October 6, 2015 (Last update: 10/01/15) Handouts of the Graduate Faculty Council Graduate School Memo To: Dean Pennington – College of Engineering, Dean Seely – College of Sciences and Arts, Dean Klippel – School of Business and Economics, Dean Sharik – School of Forest Resources and Environmental Sciences, Dean Frendewey – School of Technology Cc: David Reed - Vice President for Research, Peter Larsen – Vice President for Research Office, Jodi Lehman - Vice President for Research Office, Lisa Jukkala – Sponsored Programs Office, Kim Codere - Sponsored Programs Office, Pushpa Murthy – Graduate School From: J.E. Huntoon, Provost and Interim Dean of the Graduate School Date: September 24, 2015 Re: Changes to GACS (Graduate Assistant Cost Share) Program Guidelines Due to the high success rate of University proposals, modification of the GACS guidelines will be implemented for proposals submitted on or after January 1, 2016. GACS will remain available when the sponsor requires cost share. GACS requests will continue to be considered in support of large or strategic proposals (including those submitted in response to young investigator programs such as CAREER and the ONR Young Investigator programs). The change being made is that in the future GACS will only be available for summer support (stipend plus minimum fulltime tuition [one credit]). To be eligible for GACS summer support, proposals must also include full-time academic-year support for students so that students receive continuous support from the project using a combination of sponsor and GACS funds. In addition, requests for augmented GACS support for large proposals (>$500k/year) that also require cost-share will be considered on a case-by-case basis. Requests for GACS support will continue to be considered on an individual basis by the dean of the Graduate School. Requests for GACS should be submitted through the Graduate School finance coordinator (Heather Suokas). Current language (from the Graduate School website): http://www.mtu.edu/gradschool/administration/academics/policies-procedures/gacs/ • When cost share is mandatory GACS support will be available. The Graduate School will provide up to a maximum of 50 percent of the total required cost-share. For example, if the total cost of a project will be $50k and a 1:1 match is required from Michigan Tech ($25k), the Graduate School will commit up to a maximum of $12.5k in cost share (50 percent of the total required cost share). • GACS support can only be used for tuition. External funding must be secured from the sponsor to provide the stipend for the student, as well as the remainder of the tuition. • Cost-share support will be capped at the equivalent of the cost of nine credits of tuition (at the current rate) for a maximum of two students for a maximum of two academic-year semesters per project year. No incremental increases for multiple year budgets will be included. • • Support for large or strategic proposals GACS support may be available for large proposals (>$500k/year) that involve investigators from multiple units on campus and contribute significantly to the University’s mission. GACS support may also be available for proposals that reinforce strategic initiatives (e.g., the National Science Foundation CAREER program). In both of these situations, requests for GACS will be considered on an individual basis by the dean of the Graduate School. Requests for GACS should be submitted through the Graduate School finance coordinator (currently Heather Suokas). Planned revised language (for the Graduate School website) with changes marked with yellow highlight. • When cost share is mandatory GACS support will be available. The Graduate School will provide up to a maximum of 50 percent of the total required cost-share. For example, if the total cost of a project will be $50k and a 1:1 match is required from Michigan Tech ($25k), the Graduate School will commit up to a maximum of $12.5k in cost share (50 percent of the total required cost share). • GACS will only be available for summer support (stipend plus minimum full-time tuition [one credit]). To be eligible for GACS summer support, proposals must also include full-time academic-year support for students so that students receive continuous support from the project using a combination of sponsor and GACS funds. • Cost-share support will be capped at the equivalent of the cost of nine credits of tuition (at the current rate) for a maximum of two students for a maximum of two academic-year semesters per project year. No incremental increases for multiple year budgets will be included. • • Support for large or strategic proposals GACS support may be available for large proposals (>$500k/year) that involve investigators from multiple units on campus and contribute significantly to the University’s mission. GACS support may also be available for proposals that reinforce strategic initiatives (e.g., the National Science Foundation CAREER program). In both of these situations, requests for GACS will be considered on an individual basis by the dean of the Graduate School. Requests for GACS should be submitted through the Graduate School finance coordinator (currently Heather Suokas). Requests for augmented GACS support for large proposals (>$500k/year) that also require cost-share will be considered on a case-by-case basis. The University Senate of Michigan Technological University Proposal XX-15 (Voting Units: Academic) Proposal to Change PhD Degree Title: “Ph.D. in Applied Physics” (Old title: PhD in Engineering Physics) Department of Physics Michigan Technological University Houghton, MI 49931 (September 22, 2015) Proposed by: Yoke Khin Yap, Director of Graduate Studies – Engineering Physics (ykyap@mtu.edu) Bryan Suits and John Jaszczak Department of Physics Michigan Technological University Houghton, MI 49931 1 I. Introduction The Department of Physics proposes to change the name of a current graduate degree, “Ph.D. in Engineering Physics,” to “Ph.D. in Applied Physics.” The current “Ph.D. in Engineering Physics” program was originally proposed over fifteen years ago to facilitate interdisciplinary research in which physics principles are applied to advanced practical problems. At the time, the applied research interests of the faculty were strongly aligned to engineering disciplines. A change of name to “Ph.D. in Applied Physics” will better reflect the applied research interests of faculty and students, which still include those in engineering, but have broadened to also application areas such as biophysics. II. Proposal 1. General description and characteristics of program The study of physics has generally been focused on the foundational disciplinary areas such as, high-energy physics, atomic and molecular physics, astrophysics, solid state physics, and nuclear physics. During the past two decades, new branches of physics have become separately identified including some in areas where traditional physics intersects with other applied disciplines. These include many areas of engineering, biophysics, physics at the nanoscale, condensed matters, materials physics, optics/photonics, optoelectronics, etc. In order to encourage study and research in these interdisciplinary areas at the Ph.D. level, a PhD in Engineering Physics was added in 2001. The program description includes requirements which are roughly ¾ Physics and ¼ in an application area outside of the physics department. Approximately 20% of the current Physics PhD students are in the PhD in Engineering Physics program and about a dozen PhD’s in Engineering Physics have been granted since the program’s inception. 2. Rationale At the time that the PhD in Engineering Physics was created, the assumption was that application areas would largely come from collaborations with engineering departments (at MTU). It has come to our attention that there are other application areas of current interest which are not normally identified as an area of engineering which are tacitly precluded because of the use of the word “engineering.” We propose to change the title of “Ph.D. in Engineering Physics” into “Ph.D. program in Applied Physics,” along with the obvious generalization of the word “engineering” within the program description, to make it clear that application areas do not need to be considered engineering. Other than these wording changes, no other changes to the program are proposed. 3. Discussion of related programs within the institution and at other institutions 3.1. Related programs within the institution Michigan Tech offers a M.S. degree in Physics, a M.S. Degree in Applied Physics, a Ph.D. degree in Physics, and a Ph.D. degree in Engineering Physics. The Physics department also has 2 faculty and students engaged in the PhD in Atmospheric Sciences program. All these programs are designed with their own curriculum and have been running successfully. 3.2. Related programs at other institutions There are several universities offering M.S. and Ph.D. level graduate programs in applied physics including: University of Michigan (http://www-applied.physics.lsa.umich.edu/ ) Columbia University (http://apam.columbia.edu/applied-physics#Programs), Caltech (http://www.aph.caltech.edu/ ), Stanford University (http://www.stanford.edu/dept/app-physics/cgi-bin/ ), and Cornell University (http://www.aep.cornell.edu/ ). All these universities emphasize new emerging areas of study, including: • nanoscience/condensed matter/solid-state physics, • laser/photonics/plasma physics, • biophysics/medical physics. 4. Scheduling plans (Extension, Evening, Regular) Regular only. 5. Curriculum design No change on the course work requirement. The only change is to change the “engineering” component to the “application” component as described as follows, For the current “Engineering” component qualifying examination paper: “The engineering member(s) of the student's Advisory Committee shall formulate the engineering component of the Qualifying Examination that is two to three hours in length and appropriate to the student’s chosen area of engineering physics interest, focusing on fundamentals related to but not on the student's current research. The format of the engineering component of the Qualifying Examination shall be determined by the student's Advisory Committee.” For the new “Application” component paper: “The student's Advisory Committee shall formulate the application component of the Qualifying Examination that is two to three hours in length and appropriate to the student’s chosen area of applied physics interest, focusing on fundamentals related to but not on the student's current research. The format of the application component of the Qualifying Examination shall be determined by the student's Advisory Committee.” 3 All the proposed changes are summarized here: Degree Course Requirements Beyond Those of the Graduate School Ph.D. in Engineering Physics Core Courses: PH5010 Journal Club (1 credit) PH5110 Classical Mechanics (2 credits) PH5210 Electrodynamics I (3 credits) PH5310 Statistical Mechanics (3 credits) PH5320 Mathematical Physics (3 credits) PH5410 Quantum Mechanics I (3 credits) Disciplinary Electives: Three courses at the 4000-level and higher, including a minimum of one course at the 5000-level or higher, in the student’s chosen area of specialization, and as approved by the student’s advisory committee. Additional courses may be required by the student’s advisory committee. Research: PH6975 Full-Time Doctoral Research and PH6999 Doctoral Research as required to complete doctoral research and credit requirements Qualifying Examination: The physics component of the Qualifying Exam will cover three of the four following areas, to be chosen in advance, by the student: classical mechanics (including special relativity), electricity and magnetism, quantum mechanics, and general physics. The engineering component of the Qualifying Exam is described earlier in this section. Ph.D. in Applied Physics Core Courses: No change. Disciplinary Electives: No change. Research: No change. Qualifying Examination: No change on the physics component. The engineering component of the Qualifying Exam will be changed to the application component as described earlier in this section. 6. New course descriptions No new courses are necessary and none are proposed. 7. Library and other learning resources No additional library or learning resources are required. 4 8. Computing Access Fee Not applicable. 9. Additional Resources Required No additional costs are anticipated for this new graduate degree program. 10. Space No additional space is required to accommodate the new graduate degree program. 11. Policies, regulations and rules None besides curricular requirements outlined above. 12. Accreditation requirements Not applicable. 13. Internal status of the proposal September 15, 2015: The proposal was approved by the physics department faculty. September/October xx, 2015: The proposal was discussed in the council meeting of the College of Science and Arts. Supportive suggestions were received. November xx, 2015: Approved by the Deans Council. November xx, 2015: Introduced to the Graduate Faculty Council. November xx, 2015: Approved by the Graduate Faculty Council. 14. Planned implementation date Fall semester of 2016. [The financial evaluation form (http://www.sas.it.mtu.edu/usenate/propose/04/51-04.htm) is not required, and is therefore not included with the proposal] 5 Proposal to allow double-counting up to six credits for 3+1+1 programs Proposal The Computer Science Department proposes to offer the 3+1+1 students the same incentive as accelerated MS students. A student of the 3+1+1 program can double-count up to 6 undergraduate credits obtained at Michigan Tech during the senior year towards his/her MS degree at Michigan Tech subject to the requirement of a minimum of combined undergraduate and graduate credits that is equivalent to 150 Michigan Tech credits without double-counting any credits. Background Accelerated master’s program: The accelerated master's program allows Michigan Tech undergraduate students to earn an MS degree with just a single year of study beyond their BS. The student is allowed to double-count 6 senior-level credits with approval of the Graduate Program Director toward both his/her bachelor's and master's degrees. The student needs to complete a minimum of 150 combined credits (without double-counting any credits). 3+1+1 program: Full-time undergraduate students of an institute under the 3+1+1 program can study at Michigan Tech after successful completion of their first three years of undergraduate study at their home institute. Students who have successfully completed the fourth year of undergraduate study and earned all the credits required by both parties will be awarded bachelor’s degree by the home institute. The students may continue with the master’s degree program at Michigan Tech if they apply to and are accepted for admission to a Michigan Tech graduate program. Rationale The current 3+1+1 programs promote one-year master’s degrees with the same credits requirement as regular master’s programs which typically take 1.5 years to 2 year to complete. The accelerated MS model can make these programs more attractive and substantive as earning 24 credits within a year is more practical. Although 3+1+1 students do not receive bachelor’s degree from Michigan Tech, they spend their senior year at Michigan Tech and take Michigan Tech credits. This proposal will only allow a 3+1+1 student to double-count the credits earned at Michigan Tech. Each individual 3+1+1 program needs to evaluate and ensure the total credits of the bachelor’s degree of the corresponding institute under agreement are equivalent to a minimum of 126 credits of the counterpart program at Michigan Tech. Graduate Program Self Evaluation Pushpa Murthy Alex Guth 6 October 2015 Graduate program(s) self-assessment Why? • • • • To assess strengths and weaknesses To identify areas that need emphasis, de-emphasis or continuation To strive to improve quality Provide info to accrediting body, Higher Learning Commission BUT • Measuring quality is difficult • Quality measures vary widely among degrees and disciplines (publications? proceedings? time to completion? books? juried exhibits?) • Departments can substitute more appropriate measures • Data-informed Where is your program and where do you want to be? How do you want to measure success? Possible measures of quality Student success: Time to research mode Time to degree Completion rate Publication with student coauthors Professional development (IDP) Placement Attrition rate (and when) Additional measures: Funding of students: GTA/ GRA/self-supported Placement Regional and national awards Number of applications received/number admitted Student satisfaction: Current student survey (Fall; conducted by Grad School) Student exit survey Alumni feedback? Data provided by Grad School to Departments • No of applications and admitted students • Demographic information • Student enrollment, attrition and completion data • Time to candidacy (research mode) • Time to completion • Form of student support (GTA/GRA/self-supported) • Publications with student coauthors • Current student survey • Student exit survey Suggested process Every graduate program will undergo a five-year review (4 Departments per year) Summer: Graduate School collects data September: Discuss data with graduate program leaders (Chair, Graduate Director and others the Department may want to include) February: Departmental response from Chair (issues of pride and issues of concern; findings and observations; timeline for changes and improvements) April: Program review letter from the Dean of Graduate School to Department and Dean of the College Higher Learning Commission The institution must: Maintains a practice of regular program review Demonstrates a commitment to educational improvement through ongoing attention to retention, persistence, and completion rates in its degree and certificate programs Thank you! Questions? 2015 Michigan Technological University Department Name [GRADUATE PROGRAM REVIEW] Regular, periodic reviews of academic departments and schools provide a formal process for thorough, fact-based documentation and evaluation of academic programs and the infrastructure supporting them, and for setting and acknowledging plans for their growth and improvement. The distinctive feature of these reviews is that they focus uniquely on evaluation of the academic department as an integrated whole, and on the way the department's resources are managed to promote its overall success. Possible Measures of Quality Purpose Each Department will be provided program data by the Graduate School and may also elect to collect/receive other data. Each Department should examine this data and find areas of strength (which can be used for promotional pieces, for example) and areas they would like to focus on Each Department should identify goals to shoot for over the next 5 years. Departments should also select a subset of the following listing of measures of program quality, or determine their own program-specific measures, to focus on o For ease, each potential quality measure has been linked to pertinent tables and survey questions that would provide supporting evidence. Table 1: Potential quality measures linked to data tables Quality Measure Time to research mode PhD Master’s D4 N/A Time to degree D4 M4 Completion rate D4 M4 Attrition rate D4 M4 Student Publications D6 M6 Professional development D6, surveys* M6, surveys* Student satisfaction D1, D5, D7, surveys* M1, M5, M7, surveys* *Addition data on student satisfaction will be collected through current student surveys, exit interviews, and examination of available support. ii Table of Contents Doctoral Programs........................................................................................................................................ 1 Doctoral Student Data .............................................................................................................................. 1 Placement ............................................................................................................................................. 2 Departmental Data ................................................................................................................................... 2 Additional Data (Optional) ........................................................................................................................ 3 Master’s Programs ....................................................................................................................................... 4 Master’s Student Data .............................................................................................................................. 4 Placement ............................................................................................................................................. 5 Departmental Data ................................................................................................................................... 5 Additional Data (Optional) ........................................................................................................................ 6 iii Doctoral Programs Doctoral Student Data Table D1: PhD Applications and Admissions. Number 2010 2011 2012 2013 2014 5yr Goal Applications New students with funding New students without funding Total students enrolled with funding Total students enrolled without funding Table D2: PhD Student Demographics Demographic Percentages 2010 2011 2012 2013 2014 5yr Goal 2014 5yr Goal % Domestic (US Citizens/Residents) % International Students % Under-represented Minority1 % Female Students Table D3: Availability of Departmental PhD Regulations and Procedures Number 2010 2011 2012 2013 Do you provide a document outlining programspecific PhD regulations and procedures that was publically available? (Y/N) Table D4: PhD Degree Completion Progress Number Time to Research Mode Time to Degree Attrition: students leaving before research mode Attrition: students leaving after research mode 1 2010 2011 2012 2013 2014 5yr Goal Total Grad Students Graduates Min Max Mean Min Max Mean Student Count Student Count includes American Indian/Alaskan Native, African American/Non-Hispanic, and Hispanic/Hispanic American 1 Table D5: Student funding: % of students receiving full funding (tuition + stipend). Number2 2010 2011 2012 2013 2014 5yr Goal GTA (lab assistant) GTI (instructor) GRA (Research Assistant) external funds GA (Research Assistant) internal funds Self-funded Table D6: Research productivity of PhD Students. Each Publication/Poster/Presentation/etc. is counted exactly once. Number 2010 2011 2012 2013 2010 2012 2013 2014 5yr Goal Peer-Reviewed Pubs with Student as First Author Peer-Reviewed Pubs with Student as Coauthor Oral/Poster Presentations at Prof. Meetings Students who applied and received external or internal funding (travel grants not included) Placement Table D7: Post-Graduation Activities. Students Graduating in Indicated Year Going Directly to These Positions3 2011 2014 5yr Goal Tenure-Track Faculty Non Tenure-Track Faculty Post-Doc Industry Government Other No Position Departmental Data Table FD1: Faculty Involvement in Graduate Education Number of Faculty Serving as PhD Advisor Serving on PhD Committees 2010 2011 2012 2013 2014 5yr Goal 2 GTA (lab assistant/grader = assist faculty members in teaching), GTI (instructor = full responsibility for the course(s) they are assigned to teach), Research Assistant (GRA/GA = associated with a specific research grant, contract, or internally supported research project) 3 Data may be incomplete. Please share additional information with us. 2 Additional Data (Optional) Graduate Programs can opt to have the following data provided. Doctoral Students Table D8: Entering PhD Class. Characteristic Average Verbal GRE Score Average Quantitative GRE Score Average Analytical GRE Score Average Undergraduate GPA 2010 2011 2012 2013 2014 5yr Goal Table D9: Student funding: % of students receiving full funding (tuition + stipend). Number 1st Year 2nd-4th 5th Year >5 2010 2011 2012 2013 2014 5yr Goal Table D10: Teaching Experiences of Graduate Students. Number Lab & Recitation Sections Lecture Sections Grading 2010 2011 2012 2013 2014 5yr Goal GTA/GTI Duty Required? (Yes, No) Average Number Taught per Semester by Students Min Section Size Max Section Size Ave Section Size Average Number Taught per Semester by Students Min Section Size Max Section Size Ave Section Size Average Sections Graded per Semester by Students Min Section Size Max Section Size Ave Section Size Faculty Table FD2: Faculty Scholarly Activity Measure 2010 2011 2012 2013 2014 5yr Goal Peer-Reviewed Publications/FTEF Citations/FTEF % Faculty (Headcount) with Grants 3 Master’s Programs Master’s Student Data Table M1: MS Applications and Admissions. Number Applications Admits without Funding Offers Admits with Funding Offers Enrolled without Funding Offers Enrolled with Funding Offers 2010 2011 2012 2013 2014 5yr Goal 2014 5yr Goal Table M2: MS Student Demographics Demographic Percentages % Domestic (US Citizens/Residents) % International Students % Under-represented Minority4 % Female Students 2010 2011 2012 2013 Table M3: Availability of Departmental PhD Regulations and Procedures Number Do you provide a document outlining programspecific Master’s regulations and procedures that was publically available? (Y/N) 2010 2011 2012 2013 2014 5yr Goal 2014 5yr Goal Table M4: Overall Master’s Student Degree Completion Progress. TTD = Time to Degree Number 2010 2011 2012 2013 Research MS Student Count Students Graduated Min TTD Max TTD Mean TTD Professional MS Student Count Students Graduated Min TTD Max TTD Mean TTD Students Converted from a PhD Program Students Leaving the Program5 4 includes American Indian/Alaskan Native, African American/Non-Hispanic, and Hispanic/Hispanic American 5 Students leaving the program are defined as those who have failed to comply with the continuous enrollment policy for at least two of the most recent academic-year semesters. Date of attrition should be first semester following last enrollment. 4 Table M5: % of students receiving full funding (tuition + stipend)6. Degree Type Number Research MS GTA (lab assistant / grader) GTI (instructor) Research Assistant (internal funds) Research Assistant (external funds) Self-funded GTA (lab assistant / grader) GTI (instructor) Research Assistant (internal funds) Research Assistant (external funds) Self-funded Professional MS 2010 2011 2012 2013 2014 5yr Goal Table M6: Research Involving Graduate Students. Each Publication/Poster/Presentation/etc. is counted exactly once. Number Peer-Reviewed Pubs Student as First Author Peer-Reviewed Pubs Student as Coauthor Oral / Poster Presentations at Prof. Meetings Grants with Student Author or Coauthor 2010 2011 2012 2013 2014 5yr Goal 2011 2012 2013 2014 5yr Goal Placement Table M7: Post-Graduation Activities Number Students Graduating in Indicated Year Going Directly to These Positions7 2010 PhD Position Post-Secondary Education Industry Government no Positions Departmental Data Table FM1: Faculty Involvement in Graduate Education Number of Faculty 2010 2011 2012 2013 2014 5yr Goal Serving as Master’s Advisor Serving on Master’s Committees 6 GTA (lab assistant/grader = assist faculty members in teaching), GTI (instructor = full responsibility for the course(s) they are assigned to teach), Research Assistant (GRA/GA = associated with a specific research grant, contract, or internally supported research project) 7 Data may be incomplete. Please share additional information with us. 5 Additional Data (Optional) Graduate Programs can opt to have the following data provided. Table M8: Entering MS Class. Characteristic 2010 2011 2012 2013 2014 5yr Goal Average Verbal GRE Score Average Quantitative GRE Score Average Analytical GRE Score Average Undergraduate GPA Table M9: Student funding: % of students receiving full funding (tuition + stipend). Number 1st Year 2nd Year > 2 Years Professional 2010 2011 2012 2013 2014 5yr Goal Table M10: Teaching Experiences of Graduate Students. Lab & Recitation Sections Lecture Sections Grading Number GTA/GTI Duty Required? (Yes, No) Average Number Taught per Semester by Students Min Section Size Max Section Size Ave Section Size Average Number Taught per Semester by Students Min Section Size Max Section Size Ave Section Size Average Sections Graded per Semester by Students Min Section Size Max Section Size Ave Section Size 2010 2011 2012 2013 2014 5yr Goal 6 PhD Cohort Outcomes: All MTU 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% 2004 2005 2006 2007 2008 2009 Continuing Graduation 2010 Attrition 2011 2012 2013 2014