Litigation, Reputation, and Vilification How Gun Activists Cannot Lose for Winning1 William Haltom Michael McCann University of Puget Sound University of Washington Prepared for presentation to the Western Political Science Association in San Francisco on 2 April 2010 as part of Panel 07.05 “Politics and Litigation” 1 Funding for this study was generously provided by the National Science Foundation, Award # 0451207. Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 2 Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom and Michael McCann In a previous paper (McCann, Haltom, and Fisher 2009) we explored “creeping criminalization” of production and marketing of tobacco. We reviewed how ostensibly civil litigation had evolved to “crimtorts,” a hybrid of criminal and civil litigation favored in white-collar prosecutions. That paper argued that “… in official legal venues legal action against tobacco mixed elements of civil with criminal in an increasingly complex, tangled web of legal challenge” (McCann, Haltom, and Fisher 2009:12). As a result, mass media disseminated tales of responsibility, liability, and culpability that tarred the reputations of those who provide consumers nicotine. In this paper we look for “creeping criminalization” in litigation over the manufacturing, marketing, and distribution of firearms, especially handguns. We find evidence that the tangled webs of legal challenge that afflicted Big Tobacco in the 1990s have afflicted much smaller and more vulnerable firearms companies in the late 20th and early 21st centuries. Newspapers increased reports of the responsibility, liability, and culpability of manufacturers or marketers of firearms. Firearms reformers who emulated tobacco reformers appear to have fomented in newspapers “cresting criminalization:” a huge increase in frames that assigned responsibility, liability, and at times culpability to makers and marketers of firearms. This paper first reviews “creeping criminalization” as four shifts evident in litigation against tobacco companies and concomitant coverage of disputing and policy-making in The New York Times. Next, the paper shows how crusades against firearms emulated crusades against tobacco, which suggests that reports, features, and editorials about firearms in major U. S. newspapers might greatly resemble tobacco’s press, especially when we recall the broader cultural context of fiction and films that enveloped tobacco and firearms crusades alike. After briefly introducing the two samples of newspaper coverage that supply our data, we search for criminalizing coverage. While we do not find that newspapers directly vilified actors or agents on any side of the firearms battle, we find considerable evidence that frames in coverage greatly disadvantaged firearms interests and proclaimed the responsibility if not the culpability of firearms makers, distributors, and dealers for social problems and evils. We conclude that firearms crusades criminalized firearms interests in the papers, but we draw attention to the short span within which the battles were most pitched. We suspect that we have discovered that struggles over firearms resulted in criminalization that did not creep so much as crest. “CREEPING CRIMINALIZATION” Although mechanisms of civil litigation have long been comparable or complementary to mechanisms of criminal litigation, especially prosecution of white-collar crime (Simons 2008), legal campaigns against tobacco, we found, transformed as they burgeoned. The four transformations that we have dubbed Creeping Criminalization involve shifts from tobacco suits that more closely resembled private, civil litigation to tobacco suits far more Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 3 public and quasi-criminal. In homage to Sir Henry Maine,2 we label each transformation as a shift from relatively civil forms to at least somewhat criminal forms. From Liability to[ward] Culpability―Early tobacco suits relied heavily on traditional tort principles, meaning that plaintiffs had to persuade judges or juries that tobacco products injured consumers and to establish that the producers were negligent or reckless, could foresee the harmful impacts of their products, and thus breached their duty of due care. Tobacco corporations routinely foiled legal claims by disputing evidence of injuries and by insisting that the statutorily required warnings on cigarettes adequately informed consumers about the risks, thus fixing responsibility on the choices of smokers and/or governments. Because jurors and judges attributed great weight to “individual responsibility,” corporate producers dodged legal liability not merely consistently but constantly. After persistent failures in hundreds of actions invoking such conventional tort claims, anti-tobacco activists advanced a different challenge: corporations knowingly, willfully conspired to supply disinformation or outright lies intended to mislead the public about scientific research on tobacco and to hide the boosting of nicotine’s impact as well as deliberately targeting advertising to children and minority groups. This challenge shifted litigation from familiar tort principles of negligence or reckless indifference to claims framed as fraud on consumers and misrepresentations to legislators and citizenry alike. Once reformers got beyond negligence to quasi-criminal liability, state attorneys general could rely on evidence of criminal fraud by “Big Tobacco,” especially with evidence provided by whistleblowers. States such as Minnesota and Florida produced scores of thousands of documents during Medicare cases by invoking the “crime-fraud” exception to strip away the attorney/client shield from lawyers for Big Tobacco. Representative Marty Meehan [D-MA] delivered a “prosecution memo” alleging acts of perjury, fraud, and conspiracy by tobacco officials after tobacco executives brazenly proclaimed their innocence in 1994 congressional hearings. By 1997 a full-time Task Force in the Fraud Section of the Criminal Division of the Department of Justice was established to investigate the allegations of conspiracy under the “Racketeer Influenced and Corrupt Organizations Act” [commonly referred to by the acronym RICO]. This shift in framing, we argued, not only outflanked attribution of responsibility for health risks to consuming individuals or to governmental regulators but also tainted corporate officials with misrepresentations, misprisions, and mendacity. Thus was straightforward products liability repackaged as producers’ criminality. From Private Parties to Public Actors―Private attorneys representing identifiable, usually individual, plaintiffs who had suffered injuries or deaths of loved ones instituted early cases against tobacco companies. Some regarded such independent advocates as “private attorneys general” when they sought to regulate corporate behavior through civil suits; few regarded such private advocates as prosecutors. Public prosecutors or executive branch regulators usually represented the general public [“the people”] and consulted with discrete ‘victims” only modestly (Simons 2008:719). As the focus of tobacco cases 2 We allude here to Sir Henry’s formula “from status to contract” (Maine 1861). Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 4 shifted from products liability to producers’ criminality, however, private attorneys such as Richard Scruggs and Ron Motley yielded much of the public stage to state attorneys general. The state AGs claimed to act in defense of the general public who bore costs of increased health services or were subjected to illegally fraudulent behavior of corporate giants. The attorneys general and select legislators who negotiated settlements emerged as the media “heroes” of this episode, as often is the case in routine criminal prosecutions; the private attorneys were relegated to the background, except for a very short period in 1997 when industry officials saturated newspapers with stories of excessive attorneys’ fees. In short, the mechanism and agents driving the state litigation were far more similar in fact, and even more in mass-mediated accounts, to prosecutorial action against white-collar crime than to private tort actions. From Remuneration to Regulation and Retribution―State lawsuits against Big Tobacco likewise resemled criminal actions more than traditional civil models in “remedies” sought. Whereas conventional, private tort actions have sought compensatory damages to redress individual injuries and to make victims whole, prosecutions usually have sought to punish via a combination of incarceration, fine, or injunction those proved to have committed injuries. Moreover, fines usually accrued to governments rather than to citizens or attorneys. On the other hand, punitive damages in tort actions have blended features of civil and criminal law (Simons 2008:72). Damages negotiated as part of the Master Settlement Agreement with tobacco companies looked more criminal than civil. Nearly $250 billion was represented and justified in almost entirely in public regulatory, deterrent, and punitive – quasi-criminal – terms. Most of the monetary damages went directly to governments and not to private victims, likewise far more similar to criminal penalties, underlining the quasi-criminal nature of crimtorts. The fees allocated to private attorneys, in absolute terms large but relative to overall sums small, also lessened any resemblances to ordinary civil litigation. All in all, the normative logic and public representation, of the settlement – imposing regulatory restriction as well as moral stigma on the defendants, reinforcing social norms and punishing behavior – is much closer to a criminal than a tort law model (Simons 2008; see Kagan 2002). From Civil Suits to Crimtorts―Private and public litigation against tobacco companies became inextricably intertwined with explicitly criminal prosecutorial action from the mid-1990s on. Lawsuits have continued to focus on white-collar issues of fraud, conspiracy, and misrepresentation, documenting that hybrid of civil and, especially, criminal elements that some legal scholars refer to as “crimtorts” (Koenig and Rustad 2004, 1998; Simons 2008; see generally Youngdale 2008). At the same time, new concerns about other dimensions of criminal complicity in illegal smuggling by the tobacco industry surfaced following the Master Settlement episode. Federal investigations were initiated by a U.S. Customs undercover team against Brown and Williamson in New Orleans for connections to criminal smuggling of cigarettes into Canada, leading to a successful prosecution. This was followed by more investigations, charges, and trials. Most actions were technically founded in civil law, but allegations of racketeering, smuggling, and fraud, often joined with international protests that the tobacco industry was committing “crimes against humanity,” reiterated the long developing quasi-criminal indictment in public. Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 5 Criminalization of Cases and Coverage―The four shifts and concomitant coverage in The New York Times should not be overstated. We intended “criminalization” to convey movement from a relatively civil model of disputing and coverage toward a relatively criminal model of disputing and coverage. We did not claim that tobacco executives or corporations had been criminal. Rather, we meant that reports of tobacco disputes accumulated more and more indicia of crime even as tobacco companies risked greater and greater liabilities. This combination of gradually increased perceptions of civil liability and gradually increased suspicions of criminal or quasi-criminal activities is what we meant and mean by “Creeping Criminalization” (see McCann, Haltom, and Fisher 2009). FIREARMS LITIGATION IN COURT AND IN CULTURE Because activists against firearms had explicitly emulated strategies and tactics from litigation against delivery systems for nicotine (McIntosh and Cates 2009: 101, 217 n. 1; Lytton 2005:1-35), we wondered if firearms suits might work criminalization similar to what we found in coverage of tobacco suits in The New York Times. Suits against firearms makers and dealers are both similar to and different from suits against tobacco companies, so some sullying of makers and dealers reputations might be expected. Individuals sued firearms makers long before individuals sued tobacco companies, but in the first few decades suits against firearms companies had as little success as suits against tobacco. However, “… the idea of mass action based on the tobacco model bloomed very quickly and full-blown” (McIntosh and Cates 2009:101). The mass actions at first adhered to fairly routine theories of tortuous liability. In 1994 relatives of victims of handguns and a lone survivor sued 25 makers of firearms for negligent marketing. Suits for negligence and public nuisance followed. In sniper suits and other actions, defendants included distributors and dealers. These, too, were fairly straightforward negligence suits. During the second term of the Clinton Presidency, however, officials sought some degree of regulation through innovative actions for negligence and nuisance, shifting litigative strategies from private actors to public actors and from remuneration to regulation. The Clinton Administration’s Department of Housing and Urban Development threatened to litigate on behalf of more than 3,000 housing projects beset by gun violence. The Administration and HUD sought compensation for costs in protecting the housing projects, but the larger aims were to change marketing practices that were “irresponsible” and to get safety features added (McIntosh and Cates 2009:104-105). Then public actors began to seek regulation and retribution by adding theories of culpability or criminality to their actions for liability (see McIntosh and Cates 2009:105-122). When state and local governments went after firearms manufacturers – starting with the Castano Group in New Orleans and Chicago and Cook County in 1998 – theories had shifted away from traditional liability for abatement of nuisance or defective product design toward attacks on deceptive advertising. Much as they had done in tobacco disputes, revelations of deception, duplicity, and deceit by manufacturers, wholesalers, and retailers of firearms moved lawsuits from policy disputes and compensation for externalities toward fraud and outright criminality. Although use of “trace data” from the Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 6 Bureau of Alcohol, Tobacco, and Firearms was banned from gun suits by Congress in 2005, information on webs of illegal distribution and sales of firearms became public, much as whistleblowers’ releases and lawyers’ depositions and discovery became public in nicotine cases. Concerning firearms as concerning tobacco, publicization of illegal promotion and dealing pushed matters even further toward criminality and away from mere liability. Judge Weinstein allowed a New York City suit to go forward for a while based on gun distributors’ deliberate violations of laws. After that suit was barred by the Protection of Lawful Commerce in Arms Act of 2005, Mayor Michael Bloomberg took to U. S. court over gun dealers’ allowing “straw purchases.” Firearms crusades were deliberately, strategically criminalizing gun merchants (see Williamson 2007; Lytton 2000). If public officials and lawyers thus took firearms “From Civil Suits to Crimtorts” in very few years, popular culture may have criminalized or at least sullied firearms companies further. Columbine High School and other school shootings, especially as amplified by the Oscar-winning documentary “Bowling for Columbine” (2002) asked whether makers or marketers were responsible or indeed culpable for readily available tools of violence. “Thank You for Smoking” (2005), a movie based on Thank You for Smoking: A Novel (1994), brought viewers the “Merchants of Death,” lobbyists for alcohol, tobacco, and firearms interests. John Grisham’s 1996 condemnation of jury-tampering by tobacco interests in The Runaway Jury became, after the Master Settlement Agreement of tobacco cases, Brian Koppelman’s denunciation of jury-tampering by firearms interests in the screenplay for “Runaway Jury.” Koppelman’s Rankin Fitch [jury consultant for firearms defendants] is not merely criminal but evil, perhaps nihilistic (www.script-o-rama.com/ movie_scripts/r/runaway-jury-script-transcript-grisham.html; last visited 7 March 2010): Rankin Fitch [RF]: “Wendall Rohr. An overdue pleasure. Rankin Fitch. Nice suit. Very, um, ‘of the people.’ ” Wendall Rohr, lead attorney for the widow of firearms victim Jacob Wood [WR]: “Yours is nicer. What would you call it? ‘Gun lobby protecting its own?’ ” RF: “Oh! Swank shoes. Big tobacco?” WR: “Big alligator. Wrestled it myself. … What'd you do to my witness? Threaten his family? Write him a check? Just curious about what your technique is, Mr. Fitch.” RF: “Maybe he, uh, decided against biting the hand that fed him these past few years.” WR: “You know exactly why he came to us.” RF: “Oh, please. Don't tell me you hung your case on somebody's conscience.” Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 WR: “I hung my case on my own conscience.” RF: “Oh. I get it now. You are a moral man living in a world of moral relativity. It's just so quaint, so precious. …” WR: “This is about my witness, right? This is about you messing with my client, my case and the rules of law that govern our country!” RF: “Our country? … I didn't figure you for a patriot, Mr. Rohr, what with your blatant disregard for the people's right to bear arms. You know, the Second Amendment?” WR: “Is that why you're doing this? To protect the Constitution, is that it?” RF: “Of course not. I'm in it to win. Just like you are. … Because that's what I was hired to do. … Everything else is colored bubbles.” WR: “Colored bubbles? Colored bubbles?! A system that calls for people to sit and listen to testimony of witnesses, fella! And that includes my witness, who you've disappeared!” RF: “If you're relying on testimony to win this case, you've already lost it, fella! You think this jury cares anything about negligent distribution? Product liability? … most of 'em can't even say the words, let alone understand the meaning. You think your average juror is King Solomon? No! He's a roofer with a mortgage. He wants to go home and sit in his Barcalounger and let the cable TV wash over him. And this man doesn't give a single, solitary droplet of shit about truth, justice or your American way.” WR: “They're people, Fitch.” RF: “My point, exactly. … What do you hope to achieve if you win? … You gonna bring Jacob Wood back to life? No. You just ensure that his wife goes to the cemetery in a better car. And that the heel that she snaps on the way to the graveside belongs to a $1200 shoe. You get your name in the paper. But Jacob Wood and all the other gun violence victims remain rotting in their crypts.” WR: “You know what, Fitch? You're gonna lose.” RF: “I doubt it.” WR: “Well, maybe not this case, maybe not the next, but someday, you know, someday. I've seen it before with guys like you. Because you cannot carry that much contempt without it becoming malignant, until 7 Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 8 you're gonna be all alone in a room full of shadows, and all you're gonna have is the memories of all those people's lives you have destroyed. RF: “That's a good story, Wendall. But it's just further proof of why you can't beat me. Because you may be right ... but the thing of it is, I don't give a shit. What's more... I never have.” The combination of searing depictions of firearms interests in popular culture and lurid charges in legal venues encouraged the expectation that coverage of firearms suits would vilify firearms interests as it had tarred tobacco interests. Indeed, many of the actions against firearms transpired at the same time as some actions against tobacco, so firearms actions might follow tobacco actions so closely as to draft on them as if racecars. Despite similarities to tobacco cases, crusades and lawsuits against handguns confronted differences that might obviate criminalization in coverage. First, tobacco corporations are far larger and financially more secure than gun companies, so negotiations or settlements for big money were far less likely. Second, the right to keep and bear arms was written into the Second Amendment of the United States Constitution as smokers’ rights were not, so vilification might have to overcome constitutional principle as well as commercial interests. In addition, the National Rifle Association and other advocates for firearms seem far less commercial and far more principled and public-interested; they are undoubtedly far more effective than tobacco’s defenders were in the 1990s. In a related development, national and state legislatures moved quickly to quash crimtort suits, so public or official actors were arrayed on multiple sides. The major difference between firearms actions and tobacco actions, of course, is that almost all firearms actions have been stymied while some tobacco actions have settled and some tobacco plaintiffs have prevailed in ways that survived appeals. Could an almost uniform record of losing nonetheless loose criminalization on firearms manufacturers in major U. S. newspapers? LITIGATION-HEAVY AND LITIGATION-LIGHT SAMPLES To investigate reporting of efforts to reform the manufacture, marketing, and ownership of firearms, we sampled newspaper coverage of firearm-reform efforts in legislatures, courts, and elsewhere over the last decades. We determined to contrast newspaper coverage concerning firearm-reform in reports most and least concerned with specific lawsuits to assess the difference that intensive, episodic reports of lawsuits might make relative to features about issues. Articles that reported specific lawsuits sparely if at all would provide a rough baseline of what we might expect of reports of firearms issues in the absence of specific disputes or suits. Articles focused on specific lawsuits or settlements would, we presumed, concentrate tendencies in defining responsibilities and in describing reformers so that we could begin to understand what differences litigation might work in papers. This purposive sampling represents not thousands of newspaper articles over decades but hundreds of articles least and most concerned with litigation. Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 9 We drew our contrasting samples from Lexis Nexis Academic’s “Major Papers” subset under “General News.”3 One sample sought articles that most featured litigation: suits, threats of suits, or other negotiations “in the shadow of the courthouse.” Our contrasting sample – the “Litigation-Light Sample” – collected articles, features, editorials, and commentaries that least mentioned lawsuits. Our sampling seems to have succeeded in creating suitable contrasts: coders identified 669 lawsuits explicit or implicit in the 437 articles of the Litigation-Heavy Sample [153 suits per 100 articles] but only eight suits total among the 270 articles in the Litigation-Light Sample [3 suits per 100 articles].4 DID COVERAGE CRIMINALIZE? Coverage of campaigns against firearms reiterated major features of coverage of crusades against tobacco. Although characterizations of actors in the manufacturing or marketing of firearms continued to be as neutral as characterizations of those striving to reform the making or selling of firearms, most frames have assigned responsibility, even culpability, disproportionately to the marketers and manufacturers of firearms. Characterizations of Actors Are Almost Always Neutral Across Litigation-Heavy and Litigation-Light Samples―Coders scored almost all references to actors as neutral, neither pejorative nor meliorative enough to justify assigning valence. Coders detected more than 32,000 actors in more than 700 articles between 15 March 1978 and 16 August 2005 [see Appendix A for coding directions]. As Table One shows, coders were unable to hazard a judgment whether 93.3% of the actors had been characterized positively or negatively. Litigation-heavy and litigation-light samples alike were dominated by references in which a coder detected an agent or actor but could not detect a positive or negative connotation or denotation. Neutral references [boldface in Table One] ranged from expert witnesses and commentators [99.8% neutral] and defense attorneys [98.8% neutral] to attorneys for victims and plaintiffs [89.8% neutral] and owners, collectors, buyers, and sellers of firearms [84.8% neutral]. Except for victims of firearms, non-neutral characterizations in Table One trended more to the negative than to the positive, as totals at the bottom of the table disclose. Corporate defendants were the most frequently cited actors in each column, a result to be expected when across articles one reference in three pertained to the makers or marketers of firearms. Still, corporate defendants constituted nearly half of all strongly negative, weakly negative, and weakly positive characterizations and nearly 60% of all strongly positive characterizations, so the frequencies with which companies and corporations were cited pejoratively or melioratively greatly exceeded their overall incidence in the samples. Collectors, buyers, and sellers of guns are by percentages described both more pejoratively and more melioratively than corporations or other actors. 3 Appendix A provides the Lexis Nexis commands by which samples were created and reproduces the coding instructions that operationalize “frames” and “actors” in this research. Please note that Lexis Nexis Academic has since altered its interface. 4 Appendix B displays some useful, elementary frequencies for the resulting datasets. Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 10 Table One – Actors Coded for Direction and Strength of Valence Across Litigation-Heavy and Litigation-Light Samples Count Row % Column % Corporations Government Gun Owners, Buyers, Sellers Corporate Interest Groups Gun Victims Public Interest Groups Judges Sporting/Hunting Groups Experts Victims’/Plaintiffs’ Attorneys Corporations’ Attorneys Totals Neutral 9,840 90.5% 32.6% 9,871 96.0% 32.7% 2,477 84.8% 8.2% 1,814 94.2% 6.0% 1,844 98.0% 6.1% 1,665 95.9% 5.5% 654 97.8% 2.2% 609 98.2% 2.0% 515 99.8% 1.7% 450 89.8% 1.5% 435 98.8% 1.4% 30,175 93.3% 100% Strength & Direction Strong Weak Negative Negative 170 681 1.6% 6.3% 46.8% 46.4% 68 293 0.7% 2.9% 18.7% 20.1% 82 294 2.8% 10.1% 22.6% 20.1% 17 79 0.9% 4.1% 4.7% 5.4% 0 13 0.7% 0.9% 14 44 0.8% 2.5% 3.9% 3.0% 0 11 1.6% 0.7% 1 1 0.2% 0.2% 0.2% 0.1% 1 0 0.2% 0.2% 9 39 1.8% 7.8% 2.5% 2.7% 1 5 0.2% 1.1% 0.2% 0.3% 363 1460 1.1% 4.5% 100% 100% Weak Positive 151 1% 47.6% 42 0.4% 13.2% 64 2.2% 20.2% 14 0.7% 4.4% 23 1.2% 7.3% 9 0.5% 2.8% 4 0.6% 1.3% 8 1% 2.5% 0 Strong Positive 25 0.2% 59% 3 0.0% 7.1% 5 0.2% 11.9% 2 0.2% 4.8% 1 0.1% 2.4% 4 0.2% 9.5% 0 2 0.4% 0.6% 0 1 0.2% 2.4% 0 317 1% 100% 42 0.1% 100% 1 0.2% 2.4% 0 Nothing in these articles suggests that characterizations of actors in firearms reform litigation substantially favored defendants, plaintiffs, or others. Instead we found: Nearly all descriptions or identifications of agents or actors could not be coded positive or negative. Burgeoning newspaper coverage, episodic reportage, and litigation-heavy articles did not substantially vilify reformers or makers and marketers of firearms. Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 11 Non-neutral descriptions were so few that distributing them over time or dividing them by Litigation-Heavy Sample and Litigation-Light Sample yielded little or no useful information. Newspaper people may take pride that almost all references to actors struck our coders as neither markedly pejorative nor noticeably meliorative. Makers and marketers of firearms might be encouraged that they are seldom vilified as persons or as groups in newspapers’ reports. Firearms crusaders who hoped to tar corporate interest groups, defense attorneys, or defendants will find few signs that they have made much progress via lawsuits, but they may be encouraged that they appear to have suffered few losses in ridicule. Across Litigation-Heavy and Litigation-Light Samples, Anti-Firearms Frames Greatly Outnumber Pro-Firearms Frames―Table Two arrays the six most common frames from our two samples taken together in a manner that enables us to contrast reform-friendly themes with themes more advantageous to firearms companies.5 Here our findings include: Responsibilities of corporations and companies proved to be the modal responses in our newspaper articles. Coders found 683 “Corporate Responsibility” frames in 707 articles in litigation-heavy and litigation-light samples taken together. These were nearly one-third of the six most common frames across samples. Disclosures of makers’ or marketers’ duplicity or deceits, when combined with “Corporate Responsibility” frames, constituted a majority of all frames found. By themselves, “Corporate Duplicity/Disclosures” frames made up about one-fifth [22.5% or 495] of the frames that coders found most often. If we add “Public Costs” to “Corporate Responsibility” and “Corporate Duplicity/Disclosures,” more than two frames out of every three found would favor firearms-challengers or plaintiffs or disadvantage firearms manufacturers or marketers. Claims that firearms cost communities in ways not included in the price of firearms appeared 334 times [15.2%] by themselves. Relative to frames discussed supra, frames that might be advantageous to firearms makers or sellers were sparse. “Individual Responsibility” frames [345 or 15.4% 5 Appendix B specifies definitions of all eight categories of frames and reproduces instructions from which trained coders proceeded and supplies frequencies across all eight categories of frames. “Shared Responsibility,” a complicated compromise perspective that might have assigned responsibility to makers, marketers, owners, collectors, and customers alike, was almost negligible and so, with the truly negligible “Racial Aspects,” is overlooked in the rest of this report. The paucity of any sharing of responsibilities among owners, collectors, makers, and marketers of guns may suit the conventions of newspapers far more than it suits a realistic allocation of responsibility in society. Adversaries in courts and other venues tend to emphasize themes that advantage advocates and their interests and to de-emphasize more measured, more inclusive, and more complex perspectives. To convey accurately what adversaries are claiming and to focus accounts of conflicts, reporters will tend to report partial rather than nuanced or balanced perspectives. Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 12 of all six frames] and “Attorneys’ Fees/Motives” frames [264 or 3.5%] together account for less than one-fifth of all frames. “Government Responsibility”6 accounted for about one frame in eight [264 or 12%]. Table Two – Six Frames Across Litigation-Heavy and Litigation-Light Samples Count Of All Frames Cumulative Percentage Frames that advantage Reformers/Plaintiffs: Corporate Responsibility Firearms manufacturers & retailers held responsible for safety, accuracy, reliability, & distribution. Corporate Duplicity/Disclosures 683 31.0% 31.5% Firearms manufacturers/retailers knowingly engaged in lax or negligent practices. Public Costs 495 22.5% 53.5% Firearms cost communities money and agony. 334 15.2% 68.7% Frames that might advantage Makers, Marketers, or Defendants: Individual/User Responsibility Gun owners held responsible for safe handling & proper use of guns; accidents attributed to individual carelessness; criminals blamed for violence. Attorneys’ Fees / Motives 345 15.7% 84.4% Lawyers or fees are a great problem or a greater problem than firearms manufacturing or marketing. 79 3.6% 88.0% 264 12.0% 100% 2200 100.0% Frames concerning the Responsibilities of Governments: Government Responsibility Government must protect citizens from gun violence and corporations from frivolous lawsuits. Totals 6 Because responsibility that might be shouldered by governments made up but one frame in eight, litigation against firearms manufacturers does not seem particularly effective in making the case for more government regulatory or compensatory action where citizens are injured by mass manufactured products. This finding, incidentally. corresponds to results from tobacco crusades and disputes as well. Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 13 In sum, 31.3% of frames across our two samples might not accrue against firearms marketers or makers. Perhaps it is needless to add that if “Government Responsibility” frames were reckoned to assist neither crusaders nor companies, more than 78% of frames coded would militate against firearms makers and sellers.7 We emphasize, however, that “Corporate Responsibility” need not represent a criminal judgment by reporters or editorialists. Attributions of responsibility to firearms companies may set them back when they are civil defendants, but they do not make firearms companies into criminal defendants. Indeed, even “Corporate Duplicity/Disclosures” frames need not attribute felonious conduct. Rather we interpret these data to show that, overall, reporting between 15 March 1978 and 16 August 2005 sullied companies’ reputations and moved companies away from innocent victims of preposterous suits and toward blameworthy culprits apprehended at last. Across Litigation-Heavy and Litigation-Light Samples, Anti-Firearms Frames Appear More Prominently than Pro-Firearms Frames―Reform-friendly themes not only appeared in articles far more often than themes more advantageous to firearms companies but appeared far earlier in articles from both of our samples. In Graph One we combine frames into three categories: frames that tend to favor firearms’ opponents [Corporate Responsibility + Corporate Duplicity/Disclosures + Public Costs]; frames that tend to favor firearms’ defenders [Individual Responsibility + Attorneys’ Fess]; and “Governmental Responsibility.” When we distribute these three sorts of frames across the paragraphs in which the frames were found – headlines defined as 0; lead paragraphs set to 1; and so on -- the results strike us as telling. Frames beneficial to defenders of firearms companies and frames assigning responsibility to government(s) hover below 25, meaning that those frames total fewer than 25 in the headlines or lead paragraphs of articles. Frames beneficial for attackers of firearms companies, by contrast, never sum to fewer than 25 until the 19th paragraph overall.8 Pro-opponent frames make up about twothirds of all frames detected but about three-quarters of all lead paragraphs and more than three-quarters of second paragraphs. In sum, pro-challenger frames that appeared much more often [Table Two] also appeared much closer to the beginning of articles. As Crimtort Strategies and Tactics Increase, Anti-Firearms Frames Become More Prominent Absolutely and Relatively Across Litigation-Heavy and Litigation-Light Samples―Differences in prominence between anti-firearms frames and other frames are more pronounced 1997-2005 than before 1997. Graph Two shows that anti-firearms frames stand out in the earlier period but not overwhelmingly. From 1997 on, the governmental responsibility frame and the combination of “Individual Responsibility” and “Attorneys’ Fees” once again are overshadowed by frames that militate against the interests of firearms makers and marketers. If we exclude “Governmental Responsibility,” the sum of “Corporate Responsibility,” “Corporate Duplicity/Disclosures,” and “Public Costs” frames [1512] would form 78.1% of the five frames [n=1936]. 8 We except the headlines from this description. 7 Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 14 Graph One – Placement of Frames within Articles Articles Focused on Lawsuits Disadvantaged Firearms Defendants Far More than Articles Not Focused on Lawsuits―The perhaps paradoxic findings above – frames strongly favored those who challenged firearms but characterizations of agents or actors favored neither those who challenged nor those who defended – becomes at least slightly more understandable when we take into account frames in coverage of specific suits. Pie Chart One shows that articles focused on one or more specific lawsuits furnished far more frames inimical to firearms merchants or defendants than did articles not concerned with specific lawsuits. We have “exploded” the slice associated with “Government Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 Graph Two – Placement of Frames within Articles by Periods 15 Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 16 Pie Chart One – Six Frames by Litigation-Heavy Sample & Litigation-Light Sample 446 … 112 273 540 1 143 152 61 Litigation-Light Sample (n=499) 49 93 Litigation Emphasized? Litigation-Heavy Sample (n=1701) 252 Companies' Deceptions Only Responsibility Companies' Only Public Costs Frames Only Govtal Responsibility Only Attys' Fees/Motives Only Responsibility Personal Only Responsibility” to emphasize that “Government Responsibility” frames were absolutely more numerous in the Litigation-Light Sample than in the Litigation-Heavy Sample despite the latter sample’s featuring more than three times as many frames. Please notice as well that: Taken together, “Corporate Responsibility,” “Corporate Duplicity/Disclosures,” and “Public Costs” frames made up a slight majority of the Litigation-Light Sample, while those three pro-challenger frames constituted a far greater majority [1259 frames to 442 frames not advantageous to challengers or plaintiffs] of the Litigation-Heavy Sample. Slices denoting “Corporate Responsibility” and “Individual Responsibility” were comparable across the two samples. Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 17 “Corporate Duplicity/Disclosures” frames in the Litigation-Heavy Sample outnumber those in the Litigation-Light Sample more than nine to one and constitute more than a quarter of Litigation-Heavy Sample frames but less than one-tenth of Litigation-Light Sample frames. Pie Chart Two – Six Frames by Litigation-Heavy Sample and Litigation-Light Sample and by Period Before or After 1/1/1997? Before 1/1/1997 (n=501) After 12/31/1996 9 (n=1699) 389 … 57 19 93 4 269 450 90 29 32 1 82 0 61 65 87 45 16 Litigation-Light Sample (n=499) 20 61 Litigation Emphasized? Litigation-Heavy Sample (n=1701) 217 35 1 Companies' Deceptions Only Responsibility Companies' Only Public Costs Frames Only Govtal Responsibility Only Attys' Fees/Motives Only Responsibility Personal Only Frames in Articles Published After 1996 Differed from Frames in Articles Published Prior to 1997 Only Slightly―We expected the Litigation-Heavy and Litigation-Light Samples to incorporate “period effects,” the very different contexts based on increasingly “criminal” orientations, strategies, and tactics. We have “exploded” frames coded as “Corporate Responsibility” to note how that frame dominated before 1997 among lawsuit-heavy articles. Other noteworthy period effects from Pie Chart Two include: “Public Costs” frames greatly increase in Period Two relative to Period One among Litigation-Heavy Sample articles but decrease substantially, relatively, and absolutely from Period One to Period Two in the Litigation-Light Sample. Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 18 Articles featuring “Corporate Duplicity/Disclosures” frames were nearly constant across periods and samples and smaller than “Corporate Responibility” slices.. “Attorneys’ Fees” frames crop up almost exclusively in latter-period, LitigationHeavy Sample articles. Municipal Plaintiffs Highlight Cumulative Growth in “Corporate Duplicity/Disclosures” Frames ―A look at Pie Chart Three discloses a few visually grabbing differences among articles bereft of specific lawsuits. We have “exploded” the “Corporate Duplicity/Disclosures” slice to draw attention to its absolute and relative increase as the eye moves from the lower left [Litigation-Light articles without mention of municipal plaintiffs] to the upper left [Litigation-Heavy articles without mention of municipal plaintiffs] and thence to the upper right [Litigation-Heavy articles with municipal plaintiffs mentioned]. This result signifies, we believe, the compound influence of articles that focus on lawsuits and mention municipal plaintiffs’ suits. Pie Chart Three – Six Frames by Litigation-Heavy Sample and Litigation-Light Sample and by Presence/Absence of Municipal Plaintiff Municipal PLAINTIFF in ARTICLE? No City Plaintiff in Article (n=1379) 133 186 260 56 … 51 61 67 206 0 1 92 2 0 1 141 0 148 4 61 Litigation-Light Sample (n=499) 49 Litigation Emphasized? 255 285 Litigation-Heavy Sample (n=1701) 119 City Plaintiff in Article (n=993) Companies' Deceptions Only Responsibility Companies' Only Public Costs Frames Only Govtal Responsibility Only Attys' Fees/Motives Only Responsibility Personal Only Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 19 Graph Three – Pro-Plaintiff, Pro-Defendant, and Governmental Responsibility Frames by Year of Publication of Article Pro-Plaintiff Frames “Crest” 1997-2001― Graph Three reveals the limited period within which themes contrary to the interests of firearms companies – deceit or duplicity by companies or their representatives, assignment of responsibility to companies rather than individuals or governments, and costs of marketing or manufacturing firearms allegedly borne by states or localities – dominated coverage. Until 1994 these three Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 20 frames were neck and neck. Pro-plaintiff themes edged ahead 1994-1997, then outdistanced the other two frames 1997-2001.9 We encourage readers to notice as well that: News articles disseminated each sort of frame relatively and absolutely seldom prior to the 1990s. Dissemination of themes, especially themes favoring reformers and plaintiffs, increased noticeably before municipalities started to sue firearms companies but at about the time that governmental entities started to sue tobacco companies. Before and after the “crest” around 1999, “Individual Responsibility,” “Attorneys’ Fees,” and “Government Responsibility” frames draw modest attention. Articles that mentioned tobacco or tobacco litigation were about twice as likely to emphasize pro-plaintiff themes as articles that did not. DID NEWSPAPERS’ CRIMINALIZATION CREST RATHER THAN CREEP? The foregoing findings support an interpretation of “Cresting Criminalization” far more than “Creeping Criminalization.” Criminalization – the move away from purely civil liability toward some mix of civil, quasi-criminal, and flat-out criminal culpability – seems evident in the coverage of newspapers that we have reviewed. Criminalization of firearms manufacturers and marketers ramified through episodic, feature, and editorial copy, we have found. The increases in criminalization of firearms, however, did not crawl upward; it leaped skyward. To adjust the metaphor: while we found last year that the tide of tobacco coverage swelled over many years (McCann, Haltom, and Fisher 2009), we found supra that a wave of firearms coverage peaked in far fewer years. We explain the criminalization of firearms products much as we explained the criminalization of tobacco products. If they reported on challenges or lawsuits at all, reporters were bound to convey the major allegations of challengers or plaintiffs. As challengers and plaintiffs adjusted their claims from allegations of liability toward accusations of criminality, challengers’ and plaintiffs’ frames were bound to appear – as we have shown, early and often – in reports and features. Against these less civil and more criminal claims, the usually defenses of challenged corporations and accused defendants were of less and less utility. Those who misused firearms were individually responsible for their crimes, but “Individual Responsibility” for deaths and injuries did not exonerate or insulate manufacturers or marketers for their misdeeds. Moreover, litigative discovery and other revelations meant that even crimtort defendants who dodged adverse judgments in court were liable to adverse judgments among attentive citizens. The best for which makers and sellers or firearms could hope, it seems, was the Scottish Verdict: “Not Proved.” 9 Of course, articles published between 1994 and 2001 constituted about 60% our samples. If instead we used arithmetic averages, the line-graph would look very different. Please see Appendix D. We believe that representing the spike of litigation 1997-2001 conveys the frames that would reach newspaper readers. Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 21 Still, any explanations must take into account criminalization, creeping or cresting, worked by crusades against Big Tobacco. We cannot gainsay the possibility that 1990s lawsuits so maligned Big Tobacco that some of the results we report above may follow from comparisons between suppliers of nicotine and firearms. That said, crusaders against firearms could not win in courtrooms and could not lose in newspapers. Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 22 REFERENCES Haltom, William, and Michael McCann. 2004. Distorting the Law: Politics, Media, and the Litigation Crisis. Chicago: University of Chicago Press. Kagan, Robert A. 2001. Adversarial Legalism: The American Way of Law. Cambridge: Harvard University Press. Koenig, Thomas H., and Michael L. Rustad. 2004. “Toxic Torts, Politics, and Environmental Justice: The Case for Crimtorts.” Law & Policy 26(2):189-207. Koenig, Thomas H., and Michael L. Rustad. 1998. “ ‘Crimtorts’ as Corporate Just Deserts." University of Michigan Journal of Law Reform 31:289–352. Lytton, Timothy D. 2005. Suing the Gun Industry: A Battle at the Crossroads of Gun Control and Mass Torts. Ann Arbor: University of Michigan Press. Lytton, Timothy D. 2000. “Tort Claims Against Gun Manufacturers for Crime-Related Injuries: Defining a Suitable Role for the Tort System in Regulating the Firearms Industry.” Missouri Law Review 65(1):1-89. Winter. Maine, Henry James Sumner. 1861. Ancient Law: Its Connection With the Early History of Society, and Its Relation to Modern Ideas. London: John Murray. McCann, Michael, William Haltom, and Shauna Fisher. 2009. “Criminalizing Big Tobacco: Legal Mobilization and the Politics of Responsibility for Health Risks in the United States,” Western Political Science Association. McIntosh, Wayne V., and Cynthia L. Cash. 2009. Multi-Party Litigation: The Strategic Context. Vancouver, B. C.: UBC Press. Simons, Kenneth W. 2008. “The Crime/Tort Distinction: Legal Doctrine and Normative Perspectives.” Widener Law Journal 17:720-732. Williamson, Chet. 2007. “Murder and the Gun Maker: A Local Case is at the Heart of the National Debate on Firearms.” Worcester Magazine 18 January. www.rickross.com/reference/unif/unif301.html; last visited on 23 March 2010. Youngdale, Elizabeth. 2008. “Reviewing the Law Reviews.” Defense Counsel Journal (October 1). Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 23 APPENDIX A – HOW SAMPLES WERE CREATED AND CODED Litigation Sampling In “Lexis-Nexis Academic,” in the “General News” and “Major Papers” libraries, enter in the first search-term box the expression (gun or arm or weapon or firearm or handgun) w/1 (maker or manufacturer or industry) and click “Headline, Lead Paragraph(s), Terms” in the box to the right; use an “AND” to connect to the second search-term box, into which insert the expression lawsuit or litig! or sue! or suit and leave “Headline, Lead Paragraph(s), Terms” as above. Have Lexis-Nexis Academic sort the hits by “relevance” within each of ten periods and select as many hits from the top of the resulting list as the period’s share of total hits 1971 -2005. Out of the 501 articles thus selected, we eliminated 31 from non-U. S. papers, which left 470 articles for the U. S. Litigation Sub-sample. Non-Litigation Sampling In “Lexis-Nexis Academic,” in the ”General News” and ”Major Papers” libraries, enter in the first search-term box the expression (gun or arm or weapon or firearm or handgun) w/1 (maker or manufacturer or industry) and click “Headline, Lead Paragraph(s), Terms” in the box to the right; use an “AND” to connect to the second search-term box, into which insert the expression (gun or arm or weapon or firearm or handgun) w/1 (control or regulation or law! or legislation) and leave “Headline, Lead Paragraph(s), Terms” as above; use an “AND NOT” to connect to the third search-term box, litigation or suits or lawsuits in “Full Text”. Have “LexisNexis Academic” sort the hits by “relevance” within each period and select the appropriate number of articles to sum to 350. Excluding 48 articles from nondomestic newspapers, 303 domestic NON-litigation articles remained. GUN CONTROL CODING INSTRUCTIONS General Instructions: 1) Write your name at the top of the article. 2) Read the article all the way through. 3) Read the article again, this time legibly coding REFERENCES to the major obesity ACTORS in the right-hand margin. As you do this, draw a horizontal dividing line across the margin for each paragraph, indicating which codes pertain to which paragraph. Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 24 4) Read the article a third time, this time legibly coding the interpretive FRAMES in the left-hand margin. As you do so, also draw a line across the left margin for each paragraph, separating codes for that paragraph from the rest of the article. 5) With a highlighter, mark the first mention of each specific lawsuit. 6) If the article draws a connection between gun control and the campaign against tobacco, write “TOB: Yes” at the top of the article. Otherwise, write “TOB: No”. 7) Decide which one of the article categories best fits the article, and write its name at the top of the article. Note: The marked up article will be the only record of your work, and it is therefore imperative that you do not lose or misplace marked-up articles once you have coded them. We must preserve your marked-up articles. When you have finished coding a batch of articles, bring them to the LSJ advising office and leave them with Mark W. We will then enter the data into a computer directly from the margins of your marked up articles. For that reason, it’s important that you write legibly, so that we can properly interpret your work. Detailed Instructions: 1) Write your name at the top of the article. You do not need to write your full name, but you do need to write it legibly. No autographs, please. Just write your name so we can read it. 2) Begin by reading the article all the way through, without coding. You should try to get a sense for where the article is going. Sometimes the context of a term or reference will change its meaning; this is your opportunity to read for context and meaning, without worrying about coding. 3) Now, read the article again. This time, you will be looking for references to the major actors frequently mentioned in gun coverage. You should note each distinct reference to an actor. There may be more than one in a sentence. When you find a reference, take the following steps. i. In the Right-hand margin, write the abbreviation for that actor (listed below). For a gun manufacturer/retailer, write C (for “corporation”). For a Senator, Representative or the President, write G (for “government”), and so on. ii. Decide whether or not the reference makes a positive or negative judgment or attribution about that actor. If no attribution is made, if it is simply a “neutral” reference to an actor (i.e. “Roehm is one of the major manufacturers of inexpensive handguns sold in the country.”), then write a Checkmark after the Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 25 actor abbreviation. For Roehm, you would write: C√ and you would then move on to the next reference in the text. iii. If a positive or negative attribution or judgment is made, code the following characteristics. a. Polarity. Indicate whether the judgment is positive or negative by writing + (for positive) or – (for negative) next to the actor abbreviation. The common negatives will refer to negligence, irresponsibility, greed, callousness, public indifference, or stupidity. The positives will refer to responsible action, productivity and justifiable profit, contributions to safety or justice, and “common sense.” b. Power. Once you have determined that a positive or negative attribution has been made, you must also determine the “power” of that attribution. For an indirect, implicit, or mild reference, write the number 1 by the actor abbreviation. For a direct, explicit, or strong reference, write the number 2. A “soft hearted liberal” or some one who is “antirights” is a -2; someone who is “affiliated with too many liberal causes” or “affiliated with too many conservative causes” is a -1. A corporation that “is indifferent to the deaths it causes” or “hides behind the Second Amendment” or is “only committed to profits” is a -2; a corporation that “makes millions of dollars in profits and jobs” is a -1. A corporation that “works hard to educate the public” or ”works for enforcement of gun registration” laws is a +2; while a manufacturer that “is longstanding” and “concerned about issues of weapons abuse” is a +1. iv. Once you have coded all the references to major actors in a given paragraph, draw a dividing line in the right margin between this section of your coding and the rest of your work. Coding for each paragraph should be separated from the rest of your work by these dividing lines. The following is a list of major actors to look for, a brief description of how some of those actors might be described, and the abbreviation you should use in your coding. Code Actor CS Consumers V Victims Description Gun owners/buyers. Can be good and bad people, those who use guns to kill, those who use guns responsibly, collectors, or those who urge more regulation/bans. Can be pro or anti guns. Indeed, we are interested in how the general public is portrayed on the gun issue. Are people rational, informed, responsible or otherwise? Persons and/or their families or other people harmed by guns or by the absence or shortage of guns. Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 C Corporations VA Victims’ Attorneys CA Corporations ’ Attorneys E Experts PIG Public Interest Groups CIG Corporate Interest Groups S Sporting and Hunting Groups/Reps J Judges G Government 26 Makers and sellers of firearms. Look for allegations of negligence, irresponsible distribution, and/or greed (profit-driven) as negatives and for positive remarks suggesting they bear no responsibility for the carelessness of others, fulfill protection and security needs, create jobs or otherwise help the economy, and/or only respond to market. Lawyer-spokespeople for individual victims and/or their families. Look for negative references to greed, opportunism, or zealotry, and/or positive references to “tireless fighters for safety,” common sense, or the public interest. Lawyer-spokespeople for firearm manufacturers and sellers. Look for negative references to greed, opportunism, reckless disregard for health or honesty. Positive references might refer to them as knowledgeable authorities or advocates of “common sense” or agents of moderation and protection for rights. Authorities identified as scholars, scientists, social scientists, legal experts, or researchers. Positives will cite experts as informed, fair, insightful, and/or concerned for honesty or health. Negatives will state that experts tend to be self-interested, deluded, hired guns, and/or political. Critics of the status quo and gun manufacturers/retailers. These may include the Brady Campaign to Prevent Gun Violence, the Coalition to Stop Gun Violence. Positives will cite groups, advocates, or leaders as informed, fair, insightful. Negatives will state that groups, advocates, or leaders tend to be greedy, deluded, and/or ideological or political. Defending status quo and/or gun manufacturers/retailers. Gun lobby, gun rights organizations. These groups may include organizations like the National Rifle Association, Gun Owners of America, and industry trade associations. Same types of attributes as Public Interest Groups. Generally invoke Second Amendment and defend access to guns for recreation by good, responsible people. Positives will cite groups’ efforts to educate and train people on safe/responsible gun use, for example. Negatives will accuse groups of being political and/or ideological. Who may issue rulings in gun lawsuits. Positives will reference a wise or reasonable judge. Negatives will refer to “activist” or “out of control” judges, or judges with questionable mental acumen. Individual government actors, politicians, or government agencies. Positives will refer to government’s “common sense” and welltimed approach to gun policy. Negatives may decry the lack of action by government, or accuse politicians of working for special interests. Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 27 4) Read the article again. This time, you will be looking for interpretive frames. These “general interpretive frames” are themes that inform the article storylines. Read the article, and mark these frames in the left-hand margin. Mark each reference to a frame, but no more than one reference per sentence. If more than one reference to a frame appears in a single sentence, code either as “SR” (Shared Responsibility, below) if appropriate or code the first-mentioned frame. Note that these references are not evaluated directly for positive or negative implications, although they often connote values. These refer to the thematic ways issues are defined. If five references in three sentences refer to blaming gun owners for being careless, mark down IR three times in the margin. The following is a list of interpretive frames to look for, a brief description of the frame, and the abbreviation you should use in your coding. Code IR Frame Individual/User Responsibility CR Corporate Responsibility GR Government Responsibility CD Corporate Duplicity/Disclosure SR Shared Responsibility AF Attorney’s Fees and Motives PC Public Costs RE Racial causes or implications of harm by guns Description Gun owners are responsible for safe gun handling and proper use; individual negligence and carelessness are to blame for accidents; criminals to blame for violent actions; “guns don’t shoot people, people shoot people” Firearm manufacturers and retailers are responsible for ensuring the safety, accuracy, reliability of their products; for controlling the distribution of firearms; for making/selling products suitable only for “legitimate” purposes. May appear in multiple forms. Government has a duty to protect citizens from crime and gun violence. Or government has a duty to protect manufacturers from frivolous lawsuits. Or simply that government has a duty to do something about guns. Firearm manufacturers/retailers knowingly engage in lax or negligent sales practices. Shared responsibility mixed in one claim – manufacturer/retailer responsible for safety and distribution, gun owner responsible for safe handling and proper use, both at once. This frame emphasizes both Individual Responsibility and Corporate Responsibility. Includes the belief that the real problems come from lawyers or/and money. This frame puts the focus on attorneys rather than gun manufacturers and retailers. Public costs of gun violence, treating gunshot victims . . . “nation riddled by gun violence” Indirect or direct efforts to distinguish responsible users of guns (white) from unsafe users (minority, inner city, crimogenic). Will often go with the IR frame at top. Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 28 5) As you code, highlight the first mention of each specific lawsuit you find by marking it with a highlighter. You do not need to highlight the same case over and over in a single article. Simply mark the first reference to each individual case, so that all cases in a given article are each highlighted once. 6) If the article makes a connection between gun control and the public health campaign against tobacco, or makes other analogies to tobacco, write “TOB: Yes” at the top of the article. Otherwise, write “TOB: No”. 7) Finally, determine which one of the following article categories best describes the majority of the article, and write its name at the top of the article. Editorial: Official opinion of newspaper, as documented on editorial page. Thematic: About gun lawsuits, or gun control, gun violence, or firearms in general; the “big picture.” Episodic: Specific incidents or sets of incidents within a larger context; stories about individuals Other: Columnists, letters to the editor, opinion pieces by other writers that do not reflect the official opinion of the newspaper. Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 29 APPENDIX B -- FREQUENCIES Articles Coded Frames Coded Actors Coded Non-Litigation Sample 270 520 10,916 Litigation Sample 437 1,723 21,461 Litigation & NonLitigation Sample 707 2,243* 32,378 * Coders found 129 Articles without discernible frames. Episodic Articles Frames 1,395 62.2% Actors 21,836 67.4% Thematic Articles 352 15.7% 5,725 17.7% Editorial Articles 349 15.6% 3,354 10.4% Other Articles 147 6.6% 1,453 4.5% 100.1% 32,378 100% Totals 2,243 Frames Litigation Non-Litigation Episodic Articles 1,172 68.0% 223 42.9% Thematic Articles 301 17.5% 51 9.8% Editorial Articles 206 12.0% 143 27.5% Other Articles 44 2.6% 103 19.8% Totals 1,723 100.0% 520 100.0% Actors Litigation Non-Litigation 15,844 73.8% 5,991 54.9% 3,641 17.0% 2,084 19.1% 1,705 7.9% 1,651 15.1% 273 1.3% 1,190 10.9% 21,461 100.0% 10,916 100.0% Count Corporate Responsibility Corporate Duplicity or Disclosure Individual/User Responsibility Public Costs Government Responsibility Attorneys’ Fees / Motives Shared Responsibilities (mix of individual and corporate responsibility) Minority Causes / Implications (distinctions based on race, ethnicity, or other demographics) Totals 683 495 345 334 264 79 37 Of All Frames 30.5% 22.1% 15.4% 14.9% 11.8% 3.5% 1.6% Cumulative Percentage 30.5% 52.5% 67.9% 82.8% 94.6% 98.1% 99.7% 6 0.3% 100% 2243* 100.1% * Of 707 articles [437 in the Litigation-Heavy Sample, 270 in the Litigation-Light Sample], 129 [34 in the Litigation-Heavy Sample and 95 in the Litigation-Light Sample] featured no frames that coders could detect. Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 30 APPENDIX C Major Newspapers in Lexis Nexis Lexis Nexis “Major Papers” New York Times Washington Post Boston Globe Atlanta Journal and Constitution San Francisco Chronicle St. Louis Post-Dispatch Chicago Sun-Times [New Orleans] Times-Picayune USA Today Houston Chronicle Cleveland Plain Dealer Pittsburgh Post-Gazette Columbus Dispatch San Diego Union-Tribune [Boston] Christian Science Monitor Buffalo News Tampa Tribune Milwaukee Journal Sentinel Denver Post Seattle Times St. Petersburg Times [New York] Daily News [Minneapolis] Star Tribune Boston Herald [Denver] Rocky Mountain News [Portland] Oregonian Sacramento Bee Omaha World Herald Los Angeles Times San Antonio Express-News Journal of Commerce Count of Frames 467 308 218 204 142 142 113 90 73 72 69 51 41 41 37 33 33 32 31 31 26 24 21 18 16 14 9 6 5 3 2 Totals 2372 Percent of Frames 19.7 13.0 9.2 8.6 6.0 6.0 4.8 3.8 3.1 3.0 2.9 2.2 1.7 1.7 1.6 1.4 1.4 1.3 1.3 1.3 1.1 1.0 0.9 0.8 0.7 0.6 0.4 0.3 0.2 0.1 0.1 100 Cumulative Percent 19.7 32.7 41.9 50.5 56.5 62.4 67.2 71.0 74.1 77.1 80.0 82.2 83.9 85.6 87.2 88.6 90.0 91.3 92.6 93.9 95.0 96.0 96.9 97.7 98.4 98.9 99.3 99.6 99.8 99.9 100.0 100 Litigation, Reputation, and Vilification: How Gun Activists Cannot Lose for Winning William Haltom & Michael McCann Western Political Science Association 2 April 2010 APPENDIX D 31