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Bankof Baroda
BCC: ISD:1061161172
.022 22723719)
Stock Exchange Ltd,,
roze Jeejeebhoy Towers
Dalal Street
Mumbai - 400 001
BSE CODE-532134
Date:7th April 2014
.022-26598237 t 38)
Stock Exchange of lndia Ltd.
I
Bandra Kurla Complex, Bandra (E)
Mumbai - 400 051
NSE CODE-BANKBARODA
Dear Sir / Madam,
Re: Compliance Report on Corporate Governance with regard to Clause - 49 of the
Listing Agreement for the quarter ended 31"t March 2014
We forward herewith the Compliance Report on Corporate Governance with reference to
the Clause - 49 of the Listing agreement pertaining for the quarter ended 31't March 2014.
Yours faithfully,
341.M.L.Jain
DGM - Company Secretary
& Compliance
Encls. : As Above
,dopy
to:
The Deputy General Manager (Marketing &pR), BST, Mumbai -for information
and arranging uploading on Bank's website under designated section
ompany Secretary
&
h
ffimoliance
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Baroda Corporate Centre, C-26, G-Block, Bandra Kurla Complex, Bandra (E), Mumbai - 400 051, lndia
vtt i Phone . 91 22 6698 5Bt2l5846 . far' I Fax . 91 ZZ 2652 6660
{-i-a/ e-mait :companysecretary.bcc@bankofbaroda.com . }q/ Web :www.bankofbardda.com
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FORMAT OF QUARTERLY COMPLIANCE REPORT ON CORPORATE GOVERNANCE
Quarter ended on U',o
r"r"n
Clause of
Particulars
t. 6oard ol Utrectors
(A) Composition of Board
Listing
Compliance
Status
Aqreement
Yes / No
Remarks
49t
49 (tA)
Yes
Governed by the Banking Companies
(Acquisition and Transfer of
Undertakings) Act, 1970 and the
Nationalized Banks (Management and
Miscellaneous Provisions) Scheme,
1970 as amended from time to time by
GOr.
(B) Non-executive Directors' compensation
& disclosures
4e (rB)
(C) Other provisions as to Board and
49 (rC)
Yes
49 flD)
49 flt)
49 (ilA)
Yes
49 flrB)
49 flrc)
49 flrD)
4e (ilE)
Yes
Yes
Yes
Yes
4e (ilr)
Yes
Committees
(D) Code of Conduct
il. AUOtt Uommtttee
(A) Qualified & lndependent Audit
Committee
(B) Meeting of Audit Committee
LC) Powers of Audit Committee
(D) Role of Audit Committee
(E) Review of lnformation by Audit
Committee
lll. Subsidiary Companies
amended from time to time by GOl.
Yes
The Bank does not have any Material
non listed lndian Subsidiarv
(A) Basis of related partv transactions
49flU(A)
49flU(B)
nghts
issues, preferential issues. etc.
(E) Remuneration of Directors
(F) Management
(G) Shareholders
V. CEO / CFO Certification
4e (rv) (D)
Not Applicable being a Bank
4e (rv) ( E)
Yes.
Governed by the Nationalized Banks
49flV)(F)
49 flU (c)
49 M)
49 Mt)
49 (Vt
vt. Keport on uorporate Governance
vll_ uomptlance
Yes
Yes
Yes
N/A
49flU(C)
) Board Disclosures
(D) Proceeds from puOtic issues,
3
(Management and Miscellaneous
Provisions) Scheme, 1970 as
49 flV)
(p) Disclosure of Accountinq Treatment
2'
Governed by the Nationalized Banks
Governed by RBI Guidelines
lV. Disclosures
1'
Yes
(Management and Miscellaneous
Provisions) Scheme, 1970 as
amended from time to time bv GOl.
Yes
Yes
Yes
Yes
Yes
of Baroda is a Bo.dy Corporate acquired and incorporated under the Banking Companies (Acquisition
and
Transfer of Undertakings) Act, 1970. The Bank is- a listi.cl entity in the nature of publii
Sector Undertaking, but not a
company, within the meaning of The Companies Act, 1956.
SEBI vide its Circular No. SEBI/CFD tDlUCGl1t2OO4tl2t10 dated 29.10.2004 has, inter atia, provided
that the Ctause
49 will apply to the listed entities which are Bodies Corporate incorporated under different
siatutes, to the extent not
inconsistent with the respective regulatory laws / provisions.
Jhg Bank is complying with all the provisions as per the guidelines and directives issued by the respective Requlatory
Authorities from time to time and Clause 49 of the ListingiAgreement, to the extent appticabte.
Bank
'';'-'-*''
Date:o7.04.2014
%/
U_
M.L.Jain
DGM & Company Secretary
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Baroda Corporate Centre, C-26, G-Block, Bandra Kurla Complex, Bandra (E), Mumbai - 400
0S1, lndia
st{l pnone 91 22 6698 5812/5846 fem Fax..91 2226526660
{-i-a/ E-mait :companysecretary.bcc@bankofbaroda.com . tq/ weo:www.bankofbardda.com
.
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