MICHAEL D. GREENBERG, J.D., PH.D. michaelg@rand.org (412) 683-2300 (x4648) RAND Corporation, 201 North Craig Street, Pittsburgh, PA 15213 EDUCATION: Harvard Law School, Cambridge, Massachusetts. J.D. cum laude, June 1999. Editor, Harvard Journal of Law and Technology. Member & Contributing Writer, Harvard Law & Healthcare Society. Duke University, Durham, North Carolina. Ph.D. in Clinical Psychology, May 1996. Preparing Future Faculty Fellowship Recipient, 1994-1995. Duke University, Durham, North Carolina. M.A. in Psychology, September 1994. Cornell University, Ithaca, New York. A.B. in Psychology, with Distinction in All Subjects, May 1991. Phi Beta Kappa, Phi Kappa Phi, Psi Chi, and Golden Key National Honor Societies; Empire State Scholarship of Excellence. PROFESSIONAL EXPERIENCE: Director, RAND Center for Corporate Ethics & Governance Pittsburgh, Pennsylvania October 2009 – Present Senior Behavioral Scientist, RAND Corporation Pittsburgh, Pennsylvania June 2011 -- Present Senior policy researcher in the RAND Institute for Civil Justice, RAND Health, RAND JIE (Justice, Infrastructure & Environment) and Arroyo Center (Army) business units. Conduct empirical social science, policy analysis, and legal research in connection with projects related to healthcare, civil justice, and/or national security issues. Some examples of studies led or co-led include: (1) a congressionally mandated assessment of purchased care authority and practice within the Veterans Health Administration; (2) empirical investigations of the relationship between patient safety outcomes and malpractice claiming in California, Colorado, and Washington state; (3) roundtable symposium meetings convened on corporate culture, whistleblower issues, and on the roles of boards of directors and of compliance officers in C&E oversight within public companies; (4) an investigation into the relationship between fair value accounting practice and systemic risk to the U.S. economy; (5) an evaluation of risk and civil liability connected with maritime terrorism; (6) an assessment of the performance of, Michael D. Greenberg, Page 1 and policy challenges facing, the Pennsylvania workers’ compensation system; and (7) two studies on personnel stress and cyclical readiness in the Army Reserves and National Guard. Responsibilities at RAND have included leadership in the design and execution of large research studies, and participation in all aspects of the research process, including qualitative and quantitative data collection and analyses, empirical literature reviews, examination of statutory and regulatory materials, and writing for internal and external publication. Also serve as the Director for the RAND Center for Corporate Ethics and Governance. In this role, have primary management oversight in connection with the Center’s slate of research projects and operating budget of ~$600,000 annually. Responsibilities have included providing supervision for individual research projects; reviewing timelines and budgeting for Center projects and operations; recruiting and serving as primary liaison with a Center advisory board, consisting of two dozen executives and non-profit officials drawn from across the U.S.; organizing bi-annual meetings of the Center’s advisory board; and leading business development activities for the Center. In a related capacity, also serve on the management team for the RAND Institute of Civil Justice, a program within the RAND Corporation with approximately $5 - $6 million in revenue annually. Related responsibilities include contributing to all aspects of ICJ oversight, including strategic planning, business development and client management, staff recruiting, and liaison work with RAND central management. Director, RAND Intellectual Property Strategy and Management Pittsburgh, Pennsylvania January 2013 – Present Serve as RAND’s primary manager and point of contact in protecting the intellectual property of RAND and its researchers; conducting business analysis for determining the potential return on investment and value of developing new technologies/tools and methods; and developing and executing related commercialization strategies and negotiations. Additional responsibilities include leading RAND efforts to educate and train staff on IP and commercialization issues; managing RAND’s patents, licenses, and other use agreements; making recommendations to RAND senior leadership on how and when to pursue patent protection for RAND’s intellectual property; and working with RAND’s outside IP counsel. The position also involves coordinating with RAND’s General Counsel, Chief Financial Officer, and business unit heads, in assessing new technology prospects for commercialization and licensing. Professor, Pardee RAND Graduate School Pittsburgh, Pennsylvania 2011 – Present Serve as a faculty member in the public policy graduate school affiliated with the RAND Corporation. Supervise Ph.D. students through individual study, on-the-job training, and dissertation committees. Michael D. Greenberg, Page 2 Member, RAND Human Subjects Protection Committee Pittsburgh, Pennsylvania June 2010 – Present Serve as a member of RAND’s Institutional Review Board (IRB), in screening and approving RAND research on human beings, based on ethical principles outlined in the Belmont Report and under procedures formalized by the federal Common Rule. Responsibilities include review of research protocols and materials submitted by RAND primary investigators; application of relevant federal standards and ethical principles to RAND projects, and analysis of related problems and challenges; and participation in IRB committee meetings and formal approval of RAND research projects under review. Research Director, RAND Center for Corporate Ethics & Governance Pittsburgh, Pennsylvania December 2006 – October 2009 Behavioral Scientist, RAND Corporation Pittsburgh, Pennsylvania June 2005 – June 2011 Associate Behavioral Scientist, RAND Corporation Pittsburgh, Pennsylvania August 2002 – June 2005 Santa Monica, California October 2001 – August 2002 Thomas Lord Distinguished Scholar, RAND Institute for Civil Justice Pittsburgh, Pennsylvania Fiscal Year 2008 Pittsburgh Recruiting Chair, RAND Corporation Pittsburgh, Pennsylvania August 2002 – August 2005 HIPAA Liaison (Human Subjects Protection Committee), RAND Corporation Pittsburgh, Pennsylvania June 2003 – June 2006 Management responsibilities at RAND have also included administrative oversight for the researcher recruiting process in Pittsburgh, during the early years after the Pittsburgh office of the RAND Corporation was established. Also served as a HIPAA Liaison consultant in RAND’s Pittsburgh office, providing initial contact and support to researchers on matters relating to federal privacy regulation. Adjunct Professor, University of Pittsburgh School of Law Pittsburgh, Pennsylvania 2004 – 2010 Adjunct Assistant Professor, University of Pittsburgh School of Medicine Pittsburgh, Pennsylvania December 2006 – Present Have served as an adjunct faculty member at the law and medical schools of the University of Pittsburgh. Taught classes in Food and Drug Law, included as credit toward law school certificate programs in Health Law and in Technology Law. Collaborate with colleagues at the University of Pittsburgh and Western Psychiatric Michael D. Greenberg, Page 3 Institute and Clinic (WPIC), in developing research projects and opportunities of joint interest. Adjunct Professor, Heinz College, Carnegie Mellon University Pittsburgh, Pennsylvania 2009 – 2011 Served as an adjunct faculty member at the school of public policy at Carnegie Mellon University. Taught a class in Health Law and Policy for the Masters in Medical Management program in the school of public policy and management, designed for mid-career physicians who are moving into executive roles within their organizations. Center for Research on Health Care, University of Pittsburgh, Core Faculty Member Pittsburgh, Pennsylvania January 2003 – 2010 Center for Bioethics and Health Law, University of Pittsburgh, Affiliated Faculty Member Pittsburgh, Pennsylvania July 2004 -- Present Have participated as a RAND representative in two multi-disciplinary, collaborative centers for health services research, and for bioethics and health law research, both based at the University of Pittsburgh. Associate Attorney, Ropes & Gray Boston, Massachusetts September 1999 – August 2001; Summer 1998 Associate attorney in the corporate and healthcare departments of Ropes & Gray. Responsibilities included research, writing, and negotiation in connection with a wide range of projects and transactions, including public company mergers & acquisitions, leveraged buy-outs, private equity investments, debt financings, licensing agreements, restricted stock transactions, derivative (repurchase and swap) contracts, and investment advisory agreements. Responsibilities also included regulatory and transactional work related to investment companies under the Investment Company Act of 1940 (“mutual funds”) and to publicly traded companies under the Securities Act of 1933 and the Securities Exchange Act of 1934. Clinical Psychology Intern, Dartmouth Hitchcock Medical Center Lebanon, New Hampshire June 1995 – June 1996 Worked full-time as a supervised clinical psychology intern in all domains of professional psychological practice. Conducted psychotherapy and psychiatric assessment with adult psychiatric inpatients and outpatients, implementing treatment plans for individuals with affective disorders, personality disorders, and substance-use disorders. Additional responsibilities included participation on a multi-disciplinary treatment team (which served to oversee and design all aspects of treatment for shortterm psychiatric inpatients), and teaching/supervising medical students in psychological testing and psychotherapy. Michael D. Greenberg, Page 4 Teaching & Research Assistant, Duke University & Duke University Med. Center (DUMC) Durham, North Carolina September 1991 – September 1995 Worked as a teaching assistant, research assistant and clinician. Teaching responsibilities included teaching and serving as a teaching assistant for several graduate and undergraduate psychology and statistics classes. Research responsibilities included the collection and analysis of data on psychiatric patients, maintenance of a computer database, and writing for academic publication. Clinical responsibilities included psychiatric interviewing and testing through the DUMC Cognitive Behavioral and Personality Diagnostic Laboratories, as well as serving as an individual psychotherapist for outpatients through the Duke Psychology Clinic. PROFESSIONAL LICENSE AND AFFILIATIONS: Admitted to the Bar, Commonwealth of Massachusetts, December 14, 1999 (BBO #643507). Member, American Bar Association (1999-present). Member, American Psychological Association (1996-present). PROFESSIONAL HONORS AND AWARDS: National Association of Corporate Directors D100 Award (Recognizing the most influential people in the U.S. corporate governance community, 2011) RAND Corporation Merit Award Recipient (2011) Thomas Lord Distinguished Scholar, RAND Institute for Civil Justice (2008) SCHOLARLY WORKS IN PROGRESS: Joseph E. Nation & Michael Greenberg. Inventory of Public Pension System Finance and Governance Characteristics: A Summary of Data Across Pension Systems. Manuscript in preparation. Michael D. Greenberg & Anne E. Boustead. Public Nuisance in the United States: A Snapshot of Recent Litigation Trends and Doctrinal Developments. Manuscript in preparation. Michael D. Greenberg, Amelia M. Haviland, Regan Main, & Teague Ruder. Do Better Patient Safety Outcomes Predict Less Malpractice Claiming? Results from California, Colorado, and Washington State. Manuscript in preparation. Michael D. Greenberg, Page 5 SCHOLARLY PUBLICATIONS: Journal Articles and Book Chapters Michael D. Greenberg. How to Succeed in Business by Not Trying so Hard: Ethics and the Prisoner’s Dilemma. 19 CORPORATE FINANCE REVIEW 5 (2015) Daniel Waxman, Michael D. Greenberg, M. Susan Ridgely, Arthur Kellerman & Paul Heaton. The Impact of Malpractice Reform on Emergency Department Care. 371 NEW ENGLAND JOURNAL OF MEDICINE 1518 (2014). Michael D. Greenberg. On Breaking the Log Jam: The How and Why of Corporate Reputation Leadership. 17 CORPORATE FINANCE REVIEW 11 (2012) Michael D. Greenberg & M. Susan Ridgely. On Optimizing DDI Alerts and Liability Under CDS: The Authors Respond. 5 SAINT LOUIS UNIVERSITY JOURNAL OF HEALTH LAW & POLICY 335 (2012). M. Susan Ridgely & Michael D. Greenberg. Too Many Alerts, Too Much Liability: Sorting Through the Maplractice Implications of Drug-Drug Interaction Clinical Decision Support. 5 SAINT LOUIS UNIVERSITY JOURNAL OF HEALTH LAW & POLICY 257 (2012). Michael D. Greenberg. Whistleblowers and Internal Reporting in the Shadow of DoddFrank. 16 CORPORATE FINANCE REVIEW 11 (2012). Lisa Klautzer, Soeren Mattke & Michael D. Greenberg. Can we legally pay people for being good? A review of current federal and state law on wellness program incentives. 49 INQUIRY 268 (2012). Hao Yu, Michael D. Greenberg, Amelia M. Haviland & Donna O. Farley. Multiple Patient Safety Events Within a Single Hospitalization: A National Profile in U.S. Hospitals. 27 AMERICAN JOURNAL OF MEDICAL QUALITY 472 (2012). Michael D. Greenberg. The Whistleblowing Business. 37 NACD DIRECTORSHIP MAGAZINE 30 (2011). Michael D. Greenberg & M. Susan Ridgely. Clinical Decision Support and Malpractice Risk. 306 JOURNAL OF THE AMERICAN MEDICAL ASSOCIATION 90 (2011). Donna C. Boehme & Michael D. Greenberg. Board Oversight Role in the Spotlight: What That Means for CECOs. 8 COMPLIANCE & ETHICS PROFSSIONAL 14 (2011). Michael D. Greenberg & Donna C. Boehme. Boards Have an Important Role As Guardians of Ethics and Compliance. 36 NACD DIRECTORSHIP MAGAZINE 58 (2010/2011). Michael D. Greenberg, Page 6 Michael D. Greenberg. On the Shoulders of Giants: Directors as Pillars of Ethics and Rectitude in the Corporation. 15 CORPORATE FINANCE REVIEW 17 (2010). Donna J. Keyser, Harold A. Pincus, Stephen B. Thomas, Nicholas Castle, Jacob Dembosky, Ray Firth, Michael D. Greenberg, Nancy K. Pollock, Evelyn Reis, Veronica Sansing & Sarah Scholle. Mobilizing a Region to Redesign a Local System of Care: Lessons from a Community-Based Learning Collaborative. 33 FAMILY & COMMUNITY HEALTH JOURNAL 216 (2010). Michael D. Greenberg. The Fault Lies Not in Our Stars, But in Ourselves: Energizing Compliance and Ethics in U.S. Firms. 14 CORPORATE FINANCE REVIEW 5 (2009). Michael D. Greenberg, Yong Kang, & Elizabeth D. Brown. Corporate Governance in China: A Tale of Rapid Change. 13 CORPORATE FINANCE REVIEW 5 (2009). Hao Yu, Michael D. Greenberg, Amelia M. Haviland, & Donna O. Farley. “Canary Measures” Among the AHRQ Patient Safety Indicators. 24 AMERICAN JOURNAL OF MEDICAL QUALITY 265 (2009). Steven Garber, Michael D. Greenberg, Hilary Rhodes, Xiaohui Zhuo, & John Adams. Do Noneconomic Damages Caps and Attorney Fee Limits Reduce Access to Justice for Victims of Medical Negligence? 6 JOURNAL OF EMPIRICAL LEGAL STUDIES 637 (2009). Michael D. Greenberg. Medical Malpractice and New Devices: Defining an Elusive Standard of Care. 19 HEALTH MATRIX: JOURNAL OF LAW-MEDICINE 423 (2009). Michael D. Greenberg, M. Susan Ridgely, & Richard J. Hillestad. Crossed Wires: How Yesterday’s HIPAA Rules May Undercut Tomorrow’s National Health Information Network. 28 HEALTH AFFAIRS 450 (2009). Michael D. Greenberg, Amelia M. Haviland, Hao Yu, & Donna O. Farley. Safety Outcomes in the United States: Trends and Challenges in Measurement. 44 HEALTH SERVICES RESEARCH 739 (2009). Stephanie L. Taylor, M. Susan Ridgely, Michael D. Greenberg, Melanie E.S. Sorbero, Stephanie S. Teleki, Cheryl L. Damberg, & Donna O. Farley. Experiences of AHRQ-Funded Projects That Implemented Practices for Safer Patient Care. 44 HEALTH SERVICES RESEARCH 665 (2009). Michael D. Greenberg & M. Susan Ridgely. Patient Identifiers and the National Health Information Network: Debunking a False Front in the Privacy Wars. 4 J. HEALTH & BIOMEDICAL LAW 31 (2008). Michael D. Greenberg, Page 7 Michael D. Greenberg, Harold A. Pincus, & Frank A. Ghinassi, Of Depression and Treatment Systems: A Multidimensional Overview of Quality Improvement Opportunities in Depression Care. 14 HARVARD REVIEW OF PSYCHIATRY 195 (2006). Michael D. Greenberg, Andrew R. Morral, & Arvind K. Jain, Drink-Driving and DUI Recidivists’ Attitudes and Beliefs: A Longitudinal Analysis. 66 J. STUDIES ON ALCOHOL 640 (2005). Michael D. Greenberg, M. Susan Ridgely, & Douglas Bell, Electronic Prescribing and HIPAA Privacy Regulation, 41 INQUIRY 461 (2004/2005). Michael D. Greenberg, Andrew R. Morral, & Arvind K. Jain, How Can Repeat Drunk Drivers Be Influenced to Change? Analysis of the Association Between Drunk Driving and DUI Recidivists’ Attitudes and Beliefs. 65 J. STUDIES ON ALCOHOL 460 (2004). W. Edward Craighead, Stephen Ilardi, Linda W. Craighead, Michael D. Greenberg, & Akira Miyake, Cognitive Psychology: Basic Theory and Clinical Implications, in PSYCHIATRY (2d Ed.) (Allan Tasman et al. eds., 2003). Michael D. Greenberg, Information, Paternalism, and Rational Decision-Making: The Balance of FDA New Drug Approval, 13 ALBANY L. J. OF SCI. & TECH. 663 (2003). M. Susan Ridgely & Michael D. Greenberg, Pharmacy, Facsimile and Cyberspace: An Examination of Legal Frameworks for Electronic Prescribing, 13 ALBANY L. J. OF SCI. & TECH. 1 (2002). Michael D. Greenberg, AIDS, Experimental Drug Approval, and the FDA New Drug Screening Process, 3 N.Y.U. J. OF LEGIS. AND PUB. POL’Y 295 (2000). Michael D. Greenberg, AIDS, EXPERIMENTAL DRUG APPROVAL, AND THE FDA NEW DRUG SCREENING PROCESS: A LEGAL RESEARCH GUIDE (William S. Hein & Co., Inc., 1999). Michael D. Greenberg, Illinois Supreme Court Upholds State Restrictions on Medical Solicitation, 25 J. L., MED. & ETHICS 221 (1997). Michael D. Greenberg, Treatment Implications of Psychiatric Comorbidity, in FROM PLACEBO TO PANACEA: PUTTING PSYCHIATRIC DRUGS TO THE TEST 57 (Seymour Fisher and Roger P. Greenberg eds., 1997). W. Edward Craighead, Stephen Ilardi, Michael D. Greenberg, & Linda W. Craighead, Cognitive Psychology: Basic Theory and Clinical Implications, in PSYCHIATRY 350 (Allan Tasman et al. eds., 1997). Michael D. Greenberg, Page 8 Michael D. Greenberg, W. Edward Craighead, Donald D. Evans, & Linda W. Craighead, An Investigation of the Effects of Comorbid Axis-II Pathology on Outcome of Inpatient Treatment for Unipolar Depression, 17 J. PSYCHOPATHOLOGY AND BEHAV. ASSESSMENT 305 (1995). Roger P. Greenberg, Robert F. Bornstein, Michael J. Zborowski, Seymour Fisher, & Michael D. Greenberg, A Meta-Analysis of Fluoxetine Outcome in the Treatment of Depression, 182 J. NERVOUS AND MENTAL DISEASE 547 (1994). Roger P. Greenberg, Robert F. Bornstein, Michael D. Greenberg, & Seymour Fisher, A Meta-Analysis of Anti-Depressant Outcome under “Blinder” Conditions, 60 J. CONSULTING AND CLINICAL PSYCHOL. 664 (1992). Roger P. Greenberg, Robert F. Bornstein, Michael D. Greenberg, & Seymour Fisher, As for the Kings: A Reply with Regard to Depression Subtypes and Antidepressant Response, 60 J. CONSULTING AND CLINICAL PSYCHOL. 675 (1992). James C. Hamilton, Jennifer J. Falconer, & Michael D. Greenberg, The Relationship Between Self-Consciousness and Dietary Self-Restraint, 11 J. SOC. AND CLINICAL PSYCHOL. 158 (1992). RAND Books and Reports Note: RAND publications are subject to external, scholarly peer-review. Michael D. Greenberg & Caroline Batka (Eds.). Authorities and Mechanisms for Purchased Care at the Department of Veterans Affairs. Santa Monica, CA: RAND, RR-1165/3-VA. Michael D. Greenberg. Transforming Compliance: Emerging Paradigms for Boards, Management, Compliance Officers, and Government. Santa Monica, CA: RAND, CF-322 (2014). Geoffrey McGovern & Michael D. Greenberg. Who Pays for Justice? Perspectives on State Court System Financing and Governance. Santa Monica, CA: RAND, RR486-ICJ (2014). Geoffrey McGovern & Michael D. Greenberg. Shining a Light on State Campaign Finance: An Evaluation of the Impact of the National Institute on Money in State Politics. Santa Monica, CA: RAND, RR-791-CCEG (2014). Michael D. Greenberg. Culture, Compliance and the C-Suite: How Executives, Boards, and Policymakers Can Better Safeguard Against Misconduct at the Top. Santa Monica, CA: RAND, CF-316-CCEG (2013). Michael D. Greenberg, Page 9 Michael D. Greenberg, Eric Helland, Noreen Clancy, & James N. Dertouzos. Fair Value Accounting, Historical Cost Accounting, and Systemic Risk: Policy Issues and Options for Strengthening Valuation and Reducing Risk. Santa Monica, CA: RAND, RR-370-CCEG (2013). Michael D. Greenberg. Corporate Culture and Ethical Leadership Under the Federal Sentencing Guidelines: What Should Boards, Management, and Policymakers Do Now? Santa Monica, CA: RAND, CF-305-CCEG (2012). Lynn E. Davis, Debra Knopman, Michael D. Greenberg, Laurel E. Miller, & Abby Doll. Choosing a New Organization for Management and Disposition of Used Fuel and Defense High-Level Nuclear Waste. Santa Monica, CA: RAND, MG-1230-DOE (2012). Elvira N. Loredo, Karlyn D. Stanley & Michael D. Greenberg. Anti-Corruption Regulations in Emerging and Expeditionary Markets: New Markets, New Challenges. Santa Monica, CA: RAND, CF-304-CCEG (2012). Michael D. Greenberg & Geoffrey McGovern. An Early Assessment of the Civil Justice System After the Financial Crisis: Something Wicked This Way Comes? Santa Monica, CA: RAND, OP-353-ICJ (2012). Michael D. Greenberg. For Whom the Whistle Blows: Advancing Corporate Compliance and Integrity Efforts in the Era of Dodd-Frank. Santa Monica, CA: RAND, CF290-CCEG (2011). Michael D. Greenberg. Directors as Guardians of Ethics and Compliance in the Corporate Citadel: What the Policy Community Needs to Know. Santa Monica, CA: RAND, CF-277-ICJ (2010). Michael D. Greenberg, Amelia M. Haviland, J. Scott Ashwood, & Regan Main. Is Better Patient Safety Associated with Less Malpractice Activity? Evidence from California. Santa Monica, CA: RAND, TR-824-ICJ (2010). Orla Lynskey, Neil Robinson, & Michael D. Greenberg. E-Discovery and Legal Frameworks governing Privacy and Data Protection in European Countries: Implications. Brussels, Belgium: RAND, TR-929-FTI (2010). Donna O. Farley, M. Susan Ridgely, Peter Mendel, Stephanie S. Teleki, Cheryl L. Damberg, Rebecca Shaw, Michael D. Greenberg, Amelia M. Haviland, Peter Hussey, Jacob W. Dembosky, Hao Yu, Julie A Brown, Chau Pham, & J. Scott Ashwood. Assessing Patient Safety Practices and Outcomes in the U.S. Health Care System. Santa Monica, CA: RAND, TR-725-AHRQ (2009). Michael D. Greenberg, Page 10 Michael D. Greenberg. Perspectives of Chief Ethics and Compliance Officers on the Detection and Prevention of Corporate Misdeeds: What the Policy Community Should Know. Santa Monica, CA: RAND, CF-258-RC (2009). Michael D. Greenberg & Amelia M. Haviland. Issues and Performance in Pennsylvania Workers’ Compensation. Santa Monica, CA: RAND, OP-216-CHSW (2008). David E. Mosher, Beth E. Lachman, Michael D. Greenberg, Tiffany Nichols, Brian Rosen, & Henry H. Willis. Green Warriors: Army Environmental Considerations for Contingency Planning Through Post-Conflict. Sant Monica, CA: RAND, MG632-A (2008). David S. Ortiz, Brian A. Weatherford, Michael D. Greenberg, & Liisa Ecola. Improving the Safety and Security of Freight and Passenger Rail in Pennsylvania. Santa Monica, CA: RAND, TR-615-PLBFC (2008). R. J. Hillestad, James H. Bigelow, Basit Chaudhry, Paul Dreyer, Michael D. Greenberg, Robin Meili, M. Susan Ridgely, Jeff Rothenberg & Roger Taylor. Identity Crisis: An Examination of the Costs and Benefits of a Unique Patient Identifier for the U.S. Health Care System. Santa Monica, CA: RAND, MG-753-HLTH (2008). Donna O. Farley, Cheryl L. Damberg, M. Susan Ridgely, Melony E. Sorbero, Michael D. Greenberg, Amelia M. Haviland, Stephanie S. Teleki, Peter Mendel, Lily Bradley, Jacob W. Dembosky, Allen Fremont, Teryl K. Nuckols, Rebecca Shaw, Susan G. Straus, Stephanie L. Taylor, Hao Yu, & Shannah Tharp-Taylor. Assessment of the AHRQ Patient Safety Initiative: Final Report, Evaluation Report IV. Santa Monica, CA: RAND, TR-563-AHRQ (2008). Donna O. Farley, Cheryl L. Damberg, M. Susan Ridgely, Melony E. Sorbero, Michael D.Greenberg, Amelia Haviland, Robin C. Meili, Stephanie S. Teleki, Lily Bradley, Jacob W. Dembosky, Allen Fremont, Teryl K. Nuckols, Rebecca Shaw, Stephanie L. Taylor, & Hao Yu. Assessment of the AHRQ Patient Safety Initiative: Focus on Implementation and Dissemination, Evaluation Report III (2004-2005). Santa Monica, CA: RAND, TR-508-AHRQ (2007). Donna O. Farley, Cheryl L. Damberg, M. Susan Ridgely, Michael D. Greenberg, Amelia Haviland, Peter Mendel, & Stephanie Teleki. Assessing the Diffusion of Safe Practices in the U.S. Health Care System: An Interim Report to the Agency for Healthcare Research and Quality. Santa Monica, CA: RAND, WR-522-AHRQ (2007). Donna O. Farley, Sally C. Morton, Cheryl L. Damberg, M. Susan Ridgely, Allen Fremont, Michael D. Greenberg, Melony E. Sorbero, Stephanie S. Teleki, & Peter Mendel. Assessment of the AHRQ Patient Safety Initiative: Moving from Research to Practice, Evaluation Report II (2003-2004). Santa Monica, CA: RAND, TR-463AHRQ (2007). Michael D. Greenberg, Page 11 M. Susan Ridgely, John Engberg, Michael D. Greenberg, Susan Turner, Christine D. Martini, & Jacob W. Dembosky. Justice, Treatment, and Cost: An Evaluation of the Fiscal Impact of Allegheny County Mental Health Court. Santa Monica, CA: RAND, TR-439-ISE (2007). Michael D. Greenberg, Peter Chalk, Henry H. Willis, Ivan Khilko, & David S. Ortiz. Maritime Terrorism: Risk and Liability. Santa Monica, CA: RAND, MG-520CTRMP (2006). Harold A. Pincus, M. Audrey Burnam, Jennifer L. Magnabosco, Jacob W. Dembosky, & Michael D. Greenberg. State Efforts to Improve Practice and Policy for Individuals with Co-Occurring Mental and Addictive Disorders. Santa Monica, CA: RAND, WR-344-RWJ (2006). Lisa S. Meredith, Terri L. Tanielian, Michael D. Greenberg, Ana Suarez, & Elizabeth Eiseman. Expanding Access to Mental Health Counselors: Evaluation of the TRICARE Demonstration. Santa Monica, CA: RAND, MG-330-OSD (2005). Lynn E. Davis, J. Michael Polich, William M. Hix, Michael D. Greenberg, Stephen D. Brady, & Ronald E. Sortor. Balancing the Army Force Mix. Santa Monica, CA: RAND, MG-362-A (2005). Robert T. Reville, Seth A. Seabury, Frank Neuhauser, John F. Burton & Michael D. Greenberg. Evaluation of the California Permanent Disability Rating System. Santa Monica, CA: RAND, MG-258-ICJ (2005). Harold A. Pincus, Stephen B. Thomas, Donna J. Keyser, Nicholas G. Castle, Jacob W. Dembosky, Ray Firth, Michael D. Greenberg, Nancy Pollock, Evelyn Reis, Veronica Sansing, & Sarah Scholle. Improving Maternal and Child Healthcare: A Blueprint for Community Action in the Pittsburgh Region. Santa Monica, CA: RAND, MG-225-HE (2005). Harold A. Pincus, M. Audrey Burnam, Jennifer L. Magnabosco, Jacob W. Dembosky, & Michael D. Greenberg. State Activities to Improve Services and Systems of Care for Individuals with Co-Occurring Mental and Addictive Disorders. Santa Monica, CA: RAND, WR-119-CSAT (2005). Donna O. Farley, Sally C. Morton, Cheryl L. Damberg, Allen Fremont, Sandra H. Berry, Michael D. Greenberg, Melony Sorbero, Stephanie S. Teleki, Karen Ricci, & Nancy Pollock. Assessment of the National Patient Safety Initiative: Context and Baseline Evaluation Report 1. Santa Monica, CA: RAND, TR-203-AHRQ (2005). Lynn E. Davis, David E. Mosher, Rick Brennan, Michael D. Greenberg, K. Scott McMahon, & Chad Yost. Army Forces for Homeland Security. Santa Monica, CA: RAND, MG-221-A (2004). Michael D. Greenberg, Page 12 Donna O. Farley, Michael D. Greenberg, Christopher Nelson, & Seth Seabury. Assessment of 24-Hour Care Options for California. Santa Monica, CA: RAND, MG-280-ICJ (2004). Harold A. Pincus, Stephen B. Thomas, Donna J. Keyser, Nicholas G. Castle, Jacob W. Dembosky, Ray Firth, Michael D. Greenberg, Nancy Pollock, Evelyn Reis, Veronica Sansing, & Sarah Scholle. Improving Maternal and Child Healthcare: A Blueprint for Action in Pittsburgh and Allegheny County. Santa Monica, CA: RAND, TR-165-Health (2004). Donna O. Farley, Sally M. Morton, Cheryl Damberg, Allen Fremont, Sandra Berry, Michael D. Greenberg, Melony Sorbero, Stephanie Teleki, Karen Ricci, & Nancy Pollock. Assessment of the National Patient Safety Initiative: Context and Baseline Status. Santa Monica: RAND, WR-131-AHRQ (2004). Cheryl L. Damberg, Liisa Hiatt, Rebecca Nolind, Matthais Schonlau, Kitty Chan, Michael Greenberg, Jennifer Malin, Michael Steinberg, & Elizabeth A. McGlynn. Evaluating the Feasibility of Developing National Outcomes Databases to Assist Patients with Making Treatment Decisions. Santa Monica, CA: RAND, MR-1708AHRQ (2003). Michael A. Stoto, Nicole Lurie, Sarah K. Myers, Michael D. Greenberg, Martin C. Libicki, & Jade V. Henry. Regional Surveillance in the Washington Metropolitan Area: A Feasibility Study. Washington, DC: Metropolitan Washington Council of Governments (2002). Michael D. Greenberg, Page 13 INVITED SPEECHES, SCHOLARLY PRESENTATIONS, AND POLICY BRIEFINGS: Greenberg, M.D. (September, 2015). Transformational Trends in Compliance Policy. Invited presentation at the Annual Compliance and Ethics Institute Conference (SCCE), Las Vegas, NV. Greenberg, M.D. (November, 2014). Compliance 3.0: Advancing Corporate Compliance and Integrity Efforts. Invited presentation at the Legal and Compliance Intensive Workshop (NYSE Governance), New York, NY. Greenberg, M.D. (September, 2014). Hot Off the Presses: RAND 2014 Symposium Report -- Transforming Compliance. Invited presentation at the Annual Compliance and Ethics Institute Conference (SCCE), Chicago, IL. Greenberg M.D. (April, 2014). Ethics, Culture, and Risk: Empowering Management Through the Pursuit of Enlightened Self-Interest. Invited plenary presentation to the 2014 Mutual Fund and Investment Management Conference (ICI), Orlando, FL. Greenberg, M.D. (December, 2013). Reputation, Insurance and Governance: Three Things You Need to Know. Invited CLE Presentation, Duquesne Club, Pittsburgh, PA. Greenberg, M.D. (June, 2013). Recent Research Developments on Medical Professional Liability and Related Government Policies. Invited Presentation to the Board of Trustees of NORCAL Mutual Insurance Company, Monterey, CA. Greenberg, M.D., (May, 2013). Herbicides for Digital Forget-Me-Nots: Managing Corporate Reputational Capital in the Age of Social Media. Invited webinar speaker, Intangible Asset Finance Society, Monthly Briefing Series. Greenberg, M.D. (October, 2012). Moving from Compliance to Deep Embedding of Ethical Cultures. Invited Speaker, Summit on Restoring Trust in Business, Fordham University, New York, NY. Greenberg, M.D. (April, 2012). Accounting Methods and Systemic Risk. Invited Board Briefing, RAND Infrastructure, Safety & Environment, Santa Monica, CA. Greenberg, M.D. (September, 2011). Thoughts on Emerging Issues in Governance, Compliance and Ethics. Invited Presentation to the Alpern Rosenthal CLE Breakfast Series, Pittsburgh, PA. Greenberg, M.D. (April, 2011). Patient Safety and Medical Malpractice: An Analysis of California Data. Invited Presentation to the Tenth Annual Guy Carpenter Professional Liability Networking Forum, Las Vegas, NV. Michael D. Greenberg, Page 14 Greenberg, M.D. (March, 2011). Brave New World: Transformation of Corporate Governance in an Era of Regulatory Reform. Invited Panel Discussion Moderator, Three Rivers Chapter of the National Association of Corporate Directors, Pittsburgh, PA. Greenberg, M.D. (December, 2010). Corporate Governance and Regulation: Issues and Some Thoughts Concerning Venture Capital. Invited Presentation to the Pittsburgh Venture Capital Association, Pittsburgh, PA. Greenberg, M.D. (October, 2010). Patient Safety and Medical Malpractice: An Analysis of California Data. Invited Presentation to the Governing Board of BETA Healthcare Group, San Martin, CA. Greenberg, M.D. & Boehme, D. (September, 2010). Directors as Guardians of Compliance and Ethics: An Overview. Invited Presentation to the Ethics and Compliance Committee of the Association for Corporate Counsel, Boston, MA. Greenberg, M.D. (August, 2010). Patient Safety and Medical Malpractice: An Analysis of California Data. Invited Presentation to the Board of Directors of Physicians Insurance, Napa, CA. Greenberg, M.D. (May 2010). Southwest Litigation Summit. Invited Conference Chairman and Keynote Speaker. Marcus Evans, Phoenix, AZ. Greenberg, M.D. (March 2010). Health Information Technology, Privacy, and Medical Liability Implications. Invited Presentation to the Chief Executive Officer/ Chief Operating Officer Meeting, Physicians Insurance Association of America, Scottsdale, AZ. Greenberg, M.D. (March 2010). Medical Malpractice and Patient Safety in California. Invited Board Briefing, Institute for Civil Justice, Santa Monica, CA. Greenberg, M.D. & Garber, S. (November, 2009). Patterns of Specialization in Medical Malpractice Among Contingency Fee Attorneys. Paper presented at the 4th Annual Conference on Empirical Legal Studies, Los Angeles, CA. Greenberg, M.D. (October, 2009). Patterns of Specialization in Medical Malpractice Among Contingency-Fee Attorneys. Invited Board Briefing, Institute for Civil Justice, Arlington, VA. Greenberg, M.D. (September, 2009). Professional Models for Ethics and Regulation: A New Paradigm for Business Management. Invited Presentation to the Ethics and Compliance Officers Association Interactive Leadership Forum, Chicago, Illinois. Michael D. Greenberg, Page 15 Greenberg, M.D. (August, 2009). Patient Safety and Medical Malpractice: An Analysis of California Data. Invited Presentation to the Board of Governors of The Doctors Company, Napa, California. Greenberg, M. D. (March, 2009). Value Proposition for Privacy in Health Care: Some Insights from the U.S. Experience. Invited Conference Presentation, Ontario Ministry of Health, Toronto, Ontario. Greenberg, M. D. (February, 2009). Organizational Justice and Everything After: How Empirical Research on Ethics and Compliance Can Contribute to Real Solutions in Real Organizations. Invited Conference Presentation, Conference Board Council on Corporate Compliance, New York, NY. Greenberg, M. D. (October, 2008). Patient Safety and Medical Malpractice: An Analysis of California Data. Invited Board Briefing, Institute for Civil Justice, Arlington, VA. Garber, S., Greenberg, M. D., Rhodes H., Zhuo X., & Adams J. (September 2008). Do Noneconomic Damages Caps and Attorney Fee Limits Reduce Access to Justice for Victims of Medical Negligence? Paper presented at the 3rd Annual Conference on Empirical Legal Studies, Ithaca, NY. Greenberg, M. D. (October, 2007). Damage Caps, Attorney Fee Limits, and Access to Justice for Medical Malpractice Victims. Invited Board Briefing, Institute for Civil Justice, Arlington, VA. Greenberg, M. D. (October, 2007). Mass Litigation in the United States: Early Conceptual Developments. Invited Board Briefing, Institute for Civil Justice, Arlington, VA. Greenberg, M. D. (March, 2007). RC Personnel Readiness Under ARFORGEN. Invited Conference Presentation, Senior Defense Analysts’ Review Conference (hosted by the RAND Arroyo Center), Arlington, VA. Greenberg, M. D. (July, 2006). What are the Civil Liability Implications of Maritime Terrorist Attacks? Invited Board Briefing, Center for Terrorism Risk Management Policy, Arlington, VA. Greenberg, M. D. (September, 2005). Privacy of Health Information: HIPAA and Beyond. Symposium presentation at the 65th Annual Conference of the American Medical Writers Association, Pittsburgh, PA. Neuhauser, F., Reville, R., Bhattacharya, J., Martin, C., & Greenberg, M. D. (October, 2002). Measuring the Impact of Occupational Disability: Psychiatric and Chronic Impairments. Symposium presentation at the Annual Meeting of the Workers’ Compensation Research Group, Cambridge, MA. Michael D. Greenberg, Page 16 Greenberg, M. D. (November, 1995). Effects of Comorbid Axis-II Pathology on Outcome of Inpatient Treatment for Unipolar Depression. Symposium presentation at the 29th Annual Meeting of the Association for the Advancement of Behavior Therapy, Washington, DC. Greenberg, M. D. (August, 1993). Issues in the Integration of Science and Practice in the Treatment of Depression. Invited panel participant at the 101st Annual Meeting of the American Psychological Association, Toronto, Canada. Hamilton, J. C., Rooks, S. L., Maloney, K. F., & Greenberg M. D. (November, 1990). Preliminary Support for a Self-Awareness Reduction Model of Non-Nutritive Eating. Paper presented to the 24th Annual Meeting of the Association for the Advancement of Behavior Therapy, San Francisco, CA. Michael D. Greenberg, Page 17 SELECTED PROJECT LEADERSHIP ROLES AND FUNDING COMMITMENTS: Project Title: Project Role: Dates: Funder: Amount: Project Title: Project Role: Dates: Funder: Amount: Project Title: Project Role: Dates: Funder: Amount: VACAA Congressionally Mandated Assessment C – Authorities And Mechanisms Supporting VA Purchased Care Initiatives Primary Investigator October 2014 – July 2015 MITRE Corporation (Subcontracted from the Department of Veterans Affairs) $2.1M Problems in Public Pension Fund Governance: An Inventory of Structures, Practices, Processes and Standards Across States Co-Primary Investigator September 2012 – May 2013 Arnold, Pew, and Smith Richardson Foundations $150,000 Patient Safety and Medical Malpractice Study Phase II: California, Washington, and Colorado Primary Investigator October 2011 – May 2013 Consortium of private-sector and non-profit funders (including The Doctors’ Company, CAP-MPT, Norcal, COPIC, Physicians Insurance, and Guy Carpenter) $250,000 Project Title: Project Role: Dates: Funder: Amount: Systemic Risk and Fair Value Accounting Primary Investigator July 2010 – July 2012 Goldman Sachs Global Markets Institute $525,000 Project Title: Project Role: Dates: Funder: Amount: Evaluation of AHRQ Patient Safety and Medical Liability Portfolio Co-Primary Investigator, RAND subcontract January 2010 – January 2014 U.S. Agency for Healthcare Research and Quality $420,000 Project Title: Project Role: Dates: Funder: Amount: Corporate Ethics and Governance Market Research Primary Investigator October 2008 – October 2009 RAND Center for Corporate Ethics and Governance $125,700 Michael D. Greenberg, Page 18 Project Title: Project Role: Dates: Funder: Amount: Patient Safety and Medical Malpractice in California Primary Investigator October 2007 – May 2010 Consortium of private-sector and non-profit funders (including The Doctors’ Company, CAP-MPT, Californians’ Allied for Patient Protection, and the California Hospital Association) $325,000 Project Title: Project Role: Dates: Funder: Amount: RC Unit Manning Strategy and Force Retention Primary Investigator October 2006 – September 2007 Arroyo Center FFRDC (U.S. Army) $450,000 Project Title: Project Role: Dates: Funder: Amount: Issues and Options in Pennsylvania Workers’ Compensation Primary Investigator August 2006 – May 2007 Pennsylvania Department of Labor & Industry $198,200 Project Title: Project Role: Dates: Funder: Amount: Access to Reserve Component Soldiers for Deployment Co-Primary Investigator October 2005 – September 2006 Arroyo Center FFRDC (U.S. Army) $389,900 Project Title: Project Role: Dates: Funder: Amount: Maritime Terrorism: Risk and Liability Primary Investigator February 2005 – September 2006 Center for Terrorism Risk Management Policy $295,700 Project Title: Project Role: Dates: Funder: Amount: Medical Malpractice “Reform” and Access to Justice Co-Primary Investigator October 2004 – September 2006 Institute for Civil Justice $259,500 Michael D. Greenberg, Page 19