Quadratic Forms Marco Schlichting Notes by Florian Bouyer 26th October 2012 Copyright (C) Bouyer 2012. Permission is granted to copy, distribute and/or modify this document under the terms of the GNU Free Documentation License, Version 1.3 or any later version published by the Free Software Foundation; with no Invariant Sections, no Front-Cover Texts, and no Back-Cover Texts. A copy of the license can be found at http://www.gnu.org/licenses/fdl.html Contents 1 2 Quadratic forms and homogeneous polynomial of degree 2 3 1.1 4 Free bilinear form modules . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Orthogonal sum 5 2.1 Witt Cancellation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2.2 Symmetric Inner Product space over . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 2.3 Witt chain equivalence theorem . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 2.4 Witt Groups: 13 2.5 Second Residue Homomorphism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 2.6 The Brauer Group and the Hasse Invariant . . . . . . . . . . . . . . . . . . . . . . . . . 26 2.7 Tensor Product of Inner Product Spaces . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 2.8 Quadratic Forms over . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32 2.9 Integral quadratic forms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38 R . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . p-adic numbers 1 10 In this course every ring is commutative with unit. Every module is a left module. Denition 0.1. Let M R be a (commutative) ring and M a (left) R-module. Then a bilinear form on β : M × M → R which is R-linear in both variables. i.e. β(ax + by, z) = aβ(x, z) + bβ(y, z) β(x, by + cz) = bβ(x, y) + cβ(x, z) ∀x, y, z ∈ M, a, b, c ∈ R is a map and Example. Standard Euclidean scalar product on R Rn . Rn ×Rn → R is a bilinear form on the R-module n Denition 0.2. A bilinear form is called skewed symmetric if β : M × M → R is called symmetric if β(x, y) = β(y, x) ∀x, y ∈ M . It β(x, y) = −β(y, x) ∀x, y ∈ M . It is called symplectic if β(x, x) = 0 ∀x ∈ M Rn is symmetric. (x1 , y1 ) × (x2 , y2 ) 7→ x1 y2 − x2 y1 Example. Standard scalar product on On R 2 the bilinear form is symplectic and skew-symmetric Remark. Any symplectic bilinear form is also skew-symmetric because β symplectic ⇒ 0 = β(x+y, x+ y) = β(x, x) + β(x, y) + β(y, x) + β(y, y) = β(x, y) + β(y, x) hence it is skew-symmetric. If 2 ∈ R is a non-zero divisor (i.e. 2a = 0 ⇒ a = 0 ∀a ∈ R) then any skew-symmetric form is also symplectic because β skew-symmetric ⇒ β(x, x) = −β(x, x) ⇒ 2β(x, x) = 0 and 2 a non-zero divisors we can divide by 2 hence β(x, x) = 0 ∀x ∈ M ⇒ β symplectic Example. For R = F2 , the form F2 × F2 → F2 β(1, 1) = 1 6= 0 ∈ F2 dened by x, y 7→ xy is skewed-symmetric but not symplectic because Denition 0.3. A bilinear form β :M ×M →R is called regular or non-degenerate or non-singular if 1. ∀f : M → R 2. β(x, y) = 0 ∀x ∈ M ⇒ y = 0, a R-linear map ∃x0 , y0 ∈ M similarly such that f (x) = β(x0 , x) β(x, y) = 0 ∀y ∈ M ⇒ x = 0 r, l : M → M v = HomR (M, R) = {f : M 7→ R : f is R-linear} β(x, −) : M → R : t 7→ β(x, t) and y 7→ l(y) = β(y, −) : M → R : t 7→ β(t, y). Remark. 1. says r, l are surjective 2. says r, l are injective f (x) = β(x, y0 ) and In particular, if M = V a nite dimensional vector space over a eld dim V = dim V v and thus 1. dened by x 7→ r(x) = Then R = F then 2. ⇒ 1. (as injectivitiy⇒ 2. surjectivity) (M, β), (M 0 , β 0 ) be bilinear forms. An isometry from M to M 0 is an R-linear 0 0 isomorphism f : M → M such that β(x, y) = β (f (x), f (y)) ∀x, y ∈ M 0 0 Two bilinear forms (M, β), (M , β ) are isometric if there exists an isometry between them Denition 0.4. Let Exercise. Check that isometry is an equivalence relation Check if (M, β) regular) if and only if Denition 0.5. Let 1. M be an isometric then R-module. (M, β) is symmetric (skew-symmetric, symplectic, A quadratic form on M is a function q:M →R such that q(ax) = a2 q(x) ∀a ∈ R, x ∈ M 2. The form βq (M 0 , β 0 ) are (M 0 , β 0 ) is. and βq : M × M → R dened by βq (x, y) = q(x + y) − q(x) − q(y) is bilinear is called the associated symmetric bilinear form. q : M → R is called regular if βq is regular. (M, q), (M 0 , q 0 ) be two quadratic forms modules. An isometry 0 0 isomorphism f : M → M such that q(x) = q (f (X)) ∀x ∈ M . The quadratic form Let from M to M0 is an R-linear β is a (symmetric) bilinear form then qβ (x) = β(x, x) is a quadratic form because qβ (ax) = β(ax, ax) = a2 β(x, x) = a2 qβ (x) and βqβ (x, y) = qβ (x + y) − qβ (x) − qβ (y) = β(x + y, x + y) − β(x, x) − β(y, y) = β(x, y) + β(y, x) is bilinear. If β is symmetric then βqβ = 2β Remark. If 2 Corollary 0.6. If 12 ∈ R (i.e. 2 ∈ R is a unit) and M is an R-module then {quadratic forms on M } → {symetric bilinear forms on M } by q 7→ βq is a bijection with inverse {symetric bilinear forms on M } → {quadratic forms on M } dened by β 7→ 21 qβ Proof. Exercise 1 Remark. If 2 ∈R then the theory of quadratic forms is the same as the theory of symmetric bilinear forms. 1 2 But if ∈ /R then the two theories may dier: Z × Z → Z dened by x, y 7→ xy does not come from a quadratic Z because if q : Z → Z is a quadratic form then q(a) = q(a · 1) = a2 q(1) and βq (x, y) = q(x + y) − q(x) − q(y) = (x + y)2 q(1) − x2 q(1) − y 2 q(1) = 2xyq(1) 6= xy Example. The symmetric bilinear form forms on Objective of this course: Understand classication of quadratic forms (or symmetric bilinear forms) up to isometry: How many quadratic forms exists (up to isometry)? Given two quadratic forms how can I decide when they are isometric A few applications of quadratic forms: • Algebra (quaternion algebras) • Manifold theory (as products pairing) • Number theory • Lattice theory (sphere packing) 1 Quadratic forms and homogeneous polynomial of degree 2 P f = ai1 ,...,in xi11 ...xinn ∈ R[x1 , ..., xn ] is called homogenous i1 in x1 ...xn (ai1 ,...in 6= 0) has degree i1 + ... + in = m Denition 1.1. A polynomial m if all occurring monomials x3 + x2 y + z 3 is homogeneous x + x + zy 2 is not homogeneous. Example. 3 of degree of degree 3 2 Every homogeneous degree 2 polynomial f ∈ R[x1 , ..., xn ] (r1 , ..., rn ) 7→ f (r1 , ..., rn ) To every polynomial R[x1 , ..., xn ] → Remark. In general one can associate a (polynomial) Funtions (Rn , R) which maps to Pn P ai x2i + i<j bij xi xj . n function f¯ : R → R by f ∈ R[x1 , ..., xn ] has the form f = f 7→ f¯ i=1 is not injective. (nd examples!) But homogenous polynomials in Claim. If f ∈ R[x1 , ..., xn ] Proof. Note: If n-variables m → Functions (Rn , R) is injective n then f¯ : R → R is a quadratic from of degree is homogeneous of degree 2 q1 , q2 are quadratic forms on M then q1 + q2 f = xi xj . Then f¯(r1 , ..., rn ) = ri rj so and aq1 are all quadratic forms ∀a ∈ R. Thus can assume 1. f¯(ar) = a2 f¯(r) ∀a ∈ R1 , r ∈ Rn 2. f¯(r + s) − f¯(r) − f¯(s) = (ri + si )(rj + sj ) − ri rj − si sj = ri sj + si rj Lemma 1.2. For any (commutative!) ring R, the map ( homoegenous polynomials of degree 2 in n variables dened by f 7→ f¯ is is bilinear in bijective Proof. Exercise 3 ) → {quadratic forms Rn } r, s ∈ Rn RnP→ Rn n A = (aij ) ∈ Mn (R) we can dene a ring hoPn momorphism A∗ : R[x1 , ..., xn ] → R[x1 , ..., xn ] by xj 7→ A∗ (xj ) = j=1 aij xj which sends homogenous polynomials of degree m to homogenous polynomials of the degree m. If ej 7→ i=1 aij ei is an R-linear map given by a matrix Denition 1.3. Two homogenous polynomials of degree 2 if ∃A ∈ Mn (R) invertible with f, g ∈ R[x1 , ..., xn ] are (linearly) equivalent A∗ (f ) = g Lemma 1.4. The map ( homoegenous polynomials of degree 2 in n variables ) /linear equivalence → {quadratic forms on Rn }/isometry is bijective Proof. Exercise 1.1 Free bilinear form modules R-module (M, β) is called free of rank n (n ∈ N) if M ∼ = Rn If (M, β) is free of rank n then M has a basis e1 , ..., en and we can dened an associated bilinear form matrix B = (β(ei , ej )). Note that B = (β(ei , ej )) determines β since if x, y ∈ M have P P coordinates (with respect to e1 , ..., en ) x1 , ..., xn , y1 , ..., yn ∈ R i.e. x = xi ei , y = yi ei then P P P β(x, y) = β( xi ei , yj ej ) = xi β(ei , ej )yj = (x1 , ..., xn )B(y1 , ..., yn )T Denition 1.5. A bilinear Example. Standard scalar product on 1 .. B= Rn has bilinear form matrix with respect to standard basis 0 . 0 1 Lemma 1.6. Let bilinear form module of rank non-degenerate bilinear form matrix (M, β) be a free ⇐⇒ the associated Proof. Recall that β is non degenerate if and only if x n with basis e1 , . . . , en , then β B = (β(ei , ej )) ∈ Mn (R) is invertible r, l : M → HomR (M, R) is dened by 7→ r(x) = β(x, −), r(x)(y) = β(x, y) 7→ l(x) = β(−, x), l(x)(y) = β(y, x) ( are bijective. M has basis e1 , . . . , e n . Then HomR (M, R) # # has basis e1 , ..., en where e# i ej = 1 i=j 0 i= 6 j P e# xj ej ) = xi . Let (rij ) receptively (lij ) be the n × n of r, l with respect to basis e1 , ..., en of M i ( Pn Pn # # and e1 , ..., en of HomR (M, R) i.e. rkj e# = r(ej ) and k=1 lkj e# k=1 k k = l(ej ) so β(ej , ei )r(ej )(ei ) = Pn # T = transpose of B . Similarly for (eij ) = B . So, β non k=1 rkj ek (ei ) = rij ∀i, j ⇒ (rij ) = B T degenerated ⇐⇒ r, l are R-linear isomorphism ⇐⇒ (rij ) and (lij ) are invertible ⇐⇒ B , B are invertible ⇐⇒ B is invertible i.e. (M, β), (M 0 , β 0 ) be two free bilinear form modules over R of rank n with basis M and e01 , ..., e0n for M 0 then (M, β) and (M 0 , β 0 ) are isometric ⇐⇒ associated bilinear 0 0 0 0 form matrices B = (β(ei , ej )) and B = (β (ei , ej )) are congruent. i.e. ∃A ∈ Mn (R) invertible such T 0 that B = A B A Lemma 1.7. Let e1 , ..., en for ” ⇒ ”: Let f : M → M 0 be an isometry.P Let (fij ) be the associated matrix with respect n 0 0 to the basis e1 , ..., en and e1 , .., en i.e. f (ej ) = fkj e0k . Then ⇒ f isomorphism k=1P Pnf isometry P n 0 0 ⇒ (fij ) invertible and β(ei , ej ) = β (f (ei ), f (ej )) = β ( k=1 fki e0k , l=1 flj e0l ) = fki β 0 (e0k , e0l )flj = T 0 T 0 (A B A)ij . Hence B = A B A P ” ⇐ ”: A = (fij ) ∈ Mn (R) denes an isomorphism f : M → M 0 by f (ej ) = fkj e0k such that 0 0 β(ei , ej ) = β (f (ei ), f (ej )) (Calculation as above). Hence f : M → M is an isometry Proof. 4 Denition 1.8. Let R B ∈ Mn (R) we let hBi stand for the bilinear form module (Rn , β), β : Rn ×Rn → dened by x , y 7→ β(x, y) = xT By x1 y1 xn yn e1 , . . . , en with ei β(ei , ej ) = eTi Bej = Bij This is a free bilinear form module with basis associated bilinear form matrix Remark. hBi ∼ = hB 0 i for B. Note B, B 0 ∈ Mn (R) ⇐⇒ ∃A ∈ Mn (R) has an 1 in the invertible such that i-th position and B 0 = AT BA Denition 1.9. The determinant of a non-degenerate free bilinear form module M = (M, β) with det M = det(β(ei , ej ))i,j=1,...,n ∈ R∗ /R2∗ . Here R2∗ ⊂ R∗ is the set ∗ 2∗ of units which are squares. Note that det M ∈ R /R does not depend on the choice of basis because if 0 0 0 0 T e1 , . . . , en is another basis, then (β(ei , ej )) = A (β(ei , ej )A ⇒ det(β(e01 , e0j ) = (det(A))2 det(β(ei , ej )) basis e1 , . . . , e n is the determinant Example. Recall • If hai is R×R→R ∗ h1i = h2i ⇒ deth1i = deth2i ∈ R /R =1 x, y 7→ axy . dened by 2∗ ⇒2 is a square ⇒ h1i h2i over Q =2 0 1 1 1 0 ∗ 2∗ ∼ ⇒ 1 = −1 ∈ R /R ⇒ (−1) is a square ⇒ • If = 1 0 0 0 1 0 1 0 1 1 0 ∼ over C (see below) over Z, Q, R but = 1 0 1 0 0 1 Remark. if (M, β) is a free of rank • (M, β) is non-degenerate • (M, β) is symmetric • (M, β) is skew-symmetric • (M, β) is symplectic n with basis e1 , . . . , e n and bilinear form matrix B 0 1 then ⇐⇒ det B ∈ R∗ . ⇐⇒ B = B T ⇐⇒ B T = −B ⇐⇒ B T = −B and all diagonal entries of B are 0 Proof. Exercise. Lemma 1.10. Let phism. Then n≥ R be (commutative!) ring and f l. In particular, Rn ∼ = Rl ⇒ n = l : Rn → Rl is a surjective R-module homomor- m ⊂ R be a maximal ideal. Then R/m = k is a eld. Reducing f mod m yields a surjective f : (R/m)n → (R/m)l of nite dimensional k -vector space ⇒ n = dimk (R/m)n ≥ dimk (R/m)l = Proof. Let map l Remark. Lemma does not hold for non-commutative ring in general. For example let space of 2 ∞ dimension and A = Endk (V ) then A⊕A∼ =A as A V be a k -vector module Orthogonal sum Denition 2.1. Let (M, β) and (M 0 , β 0 ) be two bilinear form modules. Their orthogonal sum (M 0 , β 0 ) has underlying module M ⊕ M 0 (x, u), (y, v) 7→ β(x, y) + β 0 (u, v). Remark. • • B ∈ Mn (R), B 0 ∈ Mm (R) (M, β) (M 0 , β 0 ) If and (M 0 , β 0 ) Denition 2.2. Let and bilinear form then hBi ⊥ hB 0 i = (M ⊕ M 0 ) × (M ⊕ M 0 ) → R B 0 0 B0 are regular (symmetric,skew-symmetric,symplectic) then so is (M, β) be a symmetric β(y, x) = 0). Let N ⊂ M be a sub-module. ⊥ module N = {x ∈ M |β(x, y) = 0 ∀y ∈ N } or skew-symmetric bilinear form (so The orthogonal complement of 5 (M, β) ⊥ dened by N (in (M, β) ⊥ β(x, y) = 0 ⇒ M ) is the sub- Lemma 2.3. Let (M, β) be symmetric or skew-symmetric and N ⊂ M M = N ⊥ N⊥ a sub-module such that (N, βN ) is non degenerate. Then x ∈ N ∩ N ⊥ then β(x, y) = 0 ∀y ∈ N (as x ∈ N ⊥ ). ⊥ is non degenerate we have x = 0. So M ⊃ N + N = N ⊕ N ⊥. ⊥ check N + N = M . Let x ∈ M then β(x, −)|N ∈ HomR (N, R) ⇒ Proof. Have to check that since x∈N and βN We next need to N ∩ N ⊥ = 0. If But βN non−degenrate ∃x0 ∈ N : β(x, y) = β(x0 , y) ∀y ∈ N then β(x−x0 , y) = 0 ∀y ∈ N ⇒ x−x0 ∈ N ⊥ ⇒ x = x0 +x − x0 . |{z} | {z } ∈N N + N⊥ = M ⇒ N ⊕ N⊥ = M ⊥ ⊥ ⊥ Lastly we need to check that (N, βN ) ⊥ (N , βN ) = (M, β). If x, y ∈ N, u, v ∈ N ⊥ u, y + v) = β(x, y) + β(x, v) + β(v, y) + β(u, v) = βN (x, y) + βN (u, v) | {z } | {z } ∈N ⊥ Thus =0 then β(x + =0 Corollary 2.4. If (M, β) is a nitely generated symmetric bilinear hu2 i ⊥ · · · ⊥ huk i ⊥ N where ui ∈ R∗ and β(x, x) ∈ R \ R∗ ∀x ∈ N form module. Then M = hu1 i ⊥ M0 = M and if β(x, x) =∈ R \ R∗ ∀x ∈ M0 = M then take N = M0 = M and we are ∗ done. So assume ∃x ∈ M0 : β(x, x) ∈ R then ax 6= 0 ∈ M ∀a ∈ R \ {0} (if ax = 0 ⇒ β(ax, x) = aβ(x, x) ⇒ a = 0). So Rx ⊂ M is a free module of rank 1 with basis x. Rx has bilinear form matrix (β(x, x)) ∈ R∗ invertible. So, β|Rx is non degenerate. ⇒ M = |{z} Rx ⊥ (Rx)⊥ with u1 = β(x, x) ∈ R∗ | {z } Proof. Set hu1 i =:M1 contradicting Lemma 1.10 Repeat with M1 in place of M0 to obtain M = hu1 i ⊥ · · · ⊥ huk i ⊥ Mk . We can repeats as long as ∃x ∈ MK : β(x, x) ∈ R∗ . But the procedure stops because K > n impossible otherwise there exists a n k surjective map R M = hu1 i ⊥ · · · ⊥ hun i ⊥ Mk R ⇒ n ≥ k | {z } Rk Remark. If β(x, x) ∈ R \ R∗ ∀x ∈ N 6= 0 and β is non-degenerate then (N, β) cannot has an orthogonal basis Proof. If N = hu1 i ⊥ · · · ⊥ hun i are non-degenerate ⇒ ui ∈ R∗ . N is( non-degenerate with respect to base e1 , . . . , en ui i = j ∗ β(ei , ej ) = in particular β(e1 , e1 ) = u1 ∈ R 0 i 6= j and if then hui i Theorem 2.5 (Existence of orthogonal basis over elds of char 6= 2). Let k be a eld of char 6= 2 (M, β) a nite dimensional symmetric bilinear form. Then M = hu1 i ⊥ · · · ⊥ hul i ⊥ N such that β|N = 0 (β(x, y) = 0 ∀x, y ∈ N ). In particular (M, β) has an orthogonal basis, e1 , . . . , el , el+1 , . . . en ui j = i = 1, . . . l such that β(ei , ej ) = 0 j = i = l + 1, . . . n 0 j 6= i and Proof. From corollary we have (R = k) M = hu1 i ⊥ · · · ⊥ hul i ⊥ N with ui ∈ R∗ , β(x, x) ∈ R \ R∗ ∀x ∈ k\k∗ =0 N. Need to show β|N = 0. β(x, x) = 0 ∀x ∈ N ⇒ associated quadratic form q(x) = β(x, x) = 0 β(x, y) = 21 (q(x + y) − q(x) − q(y)) = 0 Want to generalize theorem on existence of orthogonal basis to rings. Denition 2.6. A ring Note that Notation. R/m (R, m, k) m⊂R is a local ring if Proof. Need to show We see that is called local if it has a unique maximal ideal is a eld as Remark. In a local ring • R (R, m, k) is a maximal ideal. k = R/m, m ⊂ R we have is the maximal ideal ∗ R =R\m m = R \ R∗ . m ∩ R∗ = ∅ because m. m ( R ⇒ m ⊂ R \ R∗ . 6 ⇒ char6=2 a ∈ R \ R∗ , then (a) = Ra ( R (proper ideal because Ra = R ⇒ ∃b : ba = 1 contradicting a∈ / R∗ ) Every proper ideal is contained in a maximal ideal ⇒ Ra ⊂ m ⇒ a ∈ m ⇒ R \ R∗ ⊂ m • If (R, m, k) local then A ∈ Mn (R) is invertible if and only if A mod m ∈ Mn (k) is invertible because A ∈ Mn (R) invertible ⇐⇒ det A ∈ R∗ = R \ m ⇐⇒ det(A mod m) 6= 0 ∈ k = R/m ⇐⇒ A mod m ∈ Mn (k) is invertible. Example. • Fields are local rings with m=0 • Z(p) = { ab ∈ Q : a, b ∈ Z, p - b} where p ∈ Z m = { ab ∈ Q : p - b, p | a}. Then Z(p) /m = Fp • k eld k[T ]/T n is prime. This is a local ring with maximal ideal is a local ring with maximal ideal Denition 2.7. A nitely generated Rn , n ∈ N i.e. R-module P ∃R-module N : M ⊕ N ∼ = Rn Theorem 2.8. Let M∼ = Rl for some (R, m, k) l∈N f ∃N : M ⊕N ∼ = Rn . M and let p be the composition of all these maps. projective so is called projective if it is a direct factor of some M be a local ring and Proof. ← Let (T ) a nitely generated projective R-module, f p : Rn → Rn be the linear map Rn → M ⊕ N Note that then f −1 q → x,y7→(x,0) M ⊕ N → Rn p2 = (f −1 qf )2 = f −1 qf f −1 qf = f −1 q 2 f = |{z} =q f → p and im p ∼ =M ← g ∃ basis of Rn 1l 0 p=U U −1 . 0 0 Claim. with respect to which Claim is true over a eld (i.e. kl ∼ = M/mM , k r ∼ = N/mN → mod m). has the form 1l 0 0 0 i.e. ∃U ∈ Mn (R) such that 1l 0 = Rl 0 0 U M/mM and N/mN are nite dimensional k -vector spaces Note that claim implies theorem because so p ∼ = im p ← im → g1 g2 1 l kl ⊕ kr 0 0 0 g1−1 ⊕g2−1 g1 ⊕g2 M/mM ⊕ N/mN f Then we get 1l 0 q mod m ∼ = (R/m)n / kl ⊕ kr O / M/m ⊕ N/mN O f −1 p / (R/m)n 0 1 = A−1 pf (g1 ⊕ g2 ), p mod m = A l 0 0 | {z } 0 A−1 , 0 now lift all entries of A to A∈Mn (k) entries of R (under the surjective R/m → k ) to obtain a matrix S ∈ Mn (R) A = S 0 mod m so 0 such that 1l 0 mod m. A ∈ Mn (k) invertible ⇒ S ∈ Mn (R) invertible. S −1 pS mod m = T B −1 S pS = with T = 1l mod m and B, C, D = 0 mod m. ⇒ after base change (given C D T B by S ) p becomes as above. Idea: Want to perform row and column operation to make C D 7 1l 0 2 after base changes. Now, T = 1 mod m ⇒ T ∈ Mn (R) invertible. p = 0 0 2 T B T B T B T + BC ∗ 2 −1 p ⇒ = = . T = T + BC ⇒ 1 = T + T BC . C D C D C D ∗ ∗ −1 −1 T B 1 ∗ 1 T B 1 −T B 1 B ⇒after bases change p becomes , B, C, D = = C D ∗ ∗ 0 1 0 1 C D {z } {z } | | X X −1 1 B 1 B 1 B 2 0 mod m. p = p ⇒ = ⇒ BC = 0, BD = 0, DC = 0, D = CB + D2 . C D C D C D 3 2 3 2 2 ⇒ D2 = DCB | {z } + D ⇒ D = D ⇒ D (1 − D) = 0 ⇒ D = 0 ⇒ D = CB . The second to last implicaT C B D into 0 1 0 1 tion is because 1 − D is invertible as D ≡ 0 mod m. −C 1 C | {z } Y −1 1 0 1 B 1 B 1 −B = an other base change gives 0 0 0 1 0 0 0 1 | {z } | {z } R Example. R=Z 1 0 1 = C 1 0 | {z } B 0 Then Y Z −1 Z Remark. If B CB is a Euclidean domain (e.g. R = Z) every nitely generated is nitely generated projective over then Z then every nitely projective R-module is free. Z-module is isomorphic to Zn ⊕nite abelian group. If P P ⊆ Zm ⇒ P has no element of nite order. ⇒ P = Z n ⊕ 6 nite Remark. For a general commutative ring, projective R-modules may not be free √ R = Z[ −5] = Z[T ]/(T 2 + 5) . Fact: R is a Dedekind domain, √ Dedekind domain is a projective R-module. Let I = (2, 1 + −5) ⊂ R. From If I was free then I ∼ = Rn , n 6= 0 because I 6= 0. Let's compute R/I : Example. R/I Assume = Z[T ]/(T 2 + 5, 2, 1 + T ) = F2 [T ]/(T 2 + 5, T + 1) = F2 [T ]/(T 2 + 1, T + 1) = F2 [T ]/((T + 1)2 , T + 1) = ∼ = F2 [T ]/(T + 1) every ideal the fact I I ⊂R of a is projective. F2 n = 1 then I = Rt for some t ∈ R. Now t R/I = F2 . If t ∈ / R∗ : I = Rt ⇒ 2 = at contradicting 0 = R/Rt a ∈ R∗ ⇒ I = Rt = R a1 2 = R · 2 is not a unit because otherwise ⇒ 2 irreducible and R/I = Z[T ] / I T 2 + 5 |{z} = Z[T ]/(T 2 + 5, 2) = F2 [T ]/(T 2 + 1) = F2 [T ]/(T + 1)2 6= F2 2R ⇒ I ∼ = Rn ⇒ n ≥ 2. So Rn ∼ = I ⊂ R, let F = eld of fraction of R. Then I ,→ I ⊗R F and R ,→ F = R ⊗R F so we get F n = I ⊗R F ⊂ F = R ⊗R F (since F is a localization of R) ⇒ F n ⊂ F contradiction so n 6≥ 2. Denition 2.9. An inner product space is a non-degenerate bilinear form module nitely generated and projective. Remark. Over a local ring any inner product space is free 8 (M, β) where M is Denition 2.10. Let R be 0 1 2 i.e. H = (R , β). 1 0 The hyperbolic plane a ring. His the symmetric inner product space ( 0 i=j H has basis e1 , e2 with respect to which we have β(ei , ej ) = . H is a symmetric 1 i 6= j T 0 1 0 1 0 1 space because = , it is non-degenerate because det = −1 ∈ R∗ . Does 1 0 1 0 1 0 ∼ h1i ⊥ h−1i because −1 0 = H have an orthogonal basis? If 12 ∈ R (i.e. 2 ∈ R∗ ) then H = 0 1 1 1 0 1 1 − 12 1 / R (2 ∈ / R∗ ) then H has no and det A = 1 and thus A is invertible. If 1 2 ∈ 1 0 − 12 12 1 2 | {z } | {z } =A AT 0 1 x x y orthogonal basis. In H 3 then x = 2xy ∈ / R∗ ∀x, y ∈ H since 2 ∈ / R∗ . If (H, β) y 1 0 y ∗ had an orthogonal basis e1 , e2 then β(ei , ei ) ∈ R ⇒ H has not orthogonal basis. a 1 Example. If (R, m, k) is a local ring with chark = 2 then for all a, b ∈ m has no orthog1 b a 1 onal basis (otherwise, any orthogonal basis would yield an orthogonal basis mod m but 1 b 0 1 mod m = = H has no orthogonal basis. 1 0 Theorem 2.11. Let • If char(k) 6= 2 (R, m, k) then M be a local ring and M = (M, β) a symmetric inner product space. has an orthogonal basis • If char(k) = 2 then M = hu1 i ⊥ · · · ⊥ hul i ⊥ N1 ⊥ · · · ⊥ Nr ai 1 , ai , bi ∈ m 1 bi where ui ∈ R∗ and Ni = M nitely generated, β is symmetric ⇒ M = hu1 i ⊥ · · · ⊥ hul i ⊥ N such that ui ∈ R∗ ∗ and β(x, x) ∈ R \ R = m ∀x ∈ N . Recall R local and M nitely generated projective ⇒ M ∼ = Rn+l , same for N so N ∼ = Rn n If n = 0 done. So assume n ≥ 1.Then β non-degenerate ⇒ for ϕ : R = N → R linear, ∃x0 ∈ N : Proof. Recall (x1 ,...,xn )7→x1 β(x0 , y) = ϕ(y) ∀y ∈ N ⇒ ∃x, y ∈ N : β(x, y) = 1 (y = e1 , x = x0 ). If char(k) 6= 2 (2 ∈ / m = R \ R∗ ⇒ 2 ∈ R∗ ). If N 6= 0 ⇒ ∃x, y ∈ N, β(x, y) = 1. Then x + y ∈ N so β(x + y, x + y) = β(x, x) + 2β(x, y) + β(y, y) ⇒ 2 ∈ m ⇒ N = 0 (due to the contradiction of {z } | {z } | {z } | {z } | ∈m char(k) ∈m ∈m =2 6= 2) = 2. We are going to prove that N = N1 ⊥ · · · ⊥ Nr with Ni as in n (N ∼ = Rn ). n = 0 ⇒ N = 0 and we are done. n = 1 ⇒ N ∼ = R then β|N is a non-degenerate symmetric form on R but any rank 1 inner product space is ∼ = hui ∗ ∗ for u ∈ R because β : R × R → R, β(x, y) = xy · β(1, 1) and β non-degenerated ⇒ β(1, 1) ∈ R . This contradict our assumption that β(x, x) ∈ m ∀x ∈ N . So assume n ≥ 2: Since β|N is non degenerate and N free (of rank n) ⇒ ∃x, y ∈ N : β(x, y) = 1 (because N ∼ = Rn , ϕ : Rn → R by n x1 , . . . , xn 7→ x1 ⇒ ∃x : ϕ(y) = β(x, y) ∀y ∈ R so in particular ∃x ∈ N 1 = ϕ(e1 ) = β(x, e1 )) Now assume that char(k) the theorem by induction on β non−deg The subspace Rx + Ry ⊂ N has bilinear form matrix with respect to and by assumption a, b ∈ m because β(x, x) β(x, y) a = β(y, x) β(y, y) 1 β(z, z) ∈ ∀z ∈ N . {x, y} 1 b This has determinant ab − |{z} 1 ∈ R∗ ⇒ x, y |{z} ∈m | 9 ∈m / {z ∈m / } linearly independent and N1 := Rx + Ry ⊂ N is isometric to a 1 1 b ⇒ N = N1 ⊥ N1⊥ and apply N1⊥ and we are done 2 1 2 1 p Example. (M, β) = = 3 and 3 ∈ (Z(2) )∗ , hence over Z(2) = { ∈ Q|2 - q}. det q 1 2 1 2 M is non-degenerate. But M has no orthogonal basis because /2 = F2 and any orthogonal basis Z(2) 0 1 over Z(2) induces a orthogonal basis over Z(2) /2 but M = over F2 which we have seen has 1 0 induction hypothesis to no orthogonal basis. p ∈ Z is prime, p 6= 3 (otherwise M is degenerate as 3 ∈ / (Z(3) )∗ ). Then M is ∗ non-degenerate since det M = 3 ∈ (Z(p) ) . If furthermore p 6= 2 then by theorem M has an orthogonal 1 ∗ basis: For instance x = then β(x, x) = 2 ∈ (Z(p) ) (p 6= 2) ⇒ Rx ⊂ M non-degenerate subspace so 0 2 1 a a ⊥ ⊥ 2 M = Rx ⊥ (Rx) . Now (Rx) = {y ∈ M : β(x, y) = 0} = ∈R | 1 0 =0 = b 1 2 b 1 1 1 R ⇒ , is an orthogonal basis of M if R = Z(p) p 6= 2, 3 (Also works for Q, R, C) −2 0 −2 Over R = Z(p) where Denition 2.12. Let (M, β) be a symplectic inner product space (β symplectic if β(x, x) = 0 ∀x ∈ M ). M is a basis x1 , y2 , x2 , yx , . . . , xn , yn such that M = (Rx1 + Ry1 ) ⊥ · · · ⊥ (Rxn + Ryn ) and β(xi , yi ) = 1 ∀i (⇒ β(yi , xi ) = −1) i.e. the bilinear form matrix of β with respect to the basis x1 , y1 , ..., xn , yn is 0 1 0 −1 0 0 1 −1 0 .. . 0 1 0 −1 0 A symplectic basis of Theorem 2.13. Let (M, β) (R, m, k) be a local ring and (M, β) a symplectic inner product space. Then has a symplectic basis ⇒ free (since R local)⇒ ∃x, y ∈ β(x, x) β(x, y) M : β(x, y) = 1. So the inner product matrix of β with respect to {x, y} is = β(x, y) β(y, y) β sympletic 0 1 . Thus set N1 = Rx + Ry ⊂ M is a non-degenerate free submodule of rank 2 with symplectic −1 0 basis {x, y}. (N1 , β|N1 ) non-degenerate ⇒ M = N1 + N1⊥ repeating the same argument with |{z} 0 1 −1 0 0 1 N1⊥ instead of M we obtain M = N1 ⊥ N2 ⊥ · · · ⊥ Nn where Ni = −1 0 Proof. (M, β) inner product space ⇒ β non-degenerate, M projective Corollary 2.14. Over a local ring any symplectic inner product space has even dimension. Furthermore any two symplectic inner product spaces are isometric if and only if they have the same rank. 2.1 Witt Cancellation Motivation: Let V1 , V2 dim W = dim V2 . k , If V1 ⊕ W ∼ = V2 ⊕ W for some nite dim V1 = dim V1 ⊕ W − dim W = dim V2 ⊕ W − be nite dimensional vector spaces over dimensional vector space W then V1 ∼ = V2 because The same is true for free modules of nite rank (over a commutative ring), and also over nitely generated projective modules over local rings. Question: If V1 , V2 , W are symmetric inner product spaces does 10 V1 ⊥ W ∼ = V2 ⊥ W ⇒ V1 ∼ = V2 ? Example. *−1 over 1 R = F2 (or +R local with 2 * 0 0 −1 0 −1 0 ∼ 0 0 = 0 −1 0 1 0 0 F2 . For ∼ ∈ /R )+then h−1i ⊥ h−1i ⊥ h−1i = h−1i ⊥ H, that is, 0 1 but h−1i ⊥ h−1i H because H has no orthogonal basis 0 the isometry see the example below. Denition 2.15. We say Witt cancellation holds for a ring spaces over R RM ⊥P ∼ =N ⊥P ⇒M ∼ =N ∀M, N, P if symmetric inner product Example. Witt cancellation does not hold over elds of char2 (or for local rings *−1 Note. + −1 1 *−1 ∼ = + 0 1 *−1 1 (∗), 0 β = because −1 R where 2 ∈ / R∗ ). + has orthogonal 1 ( e1 , e2 , e3 basis with e3 , e1 + e3 , e2 + e3 , β(ei , ej ) = 0 the inner product cancellation holds then 2∈ /R ∗ i 6= j β has inner product h−1i ⊥ h−1i ∼ =H −1 i = 1, 2 . 1 i=3 * −1 0 matrix 1 β(ei , ei ) = and but this is not the case for eld In the basis e1 + e2 + + 1 ⇒ (∗). So If Witt 0 char2 (or local rings R with ) Denition 2.16. Let then for M = N ⊥ N⊥ M be an symmetric inner product space and and the reection of M at N N ⊆M a non-degenerate subspace is the isometry rN : M = N ⊥ N ⊥ → N ⊥ N ⊥ x ∈ N, y ∈ N ⊥ (x, y) 7→ (x, −y), Remark. rN is R-linear, an isomorphism (rN ◦ rN = id) and preserves inner product hence rN is an isometry Lemma 2.17. Let β(y, y) ∈ R∗ . If Proof. Consider R (M, β) be a symmetric inner product space and x, y ∈ M such that 1 is local with 2 ∈ R then there is a reection r of M such that r(x) = y u = x + y, v = x − y ∈ M then β(x, x) = x = 12 (u + v), y = 12 (u − v) • u ⊥ v : β(u, v) = β(x + y, x − y) = β(x, x) − β(y, y) = 0 (Since by assumption β(x, x) = β(y, y)) • β(u, u) or β(v, v) ∈ R∗ : 4β(x, x) = β(2x, 2x) = β(u + v, u + v) ∈ R∗ (since β(x, x) ∈ R∗ and 2 ∈ R∗ ). By the rst point β(u + v, u + v) = β(u, u) + β(v, v). If β(u, u), β(v, v) ∈ m = maximal ∗ ideal of R ⇒ β(u, u) + β(v, v) ∈ m. Contradiction hence β(u, u) or β(v, v) ∈ R • If β(u, u) ∈ R∗ then Ru ⊆ M 1 2 (u − v) = If β(v, v) ∈ y R∗ then Rv ⊆ M non-degenerate subspace 1 rRu (x) = rRu ( u+v 2 ) = 2 rRu (u+v) non-degenerate subspace r(Rv)⊥ (x) = 21 r(Rv)⊥ (u + v) = v∈(Ru)⊥ = u∈(Rv)⊥ v∈((Rv)⊥ )⊥ =Rv 1 2 (u − v) = y Theorem 2.18. Let is ∀M, N, P (R, m, k) be a local ring with symmetric inner product space over R 2 ∈ R∗ . we have Then Witt cancellation holds for M ⊥P ∼ =N ⊥P ⇒M ∼ = N. R. That M, N, P be symmetric inner product spaces over R such that M ⊥ P ∼ = N ⊥ P . By ∗ ∗ our assumption R local and 2 ∈ R ⇒ P = hu1 i ⊥ · · · ⊥ hur i for ui ∈ R . Thus it suces to ∼ = ∼ N ⊥ hui ⇒ M ∼ show M ⊥ hui = = N . Let f : M ⊥ hui → N ⊥ hui be an isometry and let x ∈ M ⊥ hui and y ∈ N ⊥ hui be a generator for hui i.e. M ⊥ hui = M ⊥ Rx and N ⊥ hui = N ⊥ Ry . β(x, x)M ⊥hui = u = β(y, y)N ⊥hui . f isometry: β(f (x), f (x))N ⊥hui = β(x, x)M ⊥hui = u = β(y, y)N ⊥hui ⇒ f (x), y ∈ N ⊥ hui satisfy hypotheses of lemma 2.17 ⇒ ∃ reection r : N ⊥ hui → N ⊥ Proof. Let 11 hui r(f (x)) = y⇒ r ◦ f : M ⊥ hui → N ⊥ hui such that ∼ = r ◦ f : Rx → Ry . is an isometry such that x7→y ∼ = ∼ = ⇒ r ◦ f : (Rx)⊥ → (Ry)⊥ ⇒ M → N r◦f | {z } | {z } M 2.2 N Symmetric Inner Product space over R M over R has an orthogonal basis M = hu1 i ⊥ . . . hun i , n = dimR (M ), ui ∈ R∗ = R \ {0}. If u > 0 then u = a2 for some a ∈ R, hui ∼ = h1i. If u < 0 then ←a 2 ∼ u = −a and hui = h−1i. So M = r h1i ⊥ s h−1i (and r + s = dimR (M )) Any symmetric inner product space ←a Proposition 2.19 (Inertia Theorem). Over R we have r h1i ⊥ s h−1i ∼ = m h1i ⊥ n h−1i ⇒ r = m and s=n r + s = dimR (M ) = n + m. Assume without loss of generality r ≤ m then n ≤ s. Witt cancellation tells us that (s − n) h−1i ∼ = (mP− r) h1i. Note that if m − r = s − n 6= 0 then ∀x 6= 0 ∈ (s − n) h−1i we have β(x, x) = − x2i < 0. However P 2 ∀x 6= 0 ∈ (m − r) h1i we have β(x, x) = xi > 0. Contradiction. Hence s − n = m − r = 0 Proof. The equation implies that that Corollary 2.20. The numbers r, s in M∼ = r h1i + s h−1i M ∼ = r h1i ⊥ s h−1i the negative index of M Denition 2.21. If − do not depend on the choice of an orthogonal M basis for s=i M of M is called We have showed that if (over over and R) M ∼ =N R then r = i+ M is called the positive index of M . i+ M − i− M = r − s = sgn(M ) is called the signature i+ N = i+ M, i− N = i− M then Corollary 2.22. Two symmetric inner product-spaces + + − − i M = i N, i M = i N ⇐⇒ 2.3 M = rank rank M, N over R N, sgn M = sgn N sgn(N ) = sgn(M ) are isometric M ∼ = N ⇐⇒ Witt chain equivalence theorem Notation. Let hu1 , . . . , ul i u1 , . . . , ul ∈ R ∗ write hu1 , . . . , ul i for * u1 hu1 i ⊥ · · · ⊥ hul i = 0 0 .. + . . We say ul is a diagonal form Denition 2.23. We say (M, β) represent a∈R if ∃x ∈ M Example. A diagonal form ··· + and ul x2l has a solution Lemma 2.24. Let such that β(x, x) = a hu1 , . . . , ul i represents u1 , . . . , ul , u1 + u2 , . . . . The x1 , . . . , xl ∈ R ⇐⇒ a is represented by hu1 , . . . , ul i equation a = u1 x21 + R be a local ring (or a ring in which every direct summand of a nitely generated ha, bi and hc, di be non-degenerate diagonal forms (a, b, c, d ∈ R∗ ). Then ab = cd ∈ R∗ /(R∗ )2 and ∃e ∈ R∗ which represent ha, bi and hc, di free module is free) Let ha, bi ∼ = hc, di ⇐⇒ Proof. ⇒: We've already done. (They obviously need the same determinant modulo squares, and need to represent the same numbers) e ∈ R∗ represents ha, bi and hc, di ⇒ ∃x, y ∈ R2 such that β(x, x)ha,bi = e = β(y, y)hc,di ⇒ ha, bi = Rx ⊥ (Rx)⊥ and hc, di = Ry ⊥ (Ry)⊥ with u1 , u2 ∈ R∗ . Now e · u1 = |{z} |{z} | {z } | {z } non−degenerat non−degenerat rank1 rank1 | {z } | {z } ⇐: hei⊥hu1 i hei⊥hu2 i det(hei ⊥ hu1 i) = det ha, bi = det hc, di = det he, u2 i = eu2 ∈ R∗ /(R∗ )2 ⇒ eu1 = eu2 g 2 g ∈ R∗ ⇒ u1 = u2 g 2 for some g ∈ R∗ , hu1 i ∼ = hu2 i ⇒ ha, bi ∼ = he, u1 i ∼ = he, u2 i ∼ = hc, di Denition 2.25. Two non-degenerate diagonal forms n) are called simply (chain) equivalent (with notation 12 ha1 , . . . , an i and hb1 , . . . , bn i ≈s ) if either for some (of the same rank • n≥2 • or and ∃1 ≤ i < j ≤ n such that hai , aj i ∼ = hbi , bj i and al = bl ∀l 6= i, j n = 1 ha1 i ∼ = hb1 i Two non-degenerate diagonal forms ha1 , . . . , an i and hb1 , . . . , bn i are ≈) if ∃M1 , . . . , Mr non degenerated diagonal forms of rank n such hb1 , . . . , bn i and M1 ≈s M2 ≈s · · · ≈s Mr chain equivalent (with notation that M1 = ha1 , . . . , an i , Mr = ha1 , . . . , an i ≈ hb1 , ..., bn i ⇒ ha1 , . . . , an i ∼ = hb1 , . . . , bn i P Example. σ ∈ group on n letters. ha1 , . . . , an i ≈ aσ(1) , . . . aσ(n) because true n = permutation P P a 0 b 0 ∼ ⇒ true for all σ ∈ n because n is generated for transpositions because = 0 b 0 a {z } | Remark. hai⊥hbi∼ =hbi⊥hai by transpositions. Witt's Chain Equivalence Theorem. Let forms over a local ring R with 2 ∈ R∗ ha1 , . . . , an i and hb1 , . . . , bn i be non-degenerate diagonal ha1 , . . . an i ≈ hb1 , . . . , bn i ⇐⇒ ha1 , . . . , an i ∼ = hb1 , . . . , bn i then Proof. ⇒: We seen this in the remark ⇐: We use induction on n. For n=0 there is nothing to say. n = 1, n = 2 is true by denition of chain equivalence. n ≥ 3 and ha1 , . . . , an i ∼ = hb1 , . . . , bn i Claim: ∃ non-degenerate diagonal form hc1 , . . . , cn i ≈ ha1 , . . . , an i with c1 = b1 . Note that the claim implies the theorem because ha1 , . . . , an i ≈ hc1 , . . . , cn i , hc1 , . . . , cn i = hb1 , c2 , . . . , cn i ∼ = hb1 , . . . , bn i ⇒ hc2 , . . . , cn i ∼ = hb2 , . . . bn i. So by hypothesis ⇒ hc2 , . . . , cn i ≈ hb2 , . . . , bn i Witt cancellation * + Assume hence ha1 , . . . , an i ≈ c1 , c2 , . . . , cn |{z} ≈ hb1 , . . . , bn i. b1 Proof of claim: Let P = {(c, p)|c = hc1 , . . . , cn i , 1 ≤ p ≤ n such that hc1 , . . . , cp i represents b1 }. Note that (ha1 , . . . , an i , n) ∈ P so P 6= ∅. Let p = min{l|∃(c, l) ∈ P } well dened and 1 ≤ p ≤ n because P 6= ∅. Choose (c, p) with p minimal as above. c = hc1 , . . . , cn i has prop∗ 2 2 erty that hc1 , . . . , cp i represent b1 ⇒ ∃x1 , . . . xp ∈ R such that b1 = c1 x1 + · · · + cp xp ∈ R . As2 x 2 2 2 2 ∗ sume that p ≥ 2. If ∀i 6= j ci xi + cj xj ∈ m = R \ R then (c1 x1 + c2 x2 ) + (c2 x2 + c3 x3 ) + | {z } | {z } ∈m · · · + (cp x2p + c1 x21 ) = 2b1 {z } | which is a contradiction as 2 ∈ R∗ and ∈m b1 ∈ R∗ ⇒ ∃i < j such that ∈m P ci x2i + cj x2j ∈ R∗ . Since hc1 , . . . , cp i ≈ cσ(1) , . . . , cσ(p) ∀σ ∈ p we can assume d = c1 x21 + c2 x22 ∈ R∗ . Then hc1 , c2 i ∼ = hd, dc1 c2 i because both represent d ∈ R∗ and both have the same determinant ∗ 2∗ (in R /R ), ⇒ hc1 , . . . , cp i ≈ hd, dc1 c2 , c3 , . . . , cp i ≈ hd, c3 , . . . , cp , dc1 c2 i but hd, c3 , . . . , cp irepresent b1 because b1 = c1 x21 + c2 x22 + · · · + cp x2p ⇒ (hd, c1 , . . . , cp , dc1 c2 , cp+1 , . . . , cn i , p − 1) ∈ P which | {z } d·12 p⇒ p = 1 ⇒ ∃ hc1 , . . . , cp i ≈ ha1 , . . . , an iand hc1 i b1 = c1 x2 ⇒ hb1 i ∼ hc i⇒ ∃ hb1 , c2 , . . . , cp i ≈ ha1 , . . . , an i = 1 contradicts minimality of 2.4 represents b1 , i.e., Witt Groups: Goal: Dene R}/metabolic W (R) = abelian group to be {isometry classes of symmetric inner 1 forms (=hyperbolic if 2 ∈ R) with group operation given by ⊥ Denition 2.26. A symmetric inner product space summand N ⊆M Remark. N ⊆ M N ∩ P = 0) such that N = N ⊥. (M, β ) is called metabolic (or split) if Such a direct summand is a direct summand if ∃P ⊆ M product space over such that N N ⊕P = M (i.e. direct 0 1 1 Example. • H= is metabolic with Lagrangian : R → R2 1 0 0 2 i.e. L = {(x, 0) ∈ R |x ∈ R} ⊂ H is a Lagrangian. Because N +P = M 13 ∃ is called Lagrangian. dened by and x x 7→ . 0 ∗ L P = {(0, y)|y ∈ R} ⊆ H, 0 1 x = 0 ∀z ∈ R} = {(x, y) ∈ R2 |y = 0} = L ∗ L⊥ = {(x, y) ∈ R2 |(z, 0) y |{z} 1 0 is a direct summand with complement ∈L | {z } zy=0 ∀z ⇐⇒ y=0 • In is the identity matrix in Mn (R). A ∈ Mn (R) then 0 In In An is metabolic with Lagrangian I n the image of the map 0 Rn −→ Rn ⊕ Rn (proof is the same as above) • Lemma 2.27. Let (M, β) be a symmetric inner product space then (M, β) ⊥ (M, −β) is metabolic. Proof. The submodule (M, −β) ∗ L L = {(x, x) ∈ M ⊕ M |x ∈ M } ⊆ M ⊥ M is a Lagrangian for (M.β) ⊥ because P = {(y, 0) ∈ M 2 |y ∈ M } as L ∩ P = 0 (a, b) = (b, b) + (a − b, 0) so L ⊕ P = L + P = M 2 | {z } | {z } is a direct summand with complement element (a, b) ∈ M 2 is ∈L and every ∈P a ∗ L = L⊥ because let ∈ L⊥ ⊆ M 2 ⇐⇒ β(a, x) − β(b, x) = 0 ∀x ∈ M ⇐⇒ β(a − b, x) = b a 0 ∀x ∈ M ⇐⇒ a−b=0⇒a=b⇒ ∈ L. Hence L⊥ = L b β non degenerate Denition 2.28. A free symmetric inner product space is called hyperbolic if it is isometric to Hn Note. M, N are metabolic (or hyperbolic) then so is M ⊥ N . If M, N are metabolic with Lagrangian L1 ⊆ M, L2 ⊆ N then M ⊥ N has Lagrangian L1 ⊥ L2 ⊆ M ⊕ N . 0 In ∼ = Hn (by change of basis). Let the basis of the rst one to be e1 , . . . , en , en+1 , . . . , e2n In 0 then the basis of the second one is (e1 , en+1 ), (e2 , en+2 ), . . . (en , e2n ) where each pairs gives a copy of H 0 In 0 In ∗ ∼ ∼ Lemma 2.29. If 2 ∈ R then for all A ∈ Mn (R), = = Hn In A In 0 0 In Proof. We need to nd a base change, that is ∃X ∈ Mn (R) which is invertible such that X XT = In A I 0 In 0 0 In −1 . Take X = which is invertible with inverse X = 1n In 0 A I − 21 A In n 2 Lemma 2.30. Let local or n ∈ N, R = Z) and R R-module are free 0 In isometric to In A be a ring for which all nitely generated projective then any metabolic inner product space A ∈ Mn (R). If moreover, 2∈R ∗ (M, β) is (e.g.., R for some then every metabolic space is hyperbolic. (M, β) be metabolic with Lagrangian L ⊆ M . L ⊆ M being a direct summand ⇒ P ⊆ M L∩P = 0 and L+P = M . By assumption M projective ⇒ P, L projective ⇒ P, L assumption on R 0 B are free. In a basis for L, and P , the inner product space β has inner product matrix , with BT C C = C T . The upper left corner is 0 because L = L⊥ we have β(x, x) = 0 ∀x ∈ L. Claim: The matrix B is invertible. ∗ Proof of claim: B is the matrix of the linear map P → L = HomR (L, R) with respect to the basis Proof. Let such that x7→β(x,−) of P and the dual basis of L. Need to show P → L∗ 14 dened by x 7→ β(x, −) is an isomorphism. x ∈ P : β(x, y) = 0 ∀y ∈ L ⇒ x ∈ L⊥ = L ⇒ x ∈ L ∩ P = 0 ⇒ x = 0 ∗ Surjectivity: Let φ ∈ L , φ : L → R. Dene φ̄ : M = L ⊕ P → P by (x, y) 7→ φ(x). Now β is non-degenerate ⇒ ∃ a , b ∈ M = L ⊕ P such that φ̄(x, y) = β(a + b, x + y) ∀x ∈ L, y ∈ P ⇒ φ(x) = Injectivitiy: ∈L ∈P φ̄(x, 0) = β(a + b, x) = + β(b, x) = β(b, x) ∀x ∈ L. β(a, x) | {z } So b∈P is sent to φ under the =0 since a,x∈L=L⊥ P → L∗ . This shows surjectivity. 0 In 1 Notice that = T −1 −1 I (B ) CB 0 n 0 In T −1 . For A = (B ) CB −1 In A 0 In ∗ ∼ Note. If 2 ∈ R then = Hn In A map Corollary 2.31. Over a local ring R, 0 (B T )−1 0 BT B C 1 0 0 B −1 ⇒M ∼ = 0 BT every metabolic space has even dimension and if B C ∼ = 2 ∈ R∗ , R local, then every metabolic space is hyperbolic Denition 2.32. Let M, N be symmetric inner product spaces over R then M are N are called Witt ∃ metabolic spaces P, Q such that M ⊥ P ∼ = N ⊥ Q. Denote by W (R) be the equivalence classes [M ] of symmetric inner product spaces M over R ∼ N) Equivalent (M set of Witt if Lemma 2.33 (Denition). Orthogonal sum [N ] = [M ⊥ N ] and ⊥ makes W (R) into an abelian group −[M, β] = [M, −β]. W (R) is called the Witt group of R. with 0 = [0], [M ]+ • + is well dened because if M ∼ M 0 , N ∼ N 0 then ∃P, P 0 , Q, Q0 metabolic such that M ⊥ P ∼ = (M 0 ⊥ N 0 ) ⊥ = M 0 ⊥ P 0, N ⊥ Q ∼ = N 0 ⊥ Q0 . Then (M ⊥ N ) ⊥ (P ⊥ Q) ∼ | {z } Proof. metabolic (P 0 ⊥ Q0 ) ⇒ M ⊥ N ∼ M 0 ⊥ N 0 | {z } metabolic • We have [M ] + [N ] = [M ⊥ N ] = [N ⊥ M ] = [N ] + [M ] (since M ⊥ N ∼ = N ⊥ M ) and the group law is commutative • [0] + [M ] = [0 + M ] = [M ] because 0⊥M ∼ =M • [M, β] + [M, −β] = [(M, β) ⊥ (M, −β)] = 0 because (M, β) ⊥ (M, −β) is metabolic for any inner product space (M, β). W : (commutative) rings → abelian groups, dened by R 7→ W (R) is a functor. For f : R → S W (f ) : W (R) → W (S) by [M, β] 7→ [MS , βS ] where MS = S ⊗R M and βS : MS × MS → S is dened s1 ⊗ x1 , s2 ⊗ x2 7→ s1 s2 β(x1 , x2 ). Note that if (M, β) is non-degenerate then so is (MS , βS ) : if M is free choose an R-basis of M , say x1 , . . . , xn ∈ M then MS is free with S -basis 1⊗x1 , . . . , 1⊗xn . Then (M, β) non-degenerate ⇐⇒ (β(xi , xj )) ∈ Mn (R) is invertible ⇒ (f (β(xi , xj )) = (βS (1 ⊗ xi , 1 ⊗ xj )) ∈ Mn (S) is invertible ⇐⇒ (MS , βS ) is non∗ ∗ Remark. a ring homomorphism, we dene a map of abelian groups f :R →S degenerate. In the case g (M, β) is projective do it as an exercise f R → S → T ring homomorphism, note that W (f ) ◦ W (g) = W (f ◦ g) because T ⊗S (S ⊗R M ) ∼ = (T ⊗S S) ⊗R M ∼ = T ⊗R M | {z } For ∼ =T x⊗y7→xf (y) Proposition 2.34. Let R 2 ∈ R∗ . Then two symmetric N and [M ] = [N ] ∈ W (R) be a local ring with are isometric if and only if rank M = rank Proof. ⇒: Obvious inner product spaces M, N ⇐: [M ] = [N ] ∈ W (R) ⇒ M ∼ N ⇒ ∃ metabolic P, Q such that M ⊥ P ∼ = N ⊥ Q. R local, 2 ∈ R∗ ⇒ metabolic = hyperbolic so P ∼ = Hp , Q ∼ = Hq . Now rank M = rank N and rank M ⊥ P = p rank N ⊥ Q ⇒ p = q ⇒ M ⊥ H ∼ = N ⊥ Hp so by Witt cancellation ⇒ M ∼ = N. 15 Denition 2.35. Let R be a local ring. The rank homomorphism rk : W (R) → Z/2Z is dened by M . Note this map is well dened as M ∼ 0 ⇐⇒ ∃P metabolic such that M ⊥ P is metabolic⇒ M ⊥ P and P have even rank ⇒ rk M = 0 ∈ Z/2Z. The rank map is surjective because rk(h1i) = 1. Let I(R) = ker(rk) =set of equivalence classes of even rank inner product spaces rk M ∗ 2∗ 2 det M The discriminant is the homomorphism disc: I(R) → R /R dened by [M ] 7→ (−1) 0 In which is well dened because disc P = 1 for P metabolic as det = (−1)n In A [M ] 7→ rank Note that disc map is surjective because disc(hu, −1i) Proposition 2.36. Let char F =2 be a eld in which every element is a square (e.g. F algebraic closed, or ∼ = perfect, e.g., nite and char F = 2) then rk : W (F ) → Z/2Z is an isomorphism. F and = u ∀u ∈ R∗ F h1i 7→ 1. Recall that every hu1 i ⊥ · · · ⊥ hul i ⊥ N1 ⊥ · · · ⊥ Nr ∗ 2∗ with Ni = H (in the case of a eld). So W (F ) is generated by hui , u ∈ F /F as an abelian group. 2∗ Consider the map Z → W (F ) dened by 1 7→ h1i. Since h1i + h1i = h1i + h−1i (as −1 ∈ F ), we have h1i + h1i = 0 ⇒ This map factors as Z/2Z → W (F ) with 1 7→ h1i. As W (F ) is generated by hui , u ∈ F ∗ /F 2∗ = {1} this means that the map Z/2Z → W (F ) is surjective and it is injective as Proof. rk : W (F ) → Z/2Z is surjective (for any commutative ring) since symmetric inner product space over rk Z/2Z W (F ) Z/2Z sends F a eld is isometric to ∼ = rk Z/2Z 1 7→ h1i 7→ 1 ⇒ Z/Z2 → W (F ) ⇒ W (F ) → ∼ = {z } | id Corollary 2.37. W (Fq ) = Z/2Z for q even, ∼ = rk : W (C) → Z/2Z Example. W (R) → Z dened by [M ] 7→ sgn M is ∼ = Claim: sgn : W (R) → Z is an isomorphism Surjective: sgn(n h1i) = n sgn(h1i) = n · 1 = n well dened because sgn(H) = 0 R is M ∼ = n h1i + m h−1i. n = m ⇒ M = n(h1i + h−1i) = 0 ∈ W (R) Injectivitiy: Every symmetric inner product space over sgn(n h1i + m h−1i) = n − m then If sgn M = Recall: rk • I(F ) = ker(W (F ) → Z/2Z) = disc • I(F ) → F ∗ /F 2∗ fundamental ideal map of abelian groups dened by Note. The disc map extends to all of where r = rk M , W (F ) by M 7→ (−1) W (F ) → F ∗ /F 2∗ rk M 2 det M M 7→ (−1) dened by r(r−1) 2 det M , but, in general, this is not a map of abelian groups so we don't often use this. Proposition 2.38. Let F be a nite eld. Then the discriminant map is an isomorphism: ∼ = I(F ) → F ∗ /F 2∗ Proof. If char ∗ 2∗ F /F F =2 this is true because both sides are equal to 0. (Since F nite and char F =2⇒ = 0) F is odd. ha, bi ∼ = hab, 1i So assume char Claim: We have to prove the following special case The claim implies the proposition: dene the map ρ : F ∗ /F 2∗ → I(F ) a 7→ ha, −1i this is easily ρ(ab) = hab, −1i = ha, bi + 2 h−1i = ha, −1i + by seen to be a well dened map of sets. This is a map of abelian groups because habi + h−1i = habi + h1i + h−1i + h−1i = hab, 1i + h−1i + h−1i = claim hb, −1i = ρ(a) + ρ(b). The maps is surjective because every ha1 , . . . , a2n i ∈ I(F ) is ha1 , . . . , a2n i = ha1 . . . a2n , 1, 1, . . . , 1i = ha1 . . . a2n , −1i+2n h1i = ρ(a1 . . . a2n )+nρ(−1) because ρ(−1) = h−1, −1i = claim h1, 1i. The map claim ∗ ρ is injective because F /F disc 2∗ ρ ∗ → I(F ) → F /F 2∗ dened by a 7→ ha, −1i 7→ a, hence | {z } id we are done. ha, bi ∼ = hc, di ⇐⇒ ab = cd ∈ F ∗ /F 2∗ and ∃e ∈ F such that e is represented by both forms. Obviously ha, bi ∼ = hab, 1i has the same determinant, so the claim is equivalence to 2 2 the fact, since hab, 1irepresent 1, that ha, bi represent 1, i.e., ∃x, y ∈ F such that 1 = ax + by . This Proof of claim: Recall: follows from the following lemma 16 Lemma 2.39. Let has a solution F be x, y ∈ F a nite eld of order q =odd. Then ∀a, b ∈ F ∗ the equation 1 = ax2 + by 2 1 − by 2 = ax2 . We use the pigeon hole principle. 2∗ Let ϕ : F → F : x 7→ x hence F = im ϕ = F ∗ / ker(ϕ) = F ∗ /{±1} (The last equality holds ∗ |F | q−1 q+1 2∗ 2∗ since char F 6= 2)⇒ |(F )| = 2 = 2 ⇒ number of square in F = |F |+1 (for zero) = 2 . Hence q+1 2 2 n1 = |{ax2 |x ∈ F }| = |{x2 |x ∈ F } = q+1 2 . Similarly n2 = |{1 − by |y ∈ F }| = |{y |y ∈ F } = 2 . 2 2 2 2 Hence n1 + n2 = q + 1 > |F | ⇒ {ax |x ∈ F } ∩ {1 − by |y ∈ F } = 6 ∅ ⇒ 1 − by = ax has a solution. Proof. Need to nd x, y such that ∗ ∗ 2 Theorem 2.40. Let Proof. char Assume F q elements then char F = 2 Z/2Z W (F ) = Z/2Z ⊕ Z/2Z q ≡ 1 mod 4 ( ⇐⇒ −1 ∈ F 2∗ ) Z/4Z q ≡ 3 mod 4 ( ⇐⇒ −1 ∈ / F 2∗ ) be a nite eld with ∼ = F = 2 we have already done (in this case rk : W (F ) → Z/2Z) char F odd, so q odd. We have an exact sequence rk 0 → I(F ) → W (F ) → Z/2Z → 0 ∼ =F ∗ /F 2∗ Since q is odd we have |F ∗ /F 2∗ | = 2 because .2 F 2∗ = im(F ∗ → 2F ∗ ) x7→x and .2 ker(F ∗ → F ∗ ) = {±1}. ⇒ |W (F )| = 4 ⇒(by the structure theorem of nite groups) 2W(F ) = Z/2Z ⊕ Z/2Z or W (F ) = Z/4Z∗ . 2∗ 2 If −1 ∈ F , (−1 = a ), ⇒ 2 hui = hui + hui = hui + a u = hui + h−ui = 0 ∈ W (F ) ∀u ∈ F . W (F ) generated as an abelian group by hui , u ∈ F ∗ ⇒ every element in W (F ) has order ≤ 2. ⇒ W (F ) 6= Z/4Z ⇒ W (F ) = Z/2Z ⊕ Z/2Z. If −1 ∈ / F 2∗ ⇒ if 2 h1i = 0 ∈ W (F ) then h1i + h1i = h1i + h−1i ∈ W (F ) ⇒ h1i + h1i ∼ = char F odd h1i + h−1i ⇒ h1i ∼ = h−1i ⇒ 1 = det h1i = det h−1i = −1 ∈ F ∗ /F 2∗ ⇒ −1 ∈ F 2∗ Witt Cancellation a contradiction to the assumption −1 ∈ /F ∗2 which is ⇒ 2 h1i 6= 0 ⇒ W (F ) 6= Z/2Z ⊕ Z/2Z ⇒ W (F ) = Z/4Z. (Then the theorem follows from the following lemma) Lemma 2.41. Let F be a nite eld of odd characteristic, with q = |F | elements. Then −1 ∈ F 2∗ ⇐⇒ q ≡ 1 mod 4. −1 ∈ F ∗ ∼ = Z/(q − 1)Z is the only element of order 2. ⇒ −1 ∈ F 2∗ ⇐⇒ F ∗ = Z/(q − 1)Z element of order 4 ⇐⇒ 4|(q − 1) ⇐⇒ q ≡ 1 mod 4. Proof. an p ∈ Z is an odd prime, then p in Fp ( ⇐⇒ p ≡ 1 mod 4) Remark. square To see this: can be written as a2 + b2 = (a + ib)(a − ib) ∈ Z[i]. Recall that p = a2 + b2 Z[i] with a, b ∈ Z ⇐⇒ −1 has is a is a Euclidean domain, hence a UFD (unique factorization domain) and thus, irreducible elements and prime elements are the same. If a2 + b2 = (a + ib)(a − ib) ∈ Z[i], we have p = a2 + b2 ⇒ p not prime in Z[i]. The converse also holds: if p is not a prime in Z[i] then p = xy ∈ Z[i] for non-units x, y ∈ Z[i]. But then (if x = a + ib) N (x) = a2 + b2 has the properties N (xy) = N (x)N (y), N (x) = 1 ⇐⇒ x unit. So p = xy ⇒ N (p) = | {z } =p2 N (x)N (y) ⇒ N (x) = p = N (y) ⇒ a2 +b2 = N (x) = p. So p can be written as p = a2 +b2 with a, b ∈ Z ⇐⇒ p is not a prime in Z[i]. But p is a prime in Z[i] ⇐⇒ Z[i]/p is a domain. But Z[i] = Z[t]/(t2 + 1) Z 2 2 2 2 2 so Z[i]/p = Z[t]/(t + 1, p) = p [t]/(t + 1) = Fp [t]/(t + 1). Now Fp [t]/(t + 1) is a eld ⇐⇒ t + 1 2 2 irreducible ⇐⇒ t + 1 has no solution in Fp ⇐⇒ −1 ∈ / F2∗ p . On the other hand t + 1 reducible 2 2 2 ⇐⇒ −1 ∈ F2∗ , −1 = a , t + 1 = (t + a)(t − a) . Then F[t]/(t + 1) = F [t]/((t − a)(t + a)) = p p CRT Fp [t]/(t + a) × Fp [t]/(t − a) = Fp × Fp not a domain. 2 2 Hence p = a + b ⇐⇒ p not a prime in Z[i] ⇐⇒ 2∗ ⇐⇒ −1 ∈ Fp ⇐⇒ p ≡ 1 mod 4 17 Z[i]/p = Fq [t]/(t2 + 1) not a domain Corollary 2.42 (of Theorem 2.40 ). Two symmetric inner product spaces over a nite eld of odd characteristic are isometric if and only if they have the same rank and the same determinant (∈ F ∗ /F 2∗ ). Theorem 2.43. Let F be a eld then W (F ) is generated as an abelian group by hui , u ∈ F ∗ subject to the relations: 1. hui = a2 u ∀a, u ∈ F ∗ 2. hui + h−ui = 0 ∀u ∈ F ∗ 3. hui + hvi = hu + vi + huv(u + v)i ∀u, v ∈ F ∗ , u + v ∈ F ∗ Remark. The theorem asserts that rank 1 free abelian group with basis {a} dened by basis z }| { ∼ Z{a} ⊕a∈F ∗ = → W (F ) 2 {u} − {a u}, {u} + {−u}, {u} + {v} − {u + v} − {uv(u + v)} {a} 7→ hai is an isomorphism. (Here Z{a} ∼ = Z denotes the free Z-module of rank 1 with {a}.) Proof. We already know that W (F ) is generated by hui , u ∈ F ∗ and that 1, 2, 3 holds in W (F ) ⇒ rank 1 f.a.g.w/ basis {a} z }| { ⊕a∈F ∗ Z{a} ρ: → W (F ) {u} − {a2 u}, {u} + {−u}, {u} + {v} − {u + v} − {uv(u + v)} ρ is injective. Will give a F 6= 2 (the char F = 2 case needs a dierent, longer proof ) P n PnUsing relation 2.P(m{u} = −{−u}) we can write every element in LHS as i=1 {ui }. Given U = i=1 {ui } and V = j=1 {vj } in the LHS such that ρ(U ) = ρ(V ) ∈ W (F ) ⇒ n = rk ρ(u) = rk ρ(V ) = m ∈ Z/2Z. So m ≡ n mod 2 and without loss of generality say m ≥ n so m − n = 2k, k ≥ 0. Then U = U +k({1} + {−1}) ∈ LHS. Replacing U ∈ LHS with U +k({1}+{−1}) we can assume that m = n. {z } | is a well dened surjective map of abelian groups. So we need to check that proof when char =0 by 2. ρ(U ) = ρ(V ) ∈ W (F ) Then and rk ρ(U ) = rk ρ(V ). ⇒ hu1 , . . . , un i ∼ = hv1 , . . . , vn i 1 ∗ 2 ∈F ⇒ chain equivalence thm hu1 , . . . , un i ≈ hv1 , . . . , vn i ⇒ ∃ diagonal forms c1 , . . . , cl such that hu1 , . . . un i ≈S c1 ≈S · · · ≈S cl ≈S hv1 , . . . , vn i ⇒ it suces to show that {u1 } + · · · + {un } = {v1 } + · · · + {vn } in the case hu1 , . . . , un i , hv1 , . . . , vn i are simply chain equivalence (i.e., they dier in two places). So, we can assume n = 2, we need to show that hu1 , u2 i ∼ = hv1 , v2 i then {u1 } + {u2 } = {v1 } + {v2 } in LHS. Assume hu1 , u2 i ∼ = hv1 , v2 i ⇒ u1 u2 = v1 v2 a2 for some a ∈ F ∗ and u1 = v1 x2 + v2 y 2 for some x, y ∈ F . 2 2 2 2 2 2 2 2 If x, y 6= 0 then {v1 } + {v2 } = {v1 x } + {v2 y } = {v1 x + v2 y } + {v1 v2 x y (v1 x + v2 y )} = {u1 } + 1. { a12 u1 u2 x2 y 2 u1 } = {u1 } + {u2 } ∈ 1 u 1 = v2 y 2 and 2 2 v1 v2 a = v2 y u2 ⇒ 3. LHS. If v1 ( ay )2 x or y = 0, = u2 . Then say x=0 then y 6= 0 {u1 }+{u2 } = {v2 y 2 since u1 ∈ F ∗ , }+{v1 ( ay )2 } = 1. then we get {v2 }+{v1 } ∈ LHS. So 2.5 ρ(U ) = ρ(V ) ∈ W (F ) ⇒ U = V ∈ LHS⇒ ρ injective Second Residue Homomorphism For a DVR (Discrete valuation ring ) π ∈ R, W (Q), W (Z), W (Qp ) . . . formizing element R F , residue ∂π : W (F ) → W (k) with eld of fraction we will construct maps Denition 2.44. A discrete valuation ring (DVR) is a local ring • Noetherian • A domain (ab =0∈R⇒a=0 or b = 0) 18 (R, m, k) eld k = R/m and uni- which will help compute which is: • m 6= 0 (m = πR is a principal ideal for some π ∈ R) There are other (equivalent) characterizations of DVR (which we won't need): • R is a DVR ⇐⇒ local 1-dimensional integrally closed noetherian domain • ⇐⇒ Local • ⇐⇒ Local PID • ⇐⇒ Local domain with principal • ⇐⇒ valuation ring of a discrete valuation on a eld 1-dimensional The p-adic m such that ∩n≥0 mn = 0 • Z(p) = { ab ∈ Q|p - a}, p ∈ Z Example (Of DVR). • noetherian regular domain prime. m = pZ(p) , k = Fp . Fraction eld Q. Zp = lim Z/pn Z = {(xn )n∈N≥1 , xn ∈ Z/pn Z : xn+1 = xn mod pn }, m = integers ← n→∞ pZp , k = Zp /pZp = Fp • D and eld of fractions = Dedekind domain, p⊂D • K is a eld, f ∈ K[T ] f K[T ](f ) , k = K[T ]/f . • R is a UFD, f ∈R m, i.e. R / p}, m = pDp , k = D/p Dp = { ab ∈ FracD|b ∈ K[T ](f ) = { ab ∈ an irreducible element (=prime element) (R, m, k) πR = m Lemma 2.46. Let a prime ideal then is irreducible. Denition 2.45. Let generating Zp = Qp Frac(K[T ]) R(f ) = { ab ∈ Frac R|f - b} is a choice π ∈ m ⊂ R then every element a ∈ R, a 6= 0 be a DVR, a uniformizing element of be a DVR with uniformizing element a = π n u for some n ∈ N and u ∈ can be written uniquely as = K(T )|f - b}, m = π ∈ R, R∗ R π n u = π m v with u, v ∈ R∗ . Without loss of generality assume m ≥ n. R domain ⇒ π = vu ∈ R. If m 6= n ⇒ π n−m ∈ πR = m but vu−1 ∈ R∗ = R \ m which is a −1 contradiction ⇒ n = m ⇒ 1 = vu ⇒u=v n Existence :Let a ∈ R, a 6= 0. If a ∈ ∩n≥0 m = ∩n≥0 π m R then a = π n bn ∀n. ⇒ bn = Proof. Uniqueness :Assume m−n −1 R domain πbn+1 ⇒ (bn ) ⊂ (bn+1 ) ⊂ (bn+2 ) ⊂ . . . R, is an ascending chain of ideals which has to stop because R is noetherian. ∃n such that (bn ) = (bn+1 ) in particular bn+1 ∈ (bn ) ⇒ bn+1 = cbn but bn = πbn+1 ⇒ R domain 1 = cπ ⇒ π ∈ R∗ = R \ m which contradicts the fact that π ∈ m. Hence a = 0 ⇒ ∩n≥0 π n R = 0. n Hence ∃n such that a ∈ π R but a ∈ / π n+1 R ⇒ a = π n u, u ∈ / πR = m hence u ∈ R∗ . Remark. ∩n≥0 π n R = ∩n≥0 mn . Corollary 2.47. Let a ∈ F, a 6= 0 R For all Noetherian R : ∩n≥0 mn = 0 be a DVR with uniformizing element π and a = π n u where u ∈ R∗ . F its eld of fractions, then every can be written uniquely as So we can dene a function ν : F∗ → Z dened by a = π n u 7→ n = ν(a) (with u ∈ R∗ ) with the properties 1. ν(ab) = ν(a) + ν(b) 2. ν(a + b) ≥ min(ν(a), ν(a)) 3. Setting ν(0) = ∞ we have R = {a ∈ F : ν(a) ≥ 0}, R∗ = {a ∈ F |ν(a) = 0}, m = {a ∈ F |ν(a) > 0} F is a function ν : F ∗ → Z satisfying R = {a ∈ F |ν(a) ≥ 0} where ν(0) = ∞. Denition 2.48. A discrete valuation on a eld The valuation ring of Denition 2.49. Let ν is the ring (F, ν) be a discrete valuation on a eld F with associated DVR R and choice π ∈ R. The second residue homomorphism is the map ∂π : W (F ) → W (R/π) of uniformizing element dened by ( hai 7→ where 1., 2. above. hui n = ν(a) odd 0 n = ν(a) even a ∈ F ∗ , a = π n u, n = ν(a), u ∈ R∗ , u = u mod m = πR, u ∈ R/π 19 ∂ Note. depends on the choice of the uniformizing element π. Lemma 2.50. The second residue homomorphism is well dened Proof. Recall that W (F ) is generated by hai, a ∈ F ∗ subject to: 1. hui = x2 u , u, x ∈ F ∗ 2. hui + h−ui = 0 3. hui + hvi = hu + vi + huv(u + v)i, u, v, u + v ∈ F ∗ ( We need to check that ∂ hui = ν(u) φ ∂π where preserves these relations. First dene u = π ν(u) φ, φ ∈ R∗ , φ = φ mod πR. i = 0 i even , 1 i odd Then: u = π n φ, x = π m ψ where φ, ψ ∈ R∗ . Then x2 u = π 2m+n φψ 2 n φ ∈ W (R/π) as required ∂ hui = n φ . 1. Let u = π n φ, −u = π n (−φ) n ( φ + −φ ) = 0 ∈ W (R/π) {z } | 2. Let with φ ∈ R∗ . Then so that we can write so ∂ x2 u = 2m+n φψ 2 = ∂ hui + ∂ h−ui = n φ + n −φ = =0 u = π n φ, v = π m ψ , π (π n−m φ + ψ) 3. Let without loss of generality assume n ≥ m. u + v = π n φ + π m ψ = m Case 1. n > m : Then n − m > 0 ⇒ t = π n−m φ + ψ ∈ R∗ , u + v = π m t, | {z } ∈m / note that ∈m uv(u + v) = π n+2m φψt . So ∂ hu + vi + ∂ huv(u + v)i = m hti + |{z} ∈R∗ 2 n+2m φψt = m ψ + n φψ = ∂ hvi + ∂ hui t ≡ ψ mod πR. Case 2. n = m: Now Now u + v = π n (φ + ψ) and l = 0: φ + ψ = t ∈ R∗ . φ + ψ = πl t where Case i. uv(u + v) = π 3n φψt . Then |{z} ∈R∗ ∂ hu + vi+∂ huv(u + v)i = n hti+3n φψt = n φ + ψ +n φψ(φ + ψ) = n ( ψ + φ ) ∈ W (R/π) which is what we wanted. Case ii. l > 0: u + v = π l+n t ∈ πR. In particular ψ + φ = 0 so ψ = −φ ∈ R/πR. 3n+l So uv(u + v) = π φψt. Then ∂hu + vi + ∂ huv(u + v)i = n+l hti + 3n+l φψt = n+t hti + n+l ∂ −ψ 2 t = n+l (hti + h−ti) = 0 = n ( −ψ + ψ ) = n φ + n ψ = ∂ hui + ∂ hvi Theorem 2.51. Let D Now u + v = πn t t ∈ R∗ . be a Dedekind domain with eld of fractions and F. Then the sequence of abelian group L ∂℘ M 0 −→ W (D) −→ W (F ) −→ W (D/℘) ℘⊂D max. ideal is exact. We will prove the above theorem in the special cases: Lemma 2.52. Let (R, m, k) D = Z, be a DVR with eld of fraction k DVR, and uniformizing element Then the composition W (R) / W (F ) is zero 20 ∂π k[T ]. / W (R/π) π ∈ m ⊂ R. a 1 ⇒ W (R) is generated by hui , u ∈ R∗ and , a, b ∈ m. We have ∂ hui = 0 by 1 b ( 0 ν(u) even ν(u) where u = π v, v ∈ R∗ . denition of ∂ : ∂ hui = hvi ν(u) odd 0 1 a 1 a 1 If a = 0 then is metabolic so, W (F ) 3 =0⇒∂ =0 1 b 1 b 1 b a 1 ∗ If a 6= 0 then a ∈ F so = hai + ha(ab − 1)i , a = π ν(a) v, v ∈ F ∗ , a(ab − 1) = 1 b * + a 1 = = ∂ hai + ∂ ha(ab − 1)i = ν(a) hvi + ν(a) v (ab − 1) π ν(a) v(ab − 1), ab ∈ m ⇒ ∂ 1 b | {z } | {z } Proof. R local ∈R∗ −1 mod m ν(a) (hvi + h−vi) = 0 ∂p Corollary 2.53. The composition W (Z/pZ) is the uation ring ∂p W (Z) → W (Q) → ⊕p∈Z W (Z/pZ) (p prime) is zero, where W (Q) → 2nd residue homomorphism associated with the p-adic valuation on Q which has val= { ab ∈ Q|p - b} Z(p) Proof. We have dened Q W (Q) ∂p / Q W (Z/pZ) O ' ? ⊕W (Z/pZ) ? ∂p has image in ⊕p W (Z/pZ). This is the case because if hui ∈ W (Q), u ∈ Q∗ then a u = b and {p ∈ Z prime |ν(u) 6= 0} ⊂ {primes in the factorization of a, b} nite ⇒ ∀ξ ∈ W (Q), ∂p ξ = 0 for all but nitely many p ∈ Z prime. For the composition to be zero, it suces to check that the ∂p composition W (Z) → W (Q) → W (Z/pZ) is zero for all p. The composition is zero because it factors ∂π as W (Z) → W (Z(p) ) → W (Q) → W (Z/pZ) Need to see that Q {z | } 0 Denition 2.54. A principal ideal domain (PID) is a commutative ring is a domain (ab 0⇒a some or b = 0) and for which every ideal is a principal ideal (I R which ⊂ R ⇒ I = Rx for = x ∈ I) Example. Z, k[T ] (k a eld) are PIDs (Euclidean domain⇒PID) R is a PID: Let π be a uniformizing element, so m = πR and let I ⊂ R be any ideal. I = 0 n n is principal, so assume I 6= 0. Let n = min{ν(a)|a ∈ I, a 6= 0} ∈ N≥0 . Then I = π R because I ⊂ π R ≥0 z }| { ν(a) − n u) ∈ π n R, and π n R ⊂ I since ∃a ∈ I, a 6= 0, ν(a) = n ν(a) since if a ∈ I, a 6= 0, a = π u = π n (π | {z } A DVR ∈R so a = π n u, u ∈ R∗ , a ∈ I ⇒ π n R = π n uR = aR ⊂ I . Hence I = πn R is principal. Remark. A PID is noetherian R be a PID, I1 ⊂ I2 ⊂ · · · ⊂ I2 ⊂ · · · ⊂ R be an ascending chain of ideals. Then I = ∪In ⊂ R is an ideal ⇒ I = xR for some x ∈ I ⇒ x ∈ In for some n ⇒ I = Rx ⊂ In ⊂ I ⇒ In = Im = I ∀m ≥ n Proof. Let Denition 2.55. An R-module M is called cyclic if Fact. Every nitely generated module is, M∼ = ⊕ni=1 R/ai for some non-units Corollary 2.56. Let R 1. Every submodule M∼ = R/I M over a PID R a1 , . . . , an ∈ R be a PID with eld of fractions M of a nitely generated free 2. Every nitely generated R-submodule M ⊂ F n 21 for some ideal I ⊂ R. is a nite direct sum of cyclic F R-module is also free is free R-modules, that Proof. M R is a PID then is nitely generated R is noetherian, M ⊂ Rn ⇒ M is nitely generated so in 1 and 2 the module ⇒ M = ⊕ni=1 R/ai for some non-unit ai . But R/a ⊂ Rn or R/a ⊂ F n ⇒ a = 0 because: If a 6= 0 and a ∈ / R∗ then the composition a R/a ⊂ R ,→ R zero at the same time (a contradiction). Similarly the composition a 6= 0, a ∈ /R ∗ ) and equals a=0 R/a → R/a ,→ F n a=0 R/a → R/a ,→ R → F n is injective (if is injective and R/a ⊂ F n a zero, again a contradiction Corollary 2.57. Every inner product space over a PID is free Lemma 2.58. Let R [M, β] 7→ (MF , βF ) F, x, y ∈ M . is injective, where F be a PID with eld of fractions MF = M ⊗R F W (R) → W (F ) dened by βF (x ⊗ a, y ⊗ b) = abβ(x, y) for a, b ∈ then the map and 0 1 Proof. Assume [MF , βF ] = 0 ∈ W (F ) then (MF , βF ) ∼ 0 ⇒ ∃ metabolic V = with 1 A T A ∈ Mn (F ), A = A such that (MF , βF ) ⊥ V is metabolic. There exist d ∈ R such that dA ∈ Mn (R). Then d−1 0 0 d 0 1 1 A d 0 0 = 0 d−1 1 1 d2 A ⇒ 0 1 1 A ∼ = 0 1 1 d2 A ⇒ (M, β) ⊥ 0 1 1 d2 A {z } | metabolic over R F . Hence can assume (M, β) to be metabolic over F . (M, β) be a symmetric inner product space over R such that (M, β)F = (MF , βF ) is metabolic over F . MF = M ⊗R F , βF (x ⊗ a, y ⊗ b) = abβ(x, y), x, y ∈ M, a, b ∈ F . Note M ⊂ MF (as R ⊂ F, M ∼ = Rn , MF ∼ = F n ). Now (MF , βF ) metabolic⇒ ∃N ⊂ MF Lagrangian Claim: M ∩ N ⊂ M is a Lagrangian for (M, β) M ∩ N is a direct summand of M because M/M ∩ N ⊂ MF /N ∼ = F m is a nitely generated Rm submodule of F ⇒ M/M ∩ N is nitely generated free R-module, so M/M ∩ N ∼ = Rl . Any section PID s : M/M ∩N → M of g : M → M/M ∩N ∼ = Rl (that is gs = 1) yields a direct sum decomposition (M ∩ N ) ⊕ im(s) = M ⇒ M ∩ N ⊂ M is a direct summand. We now need to check that (M ∩ N )⊥ = M ∩ N . ⊥ Let x ∈ M , then x ∈ (M ∩ N ) ⇐⇒ β(x, y) = 0 ∀y ∈ M ∩ N ⇐⇒ β(x, y) = 0 ∀y ∈ N (because ∀t ∈ MF = M ⊗R F ∃a ∈ R, a 6= 0 such that at ∈ M , in particular ∀y ∈ N, ∃a ∈ R, a 6= 0, ay ∈ M ∩ N , β(x, y) = 0 ⇐⇒ β(x, ay) = 0). But β(x, y) = 0 ∀y ∈ N ⇐⇒ x ∈ N ⊥ = N ⇐⇒ x ∈ M ∩ N . is metabolic over Let N =N ⊥ a6=0 M ∩N ⊂M x∈M ⇒ (M, β) is metabolic ⇒ [M, β] = 0 ∈ W (R) To nish the proof, take [M, β] ∈ W (R) such that (M, β)F = 0 ∈ W (F ) ⇒ ∃V metabolic symmetric inner product space over R such that (M ⊥ V )F is metabolic over F ⇒ M ⊥ V metabolic over R ⇒ [M ] = [M ] + [V ] = [M ⊥ V ] = 0 ∈ W (R). Hence is a Lagrangian Theorem 2.59. The sequence of abelian group ⊕p ∂ p M 0 → W (Z) → W (Q) −→ W (Fp ) → 0 p∈Z≥2 prime is exact and the map W (Z) → W (R) dened by M 7→ M ⊗Z R is an isomorphism W (Z) → W (Q) is injective since Z is a PID and the composition W (Z) → W (Q) → ⊕p W (Fp ) is zero. For n ∈ Z≥1 , let Pn be the set Pn = {a ∈ Z \ {0}|∀ prime p : p|a ⇒ p ≤ n} (e.g. P1 = {+1, −1}, P2 = {+2n , −2n }, Pn ⊂ Pn+1 ). Note that Pn−1 = Pn unless n is prime. Let Ln ⊂ W (Q) be the subgroup generated by hai with a ∈ Pn . So Ln−1 ⊂ Ln and Ln−1 = Ln unless n is prime. The Proof. We have already proved that composition ∂p Lp−1 ⊂ Lp → W (Fp ) a map of abelian groups Claim: is zero because, for a ∈ Pp−1 , νp (a) = 0 so ∂p (a) = 0. Hence we get ∂p Lp /Lp−1 → W (Fp ). ∂p Lp /Lp−1 → W (Fp ) is an isomorphism for all primes p ∈ Z≥2 . The claim will follow from: Lemma 2.60. If 0 < |n|, |n1 |, . . . , |nk | < p, and n ≡ n1 . . . nk mod p, Lp /Lp−1 22 then hpni = hpn1 . . . nk i ∈ k . The case k = 1 follows from k = 2 with n2 = 1. k ≥ 2: Write n1 n2 = pl + r, 0 6= |r| < p. |pl| = |n1 n2 − r| ≤ |n1 ||n2 | + |r| ≤ (p − 1)(p − 1) + p − 1 = p2 − p ≤ p2 ⇒ |l| < p. We will show that hpn1 . . . nk i = hprn3 . . . nk i ∈ Lp /Lp−1 . This is clear for l = 0 as then both sides are the same. Assume l 6= 0 and write m = n3 . . . nk . Proof. We use induction on Assume hpn1 . . . nk i − hprn3 . . . nk i = hpn1 n2 mi − hprmi = hpn1 n2 mi − hlmi − hprmi + * * = hpn1 n2 mi − p2 lm | {z } − mod Lp−1 + prm |{z} =:v mod Lp−1 =:u = hpn1 n2 mi − hu + vi − huv(u + v)i hpn1 n2 mi − hpm(pl + r)i − p4 m3 lr(pl + r) hpn1 n2 mi − hpmn1 n2 i − p4 m3 lrn1 n2 = − hmlrn1 n2 i = 0 = = mod Lp−1 hpn1 n2 . . . nk i = hprn3 . . . nk i where n1 n2 = pl+r, |r| < p. This proves the case k = 2 (and hence k = 1). Now, the product rn3 , ..., nk has k − 1 factors, and we can apply the induction hypothesis. Hence We now construct an inverse of the map in the claim. We dene the map by {u} 7→ hpni where that is our choice of 1. n ∈ Z \ {0}, |n| < p, u ≡ n mod p. n Note that does not matter. Need to check that hui = a2 u , a, u ∈ F∗p . Fp , |a0 |, |u0 |, |n0 | < p. Choose Then φ a0 , u0 , no ∈ Z \ {0} φ φ : ⊕u∈F∗p Z{u} → Lp /Lp−1 is well dened by the lemma, preserves the three relations for W (Fp ) a0 = a, u0 = u, n0 = a2 u ∈ hpu0 i − pa20 u0 = 0 ∈ Lp /Lp−1 such that φ {u} − {a2 u} 7→ hpu0 i − hpn0 i = lemma φ 2. hui + h−ui = 0 ∈ W (Fp ). Choose u0 ∈ Z \ {0}, |u0 | < p, u0 = u ∈ Fp . hpu0 i + h−pu0 i = 0 ∈ Lp /Lp−1 3. hui + hvi = hu + vi + huv(u + v)i ∈ W (Fp ), u, v, u + v ∈ F∗p . Choose −p < u0 < 0 < v0 < p, (then |u0 +v0 | < p, |n0 | < p), |n0 | < p such that u0 , v0 , n0 ∈ Z\{0}, u0 = u, v0 = v, n0 = uv(u+v) ∈ Fp . Then Then {u} + {−u} 7→ φ {u} + {v} − {u + v} − {uv(u + v)} 7→ hpu0 i + hpv0 i − hp(u0 + v0 )i − hpn0 i = lemma hpu0 i + hpv0 i − hpu0 + pv0 i − hpu0 pv0 (pu0 + pv0 )i = 0 ∈ Lp /Lp−1 From this it follows that map φ̄ lemma φ induces a well dened map of abelian groups is surjective because hpmi ∈ im(φ̄). Lp /Lp−1 generated by It is injective because hpmi, φ̄ : W (Fp ) → Lp /Lp−1 . The q of m are q < p. By the all prime divisors ∂p W (Fp ) → Lp /Lp−1 → W (Fp ) is the identity (∗). Hence hui7→hpni7→hni=hui φ̄ is an isomorphism⇒ (∗) ∼ = ∂p : Lp /Lp−1 → W (Fp ) is an isomorphism. This nishes the claim. n ≥ 1 that Ln /L1 → ⊕p≤n W (Fp ) is an isomorphism. n = 1 is clear as both sides are 0 The case n = 2 is true by the claim n − 1 to n: If n is not a prime then LHSn =LHSn−1 =RHSn−1 =RHSn If n is a prime, we have a map of short exact sequences: We prove by induction on The case ∼ = by induction / ⊕p≤n−1 W (Fp ) 0 / Ln /Ln−1 / ⊕p≤n W (Fp ) / W (Fn ) sequence 0 / L1 + W (Z) /0 ∼ = by claim /0 ∂p Ln /L1 → ⊕p≤n W (Fp ) is also an isomorphism. ∼ = W (Q)/L1 = ∪n≥1 Ln /L1 → ∪n≥1 ⊕p≤n W (Fp ) = ⊕p≥1,prime W (Fp ). By the ve lemma we have that Hence / Ln /L1 / Ln−1 /L1 0 / W (Q) 8 / ⊕p∈Z≥2 prime W (Fp ) 3 0 23 So we get the exact /0 W (Z) ⊂ W (Q) and (⊕∂p )W (Z) = 0 ⇒ W (Z) ⊂ L1 . But L1 ⊂ W (Z) because L1 is generated h1i , h−1i ⇒ W (Z) = L1 , and we have exactness of 0 → W (Z) → W (Q) → ⊕p W (Fp ) → 0. Finally the map W (Z) → W (R) ∼ = Z is an isomorphism. This is due to the fact it is surjective since if Since by sgn U ∈ W (R) U = n h1i + m h−1i but n h1i + m h−1i ∈ W (Z). It is also injective since W (Z) = L1 is generated by h1i , h−1i, so every element V of W (Z) has the form V = n h1i + m h−1i which is zero in W (R) ⇐⇒ n − m = sgn(n h1i + m h−1i) = 0 ∈ Z ⇐⇒ n = m ⇐⇒ V = n h1i + n h−1i = n(h1i + h−1i) = 0 ∈ W (Z). Hence W (Z) → W (R) is an isomorphism then Corollary 2.61. The map M W (Q) → W (R) ⊕ W (Fp ) p∈Z≥2 prime dened by M 7→ (M ⊗Q R, P p ∂p M ) is an isomorphism. 0 → W (Z) → W (Q) → ⊕p W (Fp ) → 0, Proof. This follows from the exact sequence exact via W (Z) which is split / W (Q) ∼ = & W (R) Corollary 2.62. Two symmetric inner product spaces M, N over Q are isometric ⇐⇒ sgn M = sgn N, rk M = rk N , ∂p M = ∂p N ∈ W (Fp ) ∀p ∈ Z prime. (In terms of quadratic forms, any two regular quadratic forms are equivalent over Q if and only if the previous condition are fullled) Proof. M∼ = N ⇐⇒ rk M = rk N and [M ] = [N ] ∈ W (Q) ⇐⇒ rk M = rk N and [M ] = [N ] ∈ W (R) | {z } sgn M =sgn N and ∂p M = ∂p N Corollary 2.63 (Weak Hasse Principle). The map1 Y W (Q) ,→ W (R) ⊕ W (Qp ) Z3p prime M, N over Q p ∈ Z prime. is injective. In particular two inner product spaces M and N are isometric over R and Qp for all are isometric over Proof. We have the following commutative diagram by denition of ∼ = W (Q) (a) / W (R) ⊕ L W (R) ⊕ Q / W (R) ⊕ Q p prime if and only if ∂p p prime (b) Q W (Fp ) (c) W (Qp ) idW (R) ⊕ Q ∂p p prime W (Fp ) (a) isomorphism and (c) injective implies (b) injective. M∼ =Q N ⇒ M ∼ =R N and M ∼ =Qp N for all p ∈ Z prime. Assume M ∼ N =R and M ∼ =Qp N for all p ∈ Z prime. Then rk M = rk N and [M ] = [N ] ∈ W (R) and [M ] = [N ] ∈ W (Qp ) for all p. But (b) injective ⇒ rk M = rk N, [M ] = [N ] ∈ W (Q) ⇐⇒ M ∼ =N Now char Q6=2 1 In the lectures I carelessly wrote p instead of p but the image of W (Q) does not lie in the image of h1i which is 6= 0 ∈ W (F ) for any eld F ? L Q 24 p, L otherwise, what is associated form matrix B = (βij ) Pn 2 i=1 ai xi (with respect to e1 , e2 , e3 , . . . , en ) where βij = Example. We start with two side remarks: The quadratic form q= P + i<j aij xi xj has q(ei + ej ) − q(ei ) − aij q(ej ) = aij 2ai That is, i<j j<i i=j 2a1 a12 B= . .. a1n a12 2a2 ... .. a1n . . 2an a1 a12 ... a1n E D a12 a2 is hBi = d1 , d2 , . . . , dn The diagonalisation of a symmetric matrix B = .. .. d1 dn−1 . . a1n an where di = determinant of the upper left corner of size i × i of B , provided d1 , . . . , dn−1 6= 0. 1. Does 15 = x2 + 2xy + 3y 2 − 4yz 2 x, y, z ∈ Q? 2 q = x + 2xy + 3y − 4yz . Does q represent 15? The β(u, v) = q(u + v) − q(u) − q(v), u, v ∈ Q3 has form matrix 2 2 0 B = 2 6 −4 0 −4 0 Solution: Let form have a solution which has determinant −32 hence it is non-degenerate. + * 2, 1, −1 | {z } ⇒ exercise q associated symmetric bilinear It has diagonalisation ∼ hBi ∼ = 2, 28 , −32 = 8 isotropic and represent any rational number. In particular there exists x, y, z H such that Note 2. Does q(x, y, z) = 15 that hBi ∼ = h2, 4, −4i ⇒ q ∼ = x2 + 2y 2 − 2z 2 ∼ = x2 + yz 15 = x2 + 4xy − 2xz + 7y 2 − 4yz + z 2 =: q Solution: The associated bilinear form β of q has a solution x, y, z ∈ Q. has matrix form 2 B= 4 −2 −2 −4 2 4 14 −4 = 0 (since Be3 = −Be1 ). So q is degenerate, and we can eliminate a variable as hBi has diagonalisation hBi ∼ (Qe1 + Qe2 ) + = {z } | non−degenrate as det( 2 4 )=126=0 4 14 2 4 ⊥ 12 ∼ ∼ ∼ (Qe1 + Qe2 ) ⊥ h0i = 2, 2 ⊥ h0i = h2, 6i ⊥ h0i. This means that = 4 14 {z } | with determinant follows: The inner product space dim=1,degenerate as det B=0 q ∼ = x2 + 3y 2 , so does this represent 15? This is equivalent to asking a ∈ Q∗ . Then det LHS = det RHS modulo square units ⇐⇒ h1, 3i h15, 5i ∈ W (Q) (because h1, 3i and h15, 5i have the ∂p h1, 3i ∼ = ∂p h15, 5i ∈ W (Fp ) for all p prime. same rank) h2, 6i ∼ = h30, ai for some ∼ = h15, 5i ⇐⇒ h1, 3i = ⇐⇒ h1, 3i ∼ = h15, 5i ∈ W (R) and • If • if p 6= 3 or 5 then ∂p h1, 3i = 0 = ∂p h15, 5i p = 3 then ∂3 h1, 3i = ∂3 h1i + ∂3 h3i = 0 + h1i, and ∂3 h15, 5i = ∂3 h15i + ∂3 h5i = h5i + 0 = h−1i. Do they agree in W (F3 )? No because h1i = 6 h−1i ∈ W (F3 ) ∼ = Z/4Z generated by h1i⇒ h1i − h−1i = 2 h1i = 6 0 ∈ W (F3 ) h1, 3i 6= h15, 5i ∈ W (Q) ⇒ q x, y, z ∈ Q We have showed that no solution in 25 does not represent 15 and the equation has 2.6 The Brauer Group and the Hasse Invariant Recall from MA377 (Rings and Modules): Denition 2.64. Let k be a eld, a ∼ = • central: if k → Z(A), • simple: if A 6= 0 • nite dimensional : if Fact. Let A, B where k -algebra A Z(A) is called: denotes the center of and the only ideals of A are 0 A = Mn (D) 2. A ⊗k B 3. A ⊗k Aop ∼ = Mn (k) where D A dimk A < ∞ be nite dimensional central simple 1. and A k -algebras. k -algebra is a nite dimensional division is also a nite dimensional central simple where Then: k -algebra n = dimk A Denition 2.65. Let F be a eld. The Brauer group, Br(F ), is the set of Brauer equivalence classes [A] of nite dimensional central simple F -algebras A, where A ∼ B (A is Brauer equivalent to B ) if Mm (A) ∼ = Mn (B) as F -algebras for some m, n ∈ N≥1 . Br(F ) is a group with group law: [A][B] := [A ⊗F B], with 1 = [F ] and [A]−1 = [Aop ]. Indeed Br(F ) is an abelian group: [A][B] = [A ⊗F B] = [B ⊗F A] = [B][A], 1[A] = [F ][A] = [F ⊗F A] = [A], [A][Aop ] = [A ⊗F Aop ] = [Mn (F )] = [F ] = 1 Fact Example. (From MA377) • Br(C) = Br(F ) = {F } = 0 • Br(F ) = 0 if F where F = F̄ is algebraically closed is a nite eld • Br(R) = {R, H} = Z/2 F be a eld with char F 6= 2 and a, b ∈ F ∗ . 1, i, j, k such that i2 = a, j 2 = b, k = ij = −ji Denition 2.66. Let F -algebra Note. with basis, ( a,b F ) be the 4-dimensional k 2 = ij(−ji) = −ab Fact. For a, b ∈ F ∗ , ( a,b F ) Denition 2.67. An is a 4-dimensional F -algebra which is (generalized) quaternion algebra (over central simple F -algebra F -algebra. isomorphic to ( a,b F ) for some a, b ∈ F ∗ is called F) Structure theorem for Quaternion algebras. Let ( c,d F ) Let F be a eld with char F 6= 2. Then ∼ ( a,b F ) = ⇐⇒ ha, b, −abi = hc, d, −cdi ∈ W (F ) A, B be nite dimensional central simple F -algebras. Then A ∼ = B ⇐⇒ dimF A = dimF B and [A] = [B] ∈ Br(F ). a,b c,d In particular [( F )] = [( F )] ∈ Br(F ) ⇐⇒ ha, b, −abi = hc, d, −cdi ∈ W (F ) 0 1 1 0 1,1 ∼ Example. ( F ) = M2 (F ) by i 7→ , j 7→ 1 0 0 −1 −1,−1 ( R ) = Real quaternion algebra. −1,−1 M2 (R) = ( 1,1 1, −1i 6= h−1, −1, −1i ∈ W (R) R ) ( R ) because h1, | {z } | {z } Remark. Let sgn=1 Remark. ( a,b F ) sgn=−3 ⇐⇒ ( a,b F ) M2 (F ) ⇐⇒ ha, b, −abi h1, 1, −1i ⇐⇒ ha, b, −abi represent 0) is a division algebra is an isotropic (i.e., does not ∼ a,b op by 1 7→ 1, i 7→ −i, j 7→ −j, k 7→ −k . This means that [( a,b )] has order 2 in ( a,b F ) = ( F ) 2 a,b ∼ a,b a,b op ∼ a,b a,b Br(F ) because ( a,b )⊗ ( ) ( )⊗ ( ) M (F ) ⇒ [( )][( )] = [M (F )] = [F ] = 1 ∈ Br(F ). = = F F 4 4 F F F F F F a,b 2 Hence [( )] ∈ Br(F ) , where for an abelian group G we denote G = {x ∈ G|x = 1} 2 2 F Remark. 26 Lemma 2.68. Let F be a eld with char 1. ∼ a,−ab ∼ b,−ab ( a,b F )=( F )=( F ) 2. a,c ∼ a,bc ( a,b F ) ⊗F ( F ) = ( F ) ⊗F M2 (F ) Proof. 1. ∼ a,−ab ( a,b F )=( F ) because F 6= 2. Then: ha, b, −abi ∼ = a, −ab, a2 b a,c A = ( a,b F ), B = ( F ) have basis BA = {1, iA , jA , kA } and BB = {1, iB , jB , kB } respectively. Then A⊗F B has basis {u⊗v|u ∈ BA , v ∈ BB }. Let ΣA = {1⊗1, iA ⊗1, jA ⊗jB , kA ⊗jB } ⊂ A⊗F B 0 0 and ΣB = {1 ⊗ 1, 1 ⊗ jB , iA ⊗ kB , −ciA ⊗ iB }. Then ΣA , ΣB are the basis of A , B ⊂ A ⊗F B 2 0 ∼ c,−a c 0 ) because subalgebras with A ∼ = ( a,bc F ) and B = ( F 2. Let • (iA ⊗ 1)2 = i2A ⊗ 1 = a(1 ⊗ 1) = a 2 2 • (jA ⊗ jB )2 = jA ⊗ jB = b ⊗ c = bc(1 ⊗ 1) = bc • (1A ⊗ 1)(jA ⊗ jB ) = kA ⊗ jB = −(jA ⊗ jB )(iA ⊗ 1) and 2 • (1 ⊗ jB )2 = 1 ⊗ jB =c 2 = a · (−ac) = −a2 c • (iA ⊗ kB )2 = i2A ⊗ kB • (1 ⊗ jB )(iA ⊗ kB ) = −(iA ⊗ kB )(1 ⊗ jB ) = iA ⊗ −ciB = −ciA ⊗ iB c,−a2 c ∼ 1,1 But ( ) = ( F ) = M2 (F ) because c, −a2 c, a2 c2 ∼ = hc, −c, 1i ∼ = h1, 1, −1i. Every element F 0 0 of A commutes with every element of B (one checks that ΣA commutes with ΣB )⇒ The map φ :A0 ⊗F B 0 → A ⊗F B dened by x ⊗ y 7→ xy is a well dened map of F -algebras. The elements {xy|x ∈ ΣA , y ∈ ΣB } are linearly independent in A ⊗F B (check!) ⇒ φ is injective. Since ∼ dimF A0 ⊗F B 0 = 8 = dimF A ⊗F B , this means that φ is an isomorphism ⇒ ( a,bc F ) ⊗F M2 (F ) = a,b a,c 0 0 ∼ ∼ A ⊗F B = A ⊗F B = ( F ) ⊗F ( F ) Denition 2.69. Let F with diagonalisation F be a eld with char F 6= 2, and V be a symmetric inner V ∼ = ha1 , . . . , an i. The Hasse invariant of V is the algebra Y ai , aj Hasse(V ) = ∈ 2 Br(F ) F product space over 1≤i<j≤n Lemma 2.70. Hasse(V ) ∈2 Br(F ) does not depend on diagonalisation ha1 , . . . , an i of V used to dene Hasse(V ) Proof. 1. Hasse(ha1 , . . . ai , ai+1 , . . . , an i) = Hasse(ha1 , . . . , ai−1 , ai+1 , ai , ai+2 , . . . , an i). This is be- cause LHS = RHS = a , a a , a i i+1 r s F F r<s,{r,s}6={i,i+1} a , a a , a Y r s i+1 i F F Y r<s,{r,s}6={i,i+1} Since ∼ ( a,b F ) = b,a F ⇒ LHS = RHS. Hence for all σ ∈ Σn = permutation group, we have Hasse(ha1 , . . . , an i) = Hasse( aσ(1) , . . . , aσ(n) ) 2. char 6= 2, if ha1 , . . . , an i and hb1 , . . . , bn i are diagonalisation of V then ha1 , . . . , an i ≈ hb1 , . . . , bn i Hasse(ha1 , . . . , an i) = (Chain equivalence Theorem on page 13). Hence it suces to show that Hasse(hb1 , . . . , bn i) for ha1 , . . . , an i ≈s hb1 , . . . , bn i 27 simply chain equivalent. By 1. it suces Hasse(ha, b, e1 , . . . , en i) = Hasse(hc, d, e1 , . . . , en i) where ha, bi ∼ = hc, di. ∼ ha, bi = hc, di ⇐⇒ ab = cd · x2 , a = cy 2 + dz 2 for some x, y, z ∈ F . Now n a, b Y a, ei b, ei LHS = Hasse(he1 , . . . , en i) F i=1 F F n c, d Y c, ei d, ei RHS = Hasse(he1 , . . . , en i) F i=1 F F to show Recall that Note that a, e b, e F F ab, e ∈ Br(F ) F cd, e 2 since ab = cdx F c, e d, e F F = = = and ∼ c,d ( a,b F )=( F ) Lemma 2.71. because ha, b, −abi = ha, bi + h−abi = hc, di + h−cdi = hc, d, −cdi W Hasse(V ⊥ W ) = Hasse(V ) Hasse(W ) · ( det V,det ) F Proof. Exercise So Hasse(−) does not dene a group homomorphism W (F ) → 2 Br(F ). Hasse(H) = Hasse(h1, −1i) = 2 ∼ 1,1 ∼ ( 1,−1 F ) = ( F ) = M2 (F ) because h1, −1, 1i = h1, 1, −1i. But Hasse(H ) = Hasse(H) Hasse(H) · −1,−1 1,1 det H,det H ) = ( F ) 6= ( F ) = M2 (F ) = F ∈ Br in general. ( F 2.7 Tensor Product of Inner Product Spaces Denition 2.72. Let (M, β), (B, γ) be symmetric bilinear forms over R. We dene (M ⊗R N, β ⊗R γ) β ⊗ γ : M ⊗R N × M ⊗R N → R dened by (x ⊗ u, y ⊗ v) 7→ β(x, y) · γ(u, v), β ⊗ γ(x ⊗ u, y ⊗ v) = β(x, y)γ(u, v) = β(y, x)γ(v, u) = β ⊗ γ(y ⊗ v, x ⊗ u) to be the bilinear form which is symmetric: Lemma 2.73. Let P, Q be nitely HomR (Q, R) → HomR (P ⊗R Q, R) generated dened by R-module then f ⊗ g 7→ f · g φ : HomR (P, R) ⊗R (f · g)(x ⊗ u) = f (x)g(u), is an the following map where isomorphism φ is an isomorphism for (P, Q) = (R, R). φ is an isomorphism for (P1 , Q) and (P2 , Q) then φ is an isomorphism for (P1 ⊕ P2 , Q) because (P1 ⊕ P2 ) ⊗ Q = P1 ⊗ Q ⊕ P2 ⊗ Q, Hom(P1 ⊕ P2 , R) = Hom(P1 , R) ⊕ Hom(P2 , R) and φ1 ⊕ φ2 is an m n isomorphism if and only if φ1 and φ2 are isomorphisms. ⇒ φ is isomorphism for (P, Q) = (R , R ) m, n ∈ Z≥0 . n A nitely generated projective module is a direct factor of R for some n. If φ1 is a direct summand of a map φ which is an isomorphism then φ1 is an isomorphism ⇒ φ is an isomorphism for P, Q nitely Proof. If generated projective modules. Lemma 2.74. Let (M, β), (N, γ) R be symmetric inner product spaces over R. Then (M ⊗R N, β ⊗ γ) is an inner product space over M, N is nitely generated projective ⇒ M ⊗R N is nitely generated projective. We need β ⊗ γ is non-degenerate. Now β, γ non-degenerated ⇐⇒ M → HomR (M, R) dened by x 7→ β(x, −) and N → HomR (N, R) dened by y 7→ γ(y, −) are isomorphisms. β ⊗ γ is non-degenerate ⇐⇒ M ⊗R N → HomR (M ⊗R N, R) dened by x ⊗ y 7→ β(x, −)γ(y, −) is an isomorphism, but this Proof. to show map is the composition of the following two maps ∼ = ∼ = M ⊗R N −→ HomR (M, R) ⊗ HomR (N, R) −→ HomR (M ⊗R N, R) Lemma x ⊗ y 7→ β(x, −) ⊗ γ(y, −) 7→ β(x, −) · γ(y, −) 28 Lemma 2.75 (Denition). The Wilt group a a commutative ring with multiplication and unit W (R) of [M, β] · [N, γ] = [(M, β) ⊗R (N, γ)] h1i. W (R) R is a commutative ring is called the Witt ring of R. (M, β) is metabolic and (N, γ) arbitrary then (M, β) ⊗ (N, γ) is L ⊂ M of (M, β) denes a Lagrangian L ⊗ N ⊂ M ⊗ N of (M ⊗ N, β ⊗ γ) Proof. We need to show that if metabolic. But a Lagrangian (exercise) Remark. hui · hvi = huvi ∈ W (R) Denition 2.76. Let R be a local ring then the rank map ring homomorphism. The kernel ker(rk) is an ideal I(R) W (R) → Z/2 dened by M 7→ rk M is a which is called the fundamental ideal. I(F ) is generated by even dimensional forms, hence additively generated by 2 dimensional ha, bi = ha, 1i − h−b, 1i ⇒ I(F ) is additively generated by ha, 1i , a ∈ F ∗ ⇒ I 2 (F ) is additively ∗ 2∗ generated by ha, 1i ⊗ hb, 1i = hab, a, b, 1i, the discriminant map, disc : I(F ) → F /F dened by dim V 2 2 ∗ 2∗ V 7→ (−1) 2 det V , in our case we have hab, a, b, 1i 7→ a b = 1 ∈ F /F hence disc(I 2 ) = 0 and I(F )/I 2 (F ) → F ∗ /F 2∗ well dened surjective map of abelian groups Remark. forms Theorem 2.77 (Pster). The map I(F )/I 2 (F ) → F ∗ /F 2∗ Proof. The map is surjective because 2 In If W (F )/I disc I(F ) → F ∗ /F 2∗ is an isomorphism for all elds sends ha, −1i to a for F. a ∈ F ∗. we have: 1. hai + hbi = h−abi + h−1i 2. 3 h−1i = h1i because ξ = hu1 , . . . , un i ∈ I/I 2 because hab, a, b, 1i ∈ I 2 h1, 1, 1, 1i = h1, 1i ⊗ h1, 1i ∈ I 2 , then n = 2m. For ξ = hu1 , . . . , u2m i = 1. u = dicsξ hence 4 h−1i = 0. we have h−(−1)m u, −1, . . . , −1i | {z } in I/I 2 2m−1 = 2. = hu, −1, −1, −1i m hu, −1i m even odd h−u, 1i m is even, and when m is odd we have hu, −1i = h−u, 1i hu, u, −1, −1i = h−u2 , −1, −1, −1i = h−1, −1, −1, −1i = 0 ∈ I/I 2 , by 1 and 2. Thus, if ξ is ∗ 2∗ in the kernel of the discriminant map then 1 = disc(ξ) = disc(−u, 1) = u ⇒ u = 1 ∈ F /F ⇒ξ= 2 2 2 ∗ 2∗ h−u, 1i = h−1, 1i = 0 ∈ I/I ⇒ ξ = 0 ∈ I/I and the map I/I → F /F is injective. where the last equation follows from 2 when because • I 2 (Fq ) = 0 Example. • I 2 (F ) = I(F ) = 0 • I(R) / W (R) because disc ∼ = : I(Fq ) → F∗q /F2∗ q for any algebraically closed eld rk F is an isomorphism. because ∼ = rk : W (F ) → Z/2Z / Z/2Z > sgn reduction mod 2 2Z ⊂ • Z We'll see later: I 2 (Qp ) = Z/2Z Denition 2.78. Let (= det V ) = 1. V The Signed 4k -dimensional symmetric inner product space over F with (−1)k −1 −1,−1 k Hasse Invariant is s(V ) = ( F ) Hasse(V ) = ( ) Hasse(V ) F be a 29 discV Note. If V, W have dimension divisible by 4 and discV s(V ⊥ W ) = discW = 1 then = −1, −1 dim V +dim W 4 Hasse(V ⊥ W ) ( ) F dim4 V dim4 W −1, −1 −1, −1 det V, det W Hasse(V ) Hasse(W ) F F F {z } | 1,1 (F ) = s(V )s(W ) = s(H2 ) = ( −1,−1 ) Hasse(H2 ) = ( −1,−1 )( −1,−1 ) = [F ] ∈ Br(F ) ⇒ s(H2k ) = [F ] ∈ Br(F ). Hence 2 F F 2 s : I (F ) → 2 Br(F ) is a well dened map of abelian groups. (as I 2 is generated by 4-dimesional and spaces) Lemma 2.79. s(I 3 F ) = 0 I is generated ha1 , . . . , a8 i. So, Proof. s(ha1 , . . . , a8 i = = = h1, ai ⇒ I 3 by = = = = = = = = of char is generated by 6= 2 h1, ai ⊗ h1, bi ⊗ h1, ci = h1, a, b, c, ab, ac, bc, abci = 8 by Lemma F 4 2.68 a, a3 b4 c4 b, a3 b3 c4 c, a3 b3 c3 ab, a2 b2 c3 ac, ab2 c2 bc, abc 1, a4 b4 c F F F F F F F 1, 1 a, a b, ab c, abc ab, c ac, a bc, abc removing powers of 2 F F F F F F F a, a b, −a c, −ab ab, c a, −c bc, −a a, b a, −ab by using the relation = F F F F F F F F a, a a, −c b, −a bc, −a c, −ab c, ab by rearranging F F F F F F c, −a c, −1 a, −ac pairing o and Lemma 2.68 F F F a, −ac c, a Lemma 2.68 on the last two pairs F F a, −ac2 Lemma 2.68 F a, −a removing powers of 2 F 1, 1 2 because a, −a, a = h1, 1, −1i F 0 = F (−1) 4 Hasse(ha1 , . . . , a8 i) Y ai , aj F i≤i<j≤8 Q Y ai i<j≤8 aj 1≤i≤7 = for every eld Corollary 2.80. The signed Hasse invariant gives a well dened map of abelian groups I 2 (F )/I 3 (F ) 2 → Br(F ) Theorem 2.81 (Merkurev, 1981). The map Remark. ∼ = I 2 F/I 3 F → 2 Br(F ) I 0 /I 2 = W (F )/I = Z/2Z, I/I 2 = F ∗ /F 2∗ , I 2 /I 3 = For any eld F Br(F ), what about 6= 2) I k /I k+1 =? H n (F, Z/2Z), sometimes called Galois coH (F, Z/2Z) = Z/2Z, H 1 (F, Z/2Z) = F ∗ /F 2∗ and H 2 (F, Z/2Z) = there are dened cohomology groups homology groups, which satisfy 2 is an isomorphism (char(F ) 0 30 2 Br(F ) for any eld F of characteristic 6= 2. This makes the statement of the following theorem plausible. For its proof and the development of the tools needed in the proof (motivic cohomology and motivic homotopy theory), Voevodsky was awarded the elds medal in 2002. Theorem 2.82 (Voevodsky, conjectured by Milnor). Let F be a eld of char 6= 2 then I n (F )/I n+1 (F ) ∼ = H n (F, Z/2Z) Lemma 2.83. Let F ≤ 3. Hasse W ∈ Br(F ) Then of dimension 6= 2 and V, W symmetric inner product spaces over F V ∼ = W ⇐⇒ dim V = dim W, det V = det W ∈ F ∗ /F 2∗ and Hasse V = be a eld with charF Proof. ⇒ is clear dim V = dim W = 1: V ∼ = hdet V i = hdet W i ∼ = W , hence we are done. dim V = dim W = 2: Then V ∼ = ha, bi , W ∼ = hc, di (charF 6= 2). ( a,b F ) = Hasse(V ) = Hasse(W ) = ∼ ∼ ha, bi hc, di (Witt cancellation) ) ⇒ ha, b, −abi hc, d, −cdi ⇒ ( c,d = = F ∗ 2∗ ⇐: ab=cd∈F /F dim V = dim W = 3: V ∼ ) Hasse(h−ab, −ac, −bci) = ha, b, ci , W ∼ = hx, y, zi , a, b, c, x, y, z ∈ F ∗ . Hasse(ha, b, ci) = ( −abc,−1 F (Exercise). Hasse(V ) = Hasse(W ) ⇒ but , abc = det V = det W = xyz ⇒ Hasse(h−ab, −ac, −bci) = Hasse(h−xy, −xz, −yzi) (∗) −ab, −bc −ac, −bc −xy, −xz −xz, −yz −xz, −yz −ab, −ac = F F F F F F −ab, ab −ac, −bc −xy, xy −xz, −yz ⇒ = F F F F h−ab, ab, 1i ∼ = h1, 1, −1i −ac, −bc −xz, −yz ∼ ⇒ = F F 2 ∼ ⇒ −ac, −bc, −abc = −xz, −yz, −xyz 2 ⇒ h−abci ⊗ h−ac, −bc, −abi ∼ = h−xyzi ⊗ h−xz, −yz, −xyi ( −ab,ab ) = ( 1,1 F F ) because ⇒ hb, a, ci ∼ = Proposition 2.84. Let as h− det V i = h− det W i hy, x, zi 6= 2. Assume that every 5-dimensional symmetric 0 non-trivially. Then for symmetric inner product spaces V, W over F , V ∼ = W ⇐⇒ dim V = dim W, det V = det W ∈ F ∗ /F 2∗ , Hasse(V ) = Hasse(W ) ∈ Br(F ) F be a eld with charF inner product space is isotropic, i.e., represent Remark. Proposition applies when F = Qp (See below). (Also if F = any local eld, or non-real number eld) Proof. Induction on n ≤ 3: n = dim V = dim W This case is the previous lemma Assume n ≥ 4. V ⊥ h−1i has dimension ≥ 5 V ∼ = V0 ⊥ h1i. Similarly W ∼ = W0 ⊥ h1i. Now hence it is isotropic. ⇒ V ⊥ h−1i ∼ = V0 ⊥ h1, −1i ⇒ • dim V0 = dim W0 = n − 1. • det V0 = det V0 · det h1i = det V = det W = det W0 • Hasse(V0 ⊥ h1i) = Hasse(V ) = Hasse(W ) = Hasse(W0 ⊥ h1i) ⇒ Hasse(V0 ) · Hasse(h1i) · ( detFV0 ,1 ) = Hasse(W0 ) · Hasse(h1i) · ( det FW0 ,1 ) ⇒ Hasse(V0 ) = Hasse(W0 ) det V0 =det W0 So by induction hypothesis V0 ∼ = W0 ⊥ h1i = W = W0 ⇒ V = V0 ⊥ h1i ∼ 31 Corollary 2.85. Let F be a eld with charF 6= 2 for which every 5-dimensional form is isotropic. I 3F = 0 Then V be a symmetric inner product space over F , [V ] ∈ I 3 F ⊂ I(F ) ⇒ dimF V = 2k . If 4 - dim V replace V with V ⊥ H, this doesn't change [V ] = [V ⊥ H]. Hence we can assume dim V = 4 · l for some l ∈ N. Now Proof. Let • dim V = 4l = dim H2l • det V = (−1) dim V 2 discV =1 [V ] ∈ I 2 because l and l • Hasse(V ) = ( (−1)F ,−1 ) s(V ) = ( (−1)F ,−1 ), | {z } since (−1) dim V 2 = (−1)2l = 1. But [V ] ∈ I 3 ⊂ ker(s : I 2 → Br). det H2l = 1 But Hasse H2l = [F ]∈Br l ( (−1)F ,−1 ) So by the proposition we have 2.8 V ∼ = H2l ⇒ [V ] = 0 ∈ W (F ) Quadratic Forms over Denition 2.86. The p-adic Zp = = = p-adic integers numbers are (p Zp ∈Z prime) n lim Z/p Z n→∞ {(xn )n∈N≥1 |xn ∈ Z/pn Z, xn+1 ≡ xn ∞ X { ai pi |ai ∈ {0, . . . , p − 1}} mod pn } i=0 = Zp completion of Z with repsect to is a Discrete Valuation Ring with maximal ideal Denition 2.87. The p-adic Qp rational numbers Qp = eld of fractions of = completion of = { ∞ X Q pZp ||a||p = p−νp (a) and residue eld Zp /pZp = Fp are Zp with respect to ||a||p = p−νp (a) ai pi |ai ∈ {0, . . . , p − 1}, N ∈ Z} i=N P∞ Pk i i n Zp Z/pn Z by i=1 ai p P7→ i=1 ai p mod p ∞ i ⇐⇒ x ∈ Zp /pZp = Fp is a unit (Zp local). So i=0 ai p ∈ Zp is a unit We have the surjective ring homomorphism (k ≥ n − 1). x ∈ Zp ⇐⇒ a0 6= 0 in Fp . is a unit ∗ 2∗ For p = 2 we rst look at Z2 /Z2 . Q∗p /Q2∗ p . If p is odd this is an exercise. P∞ i We have a ring homomorphism Z2 → Z/8Z dened by i=0 ai 2 7→ a0 + a1 2 + a2 4. Therefore P∞ (Z2 )∗ (Z/8Z)∗ is surjective by the map 1 + i=1 ai 2i 7→ 1 + a1 2 + a2 4. Now (Z2 )2∗ → (Z/8Z)2∗ = {12 , 32 , 52 , 72 } = {1}, so we have a well dened group homomorphism (Z2 )∗ /(Z2 )2∗ (Z/8Z)∗ . P∞ ∗ i Proposition 2.88. The map Z∗2 /Z2∗ 2 → (Z/8Z) dened by i=0 ai z 7→ a0 + a1 2 + a2 4 is an isomorWe want to understand phism. a1 , a2 = 0 ⇐⇒ x = 1 + 8y for some y∈ z P∞ i i=1 ai 2 ∈ kernel of the map Z2 . We need to sow that x is a square in Z2 . Proof. We already know that the map is surjective. z = 1+ (1 + 8y)1/2 ∞ X 1/2 := (8y)k k k=0 ∞ X 1/2 = 4k (2y)k k = = k=0 ∞ X bk (2y)k k=0 32 ⇐⇒ where 1/2 4k k 1/2(1/2 − 1) · · · · · (1/2 − k + 1) = 4k k! (1/2)k · 1 · (−1) · · · · · (−2k + 3) k = 4 k! 2k = (−1)k−1 · 1 · 3 · · · · · (2k − 3) · . k! bk = k = ν2 (2k ) ≥ ν2 (k!) since ν2 (k!) P ≤ (number ofP even number ≤ k ) + (number of number divisible ∞ ∞ 4 ≤ k ) + · · · ≤ b k2 c + b k4 c + · · · ≤ i=1 2ki = k2 i=0 21i = k2 1−1 1 = k2 2 = k . Hence ν2 (bk ) ≥ 0 and 2 since Z2 = {t ∈ Q2 |ν2 (t) ≥ 0} we have that bk ∈ Z2 . ∞ m X X k k−n n k k b y 2 = b y · 2 k k k2 k2 |{z} k=n k=n ∈Z2 | {z } 2 Now by ∈Z2 2 −n ≤ 1·2 ||a||2 = 2−ν2 (a) ≤ 1 for all a ∈ Z2 . Hence m 7→ k k 2 k=0 bk y 2 denes an element in Z2 . Then z = x. where P∞ Remark. For p odd ∼ = 2∗ ∗ Z∗p /Z2∗ p → Fp /Fp (reduction mod p) Pm k=0 bk y k k 2 is a Cauchy sequence ⇒ z := is an isomorphism (exercise) Corollary 2.89. The map ∼ = Q∗p /Q2∗ p → dened by Z/2Z × pν a 7→ ν, a Z∗2 /Z2∗ p where ( Z/2Z × F∗p /F2∗ p = Z/2Z × (Z/8Z)∗ = Z/2Z × (Z/2Z)2 = (Z/2Z)3 a ∈ Z∗p is p odd p=2 an isomorphism. ∼ = F , the map F ∗ → Z × R∗ dened ∼ ∗ 2∗ = by p a 7→ ν, a where a ∈ R is a isomorphism. Hence F /F → Z/2Z × R∗ /R2∗ . Now (Z/8Z)∗ is 2 2 generated by 3, 5 and 3 = 5 = 1 mod 8, hence (Z/8Z) ∼ = Z/2Z ⊕ Z/2Z. Proof. For any Discrete Valuation Ring ν ∗ Corollary 2.90. Z∗2 /Z2∗ 2 = {1, 3, 5, 7} Proposition 2.91. Let 4-dimensional Q∗p /Q2∗ p . p ∈ Z R and with eld of fractions Q∗2 /Q2∗ 2 = {1, 3, 5, 7, 2, 6, 10, 14}. be a prime. regular quadratic form over Then there is, up to isometry, a unique anisotropic Qp . This form has determinant 1 and represents all of p = odd (exercise) ∗ 2∗ p = 2: Consider all possible 2-dimensioanl forms h1, ai where a ∈ Q∗2 /Q2∗ 2 . Set Da = {t ∈ Q2 /Q2 |t represent h1, ai} h1, ai Da ⊂ Q∗2 /Q2∗ 2 = {1, 3, 5, 7, 2, 6, 10, 14} h1, 1i 1, 2, 5, 10 h1, 2i 1, 2, 3, 6 h1, 3i 1, 3, 5, 7 h1, 5i 1, 5, 6, 14 h1, 6i 1, 6, 7, 10 h1, 7i Hyperbolic h1, 10i 1, 3, 10, 14 h1, 14i 1, 2, 7, 14 2 2 2 2 2 2 We check this table for h1, 1i: This represent 1, 2, 5, 10 because 1 = 1·1 +1·0 , 2 = 1 +1 , 5 = 2 +1 2 2 2 2 and 10 = 3 + 1 , and it does not represent 3, 7, 6, 14 because x + y ∈ {3, 7, 6, 14} has no solution Proof. 33 Z2 since it has no solution mod 8 as x2 + y 2 ∈ {0, 1, 2} mod 8 since x2 , y 2 ∈ {0, 1} mod 8. If x + y 2 = a ∈ {3, 7, 6, 14} has a solution in Q2 clearing denominators (multiplying with respect to 2n ) (∗) x2 + y 2 = at2 has a solution in Z2 and not all of x, y, t are divisible by 2. in 2 t ∈ Z∗2 ⇒ t2 = 1 mod 8 Case 1. 2-t Case 2. t = 2u and 2 - x then x2 = 1 mod 8, |{z} x2 +y 2 = 4u2 a has no solution mod 8 as y 2 ∈ {1, 0} then and (∗) has no solution mod 8 1 mod 8. h1, 1i 3, 7, 6, 14. h1, 1i ∼ = h2, 2i ∼ = h5, 5i ∼ = h10, 10i h3, 3i ∼ = h7, 7i ∼ = h6, 6i ∼ = h14, 14i. ∼ ∼ ∼ e.g., h1, 1i = h2, 2i = h5, 5i = h10, 10i since h1, 1i represents 2,5 and 10 and the all have the same determinant. Now h1, 1i h3, 3i = h3i·h1, 1i because h1, 1i represent 1, 2, 5, 10 but h3i·h1, 1i represents ∗ 3, 6, 15 = 7, 30 = 14 ∈ Q∗2 /Q2∗ 2 = Z/2Z × (Z/8Z) . Let φ be a 4-dimensional anisotropic form over Q2 , φ = hd, . . . i, then ψ = hdi φ is also anisotropic 2 ∗ 2∗ ∗ and represent d = 1 ∈ Q2 /Q2 . So ψ = h1, a, −b, −bci for some a, b, c ∈ Q2 . Rewrite this as ψ = h1, ai ⊥ h−bi · h1, ci. If h1, ai and hbi · h1, ci represent a common element, then ψ represent 0 which contradicts the fact that ψ is anisotropic. Note also that a, c 6= 7 because h1, ai and h1, ci are not hyperbolic. Therefore Da ∩ bDc = ∅ ⇒ Da t bDc = Q∗2 /Q2∗ 2 . We can use the table to see Hence does not represent We also can check that |Da |=|Dc | Da ⊂ Q∗2 /Q2∗ 2 is a subgroup. Now 1 ∈ Da , Dc , 1 ∈ / bDc ⇒ Dc subgroup bDc ∩ Dc = ∅ ⇒ Dc t bDc = ∗ 2∗ Da t bDc = Q∗2 /Q2∗ 2 ⇒ Da = Dc ⇒ a = c ∈ Q2 /Q2 ⇒ ψ = h1, a, −b, −abi ⇒ det ψ = 1. Now table 2 φ = d · ψ = hdi ψ = hd, da, −db, −dabi has determinant = 1⇒ every anisotropic 4-dimensional form ∗ 2∗ has determinant 1. In particular h−1, a, −b, −abi is isotropic as it has determinant −1 6= 1 ∈ Q2 /Q2 ⇒ h−1, a, −b, −abi = h−1, 1, . . . i ⇒ ha, −b, −abi represent 1. Hence ψ = h1, a, −b, −abi = h1, 1, e, ei since det ψ = 1. But e ∈ / {3, 7, 6, 14} because otherwise he, ei = h7, 7i = h−1, −1iand ψ isotropic table ⇒ e ∈ {1, 2, 5, 10}, he, ei ∼ = h1, 1i ⇒ ψ = h1, 1, 1, 1i. table ψ = h1, 1, 1, 1i is indeed anisotropic because otherwise h1, 1, 1, 1i ∼ = h1, −1, _, _i ⇒ 2 2 2 ∗ h1, 1, 1i represent −1 = 7 ∈ Q∗2 /Q2∗ but x + y + z = 7 has no solution in Q because x2 + y 2 + z 2 2 2 2 2 2 has no solution in Z2 (since no solution mod 8). If x + y + z = 7 has a solution in Q2 then there 2 2 2 2 exists x + y + z = 7t for some x, y, z, t ∈ Z2 and not all of x, y, z, t are divisible by 2. Let us check t ∈ Z∗2 ⇒ t2 = 1 mod 8 x2 + y 2 + z 2 = 7 Case 1. 2-t mod 8 Case 2. 2|t ⇒ t = 2u, u ∈ Z2 and one of x, y, z is not divisible by 2, say 2 - x⇒ x2 +y 2 +z 2 = 4·7·u2 2 2 2 2 has no solution mod 8 since x = 1 mod 8 and y , z ∈ {1, 0} mod 8 while 4·7u ∈ {0, 4} mod 8. If then contradiction since has no solution If ψ = h1, 1, 1, 1i is anisotropic.Now h1, 1i, hence ψ , represents 1, 2, 5, 10 and ψ also represents ∼ −1 = 7 = 22 + 12 + 12 + 12 ∈ Q∗2 /Q2∗ 2 . h−1i · ψ represents 1 and is anisotropic ⇒ h−1i · ψ = ψ ⇒ ψ = ∗ 2∗ ∼ h−1, −1, −1, −1i ≡ h7, 7, 7, 7i ⇒ ψ = hdi ψ = φ ∀d ∈ Q2 /Q2 Hence table Theorem 2.92. Let 1. Every 2. p∈Z 5-dimensional be a prime then: inner product space over Qp is isotropic I 3 (Qp ) = 0, I 2 (Qp ) = Z/2Z generated by the unique anisotropic form of dimension 4. I/I 2 (Qp ) = W (Qp ) Q∗p /Q2∗ p , I(Qp ) = Z/2Z Proof. 1. ha1 , . . . , a5 i anisotropic ⇒ ha1 , . . . , a4 i is anisotropic hence is the unique 4-dimensional Q∗p /Q2∗ p , in particular ha1 , . . . , a4 i represents −a5 ⇒ ha1 , . . . , a5 i anisotropic form representing all of isotropic I 2 (Qp ) = Z/2Z because let φ be the unique 42 dimensional anisotropic form over Qp then φ ∈ I because dim φ = 4 = 0 ∈ Z/2Z and 0 6= φ ∈ I 2 2 because discφ = det φ = 1 ⇒ 0 6= φ ∈ ker(disc) = I . If 0 6= ψ ∈ I is anisotropic, φ 6= ψ ⇒ dim ψ < 4, dim ψ = 0 mod 2 since ψ ∈ I, ⇒ dim ψ = 2 ⇒ ψ = ha, bi but 1 = discψ = −ab since 2. Now 1. ⇒ I 3 (Qp ) = 0 by Corollary 2.85. 34 2 = 1 ⇒ ψ = ha, −ai is hyperbolic, in particular not anisotropic ⇒ ψ = 0 ∈ W (Qp ). I = {0, φ} = Z/2Z. The rest is true for any eld F with charF 6= 2 discI Hence, 2 Theorem 2.93. Let p Case 1. p∈Z be a prime. Then the Witt groups of Zp and Qp are: odd: ∼ = W (Zp ) 1 ∂ ,∂ ∼ = W (Qp ) where ∂1, ∂2 / W (Fp ) 2 (reduction mod p) / W (Fp ) ⊕ W (Fp ) are the rst and second residue homomorphism (∂ 1 (ζ) = ∂ 2 (hpi ⊗ ζ)) p=2 Case 2. W (Z2 ) W (Q2 ) ∼ = / Z/8Z × Z/2Z ∼ = / Z/8Z × (Z/2Z)2 Proof. The case p is odd is left as an exercise. ∗ 3 ∼ p = 2: I 3 (Q2 ) = 0, I 2 (Q2 ) = Z/2Z, I/I 2 (Q2 ) = Q∗2 /Q2∗ 2 = (Z/8Z) ×(Z/2Z) = (Z/2Z) , W (Q)/I = 3 2 2 2 Z/2Z. 0 = I ⊂ I ⊂ I ⊂ W (Q2 ). |W (Q2 )| = |W/I| · |I/I | · |I | = 2 · 8 · 2 = 32 ⇒ every element of W (Q2 ) has order a power of 2. We have: • h1i ∈ W (Q2 ) has order 8 because 0 6= 4 h1i = h1, 1, 1, 1i as it is a generator of I 2 (Q2 ) = Z/2Z and 8 h1i = 4 h1i+4 h1i = 4 h1i+4 h−1i = 0 because h1, 1, 1, 1i = h−1, −1, −1, −1i = h−1i⊗h1, 1, 1, 1i (both are anisotropic and there exists a unique anisotropic form of dimension 4) over Q2 . • h1, 3i ∈ W (Q2 ) has order 2 because it represents −1 as 1+3·32 = 28 = 22 ·7 = 7 = −1 ∈ Q∗2 /Q2∗ 2 . = 0 ∈ W (Q ) and h1, 3i = 6 0 ∈ W (Q So h1, 3i ∼ h−1, −3i and h1, 3i + h1, 3i = h1, −1i + h3, −3i = 2 2) | {z } hyperbolic since disc h1, 3i = −3 = 5 6= 1 ∈ Q∗2 /Q2∗ 2 • h1, 6i ∈ W (Q2 ) has order 2 because it represent −1 as −1 = 7 = 1 · 12 + 6 · 12 ∈ Q∗2 /Q2∗ 2 . So h1, 6i ∼ = h−1, −6i ⇒ h1, 6i + h1, 6i = h−1, −6i + h1, 6i = h1, −1i + h6, −6i = 0 ∈ W (Q2 ) and 0 6= h1, 6i ∈ W (Q2 ) because disc h1, 6i = −6 6= 1 ∈ Q∗2 /Q2∗ 2 Z/8Z ⊕ Z/2Z ⊕ Z/2Z → W (Q2 ) dened by a, b, c 7→ a h1i + b h1, 3i + c h1, 6i is well 32. In order to show that the map is an isomorphism it suces to show that it is injective. Assume 0 = a h1i + b h1, 3i + c h1, 6i ∈ W (Q2 ). Now b h1, 3i + c h1, 6i has order ≤ 2 ⇒ a h1i has order ≤ 2 ⇒ a = 4 mod 8 ⇒ a h1i = a0 h1, 1, 1, 1i with a0 ∈ Z/2Z. We compute the Hence the map dened. Both groups have order discriminant 0 disc(a h1, 1, 1, 1i + b h1, 3i + c h1, 6i) 0 = (disc h1, 1, 1, 1i)a · disc(h1, 3i)b · disc(h1, 6i)c ∈ Q∗2 /Q2∗ 2 = 1 · (−3)3 (−6)c = 5b · 10c ∈ Q∗2 /Q2∗ 2 . 5 6= 10 ∈ Q∗2 /Q2∗ 2 , hence, they linearly independent (Z/2Z)3 ⇒ b, c = 0 ∈ Z/2Z ⇒ a0 h1, 1, 1, 1i = 0 ⇒ a0 = 0 map is injective. Hence W (Q2 ) ∼ = Z/8Z ⊕ Z/2Z ⊕ Z/2Z. h1i , h1, 3i ∈ W (Z2 ) since 1, 3 ∈ Z∗2 , W (Z2 ) ,→ W (Q2 ) is Now (Z/2Z) h1, 3i ⊂ W (Z2 ) ⇒ |W (Z2 )| ≥ 8 · 2 = 16. (Q2 )| W (Z2 ) ⊂ ker(∂ 2 ) ⇒ |W (Z2 )| ≤ | ker(∂ 2 )| = |W |W (F2 )| = (Z/2Z) h1, 3i = W (Z2 ). Lemma 2.94 (Denition). Set F2 -vector space in Q∗2 /Q2∗ = 2 h1, 1, 1, 1i 6= 0 ∈ W (Q2 ) ⇒ the in the since injective, it follows that (Z/8Z) h1i ⊕ ∂2 Also W (Z2 ) → W (Q2 ) W (F2 ) is zero. 32 2 = 16 ⇒ |W (Z2 )| = 16. Hence (Z/8Z) h1i ⊕ Q∞ = R, p = ∞ = innite prime. For p ∈ Z ∪ {∞} prime there is a unique quaternion algebra over Qp that doesn't split (i.e., M2 (Qp )). Therefore, Hasse(V ) = 35 ( [A] [Qp ] ∈ Br(Qp ) , ∈ Br(Qp ) where inner product space For a, b ∈ Q∗p , V A is a division quaternion algebra. The Hasse symbol hp (V ) for a symmetric over Qp is dened by ( −1 if Hasse(V ) does not split (6= [Qp ] ∈ Br(Qp )) hp (V ) = 1 if Hasse(V ) = [Qp ] ∈ Br(Qp ) the Hilbert Symbol is: (a, b)p = hp (ha, bi) = 1 if −1 if a,b Qp a,b Qp splits does not split Qp . If p = ∞ Br(Q∞ ) = Br(R) = {R, H}, so H is the unique non-split quaternion algebra over R. c,d a,b If p < ∞: ( Qp ), ( Qp ) M2 (Q2 ) ⇐⇒ ha, b, −ab, −1i , hc, d, −cd, −1i h1, 1, −1, −1i (all forms 2 are in I (Qp ) ∼ = Z/2Z as disc = 0 for them) ⇐⇒ ha, b, −ab, −1i , hc, d, −cd, −1i are both the unique anisotropic 4-dimensional form over Qp ⇐⇒ ha, b, −ab, −1i ∼ = hc, d, −cd, −1i h1, 1, −1, −1i ⇐⇒ c,d 1,1 ∼ ( a,b ( ) ) ( ) = M (Q ) . = 2 p Qp Qp Qp Proof. We need to justify that there exists a unique non-split quaternion algebra over then Hilbert Reciprocity Law. Let all but nitely many primes V be a symmetric Q inner product space over Q. p ∈ Z ∪ {∞}. And p∈Z∪{∞} prime hp (V ) = 1 Then hp (V ) = 1 for is a product of Hilbert Symbols (a, b)p , it suces to show claim for V = ha, bi Q (a, b)p = 1 ∀a, b ∈ Q∗p . To show (a, b)p = 1, using bilinearity of Hilbert symbol p∈Z∪{∞} Q (ab, c) = (a, c)p (b, c)p , we just need to show (a, b)p = 1 for a, b prime or ±1. In this case, express (a, b)p in terms of Legendre symbol which mean the proof is a consequence of Quadratic Reciprocity. Q hp (V ) Proof. Since and thus (Details are left as an exercise) Corollary 2.95. Let V, W be inner product spaces over Q. hp (W ) ∀p ∈ Z ∪ {∞} prime, p 6= q . Then hq (V ) = hq (W ) Q Q Proof. p∈Z∪{∞} hp (V ) = 1 = p∈Z∪{∞} hp (W ) Let q ∈ Z ∪ {∞} be a prime. If hp (V ) = We will need this theorem: Theorem 2.96 (Dirichlet). Let form a + nb, n ∈ Z, a, b ∈ Z be integers with gcd(a, b) = 1, then the set of integers of the contains innitely many primes. Proof. This theorem is beyond the scope of this module Strong Hasse principle for quadratic forms over Q is isotropic if and only if V is isotropic over R and Q. A symmetric Qp ∀p ∈ Z prime. inner product space Remark. The Theorem says: A homogeneous quadratic polynomial has a non-trivial zero in only if it has a non-trivial zero in R and Qp ∀p ∈ Z V Q over if and prime. Proof. ⇒: Is clear. ⇐: We assume Dirichlet Theorem. We use induction on n = dimQ V n = 1: Every 1-dimensional inner space is anisotropic (over any eld) n = 2: A 2-dimensional form V is isotropic over Q (any eld of characteristic not 2) ⇐⇒ V Q, i.e., V ∼ = H ⇐⇒ V ∼ = H over R and Qp ∀p ∈ Z prime ⇐⇒ V is isotropic over R and Qp ∀p ∈ Z prime n = 3 : V isotropic over Q ⇐⇒ V ∼ = h1, −1, − det V i over R = h1, −1, − det V i over Q ⇐⇒ V ∼ and Qp ∀p prime (Weak Hasse Principle) ⇐⇒ V isotropic over R and Qp ∀p primes. hyperbolic over n = 4: Write V = hd1 , d2 , d3 , d4 i with di ∈ Z \ {0} square free, d = det V square free. Let P = {2} ∪ {p ∈ Z prime : p|d1 . . . d4 } < ∞. Write Vp for V ⊗Q Qp . Now Vp is isotropic by assumption, ⇒ Vp ∼ = h1, −1i ⊥ hap , −ap di (over Qp ) with ap ∈ Z \ {0} square free. 36 • p∈ / P we can assume that ap ∈ Z∗p and a∞ = 1. Otherwise if p = ∞ replace (V, β) with (V, −β), and if ∞ = 6 p∈ / P we would have ap = pbp (as ap ∈ Zp \ {0} square free). Therefore, 0 = ∂p2 V = ∂p2 h1, −1, pbp , −pbp di = hbp , −bp di ⇒ disc hbp , −bp di = d = If p-d1 ...d4 ∼ ∗ 2∗ ∼ ∼ 1 ∈ F∗p /F2∗ p = Zp /Zp and d is a square in Qp ⇒ hap , −ap di = hap , −ap i = h1, −1i over Qp and we can even assume ap = 1 ∗ 2∗ • There exists q ∈ Z prime such that a := qπ = ap ∈ Qp /Qp ∀p ∈ P where π = Q p∈P,ν(ap )=1 p (Note ν(ap ) = 0 or 1 as ap ∈ Zp is square free). To justify existence ∗ of q note that ap = πup , up ∈ Zp . By the Chinese Remainder Theorem Z Z/8Z × Q ∗ p∈P,p6=2 Z/pZ is surjective. So there exists an integer r such that r = a2 ∈ (Z/8Z) ⊂ Z/8Z and Q r = up ∈ Z/pZ for p ∈ P \ {2}. In fact, any integer of the form r + ns with s = 23 p∈P\{2} p can be chosen instead of r. Since the ap 's are units, it follows that s and r are relatively prime. By Dirichlet's theorem on existence on innitely many primes in an arithmetic progression, we can choose r = q a prime. By construction a = qπ = ap ∈ Q∗p /Q2∗ p . ∼ Claim: V = h1, −1i ⊥ ha, −adi over Q (in particular, V isotropic over Q as it contains H) Proof of claim: By the weak Hasse principle it suces to show that h1, −1, a, −adi Case 1. Case 2. over Qp ∀p ∈ Z ∪ {∞} (Vp =) h1, −1, ap , −ap di = prime. ∼ ha, −adi since, by construction of a, we have p ∈ P : We have hap , −ap di = for p ∈ P . a = ap ∈ Q∗p /Q2∗ p p ∈ / P and p 6= q, ∞: One checks that ∂ 1 and ∂ 2 agree: ∂ 1 hap , −ap di = hap , −ap di = ha, −adi = ∂ 1 ha, −adi ∈ W (Fp ) because p does not divide a, ap , d and over Fp quadratic forms are classied by rank and determinant. Further, we 2 2 have ∂ hap , −ap di = 0 = ∂ ha, −adi ∈ W (Fp ) because p does not divide a, ap , d. ∼ And so ⇒ ha, −adi = hap , −ap di over Qp . p6=2 p = ∞: ha, −adi = ha∞ , −a∞ di over R = Q∞ because a∞ = 1 and a > 0. q : Over Qq the forms h1, −1, a, −adi and V have the same rank (= 4), determinant d and Hasse invariant (by Hilbert reciprocity, as both are isometric over Qp , p 6= q , and thus have same Hasse symbol over Qp , p 6= q ) ⇒ h1, −1, a, −adi ∼ =V over Qq . n ≥ 5: Choose an orthogonal sum decomposition V ∼ = U ⊥ W with dim U = 2 and dim W = n − 2 ≥ 3. Want to nd a non-degenerate subspace of V of dimension less than n which is isotropic over R and Qp ∀p. Then by induction hypothesis, this subspace is isotropic over Q, hence V is isotropic over Q. If (U or) W is isotropic over R and Qp ∀p then by induction (U or)W is isotropic over Q (then so is V and we are done). Hence suppose W anisotropic over some Qp . Let P = {p ∈ Z ∪ {∞} prime|W anisotropic over Qp } (6= ∅). P is a nite set because dim W ≥ 3 and ha, b, ci (a, b, c ∈ Z) is isotropic over Qp (p 6= 2) if and only if ha, b, ci ∼ = h1, −1, −abci over Qp , but if p - a, b, c and p 6= 2, ∞ then ha, b, ci ∼ = h1, −1, −abci 2 2 1 over Qp . (This holds because if p 6= 2, ∞ then ∂ LHS = 0 = ∂ RHS, ∂ LHS= ha, b, ci = h1, −1, −abci = ∂ 1 RHS, recall W (Qp ) ∼ = W (Fp ) ⊕ W (Fp ) and over Fp quadratic forms Case 3. Case 4. ∂ 1 ,∂ 2 are classied by rank and determinant) (V, β), q(x) = β(x, x), q isotropic over Qp ∀p ∈ Z ∪ {∞} ∀p ∈ Z ∪ {∞} there exists 0 6= up ∈ U ⊗ Qp and 0 6= wp ∈ W ⊗ Qp such that q(up ) + q(wp ) = 0 ∗ 2∗ Claim: There exists u ∈ Z \ {0} such that q(u) = q(up ) ∈ Qp /Qp for all p ∈ P Then the claim ⇒ Qu ⊥ W ⊂ V has dimension n−1 and is isotropic over R and Qp ∀p prime because W isotropic over Qp ∀p ∈ / P and Qu ⊥ W isotropic over p ∈ P as q(u) + q(wp ) = 0 ∀p ∈ P . So by induction hypothesis the subspace Qu ⊥ W is isotropic over Q ⇒ V is isotropic over Q 2 2 Justication of the claim: Now q = ax + by with a, b ∈ Z \ {0} so up = (xp , yp ) ∈ Zp × Zp . Let q be the quadratic form of prime. Hence Case 1. ∞∈ / P , then plp ξp = q(up ) = ax2p +byp2 ∈ Zp \{0} where ξp ∈ Z∗p and Q lp ∈ Z≥0 . By the Chinese Remainder Theorem the map Z p∈P Z/plp +3 = Q lp +3 is surjective. Hence there exists x, y ∈ Z such that x = xp , y = p∈P Zp /p Assume rst 37 yp mod plp +3 for p ∈ P . and Set u = (x, y). Then q(u) = ax2 + by 2 = ax2p + byp2 ∈ Zp /plp +3 implies that ax2 + by 2 = plp ep with ep = ξp mod p3 . Now ξp ∈ Z∗p implies that ξp = ep ∈ Q∗p /Q2∗ p due to the fact that • ep = ξp mod p3 ∗ 2∗ • Z∗p /Z2∗ mod p (p p = Fp /Fp ∗ 2∗ 3 ∗ • Z2 /Z2 = (Z/2 Z) odd) lp lp ∗ 2∗ 2 2 ξp = ep ∈ Q∗p /Q2∗ p ⇒ p ξp = p ep ∈ Qp /Qp ∀p ∈ P ⇒ ax + by = 2 ∗ 2∗ ∗ 2∗ + byp ∈ Qp /Qp ⇒ q(u) = q(up ) ∈ Qp /Qp ∀p ∈ P ∗ 2∗ If ∞ ∈ P , Q∞ = R. Then q(u∞ ) ∈ R /R either > 0 or < 0, by replacing q with −q we can assume q(u∞ ) > 0. Let u∞ = (x∞ , y∞ ) ∈ R × R, q(u∞ ) = ax2 + by 2 not both a, b < 0 since q(u∞ ) > 0, so without loss of generality we can assume a > 0. Choose x, y as in the rst case such that moreover x2 > − ab y 2 then 2 2 q(u) = q(up ) ∈ Q∗p /Q2∗ p ∀p ∈ P \ {∞} as above. Furthermore q(u) = ax + by > 2 2∗ 0 ⇒ q(u) = q(u∞ ) ∈ R /R . Now ax2p Case 2. This ends the proof of the claim. Denition 2.97. Let q • positive denite if • negative denite if • indenite if q 0 over q is said to be q(x) > 0 ∀x 6= 0. q(x) < 0 ∀x 6= 0. is neither positive nor negative denite. Corollary 2.98. Let represents be a rational (or integral) quadratic form. Then q be a rational quadratic form of dimension ≥ 5. If q is indenite, then it Q. q represents 0 over R and Qp for all p ∈ Z ⇒ qR = h1, −1i ⊥ . . . so q represent 0 over R. Since dimension of q≥ 5 ⇒ q all p prime because every 5 dimensional form over Qp is isotropic. Proof. By the strong Hasse principle, we nee to see that prime. Since represent 0 q indenite over Qp for 2.9 Integral quadratic forms Recall W (Z) → Z. ∼ = sgn Denition 2.99. A symmetric inner product space over • even (or of type II) if • odd (or of type I) if • Remark. • If q β(x, x) ∈ Z ∃x ∈ V is even such that Z then is called: ∀x ∈ V β(x, x) ∈ Z A symmetric inner product space over is a quadratic form over Z, (V, β) Z is odd. is also called unimodular lattice β(x, y) = q(x + y) − q(x) − q(y) and β(x, x) = 2q(X). So the Z are precisely the inner product spaces that come even symmetric inner product spaces over from regular quadratic forms. Lemma 2.100. Let x ∈ V, x 6= 0 (V, β) be an indenite β(x, x) = 0. symmetric inner product space over Z then there exists such that W (Z) ,→ W (Q) is generated by h1i and h−1i. (V, β) indenite ⇒ VQ = V ⊗Z Q = h1, −1i ⊥ . . . isotropic ⇒ ∃x ∈ VQ , x 6= 0 such that β(x, x) = 0. But V ⊂ VQ , x = ny for some n ∈ Z \ {0}, y ∈ V ⇒ β(y, y) = β(nx, nx) = n2 β(x, x) = 0 and 0 6= y ∈ V Proof. Recall that the image of Theorem 2.101. Let Then (V, β) (V, β) be an odd (i.e., type I) indenite symmetric inner product space over has an orthogonal basis. In particular (V, β) ∼ = m h1i ⊥ n h−1i 38 over Z. Z. Proof. Claim: (V, β) ∼ = 0 1 1 odd ⊥ (V 0 , β 0 ). V : For k ∈ Z we have 0 1 0 1 k+1 ∼ ⇒ = h1, −1i . 1 2k + 1 −1 1 k {z } | The theorem follows from claim by induction on dimension 0 1 1 2k + 1 = 1 k+1 1 1 k 0 det=−1 h1i ⊥ V 0 or h−1i ⊥ V 0 is indenite and both are odd and 0 have dimension less that V , and V = h±1i ⊥ (h∓1i ⊥ V ) To prove the claim: We know (V, β) indenite ⇒ ∃x ∈ V with x 6= 0 and β(x, x) = 0. From this the theorem follows as we have previous lemma (V, β) inner product space over Z ⇒ V = Zn . So x = (a1 , . . . , an ) ∈ Zn , we can assume d = gcd(a1 , . . . , an ) = 1 (otherwise replace x with xd ). We can extend x to a Z basis x1 = x, x2 , . . . , xn n of V = Z because φ : V /Zx → (V ⊗Z Q)/Qx is injective as y = (c1 , . . . , cn ) ∈ ker φ then ∃r, s ∈ Z with r 6= 0 and ry = sx ⇒ rci = sai for all i = 1, . . . , n, since gcd(a1 , . . . , an ) = 1 there exists P P P P b1 , . . . , bn ∈ Z such that ai bi = 1. So r ci bi = s ai bi = s ⇒ s = rt where t = ci bi , hence ry = sx ⇒ ry = rtx ⇒ y = tx ⇒ y = 0 ∈ V /Zx. Hence our map is indeed injective. Now V /Zx is Now r6=0 p ⊗Z Q = Qn−1 ⇒ V /x is a free Z-module ⇒ V V /x Z-module, submodule of V Qx σ : V /Zx → V (pσ = 1)⇒ V = x ⊕ im σ . Hence x can be extended to a Z-basis |{z} a nitely generated has a section ∼ =V /x∼ =Zn−1 x1 = x, x2 , . . . , xn of V. ( Let y1 , . . . , yn be the dual basis of is non-degenerated β ∼ = ⇒ β : V → Hom(V, Z) ∼ = Zn Now (V, β) Theorem 2.102. If divisible by 8. Proof. Let (V, β) odd (V, β) ⇒ i.e., β(xi , yj ) = has a Z basis 1 i=j 0 i= 6 j e1 , . . . , en , which exists because where (ei )( P β αj xj ) = αi k ∈ {1, . . . , n} such that k , yk ) is odd. If β(y1 , y1 ) β(y non−degenerate 0 1 0 1 is odd then β|(Zx1 +Zy1 ) = ⇒ (V, β) ∼ ⊥ (Zx1 ⊕ Zy1 )⊥ . = 1 odd 1 odd 0 1 If β(y1 , y1 ) even and β(yk , yk ) odd for k 6= 1 then β|(Zx1 +Z(y1 +yk )) = ⇒ (V, β) ∼ = 1 odd non−degenerate 0 1 ⊥ (Zx1 ⊕ Z(y1 + yk ))⊥ 1 odd , yi ↔ ei . x1 , . . . , x n , there exists is an even symmetric inner product space over Z then its signature is Z. Then V /2V = V ⊗Z F2 x → 7 β(x, x) is linear because be an arbitary symmetric inner product space over is a symmetric inner product space over F2 . But over F2 β(x + y, x + y) = β(x, x) + 2β(x, y) + β(y, y) ∈ F2 . As V /2V | {z } the map is non degenerate, there exists a unique =0 u ∈ V /2V such that β(u, x) = β(x, x) mod 2 ∀x ∈ V. If u, u0 ∈ V are two lifts of u ∈ V /2V then u0 = u + 2v for some v ∈ V , and β(u0 , u0 ) = β(u, u) + 4(β(u, v) + β(v, v)) = β(u, u) ∈ Z/8Z because | {z } =0 mod 2 β(u, v) = β(v, v) ∈ F2 by denition of u. Set φ(V ) := β(u, u) ∈ Z/8Z for any lift u of u ∈ V /2V . We have seen that φ(V ) does not depend on the lift u of u. From the denition of φ we have φ(V ⊥ W ) = φ(V )+φ(W ) and φ(h1i) = 1, φ(h−1i) = −1, so φ : W (Z) → Z/8Z : V 7→ φ(V ) is a well dened map. If (V, β) is even then β(x, x) = 0 mod 2 ∀x ∈ V and we can choose u = 0 ⇒ u = 0 ⇒ φ(V ) = 0 ∈ Z/8Z. Since φ(h1i) = 1 ⇒ φ : Z · h1i = W (Z) → Z/8Z is the signature. Now, if (V, β) is even then β(x, x) = 0 mod 2 ∀x ∈ V and u = 0 ⇒ we can choose u = 0 ⇒ φ(V ) = 0 ∈ Z/8Z. This implies that signature of any even symmetric inner product space over Z is divisible by 8. Corollary 2.103. Every even positive denite inner product space over Proof. If M is positive denite then Theorem 2.104. Let ⇐⇒ M, N M, N Z has rank divisible by 8. rk M = sgn M . be indenite symmetric inner product spaces over have the same rank, signature and type (odd or even). 39 Z. Then M ∼ = N M, N are odd then M, N have orthogonal basis, by Theorem 2.101,then M, N are even, we do not have the time to prove this in this course. Proof. If If the theorem follows. Example. Of even positive denite inner product spaces over Z. n R be equipped with standard Euclidean inner product h(x1 , . . . , xn ), (y1 , . . . , yn )i = Pn n ∼ k i=1 xi yi . If M ⊆ R is a nitely generated Z-submodule, then M = Z for some k ≤ n. Restricting h, iRn to M denes a symmetric bilinear form β(x, y) = hx, yi ∈ R on M with values in R. Assume rkZ M = n = dimR Rn ⇒ Rn /M compact Riemanian manifold. Vol(Rn /M ) = volume of parallelepiped spanned by a Z-basis of M . If we let A = (b1 , . . . , bn ) where b1 , . . . , bn is a Z-basis of M then s p n det(AT A) = det (hbi , bj i)i,j=1,...,n ⇒ a nitely generated M ⊂ Rn of Vol(R /M ) = | det A| = | {z } General Remark: Let biliner form matrix of M rkZ M = n denes a (positive denite) inner product space over • hx, yi ∈ Z ∀x, y ∈ M , • Vol(R n Z if and only if: and /M ) = 1 In fact every possible denite inner product space M ⊗Z R ⊃ M and βR ∼ = h1, . . . , 1i | {z } over R since (M, β) (M, β) over Z Rn ∼ = arises in that way, because is positive denite. n E4m ⊆ R4m be the Z-submodule (m ∈ Z≥1 ) generated by ei + ej (i, j = 1, . . . , 4m) + e2 + · · · + e4m ) where ei = (0, . . . , 0, 1, 0, . . . , 0) is the standard basis vector of R4m . Then Lemma 2.105. Let 1 and 2 (e1 ↑ i E4m is a symmetric inner product space over Z of rank 4m which is even (respectively odd) if m is even (respectively odd) • E4m ⊂ R4m nitely generated Z-submodule ⇒ E4m free Z-module, i.e., E4m ∼ = Zk . Now rkZ E4m = dimQ E4m ⊗Z Q = 4m because ei + ej , i, j = 1, . . . , 4m and 21 (e1 + · · · + e4m ) span Qn . (Note that this contains 2ei , i = 1, . . . , m by setting i = j ). ( 2 i 6= j • hx, yi ∈ Z ∀x, y ∈ E4m . (check for x, y generators of E4m ). E.g., hei + ej , ei + ej i = , 4 i=j 1 1 1 2 (e1 + · · · + e4m ), 2 (e1 + · · · + e4m ) = 4 4m = m ⇒ E4m is even if and only if m even. Proof. • M ⊂ N ⊂ Rn of rank n Z-submodule, then R /M R /N covering with |N/M | sheets because N/M acts freely n n n n n on R /M with quotient R /N . So |N/M | · Vol(R /N ) = Vol(R /M ) ∀M ⊂ N ⊂ R rk = n Z-submodules. We are left to check it is non-degenerate. We will use the following trick: If n n /E4m ) = 1. Let E 0 ⊂ E4m be the Z1 0 submodule generated by ei + ej , i, j = 1, . . . 4m. Then E4m /E is generated by ξ = (e1 + · · · + 2 0 0 0 0 e4m ) ∈ / E , and 2ξ ∈ E so 2ξ = 0 ∈ E4m /E . Therefore E4m /E = Z/2Z ⇒ 2Vol(R4m /E4m ) = 4m Vol(R /E 0 ). But notice E 0 ⊂ Z4m where Z4m is generated by e1 , . . . , e4m . Now Z4m /E 0 is generated by e1 because ei = ei + e1 − e1 ∀i = 2, . . . , 4m. Now e1 ∈ / E 0 but 2e1 = e1 + e1 ∈ E 0 ⇒ 4m 0 4m 0 4m 4m Z /E = Z/2Z ⇒ Vol(R /E ) = 2Vol(R /Z ) ⇒ Vol(R4m /E 4m ) = Vol(R4m /Z4m ) = 1 ⇒ E4m is non-degenerate. Now we prove Corollary 2.106. Fact. For all E4m E8m is non-degenerate, i.e., Vol(R 4m 8m is an even positive denite symmetric inner product space of rank n ∈ Z≥0 , {symmetric inner product spaces over Z of given rank n}/isometry is a nite set. Example. rankn number of even positive denite inner products space over Z 8 16 24 32 1 2 24 Unknown E8 representative 40 E16 , E8 ⊥ E8 Niemeier (1968) ≥ 10