PAPER 1509 Catalytic Direct Asymmetric Michael Reactions: Addition of Unmodified Ketone and Aldehyde Donors to Alkylidene Malonates and Nitro Olefins Cat lyticDirectAsym etricMichaelReactions M. Betancort, Kandasamy Sakthivel, Rajeswari Thayumanavan, Fujie Tanaka, Carlos F. Barbas III* Juan The Skaggs Institute for Chemical Biology and the Departments of Chemistry and Molecular Biology, The Scripps Research Institute, 10550 North Torrey Pines Road, La Jolla, California 92037, USA Fax +1(858)7842583; E-mail: carlos@scripps.edu Received 20 April 2004 We would like to dedicate this paper to Prof. T. Mukaiyama on the occasion of his 77th birthday Abstract: The Michael additions of a number of ketones and aldehydes to alkylidene malonates and nitro olefins were studied. The reactions employ small organic molecules as catalyst under mild reaction conditions and do not require preactivation of the carbonyl donors. These reactions afforded a variety of highly functionalized products in good yields with moderate to good enantioselectivity. Key words: asymmetric catalysis, Michael additions, organocatalysis, ketones, enamines The development of new methodologies in asymmetric synthesis is of tremendous importance given the increasing demand for optically active compounds.1 Though remarkable advances have been made in the development of asymmetric catalysts containing metals, relatively few asymmetric transformations have been reported that employ small organic molecules as catalysts. As the field of enantioselective catalysis has evolved during the last few years, highly reliable methods that predictably generate products with known stereochemistry have been developed and demand has increased for environmentally benign and highly efficient catalytic processes. Enantioselective organocatalysis in which the reaction is mediated by a catalytic amount of a chiral organic molecule is emerging as a powerful tool within this context.2 This approach is very attractive given the many advantages it provides ranging from operational simplicity and ease of handling to the use of inexpensive, nontoxic, and readilyavailable catalysts. Asymmetric carbon–carbon bond forming reactions are among the most challenging endeavors in organic synthesis. The Michael reaction is generally regarded as one of the most efficient and effective transformations, and studies concerning this reaction have played an important role in the development of modern synthetic organic chemistry.3 Over many years, the scope of this reaction has been extended in both reactant structure and catalyst efficiency. Much progress has been made in the development of asymmetric variants of this reaction, providing for the preparation of Michael adducts with high enantiomeric purity.4 Typically, carbon nucleophiles that contain an active methylene center such as malonic acid esters, b-keto esters, or nitroalkanes have been studied in the Michael reaction.5 Carbonyl compounds, and ketones in particular, have generally been used as donors only following their pre-activation by conversion into a more reactive species such as enol or enamine equivalents.6,7 In these cases, additional synthetic step(s), stoichiometric amounts of base, additional reagents, or chiral ligands are required. A potentially advantageous strategy in terms of atom economy would involve direct additions of unmodified carbonyl compounds to Michael-type acceptors.8 Research in our laboratories has recently focused on the concept of catalysis mediated by amino acids and amines.9–21 These studies led to the development of amine-catalyzed direct asymmetric aldol and Mannich reactions, Robinson annulations, Diels–Alder cycloadditions, and a variety of asymmetric multicomponent or assembly reactions. The common feature of these reactions is the use of unmodified nucleophilic donors that, upon activation by intermediate enamine formation, add stereoselectively to the corresponding acceptor electrophiles under very mild conditions. Herein, we disclose a full account of our efforts in broadening the applicability of this approach to the catalytic direct asymmetric Michael reaction of unmodified ketone and aldehyde donors to alkylidene malonates and nitro olefins.22 Chiral amines have been used in the catalytic asymmetric Michael addition, serving either to activate the Michael acceptor via formation of an iminium species (I, Scheme 1)5c,d or as bases where a complex formed between the amine and the enolate react with the acceptor (II, Scheme 1).23 We have explored a third mechanism that involves transient activation of carbonyl donors through formation of an enamine intermediate (III, Scheme 1). + O + * HNR2 * : NR 2 R2 R1 _ Nu I SYNTHESIS 2004, No. 9, pp 1509–1521xx. 204 Advanced online publication: 26.05.2004 DOI: 10.1055/s-2004-822392; Art ID: C0404SS © Georg Thieme Verlag Stuttgart · New York _ NR*2 Scheme 1 tions R1 EWG II R1 EWG III Possible mechanisms for amine-catalyzed Michael reac- 1510 Table 1 O Catalyst Screening EtO2C CO2Et 20 mol% cat + Ph Entry PAPER J. M. Betancort et al. EtO2C O CO2Et Ph THF, 4 days Catalyst (%) 1 Yield (%)a ee (%)b No reaction – No reaction – <5 – <5 – 25 50 47 59 61 59 80 61 From this study, diamine 8 emerged as a superior catalyst, both in terms of yield and enantioselectivity, to (S)-1-(2pyrrolidinylmethyl)pyrrolidine (6). Reactions with L-proline and its analogs provided only trace amounts of the Michael adducts. The most efficient catalysts in terms of both yield and enantioselectivity were the diamine catalysts. Key features of these catalysts are the presence of a secondary amine required for enamine formation and a tertiary amine that provides a diversity point and may also be involved in the reaction. Substitution on the pyrrolidine ring improved the enantioselectivity but caused a decrease in yield. 61 Similar diamine catalysts have been introduced recently by Alexakis et al. These catalysts are also 1,2-diamines possessing a pyrrolidine ring and an additional tertiary amine.26 COOH N H 2 S N H 3 COOH NHPh N H 4 N NH2 5 OMe N H 6 N N H 7 N N H 8 N N H 9 59 N N H 10 61 60 51 66 70 64 N N H 11 O N N H 12 N H C10H21 N C10H21 13 40 76 a Isolated yield after column chromatography. Determined by chiral-phase HPLC analysis using a Chiralcel AD column. b Synthesis 2004, No. 9, 1509–1521 Our previous studies had identified L-proline as a catalyst for direct asymmetric aldol reactions, Mannich reactions, and Robinson annulations (Michael–Aldol).9–11 On the basis of these successful precedents, we decided to employ Michael acceptors as electrophilic counterparts to the enamines. As a model transformation we studied the proline-catalyzed Michael addition of acetone to diethyl benzalmalonate in DMSO. The Michael adduct was isolated, albeit in racemic form, together with (E)PhCHCHCOCH3 as a byproduct. Similar results were obtained with other amino acids, but when (S)-1-(2-pyrrolidinylmethyl)pyrrolidine (6) was used as a catalyst, the addition product was formed exclusively in 41% yield and 47% enantiomeric excess (ee). Screening of diverse solvents allowed us to further improve both yield and enantioselectivity; THF provided superior results (47% yield with 59% ee). In order to achieve higher enantioselectivity, a set of chiral amines was synthesized and screened (Table 1).24,25 © Thieme Stuttgart · New York With optimal catalyst and solvent conditions established, we studied other factors that might affect selectivities. To study the influence of the ester moiety of the Michael acceptors, a number of benzylidene malonates were synthesized. The substrates were reacted with acetone and the corresponding addition products were isolated (Table 2). Again, catalyst 8 was superior to diamine 6. The reactions were also conducted at lower temperature with the aim of improving selectivities. Although reduced temperature enhanced enantioselectivies, it also dramatically reduced yields. A variety of alkylidene malonates were then evaluated as substrates for reaction with acetone (Table 3). Aromatic substituents provided good enantioselectivies (entries 1 to 10). The degree of substitution and consequently the steric bulk at the ortho position of the aryl ring played an important role in the outcome of the reaction. For example, the 2-trifluoromethyl derivative gave excellent enantioselectivity and good yield (entries 9–10). The 2-furyl substitution gave a higher yield of the addition product than other catalysts, but lower selectivity (entries 11–12). Alkyl substrates gave the corresponding Michael adducts in low PAPER Table 2 tion Effect of Ester Substituent on the Michael Addition Reac- Entry R Catalyst Yield (%)a ee (%)b 1 Me 8 88 57 6 55 56 8 80 61 6 47 59 8 42 62 6 22 61 8 85 51 2 3 Et 4 5 i-Pr 6 7 Bn a Isolated yield after column chromatography. Determined by chiral-phase HPLC analysis using a Chiralcel AD column. b Table 3 tion Effect of the Malonate b-Substituent on the Michael Reac- yields and with low enantioselectivities (entries 13–18).27 These aliphatic substrates turned out to be unstable under the reaction conditions and significant amounts of the malonate and the corresponding aldehyde were formed (presumably via a retro-Knovenagel reaction). We next examined a series of ketone donors as nucleophilic counterparts in the reaction. While aliphatic ketones were poor substrates, cyclic ketones were successfully used as nucleophiles (Table 4). The structure of the catalyst has a subtle influence upon the yield and stereochemical outcome of the reaction. When diamine 6 was used as a catalyst (entry 1), cyclopentanone reacted with diethyl benzalmalonate to provide two readily separable diastereomers, syn and anti in 55 and 6% yield with 53 and 55% ee, respectively; use of catalyst 8 brought a decrease in both yield and enantioselectivity (entry 2). When cyclohexanone was used as a substrate, catalyst 8 provided superior yields and ee values in shorter reaction times (77% ee and 32% yield after 7 days) as compared to 6 (entries 3 and 4). Table 4 Influence of the Catalyst Choice on the Outcome of Michael Reactions of Cyclic Ketones O EtO2C CO2Et + ( )n Entry 1 R R1 Catalyst Yield (%)a ee (%)b Ph Et 8 80 61 6 47 59 8 45 71 6 31 64 8 87 58 6 60 55 8 36 72 6 17 70 8 62 73 6 46 70 8 95 2 6 84 33 8 41 20 6 16 24 8 64 17 6 27 14 8 53 19 6 16 17 2 3 1-Naphthyl Et 4 5 2-Napthhyl Et 6 7 2-tolyl Et 8 9 2-CF3Ph Et 10 11 2-furyl Et 12 13 n-Pentyl Bn 14 15 Cyclohexyl Bn 16 17 18 a i-Pr Bn Isolated yield after column chromatography. Determined by chiral-phase HPLC analysis using a Chiralcel AD column. b 1511 Catalytic Direct Asymmetric Michael Reactions O Ph 20 mol% cat THF Ph CO2Et ( )n CO2Et Entry n Catalyst Yield (%)a drb (syn: eec (syn) Time anti) 1 1 6 61 9:1 53 4 days 2 1 8 28 7:1 39 4 days 3 2 6 24 25:1 65 14 days 4 2 8 32 19:1 77 7 days a Isolated yield after column chromatography. Determined by 1H NMR analysis of unpurified products. c Determined by chiral-phase HPLC analysis using a Chiralcel AD column. b The potential of this methodology can be further extended as these diamines can also catalyze the Knovenagel reaction used to synthesize alkylidene malonates. This synthetic multistep procedure involves the synthesis of two carbon–carbon bonds catalyzed by a single multi-acting entity. Using the procedure described above, a multicomponent reaction that directly converts an aldehyde into the final Michael adduct via amine catalysis of both steps can be carried out in one pot. In this case, DMSO was the solvent of choice (Scheme 2). Though the yields and enantioselectivities obtained were modest, these results certainly point to the high potential and usefulness of this multicomponent reaction sequence.28 The Michael adducts arising from the addition of ketones to alkylidene malonates undergo facile monodecarbomethoxylation under Krapcho conditions to afford synthetically useful chiral 3-substituted-5-keto esters.29 Synthesis 2004, No. 9, 1509–1521 © Thieme Stuttgart · New York 1512 PAPER J. M. Betancort et al. O EtO2C O CH2(CO2Et)2 20 mol% cat 6 H DMSO/acetone R R R=H 52% yield, 49% ee R = CF3 62% yield, 70% ee Scheme 2 previously. These studies were performed on the reaction of cyclohexanone with trans-b-nitro styrene (Table 5). LProline and analogs lacking the tertiary amine were the least effective catalysts. The superior levels of reaction efficiency observed with diamine 12 (entry 8) prompted us to select this catalyst for further exploration. It is worth noting that the modular nature of these catalytic molecules allows easy modification of their structures to fine-tune their reactivity for a particular application. CO2Et One-pot Knovenagel–Michael addition Following our success in carrying out direct catalytic asymmetric Michael additions of unmodified ketones to alkylidene malonates through formation of an enamine intermediate, we decided to explore the more reactive nitro olefins as electrophiles.30 The Michael adducts obtained are versatile synthons. Further transformations involving the newly formed nitro ketone functionality such as reduction or hydrogenation will allow access to other synthetically valuable building blocks.31 When acetone was reacted with trans-b-nitro styrene in DMSO at room temperature employing L-proline as catalyst, the corresponding Michael adduct was isolated in 80% yield, but in almost racemic form.9c The reaction of cyclopentanone employing the same catalyst in THF provided improved results since the addition product was isolated in 88% yield as a 5:1 syn–anti mixture in 29 and 52% ee, respectively. This reaction constituted the first example of a proline-catalyzed asymmetric Michael addition to a nitro styrene electrophile.22a In view of the improvements in ee observed when diamine catalysts were employed in the addition of unmodified ketones to alkylidene malonates, these catalysts were evaluated in this reaction. When diamine 6 was employed as a catalyst for the addition of acetone, the product was formed in 81% yield and 35% ee after 3 days (Scheme 3). The reaction of cyclopentanone with trans-b-nitro styrene catalyzed by 6 also proceeded smoothly at room temperature to furnish the Michael adducts in 78% yield, with a diastereomeric ratio of 4:1 in favor of the syn isomer and 78% ee (Scheme 3). We next initiated the search for a suitable chiral catalyst for the addition of unmodified ketones to nitro olefins by screening the collection of diamines we had synthesized O + Ph NO2 Cat. 6 20 mol % O Ph NO2 THF 81% yield, 35% ee O + Ph NO2 Cat. 20 mol % O Ph NO2 THF Scheme 3 L-proline 88% yield, 29% ee Diamine 6 78% yield, 78% ee Addition of ketones to nitro olefin electrophiles Synthesis 2004, No. 9, 1509–1521 © Thieme Stuttgart · New York Table 5 Olefins Catalyst Screening for the Addition of Ketones to Nitro O + Ph NO2 Cat. 20 mol % O Ph NO2 THF, 22h Entry Catalyst Yield (%)a 1 1 7 2 5 3 drb (syn–anti) eec (syn) 98:2 56 <2 – – 6 21 98:2 73 4 7 89 >98:2 84 5 8 93 >98:2 89 6 10 90 >98:2 86 7 11 81 98:2 78 8 12 92 98:2 90 9 13 95 94:6 67 a Isolated yield after column chromatography. Determined by 1H NMR analysis of unpurified products. c Determined by chiral-phase HPLC analysis using a Chiralcel AS column. b In an effort to study the scope and generality of this transformation, the reactions of a variety of ketones and nitro olefins catalyzed by 12 were analyzed (Table 6). We speculated that the high enantioselectivities we had observed for the reaction of ketones with alkylidene malonates bearing ortho substituents on the aromatic ring could also be obtained in this case. Gratifyingly, the reaction of acetone with the o-trifluoromethyl derivative provided the Michael adduct in 72% ee (entry 2) versus 56% ee for trans-b-nitrostyrene (entry 1). Within this series, 3-pentanone and acetophenone derived ketones were less reactive, providing Michael adducts in modest yield (entries 4 and 5). 2-Butanone is of particular interest since this nonsymmetrical ketone could form two regioisomeric addition products, one of which gives rise to possible syn-anti isomers. The main product results from the nucleophilic attack of the less hindered methyl group of the ketone in a 3:1 ratio (entry 3). Cyclic ketones were good substrates for the reaction, with cyclopentanone and cyclohexanone providing for the best results (entries 7 and 8); however, the reaction with the higher homologue cycloheptanone (entry 9) was sluggish (32% yield after 5 days). Hydroxy- PAPER 1513 Catalytic Direct Asymmetric Michael Reactions acetone (entry 10) could also be employed as donor and yielded 3-hydroxy-5-nitro-4-phenylpentan-2-one as a 69:31 mixture of isomers in favor of the syn stereochemistry. The trans-b-methyl-b-nitrostyrene (entry 11) is an interesting acceptor, since one of the two stereocenters created in the Michael reaction is located a to the nitro group; the reaction with acetone as donor gave excellent yield for the addition product, but had poor syn–anti selectivity (62:38). Table 6 The reaction possesses notable water tolerability. When cyclohexanone was reacted with either p-methoxy-transb-nitro styrene or the o-trifluoromethyl derivative in up to 10% of water, the addition products were isolated with excellent stereoselectivities, and moderate to good yields and enantioselectivities after three days at room temperature (Scheme 4). O Cat. 12 20 mol % O + NO2 R NO2 + 4-OMe-Ph Addition of Ketones to Nitro Olefins THF/H2O (90:10) 4 °C R O Cat. 6 20 mol % NO2 O Ar NO2 84% yield dr > 98:2, 70% ee THF, r.t., t O Entry Ketone 1 O 2 O 3 O eec Time Yield drb (%)a syn–anti syn Nitro olefin Ph 17 h 61 – 56 26 h 54 – 72 NO2 2d 90 88:12 68 NO2 5d 27 92:8 67 NO2 5d 21 – 72 NO2 5d <2 – – NO2 3d 46 86:14 74 NO2 22 h 92 98:2 90 NO2 5d 32 88:12 53 NO2 NO2 CF3 4 Ph O 5 Ph O Ph Ph 6 O Ph Ph 7 8 9 O Ph O Ph O Ph + O Ph NO2 17 h 81 69:31 2-CF3-Ph Cat. 6 20 mol % THF/H2O (90:10) 4 °C Scheme 4 O Ar NO2 60% yield dr > 98:2, 88% ee Water tolerability of the reaction On the basis of the findings described, the methodology was extended to other carbonyl compounds that could form enamine intermediates. Due to the difficulty in controlling reactions of enolates or enols of aldehydes, there were no examples of catalytic asymmetric conjugate additions of naked aldehydes at the time we published our first studies in this area.22b,32 The reaction of isovaleraldehyde with diethyl benzalmalonate was explored as a model transformation (Scheme 5). Initial experiments were performed using (S)-1-(2-pyrrolidinylmethyl)pyrrolidine (6) as a catalyst. Under these conditions, no product formation was detected. However, when the more reactive trans-b-nitrostyrene acceptor was employed, the reaction proceeded smoothly to furnish the Michael adducts in 80% yield, with a dr of 80:20 in favor of the syn stereochemistry and 75% ee. The syn selectivity of this reaction is in accord with our studies concerning ketone donors described above. To search for more optimal catalysts for the reaction of isovaleraldehyde with trans-b-nitrostyrene, we screened a number of structurally related amines (Table 7). We found that (S)-2-(morpholinomethyl)pyrrolidine (11) (enOHC 10 NO2 EtOOC + COOEt Ph – Cat. 6 20 mol % EtOOC COOEt OHC Ph THF No reaction OH 11 O Ph NO2 2d 97 62:38 70 OHC + Ph NO2 Cat. 6 20 mol % Ph OHC NO2 THF, 22h a Isolated yield after column chromatography. b Determined by 1H NMR analysis of unpurified products. c Determined by chiral-phase HPLC analysis. 80% yield, 75% ee Scheme 5 Asymmetric conjugate additions of naked aldehydes Synthesis 2004, No. 9, 1509–1521 © Thieme Stuttgart · New York 1514 PAPER J. M. Betancort et al. try 6) was the most effective catalyst of the group in terms of stereochemical control, providing a high level of diastereoselection and good enantioselection. In contrast to results obtained with diamine catalysts, reactions with Lproline provided only trace amounts of the Michael adducts (entry 1). Table 7 Olefins Table 9 Effect of Catalyst Loading on Reaction Efficiency OHC + Cat. 11 n mol % NO2 Ph C4H9 10 equiv Ph OHC NO2 C4H9 THF, r.t., t Time (d) Yield (%)a drb (syn–anti) eec (syn) Entry n mol% 1 20 1 87 85: 15 69 2 10 4 88 75: 25 72 3 5 10 92 69: 31 68 Catalyst Screening for the Addition of Aldehydes to Nitro OHC + Ph NO2 Ph Cat. 20 mol % OHC NO2 THF, r.t., 3 d Entry Catalyst Yield (%) a a b dr (syn–anti) ee (syn) 1 1 <5 93:7 25 2 6 80 80:20 75 3 7 89 83:17 73 4 8 80 82:18 64 5 10 70 82:18 70 6 11 78 92:8 72 7 12 88 80:20 47 Isolated yield after column chromatography. Determined by 1H NMR analysis of unpurified products. c Determined by chiral-phase HPLC analysis. b c diastereoselectivity of the reaction was sensitive to the longer reaction times required to obtain high conversions. a Isolated yield after column chromatography. Determined by 1H NMR analysis of unpurified products. c Determined by chiral-phase HPLC analysis. b Additional studies of this reaction catalyzed by (S)-2(morpholinomethyl)pyrrolidine (11) indicated a temperature profile of ascending selectivity with descending temperature (Table 8). Upon cooling the reaction, the addition product was obtained with higher diastereo- and enantioselectivity but lower yield. While the reaction at room temperature provided the addition product in 78% yield, the reaction at –24°C provided only traces of the Michael adduct. The effect of catalyst loading on reaction efficiency was evaluated (Table 9). While 20% of 11 was routinely employed, catalyst loadings as low as 5 mol% (entry 3) provided useful levels of enantioselectivity though the The equivalents of aldehyde required for optimal results in this Michael addition were also studied. In the case of the more reactive unsubstituted substrates such as hexanal, the reaction proceeded smoothly when the amount of aldehyde was reduced to 2 equiv and the Michael adduct was obtained in 85% yield, though a decrease in dr and ee associated with longer reaction times was noted (Table 10). When the same study was carried out with a branched aldehyde, isovaleraldehyde, the reaction rate decreased drastically. In order to achieve high yields in a short period of time, 10 equiv of aldehyde were routinely used. Table 10 Effect of Aldehyde Equivalents on Reaction Efficiency OHC + Cat. 11 n mol % NO2 Ph C4H9 10 equiv Ph OHC NO2 C4H9 THF, r.t., t Entry n mol% Time (d) Yield (%)a drb (syn–anti) eec (syn) 1 10 1 87 85:15 69 2 5 3 92 78:22 63 3 2 5 85 75:25 55 a Table 8 Effect of Temperature on the Selectivity of the Reaction OHC + Ph NO2 Ph OHC NO2 THF, T, 3 d 10 equiv Entry Cat. 11 20 mol % Temp (°C) Yield (%)a drb (syn–anti) eec (syn) 1 24 78 92:8 72 2 4 20 97:3 78 3 –24 6 98:2 86 a Isolated yield after column chromatography. Determined by 1H NMR analysis of unpurified products. c Determined by chiral-phase HPLC analysis. b Synthesis 2004, No. 9, 1509–1521 Isolated yield after column chromatography. Determined by 1H NMR analysis of unpurified products. c Determined by chiral-phase HPLC analysis. b © Thieme Stuttgart · New York With catalyst 11 in hand and optimum conditions established, we examined a series of aldehydes and nitro olefins in order to establish the scope of the reaction (Table 11). Higher enantioselectivity was achieved with increasing substituent bulk on the aldehyde donor in the order Me < Et < Bu < i-Pr (entries 1–4). On the basis of our previous results, we anticipated that ortho-substitution on the aromatic ring would affect both diastereoselectivity and enantioselectivity. Gratifyingly, excellent dr (up to 98:2) and good ee were obtained when 1-napthyl and o-trifluoromethyl derivatives were employed, albeit PAPER Catalytic Direct Asymmetric Michael Reactions with a slight decrease in yield (entries 6 and 8). Alkyl nitro olefins also provided Michael adducts but in low yield (entry 10). Based on these results, it is clear that steric factors play an important role in the outcome of the reaction. While isovaleraldehyde was a suitable aldehyde for the reaction, the more sterically hindered 3,3-dimethylbutyraldehyde was ineffective (entry 5). Introduction of an isopropyl substituent on the nitro olefin precluded any reaction (entry 11). Table 11 Addition of Aldehydes to Nitro Olefins CHO + R NO2 R1 Entry Aldehyde 2 OHC CHO CHO R1 NO2 R THF, r.t. 10 equiv 1 R1 Cat. 11 20 mol % eec Time Yield drb (%)a syn–anti syn Ph 3h 85 90:10 56d Ph 27 h 94 86:14 65 The employment of unmodified aldehydes as donors in the asymmetric Michael reaction provides an easy and convenient way of synthesizing novel optically active 2,3disubstituted g-formyl nitro compounds in one step. These useful synthons can be further converted into a wide array of interesting building blocks such as 1,4-amino alcohols or amino acids in a straightforward manner. The application of this approach to the synthesis of pyrrolidines particularly attracted our attention. Substituted chiral, nonracemic pyrrolidines are common structural motifs found in many natural and unnatural products that possess interesting and important biological activities, and a great deal of effort has been devoted toward the development of asymmetric methods for their synthesis.33,34 To demonstrate the effectiveness of the present reaction, optically active g-formyl nitro compounds were hydrogenated with Pd(OH)2. The reductive amination proceeded smoothly to afford the desired pyrrolidines that were isolated as their N-tosyl derivatives in good overall yields (Scheme 6). CHO NO2 27 h 87 85:15 69 78 92:8 72 Scheme 6 pounds Though further studies are needed to firmly elucidate the mechanism of these Michael additions, the reaction very likely proceeds via an enamine mechanism.35 The high syn selectivity we observe is in accord with results obtained in conjugate additions of preformed enamines to both alkylidene malonates and nitro olefins.36 In the case of the addition of ketones to alkylidene malonates, we can rationalize the observed stereochemistries through a favored transition state where the alkylidene malonate approaches the enamine from the less hindered re face. In the case of additions to nitro olefins, the syn selectivity may be explained by an acyclic synclinal model, in which there are favorable electrostatic interactions between the partially positive nitrogen of the enamine and the partially negative nitro group in the transition state (Figure 1).37 For the addition of aldehydes, approach of the nitro olefin from the less hindered si face of the enamine would produce the observed stereochemistry. This conformation would place the tertiary-amine-containing arm of the catalyst syn to the aldehydic hydrogen because this is sterically less congested. In the case of ketones, however, discrimination by the catalyst arm between the two groups of the enamine intermediate is challenging, because of the similarity of their environments. Nevertheless, the smaller and flat olefinic sp2 carbon would be preferred to the bulkier free-rotating tetrahedral sp3 carbon. The observed stereochemistries of the products in this case could be explained by approach of the nitro olefin from the less hindered re face of the enamine. R = Me R = iPr C4H10 CHO Ph 3d 5 CHO Ph 3 dg – – – 6 CHO 3d 67 96:4 75e 7 CHO 3d 96 89:11 69 8 CHO 3d 77 98:2 78 2d 82 86:14 71 3d 42 89:11 NDf – – CF3 CHO S 10 CHO 11 CHO a C3H7 3 dg – Isolated yield after column chromatography. Determined by 1H NMR analysis of unpurified products. c Determined by chiral-phase HPLC analysis. d Determined after conversion to the corresponding pyrrolidine. e Determined after conversion to the corresponding primary alcohol. f Not determined. g No reaction. b N Ts 2. TsCl R Ph 1. H2, Pd(OH)2 Ph 4 9 R Ph OHC 3 1515 79% yield 82% yield Hydrogenation of optically active g-formyl nitro com- Synthesis 2004, No. 9, 1509–1521 © Thieme Stuttgart · New York 1516 PAPER J. M. Betancort et al. 13 C NMR (125 MHz, CDCl3): d = 62.6, 56.4, 55.8, 45.7, 29.5, 28.2, 27.1, 24.8. Ketone-malonate: N HRMS: m/z calcd for C11H23N2 [M + H]+: 183.1856; found: 183.1853. R2N CO2R RO2C 2¢S-1-Pyrrolidin-2¢-ylmethylazocane (1.9) [a]D25 +13.40 (c 3.6, CHCl3). Ph 1 H NMR (500 MHz, CDCl3): d = 3.20 (dddd, J = 6.8, 6.8, 6.8, 6.8 Hz, 1 H), 2.98 (ddd, J = 9.6, 6.6, 6.6 Hz, 1 H), 2.87 (ddd, J = 9.6, 7.0, 7.0 Hz, 1 H), 2.61–2.56 (m, 2 H), 2.54–2.49 (m, 2 H), 2.38 (dd, J = 12.1, 5.3 Hz, 1 H), 2.34 (dd, J = 12.1, 8.5 Hz, 1 H), 2.31 (br s, 1H), 1.90–1.82 (m, 1 H), 1.74 (dddd, J = 7.2, 7.2, 7.2, 7.2 Hz, 2 H), 1.67–1.62 (m, 2 H), 1.60–1.53 (m, 8 H), 1.37–1.31 (m, 1 H). Aldehyde-nitro olefin: N NO 2 R2N H Ph Ketone-nitro olefin: NO2 Ph Figure 1 Potential transition states In summary, we have developed and studied organocatalytic asymmetric Michael additions of ketones and aldehyde donors to both alkylidene malonates and nitro olefins using pyrrolidine based diamine catalysts, easily prepared from L-proline. The Michael additions proceed in moderate to good enantioselectivies under operationally simple reaction conditions. The optically active adducts are readily modified through additional synthetic manipulations to provide access to valuable synthons. Chemicals and solvents were either purchased puriss p.A. from commercial suppliers or purified by standard techniques. For TLC, silica gel plates (Merck 60 F254) were used. Liquid chromatographic purifications were performed by flash column chromatography using glass columns packed with silica gel (Merck 60, particle size 0.040–0.063 mm). 1H and 13C NMR spectra were recorded either on a Bruker AMX300 or an Avance 500. HPLC was carried out using a Hitachi organizer consisting of a D-2500 Chromato-Integrator, an L-4000 UV-Detector, and a l-6200 Intelligent Pump. Optical rotations were recorded on a Perkin–Elmer 241 Polarimeter (l = 589 nm, 1 dm cell). HRMS were recorded on an IonSpec FTMS mass spectrometer with a DHB matrix. Gas chromatography, mass spectrometry (GCMS) experiments were performed on a Hewlett Packard 5890 gas chromatograph and a 5971A mass selective detector. Electrospray ionization (ESI) mass spectrometry experiments were performed on an API 100 Perkin–Elmer SCIEX single quadrupole mass spectrometer. 2¢S-1-Pyrrolidin-2¢-ylmethylazepane (1.8) Diamine catalysts were synthesized according to literature procedures.24 [a]D25 +13.61 (c 2.8, CHCl3). 1 H NMR (500 MHz, CDCl3): d = 3.27–3.22 (m, 1 H), 3.12 (br s, 1 H), 3.00 (ddd, J = 10.3, 6.6, 6.6 Hz, 1 H), 2.89 (ddd, J = 10.3, 7.0, 7.0 Hz, 1 H), 2.73–2.68 (m, 2 H), 2.65–2.59 (m, 2 H), 2.49 (dd, J = 12.5, 4.8 Hz, 1 H), 2.38 (dd, J = 12.5, 8.8 Hz, 1 H), 1.91–1.84 (m, 1 H), 1.75 (dddd, J = 7.2, 7.2, 7.2, 7.2 Hz, 2 H), 1.65–1.54 (m, 8 H), 1.38–1.31 (m, 1 H). Synthesis 2004, No. 9, 1509–1521 C NMR (125 MHz, CDCl3): d = 64.9, 56.7, 54.8, 45.7, 29.3, 28.1, 27.6, 26.2, 24.8. HRMS: m/z calcd for C12H25N2 [M + H]+: 197.2012; found: 197.2012. N R2N 13 © Thieme Stuttgart · New York 2S-Bis(decyl)pyrrolidin-2-ylmethylamine (1.12) [a]D25 +17.33 (c 1.6, CHCl3). 1 H NMR (500 MHz, CDCl3): d = 3.20 (dddd, J = 6.4, 6.4, 6.4, 6.4 Hz, 1 H), 2.98–2.93 (m, 1 H), 2.88–2.82 (m, 1 H), 2.47–2.41 (m, 2 H), 2.38–2.28 (m, 4 H), 1.88–1.82 (m, 1 H), 1.74 (dddd, J = 7.2, 7.2, 7.2, 7.2 Hz, 2 H), 1.43–1.36 (m, 3 H), 1.31–1.21 (m, 30 H), 0.88 (dd, J = 7.0, 7.0 Hz, 3 H). 13 C NMR (125 MHz, CDCl3): d = 59.6, 56.4, 54.6, 45.6, 31.9, 29.7, 29.6, 29.4, 29.3, 27.5, 27.2, 24.7, 22.7, 14.1. HRMS: m/z calcd for C25H53N2 [M + H]+: 381.4203; found: 381.4206. 2¢S-1-(4¢-tert-Butoxypyrrolidin-2¢-ylmethyl)pyrrolidine (1.13) [a]D25 +3.60 (c 1.4, CHCl3). 1 H NMR (500 MHz, CDCl3): d = 4.18–4.13 (m, 1 H), 3.45 (dddd, J = 7.7, 7.7, 7.7, 5.5 Hz, 1 H), 3.19 (dd, J = 11.0, 5.9 Hz, 1 H), 2.96 (br s, 1 H), 2.75 (dd, J = 11.0, 4.8 Hz, 1 H), 2.60–2.50 (m, 5 H), 2.39 (dd, J = 12.1, 5.5 Hz, 1 H), 1.84–1.75 (m, 5 H), 1.61 (ddd, J = 13.2, 7.7, 7.7 Hz, 1 H), 1.17 (s, 9 H). 13 C NMR (125 MHz, CDCl3): d = 73.3, 71.5, 61.9, 56.2, 54.6, 54.5, 39.7, 28.4, 23.4. HRMS: m/z calcd for C13H27N2O [M + Na]+: 227.2118; found: 227.2118. Addition of Ketones to Alkylidene Malonates; General Procedure To a solution of diethyl benzalmalonate in a mixture of THF (2 mL) and acetone (0.5 mL) was added (S)-1-(2-pyrrolidinylmethyl)pyrrolidine (8.5 mL, 20% mol). The reaction was stirred at r.t. for 4 d. Then, the solution was diluted with CH2Cl2 (5 mL) and treated with aq HCl (0.1 M; 4 mL) with vigorous stirring. The layers were separated, and the aq phase was extracted thoroughly with CH2Cl2 (3 × 2 mL). The combined organic phases were dried (MgSO4), concentrated and purified by flash column chromatography (silica gel) affording the Michael adduct. Yield: 47% (36 mg, 0.12 mmol). One-Pot Knovenagel-Michael Addition; General Procedure To a solution of diethyl malonate (40 mg, 0.25 mmol) in DMSO (2 mL) was added benzaldehyde (25.5 mL, 0.25 mmol), followed by (S)-1-(2-pyrrolidinylmethyl)pyrrolidine (8.5 mL, 20% mol). After 5 h (complete consumption of the aldehyde by TLC), acetone (0.5 mL) was added. The reaction was stirred for 4 d. The work-up was identical to that already described for the Michael reaction, and the addition product was isolated. PAPER Yield: 52% yield (40 mg, 0.13 mmol). 2-(3-Oxo-1-phenylbutyl)malonic Acid Dimethyl Ester (2.1) [a]D25 +6.97 (c 2.5, CHCl3, 56% ee) {Lit. [a]D25 –13.2 (c 1.5, CHCl3, 95% ee for the R enantiomer)};38 tR (minor) 19.59 min, tR (major) 21.59 min (Chiralcel AD; l 254 nm; 1% i-PrOH–hexanes, 1 mL/min). 2-(3-Oxo-1-phenylbutyl)malonic Acid Diethyl Ester (2.3) [a]D25 +10.17 (c 1.7, CHCl3, 60% ee); tR (minor) 6.62 min, tR (major) 9.04 min (Chiralcel AD; l 254 nm; 10% i-PrOH–hexanes, 1 mL/min). 1 H NMR (500 MHz, CDCl3): d = 7.28–7.23 (m, 4 H), 7.21–7.18 (m, 1 H), 4.21–4.17 (m, 2 H), 3.99–3.93 (m, 1 H), 3.94 (ddd, J = 7.2, 7.2, 7.2 Hz, 2 H), 3.69 (d, J = 9.9 Hz, 1 H), 2.96 (dd, J = 16.5, 4.9 Hz, 1 H), 2.90 (dd, J = 16.5, 8.8 Hz, 1 H), 2.02 (s, 3 H), 1.25 (dd, J = 7.2, 7.2 Hz, 3 H), 1.01 (dd, J = 7.2, 7.2 Hz, 3 H). 13 C NMR (125 MHz, CDCl3): d = 206.1, 168.2, 167.6, 140.4, 128.4, 128.1, 127.2, 61.6, 61.3, 57.4, 47.4, 40.4, 30.3, 14.0, 13.7. HRMS: m/z calcd for C17H22O5Na [M + Na]+: 329.1359; found: 329.1359. 2-(3-Oxo-1-phenylbutyl)malonic Acid Diisopropyl Ester (2.5) [a]D25 +12.64 (c 0.9, CHCl3, 61% ee) {Lit. [a]D25 +11 (c 1.0, CHCl3, 53% ee for the S enantiomer)};39 tR (minor) 10.67 min, tR (major) 15.52 min (Chiralcel AD; l 254 nm; 4% i-PrOH–hexanes, 1 mL/min). 2-(3-Oxo-1-phenylbutyl)malonic Acid Dibenzyl Ester (2.7) [a]D25 +3.25 (c 2.0, CHCl3, 50% ee); tR (minor) 10.80 min, tR (major) 13.87 min (Chiralcel AD; l 254 nm; 15% i-PrOH–hexanes, 1 mL/min). 1 H NMR (500 MHz, CDCl3): d = 7.43–7.41 (m, 3 H), 7.39–7.25 (m, 5 H), 7.23–7.18 (m, 5 H), 7.06–7.04 (m, 2 H), 5.15 (d, J = 12.3 Hz, 1 H), 5.11 (d, J = 12.3 Hz, 1 H), 4.89 (s, 2 H), 4.02–3.98 (m, 1 H), 3.82 (d, J = 9.6 Hz, 1 H), 2.88–2.87 (m, 2 H), 1.95 (s, 3 H). 13 C NMR (125 MHz, CDCl3): d = 205.9, 167.8, 167.4, 140.2, 135.1, 135.0, 129.0, 128.9, 128.8, 128.7, 128.6, 128.5, 127.7, 67.3, 67.1, 57.3, 47.1, 40.4, 30.2. HRMS: m/z calcd for C27H26O5Na [M + Na]+: 453.1672; found: 453.1684. 2-(1-Naphthalen-1-yl-3-oxobutyl)malonic Acid Diethyl Ester (3.3) [a]D25 –3.49 (c 1.5, CHCl3, 64% ee); tR (minor) 17.56 min, tR (major) 24.98 min (Chiralcel AD; l 254 nm; 4% i-PrOH–hexanes, 1 mL/min). 1 H NMR (500 MHz, CDCl3): d = 8.30 (d, J = 8.4 Hz, 1 H), 7.82 (d, J = 8.1 Hz, 1 H), 7.72 (d, J = 8.8 Hz, 1 H), 7.59–7.55 (m, 1 H), 7.49–7.46 (m, 1 H), 7.41–7.36 (m, 2 H), 4.94 (br s, 1 H), 4.19–4.13 (m, 2 H), 3.93 (m, 1 H), 3.87–3.83 (m, 2 H), 3.18 (dd, J = 17.3, 5.5 Hz, 1 H), 3.12 (dd, J = 17.3, 7.9 Hz, 1 H), 2.02 (s, 3 H), 1.22 (dd, J = 7.2, 7.2 Hz, 3 H), 0.87 (dd, J = 7.0, 7.0 Hz, 3 H). Catalytic Direct Asymmetric Michael Reactions 1517 1 H NMR (500 MHz, CDCl3): d = 7.77–7.76 (m, 3 H), 7.69 (d, J = 1.5 Hz, 1 H), 7.44–7.38 (m, 3 H), 4.22–4.13 (m, 3 H), 3.92–3.87 (m, 2 H), 3.81 (d, J = 9.9 Hz, 1 H), 3.03 (d, J = 7.0 Hz, 2 H), 2.02 (s, 3 H), 1.25 (dd, J = 7.2, 7.2 Hz, 3 H), 0.93 (dd, J = 7.2, 7.2 Hz, 3 H). 13 C NMR (125 MHz, CDCl3): d = 206.0, 168.2, 167.6, 137.9, 133.2, 132.5, 128.1, 127.7, 127.5, 127.0, 126.1, 126.0, 125.7, 61.6, 61.3, 57.3, 47.3, 40.4, 30.3, 14.0, 13.6. HRMS: m/z calcd for C21H24O5Na [M + Na]+: 379.1516; found: 379.1510. 2-(3-Oxo-1-o-tolylbutyl)malonic Acid Diethyl Ester (3.7) [a]D25 +3.02 (c 0.6, CHCl3, 68% ee); tR (minor) 7.39 min, tR (major) 11.63 min (Chiralcel AD; l 254 nm; 8% i-PrOH–hexanes, 1.0 mL/min). 1 H NMR (500 MHz, CDCl3): d = 7.13–7.07 (m, 4 H), 4.25 (ddd, J = 9.9, 8.1, 5.9 Hz, 1 H), 4.21–4.17 (m, 2 H), 3.95–3.90 (m, 2 H), 3.68 (d, J = 10.3 Hz, 1 H), 2.94–2.92 (m, 2 H), 2.47 (s, 3 H), 1.99 (s, 3 H), 1.26 (dd, J = 7.2, 7.2 Hz, 3 H), 0.98 (dd, J = 7.2, 7.2 Hz, 3 H). 13 C NMR (125 MHz, CDCl3): d = 206.1, 168.4, 167.8, 139.1, 136.9, 130.7, 126.8, 126.0, 61.6, 61.3, 57.1, 47.7, 35.2, 30.5, 19.8, 14.0, 13.7. HRMS: m/z calcd for C18H24O5Na [M + Na]+: 343.1516; found: 343.1503. 2-[3-Oxo-1-(2-trifluoromethylphenyl)butyl]malonic Acid Diethyl Ester (3.9) [a]D25 –1.40 (c 1.8, CHCl3, 70% ee); tR (minor) 7.68 min, tR (major) 14.19 min (Chiralcel AD; l 254 nm; 10% i-PrOH–hexanes, 0.8 mL/min). 1 H NMR (500 MHz, CDCl3): d = 7.66 (d, J = 7.7 Hz, 1 H), 7.50– 7.45 (m, 2 H), 7.35–7.32 (m, 1 H), 4.40–4.36 (m, 1 H), 4.19–4.12 (m, 2 H), 4.04 (ddd, J = 7.1, 7.1, 7.1 Hz, 2 H), 3.95 (d, J = 7.7 Hz, 1 H), 3.10–3.00 (m, 2 H), 2.08 (s, 3 H), 1.22 (dd, J = 7.2, 7.2 Hz, 3 H), 1.09 (dd, J = 7.0, 7.0 Hz, 3 H). 13 C NMR (125 MHz, CDCl3): d = 206.0, 168.2, 167.6, 140.0, 131.9, 128.3, 127.1, 126.5, 125.4, 123.2, 61.6, 61.5, 55.9, 46.7, 35.5, 30.0, 13.9, 13.7. HRMS: m/z calcd for C18H21F3O5Na [M + Na]+: 397.1233; found: 397.1236. 2-(1-Furan-2-yl-3-oxobutyl)malonic Acid Diethyl Ester (3.11) tR 27.23 and 30.27 min (Chiralcel AD; l 280 nm; 1% i-PrOH–hexanes, 0.8 mL/min). 1 H NMR (500 MHz, CDCl3): d = 7.29–7.28 (m, 1 H), 6.25–6.24 (m, 1 H), 6.10–6.09 (m, 1 H), 4.18 (ddd, J = 7.1, 7.1, 7.1 Hz, 2 H), 4.13– 4.07 (m, 3 H), 3.77 (d, J = 8.1 Hz, 1 H), 3.00 (dd, J = 17.1, 9.0 Hz, 1 H), 2.92 (dd, J = 17.1, 4.8 Hz, 1 H), 2.11 (s, 3 H), 1.24 (dd, J = 7.2, 7.2 Hz, 3 H), 1.17 (dd, J = 7.0, 7.0 Hz, 3 H). 13 C NMR (125 MHz, CDCl3): d = 205.8, 167.8, 167.7, 153.4, 141.6, 110.2, 106.9, 61.6, 61.5, 55.0, 44.5, 33.9, 30.1, 14.0, 13.9. 13 C NMR (125 MHz, CDCl3): d = 206.2, 168.4, 167.8, 137.2, 134.0, 131.4, 128.8, 127.7, 126.3, 125.7, 125.1, 123.3, 61.6, 61.3, 56.9, 47.1, 30.2, 14.0, 13.5. HRMS: m/z calcd for C15H20O6Na [M + Na]+: 319.1152; found: 319.1152. HRMS: m/z calcd for C21H24O5Na [M + Na]+: 379.1516; found: 379.1509. 2-[1-(2-Oxopropyl)hexyl]malonic Acid Dibenzyl Ester (3.13) [a]D25 +1.15 (c 1.3, CHCl3, 20% ee); tR (minor) 28.87 min, tR (major) 31.66 min (Chiralcel AD; l 254 nm; 1% i-PrOH–hexanes, 0.8 mL/min). 2-(1-Naphthalen-2-yl-3-oxobutyl)malonic Acid Diethyl Ester (3.5) [a]D25 +8.44 (c 4.9, CHCl3, 55% ee); tR (minor) 14.60 min, tR (major) 20.50 min (Chiralcel AD; l 254 nm; 8% i-PrOH–hexanes, 1 mL/min). 1 H NMR (500 MHz, CDCl3): d = 7.34–7.29 (m, 10 H), 5.17–5.09 (m, 4 H), 3.66 (d, J = 5.5 Hz, 1 H), 2.71–2.63 (m, 2 H), 2.46 (dd, J = 17.6, 6.6 Hz, 1 H), 2.03 (s, 3 H), 1.34–1.14 (m, 8 H), 0.83 (dd, J = 7.2, 7.2 Hz, 3 H). Synthesis 2004, No. 9, 1509–1521 © Thieme Stuttgart · New York 1518 PAPER J. M. Betancort et al. 13 C NMR (125 MHz, CDCl3): d = 207.4, 168.7, 168.4, 135.3, 135.2, 128.5, 128.4, 128.3, 128.2, 67.0, 66.9, 53.9, 45.1, 33.7, 32.1, 31.6, 30.2, 26.6, 22.4, 14.0. 13 HRMS: m/z calcd for C26H32O5Na [M + Na]+: 447.2142; found: 447.2158. HRMS: m/z calcd for C19H24O5Na [M + Na]+: 355.1516; found: 355.1521. 2-(1-Cyclohexyl-3-oxobutyl)malonic Acid Dibenzyl Ester (3.15) [a]D25 +2.30 (c 1.7, CHCl3, 14% ee); tR (minor) 12.04 min, tR (major) 13.82 min (Chiralcel AD; l 254 nm; 3% i-PrOH–hexanes, 1.0 mL/min). 2-[(2-Oxocyclohexyl)phenylmethyl]malonic Acid Diethyl Ester (4.3) [a]D25 –35.75 (c 0.9, CHCl3, 71% ee) {Lit. [a]D25 –43.5 (c 2.0, CHCl3, 95% ee for the 1¢S, 1¢¢S diastereomer)};40 tR (minor) 22.31 min, tR (major) 28.10 min (Chiralcel AD; l 254 nm; 2% i-PrOH– hexanes, 1 mL/min). 1 H NMR (500 MHz, CDCl3): d = 7.33–7.28 (m, 10 H), 5.12 (d, J = 12.2 Hz, 1 H), 5.11 (s, 2 H), 5.09 (d, J = 12.2 Hz, 1 H), 3.68 (d, J = 6.3 Hz, 1 H), 2.73–2.68 (m, 1 H), 2.65 (dd, J = 18.2, 5.5 Hz, 1 H), 2.53 (dd, J = 18.2, 5.5 Hz, 1 H), 2.01 (s, 3 H), 1.67–1.56 (m, 3 H), 1.50–1.47 (m, 1 H), 1.27–1.21 (m, 2 H), 1.08–1.02 (m, 3 H), 0.94–0.82 (m, 2 H). 13 C NMR (125 MHz, CDCl3): d = 207.2, 169.1, 168.6, 135.3, 135.2, 128.5, 128.4, 128.3, 128.2, 67.1, 67.0, 53.0, 43.4, 40.3, 38.4, 30.8, 29.8, 29.5, 26.3, 26.2. HRMS: m/z calcd for C27H32O5Na [M + Na]+: 459.2142; found: 459.2126. 2-(1-Isopropyl-3-oxobutyl)malonic Acid Dibenzyl Ester (3.17) [a]D25 +2.28 (c 1.1, CHCl3, 17% ee); tR (minor) 13.11 min, tR (major) 14.62 min (Chiralcel AD; l 254 nm; 2% i-PrOH–hexanes, 0.8 mL/min). 1 H NMR (500 MHz, CDCl3): d = 7.34–7.27 (m, 10 H), 5.11 (s, 2 H), 5.10 (s, 2 H), 3.63 (d, J = 6.3 Hz, 1 H), 2.75–2.72 (m, 1 H), 2.66 (dd, J = 18.0, 5.5 Hz, 1 H), 2.48 (dd, J = 18.0, 5.5 Hz, 1 H), 2.07 (s, 3 H), 1.72–1.65 (m, 1 H), 0.87 (d, J = 6.6 Hz, 3 H), 0.79 (d, J = 6.6 Hz, 3 H). 13 C NMR (125 MHz, CDCl3): d = 207.2, 168.9, 168.6, 135.2, 128.5, 128.3, 128.2, 67.2, 67.0, 53.5, 42.8, 39.0, 30.2, 29.8, 20.5, 18.9. + HRMS: m/z calcd for C24H28O5Na [M + Na] : 419.1829; found: 419.1821. 2-[(2-Oxocyclopentyl)phenylmethyl]malonic Acid Diethyl Ester (4.1-anti) [a]D25 +77.06 (c 0.5, CHCl3, 55% ee); tR (major) 6.51 min, tR (minor) 12.11 min (Chiralcel AD; l 254 nm; 2% i-PrOH–hexanes, 1.0 mL/min). C NMR (125 MHz, CDCl3): d = 218.5, 168.4, 167.6, 138.3, 129.3, 128.1, 127.1, 61.7, 61.2, 55.2, 52.0, 44.2, 38.6, 26.1, 20.4, 14.0, 13.6. Addition of Ketones and Aldehydes to Nitro Olefins; General Procedure To a solution of the nitro olefin (0.25 mmol) in THF (2.2 mL) was added the aldehyde (2.5 mmol) and (S)-2-(morpholinomethyl)pyrrolidine (8.5 mg, 20% mol). The reaction was stirred at r.t. for the appropriate time. The solution was then diluted with CH2Cl2 (5 mL) and treated with aq HCl (0.1 M; 4 mL) with vigorous stirring. The layers were separated and the aq phase was extracted thoroughly with CH2Cl2 (3 × 2 mL). The combined organic phases were dried (MgSO4), concentrated and purified by flash column chromatography (silica gel; mixture of CH2Cl2, hexanes and toluene). 5-Nitro-4-phenylpentan-2-one (7.1) [a]D25 –0.51 (c 0.8, CHCl3, 56% ee) {lit. [a]D25 –1.33 (c 2.0, C6H6, 10% ee)};41 tR (minor) 15.76 min, tR (major) 18.88 min (Chiralcel AS; l 254 nm; 15% i-PrOH–hexanes, 1.1 mL/min). 5-Nitro-4-(2-trifluoromethylphenyl)pentan-2-one (7.2) [a]D25 –11.30 (c 1, CHCl3, 73% ee); tR (minor) 31.23 min, tR (major) 34.51 min (Chiralcel OD-H; l 254 nm; 1% i-PrOH–hexanes, 1 mL/min). 1 H NMR (500 MHz, CDCl3): d = 7.71 (d, J = 7.1 Hz, 1 H), 7.54 (dd, J = 7.1, 7.1 Hz, 1 H), 7.40 (dd, J = 7.1, 7.1 Hz, 1 H), 7.36 (d, J = 7.1 Hz, 1 H), 4.75–4.73 (m, 2 H), 4.42 (m, 1 H), 3.01 (dd, J = 18.0, 8.6 Hz, 1 H), 2.91 (dd, J = 18.0, 5.2 Hz, 1 H), 2.16 (s, 3 H). 13 C NMR (125 MHz, CDCl3): d = 205.0, 137.6, 132.4, 128.7, 128.4, 127.9, 127.5, 126.8, 125.2, 123.0, 78.2, 46.1, 34.3, 30.0. Anal. Calcd for C12H12F3NO3: C, 52.37; H, 4.39; N, 5.09. Found: C, 52.28; H, 4.20; N, 5.04. 1 H NMR (500 MHz, CDCl3): d = 7.26–7.17 (m, 5 H), 4.76 (d, J = 12.1 Hz, 1 H), 4.24–4.19 (m, 2 H), 3.87–3.81 (m, 2 H), 3.66 (dd, J = 12.1, 4.0 Hz, 1 H), 2.66–2.61 (m, 1 H), 2.21–2.15 (m, 1 H), 2.13–2.08 (m, 1 H), 1.87–1.79 (m, 1 H), 1.71–1.60 (m, 3 H), 1.29 (dd, J = 7.2, 7.2 Hz, 3 H), 0.88 (dd, J = 7.2, 7.2 Hz, 3 H). 3-Methyl-5-nitro-4-phenylpentan-2-one (7.3) [a]D25 –9.64 (c 0.3, CHCl3, 68% ee); tR (minor) 19.80 min, tR (major) 25.40 min (Chiralcel AD; l = 254 nm; 1% i-PrOH–hexanes, 1 mL/min). 1H NMR and 13C NMR were consistent with those reported in the literature.42 13 C NMR (125 MHz, CDCl3): d = 220.4, 168.8, 168.2, 138.9, 129.3, 128.3, 127.2, 61.6, 61.1, 53.8, 50.5, 45.7, 39.9, 27.4, 20.6, 14.0, 13.6. HRMS: m/z calcd for C19H24O5Na [M + Na]+: 355.1516; found: 355.1514. 2-[(2-Oxocyclopentyl)phenylmethyl]malonic Acid Diethyl Ester (4.1-syn) [a]D25 –42.60 (c 1.9, CHCl3, 54% ee); tR (minor) 10.02 min, tR (major) 11.80 min (Chiralcel AD; l 254 nm; 2% i-PrOH–hexanes, 1.0 mL/min). 1 H NMR (500 MHz, CDCl3): d = 7.26–7.17 (m, 5 H), 4.24–4.18 (m, 2 H), 4.06 (d, J = 11.4 Hz, 1 H), 4.00 (dd, J = 11.2, 5.3 Hz, 1 H), 3.91–3.84 (m, 2 H), 2.52–2.47 (m, 1 H), 2.20–2.15 (m, 1 H), 2.07– 2.01 (m, 1 H), 1.89–1.77 (m, 2 H), 1.71–1.59 (m, 2 H), 1.27 (dd, J = 7.2, 7.2 Hz, 3 H), 0.92 (dd, J = 7.2, 7.2 Hz, 3 H). Synthesis 2004, No. 9, 1509–1521 © Thieme Stuttgart · New York 4-Methyl-6-nitro-5-phenyl-hexan-3-one (7.4) tR 8.35 and 9.98 min (Chiralcel AD; l 254 nm; 1% i-PrOH–hexanes, 0.8 mL/min). 1 H NMR (500 MHz, CDCl3): d = 7.35–7.31 (m, 2 H), 7.29–7.26 (m, 1 H), 7.17–7.15 (m, 2 H), 4.67 (dd, J = 12.3, 9.7 Hz, 1 H), 4.60 (dd, J = 12.3, 4.8 Hz, 1 H), 3.70 (ddd, J = 9.7, 9.7, 4.8 Hz, 1 H), 2.99 (dddd, J = 9.7, 7.4, 7.4, 7.4 Hz, 1 H), 2.61 (dddd, J = 18.1, 7.4, 7.4, 7.4 Hz, 1 H), 2.41 (dddd, J = 18.1, 7.4, 7.4, 7.4 Hz, 1 H), 1.07 (dd, J = 7.4, 7.4 Hz, 3 H), 0.97 (d, J = 7.4 Hz, 3 H). 13 C NMR (125 MHz, CDCl3): d = 213.5, 137.6, 129.0, 127.9, 78.3, 48.3, 46.0, 35.4, 16.3, 7.6. HRMS: m/z calcd for C13H17NO3Na [M + Na]+: 258.1101; found: 258.1106. PAPER Catalytic Direct Asymmetric Michael Reactions 2-(2-Nitro-1-phenylethyl)cyclopentanone (7.7) Anti isomer: tR (major) 10.52 min, tR (minor) 12.03 min; syn isomer: tR (minor) 13.42 min, tR (major) 18.80 min (Chiralcel AD; l = 254 nm; 1% i-PrOH–hexanes, 1 mL/min). 1519 2.90 (dd, J = 17.4, 7.7 Hz, 1 H), 2.12 (s, 3 H), 1.48 (d, J = 6.6 Hz, 3 H). 13 C NMR (125 MHz, CDCl3): d = 205.6, 137.8, 128.7, 128.1, 127.9, 85.8, 44.7, 44.5, 30.6, 16.7. 13 C NMR (125 MHz, CDCl3): (major) d = 218.4, 137.7, 128.8, 127.9, 127.8, 78.2, 50.4, 44.1, 38.6, 28.2, 20.2; (minor) d = 219.0, 137.6, 128.9, 128.4, 127.9, 77.1, 51.4, 43.9, 39.2, 26.9, 20.5. + HRMS: m/z calcd for C13H15NO3Na [M + Na] : 256.0944; found: 256.0945. 2-(2-Nitro-1-phenylethyl)cyclohexanone (7.8) [a]D25 –24.03 (c 1.6, CHCl3, 90% ee) {Lit. [a]D25 –27.2 (c 1.0, CHCl3, 96% ee for the 2S, 1¢R diastereomer)};43 tR (minor) 9.06 min, tR (major) 11.78 min (Chiralcel AS; l 254 nm; 5% i-PrOH– hexanes, 1.0 mL/min). 1 H NMR and 13C NMR were consistent with those reported in the literature.43 2-(2-Nitro-1-phenylethyl)cycloheptanone (7.9) tr = 13.86 and 18.87 min (Chiralcel AD; l 254 nm; 2% i-PrOH– hexanes, 1 mL/min). 1 H NMR (500 MHz, CDCl3): d = 7.35–7.32 (m, 2 H), 7.29–7.27 (m, 1 H), 7.18–7.17 (m, 2 H), 4.67 (dd, J = 12.5, 8.5 Hz, 1 H), 4.63 (dd, J = 12.5, 5.2 Hz, 1 H), 3.68 (ddd, J = 10.3, 8.5, 5.2 Hz, 1 H), 3.01 (ddd, J = 10.3, 10.3, 3.3 Hz, 1 H), 2.59–2.49 (m, 2 H), 1.94–1.86 (m, 2 H), 1.79–1.74 (m, 1 H), 1.70–1.63 (m, 1 H), 1.61–1.57 (m, 1 H), 1.57 (s, 3 H), 1.27–1.14 (m, 3 H). 13 C NMR (125 MHz, CDCl3): d = 214.7, 137.7, 129.0, 128.1, 127.9, 78.7, 53.7, 45.5, 43.4, 29.9, 28.6, 28.5, 23.9. 3-Hydroxy-5-nitro-4-phenyl-pentan-2-one (7.10) 1 H NMR (500 MHz, CDCl3): (major) d = 7.40–7.21 (m, 5 H), 5.03 (dd, J = 13.6, 8.1 Hz, 1 H), 4.73 (dd, J = 13.6, 7.0 Hz, 1 H), 4.54– 4.52 (m, 1 H), 4.05–4.01 (m, 1 H), 3.72 (d, J = 4.8 Hz, 1 H), 2.19 (s, 3 H); (minor) d = 7.40–7.21 (m, 5 H), 4.82 (dd, J = 13.6, 6.4 Hz, 1 H), 4.65 (dd, J = 13.6, 8.5 Hz, 1 H), 4.40 (dd, J = 5.3, 5.3 Hz, 1 H), 3.85–3.81 (m, 1 H), 3.71 (d, J = 5.2 Hz, 1 H), 2.07 (s, 3 H). 13 C NMR (125 MHz, CDCl3): (major) d = 206.1, 133.7, 129.0, 128.7, 128.4, 76.9, 45.7, 25.5; (minor) d = 207.8, 137.1, 129.3, 128.5, 128.0, 78.7, 76.0, 46.9, 26.5. HRMS: m/z calcd for C11H13NO4Na [M + Na]+: 246.0737; found: 246.0738. 5-Nitro-4-phenyl-hexan-2-one (7.11-major) [a]D25 –10.34 (c 0.9, CHCl3, 70% ee); tR (major) 32.24 min, tR (minor) 37.84 min (Chiralcel AS; l 254 nm; 1% i-PrOH–hexanes, 1.1 mL/min). 1 H NMR (500 MHz, CDCl3): d = 7.35–7.31 (m, 2 H), 7.28–7.25 (m, 1 H), 7.20–7.19 (m, 2 H), 4.76 (m, 1 H), 3.71 (ddd, J = 9.6, 9.6, 4.3 Hz, 1 H), 2.97 (dd, J = 17.2, 9.6 Hz, 1 H), 2.74 (dd, J = 17.2, 4.3 Hz, 1 H), 2.01 (s, 3 H), 1.32 (d, J = 7.0 Hz, 3 H). 13 C NMR (125 MHz, CDCl3): d = 204.9, 138.2, 129.0, 128.2, 127.8, 87.1, 46.2, 45.3, 30.4, 17.8. HRMS: m/z calcd for C12H15NO3Na [M + Na]+: 244.0944; found: 244.0949. 5-Nitro-4-phenylhexan-2-one (7.11-minor) [a]D25 –1.54 (c 0.7, CHCl3, 69% ee); tR (minor) 24.83 min, tR (major) 27.58 min (Chiralcel AS; l = 254 nm; 1% i-PrOH–hexanes, 1.0 mL/min). 1 H NMR (500 MHz, CDCl3): d = 7.32–7.25 (m, 3 H), 7.15–7.13 (m, 2 H), 4.88 (m, 1 H), 3.73 (m, 1 H), 3.05 (dd, J = 17.4, 6.6 Hz, 1 H), Acknowledgment This work was supported by the NIH (CA27489) and The Skaggs Institute for Chemical Biology. References (1) (a) Comprehensive Asymmetric Catalysis, Vol. I-III; Jacobsen, E. N.; Pfaltz, A.; Yamamoto, H., Eds.; Springer: Berlin, 1999. (b) Noyori, R. Asymmetric Catalysis in Organic Synthesis; Wiley: New York, 1994. (c) Ojima, I. Catalytic Asymmetric Synthesis; Wiley-VCH: Weinheim, 1993. (2) (a) For an excellent review, see: Dalko, P. I.; Moisan, L. Angew. Chem. Int. Ed. 2001, 40, 3726. (b) See also: Jarvo, E. R.; Miller, S. J. Tetrahedron 2002, 58, 2481. (3) Perlmutter, P. 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S.; Rendenbach, B. E. M. Chem. Ber. 1987, 120, 1731. Catalytic Direct Asymmetric Michael Reactions 1521 (39) Yamaguchi, M.; Shiraishi, T.; Hirama, M. J. Org. Chem. 1996, 61, 3520. (40) Blarer, S. J.; Seebach, D. Chem Ber. 1983, 116, 2250. (41) Schionato, A.; Paganelli, S.; Botteghi, C.; Chelucci, G. J. Mol. Catal. 1989, 50, 11. (42) Yamamoto, Y.; Nishii, S. J. Org. Chem. 1988, 53, 3597. (43) Blarer, S. J.; Schweizer, W. B.; Seebach, D. Helv. Chim. Acta 1982, 65, 1637. Synthesis 2004, No. 9, 1509–1521 © Thieme Stuttgart · New York