Sponsored Program Summary
2nd Quarter, FY14
February 21, 2014
Dave Reed
Vice President for Research
Outline
• Sponsored Awards, 2nd Qtr FY14
• Research Expenditures, 2nd Qtr FY14
• Intellectual Property/Commercialization, 2nd Qtr,
FY14
• Corporate Sponsorship, 2nd Qtr FY14
• Centers and Institutes
FY13 Sponsored Program Awards
70,000,000
60,000,000
+ 11%
50,000,000
40,000,000
30,000,000
+ 11%
20,000,000
10,000,000
0
1994
1996
1998
2000
Total
2002
Total - Gifts
2004
Federal
2006
2008
Federal + ARRA
2010
2012
2014
Sponsored Awards, 2nd Qtr FY14
Sponsored Awards
Fiscal Year 2014
2nd Quarter
Ended December 31,
2013
TOTAL: $24,808,283
ARRA Funding
FY2009: 1,688,723
FY2010: 10,334,230
FY2011: 1,230,780
FY2012:
35,895
Total $ 13,289,628
US Department of HHS
619,289
US Department of Energy
433,465
US Department of
Transportation
1,904,218
Other Federal Agencies*
801,944
State of Michigan
1,869,753
US Department of Defense
4,581,282
Industrial
3,724,747
US Department of Agriculture
1,151,303
National Science Foundation
5,826,773
Foreign
171,400
All Other Sponsors
994,689
NASA
1,007,477
Sponsored Awards, 2nd Qtr FY14
Proposals Submitted
FY '14
FY '13
Sponsor
NASA
National Science Foundation
US Department of Agriculture
US Department of Defense
US Department of Education
US Department of Energy
US Department of HHS
US Department of Transportation
Other Federal Agencies*
Federal Agency Total
State of Michigan
Industrial
Foreign
All Other Sponsors
Subtotal
Gifts**
Crowd Funding
Grand Total
as of 12/31
38
103
41
29
11
16
11
25
274
12
126
11
37
460
460
as of 12/31
59
137
37
39
14
21
20
16
343
14
99
9
51
516
516
Awards Received
FY '14
FY '13
as of 12/31
15
35
40
37
8
6
10
17
168
11
109
3
26
317
192
509
Awards Received ($)
FY '14
FY '13
as of 12/31
22
48
36
36
2
5
6
17
16
188
13
79
4
29
313
153
466
as of 12/31
1,007,477
5,826,773
1,151,303
4,581,282
433,465
619,289
1,904,218
801,944
16,325,751
1,869,753
3,724,747
171,400
994,689
23,086,340
1,707,597
14,346
$24,808,283
as of 12/31
2,585,530
7,398,242
1,084,111
5,002,561
107,827
543,356
322,287
2,198,679
409,309
19,651,902
663,022
2,652,123
152,640
654,816
23,774,503
2,713,931
3,605
$26,492,039
Variance
$
-1,578,053
-1,571,469
67,192
-421,279
-107,827
-109,891
297,002
-294,461
392,635
-3,326,151
1,206,731
1,072,624
18,760
339,873
-688,163
-1,006,334
10,741
-$1,683,756
Variance
%
-61.0%
-21.2%
6.2%
-8.4%
-100.0%
-20.2%
92.2%
-13.4%
95.9%
-16.9%
182.0%
40.4%
12.3%
51.9%
-2.9%
-37.1%
297.9%
-6.4%
* US Dept of the Interior, US Dept of Commerce, National Endowments for the Arts & Humanities, US Environmental Protection Agency, US Dept of State, US Dept of Labor, US Small Business Administration, US Fish & Wildlife
Service
**Gifts represent non-contractual funding from corporations, foundations, associations and societies in support of academic programs, scholarships/fellowships, student design & enterprise, research, youth programs and
special programs.
Sponsored Awards, 2nd Qtr FY14
Proposals Submitted
FY '14
FY '13
Sponsor
NASA
National Science Foundation
US Department of Agriculture
US Department of Defense
US Department of Education
US Department of Energy
US Department of HHS
US Department of Transportation
Other Federal Agencies*
Federal Agency Total
State of Michigan
Industrial
Foreign
All Other Sponsors
Subtotal
Gifts**
Crowd Funding
Grand Total
as of 12/31
38
103
41
29
11
16
11
25
274
12
126
11
37
460
460
as of 12/31
59
137
37
39
14
21
20
16
343
14
99
9
51
516
516
Awards Received
FY '14
FY '13
as of 12/31
15
35
40
37
8
6
10
17
168
11
109
3
26
317
192
509
Awards Received ($)
FY '14
FY '13
as of 12/31
22
48
36
36
2
5
6
17
16
188
13
79
4
29
313
153
466
as of 12/31
1,007,477
5,826,773
1,151,303
4,581,282
433,465
619,289
1,904,218
801,944
16,325,751
1,869,753
3,724,747
171,400
994,689
23,086,340
1,707,597
14,346
$24,808,283
as of 12/31
2,585,530
7,398,242
1,084,111
5,002,561
107,827
543,356
322,287
2,198,679
409,309
19,651,902
663,022
2,652,123
152,640
654,816
23,774,503
2,713,931
3,605
$26,492,039
Variance
$
-1,578,053
-1,571,469
67,192
-421,279
-107,827
-109,891
297,002
-294,461
392,635
-3,326,151
1,206,731
1,072,624
18,760
339,873
-688,163
-1,006,334
10,741
-$1,683,756
Variance
%
-61.0%
-21.2%
6.2%
-8.4%
-100.0%
-20.2%
92.2%
-13.4%
95.9%
-16.9%
182.0%
40.4%
12.3%
51.9%
-2.9%
-37.1%
297.9%
-6.4%
* US Dept of the Interior, US Dept of Commerce, National Endowments for the Arts & Humanities, US Environmental Protection Agency, US Dept of State, US Dept of Labor, US Small Business Administration, US Fish & Wildlife
Service
**Gifts represent non-contractual funding from corporations, foundations, associations and societies in support of academic programs, scholarships/fellowships, student design & enterprise, research, youth programs and
special programs.
Research Expenditures, FY13
80
70
60
$ 70.0 MM
- 2.8%
50
40
30
20
10
0
1994
1999
2004
2009
2014
Research Expenditures, 2nd Qtr FY14
Michigan Technological University
Total Research Expenditures by College/School/Division
Fiscal Year 2014 & 2013
As of December 31, 2013 and December 31, 2012
College/School/Division
FY2014
FY2013
Administration*
2,443,953
1,457,101
986,852
67.7%
11,860,861 11,464,953
395,908
3.5%
College of Engineering
College of Science & Arts
Institute for Leadership and Innovation (ILI)
6,137,197
166,938
Variance
6,441,998 (304,801)
149,446
17,492
%
-4.7%
11.7%
Keweenaw Research Center (KRC)
3,770,719
4,147,454 (376,735)
-9.1%
Michigan Tech Research Institute (MTRI)
5,348,823
4,789,797
11.7%
Michigan Tech Transportation Institute (MTTI)
School of Business & Economics
School of Forest Resources & Environmental Science
School of Technology
Total
*Includes the Vice Presidents, Provost, CIO, CFO and others who report to a VP,
Provost or the President. Except for the research institutes that report to the VPR.
**FY 2013 Includes $484,938 of ARRA Funding
**FY 2014 Includes $137,357 of ARRA Funding
559,026
76,546
284,194 (207,648)
-73.1%
665,665
835,655 (169,990)
-20.3%
2,875,138
3,528,654 (653,516)
-18.5%
236,859
173,023
63,836
36.9%
33,582,699 33,272,275
310,424
0.9%
Intellectual Property, 2nd Qtr FY14
Disclosures Received2
22
23
-4.3%
Nondisclosure Agreements
48
52
-7.7%
Patents Filed or Issued2
11
13
-15.4%
7
16
-56.3%
119,514
92,420
29.3%
License Agreements
Gross Royalties
Corporate Sponsorship, 2nd Qtr FY14
Sponsored Awards
-IndustryCOMBINED*
Fiscal Year 2014
2nd Quarter
Ended December 31,
2013
Consumer Products
714,525
Civil
456,023
TOTAL: $6,080,333
Defense & Space
648,020
Energy
621,417
Environmental
12,336
Health
105,572
Chemical
323,216
Industrial Engineering
104,632
Business & Economics
166,068
IT Services
146,674
Other
141,677
Automotive
2,374,398
Technology
60,428
Mining & Metals
205,347
Centers and Institutes
Centers and Institutes
• 22 in Total, $44.8 million in FY12
• Each is different, but several groups:
– MTRI and KRC, completely “soft” funded
– MTTI and GLRC, some “soft” and some
“academic”
– “Academic” Centers and Institutes, typically have a
tenured faculty member as a Director
Centers and Institutes
• Centers and Institutes are quite dynamic recently [over about the last year]:
– CISSIC Ended
– MIMC Changed their name to Agile and
Interconnected Microgrids [AIM]
– IIS, IGLE, and CenTILE merged to create the Institute
for Leadership and Innovation [ILI]
– Great Lakes Research Center [GLRC] was established
– CWS became affiliated with GLRC
– Pre-College Innovative Outreach Institute [PIOI] was
established