientation A. The Human Resources Department shall prepare screening packets for the committee, which shall include guidelines addressing committee member responsibilities, confidentiality statements and screening forms. B. Packets will be made available five working days from the closing date of the position, provided Human Resources has an approved committee sheet prior to the closing date of the position. C. The committee chair will coordinate the first committee meeting. 1. The first meeting shall include a comprehensive orientation in which all members must participate. 2. At the first meeting, committee members shall develop timelines and a meeting schedule and shall review search and selection procedures, responsibilities, position qualifications, confidentiality, fair and unbiased employment practices. Committee members shall sign a statement affirming confidentiality and unbiased participation. 7. Review and Selection of Applicants for Interview A. Application Review 1. The Committee Chair may prescreen applications to determine which candidates clearly do not meet the minimum qualifications. 2. All excluded applications may be reviewed by the committee upon request. B. All application materials, screening and interviewing materials shall be housed securely in the Human Resources Department and are strictly confidential. In the event a committee member must screen application materials prior to the first scheduled committee meeting, the committee member may do so if authorization by the committee chair is given to the Human Resources Department C. To rate the applications, committee members shall use the college classified application screening evaluation form. Each committee member must screen all forwarded applications. D. After committee members have completed their individual rating of applications, all committee members shall meet to determine the applicants to be invited for an interview. The committee chair may arrange for a Human Resources Department representative to be present at this meeting. Committee member’s scores shall be entered on the tally sheet. Total scores will be calculated for all applicants. The committee chair will lead a discussion to determine which candidates are to be invited for interview. E. Prior to the interview, applicants who are selected to be interviewed will be assessed where necessary for required skills such as bilingual/biliterate abilities, keyboarding abilities, etc. Those applicants who demonstrate the required skill(s) proficiency will be forwarded to the interview process. F. The committee shall recommend a schedule for interviews to the Human Resources Department. If possible, applicants shall be notified of the scheduled interview a 56 G. H. I. J. minimum of five (5) working days in advance. If performance exercises or travel are involved, a minimum of two weeks notice is recommended. The committee shall develop the job-related interview questions and may develop an appropriate job-related presentation and/or performance exercise with written instructions. The Human Resources Department may provide samples of interview questions and/or written exercises upon request. Any other materials the applicant should bring to the interview shall also be identified. In order to ensure fair and equal treatment of all applicants, no additional information shall be solicited from any applicant unless the same is done for all applicants selected for further review. The interview schedule, job-related interview questions, and instructions and all other materials submitted in the screening packet (application, rating form, screening forms, etc.) shall be forwarded to the Human Resources Department, at which time interviews with selected applicants will be scheduled. The questions and instructions shall be approved by Human Resources Department and the component Vice President, or respective designee. If substantive changes are made to the questions, these changes shall be reviewed by the committee chair. Upon receipt of the recommended list of applicants, the Human Resources Department shall notify applicants of interview appointments. Consideration in scheduling will be given to applicants traveling from distant locations. The Human Resources Department shall notify, in writing, those applicants not recommended for interview of their application status. 8. Interview Process A. A committee member must be present at all interviews in order to be eligible to participate in the interview scoring process. B. Each committee member shall use the college interview forms to score each applicant’s performance in the interview. 9. Recommendation Process A. Committee members’ scores shall be entered on the tally sheet. Total scores will be calculated for all applicants. The committee chair will lead a discussion to determine which candidates are to be recommended. The committee chair may arrange for a Human Resources Department representative to be present at this meeting. B. Committee Activities: 1. The committee shall forward all selection materials and the recommendation form to the Human Resources Department. 2. The committee chair shall develop, in conjunction with the committee, a written summary of the job-related strengths and weaknesses of recommended applicants, to be submitted with the committee’s recommendation. Where desirable qualifications are to be considered, such desirable skills shall be noted in the job-related strengths and weaknesses summary. 3. At least three qualified applicants should be recommended. In the event that there are not three qualified applicants recommended, the committee shall send a written explanation on the Strengths & Weaknesses Summary form to Human Resources with the committee’s recommendation. 4. The committee’s recommendation may include either a ranked or non-ranked list. If a ranked list is submitted and the highest ranked applicant is not suitable and/or not able to fill the position, the next ranked candidate will be considered. 57 C. D. E. F. G. H. 5. The search committee shall also indicate whether or not the recommended applicants who are not selected will be placed on an eligibility pool list, and, if so, designate the length of time the pool will be valid (not to exceed 12 months). The Human Resources Department shall notify applicants not recommended by the committee as finalists of their status in the process. The Human Resources Department will do reference checks on the recommended applicants and forward the reference checks to the component administrator. The unit administrator may request to conduct reference checks, provided the Human Resources Department provides training regarding how to conduct proper reference checks. The unit administrator, component Vice President or Superintendent/President may interview recommended finalist(s). In the event that the component administrator decides not to forward the committee’s recommendation because of compelling reasons, s/he shall review the decision with the committee chair (or appropriate manager/administrator if a pool hire). The committee chair will inform the committee and the next ranked candidate shall be considered or the search and selection process may be reopened. The component administrator shall notify the Human Resources Department of his/her recommendation. The unit administrator shall notify the successful applicant of the District’s intent to recommend appointment to the Governing Board. Upon the applicant’s acceptance and Governing Board ratification, the Human Resources Department shall notify all candidates in writing of their appointment status. If the committee has recommended the formation of an eligibility pool, the Human Resources Department will file the list, and notify the applicants in writing of their inclusion in the eligibility pool. If no eligibility pool is established, all finalists will be notified. 10. Process for Complaints or Concerns In the event that there is a question or concern about confidentiality, bias, or the integrity of the hiring process, it shall be brought to the attention of the Director of Human Resources, or designee. S/he shall conduct a thorough review of the process, and in consultation with the component administrator, determine whether the process, committee membership, or committee chairpersonship shall be changed, or determine that the position be reopened or the search extended. 11. Review and Revision of Search and Selection Procedures The search and selection procedures are subject to review and revision. Any proposed revisions shall be reviewed by the Human Resources Department in collaboration with appropriate campus representatives, which shall send forward recommendations to the Administrative Council and the Superintendent/President. 12. Confidential Position Requisition In the event that a confidential-designated position vacancy occurs, the same procedures for search and selection of classified staff will be followed. Final Review Approved by Search & Selection Task Force 4/16/02 Reviewed with Administrative Council in May/June 2002 58 Reviewed by Business Services Component Reviewed with Student Services Component Managers 7/16/02 Reviewed with Instructional Division Deans 11/18/02 Reviewed with Student Senate President 4/22/03 Second reading by Governing Board 8/04/03 9/01/10 59 Appendix F SEARCH AND SELECTION FOR ADMINISTRATIVE PERSONNEL - AR 5600 Purpose The purpose of this regulation is to ensure that the Cabrillo Community College District’s search and selection process for administrative personnel is applied in a consistent and equitable fashion. This regulation was developed to promote the selection of an excellent and diverse administrative staff, and this applies to all administrative positions with the exception of the position of Superintendent/President, and interim administrative assignments. 1. Administrative Personnel Requisitions* a. The approval to fill any management position involves adherence to goals outlined in the College Master Plan, including a thorough discussion of the proposed position with the Administrative Benefits Committee (ABC) representatives. b. Through the budgetary process or official verification of an impending vacancy, the department or component head in consultation with the supervising administrator, shall initiate the proposed position description and qualifications and the Administrative Personnel Requisition form. c. The Administrative Personnel Requisition form shall be reviewed and approved by the supervising administrator, the component Vice President, Administrative Services or designee, and the Superintendent/President (if applicable) and returned to the Human Resources department for final review and processing. *In the case of interim or temporary administrative assignments, selection process methodology shall be reviewed and approved by the Superintendent/President or designee. 2. Recruitment of Applicants A College-wide recruitment budget shall be established. The recruitment plan and activities shall be coordinated through the Human Resources department, the supervisor, component Vice President and/or the Superintendent/President or designee. Considered in the recruitment plan will be past successful recruitment sources. The length of the advertising period should be sufficient to allow for adequate distribution and response and to sufficiently help obtain larger and diverse applicant pools. Generally, a minimum of eight (8) weeks is required for the recruitment period. Due to extenuating circumstances, the period may be shortened to six (6) weeks, as approved by the Director of Human Resources, the component Vice President and/or the Superintendent/President. To allow greater opportunity for obtaining a diverse applicant pool, it is acceptable to have an open ended recruitment wherein applications will be accepted until the position is filled. In this case, an initial screening of applications deadline date will be established and reflected in the job announcement. The initial screening date shall be at least eight (8) weeks from when the position is announced unless a shorter recruitment period is approved. If the shorter recruitment period is approved, the initial screening date shall be at least six (6) weeks from when the position is announced. The Human Resources department shall prepare and distribute the final position announcement and shall place advertisements in appropriate media. 60 3. Search and Selection Committee Chair a. The supervising administrator (or designee) shall serve as committee chair, as approved by the component Vice President or Superintendent/President, as appropriate. Prior to proceeding, the committee chair shall read AR 5600. b. The committee chair is responsible for keeping the search and selection process proceeding in a timely manner. c. The committee chair shall receive appropriate training in search and selection procedures and staff diversity values and goals of the College, to help ensure success in achieving a diverse pool. The committee chair shall recruit participants as outlined below. Committee members are expected to be knowledgeable about and committed to achieving staff diversity. 4. Search and Selection Committee Membership a. Committee Requirements 1. At least one employee who is from an historically underrepresented group as defined in Title 5, Section 53001(h), shall serve as a voting member of the committee. 2. A good faith effort will be made to ensure that both genders are represented on the committee. 3. The Director of Human Resources or designee shall serve as a consultant to the committee on District and State guidelines and is responsible for monitoring the District’s search and selection procedures. This responsibility includes, but is not limited to, serving as a resource, a review of the job descriptions and announcements, composition and procedures of selection committees, and the adequacy of the applicant pool. 4. No retiree or resignee from the College shall serve on the selection committee. 5. Committee members have an ethical obligation to remove themselves from the committee when bias or the appearance of bias is present. In order to prevent bias or the appearance of bias, no individual with a close personal relationship with any applicant or committee members (including, but not limited to, spouse, ex-spouse, relative, domestic partner, ex-domestic partner) shall serve on the selection committee. Guidelines for evaluating bias shall be reviewed at the first committee meeting. b. Members of the Committee The committee will be composed of members as recommended and approved by the supervising administrator and the component Vice President or Superintendent/ President, as appropriate. Considerations shall include committee member expertise and the relationship of the member and assignment with the vacant position and respective department/unit. Committee Membership shall include: • Administrators • Faculty Representative(s) • Classified/Confidential Staff • Student (as appropriate). The student member shall not have been an employee or be a student of any of the interviewees • Community Representation (optional) 61 Vice President Committee Membership: In addition to the above, the membership of the committee will be expanded in order to provide representation by appropriate campus components, as determined by the Superintendent/President. Committee membership may include student and community representatives. 5. Committee Orientation The committee chair shall schedule an orientation meeting of all committee members. The purpose of the meeting is to review position qualifications, to establish screening criteria, times and locations for paper screening and interviews, and to discuss issues of confidentiality, unbiased participation, and staff diversity. The committee chair shall instruct all participants in search and selection responsibilities, procedures and methods to promote staff diversity. Committee members shall sign a statement affirming confidentiality and unbiased participation. 6. Evaluation of Applicant Pool The search may be reopened or the recruitment period extended by the Director of Human Resources, and the component Vice President or the Superintendent/President, as appropriate, if it is determined that there is an insufficient or inadequate applicant pool and that additional recruitment efforts could significantly improve the applicant pool. In such event, all existing applicants will be notified. 7. Review and Selection of Applicants for Interview a. Committee members shall use the College application screening evaluation form to rate applications. b. After committee members have completed their individual rating of all applications, the committee will meet to determine the applicants to be invited for an interview. At this meeting, based on preliminary assessment, each voting committee member will put forward his/her highest scored applicants. The committee will review those applicants and recommend candidates for interviews. c. In the event that a search and selection committee recommends an applicant for interview who does not possess the minimum qualifications specified in the position announcement, assessment and determination of equivalent qualifications shall be conducted by an equivalency committee (defined as the committee chair, Director of Human Resources and component Vice President), prior to forwarding the application/applicant to the interview process. If the equivalency committee deems the applicant’s qualifications to be equivalent to the position’s stated minimum qualifications, the applicant will advance to the interview stage. (see AR 5600-A, Equivalency) d. The committee shall recommend a schedule for interviews to the Human Resources department. The committee will also develop job-related interview questions and any appropriate job-related demonstration and writing exercise. Other materials that the applicant will be asked to bring to the interview will also be identified. e. The interview schedule, instructions, and job-related interview questions shall be forwarded to the Human Resources department for approval by the Director of Human Resources or designee and the component Vice President or the Superintendent/President, as appropriate. Sufficient time will be allowed for this review 62 prior to the interview. Any changes to the above shall be reviewed by the committee chair prior to the day of the first interview. f. Upon completion of the screening process, all applications, screening and interviewing materials shall be secured in the Human Resources department. g. The Human Resources department will notify candidates of scheduled interview appointments and any other relevant instructions. If possible, candidates will be notified two weeks prior to the interview, especially when travel from out-of-the area is involved. 8. Interview Process a. Prior to the first interview, the committee members shall agree on the scoring procedures and how questions and demonstrations shall be weighted. b. Committee members shall use the College interview evaluation form to score each candidate’s performance in the interview. A committee member must be present at all interviews in order to participate in this process. 9. Recommendation Process a. Each committee member shall enter his/her scores and comments for each applicant on the tally sheet provided. The committee chair will facilitate the discussion to resolve any scoring discrepancies. b. Immediately upon completion of the interviews and scoring, unless there are extenuating circumstances, the committee will make its recommendation, which normally will include a minimum of three candidates. The committee shall submit the recommended candidates unranked, unless the committee determines that there are significant differences in the qualifications among the recommended candidates. Recommendations must also be accompanied by a written summary of the job-related strengths and weaknesses of each recommended candidate. In the event that there are not three qualified candidates recommended, the committee shall include a written explanation. c. All selection materials and the recommendation form shall be forwarded to the Human Resources department. The Human Resources department will notify candidates not recommended as finalists. d. Upon receipt of the committee recommendations, the component Vice President or Superintendent/President, as appropriate, may meet with the committee to discuss the summary of strengths and weaknesses of each candidate. e. In the case of Vice President positions, the committee chair shall meet with the Superintendent/President to discuss the committee’s recommendations and to formulate a plan for conducting reference checks. The Superintendent/President will select and interview final candidate(s). f. For all other management positions, the Human Resources department, in coordination with the committee chair, and/or component Vice President, will conduct confidential 63 reference checks on the recommended candidates. The component Vice President or Superintendent/ President will review the reference checks. g. The Vice President will interview the recommended finalist(s) for positions within their respective component. In extenuating circumstances (e.g. candidate’s long-distance travel), the component Vice President may elect to interview a candidate prior to the conclusion of reference checking. h. For management positions within his/her component, the Vice President will recommend a candidate to the Superintendent/President. In the event that the Vice President cannot forward one of the committee’s recommended candidates because of exceptional circumstances or compelling reasons, s/he shall review the reasons with the committee chair and may offer to meet with the committee to discuss the remaining candidates and/or the possibility of reopening the search. i. The Superintendent/President may elect to conduct final interviews for certain administrative positions within a Vice President’s component. Upon approval of a finalist by the Superintendent/President, the Vice President shall be notified. If the Superintendent/President does not approve the candidate, the recommendation will be returned to the Vice President. j. The appropriate administrator shall notify the successful candidate of the Superintendent/ President’s intent to recommend his/her appointment to the Governing Board. Upon the candidate’s acceptance, the Human Resources department will notify the remaining candidates of their application status. 10. Process for Complaints or Concerns In the event that there is a question or concern about confidentiality, bias, or procedure or in the event that the process is not proceeding in a timely manner, the Director of Human Resources and the component Vice President and/or Superintendent/President shall consult to determine whether the process, committee membership, or committee chair shall be changed, or determine if the search should be reopened or extended Adopted: October 4, 1999 Revised: October 26, 2010 64 APPENDIX G List of EEO Plan members (2015-2016) Alta Northcutt, CCEU President Hilda Montanez, HR Analyst Lori Amato, CCEU Vice President Martin Vargas Vega, Student Senate President Robin McFarland, Faculty Senate President Adopted: 11/24/15 65