1 MODELING PARTICLE INJECTIONS–TEST PARTICLE SIMULATIONS Xinlin Li LASP, University of Colorado, Boulder, CO 80303-7814, USA ABSTRACT We model dispersionless injections of energetic particles associated with magnetospheric substorms observed at geosynchronous orbit and multiple discrete-energy ion features and ‘nose’ signatures observed across a large range of L and energy in the inner magnetosphere. Modeling these particle features enables us to probe more detailed effects of field configuration changes on particle flux variations and to show how deeply into the magnetosphere impulsive electric and magnetic fields associated with magnetic substorms can penetrate. Key words: substorm, particle injection, dispersionless, test-particle simulation, ‘nose’ event. 1. INTRODUCTION In the Earth’s magnetotail, a dynamic region of the magnetosphere, abrupt magnetic field changes result in the acceleration of energetic particles. If we were able to understand the development of magnetic and electric fields, we would understand better the fundamental acceleration process. However, the presently available measurements show only local changes of the magnetic fields and sometimes of the electric fields. Although MHD or two-fluid simulations provide an overall picture of the magnetic field configuration of the magnetotail, these fluid models do not directly address energetic particle dynamics. Another way to understand the field variations is to study particle motion. Since changes in particle fluxes depend on the magnetic and electric fields over a large region of space, by studying the effects of various magnetic and electric fields on the observed particles, we can learn to interpret what the particle properties imply about global conditions. Energetic particle (10s–100s keV) injections into the inner magnetosphere are a common feature of magnetospheric substorms. Thus, energetic particle acceleration and subsequent transport represents a key component of understanding magnetospheric dynamics. I first discuss a series of observations of energetic particle injection associated with substorms and the importance of test-particle simulations in understanding the substorm injections. I will then describe the model, and finally, show some examples of recent test-particle simulation results with a focus on the ‘nose’ signature (Smith and Hoffman, 1974). 2. OBSERVATIONS AND DISCUSSIONS One of the characteristic features of substorm onset is “dispersionless” particle injection, meaning that particles with different energies enhance at the same time. Dispersionless injections are usually accompanied by rapid changes of the magnetic field as the nightside magnetospheric field becomes more like a dipole field. This “dipolarization” is one of the central features of substorms. Measurements from satellites at geosynchronous orbit separated only by a few hours around local midnight show that dispersonless injections occur in a narrow region in longitude. Typically, satellites to the east of midnight only measure dispersionless injection of electrons while satellites to the west of midnight only measure dispersionless injection of protons (Reeves et al., 1991). This is consistent with the fact that dipolarization occurs within a limited local time sector, i.e., within the substorm current wedge (McPherron et al., 1973). Measurements from satellites located near the same local time but at different radial distances show that injections occur first at larger radial distances (Reeves et al., 1996), indicating that the injected particles come from outside and propagate inward. Figure 1 shows an example of measurements from three geosynchronous satellites at different local times. The electron injection was first detected by satellite 1, which is dispersionless. As the electrons drift eastward, they show more (satellite 2) and more (satellite 3) dispersion, because more energetic electrons drift faster. These same electrons continued to drift around the Earth and were detected by the satellite again. Protons, which drift in the opposite direction, were first measured by satellite 3 when some dispersion had already occurred, because satellite 3 is far from the injection region. Later they were measured by satellite 2. No proton data are available from satellite 1. This particular observation has 2 Figure 2. (Fig. 1 of Li et al. (1998) Modeled electric field, Eφ , and magnetic field, Bz , in the equatorial plane at geosynchronous orbit at different locations. Figure 1. Differential fluxes of electrons and protons from LANL observations in the early Jan. 10, 1997. been well reproduced by test-particle simulations (Li et al., 1998, 1999) (Fig. 4 and 5). Another interesting phenomenon associated with substorm particle injections is multiple discrete-energy peaks in ion energy spectra recently measured by the (CAMMICE/MICS and TIMAS) ion composition sensors on the POLAR satellite. These spectra are seen as multiple bands in energy-time plots (Fennell et al., 1998; Peterson et al., 1998). Such features have long been observed near geosynchronous orbit (e.g., Mauk and Meng; Grande et al., 1992). The most striking feature from the POLAR data is that these multiple bands occur over a large range of L (L=3–8) and energy (a few keV to hundreds of keV) independent of the mass of the ions. These events are more likely to be observed during quiet times following substorm activity (Fennell et al., 1998). We (Li et al., 2000) have interpreted some of the observed ion bands as the result of a time-of-flight effect of the particle’s drift around the Earth, based on test-particle simulations. Test-particle simulation is a useful tool for studying energetic particles because these particles represent a small fraction of the total plasma number density, and their feedback on the fields is usually negligible. Furthermore, energetic particle dynamics cannot be directly described by fluid or MHD simulations, and realistic kinetic simulations such as particle-in-cell simulations are still not viable for global applications, given the current power of computers. There are several ways of carrying out test-particle simulations. One is to trace particles in the fields generated by MHD simulation. Progress has been made in this di- rection. For example, Birn et al. [1997, 1998] traced both protons and electrons in the dynamic field generated from MHD simulation. Their test particle simulation reproduced major features of the initial rise of the particle injection at geosynchronous orbit. However, their MHD simulation is limited, stopping at 5RE in the nightside. Another way is to construct field models based on observations and physical principals and then trace particles in these constructed fields. It is then much simpler to vary different parameters in the model to compare the modeling results with observations. 3. MODEL AND RESULTS We (Li et al., 1998) have constructed a time-varying field model to simulate substorm particle injections. The time varying fields are associated with the dipolarization. When dipolarization occurs, the z-component of magnetic field, Bz , at the equator increases. Faraday’s law tells us that an inductive electric field in the azimuthal direction is produced. These time-varying fields propagate toward the Earth. Figure 2 shows the time-dependent fields in the equatorial plane at geosynchronous orbit. An increase of Bz is followed by a decrease, the net result is an increase of Bz after the pulse has passed. The fields are centered at midnight. The magnitude decays away from midnight, simulating a localized dipolarization. These fields propagate at a speed of 100 km/s. We implement these fields into the guiding center equations and trace particles. Figure 3 shows the trajectory of two 900 equatorial pitch angle electrons. Before the arrival of the pulse field, the electrons perform a gradient-B drift whose drift speed is energy-dependent. When the pulse arrives, the electrons encounter an oppositely-directed magnetic field gradient that can reduce or even reverse the local magnetic field gradient, such that the electrons can drift in the opposite direction (westward). Meanwhile, each electron also moves radially inward because of E B drift, which is energy-independent. As each electron moves closer to 3 the Earth, the background magnetic field eventually begins to dominate and the electrons again drift eastward, the normal direction. As soon as the wave fields are no longer present, the electrons perform only a gradient-B drift, but in a stronger magnetic field region (closer to the Earth) The temporal reversal of magnetic field gradient is a significant feature of this model, leading to the successful simulation. hour using this model. The time scale for forming a clas- Figure 4 shows test-particle simulations for electrons that incorporate the instrument response and satellite motion. The dispersionless feature, drift echo, double-peak feature, even the width and shape of the flux enhancements are more or less reproduced. Figure 5 shows the simulation results for protons using the same field model but differing initial particle distributions. Most of the injected electrons and protons originated from beyond 11RE in the simulations of Li et al. (1998, 1999). The multiple discrete ion features in the inner magnetosphere (Fennell et al., 1998; Peterson et al., 1998) are, in many aspects, simply a manifestation of substorm associated particle injections. This has been simulated and discussed in detail by Li et al. (2000). Here I focus on a related phenomenon in the inner magnetosphere known as a ‘nose’ event. The following results are from the same test-particle run with a field model identical to the one in Li et al. (2000) and with the initial proton distribution (a kappa distribution) of Li et al. (2000), except for the initial inner boundary. Another difference is the motion of the virtual satellite in the simulation. Figure 6 shows the results from a virtual satellite located at dusk but moving inward from L=9.5 to L=3.5 with a speed of 0.04 RE /min, four times faster than in Fig. 3 of Li et al. (2000). Initial proton distribution has the inner boundary at L=5 (compared to L=3.5 in Li et al. (2000)). The line plot is from selected energy channels; lines correspond to the differential fluxes of particles at different energies. Particles are injected from the midnight region; the satellite first measured the injections at Time=30 min at L7.8. Particles drift around the Earth, while the satellite continues to move inward at local dusk. More energetic ions drift faster and come back to the satellite again, their flux peaks are identified as drift echoes. The lines sometimes overlap each other, indicating that the higher energy particle flux can at times surpass the lower energy particle flux. The energy spectrum plot of the same simulation includes results from many other channels, incorporated with the instrument response. Figure 3. Trajectory of two electrons initially placed at the equatorial plane with r0 = 12RE , W0 = 26 keV, and φ0 = 120 (dotted) and r0 = 14RE , W0 = 25 keV, and φ0 = 135 (solid). Figure 4. (Fig. 3 of (Li et al., 1998)) Differential fluxes of electrons from LANL observations in the early Jan. 10, 1997 in the left column: number 1, 2, and 3 correspond to spacecraft 1990-095 (LT=UT-2:30), 1991-080 (LT=UT+4:42), and 1994-084 (LT=UT+6:54) respectively. Figure 7 is a replot of the energy spectrum: color-coded time for fluxes above certain threshold vs L, showing the inner edge of injected protons. Figure 8 shows the results from the field model with the initial inner boundary of the proton distribution at L=7 and the virtual satellite moving inward at a speed of 0.05RE /min. The nose structure, as shown in Figure 9, also suggests that protons (plasmasheet ions) initially located beyond L=7 can be injected inside L=5 within an Figure 5. (Fig. 2 of Li et al. (1999)) Same as Figure 4 but for protons 4 Figure 6. Top panel is a line plot for selected energy channels as labeled. The bottom panel is an energy spectrum plot of the same simulation but with many more energy channels. The virtual satellite moves from 9.5RE to 3.5RE at local dusk at constant speed, Vsatellite = 0:04RE /min. The inner boundary of the initial proton distribution starts at 5RE . Figure 7. A different way to plot Figure 6: color-coded time for fluxes above certain threshold vs L, showing the motion of the inner edge of the injected protons. 5 Figure 8. Same as Figure 6 except the virtual satellite moves at faster speed, Vsatellite = 0:05RE /min and the inner boundary of the initial proton distribution starts at 7RE . Figure 9. A different way to plot Figure 8: color-coded time for fluxes above certain threshold vs L, showing the motion of the inner edge of the injected protons. 6 sic ‘nose’ event (Smith and Hoffman, 1974) using only the convection electric field was many hours (Ejiri et al., 1980). Here I demonstrate that the ‘nose’ structure can also be formed in less an hour during a quiet time following a substorm onset. The differences between Figs. 6 and 8 and between Figs. 7 and 9 are the inner boundaries of initial proton distribution and the moving speeds of the virtual satellites. Even under the same field model and initial distribution, satellites traversing the inner magnetosphere differently will observe different ion features depending on the relative timing and location of the satellites with respect to the particle injection. During quiet times, according to the conventional convection electric field model, the electric field is shielded from the inner magnetosphere (Maynard and Chen, 1975). The existence of ion drift echoes even after only moderate substorm activity and the ‘nose’ structure shows that localized time-varying electric and magnetic fields such as are modeled here can and do penetrate deeply into the inner magnetosphere. ACKNOWLEDGMENTS The author gratefully acknowledges M. Temerin, D. N. Baker, G. D. Reeves, R. D. Belian, J. F. Fennell, and W. Peterson for their contributions to the published work (Li et al., 1998, 1999, 2000) and O. Lennartsson for discussion about the TIMAS instrument, K. Trattner and A. Rakow for helping with the graphic display. This work was supported by NSF/ATM-9901085 and NASA/NAG5-9421. REFERENCES Birn, J., M. F. Thomsen, J. E. Borovsky, G. D. Reeves, D. J. McComas, R. D. Belian, and M. Hesse, Substorm ion injections: Geosynchronous observations and test particle orbits in three-dimensional dynamics MHD fields, J. Geophys. Res., 102, 2325, 1997. Birn, J., M. F. Thomsen, J. E. Borovsky, G. D. Reeves, D. J. McComas, R. D. Belian, and M. Hesse, Substorm electron injections: Geosynchronous observations and test particle simulations, J. Geophys. Res., 103, 9235, 1998. Ejiri, M., R. A. Hoffman, and P. H. Smith, Energetic particle penetrations into the inner magnetosphere, J. Geophys. Res., 85, 653, 1980. Fennell, J. 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