Fixed frequency eigenfunction immersions and supremum norms of random waves The MIT Faculty has made this article openly available. Please share how this access benefits you. Your story matters. Citation Hanin, Boris, and Yaiza Canzani. “Fixed Frequency Eigenfunction Immersions and Supremum Norms of Random Waves.” ERA-MS 22, no. 0 (January 2015): 76–86. © 2015 American Institute of Mathematical Sciences As Published http://dx.doi.org/10.3934/era.2015.22.76 Publisher American Institute of Mathematical Sciences (AIMS) Version Final published version Accessed Thu May 26 18:50:20 EDT 2016 Citable Link http://hdl.handle.net/1721.1/100415 Terms of Use Article is made available in accordance with the publisher's policy and may be subject to US copyright law. Please refer to the publisher's site for terms of use. Detailed Terms ELECTRONIC RESEARCH ANNOUNCEMENTS IN MATHEMATICAL SCIENCES Volume 22, Pages 76–86 (August 31, 2015) S 1935-9179 AIMS (2015) doi:10.3934/era.2015.22.76 FIXED FREQUENCY EIGENFUNCTION IMMERSIONS AND SUPREMUM NORMS OF RANDOM WAVES YAIZA CANZANI AND BORIS HANIN (Communicated by Christopher Sogge) Abstract. A compact Riemannian manifold may be immersed into Euclidean space by using high frequency Laplace eigenfunctions. We study the geometry of the manifold viewed as a metric space endowed with the distance function from the ambient Euclidean space. As an application we give a new proof of a result of Burq-Lebeau and others on upper bounds for the sup-norms of random linear combinations of high frequency eigenfunctions. 1. Introduction Let (M, g) be an n-dimensional smooth compact Riemannian manifold without boundary and write ∆g for the (non-negative) Laplace operator acting on L2 (M, g). For each λ ≥ 0 we consider the space M Mλ = ker(∆g − µ2 ). (1) µ∈(λ,λ+1] λ We set mλ := dim Mλ and fix an orthonormal basis {ϕj,λ }m j=1 of Mλ consisting of eigenfunctions for ∆g : ∆g ϕj,λ = µ2j,λ ϕj,λ , kϕj,λ kL2 = 1. (2) The purpose of this note is to prove a simple fact about the geometry of the immersions Φλ : M → Rmλ defined by 1 Φλ (x) := (ϕ1,λ (x), . . . , ϕmλ ,λ (x)) x ∈ M, (3) kλ where √ Γ mλ2+1 . (4) kλ := 2 Γ m2λ Received by the editors January 25, 2015 and, in revised form, June 29, 2015. 1991 Mathematics Subject Classification. 35P05 (Pri), 53C42 (Sec). Key words and phrases. immersions by eigenfunctions, supremum norms, random waves. We would like to thank J. Toth and S. Zelditch for many useful comments on an earlier draft of this article, and an anonymous referee for helping us improve the current version. We would also like to thank N. Burq and S. Eswarathasan for pointing us to the work of N. Burq and G. Lebeau [4], which gives the matching upper and lower bounds for the sup-norms of random waves treated in Theorem 3. We would particularly like to thank N. Burq for explaining how to extract an explicit constant from the proof in [4]. The second author would also like to thank D. Baskin for several helpful conversations regarding the relationship between dλ and dgλ . c 2015 American Institute of Mathematical Sciences 76 EIGENFUNCTION IMMERSIONS 77 That Φλ are immersions for λ sufficiently large follows from Theorem 2 below. The constants kλ satisfy kλ2 = mλ + o(1) and, as we show in §2.1, ensure that lim kΦλ (x)kl2 (Rmλ ) = p λ→∞ 1 . volg (M ) (5) Each immersion Φλ defines a (pseudo-)distance function dλ : M × M → R by restricting the ambient Euclidean l2 distance: dλ (x, y) := kΦλ (x) − Φλ (y)kl2 (Rmλ ) . (6) Our main result relates dλ to the Riemannian distance dg on M induced by g. Recall that (M, g) is said to be an aperiodic manifold if for every x ∈ M, the set of vectors ξ in Tx M for which the geodesic with initial conditions (x, ξ) returns to x has Liouville measure 0. Any manifold with strictly negative sectional curvatures is aperiodic. In contrast, Riemannian manifolds whose geodesic flow is periodic are called Zoll manifolds. Examples of Zoll manifolds include the spheres S n endowed with the round metric. Theorem 1. Let (M, g) be a smooth compact Riemannian manifold without boundary that is either Zoll or aperiodic. There exists a constant C so that for all x, y ∈ M and all λ ≥ 0 dλ (x, y) ≤ C · λ dg (x, y). (7) Relation (5) shows that the diameter of M with respect to dλ is bounded so that (7) is a non-trivial statement only when dg (x, y) is on the order of λ−1 . In this regime, much more can be said about dλ (x, y). Indeed, on manifolds without conjugate points, the authors show in [5] that if λ dg (x, y) is bounded as λ → ∞, then ! n n/2 n−2 (λ dg (x, y)) J 2 Γ + 1 2 2 2 1 + o(λ2 d2g (x, y)) , 1− d2λ (x, y) = n−2 vol(M, g) n(2π)n (λ dg (x, y)) 2 (8) where Jν denotes the Bessel function of the first kind of order ν. In particular, if λdg (x, y) → 0 as λ → ∞, we have d2λ (x, y) (λdg (x, y)) 2 = 1 + o(1). n vol(M )(2π)n The proof of the refined result (8) is significantly more delicate than the proof of Theorem 1, and it can not be carried out on Zoll manifolds. Note that all the even spherical harmonics take the same values at antipodal points so that dλ is only a pseudo-distance function in general. In contrast, the results in [5] prove that dλ is an honest distance function if, for example, (M, g) has negative sectional curvatures. We deduce Theorem 1 from the following estimate of Zelditch, which says that Φλ is an almost-isometric immersion for λ sufficiently large. Let us write geucl for the flat metric on Rd for any d and introduce the pullback metrics mλ X −2 ∗ gλ (x) := Φλ (geucl )(x) = kλ dx φj,λ (x) ⊗ dy φj,λ (y) (9) j=1 for any x ∈ M. x=y 78 YAIZA CANZANI AND BORIS HANIN Theorem 2 (Zelditch [19]). Let (M, g) be a compact Riemannian manifold that is either Zoll or aperiodic with dim M = n. Then, for any x ∈ M, αn 2 gλ (x) = (10) n · λ g(x) (1 + o(1)) (2π) as λ → ∞, where αn denotes the volume of the unit ball in Rn . Equation (10) allows us to relate dg to the distance function dgλ of gλ . Theorem 1 then follows by observing that dλ ≤ dgλ (see §3 for details). The maps Φλ are the Riemannian analogs of Kodaira-type projective embeddings ΨN : M → PH 0 (L⊗N )∨ of a compact Kähler manifold M into the projectivization of the dual of the space of global sections H 0 (L⊗N )∨ of the N th tensor power of an ample holomorphic line bundle L M. Just as the choice of a Riemannian metric g gives a weighted L2 space on M, a Hermitian metric h on L induces a weighted L2 inner product on H 0 (L⊗N ). This inner product gives rise to a Fubini Study metric ωFNS on PH 0 (L⊗N )∨ , which plays the role of the Euclidean flat metric geucl used in the present article. The holmomorphic analog of Theorem 2 is that the pullback metrics Ψ∗N ωFNS converge in the C ∞ topology to the curvature form of h. This statement is a result of Zelditch in [21], with weaker versions going back to Tian [16]. Theorem 1 in this holomorphic context follows easily from the holomorophic result of Zelditch and was used to study the sup norms of random homomorphic sections by Feng and Zelditch in [7]. 1.1. Application to Sup Norms of Random Waves. Our main application of Theorem 1 is to find upper bounds on L∞ -norms of random waves on (M, g). Definition 1. A Gaussian random wave of frequency λ on (M, g) is a random function φλ ∈ Mλ defined by mλ X φλ := aj,λ ϕj,λ , j=1 N (0, kλ−2 ) where the aj,λ ∼ are independent and identically distributed standard real Gaussian random variables and {ϕj,λ }j is an orthonormal basis for Mλ consisting of Laplace eigenfunctions as defined in (2). The choice of kλ makes E [kφλ k2 ] = 1. Gaussian random waves were introduced by Zelditch in [19], and, in addition to their Lp -norms, a number of subsequent articles have studied their zero sets and critical points (cf., e.g., [9, 10, 13] and references thererin). The statistical features of Gaussian random waves of frequency λ are uniquely determined by their so-called canonical distance, which is precisely dλ (cf. Definition 2). In particular, upper bounds on the expected value of their L∞ -norms are related to the metric entropy of their canonical distance via Dudley’s entropy method (see §2.2). We use Theorem 1 to prove in §4 the following result. Theorem 3. Let (M, g) be a smooth compact boundaryless Riemannian manifold of dimension n. Assume that (M, g) is either aperiodic or Zoll, and let φλ be a random wave of frequency λ. Then s E [kφλ k∞ ] 2n ≤ 16 . (11) lim sup √ volg (M ) log λ λ→+∞ EIGENFUNCTION IMMERSIONS 79 Remark 1. If (M, g) is aperiodic, the more precise control of the distance function described in (8) yields a slight qimprovement of Theorem 3 by reducing the constant on the right hand side to 16 volgn(M ) . We shall indicate how to use (8) to get the improved upper bound in Remark 3. √ The upper bounds of order log λ are not new. Indeed, a simple computation shows that E [kφλ k∞ ] = E [kψλ k∞ ] if ψλ is chosen uniformly at random from the unit sphere SMλ := {f ∈ Mλ : kf k2 = 1} endowed with the uniform probability measure. For the L2 -normalized random waves ψλ , the expectation of the L∞ -norms has been studied on many occasions. On round spheres (S n , ground ), VanderKam obtained in [18] that E [kφλ√k∞ ] = O(log2 λ). Later, Neuheisel in [14] improved the bound to E [kφλ k∞ ] = O( log λ). On general smooth, compact, boundaryless Riemannian manifolds, Burq and Lebeau [4] proved the existence of two positive constants C1 , C2 so that as λ → ∞, p p C1 log λ ≤ E [kφλ k∞ ] ≤ C2 log λ. Although an explicit value for C2 is not stated in [4], Burq relayed to the√authors in a private communication how one may be extracted. Our constant 16 2 mul1 tiplying (n/volg (M )) 2 is larger (i.e., worse) than theirs, which is approximately e−e + 1 + √12e . The reason for the discrepancy is that Dudley’s entropy method makes no assumption on the structure of the probability space on which the Gaussian field in question is defined, while Burq and Lebeau use explicit concentration results on the spheres SMλ . There is a partial converse to Dudley’s entropy method, called Sudakov minoration, which allows one to obtain lower bounds on the sup norms of Gaussian fields. Even with the refined control (8) on the canonical √ distance dλ from [5], the general lower bounds seem to be on the order of λ−1 log λ, which are significantly worse than those given by Burq and Lebeau. Finally, we mention that [4] studies more generally upper bounds on Lp norms, p ∈ [2, ∞), of random waves combination of Laplace eigenfunctions. Results on Lp norms are also contained in the work of Ayache-Tzvetkov [2] and Tzvetkov [17]. 2. Preliminaries The proof of Theorem 1 relies on three ingredients: the local Weyl law (§2.1), Dudley’s entropy method (§2.2), and Zelditch’s almost-isometry result (Theorem 2 in the Introduction). Throughout this section (M, g) denotes a compact Riemannian manifold of dimension n. 2.1. Asymptotics for the Spectral Projector. For x, y ∈ M , we write X E(0,λ] (x, y) = ϕj (x)ϕj (y) λj ∈(0,λ] for the Schwartz kernel of the orthogonal projection M E(0,λ] : L2 (M, g) ker ∆g − µ2 . µ∈[0,λ) 80 YAIZA CANZANI AND BORIS HANIN For λ > 0 we define N (λ) := dim range E(0,λ] to be the number of eigenvalues of ∆g smaller than λ2 counted with multiplicity and set ωn αn := , (2π)n where ωn is the volume of the unit ball in Rn . We also write X E(λ,λ+1] (x, y) = ϕj (x)ϕj (y) λj ∈(λ,λ+1] for the kernel of the orthogonal projection onto the span of the eigenfunctions of ∆g 2 whose eigenvalues lie in (λ2 , (λ + 1) ]. On several occasions, we use the following result. Proposition 1 (Local Weyl Law, [6] and [11]). Let (M, g) be a compact Riemannian manifold of dimension n that is either Zoll or aperiodic. Then E(0,λ] (x, x) = αn λn + o(λn−1 ) as λ → ∞ E(λ,λ+1] (x, x) = nαn λn−1 + o(λn−1 ) as λ → ∞, and thus (12) with the implied constants being uniform in λ and x ∈ M. Integrating the above expressions, one has that on compact aperiodic (or Zoll) manifolds, N (λ) = αn volg (M )λn + o(λn−1 ) as λ → ∞. Continuing to write mλ = dim Mλ , we see that mλ = N (λ + 1) − N (λ) = nαn volg (M )λn−1 + o(λn−1 ) as λ → ∞. (13) We also need Hörmander’s off-diagonal pointwise Weyl law: Lemma 2 ([8]). Let (M, g) be a compact Riemannian manifold of dimension n. Fix x, y ∈ M. Then E(0,λ] (x, y) = O(λn−1 ). (14) Using the definition (4) of kλ , equation (13), and the fact that √ √ Γ x + 21 / Γ (x) = x + O(1/ x) as x → ∞, we have from (13) that kλ2 = mλ + O(λ− n−1 2 = n αn volg (M )λ ) n−1 + o(λn−1 ). Finally, by combining (12) and (15), we see that for all x ∈ M , 1q 1 kΦλ (x)kl2 (Rmλ ) = E(λ,λ+1] (x, x) = p + o(1) kλ volg (M ) as λ → ∞, which confirms (5). (15) (16) EIGENFUNCTION IMMERSIONS 81 2.2. Dudley’s Entropy Method. Let (Ω, A, P) be a complete probability space. A measurable mapping φ : Ω → RM is called a random field on M . If for every N finite collection {xj }N j=1 ∈ M the random vector {φ(xj )}j=1 is Gaussian, then φ is said to be a Gaussian field on M . In addition, if E [φ(x)] = 0 for all x ∈ M , then φ is said to be centered. The Gaussian random waves of Definition 1 on (M, g) are examples of centered Gaussian random fields on M . Definition 2. Let φ be a centered Gaussian field on M. The canonical distance on M induced by φ is 1 dφ (x, y) := E (φ(x) − φ(y))2 2 for x, y ∈ M. The law of of any centered Gaussian field is determined completely by its canonical distance function. We note that in general dφ turns M into a pseudo-metric space. Let us define for each ε > 0 the ε-covering number of (M, dφ ) as n o Ndφ (ε) := inf ` ≥ 1 : ∃ x1 , . . . , x` ∈ M such that ∪`j=1 Bε (xj ) = M , (17) where Bε (x) is the ball of radius ε centered at x. Dudley’s entropy method says that √ Z Dφ q log Ndφ (ε) dε, (18) E sup φ(x) ≤ 8 2 x∈M 0 where Dφ = diam(M, dφ )/2. We refer the reader to [1, Theorem 1.3.3] for the statement √ with an unspecified constant and to the notes [3] of Bartlett where the constant 8 2 appears. √ Unfortunately, we are unaware of a refereed article in which the explicit value 8 2 is given. We observe that if (M, g) is a smooth compact Riemannian manifold and φλ is a random wave on M with frequency λ, then it follows from Definition 1 that dλ and dφλ coincide. Indeed, for x, y ∈ M d2λ (x, y) = kΦλ (x) − Φλ (y)k2 1 = 2 E(λ,λ+1] (x, x) + E(λ,λ+1] (y, y) − 2E(λ,λ+1] (x, y) kλ = E (φλ (x) − φλ (y))2 . (19) (20) 3. Proof of Theorem 1 The starting point for our proof is the following estimate on diam(M, dλ ), the diameter of M with respect to dλ . Proposition 3. Let (M, g) be a smooth compact boundaryless Riemannian manifold of dimension n. Assume that (M, g) is either aperiodic or Zoll. There exists δ > 0 so that as λ → ∞, 2 δ ≤ diam(M, dλ ) ≤ p + o(1). volg (M ) (21) Remark 2. The authors’ results in a forthcoming paper [5] allow one to prove matching upper and lower bounds in (21) and give the precise asymptotic: √ 2 diam(M, dλ ) = p + o(1). volg (M ) 82 YAIZA CANZANI AND BORIS HANIN The corresponding statement for Zoll manifolds is simpler and follows from the fact that E(0,λ] has a complete asymptotic expansion (cf. [20]). Proof. For x, y ∈ M , we have 2 d2λ (x, y) = kΦλ (x) − Φλ (y)k . kλ2 (22) 2 From (15) and the fact that kΦλ (x)k = Π(λ,λ+1] (x, x) for all x ∈ M , we conclude 2 d2λ (x, y) = kΦλ (x) − Φλ (y)k 4 ≤ + o(1). mλ + O(1) volg (M ) Taking the supremum over x, y ∈ M proves the upper bound in (21). To prove the lower bound in (21), we proceed by contradiction. That is, suppose that d2λ (x, y) is not bounded below. In virtue of (22) and (15), this means that kΦλ (x) − Φλ (y)k = o(λn−1 ) (23) for all x, y ∈ M. Consider the map Ψλ : M → RN (λ) given by Ψλ (x) = ϕ1 (x), . . . , ϕN (λ) (x) for x ∈ M, where we continue to write N (λ) for the number of eigenvalues of ∆g in the interval (0, λ2 ]. Note that the difference between Ψλ and Φλ is that Ψλ includes all the eigenfunctions up to eigenvalue λ2 . The local Weyl law (14) shows that for x, y ∈ M with x 6= y, 2 kΨλ (x) − Ψλ (y)k = E(0,λ] (x, x) + E(0,λ] (y, y) − 2E(0,λ] (x, y) = Ω (λn ) . (24) On the other hand, for any positive integer k, 2 kΨk (x) − Ψk (y)k = k−1 X 2 kΦj (x) − Φj (y)k . j=0 The assumption (23) shows that 2 kΨk (x) − Ψk (y)k = o(k n ), which contradicts (24). Let us denote by dgλ the distance function for the metric gλ defined in (9). We continue to write dg for the distance function of the background metric g. Combining p (21) with (15), we see that Theorem 1 reduces to showing that for any K > 2/ volg (M ) there exist positive constants C, λ0 depending on (M, g) such (x,y) that ddλg (x,y) ≤ Cλ for all λ ≥ λ0 and x, y ∈ M with dg (x, y) ≤ K/λ. We write dλ (x, y) dλ (x, y) dgλ (x, y) = · . dg (x, y) dgλ (x, y) dg (x, y) (25) Note that ddgλ (x,y) (x,y) ≤ 1. Indeed, let γ : [0, 1] → M be any length minimizing λ geodesic between two given points x and y with respect to the metric gλ = Φ∗λ (geucl ) and consider the curve Φ ◦ γ : [0, 1] → Rmλ joining Φλ (x) and Φλ (y). Then Z 1 d Φλ (γ(t)) dλ (x, y) = kΦλ (x) − Φλ (y)kgeucl ≤ dt = dgλ (x, y). (26) dt g 0 eucl EIGENFUNCTION IMMERSIONS d 83 (x,y) We turn to show that there exists C > 0 such that dggλ(x,y) ≤ Cλ. Fix x, y ∈ M and a unit speed geodesic γ from x to y with respect to the metric g. Theorem 2 n+1 states that there exists C > 0 so that as λ → ∞, one has gλ = C · λmλ g (1 + o(1)). Therefore, after suitably adjusting C, Z dg (x,y) q d γ(t) dt ≤ C λn+1 dg (x, y). (27) dg (x, y) ≤ λ 0 dt gλ mλ Substituting (26) and (27) into (25) and using the asymptotics (15) for mλ completes the proof of Theorem 1. 4. Proof of Theorem 3 Let φλ be a Gaussian random wave of (M, g) with frequency λ. As explained in (20), the distance dλ induced by the immersions and the distance dφλ induced by φλ coincide. Theorem 1 therefore allows us to control the metric entropy Ndλ of dφλ (see (17)). Proposition 4. Let (M, g) be a compact aperiodic or Zoll Riemannian manifold. There exist positive constants C and λ0 such that if φλ is a Gaussian random wave of frequency λ, then λn Ndλ (ε) ≤ C n ε for all ε > 0 and λ ≥ λ0 . ε Proof. From Theorem 1, it follows that if x, y ∈ M are such that dg (x, y) ≤ Cλ and λ exceeds some fixed λ0 , then dλ (x, y) ≤ ε. Writing Bd (x, r) for a ball of radius r ε ⊆ Bdλ (x, ε) for each x ∈ M. Hence, in the distance d, we see that Bdg x, Cλ ε (28) Ndλ (ε) ≤ Ndg Cλ for every λ ≥ λ0 . Define αg := inf{kg (x) : x ∈ M }, where kg denotes the sectional √ curvature function for (M, g), and set π/ αg = ∞ whenever αg ≤ 0. For λ large enough, n o π ε < min injg (M ), √ , 2π , Cλ αg and so we may apply [12, Lemma 4.1] to obtain ε 2n n−1 ε −n Ndg ≤ volg (M ) π , Cλ sn−1 Cλ (29) where sn−1 is the volume of the (n − 1)-dimensional unit sphere in Rn . The claim follows from combining (28) and (29). To complete the proof of Theorem 3, we input the upper bound on Ndλ of Proposition 4 into Dudley’s entropy estimate (18) to conclude that for a constant C depending (M, g) and all λ exceeding some λ0 , r C 1/n λ √ Z Dλ E sup φλ (x) ≤ 8 2n log dt t x∈M 0 r √ Z 1 αλ = 8Dλ 2n log dt, t 0 84 YAIZA CANZANI AND BORIS HANIN where Dλ := diam(M, dλ ) 1 ≤p + o(1), 2 volg (M ) and αλ := C 1/n λ. Dλ (30) Setting aλ := 1/ log αλ , we get Z 1 √ √ p (1 − aλ log t)1/2 dt. E sup φλ (x) ≤ 8 2Dλ n log αλ x∈M (31) 0 We now use the estimate Z 1 aλ 1/2 (1 − aλ · log t) dt − 1 ≤ 2 0 as aλ → 0, (32) whose proof we give in Claim 5 below. Hence, combining (32) with (31) and the definition (30) of αλ , we have √ √ q aλ . (33) E sup φλ (x) ≤ 8 2Dλ n log λ + log C 1/n /Dλ 1 + 2 x∈M Since Proposition 3 guarantees that log(C 1/n /Dλ ) is uniformly bounded in λ, and aλ → 0, we conclude from (33) that √ r E [ supx∈M φλ (x)] n √ ≤8 2 + o(1). volg (M ) log λ Since φλ is symmetric, s E [ kφλ k∞ ] E [ supx∈M φλ (x)] 2n √ √ + o(1). ≤2 ≤ 16 volg (M ) log λ log λ (34) Taking the lim sup as λ → ∞ in (34) completes the proof. Remark 3. The proof of the result stated in Remark 1 for the aperiodic case follows from using the diameter asymptotics in Remark 2, which give Dλ = √ 1 + o(1) 2 volg (M ) instead of Dλ ≤ √ 1 volg (M ) + o(1). Claim 5 (Proof of (32)). As a → 0, Z 1 a 1/2 (1 − a · log x) dx − 1 ≤ . 2 0 1/2 Proof. Making the change of variables u = (1 − a log x) , we get Z Z 1 2 1 ∞ 2 − u2 1/2 u e a du. 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