Report of the Planning Committee to University Council April 19, 2001 Item for Information Systematic Program Review 1999-2000 recommendations. The Planning Committee’s report on its review of the 1999-2000 recommendations from Systematic Program Review is attached as Appendix One. Items for Action 1. College of Arts and Science – new program in Classical, Mediaeval and Renaissance Studies. The Planning Committee recommends that Council approve the following motion: That the program in Classical, Mediaeval and Renaissance Studies, as described in Appendix Two, be approved. 2. College of Arts and Science – Double Honours in Physics and Another Subject. The Planning Committee recommends that Council approve the following motion: That the program in Double Honours in Physics and Another Subject, as described in Appendix Three, be approved. 3. Program Termination Procedure The development of a procedure for Program Termination was approved by Council in A Framework for Planning at the University of Saskatchewan (March, 1998) and in the Systematic Program Review policy and procedures (February, 1999). Attached as Appendix Four is a report recommending a Program Termination Procedure for the University of Saskatchewan. This procedure was developed by a subcommittee and discussed with the Dean’s Council, the Academic Programs Committee, the Budget Committee and the Research Committee, whose comments were incorporated. The suggested procedure requires that proposals for program termination originate only through recognized university authorities, and provides for an orderly examination of these proposals. The Planning Committee recommends approval of the following motion: That Council approve the Program Termination Procedure as described in Appendix Four. This procedure requires: 1. Programs are to be considered for termination based only on recommendations from Colleges, from the President, or from outcomes of the Systematic Program Review process (Category C programs whose action plans are not approved, and Category D programs), and 2. The Planning Committee is to receive advice from the Program Termination Subcommittee, as described in this policy, before it makes recommendations about terminations to Council. Respectfully submitted on behalf of the Committee, _______________________________________ Jene Porter, Chair Committee members: R.P. MacKinnon, President M. Atkinson, Vice-President (Academic) A.J. Whitworth, Vice-President (Finance and Administration) M. Corcoran, Vice-President (Research) J. Wallace (USSU academic vice-president) N. Hipkin (GSA president) R. Thompson (Sessional Lecturer) R.E. Bilson L. Ferguson S. Fowler-Kerry D. Harris G. Khachatourians F. Leighton P. Li W.W.E. Slights E.B. Waygood B.L. Dubray, University Studies Group P.M. Melis, Office of the Vice-President (Academic) C. Fornssler, Committee Coordinator, Office of the University Secretary Planning Committee April 19, 2001 Appendix One: Planning Committee Report to Council on 1999-2000 Systematic Program Review Recommendations April 19, 2001 Background on Systematic Program Review One of the purposes of Systematic Program Review is to identify those academic programs at the University of Saskatchewan which require improvement, and to determine what improvements should be made. SPR demonstrates accountability for programs, provides information to assist in decision-making and resource allocations, and identifies outstanding programs. The SPR policy and procedures, which were approved by Council in 1999, require that each program be given a letter grade of A, B, C or D by the reviewers. The Vice-President Academic and the Dean of Graduate Studies and Research then evaluate the reviewers’ findings and either agree or disagree with the evaluations. Finally, the Planning Committee determines whether it agrees or disagrees with the evaluations SPR envisaged the following outcomes for program review (section XIII): Category A: Commitment to at least sustain the program at the existing levels and provide additional resources where justified. Examples of justified additional resources might include resources to serve more students; to develop interdisciplinary initiatives; to enhance significantly student experience in the program; to enhance a national and international reputation in the discipline. Category B: Commitment to sustain the program at approximately the current level and to consider additional resource needs in the context of regular university resource allocation processes. Category C: Requirement for development of a concrete and realistic action plan by the unit/College to address deficiencies within an identifiable time frame. Possible outcomes include: Commitment of College/university to provide essential additional resources to remedy deficiencies. Consideration of potential for reallocation of resources. Consideration of phasing out or consolidating subspecialties within a unit or between units. Consideration of an early date for subsequent review. Category D: Requirement to consider initiation of approved Council procedures for program termination. SPR also indicates that other specific outcomes can include, for Council, the identification of programs as areas of potential institutional priority; identification of programs for possible discontinuation; preparation of recommendations to the President and the Board of Governors on the next year’s operating budget; and preparation of recommendations to the President and the Board of Governors on the next year’s capital budget. 1999-2000 reviews In 1999-2000, the Systematic Program Review process reviewed 29 programs from five different colleges, including all of the degree programs in the College of Agriculture, all of the degree programs in the College of Pharmacy and Nutrition, the graduate program in Toxicology, the graduate programs in Educational Psychology and Education of Exceptional Children, and the Master of Business Administration program. These programs underwent an extensive and detailed review by the external reviewers, who included faculty from other universities as well as from other colleges at the University of Saskatchewan. These reviews, and the responses from the departments and/or from the deans, were submitted to the office of the Vice-President Academic in June and July, 2000. The Planning Committee received the review material and the evaluations of the VicePresident Academic and the Dean of Graduate Studies and Research on February 7, 2001 (see Attachment I). The Committee discussed these evaluations at its meetings over the next eight weeks. The Committee agreed that it would not re-evaluate the programs themselves. Rather, the Committee determined that its role was to consider the overall planning implications for the university arising from the reviews and to consider any areas where viewpoints conflicted. All of the category recommendations from the external reviewers were confirmed by the Vice-President Academic and the Dean of Graduate Studies and Research. During its review, the Planning Committee found no reason to disagree with these evaluations. For each of the programs, the Committee concurred with the evaluation of the Vice President Academic and the Dean of Graduate Studies and Research. The Committee concluded that three types of problems were established by these reviews – faculty shortages, requirements for structural changes in programs, and need for other resources. First, the reviewers noted a significant need for more faculty resources. This need was noted in 21 of the 29 reviews, including two of the four A-rated programs, eight of the 11 B-rated programs, and 11 of the 14 C-rated programs. Second, several programs had unresolved structural curriculum problems, such as areas of content or focus in courses. In some cases, reviewers felt these structural problems could be resolved by existing faculty; in other cases, reviewers felt additional faculty would be needed before curricula could be revised. Third, the reviewers occasionally indicated areas where other resources were needed, such as more technical staff. Conclusion Council should be aware that the external reviewers, with only a few exceptions, praised the commitment in time and effort of the faculty and praised the quality of faculty in even the "C" programs. We share the opinion of the external reviewers that the faculty members in these programs are outstanding in their dedication to students and to program quality. ATTACHMENT I: Systematic Program Review Vice-President Academic and Dean of Graduate Studies and Research Recommendations on Outcome Categories for Systematic Program Review 1999-2000 Agriculture A BSA in Ag Economics A Grad in Ag Economics B BSA in Agricultural Biology C BSA in Agricultural Chemistry B BSA in Agronomy B BSA in Animal Science B Grad in Animal Science C BSA in Applied Microbiology C Grad in Applied Microbiology B BSA in Crop Science B Grad in Crop Science C BSA in Environmental Science C BSA in Food Science C BSc in Food Science C Grad in Food Science C BSA in Horticulture Science C Grad in Horticulture Science B BSA in Plant Ecology/Rangeland Resources C Grad in Plant Ecology A BSA in Soil Science A Grad in Soil Science Graduate Studies and Research B* Grad in Toxicology *if the Northern Ecosystems Toxicology Initiative programs are approved. NETI has been funded as a Priority Determination area but the design of undergraduate and graduate programs is not yet completed. Education C Grad in Education of Exceptional Children C Grad in Educational Psychology Pharmacy and Nutrition B BSc (Nutr) in Nutrition B Grad in Nutrition B BSP in Pharmacy C Grad in Pharmacy Commerce C Master of Business Administration Planning Committee April 19, 2001 Appendix Four: Program Termination Procedure at the University of Saskatchewan April 19, 2001 The Planning Committee of Council recommends approval of the following motion: That Council approve the Program Termination Procedure as described below. This procedure requires: 1. Programs are to be considered for termination based only on recommendations from Colleges, from the President, or from outcomes of the Systematic Program Review process (Category C programs whose action plans are not approved, and Category D programs), and 2. The Planning Committee is to receive advice from the Program Termination Subcommittee, as described in this policy, before it makes recommendations about terminations to Council. I. Introduction The University of Saskatchewan has adopted a process for reviewing programs (Systematic Program Review) and has undergone a process for identifying some of the new programs which are deserving of resources (Priority Determination Process). A systematic approach to decisions on the elimination of programs (Program Termination Procedure) can now be developed. II. Background The University of Saskatchewan Act (1995) gives Council the following authority: 61 (1) (e) where it considers it appropriate on academic grounds, authorize the board to provide for . . . (ii) the disestablishment of any college, school, department, chair, endowed chair or institute . . . [and] (f) prescribe curricula, programs of instruction, and courses of study in colleges, schools or departments. The Board of Governors has the authority to: 49 (1) (l) provide for the disestablishment of any college, school, department, chair, endowed chair or institute (i) if authorized by the council on academic grounds; or (ii) subject to subsections (2) and (3), if the board considers it necessary because of financial exigency. [Subsections 2 and 3 require consultation with council on such a decision.] The need to develop a procedure which is perceived as fair and objective for program termination at the University of Saskatchewan has been apparent for some time. Occasionally, discussion has taken place about the kind of procedure that would be both academically justifiable and effective, and would reflect the natural evolution of university programs. A Framework for Planning at the University of Saskatchewan (approved by Council in 1998) identified a program termination procedure as one of three high priority strategies to support the University's goals. At the University of Saskatchewan there is a strong feeling that Deans, Department Heads, and faculty members require guidelines that will assist them in discontinuing programs for which demand is consistently low and in which the quality of teaching, service or research has declined. Safeguards will be necessary, and the interests of students and faculty must be given high priority, but for the sake of its own commitment to academic quality, it is now necessary to establish open and transparent means by which the University can systematically withdraw resources from programs that can no longer contribute satisfactorily to the mission of the institution. By including a program termination procedure as one of the three major strategies, the Planning Committee and Council acknowledged that the process of setting priorities and re-allocating resources must begin. III. Principles of the Program Termination Procedure University Council has approved two documents which provide the basis for establishing principles for program termination. The Framework for Planning identifies three principles to guide decisions. These are that the University of Saskatchewan: must be autonomous must be driven by considerations of quality must be accountable. A number of criteria are listed for program evaluation in A Framework for the Evaluation of Academic Programs (1996). These criteria require that academic programs should: be of high quality be in demand by students and the public use resources efficiently and the criteria state it is important to consider: the unique features of a program the relevance of the program to Saskatchewan Also to be kept in mind are our commitment to fair and equitable access to our programs, to equity, to environmental responsibility, and to an international perspective. Based on these documents, the Planning Committee has developed the following set of guidelines for the Program Termination procedure: 1. Fair and objective procedures will be used. The decision to delete a program should be fair and objective. The procedure should be fair to faculty whose careers may be affected; fair to students who may want to study in this area; fair to other programs which may require courses in this area; fair in terms of the university’s obligations to the province and the nation; objective in its evaluation of all aspects of the program; and objective in its assessment of the academic value of the program to the institution. With Systematic Program Review, the University now has an objective, arm’s-length process to review programs. 2. Recommendations for deletions can be considered only if they originate from recognized university authorities. Programs will be considered for termination only when based on recommendations from colleges, from the President, and from outcomes of the Systematic Program Review procedure (see the description of SPR assessment categories in Attachment III.) We expect most termination proposals will come from colleges or from Systematic Program Review, but we recognize that the President may initiate a request for termination. All terminations, however originated, will follow the same program termination procedure described below. 3. Programs are covered under the procedure. A program is a generally defined set of courses to be taken by a student to obtain a specific academic outcome, such as a degree, certificate, diploma, or other recognized qualification. A program generally covers a Field of Specialization (for example, History, Agricultural Economics, Rural and Urban Development, Nursing, etc) and may be offered at various Levels of Concentration (minor, major, honours in undergraduate programs; thesis and non-thesis in graduate programs). The programs covered by the Program Termination procedure are those listed in Systematic Program Review (see Attachment II). Termination of a Field of Specialization requires review through the Program Termination procedure. Termination of a Level of Concentration within a graduate or undergraduate program does NOT require review through the Program Termination procedure. It would be handled through the usual submission to the Academic Programs Committee. Department and program mergers, and program replacements, are more problematic. Some mergers are administrative only; other times a merger does result in the deletion of a Field of Specialization. Some program replacements will delete a Field of Specialization, and others will not. The determination about whether a department merger or program replacement should be reviewed by the Program Termination procedure will be made by the Planning Committee when it reviews the proposal for such a change. 4. The procedure requires submission of the Report Form for Program Termination, review by Program Termination Subcommittee, and approval by Council. The Report Form (see Attachment I) will be completed for terminations. The Program Termination Subcommittee will review the deletion request as described below, and will formulate a recommendation for consideration by the Planning Committee. Issues concerning the possible termination of a program would be discussed at Council on the basis of recommendations forwarded by the Planning Committee. IV. Program Termination Subcommittee Membership - two representatives from the Planning Committee, one of whom will chair the Subcommittee - representative from the Academic Programs Committee - representative from the Budget Committee - representative from the Research Committee - exofficio representatives from the University Studies Group and the Office of the VicePresident Academic (non-voting). Terms of reference 1. To review Notices of Intent and proposals from colleges for program terminations and recommend to the Planning Committee whether the program should be deleted. 2. On referral from the Vice-President Academic of a Category D program from the Systematic Program Review process, to review the referral and recommend to the Planning Committee whether the program should be deleted. 3. On referral from the Vice-President Academic of a Category C program from the Systematic Program Review process whose action plan was not approved by the VicePresident Academic, to review the referral and recommend to the Planning Committee whether the program should be deleted. 4. On referral from the President of a program deletion, to review the referral and recommend to the Planning Committee whether the program should be deleted. Subcommittee process 1. The “Report Form for Program Termination” will form the basis of the documentation forwarded to Council. 2. Keeping in mind the guidelines listed, the Subcommittee will consider the following issues: a) The academic value of this program to a major university. b) The quality assessment achieved by this program in the Systematic Program Review process. c) The impact of termination on students and how they will be advised to complete their programs, especially the impact on graduate students. d) The impact of termination on faculty and staff, including the implications of provisions of collective agreements. e) The impact of termination on any ongoing research projects or the overall research capacity and reputation of the university. f) Any financial and/or resource impacts, including faculty, staff, physical facilities and equipment, library resources, disposition and archiving of materials, termination of trust funds, impact on development or alumni projects. g) The impact of termination on other programs, departments or colleges, and in particular whether related programs will be affected by this termination. Areas of consideration would include: quality, demand, efficiency, unique features, relevance to the province, whether this program is already available from another college or department, whether course terminations will affect any other programs, if there is any impact on internal or external partners in interdisciplinary programs, and whether it is likely, or appropriate, that another department or college will develop a program or courses to replace the ones deleted. h) Any external impact from the termination (university reputation, accreditation, other institutions, high schools, community organizations, professional associations, etc.), including whether it is likely or appropriate that another educational institution will offer this program if it is deleted at the University of Saskatchewan. i) And it may also be appropriate to consider the impact of the program termination on areas such as extension and public service, education equity, interdisciplinarity, the university mission and goals. 3. The Subcommittee will ensure that all relevant factors are considered, and that all interested parties have had the opportunity to make written submissions to the Subcommittee. 4. The Subcommittee will forward its recommendation to the Planning Committee. The recommendation would include a synopsis of the subcommittee’s discussions and conclusions. ATTACHMENT I: Report Form for Program Termination Report Form for Program Termination Department: College: Program(s) to be deleted: 1. List reasons for program termination and describe the background leading to this decision. 2. Technical information. 2.1 Courses offered in the program and faculty resources required for these courses. 2.2 Other resources (staff, technology, physical resources, etc) used for this program. 2.3 Courses to be deleted, if any. 2.4 Number of students presently enrolled. 2.5 Number of students enrolled and graduated over the last five years. 3. Impact of the termination. Internal 3.1 What if any impact will this termination will have on students? How will they will be advised to complete their program? 3.2 What impact will this termination have on faculty and teaching assignments? 3.3 Will this termination affect other programs, departments or colleges? 3.4 If courses are also to be deleted, will these deletions affect any other programs? 3.5 Is it likely, or appropriate, that another department or college will develop a program to replace this one? 3.6 Is it likely, or appropriate, that another department or college will develop courses to replace the ones deleted? 3.7 Describe any impact on research projects. 3.8 Will this deletion affect resource areas such as library resources, physical facilities, and information technology? External 3.9 Describe any external impact (e.g. university reputation, accreditation, other institutions, high schools, community organizations, professional bodies). 3.10 Is it likely or appropriate that another educational institution will offer this program if it is deleted at the University of Saskatchewan? Other 3.11 Are there any other relevant impacts or considerations? 3.12 Please provide any statements or opinions received about this termination. (Optional) 4. Additional information. Programs which have not undergone Systematic Program Review should check the SelfStudy Guide for additional relevant information which could be provided about program quality, demand, efficiency, unique features, and relevance to the province. ATTACHMENT II: List of Programs in Systematic Program Review. The following chart shows the schedule of programs to be reviewed under Systematic Program Review. These are Fields of Specialization. Termination would require review by the Program Termination Subcommittee, as described in the policy document. ATTACHMENT III: Categories of Assessment in Systematic Program Review (as approved by Council 1999) The following chart shows the categories of assessment that are awarded in the Systematic Program Review process. Category D programs are to be considered for termination. Category C programs are considered for termination if the Action Plan developed by their college is not acceptable to the Vice-President Academic. In their final report, the SPR Review Team is asked to identify the assessment category which best describes the program(s) under review. Based on this guidance, the Vice-President Academic and the Dean of Graduate Studies and Research determine which of the four categories best describes the program. The Planning Committee of Council is then asked whether it concurs with the assessment of the Vice-President Academic and the Dean of Graduate Studies and Research. The Planning Committee reports this information to Council and explains its reasons for any differences from the initial assessment. Any actions resulting from these reviews (e.g. major revisions, deletions) are subject to the normal approval processes of Council and its committees. Category: Category A: The program is supported by evidence of academic vitality in teaching and scholarly/artistic work and extension/public service sustained over a significant period of time. It has achieved at least a national reputation, and might be expected to develop as a centre of excellence. Few, if any, fundamental changes are required. Such programs are typically characterized by most of the following: - distinguished faculty with a national/international reputation for scholarly work; - an up-to-date curriculum; - sound teaching practices; - strong student demand; - evidence of high student satisfaction with their educational experience; - routine use of evaluation procedures for all aspects of the program’s objectives; - justifiable program costs. Category B: The program is supported by evidence of academic vitality in teaching and scholarly/artistic work and extension/public Result: Commitment to at least sustain the program at the existing levels and provide additional resources where justified. Examples of justified additional resources might include resources to serve more students; to develop interdisciplinary initiatives; to enhance significantly student experience in the program; to enhance a national and international reputation in the discipline. Commitment to sustain the program at approximately the current level and to consider additional resource needs in the service sustained over a period of time but has some weaknesses. Some fundamental changes should be made. Modifications may include program changes (e.g. curriculum revisions), internal redirection of faculty resources, additional resource allocations, (both faculty and non-faculty), and, measures to improve student satisfaction/quality of experience in the program. Such programs are typically characterized by most of the following: - many faculty actively engaged in scholarly work; - a generally up-to-date curriculum; - generally sound teaching practices; - high to moderate student demand; - evidence that students are generally satisfied with the program and the quality of their experience in it; - evaluation procedures which may not be as effective as they could be; - high to moderate program quality to cost ratio. Category C: The program is supported by some evidence of academic vitality in teaching and scholarly/artistic work and extension/public service but has identifiable deficiencies which should be rectified in a given timeframe. It is characterized by sufficient demand, and/or may be essential to the service requirements of other units. Several fundamental changes must be made to achieve adequacy and provide a credible program. Deficiencies may be identified as program (e.g., curricular), faculty/scholarly activity (e.g. quality and quantity of scholarship or breadth of expertise of faculty), and non-faculty resources. Such programs are typically characterized by most of the following: - some distinguished faculty, but more who are not actively engaged in scholarly work; - a curriculum in need of revision; - a need for attention to be directed to some context of regular university resource allocation processes. Requirement for development of a concrete and realistic action plan by the unit/College to address deficiencies within an identifiable time frame. Possible outcomes include: - Commitment of College/university to provide essential additional resources to remedy deficiencies. - Consideration of potential for reallocation of resources. - Consideration of phasing out or consolidating subspecialties within a unit or between units. - Consideration of an early date for subsequent review. aspects of the teaching enterprise; - moderate student demand; - some dissatisfaction of students with their educational experience; - lack, or minimal use, of evaluation procedures; - moderate to low program quality to cost ratio. Category D: The program, over a period of years, has shown little evidence of academic vitality in teaching or scholarly/artistic work or extension/public service. Such a program may suffer from additional liabilities including low quality to cost ratio, low student demand, and lack of provision of an important service component to other programs. The academic quality of the program area is unlikely to improve without significant additional resources. Many fundamental changes are required. Such programs are typically characterized by most of the following: - few faculty who are actively engaged in scholarly work; - several significant weaknesses in the curriculum; - uneven and often poor teaching practices and results; - low student demand; - significant dissatisfaction expressed by students with their educational experience; - lack of or ineffective evaluation procedures. Requirement to consider initiation of approved Council procedures for program termination.