AttachmentC ProfessionalStandardsCommittee End‐of‐Academic‐YearReport 9May2011 Prologue―InconformitywithFacultyBylaws(ArticleV,§5,C:“Nolaterthanthefirstweek ofeachMay,thechairofeachstandingcommittee,inconsultationwiththecommittee membership,shalldevelopanddelivertotheFacultySenateawrittenreportsummarizing committeeactions,concerns,andsuggestionsforthecommittee'smembershiptoconsider duringthenextacademicyear.”),thechairoftheProfessionalStandardsCommitteehas developedinconsultationwithhiscommitteeandwilldeliverinpersonthefollowing report. Composition—TheProfessionalStandardsCommittee(hereinafter,PSC)forAcademic Year2010‐11includedDeanKristineBartanen,WilliamH.Beardsley,GeoffreyBlock,Alva W.Butcher,JulieNelsonChristoph,WilliamHaltom,AndrewF.Rex,MichaelZ.Spivey,and LisaFortlouisWood.ProfessorWoodwasonleaveduringSpringSemester.Haltomwas electedchairfortheacademicyear.Unlikeacademicyear2009‐2010,thePSCdividedinto twofour‐personsubcommitteesfordetailedworkbeforedecisionswereratifiedbythe entirecommittee. ChargesandDispositions―TheFacultySenateinits27September2010meeting approvedfivechargestothePSC. SenateCharge 1.ThePSCshouldclarifytheprocesstobe followedwhenanevalueemakesinformal andformalchallengestotheevaluation conductedbyadepartment,program,or school(CodeChapterIV,Section4b.(4)). CommitteeDisposition Chargeexecuted. PleaseseePSCminutesfor7April2011. 2.ThePSCshouldreviewthepolicyon ThePSCawaitsthedraftofthepolicy. BackgroundChecksofFaculty,beingdrafted PSCsuggestschargebere‐issuedfor2011‐ bytheHumanResourcesDepartment. 2012academicyear. 3.ThePSCshouldreviewthe“Research MisconductPolicy”documentandsuggest changestoexistingdocumentsasneededto achieveconsistencyamongthevarious responseprocessesinthecaseofresearch misconduct. ThePSCawaitsdocument. PSCsuggestschargebere‐issuedfor2011‐ 2012academicyear. 4.ThePSCshouldimprovethedescription intheFacultyCodeofthegrievanceprocess whenitoccurswithinafacultyevaluation [ChapterIII,Section4f(1,2)],andofthe hearingboardprocess[ChapterIII,Section 6]. Chargeexecuted. 5.Clarifythefollowingmattersinfuture editionsof“thebuffdocument”: Chargelargelyexecuted. a. In team-taught courses in which a faculty member only teaches a small segment of the course, should Instructor Evaluation Forms be administered at the conclusion of the faculty member’s participation in the course rather than waiting until after the 10th week? b. When an evaluation committee is formed, in accord with the Faculty Code, for a joint appointment, interdisciplinary appointment, or an evaluation in a very small department, we urge colleagues to be particularly vigilant about ensuring an on-going pattern of class visits in order to ensure a full basis from what to make an assessment. PleaseseePSCminutesfor18November 2010. ThePSCformulatedchangesto“thebuff document”thatwouldclarifyeachmatter. ThePSCansweredintheaffirmativethe questioninCharge5a.ThePSCrestated Charge5bandsuggestedwherethat languagemightbeinsertedinto“thebuff document.” OtherBusiness—ThePSCalso 1. reviewedandapprovedalettersenttodepartmentchairsthatoutlinedprocedures foradministeringuniversityInstructorEvaluationformswithanamendment regardinguseofalternative“FormA”byfacultynotrequiredbyupcoming evaluationstousetheuniversity’sofficialform; 2. reviewedchangestotheFacultyRecruitmentGuidelinesinlightoftheonline EmploymentApplicantTrackingSystem; 3. reviewedaninquiryfromafacultymemberregardingparticipationfromafarin departmentaldeliberationsforfacultyevaluations; 4. counseledtheDeanregardingparticipationviaSkypeindepartmentaldeliberations inevaluatingfacultyandregardingproceduresforwritingaletterandvotingor makingarecommendationinadepartmentevaluationwhileonleave; 5. determinedPSCinternalpolicyfordealingwithdepartmentalguidelinesfor evaluation,promotion,andtenure: 6. 7. 8. 9. a. thePSCisentitledbutnotobligatedtoreviewtheentiresetofguidelines,as opposedmerelytoreviewingchangessincethelastsetofguidelineswas approved, b. departmentguidelinesshouldberegularlyreviewedbythePSC(albeitthat thePSCremainedunsureabouttheappropriatewaytoimplementsucha shift), c. thePSCreiteratesthatitsresponsibilityistoevaluatedepartmental guidelinesratherthantoadjudgehowwelldepartmentsareactually adheringtotheirguidelines,whichisthejoboftheFacultyAdvancement Committee, d. thePSCdoesconsidercontentofdepartmentalguidelinesinitsreviews,but thePSCconcerneditselfprimarilywithclarityintheguidelines,and e. thePSCrecognizesthattheindividualdepartmentsarebestableto determineappropriateevaluationstandardsintheirrespectivedisciplinesor fields; approvedstatementofstandardsandproceduresforfacultyevaluationofPhysics andPoliticsandGovernmentdepartments; consultedwithEnglishdepartmentregardingstatementofstandardsand proceduresforfacultyevaluation; declared,inaninformalinterpretationoftheFacultyCodeandofpractice,that newlyapproveddepartmentalcriteriaforevaluation,tenure,andpromotiontake effectinatthebeginningofthenextacademicyear; expresseditsopinionthattheCodeissufficientlyclearregardingethicalorother grievancesthatariseormayberaisedduringevaluationoffaculty,but recommendedthatthefollowingsentencebeappendedtothedescriptionof departmentalevaluationprocessesin“thebuffdocument:” AsindicatedintheFacultyCode,ChapterIII,Section4,the evaluationprocessisdesignedtoprovideasubstantialbody ofcredibleevidenceinwritingasthebasisforafairand impartialreview.Moreover,“theevaluationprocessshouldbe fairandensurethatadequateconsiderationisgiventhe facultymemberinvolved.Fairnessandadequate considerationshallbeachievedconsistentwiththecriteria andproceduresoutlinedinChapterIII,Sections2‐4.”Note thatChapterIII,Section4frequiresthatif,duringan evaluation,aquestionorconcernregardingethicalbehavioris raised,thefacultymembershallinitiateagrievanceprocess. 10. proposedthat“thebuffdocument”(p.15,item6;p.19,item7e;andp.19,item8d) bemodifiedtocorrespondtothelanguageoftheFacultyCodeonp.197/e; 11. answeredquestionspertainingtoformalandinformalappealsoffaculty evaluations,highlightingespeciallythataformalappealmaybefiledonlyincaseof anallegedCodeviolation,butaninformalappealhasnosuchrestriction(tobe addedto“thebuffdocument”)andsuggestingtwoadditionalreminders(seePSC minutesfor4‐7‐11,addendum); 12. readChapter1oftheFacultyCodetopermitdepartments,programs,andschoolsto stateexpectationsregardingtenure‐linefacultydifferentfromexpectationsofnon‐ tenure‐linefacultybutnottopermitdepartments,programs,orschoolstowithhold fromnon‐tenure‐linefacultyroles,rights,andresponsibilitiesthatareavailablefor tenure‐linefaculty;and Consultedwiththedeanregardingstreamlinedevaluations.