Conference ‘Is there a future for democracy?’ Radcliffe House, April 28-30, 2013 PaIS/ Centre for Studies in Democratization (CSD) at Warwick University, UK This event is partly funded by CARP/ PaIS Email: renske.doorenspleet@warwick.ac.uk Does democracy have a future? In his 1989 essay ‘The End of History?’, Fukuyama argued that the advent of Western liberal democracy signals the end point of humanity’s evolution and the final form of human government. More than twenty years later, scholars are more pessimistic about the future of democracy. Today, many scholars stress that the ideal and practice of democracy is in crisis. Is it time to talk about the ‘End of Democracy’, or does it mean that we have to look for different forms of democratic governance? Is there a future for democracy? Is there a future for research on democracy? This event brings together five different panels on five different themes, but all focusing on the same core question: Is there a future for democracy? These thematic strands draw from a core of intellectual-conceptual debates with which scholars from Warwick (UK) and Bergen (Norway) have engaged in recent years. This event clearly seeks to realise the potential of collective research endeavours in PAIS. It has substantial involvement by several PAIS academics, and intends to explore the potential for further collective research cooperation between PAIS and Bergen academics. Each panel sessions involve up to five panellists who give a short presentation (preferably based on paper which will be sent to all participants) commenting on a specific topic or challenge. Each panel will start with a brief presentation (not more than 15 minutes) from each panellist on the submitted paper and/ or on the main topic. This will be followed by feedback from the discussant, who will hopefully also give ideas about the links between the papers and give suggestions for possible next steps for future research (not more than 15 minutes for all papers in one panel). Finally, there will be time for questions and comments and suggestions from the audience (15 minutes). 1 Participants Bergen@Warwick (April 29-30, 2013) 1. Renske Doorenspleet (Warwick) – organizer, chair renske.doorenspleet@warwick.ac.uk 2. Michael Alvarez (Bergen) Michael.Alvarez@isp.uib.no 3. Shaun Breslin (Warwick) - paper presenter shaun.breslin@warwick.ac.uk 4. Peter Burnell (Warwick) - paper presenter p.j.burnell@warwick.ac.uk 5. Ben Clift (Warwick) – paper presenter b.m.clift@warwick.ac.uk 6. Peter Ferninand (Warwick) – paper presenter peter.ferdinand@warwick.ac.uk 7. Tina Freyburg (Warwick) - paper presenter and discussant tina.freyburg@eup.gess.ethz.ch 8. Siri Gloppen (Bergen) - paper presenter and discussant siri.gloppen@cmi.no 9. Maria Koinova (Warwick) - paper presenter and discussant m.koinova@warwick.ac.uk 10. Jonas Linde (Bergen) - paper presenter and chair Jonas.Linde@isp.uib.no 11. Gabrielle Lynch (Warwick) - paper presenter g.lynch@warwick.ac.uk 12. Ragnhild L. Muriaas (Bergen) - paper presenter ragnhild.muriaas@isp.uib.no 13. John Parkinson (Warwick) - paper presenter j.r.parkinson@warwick.ac.uk 14. Nicola Pratt (Warwick) - paper presenter n.c.pratt@warwick.ac.uk 15. Lise Rakner (Bergen) - chair and paper presenter Lise.Rakner@isp.uib.no 16. Lena Rethel (Warwick) – chair L.Rethel@warwick.ac.uk 17. Lars Svåsand (Bergen) - paper presenter and discussant Lars.Svasand@isp.uib.no 18. Hakan Sicakkan (Bergen) - paper presenter Hakan.Sicakkan@isp.uib.no 19. Tim Sinclair (Warwick) discussant Timothy.Sinclair@warwick.ac.uk and paper presenter. Other Warwick participants 20. Undala Alam (U.Z.Alam@warwick.ac.uk) 21. Mohammed Ali Bapir (bapir@me.com) 22. Francesca Refsum Jensenius (frj@berkeley.edu) 23. Mike Saward (m.j.saward) 2 Programme Bergen@Warwick (April 29-30, 2013) Monday 9.00-9.30 coffee and welcome by Renske Doorenspleet 09.30-10.45 Panel 1: ‘Challenges to Democracy: general, the role of political parties and social power’ chair: Renske Doorenspleet (Warwick) discussant: Siri Gloppen (Bergen) Papers: John Parkinson (Warwick). ‘The Epistemic Challenge to Democracy’ Lars Svåsand (Bergen). ‘In Search of Commonalities of Political Parties in New Democracies: The ambiguous role of political parties’ Nicola Pratt (Warwick). ‘Renewing Authoritarianism or Constructing Deep Democracy in Egypt after 25 January Revolution?’ 10.45-11.15 break coffee/tea/cookies 11.15-12.30 Panel 2: ‘Challenges to democracy: popular satisfaction and support for democracy’ chair: Lise Rakner (Bergen) discussant: Tina Freyburg (Warwick) Papers: Renske Doorenspleet (Warwick): ‘Dissatisfied Democrats: A Danger for Democracy? Some preliminary findings from Africa’ Jonas Linde (Bergen) & Stefan Dahlberg (Gothenburg): ‘Dissatisfied Democrats: A Matter of Representation or Performance?’ Peter Ferdinand (Warwick): ‘Internet: Power to the People? Internet and the pressures for democratization in China and Russia’ 3 12.30-2.00 PM 2.00-3.15 Lunch Panel 3: ‘Challenges to democracy: peace and justice, conflict and courts in election time’ chair: Lena Rethel (Warwick) discussant: Lars Svasand (Bergen) Papers: Siri Gloppen (Bergen). ‘Courting Elections in Hybrid Regimes’ Gabrielle Lynch (Warwick). ‘Peace versus Justice? Kenya’s 2013 election’ Maria Koinova (Warwick). ‘Ethnonationalist Conflicts in Eastern Europe: Varieties of Governance in Bulgaria, Macedonia, and Kosovo’ 3.15-3.45 break 3.45-4.45 Panel 4: ‘Challenges to democracy: (sub)national elections in Africa’ chair: John Parkinson (Warwick) discussant: Maria Koinova (Warwick) Papers: Svein Erik Helle, Lise Rakner and Ingvild Aagedal Skage (Chr. Michelsen Institute and Department of Comparative Politics, University of Bergen). ‘Electoral mobilization in Uganda and Zambia for the 2011 elections: The interplay between opposition weakness, incumbent strength and the urban/rural electoral divide’ Ragnhild L. Muriaas (Dept. of Comparative Politics, University of Bergen) with Lovise Aalen, Chr. Michelsen Institute (CMI) Variation in Party Mobilization through Decentralization in Africa: The Legacy of Regime Transitions 4 4.45-5.00 some practical information for participants 5.00-6.00 break 6.00-7.30 PM dinner for all participants Tuesday 9.00-9.15 coffee/ tea/ cookies 9.15-10.45 Panel 5: ‘Challenges to democracy: the international dimension’ chair: Jonas Linde (Bergen) discussant: Tim Sinclair (Warwick) papers: Shaun Breslin (Warwick): ‘Popular aspiration in China: political reform but no democracy’ Ben Clift (Warwick). ‘The financial crisis and democracy in the European Union’ Hakan Sicakkan (Bergen). ‘The financial crisis and the transformation of the trans-European civil society’ Tina Freyburg (Warwick). ‘The Temporal Dimension of International Democracy Promotion. A Time-centred Analysis of European and American Democracy Assistance, 1989-2008’ Peter Burnell (Warwick). ‘Democratisation in Middle East and North Africa: International Perspectives Democracy Support’ 10.45-11.00 quick break coffee/tea/cookies 11.00-12noon Panel: The Future of Democracy & The Future of Research Projects Bergen@Warwick - led by Renske Doorenspleet 12noon-1.30 PM: Lunch 5 Paper titles and abstract Bergen@Warwick (April 29-30, 2013) 1. Shaun Breslin (Warwick). Popular aspiration in China: political reform but no democracy 2. Peter Burnell (Warwick). Democratisation in the Middle East and North Africa: International Perspectives from Democracy Support Abstract. This paper offers perspectives on the prospects for democratisation in the Middle East North Africa (MENA) region in the light of political developments since 2010, with particular reference to international democracy support. There are five main sections: first, an introduction shares certain assumptions about democracy support’s general record; second, threats and opportunities to democracy support arising from developments in the region; third, democracy support’s response to those developments; and fourth, some challenges for democracy support in the region and beyond. Throughout, discussion is contextualised within the larger literature on democratisation. Final remarks lead to the conclusion that developments in the region both present challenges that should be viewed as opportunities, and offer opportunities that will be challenging to address, not just for democracy support in the region and further afield but in terms of the guidance that democratisation studies have to offer. 3. Ben Clift (Warwick). The financial crisis and democracy in the European Union 4. Renske Doorenspleet (Warwick). Dissatisfied Democrats: A Danger for Democracy? Some preliminary findings from Africa Abstract. Worldwide, there is substantial popular support for the ideal of democracy but, on the other hand, there is considerable dissatisfaction with democracy within democracies. 6 Democracies are inhabited by many so-called ‘dissatisfied democrats’: citizens who are strong supporters of the democratic ideal, but are unhappy with the way democracy is working in their country. It is not clear how to explain this phenomenon, but based on a review of the existing literature, this paper distinguishes two different approaches: an optimistic and a pessimistic one. Subsequently, this paper develops a typology in which dissatisfied people are split into two distinct groups: the dissatisfied people who support democracy on the one hand (the so-called ‘dissatisfied democrats’), and the dissatisfied people who do not support democracy (the so-called ‘dissatisfied nondemocrats’). In my view, this distinction is crucial as both groups are completely different, need different explanations, have different ideas about the value of democracy. Can dissatisfied people be seen either as a democratic danger or as a democratic defense? It is likely that the dissatisfied nondemocrats are a danger for democracy, while the dissatisfied democrats are not. The first findings in this paper show that dissatisfied democrats reject authoritarian alternatives and want to improve the existing democratic system (e.g. by limited presidential power) while dissatisfied nondemocrats are more open to try another political system, and move towards more authoritarian forms. This paper will focus on eight African countries which could be classified as democracies in 2005 – Benin, Botswana, Ghana, Lesotho, Mali, Namibia, Senegal and South Africa – and it will use the data of the Afrobarometer. 5. Peter Ferdinand (Warwick). Internet: Power to the People? Internet and the pressures for democratization in China and Russia 6. Tina Freyburg (Warwick). The Temporal Dimension of International Democracy Promotion. A Time-centered Analysis of European and USAmerican Democracy Assistance, 1989-2008 Abstract. Democracy assistance is commonly understood as aid specifically designed to foster opening in a non-democratic country or to further a democratic transition in a country that has experienced a democratic opening. That is, democracy assistance is aid meant to support processes of democratization before and after pro-democratic regime change. In this paper I systematically investigate the question of when – i.e. at what stage of the political transition 7 cycle - external actors begin to engage in explicit policies of democracy promotion. In contrast to existing research, I thus focus on the temporal concentration of democracy assistance rather than the strategies and instruments applied. Yet, the decision about the right moment to intervene determines the choice of suitable tools of democracy promotion and should inform any study of their effectiveness. I seek to answer this question based on a novel method that finds patterns of regime-type change in data on the state of political liberalization over a variable numbers of years. Based on this operationalization, I compare European and US-American democracy assistance worldwide, from the end of the Cold War until today. I do so by employing a data set that has both a cross-section and a time-series dimension. Differences-in-differences estimation suggests a convergence of the approaches to democracy assistance of the two major democracy promoters, with the United States becoming closer to the EU’s focus on building-up democratic institutions rather than breaking-down authoritarian regimes. 7. Siri Gloppen (Bergen). Courting Elections in Hybrid Regimes in Africa Abstract. Multi-party elections are increasingly common, also in regimes that would on other parameters be regarded as authoritarian, and are increasingly seen as a strategy non- democratic leaders use to stay in power. In many of these hybrid regimes or electoral autocracies, courts are central during and after the election process, including as an arena for the opposition to contest the election outcome and the fairness of the process itself. This article asks what functions courts play in such contexts. Do they strengthen democratic institutions and forces, or do they serve as means for appeasing the opposition and legitimizing authoritarian regimes? The article proposes a framework for investigating short and longer-term effects of court-involvement in electoral processes, paying attention to a range of factors impacting on the potential and actual role of courts (legal system, culture and framework; judicial independence, capacity and supportive constituencies; institutional context and political balance of power). This is used to analyze material from authoritarian or hybrid African regimes where courts have played a role in election processes (Angola; Uganda; Zimbabwe and Zambia). 8. Jonas Linde (Bergen) & Stefan Dahlberg (Gothenburg). Dissatisfied Democrats: A Matter of Representation or Performance 8 Abstract. The last decades’ research on political support has shown that the principles of democracy enjoy broad popular support in all types of societies and political regimes. At the same time, an increasing number of studies have testified to widespread discontent with the performance of democratic political systems around the world. Important institutions such as political parties and governments face decreasing levels of popular trust and traditional forms of political participation, not least in established Western democracies. This pattern is also evident when consulting individual-level data. Substantial shares of citizens harbour strong support for democracy as the underlying principle of governance, while at the same time being dissatisfied with the way democracy works in practice. In the literature, such individuals are often referred to as “critical citizens” or “dissatisfied democrats”. This paper sets out to empirically investigate this gap between the strong support for democratic principles and the weaker support for the actual functioning of democratic governance, which could be seen as a form of a democratic deficit. In this effort, we focus on two contrasting theoretical perspectives. The first perspective argues that the reasons for the democratic deficit are to be found on the input side of the political system, and that the solution lies in improving the representative institutions in contemporary democracies. The contrasting argument states that the sources of political support and legitimacy are to be found at the output side of the political system, where the quality of government in terms of non-corrupt and impartial institutions play the pivotal role. We also investigate the claim that political support may be subject to different challenges in different types of countries, and that the factors explaining political support and discontent in established democracies are different from those that explain support and discontent in more recently democratised countries. In the empirical analysis we test these contrasting theories by multilevel regression analysis, using data from the Comparative Study of Electoral Systems (CSES). 9. Gabrielle Lynch (Warwick). Peace versus Justice? Kenya’s 2013 election Electing the alliance of the accused: The significance of the International Criminal Court’s intervention in Kenya’s 2013 election. On 9 April 2013, Uhuru Kenyatta and William Ruto of the Jubilee Alliance were sworn in as Kenya’s new President and Deputy President. Many Kenyans question whether “Uhuruto” met the required threshold of 50% plus one vote to win the presidential election in the first round, however, there is little doubt that they secured more 9 votes than any of their competitors including Raila Odinga and Kalonzo Musyoka of the Coalition for Reform and Democracy (CORD). Uhuru and Ruto managed to achieve this outcome despite the fact that both face charges of crimes against humanity at the International Criminal Court (ICC) for their alleged involvement in the post-election violence of 2007/8. This paper analyses the role of the ICC’s intervention in Kenya’s 2013 presidential election and seeks to explain how the “alliance of the accused” managed to turn their troubles at the ICC into an electoral advantage. It also highlights some of the challenges that this election poses for democracy and international democracy promotion in the years to come. 10. Maria Koinova (Warwick). Ethnonationalist Conflicts in Eastern Europe: Varieties of Governance in Bulgaria, Macedonia, and Kosovo This presentation, based on the book fortcoming with University of Pennsylvania Press in May 2013 nvestigates why some Eastern European states transitioned to new forms of governance with minimal violence while others broke into civil war. In this comparative study, Maria Koinova applies historical institutionalism to conflict analysis, tracing ethnonationalist violence in postcommunist states to a volatile, formative period between 1987 and 1992. In this era of instability, the incidents that brought majorities and minorities into dispute had a profound impact and a cumulative effect, as did the interventions of international agents and kin states. Whether the conflicts initially evolved in peaceful or violent ways, the dynamics of their disputes became self-perpetuating and informally institutionalized. Thus, external policies or interventions could affect only minimal change, and the impact of international agents subsided over time. Regardless of the constitutions, laws, and injunctions, majorities, minorities, international agents, and kin states continue to act in accord with the logic of informally institutionalized conflict dynamics. Koinova analyzes the development of those dynamics in Bulgaria, Macedonia, and Kosovo, drawing on theories of democratization, international intervention, and path-dependence as well as interviews and extensive fieldwork. The result is a compelling account of the underlying causal mechanisms of conflict perpetuation and change that will shed light on broader patterns of ethnic violence. 11. Ragnhild L. Muriaas (Dept. of Comparative Politics, University of Bergen) with Lovise Aalen, Chr. Michelsen Institute (CMI) Variation in Party Mobilization through Decentralization in Africa: The Legacy of Regime Transitions Abstract: Democratic decentralisation has been widely promoted by multilateral and bilateral aid agencies due to its assumed positive effect on democratization, development, and security. Recent studies of decentralization in developing countries have however found that most central governments would resist any effort to give power away even if it promotes the 10 above mentioned goals. By deploying a two paired comparison of governments with similar regime transitional legacies, but different decentralization strategies in the post-transitional era, we explore two interrelated questions. Why did governments use decentralization as a strategy for state control in some countries and why did governments use decentralization to mobilize support for their party in others? In both paired comparisons we find that the posttransitional governments with a clear break with the past and a dominant electoral position in the new multiparty system (Ethiopia and South Africa) could use decentralization as a party mobilization strategy. The post-transitional governments with no break or a less devastating break with the past and a opposition with a regional stronghold (Angola and Malawi) could use decentralization as a state control strategy. Consequently, it is rational for post-transitional governments to 'give power away' through decentralization reforms if they can use decentralization as an electoral machinery to weaken the old administrative local elite in favour of new elected officials loyal to the government of the day. 12. John Parkinson (Warwick). The Epistemic Challenge to Democracy 13. Nicola Pratt (Warwick). Renewing Authoritarianism or Constructing Deep Democracy in Egypt after 25 January Revolution? This paper seeks to understand the challenges to the emergence of democratic governance in the aftermath of the 25 January Revolution. What appears to have emerged in Egypt is a ‘grey zone’ (Carothers, 2002) between democracy and authoritarianism. How is it that a mass uprising, supported by a wide range of political, social and ideological forces, has ushered in a new form of authoritarian rule? I begin by briefly critiquing mainstream political science approaches to political transitions for their failure to consider the social relations of power that underpin authoritarianism and democracy. I then highlight the significance of the historical legacy of colonialism and anti-colonialism in the politics of constructing citizenship in Egypt and its role in normalising authoritarianism. Subsequently, I examine the on-going and incomplete 25 January Revolution in order to illustrate how historical legacies inform current struggles within Egypt over the nature of Egyptian citizenship and the future of the polity. The most significant contest revolves around not institutions or political party programmes, but around conceptions of Egyptian identity and linked to that, discussions over gender roles and relations, the position of minorities and Egypt’s relations with the West. The Muslim Brotherhood’s capture of political institutions provides it with a strong platform from which to promote its own worldview on these matters. However, civil society plays a key role in countering this vision, promoting pluralism and cosmopolitanism and supporting human rights. 11 14. Lise Rakner with Svein Erik Helle and Ingvild Aagedal Skage (Chr. Michelsen Institute and Department of Comparative Politics, University of Bergen.). Electoral mobilization in Uganda and Zambia for the 2011 elections: The interplay between opposition weakness, incumbent strength and the urban/rural electoral divide Abstract. In this paper we wish to analyze electoral mobilization in two electoral authoritarian regimes in Sub-Saharan Africa. Both Uganda and Zambia held electoral contests in 2011 where the opposition parties and candidates where expected to mount a serious challenge to the incumbent party and president. However, the elections resulted in a relatively peaceful electoral turnover in Zambia, the election in Uganda strengthened the electoral mandate of the ruling NRM-party and President Museveni, and at least indirectly led to social unrest in the aftermath of the election. Through an analysis of electoral contests in the two countries, we argue that the similarity between the two opposition movements means that the reasons for the diverging outcomes cannot be explained on the basis of opposition mobilization, or the nature of the regime in power, but as a result of interaction of these variables with that of the urban/rural divide in voting. While Uganda has a largely rural population, Zambia has historically been one of the more urbanized countries in the region. We argue that this situation made it easier for the NRM to use the’ authoritarian tools’ at its disposal to control electoral mobilization, while the more even distribution of voters between the urban and rural areas made it harder for the MMD-regime in Zambia to do the same. 15. Hakan Sicakkan (Bergen). The financial crisis and the transformation of the trans-European civil society Abstract. Europe’s current crisis has revealed the severity of the ideological clash between federalists and autonomists. Despite important exceptions, current knowledge on European integration is dominated by approaches that suggest a zero-sum game between the political manoeuver room of EU institutions and member states: either transnational integration or member state autonomy; either democracy or supranationalism. While these scholarly approaches advocate one-fit-for-all solutions that are blind to the contextual consequences of different European policies, European integration and financial crises have had divergent impacts on different countries, regions, and actors. Building on earlier approaches aiming to transcend this zero-sum game, this paper will look both beyond the above-mentioned 12 dichotomies and into the grey zones between their “either” and “or” components, in order to assess the possible role of the European civil society in bringing about middle-way solutions that combine the aims of both autonomy and integration. 16. Lars Svåsand (Bergen). In Search of Commonalities of Political Parties in New Democracies: The ambiguous role of political parties. Abstract. In this paper I discuss some key issues in the relationship between political parties and democracy. The point of departure is what we can call standard models of political parties and their role in democracies and the problem with applying these perspectives to the study of parties in newer democracies. I address three issues where the understanding of political parties in new democracies may deviate from the understanding of parties in established democracies: The first issue concerns the widely held view that political parties are necessary institutions in democracies. What does this mean and to what extent is this view of parties applicable to new democracies? Second, how relevant are the understanding of parties as organisations, based on the study of established democracies, for analysing parties in new democracies? Thirdly, to what extent are parties in new democracies performing the functions usually ascribed to parties in established democracies? 13 Session format Bergen@Warwick (April 29-30, 2013) The panel sessions involve up to five panellists who give a short presentation (preferably based on paper which will be sent to all participants – one week before we will meet) commenting on a specific topic or challenge. Each panel will start with a brief presentation (not more than 15 minutes) from each panellist on the submitted paper and/ or on the main topic. This will be followed by feedback from the discussant, who will hopefully also give ideas about the links between the papers and give suggestions for possible next steps for future research (not more than 15 minutes for all papers in one panel). Finally, there will be time for questions and comments and suggestions from the audience (15 minutes). 14