HM Inspectorate of Education Directorate 5, 1-B South, Victoria Quay, Leith, Edinburgh EH6 6QQ t 0131 244 0747 f 0131 244 0653 Mr Keir Bloomer Chief Executive Clackmannanshire Council Greenfield Alloa FK10 2AD e hmi.qsa@hmie.gov.uk w www.hmie.gov.uk Our ref: QSE/4/5/md 21 December 2004 Dear Mr Bloomer INTERIM FOLLOW-UP TO THE INSPECTION OF THE EDUCATION FUNCTIONS OF CLACKMANNANSHIRE COUNCIL The report on the education functions of Clackmannanshire Council was published in September 2003. HM Inspectors made an interim visit to the Council in September 2004 to evaluate progress made in responding to the main points for action in this report. The authority was addressing the main points for action in the report with purpose and determination. The new team of Quality Improvement Officers had significant potential once it had established its role in challenging schools more rigorously. The clear lead of the Directorate in taking forward the wide ranging agenda for improvement is recognised but the current focus will need to be strongly maintained to ensure the required impact on pupils’ attainment and achievement, particularly in secondary schools. Overall the authority’s work in the year since the original inspection had set in place a number of significant improvements, but these were necessarily still at an early stage and had still to impact fully on the intended outcomes for young people. Around one year after the publication of this report, HM Inspectors will re-visit the authority to assess further progress in meeting the main points for action. I attach an evaluation and brief account of the response made by the education authority to the main points for action in the report. I am sending a copy of this to the recipients of the original inspection report. Yours sincerely Ian Gamble Her Majesty’s Chief Inspector Directorate 5 HM Inspectorate of Education Interim Follow-up to the Inspection of The Education Functions of Clackmannanshire Council Main points for action 1. The Council should ensure that educational services has a period of more stable and consistent leadership. The Council had taken important steps to establish more stable and consistent leadership and enlarge its capacity to improve the quality of pupils’ experiences and their attainment. The actions taken had resulted in establishing a more coherent framework of support and challenge for schools. The new arrangements for providing support and challenge had potential to bring about significant improvements, once they are fully and consistently implemented. The Leader of the Council and the Convenor of the Learning and Leisure Committee had given a strong lead in following up the main points for action in the inspection report. In order to identify more clearly the factors inhibiting improvements in pupils’ attainment in each of the secondary schools, the Council had commissioned a study from an independent consultant who had quickly produced a report, known as the Gavin Report. The Leader and Convenor had specified that the Director of Services to People and senior members of his educational services team should ensure that secondary schools were addressing the consultant’s recommendations, and required reports on progress in implementing them. By approving the permanent appointments of a senior quality improvement officer (QIO) and three permanent QIOs, the Council had ensured that educational services had the capacity to give support and challenge to schools in a consistent way. The composition and remits of senior managers with responsibility for educational services had remained stable since the initial inspection. As a result, key policies had been completed and were now shaping developments in schools. To ensure that senior officers were able to focus on key developments designed to raise attainment and provide more integrated services for children and families, the Director of Services to People himself had taken responsibility for overseeing the Public Private Partnership (PPP) initiative for replacing secondary school buildings. The Head of Education and Lifelong Learning had established a more rigorous and clear quality assurance framework and had just completed the recruitment of the quality improvement team which was under the strong and effective leadership of a senior QIO. He had also completed major elements of the Teachers’ Agreement, including imaginative deployment of a very effective team of physical education specialists to reduce primary teachers’ class contact time and, at the same time, extend and improve pupils’ programmes. The Head of Policy, Planning and Special Educational Needs was in the final stages of putting in place a revised set of arrangements for promoting the inclusion of pupils with 2 special needs and supporting them as much as possible in mainstream schools. The Head of Child Care, Pre-Five and Criminal Justice was progressing more integrated working within the pre-school sector. These developments had strengthened the capacity of centrally-deployed staff to address weaknesses and promote good practice in schools. Although it was too early to see significant impact on pupils’ experiences, there were some encouraging signs. Headteachers reported that the approach to professional review and development had improved. A recent follow-up inspection of a special school had identified positive features of arrangement for including pupils with significant learning difficulties in classes in a secondary school. All in the Council understood clearly that they had a great deal of work to do to bring about significant improvements in the achievements of pupils, particularly at the secondary stage. As the result of a review of the effectiveness of his Senior Management Team (SMT), the Director had taken action to promote more integrated working among the various services they led. Heads of establishments interviewed reported that, while they had confidence in each of the Heads of educational services, they did not think that they took a collective approach. Some headteachers thought that they had to consult with too many members of the SMT to resolve issues or take forward developments. They also reported that they were not convinced that they could influence decision-making. Some of these concerns centred on a perceived uncertainty about the roll out of the integrated community schools initiative. The Director had plans to address such concerns within the context of taking forward greater integration of services within school clusters. The Heads of Service themselves needed to consider how they could work more closely together and ensure that those they served understood their respective roles. 2. The new quality improvement framework should be fully implemented to ensure robust and consistent approaches to support and challenge for schools and other educational establishments. The Council had made slow but significant progress in putting in place a revised quality improvement framework with the potential to impact positively on schools and the attainment and experiences of children and young people. The time required to recruit key members of the Educational Development meant that new and revised approaches had not yet had time to secure improvements. The revised quality assurance policy, recently disseminated to all schools, provided much clearer and more robust guidance on the authority’s expectations of schools in monitoring and evaluating their work. Special schools had been included in the framework and there were plans to include the pre-school centres. The more clearly defined roles of the members of the new quality improvement team suitably comprised providing advice and support to schools, auditing and evaluating their effectiveness and being the first point of contact between them and the education authority. The Senior QIO’s well considered approach to supervision and training of QIOs was ensuring that they were being well prepared for these roles. They had already developed a strong sense of being members of a coherent team and adopted a thoughtful approach to their work. They were well 3 informed about the education authority’s expectations of them, had established a calendar of visits to schools and were taking part in activities designed to make their practice consistent. Headteachers interviewed were positive about the revised framework and the potential of the new QIO team, but were reserving judgement about its implementation until convinced that it was being applied consistently. To be fully effective in improving quality, the QIOs and headteachers required a more effective approach to collecting and analysing data on pupils’ performance, as is outlined in section 3. Educational services continued to deploy full and part-time education development officers (EDOs) to provide support for various initiatives and to provide specific assistance to individual schools. The team was well regarded, particularly the support given for science and the arts in primary schools. However, secondary schools still lacked co-ordinated support for subject departments and for undertaking the improvements to learning and teaching outlined in the Gavin Report. Educational services need to review whether the composition of the EDO team matched precisely priority developments. The positive steps taken to assure quality in provision for pupils with special educational needs included the completion of the evaluation of the teams providing additional support for pupils with social, emotional and behavioural difficulties. As a result of this review, a single team had been formed covering both primary and secondary schools and providing part-time tutorial support in two bases. During the previous session, the Heads of educational services and a Continuing Professional Development Co-ordinator (CPDC) had implemented the revised policy on professional review and development (PRD). Centrally-deployed staff and headteachers had all been reviewed in line with the new arrangements. Those interviewed had found the review meetings helpful. A very effective system was in place for recording and addressing teachers’ requests for courses and other forms of staff development. While the Council had reported on progress in overtaking its Education Improvement Plan, plans to produce a report on the standards and quality of educational services had been delayed. Services to People had made very good use of the report of the inspection and the Gavin Report to revise and strengthen the quality improvement framework. The Council now had a team of QIOs to work with Heads of educational services and schools to implement it and make sure that it serves its purpose of raising pupils’ attainment and achievement and improving the provision made across its schools. 3. Educational services should improve its collection and use of statistical data to provide a means of monitoring and helping schools to improve. The Council had made some progress in addressing this main point for action but much remained to be done to ensure that the collection, analyses and use of key performance data contributed effectively to school improvement. 4 Slow progress had been made in establishing a systematic approach to the collection, analysis and use of 5-14 data in both primary and secondary schools. As an interim step, the Senior QIO had produced for the QIOs spreadsheets with some analysis of overall performance at levels C1 and D in primary schools and differences in performance of boys and girls. At the time of the interim inspection this information had not been shared fully with schools although discussion of 5-14 attainment data was on the QIO’s agenda for forthcoming discussions with senior staff in schools. QIOs and headteachers reported feeling frustrated by the difficulties encountered in trying to obtain accurate information on 5-14 attainment from the current management information system. Headteachers in primary schools currently preferred to use their own paper based solutions for tracking progress and trends in attainment. Some had developed effective approaches. The QIOs and senior managers in secondary schools were using detailed national analyses of attainment in national examinations (STACS) to look at trends in performance, including areas of underperformance. An external consultant was providing valuable support and training, and further staff development and support for QIOs and headteachers in schools were planned. This approach was helping to identify overall trends in attainment in each of the secondary schools, and a start had been made to identifying and addressing the strengths and weaknesses in subjects. The Council and headteachers should ensure that senior managers and principal teachers improve their competence in using STACS and other analyses of data to assist them to identify good practice and areas requiring improvement and to monitor the effectiveness of action taken. The QIO team had started to implement its remit of working with senior managers in schools to audit underperforming departments as part of the new quality assurance framework. They had also initiated work to identify subjects or departments with strong performance, such as in technological education in one school, and to disseminate good practice. The authority was not consistent in using performance data to evaluate the impact of particular initiatives designed to improve learning, teaching and attainment. More needed to be done to assess the value gained from these initiatives. To provide an effective tool for QIOs and schools to monitor and improve pupils’ progress and achievement, there was an urgent need for the Council to develop effective and efficient means of collecting, storing, analysing and retrieving accurate information on the performance of pupils and related training for staff at the centre and in schools. The Director and his staff had recognised the importance of such a development. As a first step, they had visited another authority with good practice in this area. The Council’s new corporate Research and Information Unit (RIU) had the potential to provide a comprehensive set of data and data analyses for the authority and its schools to support the school improvement agenda. In response to a request from educational services, it had already provided useful analyses of a parental satisfaction survey, providing a clear picture of strengths and areas for development across the authority’s schools as well as in individual schools. A leaflet summarising the outcomes of the survey 1 Level C should be attained by most pupils by the end of P6 and Level D by most by the end of P7. 5 had fed back the main points to parents and members of the public. The authority and the schools were addressing issues raised. The RIU had the potential to work with educational services on vital and urgent work to improve quality in measuring, monitoring and reporting on the performance of pupils and schools and improving on it. Educational services had begun to make effective use of the Council’s COMPEL system for managing and recording CPD activities. The system was being rolled out to schools in the autumn with training being provided for headteachers and CPD coordinators in schools. It had been used initially to collect and collate CPD needs but it had the potential to track CPD needs and the uptake of, and trends in, CPD activities. As a management information tool it had great potential for targeting training and support for staff in school improvement but it was too early to assess its full impact. The authority was aware of the need to make progress in the collection, analyses and use of performance data. The information and communications technology infrastructure and the research and information capacity were now in place to support the process and they should be fully utilised. However, problems with accessing information from the current MIS system had still to be resolved. School managers and QIOs require to have ready access to relevant and useful performance and management data which can be consistently shared across the service. In order to enable it to implement fully its quality assurance and improvement framework, the authority should give greater priority to making progress in this area. 4. Priority should be given to raising attainment of pupils in the upper primary classes and in secondary schools. In achieving this goal, the authority should enlist further support from parents and the community. The Council’s commitment to combat educational under-achievement through effective teaching and removing barriers to learning had been clearly specified in the long established Learning to succeed in Clackmannanshire document. Since the initial inspection, the Council has taken further steps to realise this commitment by putting in place a quality framework and QIO team, and commissioning the Gavin Report. Educational services had taken action to enlist the support of parents and local employers. All of these developments were too new to have had impact on raising levels of attainment. However, previous initiatives had resulted in some improvements in attainment. The Council fully accepted that it still had much work to do to improve significantly pupils’ achievements and engage parents and the community as well as pupils themselves in this endeavour. In primary schools, standards of attainment in reading, writing and mathematics had improved from 2000 to 2003. Although attainment in these areas remained below national averages, the authority had reduced the gap between Clackmannanshire, the national average and the average of other authorities with similar characteristics. At S1 and S2 in 2004, the number of pupils achieving 6 Level E2 has risen to above the national average in mathematics, although it remained below in reading and writing. However, rates of improvement in reading and writing were faster than national and comparator rates. At Standard Grade, there had been some improvements in attainment at General and Credit levels, but performance remained below that of authorities with similar characteristics and the national average. At Higher Grade, pupils’ achievements were significantly below the national average, with only slight improvement in standards over the last three years. Performance in the 2004 diet of SQA examinations had been disappointing. The Council had given practical expression to achieving the priority of raising attainment through the measure described in sections 1 to 3 above. The QIOs were beginning to support and challenge schools more systematically through a programme discussing and providing feedback on each establishment’s development plans and standards and quality reports. The Heads of educational services and QIOs fully understood that success in challenging and supporting schools depended on a consistent partnership with each school where expectations were clear and levels of support provided in proportion to needs. Progress on raising attainment in primary schools had continued. Guidelines and EDO support had helped schools to improve pupils’ experience in writing, science and physical education. The authority believed that it would improve achievement in the upper stages of primary schools as a result its early literacy initiative, improved mathematics programmes and the development of thinking skills in a project known as Thinking through Philosophy. Rigorous evaluation of these approaches were required to prove that they were fully effective in raising attainment in the upper stages of primary schools. The Gavin Report had given an unambiguous message to secondary schools that significant improvements in learning and teaching were required to raise pupils’ attainment and achievement. This message had been clearly reinforced by the Director of Services to People and the Head of Education and Lifelong Learning. As outlined above, the schools were receiving support to tackle underachievement by analysing examination data. Secondary schools required some further assistance in identifying a range of measures proven to raise attainment and achievement that they could take forward systematically. Staff in schools needed also to learn from each other’s good practice. Educational services had started to be more systematic in involving parents in raising attainment. Representatives of School Boards reported that the authority had made clear the priority it was giving to raising attainment and the importance of parents in this process. The representatives had been disappointed that some parents were reluctant to play their part despite the positive action taken by schools. They reported that some schools had followed up the parental satisfaction survey by suggesting ways in which parents might help their children to learn. There was enthusiasm for some workshops run in schools. Implementation of the Council’s Determined to Succeed initiative to promote education for enterprise was creating opportunities for employers to make clearer their expectations of pupils’ attainment and to offer work experience for them. The developments in 2 Level E should be attained by most pupils by the end of S2. 7 relation to integrated community schools should have the potential to engage more parents and carers and members of the community in activities designed to raise attainment and achievement. The Council continued to demonstrate its commitment to raising achievement but had a great deal still to do to ensure that it achieves its target of an annual 2% improvement in attainment. 5. Educational services should complete its review of SEN and implement the revised policies and procedures to support pupils and schools. Under the leadership of the Head of Policy, Planning and Special Educational Needs, educational services had made significant progress in further improving support for, and the experiences of, children and young people with special educational needs. The review of provision for pupils with special educational needs had resulted in a more coherent and improved framework of services and support. The new structure of services was well designed to take forward the Council’s commitment to support pupils with special educational needs as far as possible in mainstream schools and to ensure that schools had the services required to support pupils across the range of additional support needs. The pre-five services for children with special educational needs had been amalgamated into the new structure with the commendable aim of improving continuity of support over the period of transition to formal schooling. Only visiting teachers for pupils with learning difficulties in the primary school had yet to be integrated into the new framework. The review had also led to firm plans to rationalise special school provision to provide an appropriate range of off campus provision for pupils whose needs could not be adequately met in mainstream schools. With the agreement of parents, one special school was to close and relocate as a department in the new building of a secondary school. The Council’s new arrangements for managing services for pupils with special educational needs had also addressed the problem of multiple roles for headteachers of special schools, one of whom had also acted as adviser. The headteachers now had more reasonable remits being responsible for school or unit provision and co-ordinating related outreach services. A recently appointed member of the QIO team had an appropriate dual remit of being QIO/adviser in special educational needs and primary education. The new management structures for services for pupils with special educational needs now ensured that all members of staff were well led and supported. Responsibilities for monitoring and evaluating the quality of provision for pupils with special educational needs were clearly defined. While it was too early for the new approaches to impact fully on improving provision, primary headteachers commented positively on the improved support given to pupils with challenging behaviour. Educational services were engaged in the process of updating and attempting to streamline the procedures for determining the levels of support individual pupils required. Headteachers had recently been introduced to the new procedures but 8 were uncertain about how they would work and needed more explicit guidance. The procedures known as staged intervention had the merit of providing an improved approach to monitoring the effectiveness of arrangements made to support individual pupils. The Council had continued with its successful approaches to integrating increasing numbers of pupils with special educational needs in mainstream primary schools. A special school had achieved considerable success on a project run with secondary staff to provide some lessons each week in the mainstream school. Pupils were very enthusiastic about their experiences which had also incorporated opportunities to eat in the school’s dining room. The revised Accessibility Strategy was helping to inform the design of the new secondary schools as well as highlighting ways of giving pupils with special educational needs access to the curriculum. The successful project run in conjunction with a voluntary agency to promote the involvement of parents of children with special educational needs had secured further funding to allow it to continue. In updating its framework of support for pupils with special educational needs, educational services had consolidated the very good, well established aspects of its provision and created new structures to take forward effective practice on inclusion. 6. Further plans to improve and make more efficient use of educational buildings should be taken forward. The Council was in the process of taking forward ambitious plans to improve and make more efficient use of educational buildings. The Council was progressing a PPP scheme to address the condition of the secondary school estate. Updated and ambitious plans currently under development involved rebuilding all three secondary schools rather than one and just refurbishing the others. The Council’s view was that such re-development of the secondary estate would lead to an improved environment for pupils and make a significant contribution to improving pupils’ attainment and achievement. It was also of the view that building new schools, rather than refurbishing them would provide better value for money. The revised scheme had the potential benefit of eliminating, or at least minimising, the disruption to schools and pupils during the development phase of the project. However, in order to deliver this revised scheme, the authority had to address a funding gap, which it hoped to fill in part through capital receipts. The Council was also considering the implication of the project for council tax levels. While the revised scheme offered several advantages, the disadvantage was the delay in progressing the project. In order to address the rest of the school estate, the authority had recently developed a schools estate management plan. In preparing this document, it had commissioned a survey of each property, the conclusion of which was that there was a significant backlog of repairs due to under-investment. The Council had been able to access some additional capital monies over a period of three years to address the problems. Due to the proposed PPP scheme, only essential 9 maintenance was being carried out in the secondary sector releasing capital monies to be used on improving the remainder of the education estate. In attempting to make more efficient use of educational buildings, the service had continued to research innovative ways of utilising the spare capacity within the school estate. This has included, for example, using excess capacity in the primary school estate to accommodate the new physical education teachers and staff recruited as part of the government’s specially funded sports initiative. The proposals for rationalisation of special schools would free one old building for other uses. Educational services continued to monitor closely the configuration and use of school accommodation and consider ways of preventing wasteful excess capacity. 7. Improvements should be introduced to the authority’s systems for financial management, as outlined in this report. Further improvements should be made to ICT developments. Some good steps have been taken towards improving the financial management systems within the service, although there had been delays in introducing the revised devolved school management (DSM) scheme. Considerable improvements had been made to the infrastructure and use of ICT. The authority had addressed the requirement to move all schools on to the Council’s ledger system, resulting generally in significant improvements in the quality and reliability of financial information, despite the initial short-term disruption to administrative support for schools. Authority staff were working to resolve some remaining technical problems which were preventing some schools from making the most of this enhanced service provision. The Council’s commitment to further improve financial management was evident in the appointment of a new Director of corporate finance. The authority had made progress in developing three year revenue and capital budgeting. As a result, the Council was in a better position to evaluate its resource constraints over the longer term and had used a budget working group of senior officers and members to review base budgets. This process may identify resources which could be better deployed. Educational services as other departments within Services to People were in the process of linking service planning more closely to budgeted resources. The support provided to schools, specifically by financial administrative officers (FAOs), continued to be very good. In addition to the day to day support provided, depute headteachers in primary schools had received useful and necessary training on general financial awareness. In an effort to benchmark the support they currently provided to schools, the authority had visited another authority which had been reported to provide very good financial support to schools. Following this visit, the authority has developed an action plan outlining areas for improvement. 10 The revised DSM scheme had not been rolled out in schools because it required further upgrading to take account of the changes in costs of staffing brought about by the implementation of the Teachers’ Agreement, particularly the introduction of principal teacher posts in primary schools. Educational services had identified further resources which they had devolved to schools. This had included, for example, budgets in relation to classroom assistants and technicians. Very positive steps have been taken towards improving the provision and use of ICT. All schools within the authority were now connected to the Council’s network. In completing this work, the previous network reliability issues have been overcome. Consequently, teachers and pupils were making good use of the network. Conclusion In the short time since the inspection, Clackmannanshire Council had made encouraging progress in addressing the main points for action in the report. It had ensured a period of settled leadership for educational services which had allowed major initiatives in progress at the time of the inspection to be concluded. Of particular importance was the establishment of a team of quality improvement officers under the leadership of a strong senior officer as part of a more rigorous framework of quality assurance and support for schools. This team, only just fully in place, had the potential to bring about significant improvements by providing consistent and sustained relationships with primary and secondary schools. They and schools urgently required access to an effective and efficient management information system and further support to collate, record and analyse key data for tracking and evaluating pupils’ attainment and progress. The Council’s commissioned report on secondary schools had identified areas of strength and made recommendations to improve the quality of learning, teaching and achievement. Secondary schools required further support to assist them in their priority task of putting in place a coherent set of strategies to fulfil these recommendations. The new framework for supporting pupils with special educational needs built on long established very good practice and addressed weaknesses in aspects of support. Financial and resource management was being improved. The authority was addressing the main points for action in the report with purpose and determination. The new team of Quality Improvement Officers had significant potential once it had established its role in challenging schools more rigorously. The clear lead of the Directorate in taking forward the wide ranging agenda for improvement is recognised but the current focus will need to be strongly maintained to ensure the required impact on pupils’ attainment and achievement, particularly in secondary schools. Overall the authority’s work in the year since the original inspection had set in place a number of significant improvements, but these were necessarily still at an early stage and had still to impact fully on the intended outcomes for young people. Around one year after the publication of this report, HM Inspectors will re-visit the authority to assess further progress in meeting the main points for action.