e c o l o g i c a l m o d e l l i n g 2 0 4 ( 2 0 0 7 ) 485–502 available at www.sciencedirect.com journal homepage: www.elsevier.com/locate/ecolmodel Using simulated historical time series to prioritize fuel treatments on landscapes across the United States: The LANDFIRE prototype project夽 Robert E. Keane a,∗ , Matthew Rollins a,b,1 , Zhi-Liang Zhu c,2 a USDA Forest Service, Rocky Mountain Research Station, Fire Sciences Laboratory, 5775 Hwy 10 West, Missoula, MT 59808, United States b USDA Forest Service, Rocky Mountain Research Station, Fire Sciences Laboratory, 5775 Hwy 10 West, Missoula, MT 59808, United States c US Geological Survey, EROS Data Center, Sioux Falls, SD 57198, United States a r t i c l e i n f o a b s t r a c t Article history: Canopy and surface fuels in many fire-prone forests of the United States have increased Received 7 February 2006 over the last 70 years as a result of modern fire exclusion policies, grazing, and other land Received in revised form management activities. The Healthy Forest Restoration Act and National Fire Plan establish 25 January 2007 a national commitment to reduce fire hazard and restore fire-adapted ecosystems across the Accepted 1 February 2007 USA. The primary index used to prioritize treatment areas across the nation is Fire Regime Published on line 8 March 2007 Condition Class (FRCC) computed as departures of current conditions from the historical fire and landscape conditions. This paper describes a process that uses an extensive set of Keywords: ecological models to map FRCC from a departure statistic computed from simulated time Integrated ecological modeling series of historical landscape composition. This mapping process uses a data-driven, bio- Historical range and variation physical approach where georeferenced field data, biogeochemical simulation models, and Landscape modeling spatial data libraries are integrated using spatial statistical modeling to map environmen- LANDFIRE tal gradients that are then used to predict vegetation and fuels characteristics over space. Fire management These characteristics are then fed into a landscape fire and succession simulation model Fire regimes to simulate a time series of historical landscape compositions that are then compared to the composition of current landscapes to compute departure, and the FRCC values. Intermediate products from this process are then used to create ancillary vegetation, fuels, and fire regime layers that are useful in the eventual planning and implementation of fuel and restoration treatments at local scales. The complex integration of varied ecological models at different scales is described and problems encountered during the implementation of this process in the LANDFIRE prototype project are addressed. © 2007 Elsevier B.V. All rights reserved. 夽 The use of trade or firm names in this paper is for reader information and does not imply endorsement by the U.S. Department of Agriculture of any product or service. This paper was written and prepared by U.S. Government employees on official time, and therefore is in the public domain and not subject to copyright. ∗ Corresponding author. Tel.: +1 406 329 4846; fax: +1 406 329 4877. E-mail addresses: rkeane@fs.fed.us (R.E. Keane), mrollins@fs.fed.us (M. Rollins), zhu@edcmail.cr.usgs.gov (Z.-L. Zhu). 1 Tel.: +1 406 329 4960; fax: +1 406 329 4877. 2 Tel.: +1 605 594 6131; fax: +1 605 594 6529. 0304-3800/$ – see front matter © 2007 Elsevier B.V. All rights reserved. doi:10.1016/j.ecolmodel.2007.02.005 486 1. e c o l o g i c a l m o d e l l i n g 2 0 4 ( 2 0 0 7 ) 485–502 Introduction Wildland fire suppression activities over the last 70 years have significantly reduced wildland fire occurrence in many historically fire-prone forests of the United States resulting in excessive buildups of ground surface and canopy fuels which may now tend to foster fires of abnormally high intensities and severities (Mutch, 1994; Ferry et al., 1995; Kolb et al., 1998; Keane et al., 2002c). The United States’ Healthy Forest Restoration Act (http://www.fireplan.gov/) and the National Fire Plan’s Cohesive Strategy (http://www.fs.gov/) establishes a national commitment to reduce fire hazard and restore fire to those ecosystems where it has been excluded for decades. The implementation of this national fire management effort will require extensive multi-scale spatial data for prioritizing and planning fuel reduction and ecosystem restoration treatments across the entire nation (GAO, 2002, 2003, 2004). These spatial data layers must provide essential fuel, fire regime, and vegetation information critical for designing treatments and activities at spatial scales compatible with effective land management. National fire management agencies have identified the Fire Regime Condition Class (FRCC) as one of the primary metrics used for distributing resources and prioritizing treatment areas for the implementation of the Cohesive Strategy across the USA (Hann, 2004). FRCC is an ordinal index with three categories that describe how far the current landscape has departed from historical conditions (Hann, 2004) (see http://www.frcc.gov/ for complete details). The FRCC’s primary use is to identify and prioritize those areas that are in need of treatment so fire management can distribute funding, fire fighting resources, and personnel to those regions with undesirable FRCC distributions to implement restoration activities and fuel reduction treatments (Laverty and Williams, 2000) (see http://www.fireplan.gov for detail/). Ultimately, these treatments can protect homes, save lives, and restore declining fire-adapted ecosystems. The challenge then is to create a scientifically credible and ecologically meaningful national map of FRCC that can be used across multiple organizational scales to distribute fire resources and prioritize necessary fuel and restorative treatments. This paper describes a research effort, called the LANDFIRE prototype project, that developed a process to map FRCC using a complex integration of several ecological models. FRCC was derived from a departure statistic computed from a comparison of current landscape conditions with simulated time series of historical landscape composition. Maps of departure, and many other vegetation, fire, and fuels attributes, were created for two large test areas in the western US using a data-driven, biophysical approach where georeferenced field data, ecosystem simulation models, and spatial data libraries were integrated to map environmental gradients that are then used to predict current vegetation characteristics over space (Franklin et al., 2000). These characteristics were then input into a spatially explicit landscape fire and succession model to simulate a time series of historical landscape compositions that were then compared to the composition of current landscapes to compute departure, and eventually, FRCC values. Intermediate products from this process were then used to create additional fuels and fire regime layers that are use- ful in the eventual planning and implementation of fuel and restoration treatments at local scales. 1.1. Background The LANDFIRE prototype project found its origins in a Hardy et al. (2001) project that created a set of coarse scale maps of FRCC and other fire related variables for the contiguous United States at 1 km2 spatial resolution (Schmidt et al., 2002) (http://www.fs.fed.us/fire/fuelman). They used simplistic succession sequences pathways to represent possible historical reference conditions for broad land cover types and tree density classes. Although these maps provided fire management with a first-ever, broad picture of ecosystem condition across the conterminous US, the layers had limited use because their resolution and information content was too coarse and the succession sequences were too general and subjective for use at scales finer than a regional extent. Fire management in the US needs a set of national data layers that are developed at a spatial resolution appropriate for use across all government agencies and levels of management (GAO, 2003, 2004) (selected as 30 m to match available satellite imagery). These layers need to be spatially consistent so that historical departures are interpreted the same across the country, and developed using the best available science so that the process could be repeated to monitor success of fire management policies. It was also important that a set of additional maps be created from the intermediate products of this effort to aid fire managers in the implementation of the prioritized fuel treatment and ecosystem restoration activities. Since FRCC is based on the departure of the current conditions from historical conditions, we needed to find a concept or construct to serve as the foundation of FRCC calculations. A three category ordinal index seemed overly simplistic so we thought that the computational foundation of FRCC needed to accommodate additional detail so that additional resolution could be employed to effectively prioritize across a wide range of landscape sizes. We decided to use the notion of historical range and variability (HRV) as the premise of all FRCC calculations instead of the qualitative assessment used in the coarse scale effort (Landres et al., 1999; Swetnam et al., 1999; Keane et al., 2002b). HRV is defined in this study as the quantification of temporal and spatial fluctuations of ecological processes and characteristics prior to western European-American settlement (Hann and Bunnell, 2001; White and Walker, 1997). The assumption is that the quantification of HRV can serve as an ecologically meaningful and objective reference for computing the departure of current landscape compositions from historical trends. To use HRV in an operational context, it was necessary to select a historical time span that best reflects the range of conditions to use as reference for the management of future landscapes; an assumption that may be overly simplistic because of documented climate change, exotic introductions, and human land use (Hessburg et al., 1999a, 2000; Swetnam et al., 1999). We limited the temporal context of HRV to the time span from circa 1600 to 1900 ad because we felt this period was best represented by the historical data, such as fire scar chronologies, that were needed to quantify parameters in the landscape simulation model used to generate HRV statistics. e c o l o g i c a l m o d e l l i n g 2 0 4 ( 2 0 0 7 ) 485–502 We selected landscape composition as the primary evaluation criteria for computing FRCC (Hann and Bunnell, 2001). Landscape composition is measured as the area occupied by the combination of the following three attributes: (1) biophysical setting described by Potential Vegetation Type (PVT), (2) vegetation composition described by cover types, and (3) vertical stand structure described by structural stage. We used the concept of PVTs to map biophysical settings (areas of similar environmental conditions defined by biotic and abiotic attributes) because it is the primary construct in the landscape model used to simulate historical time series. The PVT concept approximates biophysical setting by assuming that the “climax” vegetation that would eventually develop on an area in the absence of disturbance can be used to identify unique environmental conditions (Pfister et al., 1977; Daubenmire, 1962; Daubenmire, 1966). This approach has a long history in vegetation mapping, and potential vegetation type classifications have been developed for most forests in the western U.S. (Huschle and Hironaka, 1980; Pfister and Arno, 1980; Pfister, 1981). However, the PVT approach has had limited success in non-forested environments because extensive disturbance histories in rangelands has eliminated many climax indicator species (Westoby, 1980). We modified this potential vegetation concept to match the scale and limitations of the LANDFIRE prototype mapping process. We assumed that the potential vegetation for forested ecosystems could be keyed from plot-level tree data based on tree species’ shade tolerance using the hypothesis that the tree species with the highest shade tolerance will eventually, without disturbance, become dominant on that plot and therefore will tend to have a high fidelity to a unique biophysical setting (Daubenmire, 1966). We made no inference that the shade-tolerant species is the “climax” species since the term climax has many limitations and misconceptions. One common misconception is that the PVT classification is a vegetation classification; in this study, the PVT classification is a biophysically based site classification that uses plant species names as indicators of unique environmental conditions. And because of succession modeling protocols described later, the PVT classification categories had to match the existing cover type classification categories. The best sources for describing HRV of landscape composition are spatial chronosequences created from historical maps or data. But, temporally deep chronosequences of historical landscape conditions are scarce for most of the US, especially prior to 1900 (White and Walker, 1997). Maps from many similar landscapes across a large geographic region (substitute space for time) can also be used to quantify the HRV of landscape characteristics (Hessburg et al., 1999a,b). Unfortunately, while these landscapes may appear biophysically similar, they often have different environmental, disturbance, and biological histories (Swanson et al., 1997; Turner et al., 1994). We decided on a simulation approach for quantifying HRV where chronosequences of maps generated from a simulation model are used to compute historical landscape statistics. Many spatially explicit ecosystem simulation models are available for quantifying HRV (see Gardner et al., 1999; Mladenoff and Baker, 1999; Keane and Finney, 2003; Keane et al., 2004a), but most are computationally intensive, difficult to parameterize and initialize, and complex in design, thereby making them dif- 487 ficult to use in a national application (Keane et al., 2004a). Simulation has an advantage over the previously mentioned two sources in that it allows a spatially consistent method of generating historical chronosequences over large regions by efficiently integrating point and stand-level fire and vegetation field data into a spatial context. This approach can also create alternate time series reflecting different landscape histories, such as climate change scenarios, so that a full complement of range and variation statistics can be computed. The approach can be easily replicated with new and improved spatial models or with more accurate input parameters as they are measured on the landscape. 2. Methods 2.1. Study areas The LANDFIRE prototype project used two large areas in the western United States – the Central Utah Highlands and the Northern Rocky Mountains (Fig. 1) – to design, test, and implement mapping methods. These landscapes were chosen because they represented a wide variety of vegetation assemblages common the western Unites States and because pre-processing of the Landsat 7 satellite imagery had been completed as part of the Multi-Resolution Land Characterization project conducted primarily by the USGS in Sioux Falls Fig. 1 – The two mapping zones used to prototype the LANDFIRE mapping methods. (a) Zone 16 Central Utah mapping zone and (b) zone 19 Northern Rockies mapping zone. 488 e c o l o g i c a l m o d e l l i n g 2 0 4 ( 2 0 0 7 ) 485–502 South Dakota. We adopted the use of MRLC map zones for spatially stratifying the United States into workable spatial areas. We selected a small area within each mapping zone to demonstrate the resolution of LANDFIRE products for this paper. The 69,907 km2 Central Utah Highlands mapping zone begins at the northern tip of the Wasatch Mountains in Southern Idaho and extends through central Utah to the southern border of Utah. Elevations range from 980 to 3750 m. Vegetation communities range from alpine forb communities in the Uinta and Wasatch Mountains in the northern portion of the map zone to desert scrub communities in the southern deserts. Extensive areas of Piñon-Juniper/Mountain big sagebrush and both evergreen and deciduous shrub communities are found at mid-elevations throughout the Central Utah Highlands mapping zone. Climate of the Central Utah Highlands mapping zone is highly variable with 30-year average temperatures range from −4 ◦ C in the high Uinta Mountains to 15 ◦ C in the southern deserts and average annual precipitation varying from 10 cm in the southwestern deserts to nearly 2 m in the northern mountains. The 117,976 km2 Northern Rockies mapping zone begins in at the Canadian border in northern Montana and extends south into eastern Idaho. Elevations range from 760 to 3400 m. Vegetation communities range from alpine forbs in the highest mountain ranges to prairie grasslands east of the Continental Divide. Forested communities are common with spruce-fir communities found at the upper subalpine and extensive forests of lodgepole pine, western larch, Douglas-fir and ponderosa pine at middle elevations. Thirtyyear average temperatures range from −5 ◦ C in the high Mountains of Glacier National Park to 15 ◦ C in the valley bottoms. Annual average precipitation varies from 14 cm in the valley bottoms to nearly 3.5 m in the northern mountains. 2.2. Fig. 2 – Flow chart of the process used to create the FRCC map and all other ancillary data layers for the LANDFIRE prototype project. The acronyms are defined as follows: DEM: digital elevation model, PVT: potential vegetation type, PET: potential evapotranspiration, NPP: net primary productivity (kg m−2 ), GIS AML: geographic information systems macro language, PPT: precipitation (cm). WXFIRE and LF-BGC are ecosystem models while LANDSUM is a landscape dynamics model and HRVSTAT is a statistical model. General description of modeling effort As mentioned, the computation of FRCC requires a comparison of current conditions with a time series of historical reference conditions. In this study, current conditions were described from maps of PVT, cover type, and structural stage (Fig. 2). The PVT map was created using predictive landscape modeling where biophysical gradients created from mechanistic ecosystem simulation computer models were employed as predictor variables. The current cover type and structural stage maps were derived from a supervised classification of Landsat 7 ETM+ imagery and several of the simulated biophysical layers. Historical conditions were described from a simulated time series of landscape composition generated from a spatially explicit landscape dynamics model that used the PVT maps as input. FRCC was quantified from a departure metric that was computed by statistically comparing the simulated historical time series of landscape composition with the current conditions for each combination of PVT, cover type, and structural stage. Since the mapping protocols needed to be scientifically credible and repeatable with a minimum of subjectivity, we based all methods on a data-driven, empirical approach where the majority of mapped and simulated entities were predicted from complex spatial statistical modeling. To accomplish this, we created the LANDFIRE reference database (Fig. 2) that contains georeferenced data from thousands of plots obtained from a variety of sources, most importantly, the USDA Forest Service Forest Inventory and Analysis (FIA) program. These data were used for many purposes including (1) developing training sites for imagery classification; (2) parameterizing, validating, and testing simulation models; (3) developing vegetation classifications; (4) creating statistical models; (5) determining data layer attributes; (6) describing mapped categories; (7) assessing the accuracy of maps, models, and classifications (Franklin et al., 2000). The LANDFIRE reference database is the heart of the mapping process and the source of nearly all LANDFIRE products. All methods and procedures implemented for this study are extensively detailed in a technical report edited by Rollins and Frame (2006) (see Keane and Rollins, 2006). In this paper, we present a general summary of these methods emphasizing the use of ecological modeling. A flow chart in Fig. 2 is included as reference. All satellite image processing was done at the EROS Data Center (EDC) in Sioux Falls, South Dakota, USA while all other modeling and classification tasks were e c o l o g i c a l m o d e l l i n g 2 0 4 ( 2 0 0 7 ) 485–502 accomplished at the Missoula Fire Sciences Laboratory (MFSL) in Missoula, MT, USA. 2.3. Describing current conditions 2.3.1. Developing the map unit classifications Previous attempts at mapping vegetation across large regions (Keane et al., 1996; Hann et al., 1997; Schmidt et al., 2002) revealed that it was difficult to fit most existing vegetation classifications into a large scale mapping effort because existing classifications rarely match the resolution and the predictive ability of the satellite imagery and there are often an insufficient number of classification categories to describe the diversity of vegetation across large regions. Most existing classifications are limited in application to unique ecosystems or geographic areas, and many of the existing national vegetation classifications were developed for description rather than for mapping. The one possible exception was the National Vegetation Classification System (NVCS) (Anderson et al., 1998; Grossman et al., 1998), but we found that (1) it was difficult to scale the NVCS categories to the detail required by the HRV succession model, (2) it was difficult to key LANDFIRE reference database plots to the NVCS types, and (3) it was difficult to use the system because it was not fully developed. We created our own vegetation composition (cover type) classification using a top-down approach where our categories were designed to be (1) relevant to management, (2) conducive to modeling, (3) discriminated from satellite imagery, and (4) identifiable from plot data. Rather than construct a system that exclusively classified all vegetation types within the entire U.S., we decided to first identify those vegetation types that we could successfully discriminate with the satellite imagery and identify in the reference database. We developed classification categories for forests and rangelands based on a blend of many national efforts (Holdridge, 1947; Kuchler, 1975; Eyre, 1980; Running et al., 1994; Shiflet, 1994; Bailey, 1995; Grossman et al., 1998) and synthesized a list of vegetation map units within the context of the two prototype mapping zones. This list was reviewed for each study area by conducting a series of informal workshops between project technical personnel and local ecologists. We based the vegetation composition classification on the canopy cover of the dominant species and called the classes cover types (Long et al., 2006b). We then created a set of keys to identify cover type for each plot in the LANDFIRE reference database based on the dominance of plant cover by species. The set of cover types were compared to available field data and those types represented by less than 50 plots were dropped. Remaining cover types were tested using mapping classifiers in an iterative process for their separability in spectral and biophysical domains and were additionally evaluated to ensure they fit within the landscape modeling framework. This process continued until we finally had mutually agreed upon a final cover type list for each prototype area. We cross-referenced the LANDFIRE vegetation classification with all other national classifications to provide linkages to other mapping efforts. 489 The structural stage classification proved somewhat easier but contained far less detail than the cover type classification because of the inability of the imagery to detect complex vertical canopy structure. Structure is important to define pathways of successional development in the landscape modeling effort. We decided to base our structure classification on two structural components that we could discriminate from image analysis: canopy cover and average height. These two attributes are mapped using a statistical modeling approach where cover and height are regressed against spectral values and other ancillary data layers (Rollins and Frame, 2006). We constructed a four-category forest structural classification where there were two categories of height (short, tall) and two categories of cover (low, high) and the thresholds that delineate between each structural category is based on the PVT and cover type and calculated from the reference database. Only two structural stage categories were used to describe shrubland and grassland structure: low and high canopy cover. 2.3.2. Simulating biophysical gradients Many studies have shown that augmenting satellite imagery with a quantitative description of the biophysical environment (temperature, elevation, precipitation, for example) improved the mapping of ecological characteristics, such as vegetation and fuels (Franklin et al., 1986, 2000; Keane et al., 2002a; Ohmann, 1996; Ohmann and Spies, 1998; Rollins et al., 2004). Environmental gradients are important for mapping vegetation and ecosystem characteristics because they define potential species niches by describing the biophysical environment. Indirect gradients, such as elevation, were included in the biophysical mapping effort because they can be proxies for other unknown or immeasurable gradients. The addition of biophysical layers to predict ecosystem attributes increased mapping accuracy by over 20% in some cases (Rollins et al., 2004; Cibula and Nyquist, 1987). In the mid 1990’s, we developed a mapping process called Landscape Ecosystem Inventory System (LEIS) that used data from local weather stations, coupled with various input spatial data layers, to simulate and summarize a wide variety of climate and ecosystem processes (Keane et al., 2002a; Rollins et al., 2004). This system used a collection of computer models, including the BGC biogeochemical model (Running and Coughlan, 1988; Running and Gower, 1991; Thornton and White, 1996; White et al., 2000; Thornton et al., 2002), to create a set of biophysical layers that were then used to map fuels and vegetation. We redesigned two of the major programs in LEIS to access the 1 km national DAYMET weather database built by Thornton et al. (1997) (see http://www.daymet.gov/ for details) so that simulated environmental gradient data layers would be nationally consistent and comprehensive. DAYMET is a computer program that generates daily spatial surfaces of temperature, precipitation, humidity, and radiation over the complex terrain of the conterminous US by extrapolating weather data from over 1500 weather stations across a 1 km grid using a Gaussian kernel (Running and Thornton, 1996; Thornton et al., 1997, 2000). The DAYMET program was executed for 18 years of weather data (1980–1997) across the contiguous US to create the DAYMET weather database that contains daily estimates of minimum and maximum tempera- 490 e c o l o g i c a l m o d e l l i n g 2 0 4 ( 2 0 0 7 ) 485–502 ture, precipitation, radiation, and vapor pressure deficit across a 1 km grid. The 18-year period has the highest number of weather stations in mountainous terrain with SNOWTEL and RAWS weather records becoming common. We modified the WXGMRS program in LEIS to create the WXFIRE program and modified the Biome-BGC program to create the LF-BGC program (Fig. 2). The WXFIRE program scales DAYMET weather data to finer spatial resolutions using biophysical principles and summarizes weather into important climate descriptors, such as potential evapotranspiration, over the 18-year record (Keane et al., 2006a; Holsinger et al., 2006). The LF-BGC program simulates ecosystem processes at a daily time step to compute carbon, water, and nitrogen fluxes and outputs summaries of these fluxes for the 18-year DAYMET record. These two programs provided the ability to create consistent and comprehensive biophysical data layers for LANDFIRE mapping and modeling tasks, especially for creating the PVT map. 2.3.3. Creating the PVT map We keyed the PVT for each forested plot in the reference database based on the presence (>1% cover) of the most shade tolerant tree species from canopy cover or tree density data measured for that plot. All tree species present on a plot were sorted by shade tolerance using the information in the literature (Fowells, 1965; Minore, 1979; Burns and Honkala, 1990). We arranged the rangeland cover type categories along a moisture gradient from xeric to mesic communities and keyed plots in the reference database on species presence, rather than dominance. Although this approach for rangelands had a number of flaws (Westoby, 1980), most importantly the inability to consistently model successional development, it proved to be the best considering the limited resources and data available. Maps of PVT were created using an integrated landscape modeling and statistical analysis approach (Franklin, 1995; Franklin et al., 2000; Ohmann and Spies, 1998; Rollins et al., 2004). Classification trees were used to create the statistical models for mapping PVT from the simulated environmental gradients. The PVT classification trees were developed using the See5 machine-learning algorithm (Quinlan, 1993, 1986, http://www.rulequest.com/) and were applied within an ERDAS Imagine interface. See5 uses a Classification and Regression Tree (CART) approach for constructing a tree, generating a tree with high complexity and pruning it back to a more simple tree by merging classes (Breiman et al., 1984). We selected CART-based classification methods because, as a non-parametric alternative for regression, CART may be more appropriate for broad scale mapping than parametric methods (De’ath, 2002; Iverson and Prasad, 1998; Michaelsen et al., 1994) and CART-based statistical models may be trained hundreds of times faster than some other non-parametric classifiers like neural networks and support vector machines (Huang et al., 2001; Huang and Townshend, 2003; Moisen and Frescino, 2002), yet CART is comparable to and performs similarly with regard to accuracy to these methods (Friedl and Brodley, 1997; Huang et al., 2001; Franklin, 2003; McDonald and Urban, 2006; Moisen and Frescino, 2002). Last, CART has been successfully used for modeling and mapping vegetation at broad scales as in the MRLC 2001 project so the EROS Data Center had exten- sive expertise in this method (Homer et al., 2002; Huang et al., 2001). 2.4. Creating cover type and structural stage maps The mapping of current vegetation conditions using the cover type and structural stage vegetation classification as map units was accomplished using Landsat 7 TM satellite imagery and the set of simulated biophysical data layers. Landscape metrics (patch shape and size) and the PVT layer were also used to guide cover type and structural stage mapping. Many classification algorithms have been developed for deriving vegetation cover type from satellite imagery (Knick et al., 1997; Homer et al., 1997; Cihlar, 2000). In this study, we created cover type maps using a training database developed from the reference database, Landsat TM 7 satellite imagery, biophysical gradient layers, the PVT map (for limiting the types of vegetation that may exist in any area), and classification tree (CART) algorithms similar to those used to map PVT. Landsat TM 7 images were acquired on three different dates over the time period between 1999 and 2001 to capture growing season dynamics to maximize the discrimination between cover types (Yang et al., 2001). Raw satellite digital numbers were converted to at-satellite reflectance for the six Landsat TM 7 bands according to Markham and Barker (1985) and the Landsat TM 7 Science Data User’s Handbook (Irish, 2000). We used at-satellite reflectance based coefficients to calculate Tasseled-cap brightness, greenness and wetness, which have been found useful for vegetation characterization (Cohen et al., 1998; Huang et al., 2002). The structural stage map was developed from maps of canopy closure and canopy height that were created using satellite imagery coupled with output from physically based models, spectral mixture models, and empirical models. EDC used regression trees in a CART framework, applied through a ERDAS Imagine interface, to map the relationships between canopy closure and height and spectral information from Landsat TM 7 imagery, biophysical gradient layers, and the reference database (Zhu and Evans, 1994). The resultant maps represented these two structural variables continuously mapped across each prototype mapping zone (Huang et al., 2001). The final structural stage layer was created by keying the continuous canopy closure and height layers to structural stage categories based on threshold values assigned to each PVT based on an analysis of the species data in the LANDFIRE reference database. This integrated height and closure information was also used to compute wildland fuel characteristics and successional status of exiting landscapes. The cover type and structural stage classes formed the structural framework for the vegetation modeling described in the next section 2.5. Describing historical conditions 2.5.1. The simulation model The simulation model selected to quantify the HRV of landscape composition for the LANDFIRE prototype effort is in a class of models called Landscape Fire Succession Models that are unique in that they spatially simulate the complex process of fire and vegetation succession across landscapes (Keane et al., 2004a). We researched many of these models to determine e c o l o g i c a l m o d e l l i n g 2 0 4 ( 2 0 0 7 ) 485–502 491 Fig. 3 – An example of a spruce-fir (SF) succession pathway model used in LANDSUMv4 for the LANDFIRE prototype project. Cover type names are as follows: SH: mountain shrub, WP: whitebark pine, SF: subalpine fir. Structural stage names are defined as—LCLH: low cover low height early succession stage, HCLH: high cover low height mid-seral stage, HCHH: high cover high height late succession stage, LCHH: low cover high height disturbance maintained late succession stage. T1–11 identify unique succession classes. Cover type categories are linked along pathways of successional development based on shade tolerance. The terminal cover type (SF: spruce-fir HCHH) is potential vegetation type (PVT) category because it represents the most shade tolerant tree species. if which would be appropriate for LANDFIRE implementation and found most were inadequate for a variety of reasons including (1) extensive input data requirements, (2) difficult parameterization, and (3) excessive computation demands. Once we identified the limited data sources available for model parameterization and initialization (i.e., LANDFIRE reference database and subsequent map products) and evaluated the landscape models in this context, we found that the LANDSUM model appeared to have the best fit, primarily because it stratifies landscapes by biophysical settings and it has minimal input requirements (Keane et al., 1996, 1997a,b, 2002b). LANDSUMv4 is the fourth version of the LANDSUM model developed specifically for the LANDFIRE prototype project (Keane and Lisa, 2006a) (Fig. 2). It contains a deterministic simulation of vegetation dynamics where successional communities are linked along multiple pathways of development that converge in an end-point community (Fig. 3). All disturbances, except fire, are stochastically modeled at the stand-level from probabilities specified by the user. Fire ignition is computed from input fire frequency probabilities (fire parameters in Fig. 2) specified by PVT, cover type, and structural stage categories. Fire is spread across the landscape based on simplistic slope and wind factors. LANDSUM does not mechanistically simulate fire growth because of the lack of fuel and daily weather inputs and limited computing resources for national simulations. The effects of simulated fires are stochastically simulated based on the fire severity types as specified in disturbance input files (Keane and Lisa, 2006a). Finally, LANDSUM outputs the area occupied by PVT- cover type-structural stage combinations within small areas called landscape reporting units (described later). 2.5.2. Simulation design We divided the two mapping zones (Fig. 1) into square 20,000 ha core areas (471 × 471 pixels of 30 m width) and then surrounded these core areas by a 3 km buffer (Fig. 4) based on an analysis of results from numerous simulations (Pratt et al., 2006a,b). The combined core and buffer area was called the simulation landscape. We divided the core area into 900 m by 900 m squares called landscape reporting units that defined the spatial extent of the comparison of historical to current landscape composition conditions units (Fig. 4). Landscape reporting unit size was selected to correspond to the coarse scale analysis (Hardy et al., 2001; Schmidt et al., 2002) and to be applicable to land managers. Simulated landscape composition (area by PVT-cover type-structural stage combinations) and total area burned were summarized for these 0.81 km2 landscape reporting units every 50 years for 5000 years of simulation for zone 16 and 10,000 years for zone 19. The time interval and span were selected based on results of a sensitivity analyses that showed that reporting intervals less than 50 years contained significant temporal autocorrelation and that reporting time spans of less than 5000 years did not generate enough observations (>100) to obtain a statistically significant sample for computing departure (Keane et al., 2002a,b,c; Steele et al., 2006). We initialized simulation landscapes using the most dominant cover type-structural stage combination for each PVT on the landscape and then ran the model for 500 492 e c o l o g i c a l m o d e l l i n g 2 0 4 ( 2 0 0 7 ) 485–502 Fig. 4 – An illustration of simulation landscapes with the core area surrounded by a buffer zone. The interior area was then stratified into landscape reporting units of 900 m × 900 m where landscape composition was summarized and compared across historical and current conditions. years to remove any initial effects. Current conditions were summarized for each landscape reporting unit using the PVT, cover type, and structural stage maps derived from satellite imagery discussed previously. LANDSUMv4 succession and disturbance parameters were quantified by a team of ecologists who used the reference database, information from published studies, and expert knowledge (in that order) to describe and quantify the successional pathways (see Fig. 2) for each PVT (Long et al., 2006a; Pratt et al., 2006a,b). This team built succession pathway models using an interactive model called VDDT: Vegetation Dynamics Development Tool (Beukema and Kurz, 1998; Kurz et al., 1999) that allowed the testing and refinement of input parameter sets in a non-spatial domain. Fire frequency parameters were taken from fire history studies conducted within the two prototype areas (Heyerdahl et al., 1995). Fire size parameters were computed from the NIFMID database as compiled by Schmidt et al. (2002). Successional development parameters were also taken from other modeling efforts or estimated by analyses of data from succession studies (Stage, 1997). 2.6. Computing departure and FRCC indices The idea that spatially explicit historical ecological data can be used as reference to guide land management is somewhat new and only recently has been put into practice (Reed et al., 1998; Hessburg et al., 1999b; Landres et al., 1999; Keane et al., 2002b; Swetnam et al., 1999). Although the theory appears somewhat sound, its implementation into land management is still in its infancy so it has not been critically evaluated. There are few standardized methods for quantitatively comparing historical time series with today’s landscapes and objectively evaluating their differences. Standard parametric statistics may not be appropriate for historical time series since the sequences may be autocorrelated in time and space. Also, landscape map units are correlated to each other because a decrease in the area of one map unit will result in increases in others. It is also difficult to ascertain the thresholds of significant difference that determine whether human intervention using fuel treatments is warranted. Because of this, we decided to develop an alternative statistically based method for comparing the simulated historical chronosequences with the imagery derived current conditions. We also calculated departure and FRCC using the FRCC field methods detailed by Hann (2004), which use a simple measure of similarity to calculate departure. The statistical methods for computing departure from historical conditions were developed by Steele et al. (2006) using a statistical technique that is sensitive to the autocorrelation of chronosequential data over time, space, and mapped categories (see HRVSTAT in Fig. 2). This technique, implemented in the HRVSTAT program, computes an index of departure e c o l o g i c a l m o d e l l i n g 2 0 4 ( 2 0 0 7 ) 485–502 that varies from zero (no departure) to one (most departed) and a measure of statistical significance computed as a probability value (p-value). HRVSTAT was designed to work with any chronosequence, not just the simulated time series, so that local land management offices can replace the simulated data with actual historical observations if they exist. FRCC was calculated by stratifying departure and probability value statistics into three classes based on an analysis of the frequency and range of values across the mapping zone (Pratt et al., 2006a,b; Steele et al., 2006). 2.7. Developing ancillary data products The biophysical, vegetation, and historical data layers developed from the above modeling process constitute a comprehensive set of spatial data sources for describing vegetation characteristics and for use as input to simulation models across the entire conterminous USA. However, the utility of these data layers is limited because there are few applications that directly use these layers in fire management. Similarly, while the FRCC map can be used for the prioritization and distribution of funding and resources to land management agencies and regions, it has little use in designing and implementing fuel and ecosystem restoration treatments. It became obvious that additional data layers and software tools were needed to provide local land management with applications that were useful for planning and implementing treatments and were consistent with other LANDFIRE products. 2.7.1. Fuels layers Both surface and canopy fuels were mapped in the context of fire behavior and fire effects modeling to ensure that the spatial data could be used in many fire hazard analysis applications. The most commonly used fire behavior simulation models require fuel models where the loadings have been adjusted to predict expected fire behavior under common weather scenarios (Anderson, 1982 standard 13 fire behavior fuel models). These fire behavior fuel models are quite broad and often don’t match the resolution needed to detect subtle changes in fuel characteristics after fuel treatments. As a result, a new set of 40 fire behavior fuel models using funding from LANDFIRE (Scott and Burgan, 2005), which represents a significant improvement in detail and resolution over 13 of Anderson (1982). These new fuel models are now implemented in common fire behavior applications such as BEHAVE (Andrews, 1986; Andrews and Bevins, 1999) and FARSITE (Finney, 1998). Fire effects fuel models differ from fire behavior fuel models in that they represent real fuel loadings by fuel category, not abstract representations of expected fire behavior. The loading is used to calculate important fire effects such as fuel consumption, soil heating, smoke, and tree mortality (Reinhardt et al., 1997). At the start of this study there were no national classifications of fuel loadings so we created our own classification called Fuel Loading Models (FLM) developed from a clustering analysis of the variance of fuel loadings by fuel category using an extensive dataset collected on plots from sampling efforts across the nation (Lutes et al., 2006). Sampled fuel loading was stratified by several fuel components: four downed woody size classes, shrub, herbaceous, duff and 493 litter (Brown and See, 1981; Brown and Bevins, 1986). FLMs match the scale of development specified in the LANDFIRE guidelines and were designed for use in fire effects models such as FOFEM (Reinhardt et al., 1997; Reinhardt and Keane, 1998) and CONSUME (Ottmar et al., 1993). The three surface fuel model classifications (standard 13, new 43, and FLMs) were mapped for each zone using a rulebased approach where each PVT-cover type-structural stage combination was assigned classes from each of the three fuel model classifications (Keane et al., 2006b). Assignments were based on an analysis of the meager fuels data in the reference database, but there were insufficient data for most combinations and fuel model classes so we were forced to assign the fuel models based on the expert opinion of the authors of each classification (Scott and Burgan, 2005; Lutes et al., 2006). Most fire behavior and effects predictive models require canopy characteristics to simulate crown fire initiation and propagation (Finney, 1998; Rothermel, 1991; van Wagner, 1993). These canopy characteristics include bulk density, height, base height, and closure. Fortunately, EDC mapped canopy height and closure using satellite imagery, but canopy bulk density and canopy base height had to be mapped by the MFSL using a statistical modeling approach similar to that used for the PVT map. We did this by calculating canopy bulk density and base height from the tree inventory information in the reference database using the FUELCALC (FUEL CALCulation system) program. This program uses tree measurements of species, height, and diameter to derive the vertical distribution of crown biomass from a set of canopy biomass equations this is then used to compute the canopy base height and bulk density (Reinhardt and Crookston, 2003). These two canopy characteristics were computed for each plot containing trees and then statistically modeled from variables represented in all the biophysical layers using the CART statistical analyses. FUELCALC is still under development but will be released before the LANDFIRE project is finished (www.landfire.gov). 3. Results The final LANDFIRE reference database for the two prototype areas contained vegetation and fuels information from over 10,000 georeferenced plots with over 75% of these were FIA plots. Plots were well distributed across the two map zones (Fig. 5). We evaluated over 20,000 legacy plots for inclusion into the reference database and found only about 10% met our stringent criteria. The important intermediate and final map layers arranged along the procedural paths of the simulation process are shown in Fig. 6 for zone 16 leading to the simulation of the historical time series. Limited space precludes a detailed description of all intermediate map products here but all layers are comprehensively described in Rollins and Frame (2006) and posted to http://www.landfire.gov/. Table 1 presents the results of an accuracy assessment of the three most important layers used to simulate historical time series and calculate departures along with accuracies, calculated using regression analysis, for the two important canopy fuels layers that had sufficient geo-referenced plot data (FIA plots) for a statistically valid comparison (Vogelmann et al., 2006). Although the seven 494 e c o l o g i c a l m o d e l l i n g 2 0 4 ( 2 0 0 7 ) 485–502 Fig. 5 – The distribution of georeferenced plots in the LANDFIRE reference database over the two map zones: (a) zone 16 and (b) zone 19. fuels layers in Fig. 6 were not used in the simulation of the historical time series, they will be important in the planning and implementation of fuel treatment activities and ecosystem restoration. The modeling and mapping process used to compute FRCC from simulated historical time series is illustrated in Fig. 7 with the developed intermediate products. Areas of each PVTcover type-structural stage combination was simulated within simulation landscapes and reported within each 900 m by 900 m landscape reporting unit (Fig. 4) for each output reporting interval. The historical time series was used as reference to compute departure from current conditions and the departure Fig. 6 – A general illustration of the important intermediate and final map products created by the LANDFIRE process to ultimately compute departure and FRCC from the simulated historical time series. e c o l o g i c a l m o d e l l i n g 2 0 4 ( 2 0 0 7 ) 485–502 495 Fig. 7 – The synthesis of historical landscape composition time series from the simulated data for the landscape reporting unit: The simulation landscape is stratified into 0.81 km2 square areas called landscape reporting units and the LANDSUMv4 simulation results at 50 year intervals for 5,000 years are used to compute FRCC. 496 e c o l o g i c a l m o d e l l i n g 2 0 4 ( 2 0 0 7 ) 485–502 Table 1 – Accuracy assessment of the three critical map data layer products (categorical maps) developed by the LANDFIRE prototype project that were used to simulate historical time series to compare with current conditions to determine departure and eventually FRCC Map layer Categorical maps PVT Created from Biophysical layers Cover type PVT, satellite imagery Structural stage Canopy cover and canopy height from imagery Continuous maps Canopy bulk density Biophysical layers, cover type, imagery Canopy base height Biophysical layers, cover type, imagery Used for Mapping current vegetation; landscape simulation modeling, fire regime calculation Describing current conditions and computing departure and FRCC Describing current conditions and computing departure and FRCC Modeling fire behavior, growth, and spread, predicting smoke, calculating carbon stores Modeling crown fire behavior Map accuracya Z16 Z19 61.2 58.4 63.0 62.6 79.3 79.0 76.0 66.0 63.0 38.0 Accuracies for two canopy fuels layers (continuous maps) are provided for reference. A full accuracy assessment is presented in Rollins and Frame (2006) and detailed in Vogelmann et al. (2006). a Map accuracy estimates represent agreement between mapped values on the final LANDFIRE maps and measured values for the same pixel using geo-referenced field data. For categorical maps, agreement is measured using standard cross validation analysis and contingency tables so the number represents a percent agreement of mapped value to plot value. For continuous maps, the agreement is measured as a coefficient of determination (R2 ) calculated by regressing predicted mapped values to observed values calculated for the plot. (number between zero and one) was divided into categories to create the FRCC map using HRVSTAT output and the FRCC map using procedures specified in Hann (2004). An important end product of the LANDSUMv4 simulations is the creation of a set of four fire historical regime maps compiled from the simulations (shown for zone 19 in Fig. 8) (Keane et al., 2003, 2004b). The fire frequency map represented by the mean fire return interval (Fig. 8d) was computed from the number of fires experienced by each pixel, while the three fire severity maps represent the simulated probability of a stand replacement fire, a mixed severity fire, and a non-lethal surface fire, respectively (Fig. 8a–c). These maps provide a useful reference for locating those areas having frequent fire so that fuel treatments can be designed (using severity maps), located, and scheduled. 4. Discussion The methods presented here demonstrate the value of ecological modeling to land management. A complex integration of three modeling approaches (biogeochemical, statistical, and landscape dynamics modeling) were used to successfully derived a useful time series of historical landscape composition that was then used to compute departure of current landscape conditions from the historical landscape conditions and ultimately to estimate FRCCs across a large region at a spatial resolution useful to land management. FRCCs can then be used to prioritize regions, National Forests, and landscapes for fuel treatment and ecological restoration (GAO, 2003). Results from this prototyping effort have been refined, revised, and implemented in comprehensive national mapping effort to create maps critical for fire management for the entire United States at 30 m resolution (http://www.landfire.gov/). This inte- grated ecological modeling approach is perhaps the only feasible means to provide consistent, comprehensive, and temporally deep historical record across large regions to evaluate whether today’s landscapes are within historical bounds. Moreover, this approach can be used at many scales and resolutions as the landscape reporting unit is adjusted to reflect the scale of the application, and it can use landscape attributes other than vegetation composition to compute departure such as fuel model composition, landscape pattern, and canopy bulk density. Last, the approach can be repeated so that landscapes can be monitored for changes in FRCC, departure, or fuel conditions to evaluate the efficacy of the National Fire Plan. Limited geo-referenced field data across all mapped categories proved to be the most critical problem throughout the project. The FIA data represents an important source of forest plot data but there were few FIA plots in rangelands and non-forest types. Most non-FIA legacy georeferenced field data compiled from government and university sources were sampled with such a wide variety of methods and resolutions that they were useless for statistical analysis and vegetation classification. Some cover types important to management did not have sufficient plots to warrant their mapping while others were over-represented in the reference database. And, some landscape succession model parameters and pathways needed to be estimated from expert opinion because of the lack of pertinent fire and succession data. The lack of current, geo-referenced field data also precluded an extensive assessment of the accuracy of many mapped layers, especially the fuels layers (Table 1) (Vogelmann et al., 2006). We needed most of the plots in the LANDFIRE reference database to build the empirical CART models so very few plots could be set aside to estimate map accuracy. While somewhat low (60–80% for the three critical data layers), these accuracies could eas- e c o l o g i c a l m o d e l l i n g 2 0 4 ( 2 0 0 7 ) 485–502 497 Fig. 8 – The fire regime maps produced by the LANDSUMv4 simulation model for mapping zone 16 Northern Rockies. Maps show the percent of total fires that are (a) non-lethal surface fires, (b) mixed severity fires, and (c) stand-replacement fires. The mean fire return interval (MFRI) is shown in the last map (d). ily be improved with additional field data (Vogelmann et al., 2006). The success of the LANDFIRE national project, and other future national mapping efforts, will ultimately depend on the availability, quality, and quantity of georeferenced field data, especially surface and canopy fuels data which were lacking in this project. Despite our best efforts, some elements of subjectivity crept into the set of methods described here. The cover type layer probably contains the highest bias because the vegetation map unit classification was derived from an integration of expert opinion and data analysis. It was difficult to create a comprehensive list of cover types that matched the sensitivity of the satellite imagery and simulation models without some subjectivity because of the wide variety of cover type classifications and vegetation communities possible for each individual mapping zone and the inherent variability of vegetation across the mapping landscape. A possible solution would be to use an existing cover type classification for the entire US so that bias is minimized and the list of cover types remains constant across mapping zones; the LANDFIRE national effort (http://www.landfire.gov/) has decided to use the NCVS (Anderson et al., 1998) as the basis for developing map units for creating layers of vegetation composition. Development of the fuels layers presented a special problem because mapped fuel model classifications are somewhat new to management so fuel models were never assessed on many geo-referenced plots in the LANDFIRE reference database (Keane et al., 2006b). This meant that we could not map fuel models with the statistical approach that was used to create the other maps (i.e., CART), so we were forced to use a more subjective, rule-based strategy where fuel model categories were assigned to combinations of PVT-cover type-structural stage categories. Most mapped fuel model classifications also lacked a dichotomous key to consistently identify fuel model from commonly collected field data. Future efforts should attempt to derive a key that objectively assigns fuel models based on the data collected in the field or present in the reference database. The landscape reporting unit size (0.81 km2 ) was probably too small to adequately describe fire and vegetation dynamics. Subsequent analyses found that reporting unit sizes ranging from 15 to 30 km2 appear to capture sufficient variation in both burned area and vegetation composition to produce ecologi- 498 e c o l o g i c a l m o d e l l i n g 2 0 4 ( 2 0 0 7 ) 485–502 cally meaningful historical time series (Karau and Keane, in press). We also found that the landscape reporting unit size should probably be variable and sized to fit the fire and disturbance dynamics of each mapping region or landscape. For example, flat areas with frequent fire may need larger reporting units to effectively describe the high variation of fire size and vegetation diversity. There were some major limitations in the calculation of the departure statistic and ultimately the quantification of FRCC. The ranges used to create the FRCC index from classes of the departure statistic were somewhat arbitrary and often misleading. Some landscapes have such great variability in historical landscape composition that departure statistics rarely exceeded a value of 50 of 100 and the HRVSTAT probability values rarely exceeded 0.2. This resulted in maps where most areas were in one or two FRCC classes and the ranges needed to be adjusted to get adequate discrimination across the mapping zone. The most extreme departures occurred on landscape reporting units that contained a high proportion of exotic plant cover types because exotic types were absent in the historical time series. As a result, the high departures and high FRCCs did not reflect the lack of fire from the landscape and the need for fuel treatments, but rather the replacement of native species with exotics. Some ecosystems experienced changes in species composition resulting in high departures but there were few changes in fuel characteristics indicating no change in fire hazard. For these reasons, FRCCs are most useful as an ecological measure of departure from historical vegetation conditions rather than an index of fire hazard or risk. While the FRCC index has problems, such as a limited three category index and spatial scale limitations, the departure statistic, on which FRCC is based, seems to have value as a comprehensive index to determine the ecological status of landscapes. Moreover, the idea of using simulated historical range and variation to drive assessments of ecosystem and landscape condition appears to have great value to land management (White and Walker, 1997). Wimberly et al. (2000) uses a similar simulation approach to quantify the historical variation in landscape composition to quantify optimal old growth forest levels. The HRV of landscape composition and structure were simulated for an Oregon Coast Range landscape using the LADS model (Nonaka and Spies, 2005). The LANDIS model was used to simulate time series of fuel loads (Shang et al., 2004) and fires (Yang et al., 2004) under various management scenarios. Hummel and Cunningham (2006) used the FVS model to estimate variation in forest structure for a landscape in the Cascade Range in Washington, USA, while Boychuk and Perera (1997) used the FLAP-X model to simulate variability in age classes for Canadian boreal forests. Many spatially explicit ecosystem simulation models are available for quantifying HRV in patch dynamics (see reviews by Gardner et al., 1999; Keane et al., 2004b; Mladenoff and Baker, 1999). Acknowledgements We thank Lisa Holsinger, Bruce Jeske, Eva Karau, Alisa Keyser, Kris Lee, Don Long, Jim Menakis, Melanie Miller, Maureen Mislevits, Russ Parsons, Sarah Pratt, Matt Reeves, Kevin Ryan and Dennis Simmerman, USDA Forest Service Rocky Mountain Research Station; Wendel Hann and Rich Lasko, USDA Forest Service Fire and Aviation Management; Tracey Frescino, USDA Forest Service RMRS FIA; Carl Skinner, USDA Forest Service Pacific Southwest Research Station; Don Bedunah, University of Montana; and John Caratti, Christine Frame, Larry Gangi, Jennifer Key, Jack Losensky, Scott Mincemoyer, Karen Short, and Amy Vitateau, Systems for Environmental Management. references Anderson, H.E., 1982. Aids to determining fuel models for estimating fire behavior. 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