Athena SWAN Silver Department award renewal application Name of institution: UCL Date of application: April 2013 Department : Division of Psychology and Language Sciences Contact for application: Dr Anna Cox Email: anna.cox@ucl.ac.uk Telephone: 020 7679 0687 Departmental website address: http://www.ucl.ac.uk/psychlangsci/ Date of previous award: Bronze Award for Psychology Department March 2006 & Silver Award for Division of Psychology and Language Sciences August 2009 Date of university Bronze and/or Silver SWAN award: Bronze Award for UCL April 2013 Level of award applied for: Silver award renewal Athena SWAN Silver Department award renewals recognise that in addition to university-wide policies the department has made progress in promoting gender equality and addressing challenges particular to the discipline. It is expected that after three years Athena SWAN Bronze Department award holders should be at the stage to make a new application for a Silver Department award. However, in exceptional circumstances a Bronze Department renewal award submission can be made. Not all institutions use the term ‘department’ and there are many equivalent academic groupings with different names, sizes and compositions. The definition of a ‘department’ for SWAN purposes can be found on the Athena SWAN website. Where the department unit that made the original application has changed, it is up to the new unit for submission to decide whether a renewal application is appropriate or whether a new award application should be made. If in doubt, contact the Athena SWAN Charter Coordinator well in advance to check eligibility. It is essential that the contact person for the application is based in the department. At the end of each section state the number of words used. Click here for additional guidance on completing this template. TABLE OF CONTENTS 1. 2. 3. 4. 5. Letter of endorsement from the head of UCL’s Psychology and Language Sciences Table of abbreviations Submission document The action plan Previous updated action plan 1 1. Letter of endorsement from the Head of Department – maximum 500 words An accompanying letter of endorsement from the Head of Department should explain how the SWAN action plan and activities in the department have and will in future contribute to the overall department strategy and academic mission. The letter is an opportunity for the Head of Department to confirm their support for the renewal application and to endorse and commend any women and SET activities that have made a significant contribution to the achievement of the departmental mission. 2 LONDON’S GLOBAL UNIVERSITY UCL DIVISION OF PSYCHOLOGY & LANGUAGE SCIENCES Ms Sarah Dickinson Senior Policy Advisor (Athena SWAN) 28 April 2013 Dear Ms Dickinson, The UCL Division of Psychology and Language Sciences comprises nearly 300 staff and 1600 students, and the majority in both groups are female, hence attention to gender equality is of immense importance to us to ensure a productive workplace culture and achievement of our major strategic goals in relation to research and teaching. We were an early recipient (in 2006) of a Bronze award and this together with our 2009 Silver award provided significant impetus to these efforts. Although UCL Psychology has changed considerably during the subsequent years (enlarging into a Division in 2008), I have continued to be Head throughout this period. It is my firm belief that this continuity has permitted us to maintain and enhance our commitment to gender equality and to ensure steady focus on our previous Action Plans. My membership of our self-assessment team, and of the Division’s Academic Careers and Development Committee (ACDC) which oversees it, sends a clear signal to staff that we value the principles embodied in the Athena SWAN Charter. A particular success – highlighted in our 2009 Action Plan – was to address the bias in our staff appointment process whereby the proportion of females dropped between application and interview, and between interview and appointment. Data from the most recent years demonstrate that we have been quite successful in fulfilling this commitment, although we recognize that it is an issue we need to keep under close scrutiny. In 2011-12, for instance, 70% of applicants and 65% of appointees were female, which represents a near two-thirds reduction in the ‘bias gap’. A contributing factor has been the policy of requiring recruitment panels to include female members. UCL has recently upgraded this to a formal requirement that 25% of members be female, while our own most recent figures show that we attain 50% female membership. In the past 3 years (2009-12) 40 members of academic staff have been promoted, 19 males and 21 females. These numbers are almost in line with the proportion of 3 females amongst our academic staff (55%) indicating considerable success in achieving equality in the promotions process. We employ a sophisticated online workload monitoring system both to collect comprehensive data about teaching, administrative, enabling, and research activities and their distribution across staff, and to inform decisions by the Head of Division and other senior managers regarding workload allocation. The results of the annual assessment are published internally, permitting staff to compare their workloads with those of their peers. The system has been very effective in eliminating gender bias – figures from 2011-12, for example, reveal no gender differences. The ACDC will play an important role in the next period in ensuring that the aims and values of Athena SWAN continue to be embedded in Divisional decision making. A particular focus will be on enhancing our mentoring arrangements for younger staff. Yours sincerely, David Shanks Professor of Psychology Head of Division 4 Table of abbreviations SAT Self Assessment Team PALS Division of Psychology and Language Sciences ECR Early Career Researchers (PhD students, PDRAs, Lecturers) PDRA Post-Doctoral Research Associate ACDC Academic Careers & Development Committee HORD Head of Research Department PGR Post Graduate Research Students PGT Post Graduate Taught Students CEHP Clinical, Educational, and Health Psychology CPB Cognitive, Perceptual and Brain Sciences DevSci Developmental Science ICN Institute of Cognitive Neuroscience L&C Language & Communication Ling Linguistics SHaPS Speech, Hearing and Phonetic Sciences UCLIC UCL Interaction Centre 5 2. The self-assessment process – maximum 1000 words Describe the Self-Assessment Process. This should include: a) A description of the self assessment team: members’ roles (both within the department and as part of the team) and their experiences of worklife balance, parental leave, flexible working etc; The SAT consists of 10 members of PALS, includes men and women, a variety of nationalities, ages, and experiences of parenthood (currently from babies to adult): Anna Cox (Senior Lecturer and Deputy Director of UCLIC) chairs the SAT. She and her partner (also an academic) have two children and both work full-time. She is an active member of the UCL 50:50 equality group, and has contributed to both the UCL and Computer Science SATs in 2012 and the PALS SAT in 2009. She leads an EPSRC funded project exploring the impacts of technology on work-life balance. As the child of two academics, including a former Dean of Women at University College, University of Toronto, Zoë Belk (first-year MPhil/PhD student in Linguistics) has long been interested in the challenges facing women in academia. Andrew Faulkner (Reader and HORD of SHaPS) started work at UCL in 1988 a few months before the birth of the younger of two daughters. His partner also has a full-time academic career at the Open University. He contributed to the previous PALS SWAN application and to the 2012 UCLwide SWAN Bronze application. Cristina Gardini is the PaLS Human Resources Team Manager. She is also the Divisional Equal Opportunity Liaision Officer and a UCL trained Coach. She is currently piloting an AUA awarded Mentoring scheme for administrative staff. UCL’s flexible working policies permit her to combine being a mother, and working part-time whilst studying. Kate Jeffery (Professor of Behavioural Neuroscience and HORD of CPB) is the founding director of the Institute of Behavioural Neuroscience. She has three children and has worked full-time throughout her career, taking advantage of UCL’s flexible working arrangements She co-led (with Jan Atkinson) the SAT team for the 2009 SWAN Award and has an on-going interest in advancing female careers via mentoring, the new ACDC and various ad hoc activities including social networking and a recent panel discussion at the Royal Society (http://bit.ly/RwUr8p). Jiri Kaspar (PhD student in Linguistics) is one of the Student Academic Representatives for his department where his role has been to represent views and concerns of doctoral students. Andrea Santi (Lecturer in Linguistics since 2012) and her partner, also an 6 academic, work full-time and have a young son. A flexible work schedule enables her to balance child-care responsibilities with full-time work, especially with both extended families being abroad. David Shanks is Head of PALS and a Professor of Psychology with research interests in learning, memory, and decision making. He works fulltime and is a single parent with three children, two of whom were born since he joined UCL. During 10 years as head of department he has introduced numerous equality-related policies and been involved in the recruitment of many female staff at all levels of seniority. Katrina Scior (Senior Lecturer and Academic Director of UCL's Doctorate in Clinical Psychology) has had two children since joining UCL in 1999, and currently has a 0.8 fte appointment. She has been involved in efforts to increase access to clinical psychology training and has researched potential selection biases in relation to gender and ethnicity within the profession of clinical psychology. She contributed to the Division's previous SWAN application. Her research focuses on intellectual disability and literacy among different cultural and religious groups and stigma and discrimination directed at people with intellectual disabilities. Jyrki Tuomainen (Senior Lecturer in SHaPS) joined UCL in 2005 and has been responsible for coordinating statistics modules for two undergraduate courses. He is a father of four grown-up children who all live in Finland. Additional contributions were made by Klaus Abels, Janette Atkinson, Sam Green, Celia Morgan, Andrew Nevins, Kriszta Szendroi, Anita Wagner, and Amanda Williams. Sarah Guise, Fiona McClement, and Harriet Jones served as HR consultants. b) an account of the self assessment process, with reference to year-onyear activities since the original Department award application, details of the self assessment team meetings, including any consultation with staff or individuals inside or outside of the university, and how these have fed into the submission; The PALS Athena SWAN SAT has met approximately once per term since being founded in 2008. In past twelve months activity has intensified to the point where we have been having monthly meetings to discuss progress. The members of the SAT have changed due to alterations in the personal and professional responsibilities of individuals over time. We received our original Silver award in 2009. In autumn 2012 we requested, and were granted, an extension to the deadline for application for renewal of our Silver Award. In addition to completing the actions in our plan we have conducted a number of additional activities such as a maternity and parental survey and interviews 7 with members of staff about their perceptions of attitudes towards flexible working with the division. Progress on our actions has been reported at the Divisional Staff Meeting alongside other committees. We recognise that consistent engagement with the Athena SWAN agenda is important for progress in advancing the careers of women and have therefore taken important steps to further integrate the Athena SWAN process into Divisional decision-making via the creation of a new committee, the ACDC (section 2c). [Action 2.1] SAT members have contributed to SAT meetings in other departments and at University level, have attended Going For Silver training and have discussed our progress and plans with Prof Teresa McCormack from Queens University Belfast. c) Plans for the future of the self assessment team, such as how often the team will continue to meet, any reporting mechanisms and in particular how the self assessment team intends to monitor implementation of the action plan. From April 2013, the SAT will continue as a formal Divisional committee, the ACDC, and will 1. maintain a formal timetable for meetings (once per term) 2. have a formal reporting structure: it will publish minutes on our intranet alongside other key committees and give a termly report on progress to the Divisional staff meeting 3. have responsibility for future Athena SWAN applications, 4. monitor progress on implementation of the action plan 5. consider the types of data presented in this application, split by gender, on an annual basis 6. have oversight of all the policies and practices related to staff and students, ensuring that new and existing policies are effectively implemented and monitored 7. have a wider role in terms of organizing mentoring, overseeing workload distribution and promotion progress 8. consider and respond to issues raised in the staff survey 9. organise events that raise the profile of the Athena SWAN agenda e.g., the Women’s Champion Celebration Lecture (1000 words) 8 2. A picture of the department – maximum 2000 words a) Provide a pen-picture of the department to set the context for the application, outlining in particular any significant changes since the original award. PALS was formed in 2008 by the merging of 3 existing departments. We currently have approximately 286 staff, about 55% of whom are female (160). We have 639 undergraduate students (81% female), 570 PGT students (76% female), and 408 PGR students (75% female). The Division brings together researchers in a range of disciplines such as cognition, neuroscience, linguistics, education, communication, medicine, health, phonetics, and development to understand both basic and applied problems. PALS is divided amongst 8 Research Departments: Clinical, Educational, and Health Psychology Cognitive, Perceptual and Brain Sciences Developmental Science Institute of Cognitive Neuroscience Language & Communication Linguistics Speech, Hearing and Phonetic Sciences UCL Interaction Centre Over the past 4 years we have worked hard to address differences in practice across the different departments in order to create a unified Divisional culture. This process has been facilitated by regular meetings of the Divisional level committees with responsibility for management of teaching, research, administration, IT, etc, and termly staff meetings. b) Provide data and a short analysis for at least the last five years (where possible with clearly labelled graphical illustrations) on the following, commenting on changes and progress made against the original action plan and application, and initiatives intended for the action plan going forward. Student data (i) Access and foundation male and female numbers None (ii) Undergraduate male and female numbers PALS offers three undergraduate degree courses: BSc Psychology, BSc Psychology & Language Sciences, and BA Linguistics. Due to the very small numbers of part-time students (e.g. only one on the BSc Psychology 9 degree), the following numbers include both full- and part-time students. Over the last five years, females have outnumbered males by an average of about 5:1 which is consistent with the national picture for Psychology (~81% female). In our 2009 SWAN application we noted that “occupational feminization” is ultimately detrimental to women as, historically, work that is mainly performed by women has been undervalued. In addition, the imbalance in the numbers of males and females on our courses raises general equalities issues. We therefore explored the evidence surrounding occupational feminization and its effects on female career structures, status and pay [2009Action1]. As a result of that review, we implemented another action: to reduce the ratio of females to males on our courses [2009Action1a]. In line with that action, this ratio has been falling (from 5.81 females for every male in 2007/08, to 5.42:1 in 2009/10 and to 4.1 by 2011/12). In 2011 BSc Psychology changed its admission criteria to one, but preferably 2, science subjects at A-level (biology, chemistry, physics, maths and psychology), which further tends to encourage male students. The proportion of males in first year undergraduate degrees within PALS has significantly (χ2(4)=11.34, p=0.023) increased from the year 2007/2008 to 2011/2012 from 0.15 to 0.20. As the two graphs below indicate, males and females appear to have similar levels of attainment, with on average 31% of (approx. 535) female students and 29% of (approx. 112) male students obtaining a first class degree. 10 As a result of the previous action plan we have been collecting exit data from our undergraduate students [2009Action6]. Ongoing analysis of this data set is required in order to monitor whether different proportions of males and females choose academic and clinical (or other) careers. [Action 3.4] (iii) Postgraduate male and female numbers on and completing taught courses. PALS offers over 20 taught Masters programmes. There are still significantly more PGT females than males, but the imbalance is less than at undergraduate level. This is indicative of a leaky pipeline from undergraduate to postgraduate level, which we address in section iv below, and in Action 3.1. 11 Across the last six years, the ratio of females to males has been rising (from 2.55 females for every male in 2007/08, to 3.2 by 2012/13) with both male and female student numbers increasing since 2007/08. The data below demonstrate that similar proportions of male and female students successfully complete taught postgraduate degrees. The figure shows the percentage of students who started in each academic year who have completed to date. The lower percentage of those from the 2011/12 cohort who have completed is explained by those studying part-time across 12+ months. 12 (iv) Postgraduate male and female numbers on research degrees and completion times PALS offers five professional doctoral courses in addition to opportunities for research degrees leading to a PhD award. Females continue to outnumber males at the PGR level. In 2007/08 there were 4.25 female research students to every male. This number peaked in 2008/09 at 5.81:1 but has been declining since. In 2011/2012, there were 3.33 female PGR students to every male. Again this is lower than the ratio at undergraduate level. PGR numbers have increased over recent years, but male student numbers have increased more rapidly than female numbers, accounting for the declining female to male student ratio. One cause of this appears to be the recruitment process which we discuss below. Neither the proportion of students completing their doctorate, nor the length of time taken to submission differs between the genders. 13 We have completed a survey of the destinations of PhD students who have left (from 2007-2012). Of a total of 96 PhD graduates in this time period, 64% were female (61 females and 35 males). We were able to obtain data for all but 4 of these students. Following their PhD, 83% of males and 64% of females were successful in gaining academic positions (postdoctoral researchers or university lecturers). In addition, 10% of females and 3% of males are employed in clinical positions. A further 11% of males and 7% of females work within other employment. 14 Our data suggest that there is a trend towards a gender difference in exit destinations of our PhD students (p=0.08). If this is a national (or even international) trend then it may explain some of our under-recruitment of female staff at Lecturer level, as female PhD students are more likely to enter clinical practice than male students, with the converse being the case for academic (postdoctoral and lecturer) positions. Our previous self-assessment suggested that there was a fall-off of females at the transition from post-graduate taught to post-graduate research level. We hypothesised that one contributing factor may be that females find the prospect of an academic career less appealing than males and so we instituted an action to address this by providing more support for PhD students via an ECR forum. The ECR forum was seen as largely successful. However, when one organiser left and the other took maternity leave, no volunteers were found to continue organising the forum. This coincided with the creation of the UCL Neuroscience ECR Forum which we viewed as being a good alternative. Our ECRs have been encouraged to attend but some feel that the content is not always relevant and that the title of the forum suggests that it is not relevant to those not working directly in Neuroscience. We will survey ECRs to determine whether there is support to re-establish the PALS ECR forum [Action 4.4] As shown below, an assessment of our current student pipeline shows a gradual decline of women from undergraduate to PGT and PGR levels. 15 We will take action to encourage confidence and take-up of academic careers by creating materials for workshops on academic careers to be embedded within all taught programmes, including undergraduate programmes [Action 3.1]. 16 (v) Ratio of course applications to offers and acceptances by gender for undergraduate, postgraduate taught and postgraduate research degrees. The figure below shows data from the undergraduate recruitment process, averaged across 6 years from 2007/08 to 2012/13. Females made up 80.3% of the applicants, received 82.4% of the offers made, and accepted 82.3% of the places. The figure below shows data from the PGT recruitment process, averaged across the same period. Females made up 78.13% of the applicants, received 73.3% of the offers made, and accepted 73.5% of the places. 17 These data suggest that females are somewhat less likely to be made an offer for PGT courses compared to males. The figure below shows data from the PGR recruitment process, averaged across the same period. Females made up 80.5% of the applicants, received 72.5% of the offers made, and accepted 74.5% of the places. These data suggest that females are less likely to be made an offer compared to males, and that this trend may be somewhat more pronounced for the offer stage at post-graduate research programme level than for post-graduate taught programmes. In particular, this translates to a higher proportion of male PGR students than one might expect, given the percentage of males in the applicant pool. This could account for the drop in the ratio of females to males from PGT to PGR level. 18 Whilst the percentage of female applicants has remained fairly stable over the past 6 years at around 80%, the percentage of offers made to females has been lower, at around 70% in recent years. Note - the 2008/09 PGR applications figures are much lower than previous and subsequent years. This is likely to be a systematic problem on the data held on the UCL Student database and may have been caused by the restructuring of the Division that occurred in that year. These data suggest that the recruitment process may be a contributing factor to the lower number of female PGRs than might otherwise be expected. In order to address this under recruitment of female PGRs we will investigate whether females tend to apply disproportionately for more selective programmes, whether the issue is with a particular doctoral programme (e.g. PhD student recruitment or on one of the professional doctoral programmes), or exists more generally across the board. We will also investigate whether changes in recruitment of PhD students into specific areas such as Cognitive Neuroscience, which tend to be more popular with male students, may play a role [Actions 3.2a and 3.2b]. Staff data 19 (vi) Female:male ratio of academic staff and research staff The Division of Psychology and Language Sciences was restructured in 2008 and therefore we only have four years of data that includes staff in the current Division. The data included in our previous submission are not comparable. Females outnumber males at PDRA and Lecturer levels, while males outnumber females at Senior Lecturer, Reader and Professor levels. This is indicative of a leaky pipeline across the academic grades. The ratio of females to males has stayed relatively stable within each of the five grades over the 4 years, and the average ratio of females to males is indicated in the figure below. The ratio of females to males in 2012 is indicated in the graph below. It is clear from the graph above that there is a large fall-off from Lecturer to Senior Lecturer, and again from Senior Lecturer to Reader. 63% of those at 20 Lecturer or equivalent are women and this falls to 47% at Senior Lecturer or equivalent. One possible explanation for the fall off from Lecturer to Senior Lecturer is that the 87 members of staff currently at Lecturer level or equivalent include 29 teaching fellows. Nineteen of these staff are on funding-limited contracts and are either combining a part-time teaching role with a clinical role elsewhere, or are actively seeking post-doctoral or full faculty positions. In both cases, it is likely that these staff members do not remain in the Division long enough to progress to a more senior position. We will investigate whether these members of staff have a slower than expected progression of their academic careers [Action 3.3]. Removing the teaching fellows from the data set suggests that there is still a 10% drop from Lecturer (58%) to Senior Lecturer (47%) and therefore does not completely explain the fall-off. A thorough analysis of data on workload (specifically teaching and administrative load) and research productivity (the primary criterion for promotion) [2009Action2] suggests that it is unlikely that lower levels of productivity for women is the cause of the drop-off. As discussed in the sections below, we have found no evidence of biases in recruitment and promotion processes. Actions to address this are discussed in the following sections. Currently, only 27% of Readers are female. Just two years ago the ratio was 50:50 demonstrating that the ratio can change dramatically year on year due to the small numbers of staff at this level, On average, across the past four years, female staff have made up 37% of Readers and 40% of Professors. There is no drop-off at this transition suggesting that those who make it to Reader are subsequently promoted to Professor. 21 (vii) Turnover by grade and gender Levels of turnover are very low, particularly at more senior grades. In the past four years 29 females and 24 males have left the Division. Raw numbers of staff leaving Female 2009 Male 2010 2011 2012 Total Professor 0 Reader 0 Senior Lecturer 2009 2010 2011 2012 1 Total 1 0 1 1 1 1 2 Lecturer 1 1 4 4 10 1 4 1 1 7 PDRA 2 6 4 6 18 2 4 4 4 14 [1997 words] 22 Supporting and advancing women’s careers – maximum 5000 words Please provide a report covering the following sections 4 – 7. Within each section provide data and a short analysis for at least the last three years (including clearly labelled graphical illustrations where possible) on the data sets listed, commenting on changes and progress made since the original application, and including details of successes and where actions have not worked and planned initiatives going forward. Please also attach the action plan from your last application with an additional column indicating the level of progress achieved (e.g. zero, limited, excellent, completed). 4. Key career transition points (i) Job application and success rates by gender and grade During 2009-2012, 173 people were appointed to roles across the PDRA, Lecturer, Senior Lecturer/Reader, and Professor levels. There were a higher number of female applicants in all years (72.5% of applicants) as expected. Recruitment of academic staff 2009-10 2010-11 2011-12 Male Female total Male Female total Male Female total Applicant 594 1654 2248 297 805 1102 428 1007 1435 Interview 49 73 122 40 83 123 56 89 145 Appointed 37 46 83 13 25 38 18 34 52 23 As reported in our 2009 application, statistical analysis of recruitment data from 2006-07, 2007-08 and 2008-09 identified that fewer females were being appointed than would be expected given the numbers applying and being interviewed. The imbalance identified had declined steadily over the previous three years. Analysis of recruitment data for 2009 to 2012 [2009Action3] demonstrates considerable success in reducing this bias still further. The graph above shows that in 2009-10 female applicants were not being appointed at the rate that one would have expected given the number of applicants. In contrast, statistical analysis of the data from 2010-11 and 2011-12 demonstrates that there is no significant evidence of a marked gender imbalance in numbers of women interviewed or appointed. We attribute this success to our policy of requiring recruitment panels to include female members. It is possible that these data hide a gender bias to recruit male members of staff at more senior levels. We will explore these data in more detail in order to identify whether this is the case [Action 4.1c]. However, we have collected anecdotes of low and zero numbers of female applicants for some posts. We recognise that this is a serious problem which we hope to address by monitoring the recruitment of women in the Division. The ACDC will require Research Departments to collect and return data on the gender split of applicant pools, shortlists, and appointments. Panels will be required to justify why shortlists deviate from the gender split of the applicant pool [Action 4.1a]. 24 (ii) Applications for promotion and success rates by gender and grade Our promotions process relies on staff to self-nominate for promotion in response to a communication from HR asking all staff to consider whether they are candidates for promotion. In order to increase the numbers of female staff considering promotion we have amended the Divisional guidelines for appraisers in the formal Staff Appraisal process to encourage them to specifically consider whether appraisees are near the top of their scale and to incentivise progression for those who might not otherwise seek it. We now expect discussion about promotion to be a part of all appraisal meetings (including for professorial staff, for whom a UCL pay banding system applies) and will be monitoring that this occurs as part of Action 5.2. Approximately 10% of Lecturers, Senior Lecturers, and Readers in the Division are promoted each year. The figure below demonstrates that, although there is a small amount of variance year on year, approximately equal numbers of males (19) and females (21) have been successfully promoted over the last three years. Given that female staff make up approximately 55% of staff at these levels, these numbers suggest that male and female staff are equally likely to be promoted. Statistical analysis shows no gender difference across all three years or within each year. This conclusion is supported by our analysis that demonstrated that there are no statistically significant differences between males and females in the Division in terms of number of publications, number of citations, h-index, current grant value, or cumulative grant values [2009Action6]. (iii) Impact of activities to support the recruitment of staff – how the department’s recruitment processes ensure that female candidates are attracted to apply, and how the department ensures its short listing, selection processes and criteria comply with the university’s equal opportunities policies 25 Attracting female candidates: We include details about family–friendly policies on both our recruitment adverts and our website, where the Athena SWAN logo is prominently displayed. We will be creating a template for future recruitment advertisements to support Research Departments in creating advertisements that do not use language that may be more appealing to men than to women [Action 4.2]. Ensuring compliance with university’s equal opportunities policy: we believe the policy of requiring recruitment panels to include female members (recently upgraded to a formal requirement that 25% of members be female) has contributed to the reversal of the gender imbalance in numbers of women interviewed or appointed, as outlined in section 4(i). We have conducted an analysis of the gender split of interview panels. It would appear that we have missing data for calendar year 2009 and 2010 as only very small numbers have been recorded. The data for 2012 only currently includes panels that were held between January and May 2012. The graph above shows that in 2011 40% of panel members were female, and that in the first 5 months of 2012, 50% of members were female. We will ensure that these data are recorded more comprehensively in future [Action 4.1b] and reviewed annually. Representatives from all Research Departments in the Division attended an unconscious bias workshop in 2012. Feedback on the workshop suggested that it was useful but issues existed in terms of the way in which the workshop was delivered. This has been fed back to the organisers and will help the planning of future workshops. (iv) Impact of activities to support staff at key career transition points – interventions, programmes and activities that support women at the 26 crucial stages, such as personal development training, opportunities for networking, mentoring programmes and leadership training. The key transition point at which gender ratios begin to change unfavourably is from Lecturer to Senior Lecturer, through to Reader. Support for those at lecturer level As discussed in Section 2, we will survey ECRs in order to evaluate whether there is a desire to re-establish the PALS ECR forum [Action4.4]. The Neuroscience ECR forum organised and publicised a number of workshops on grant-writing and writing research papers. Our staff survey demonstrates that these have been received positively by many PALS staff. In order to ensure that all Lecturers attend such events, we will make it a requirement of probation that members of staff at Lecturer level attend these (or similar) workshops. [Action 4.3a] We have a policy of annual teaching peer observation whereby staff can request any other member of staff to conduct that observation. In addition, in order to provide support and mentoring for all aspects of the job of probationary lecturing staff, we will ensure that individuals are allocated a teaching partner. The teaching partners will observe each other’s teaching and provide a report about teaching aims, feedback on good practice and any improvements that could be made. [Action 4.3b] In response to our 2009 action plan, we piloted a mentoring scheme that attracted 14 female mentees and 11 mentors (male and female). We conducted a survey to evaluate the scheme in autumn 2010, and again in summer 2011. Feedback on the scheme was positive and we are therefore expanding the Divisional mentoring scheme to make it more widely available. The expansion of the scheme will be launched in December 2013. Female lecturers will be strongly encouraged to take advantage of the scheme. [Action 4.3c] Additional support for those at senior lecturer level On promotion to Senior Lecturer, women will be encouraged to attend the Springboard Women's Development Programme. This will be included in the guidance to appraisers. [Action 4.4a] Any Senior Lecturers who have not already done so will be strongly encouraged to take advantage of the Divisional mentoring scheme. [Action 4.4b] 5. Career development (i) Impact of activities to support promotion and career development – appraisal, career development process, promotion criteria. Performance at all levels is appraised on a biennial basis as part of the obligatory UCL Staff Appraisal process which is a confidential face-to-face 27 meeting at which goals are set in all domains of professional service. A signed report is produced agreeing objectives for the coming period and including comments on performance by both the reviewee and reviewer. We disseminated new Divisional guidance to all appraisers [2009Action5] requiring appraisers to explicitly discuss promotion prospects, additional pay increments for those at the top of their scale, and the impact of work-life balance issues on working life and career progression. Data on the value of the appraisal process were collected as part of the UCL Staff Survey, and is shown in the table below. The figures indicate the number of staff (split by male and female) who gave a positive response to the statements in the survey. Although there are no gender differences, the results are somewhat disappointing as they indicate that over 19% of staff believed they had not been appraised in the preceding 24 months (a figure which is considerably higher than the true number, <10%) and that 50% of staff did not feel that their appraisal led to skill or performance enhancement. The ACDC will request a report from the Divisional HR team on an annual basis in order to monitor gender differences in appraisals to check that female members of staff are not more likely to go for a significant period without appraisal [Action 5.1] number of respondents: I have had an appraisal within the last 24 months My last appraisal led to my developing my skills and/or improving my performance My last appraisal accurately acknowledged my performance Div of Psychology & Language Sciences % Positive score 229 Male 91 Female 130 81 83 79 50 48 52 75 76 74 Our current guidance to appraisers and appraisees lists topics that should be discussed within the context of the appraisal, including work-life balance and promotion. As the formal record of appraisal is confidential we do not currently have any mechanism for monitoring whether this actually happens. We will therefore require appraisers to confirm that they have discussed these issues in the appraisal by requiring a form to be completed and returned to the Divisional HR team. [Action 5.2a] The ACDC will augment the current appraisal process by taking a more proactive position, monitoring the career progression of staff members [action 5.2b] and identifying those who should be considered for promotion. Those who have been at a grade point for an unusually long time and those who are at the top of the scale for a particular grade will be identified and reported to the HoD for consideration in the next promotion round. [Action 5.2c] 28 Questions regarding staff perceptions of the promotions process are included in our staff survey and are reproduced below: number of respondents: I believe I have the opportunity for personal development and growth at UCL There are sufficient opportunities for me to receive training to improve my skills in my current job I am given a real opportunity to improve my skills at UCL I am encouraged to show initiative and be proactive at UCL The promotion process at UCL is applied fairly The grading review process at UCL is applied fairly % Positive score 229 Male 91 Female 130 70 75 68 68 60 68 31 28 69 67 72 40 29 68 55 67 24 27 A very low percentage of staff felt that the promotion process and grading review process is applied fairly. In addition, there appears to be a difference in the perceptions of males and females on these items – in particular, only 24% of females responded positively that the promotion process is applied fairly, compared to 40% of males. It is worth noting that our success rate for academic promotions is close to 100%. We will invite all female staff to a meeting with the Divisional Management Group to discuss the promotions process and criteria. Aims of the meeting are a) to encourage female staff to apply and b) to dispel any fears that the process is not applied fairly. [Action 5.3a] When staff are in the process of applying for promotion, the Division facilitates the preparation of applications by suggesting that staff obtain copies of applications from others who have recently been successful. The ACDC will collate a set of successful applications for promotion to each grade and make these available to all staff. By doing so we hope to make the criteria and variety of routes to promotion more visible to staff. [Action 5.3b] (ii) Impact of activities to support induction and training – support provided to new staff at all levels, and any gender equality training. UCL offers a recruitment briefing which is compulsory for those on recruitment panels. This covers Equalities and Diversity and the Equality Act. It is also now compulsory for all new staff to undertake the online Equalities and Diversity training provided by UCL HR. However this is a relatively new development and therefore some staff may not be adequately trained. We will require all staff (including those who have been here for many years) to complete this course in order to ensure that they have adequate gender equality training. [Action 5.4] In addition to UCL induction days for new staff, we maintain a staff handbook on the web with all the relevant information about the Division and how it operates. This includes information regarding family friendly policies, 29 maternity and paternity leave and sabbaticals, support for working at home and details about formal flexible working arrangements. This will be updated with details of the Divisional mentoring scheme and support for new staff members as outlined in our action plan. Maintenance of this handbook is the responsibility of the Divisional HR team. [Action 5.5] (iii) Impact of activities that support female students – support (formal and informal) provided for female students to enable them to make the transition to a sustainable academic career, particularly from postgraduate to researcher, such as mentoring, seminars and pastoral support and the right to request a female personal tutor. All taught students at undergraduate and postgraduate level have a personal tutor with whom they can discuss career choices. Our planned careers workshops will provide further support for these students. [Action 3.1]. Research students on the professional doctorates also have personal tutors. Each Research Department has a Graduate Tutor who has responsibility for the progression of PhD students. Graduate Tutors meet quarterly at the PGR Committee to discuss issues arising and to report on progress of students within their Department. Student representatives are part of this committee. In addition to the PALS ECR Forum and the UCL Neuroscience ECR forum already mentioned, four female PGR students currently run a Postgraduate Peers Group (PPG) that holds weekly events at which PhD students can practice their MPhil-PhD upgrade talks. They also organise social events and an annual residential conference at which students give spoken or poster presentations. These events support networking and the development of confidence in presenting research. They also circulate details of relevant training opportunities to members of the group. We do not currently have mentoring support for this group. We will therefore extend our mentoring provision to PhD students. [Action 4.2c] We have a number of key staff who provide support for female students: 3 Divisional Equal Opportunity Liaison Officers (DEOLOs), one of whom has a specific remit to provide students with formal or informal advice about equal opportunities issues such as discrimination, harassment, or disability access. Female students’ tutor. 6. Organisation and culture (i) Male and female representation on committees – provide a breakdown by committee. 30 The following table shows the number of female academic staff on each Divisional level committee. All numbers are female/male (total). Divisional Committee Divisional Management Undergraduate Taught Post-Graduate Research Post-Graduate Taught Professional Doctorates Divisional Safety Divisional Ethics Divisional IT ACDC Committee Chairs/co-chairs Chair M F F M&F co-chairs M M F M F 2012/13 3/8 (11) 9/11 (20) 14/8 (22) 27/13 (40) 5/5 (10) 5/6 (11) 4/4 (8) 4/14 (18) 6/6 (12) 5/5 (10) The smaller number of women on the Divisional Management Team is a natural consequence of the gender breakdown of senior academics in the Division. Although female staff comprise just over 51% of the members of Divisional committees, there is a tendency for women to be over-represented on committees that relate to students (e.g., Post-Graduate Research & PostGraduate Taught) and under-represented on the Divisional IT committee. We will write to the chairs of these committees to raise awareness of this imbalance and to request that gender balance be considered when roles rotate. [Action 6.1a]. The ACDC will monitor gender balance on committees on an annual basis [Action 6.1b]. (ii) Female:male ratio of academic and research staff on fixed-term contracts and open-ended (permanent) contracts In the Division, fixed term contracts are only used for staff who will be employed on a short-term basis (typically a year or less) to cover maternity or sabbatical leave, etc. We currently have only 1 person (female) on a fixed term contract (at PDRA level). There are no staff on fixed-term contracts from lecturer upwards. Whilst the vast majority of academic and research staff are now on permanent or open-ended contracts, the reality for researchers and teaching fellows is that these are still usually funding-limited. Thus there continue to be challenges with non-renewal of research posts linked to grants in highly specialized research areas where the individual cannot be placed in a different research team when their funding runs out. All staff at risk in this category are put onto the UCL redeployment database and are given priority access to new posts, if considered suitable. (iii) Representation on decision-making committees –evidence of gender equality in the mechanism for selecting representatives. 31 It is important to ensure that women are not ‘overloaded’ with committee work, while also making sure that they have a voice in decision-making. From 2013, Committee membership in the Division will be reviewed annually and additional advice/monitoring related to equal opportunities will be provided by the ACDC [action 6.1a & b]. Committee work is a section on the workload analysis form, and is taken into account when assessing workload distribution. (iv) Workload model – describe the systems in place to ensure that workload allocations, including pastoral and administrative responsibilities (including the responsibility for work on women and science) are transparent, fairly applied and are taken into account at appraisal and in promotion criteria. For a number of years, the Division has monitored workload annually using a formal online system to collect information on teaching activity, administrative and enabling roles, and research output. The data are made available to all staff for comparison and are used to balance duties fairly across staff. When output is affected (or potentially so) by maternity leave etc, this is indicated. Statistical analysis shows no differences between genders [2009Action2]. Data from our staff survey results demonstrate that despite 62% of women in the Division feeling that they are given realistic deadlines and targets, 55% report that they regularly work excessive hours (see below). A higher percentage of males (63%) reported regularly working excessive hours than females (55%). Our analysis of a number of different indicators of research performance does not suggest that there is any difference between genders in terms of research success [2009Action6]. We will continue to monitor the gender split on teaching, administration and research output and explore 32 whether there are any differences between Research Departments [Action 6.2a]. The workload model will be amended to include the time spent on SWAN SAT and ACDC matters [Action 6.2b]. number of respondents: I am given realistic deadlines and targets to work to I can meet the requirements of my job without regularly working excessive hours I can rely on my line manager/academic leader to help me out with a work problem % Positive score 229 62 Male 91 63 Female 130 62 41 37 45 76 82 71 Whilst 71% of women feel that they can rely on their line manager to help them with a work problem, this is still lower than the 82% of male staff in the Division that feel they can. We will explore whether these gender differences differ across the Research Departments [Action 6.3]. (v) Timing of departmental meetings and social gatherings – evidence of consideration for those with family responsibilities, for example what the department considers to be core hours and whether there is a more flexible system in place. Divisional staff meetings are held quarterly and run from 2-4pm. Each research department (except for CEHP) has its own seminar series. We were pleased to discover that all seminars are scheduled to finish before 5pm. However, UCL has recently stated that “core business should be within core hours” which are defined as being 10am to 4pm. We will ensure that this is effectively communicated to those organising each of the seminar series and encourage them to reschedule their seminars within core hours [Action 6.5a]. In addition to seminars, across the Division there are a range of meetings that are held at various times of the day: Breakfast journal club, tea-time talks, UCLIC brown bag lunches, and LingLunches. Many social events tend to be organised to follow on from seminars. These largely occur at the end of the day, e.g., from 5.00pm. We recognise that the timing of these events may restrict participation and will request that research departments and the organisers of seminar series record and return data on timing of social events. Heads of Research Departments will be expected to ensure that at least one third of such events fall within core hours (i.e. between 10am and 4pm). [action 6.4] (vi) Culture –demonstrate how the department is female-friendly and inclusive and ensures visibility of women, for example external speakers. ‘Culture’ refers to the language, behaviours and other informal interactions that characterise the atmosphere of the 33 department, and includes all staff (academic, technical and support) and students. We have requested data on the gender split of speakers from the organisers of each of the departmental seminar series as a first step in raising awareness of the issue. Departments do not currently have any archival data from previous years regarding the gender split of those who were invited to, and who accepted invitations, to give seminars and we are therefore unable to assess this as we would like. The ACDC will therefore request that these data be collated and returned on an annual basis. [Action 6.5b] Although the staff questionnaire refers to UCL, we believe that the Divisional culture is likely to have a strong influence on how happy people are at work. The table below details the percentage of respondents who gave a positive score to each of the items, and also lists these by gender. Our staff survey results suggest no differences related to gender regarding how happy people are at work. number of respondents: I would recommend UCL as a good place to work I am proud to work for UCL I feel a strong sense of belonging to my department/division I feel a strong sense of belonging to UCL I suggest ideas to improve our ways of doing things I am happy to go the “extra mile” at work when required I believe that action will be taken on problems identified in this survey % Positive score 229 83 86 Male 91 84 90 Female 130 84 84 73 68 68 95 76 69 67 93 73 67 66 97 42 43 45 We are a large Division which raises some challenges when considering how to support staff across a number of Research Departments. We have a social space in the Division where undergraduates, postgraduates and staff come together for coffee which is also used to host post-seminar social events. Each year we host a range of Christmas events for staff and students including the creation of an annual Staff Christmas YouTube video which features as many members of the Division as would like to take part (the 2012 video has already received nearly 2500 viewings). We plan to organise an annual work-life balance week which will consist of a number of events aimed to support staff in achieving an effective balance between work and life outside the workplace. Our current ideas include providing guidance and events on a range of topics including: how to use ICT to support flexible working whilst not becoming a slave to your mobile phone; physical ergonomics advice for using mobile technologies; managing stress; keeping fit; formal arrangements for flexible working; and sabbatical policies [Action 6.7]. In order to ensure the visibility of women and the Athena SWAN agenda, we have been raising awareness of events featuring women, like Soapbox Science and our own Divisional Women’s Champion Celebration lecture. We 34 raised awareness of International Women’s Day 2013 by circulating details of a number of related activities to staff via email. We will continue to host an annual Women’s Champion Celebration Lecture, and aim to host an additional event in coming years to raise awareness of International Women’s Day. [Action 6.6] (vii) Outreach activities – level of participation by female and male staff in outreach activities with schools and colleges and other centres, and how the department ensures that this is recognised and rewarded (e.g. in appraisal and promotion). We record outreach activities and recognize them in our promotion process. We undertake in excess of 20 activities each year, approximately evenly divided between female and male staff members. Our outreach activities are diverse as well as extensive and include open days, school conferences and visits, school career talks, taster sessions, and public engagement activities which aim to inspire women to consider a career in science. Examples include: Dr Carolyn McGettigan in ‘I’m a Scientist, Get Me Out of Here!’, a web-based public engagement event in which school pupils post questions to, and participate in live web chats with, scientists working around the UK. Prof Sarah-Jayne Blakemore gave a BBC Radio 3 talk on changes in the teenage brain. Teenagers often act on impulse, are lazy, emotional and get into trouble with the police and parents. Using recent research about the radical changes taking place in the adolescent brain, she argued that we need to rethink our attitudes towards youth and the place of teenagers in society. Several staff contributed to the Royal Society’s Summer Science Exhibit ‘Listening and Speaking in a Noisy World’. The exhibition was aimed primarily at secondary school children, and visited by some 14,000 people over a week. Leading contributions to this event were reflected in the annual appraisals of Prof Stuart Rosen and Prof Valerie Hazan. Professor Sophie Scott took her laughter lab to the Royal Society’s Summer Science Exhibit ‘LOL: The Science and Art of Laughter’ and also contributed to coverage on BBC Radio 4 and the Daily Mail. 7. Flexibility and managing career breaks (i) Maternity return rate 35 We currently have data regarding the number of female staff taking maternity leave over 3 calendar years. All but two of the 32 staff who took maternity leave have returned to work. (ii) Paternity, adoption and parental leave uptake Paternity/Adoption leave policy is always discussed at Induction with new starters. In addition, we ensure that female employees who apply for maternity leave entitlement are aware that UCL is encouraging and promoting shared maternity/paternity leave with partners whether they are working at UCL or at another organisation. From 1 April 2013 (fully) paid paternity leave at UCL will increase from two working weeks to four working weeks, although we have been offering this arrangement to our own staff for over four years. Since Jan 2009 we have had only 4 applications for paternity leave: 1 from a member of support staff and 3 from academics. All applications were fully supported and employees were encouraged to take longer than two weeks if they felt they needed that time. Existing policies enable men to take extended paternity leave but they do not currently qualify for sabbatical leave when returning. In response we have extended UCL's policy of sabbatical leave for those returning from maternity to men/partners (including same sex partners) who have taken 3 months or more of Additional Paternity/Adoption leave. Our aim is to provide women with an easier transition back to work by supporting the choices of male and same-sex partners who wish to take an active role in the care of infants, and thereby supporting longer term benefits by encouraging even distribution of childcare responsibilities at home. We will ensure staff are aware of this policy on an annual basis and monitor uptake. [Action7.1] (iii) Numbers of applications and success rates for flexible working by gender and grade 36 No central records are held of applications for and success rates for flexible working arrangements. It is therefore not possible for us to determine the number of academic staff who have applied for flexible working. We will therefore identify a method for recording and monitoring this at the divisional level [Action 7.2b] (iv) Flexible working –numbers of staff working flexibly and their grades and gender, whether there is a formal or informal system, the support and training provided for managers in promoting and managing flexible working arrangements, and how the department raises awareness of the options available. Many staff work flexibly on an informal basis, making use of IT to enable working from home. However, we have no current method for recording the number of people who work flexibly on an informal basis. We will therefore use an anonymous annual questionnaire to record this. [Action 7.2a] Data that support the uptake of this informal flexibility within the Division comes indirectly from items in our staff survey results (see table below). number of respondents: I am able to take sufficient breaks during working hours My working time can be flexible As long as I get my work done, I have a choice deciding how I do my work % Positive score 229 76 91 Male 91 80 98 Female 130 74 87 93 98 90 However, there appears to be a smaller percentage of female than male staff who feel that their working time can be flexible (98% male, 87% female). This may be due to the fact that female staff are more likely to hold junior positions within the Division. (v) Cover for maternity and adoption leave and support on return – what the department does, beyond the university maternity policy package, to support female staff before they go on maternity leave, arrangements for covering work during absence, and to help them achieve a suitable work-life balance on their return. Staff discuss arrangements for maternity leave with their HORD. The discussion includes arrangements for cover of duties, maternity sabbatical, and keeping in touch days. On return, staff members have sometimes renegotiated their working hours or agreed greater flexibility. This has been supported by the introduction of a one-term teaching sabbatical policy for maternity returners which has been taken up by several women in the Division, who have provided highly positive feedback on the scheme. PALS has extended this scheme to all those who 37 take parental leave of 3 months or more, including males and same-sex partners as discussed in 7.ii above. As a result of our previous action plan [2009Action4] we now (i) routinely collect data on requests for parental and adoption leave and monitor return rate, (ii) include information on parenting support as part of the ACDC webpages, and (iii) provide staff who are parents the opportunity to subscribe to a mailing list. Most people felt that parenthood impacted on their ability to do research, with some feeling more able to compensate for this than others. About half the respondents who felt this way had discussed this with their Mentor or HoRD. Everyone who knew of it praised the maternity sabbatical scheme as being extremely helpful in terms of helping mothers to get back to work after maternity leave. In order to further support women taking maternity and adoption leave we will develop a maternity and adoption leave pack which will be hosted on the ACDC webpages. [Action 7.3] [4790 words] 38 8. Any other comments – maximum 500 words Please comment here on any other elements which are relevant to the application, e.g. other SET-specific initiatives of special interest implemented since the original application that have not been covered in the previous sections. Staff from within the Division have contributed to a number of gender equality events and initiatives across UCL. Sarah-Jayne Blakemore was an invited panel member at the UCL Women kick-off event discussing career progression and how to combine career with a family. Anna Cox, Geraint Rees, and Andrew Faulkner are all members of the UCL 50:50 gender group and contributed to the UCL institutional Athena SWAN SAT.. Anna Cox also contributed to the Computer Science department selfassessment team and Silver submission. Several female staff have attended the UCL Women’s Network events and the Springboard course. [95 words] 9. Action plan Provide a new action plan as an appendix. An action plan template is available on the Athena SWAN website. The Action Plan should be a table or a spreadsheet comprising actions to address the priorities identified by the analysis of relevant data presented in this application, success/outcome measures, the post holder responsible for each action and a timeline for completion. The Plan should cover current initiatives and your aspirations for the next three years. Appendix 1: 2013 action plan Appendix 2: 2009 action plan with details of progress as requested 10. Case study: impacting on individuals – maximum 1000 words Describe how the department’s SWAN activities have benefitted two individuals working in the department. One of these case studies should be a member of the self assessment team, the other someone else in the department. More information on case studies is available in the guidance. Case study one: Kriszta Szendroi Kriszta Szendroi completed a PhD at UCL in Linguistics in 2001, and then spent five years as a postdoctoral researcher at Utrecht University on an individual grant from the Dutch Science Foundation. In 2006 she returned to UCL as a postdoctoral researcher on an AHRC grant, only to be appointed Lecturer in Linguistics/Psycholinguistics less than three months into the job. 39 “I became pregnant with my first child very soon after being appointed, and was a little bit afraid about how my new colleagues would react to this, but these worries turned out to be completely unfounded. I took only 18 weeks maternity leave, but my then-HORD agreed a flexible-working arrangement in which I came back early to be there for the start of the term, but in return would be allowed to work many days from home during the first term. The Department was also kind enough to buy me a table-top fridge to help with storing expressed milk. (This was a particular issue, as I commute to work from Oxford.) The fridge was later passed on to other mothers within the Division and has become a nice symbol of a common shared experience. After coming back to work, I was also allowed to schedule my maternity sabbatical term to match with my husband’s sabbatical so that we could actually go away and use the time efficiently. Taking a term entirely focused on research was the key for me to remain research active while having a young child. I managed to kick start several new projects. Three years later my second child was born, by which time I was already in the Linguistics Research Department, due to reorganisation of the Faculty. My new HoRD was even more supportive. In fact our small Research Department (11 members of staff) has had seven children born to various faculty members in the last five years. I know I speak for all of us when I say that the HoRD, a father of two himself, has been very understanding and attentive to our varying needs (e.g., timetabling requests, temporary relief from some teaching or administrative loads). All the mothers were encouraged to take a sabbatical term. (I myself took a second term after my second leave.) The culture is very positive: child-care related issues can be openly raised and one can always expect flexibility and support in dealing with them. Importantly, support is not given in a patronising way. Rather, at my regular appraisals, the HoRD has always encouraged me to think about my mid-term career development goals. He also involved me in important administrative roles, such as sitting on appointment committees. My efforts boosted by UCL’s support have borne fruit: This year I was a speaker (and a poster-presenter) at one of the most prestigious international linguistics conferences, GLOW. I was also promoted to Senior Lecturer, in less than two years after the birth of my second daughter. I feel that my career has not suffered a ‘dip’ in the past five years, which I anticipate would be the hardest time in terms of combining family life and work. In the next few years I am going to work towards promotion to Readership: I am currently involved in five different research projects, have two doctoral students and am planning a grant application.” Case study two: Anna Cox, Senior Lecturer & Chair of Self-Assessment Team I gained my PhD in 2002 and after 2 years as a Lecturer in a teaching intensive university I joined UCLIC as a temporary Lecturer in 2004. 40 I was assigned an academic mentor as soon as I arrived. This proved to be extremely helpful. I was able to meet my mentor whenever I felt I needed support which provided the opportunity to discuss issues that had cropped up in an informal way. Nine years later, I still consult my mentor quite frequently about career development and research strategy issues and he is an invaluable source of good advice. My post was soon made permanent and in 2006/07 I applied for promotion to Senior Lecturer which was successful. This also coincided with a period of six months maternity leave following the birth of my first child. Whilst on leave, HR informed me of the introduction of the new maternity sabbatical. On my return to work I discussed this with my HORD who arranged cover of my duties for a term. This was incredibly helpful at facilitating me to get my research back up to speed whilst also coping with the demands of a very young child (and little sleep). In 2008 I was expecting my 2nd child but also suffered with a pregnancy related condition that limited my mobility. My HORD was very understanding and agreed to me working from home for 4 out of 5 days a week on an informal basis. This enabled me to continue working through this difficult period. I took a second period of maternity leave in 2008/09. This time, because we knew in advance about the existence of the maternity sabbatical policy, cover was arranged for my teaching and administrative duties for the period of my maternity leave and my sabbatical which I took immediately on my return to work. I made full use of my Keeping In Touch days to enable me to stay involved with my PhD students and research projects. Our meetings were arranged at a convenient time and place so I could bring along my baby. On my return from maternity leave in 2009 I took on the role of Deputy Director of UCLIC. This has provided me with the opportunity to play a more active role in the running of the Research Department and provided an introduction to leadership roles. [956 words] 41 Action# 2 2.1 2.2 3 Problem identified action already taken in addition to those futher actions planned on 2009 action plan The Process Progress in implementing the previous action plan has been sporadic. In addition, a small number of people were made responsible for many of the actions in the previous action plan. This division of labour was not maintainable in the long term. Whilst data collection is ongoing, regular analysis has not been embedded in divisional procedures responsibility [named individuals with (ACDC) indicated where member of ACDC & SAT] time scale 2013 2016 measure of success Creation of the Academic Careers Development Committee (ACDC) with remit to champion and monitor implementation and success of SWAN actions David Shanks, Head of Division & Anna Cox, Chair of Athena SWAN SAT (ACDC) Apr-13 Termly meetings of the ACDC with termly reports to the Divisional Staff meeting ACDC to ensure annual analysis and review of all data Anna Cox(ACDC) Aug-13 and annually Annual evaluation of all data sets thereafter that feature in Athena SWAN application, enabling tracking of progress towards achievement of targets outlined in action plan and development of further actions in response to analysis. Workshop/lecture series aimed at undergrads and master’s students to encourage confidence and take-up of academic careers Zoe Belk (ACDC) to collate a document outlining Sep-13 the aims of the workshops. Katrina Scior (ACDC) to communicate document to appropriate committees to ensure sessions on research careers are offered across all undergraduate and postgraduate programmes. Student & staff data collection and analysis 3.1 There is a slow decline of women from UGto PGT and PGR 3.2 apparent under-recruitment of female postgraduate research students over past six years 3.3 There is a major fall off in the proportion of explored whether recruitment or women between Lecturer and Senior Lecturer, promotion are a problem and Senior Lecturer and Reader. 3.4 We have not analysed the exit data from the undergraduate students. 4 4.1 4.2 Key Career Transition Points we have identified instances of applicant pools without any female applicants & instances of shortlists that did not include any women when there were female applicants we want to make our recruitment advertisements as appealing to women as possible. requested data from individual programmes in order to investigate where the apparent under-recruitment lies All teaching programmes and undergraduate and postgraduate level offering advice of research careers including positive female role models. a) investigate whether the problem exists on a particular programme or more generally, Katrina Scior(ACDC), Shelley Channon (Divisional Dec-13 b) investigate whether changes in research areas might account for male applicants Postgraduate Tutor) & other postgraduate being more appropriately qualified programme leaders understanding of apparent underrecruitment of female postgraduate research students. Action to address this if appropriate. Will explore the make up of these two cohorts of staff in more detail to determine whether it includes large numbers of staff who might not intend to progress their academic careers, and if so, identify support mechanisms for those who are not on a traditional career path to ensure progression Ongoing analysis of this data is required in order to monitor whether different proportions of males and females choose academic and clinical (or other) careers Crisitna Gardidni (HR&ACDC) & Anna Cox (ACDC) Apr-14 understanding of apparent fall off in the proportion of women from Lecturer through to Reader. Jyrki Tuomainen (ACDC) and Jo Strange (undergraduate administrator) Dec-15 and annually thereafter report on whether there is evidence of different proportions of males and females choose academic and clinical (or other) careers new policies start May 2013. Review of data annually (in May) by ACDC proportion of women recruited to be in line with proportion of female applicants. 50% of interview panels to be female Sep-13 all recruitment advertisements to be using the new template. for all positions regardless of level, a) require interview panels to report gender ratios of Cristina Gardini (HR&ACDC) applicant pool and shortlist together with information on gender of successful candidate to ACDC. Where necessary, panels will be required to explain why shortlist may have diverged from proportional (e.g. why no women on the shortlist when 30% applicants were women). b) require and ensure accurate recording of gender of recruitment panels. c) investigate whether gender bias exists at different levels of appointment. inclusion of verbiage on family-friendly we will create a template for recruitment advertisements for use by research policies on job adverts & development of departments to support the use of language and terminology that is appealing to the ACDC webpages that are publically women. accesible. unconscious bias training workshop to highlight potential issue. Cristina Gardini (HR&ACDC) 4.2 additional support required for those at lecturer level in order to encourage and support promotion to SL 4.3 additional support required for those at senior lecturer level in order to encourage and support promotion to Reader a) encourage women to attend the Springboard Women's Development Programme, b) a) Cristina Gardini (HR&ACDC) to add details of a) Oct-13, b) Dec13 encourage women to take part in the Divisional Mentorship Programme Springboard Women's Development Programme and annually into guidance for appraisers, b) Kate Jeffrey(ACDC) to lead the expansion of the mentoring scheme, promote to female staff at Senior Lecturer and monitor uptake average gender split at Reader 20092013 is 37%. Initial target is 50:50. 4.4 PALS ECR forum ceased to exist in 2011. It was replaced by Neurosicence ECR forum, but some don't feel it is relevant. a) survey of staff in order to identify whether there is a need to re-establish PALS ECR forum. B) If need for forum is identified, re-establish PALS ECR forum a) Jiri Kaspar (ACDC) to initiate survey of ECRs & a) Sept 2014, b) Dec Anna Cox(ACDC) to discuss need for ECR forum 2014 with PALS PostGraduate Peer Group (PPG) representatives. Report to ACDC. B) Jiri Kaspar & Zoe Belk to work with PALS PPG representatives expand remit of PPG or re-establish ECR forum ensure that any gap identified as result of loss of PALS ECR forum has been filled ACDC to consider an annual report from Divisional HR team that details staff who have not been appraised within the last 24 months and monitor gender differences in appraisals to check that female members of staff are not more likely to go for a significant period without appraisal. a) Cristina Gardini (HR&ACDC) to identify staff Jan-14 and annually who have not been appraised within last 24 thereafter months and report to ACDC, b) ACDC to consider gender split of data provided and report outcome to Department heads all staff to be appraised within previous 24 months. To have moved to annual appraisal of all staff by 2015 5 5.1 Career Development appraisals are not being conducted within 24 months. ECR forum provided support for those at a) compulsory attendance at workshops on grant writing and writing research papers, b) a) Cristina Gardini (HR&ACDC) to amend a) Oct-13, b) Oct-13 2013 gender split is 50:50. Target is lecturer level and access to relevant allocation of teaching partner for duration of probation, c) expand the Divisional guidance to line managers on requirements for & annually, c) Dec13 60 female: 40 male workshops and training mentoring scheme for all levels from Professor to PhD student. probation, b) Anna Cox(ACDC) to assign teaching and annually partners and monitor participation, c) Kate Jeffrey(ACDC) to lead the expansion of the mentoring scheme, promote to female staff at Lecturer, and monitor participation 5.2 current promotion procedure relies on staff self-nominating. We have no mechanism for monitoring whether appraisers are conforming to the Divisional guidelines. a) to require appraisers to confirm they have discussed each of the issues mentioned in a, b & c) Crisitna Gardini (HR&ACDC) and Anna the Divisional guidelines, and to return this data to the Divisonal HR service, b) to collect Cox (ACDC), d) David Shanks (ACDC), Head of and monitor data on individuals on length of time spent at each career point, c) identify Division those who have either been at a grade point for an unusally long time and those who should be nearing promotion in next 12 months and report to Head of Division for consideration in next promotion round, d) encourage all staff to report to HORD as to whether they wish to be considered for promotion, and if not, why not. July-13 and annually thereafter 5.3 fewer female staff than male staff consider that the promotions process is applied fairly a) invite all female staff to a meeting with Divisonal Management Committee to discuss a) David Shanks (ACDC), Head of Division; b) July-13 and annually promotions process and criteria. Aims of meeting are i) to encourage female staff to David Shanks (ACDC), Head of Division & Andrew thereafter apply and ii) to dispel any fears that process is not applied fairly; b) collate a set of Faulkner (ACDC) successful applications for promotion to each grade and make these available to all staff via the intranet 5.4 some staff may not have had equalities and diversity training we will ensure that all staff in the division undertake the UCL online equalities and diversity training reduction of fall-off so that ratio of m-f at senior grades (Reader, Prof) is 50% a) meeting held, good turnout, no gender difference in results of next staff survey, b) 5 successful promotion applications for LtoSL, SLtoReader, and ReadertoProfessor on the intranet David Shanks (ACDC), Head of Division to inform Apr-14, and annually record of all staff having taken the all staff of requirement to undertaking this thereafter online equalities and diversity training, Crisitna Gardidni (HR&ACDC) to monitor training. uptake 5.5 activities to support induction 6.1 Organisation & Culture no specific mechanism for ensuring gender balance on Divisional committees 6 a) write to committee chairs to highlight importance of considering gender balance of committees when roles are rotated and define requirement of 50:50 gender split on all committees, b) collate and monitor gender representation on divisional committees Retrospective analysis of data conducted. a) Annual analysis of data by research department. B) adding a clause to the Divisional Demonstrates no existing bias in Workload model to explicitly take into account the time spent on SWAN SAT work and allocation of teaching and admin duties. other equality matters Head of Division has already emailed all staff to emphasise that work on SWAN SAT and other equality matters will be viewed favourably in applications for promotion. Andrea Santi (ACDC) Apr-14, and annually current, up-to-date, and useful thereafter handbook and webpages. To be evaluated by an annual questionnaire evaluation to all new starters. Anna Cox(ACDC) Sept-13 and annually a) 50:50 gender split on all divisional thereafter committees, b) annual report on gender balance of divisional committees. a) Jyrki Tuomainen (ACDC) b) Anna Cox (ACDC) to liaise with John Draper Dec-13 to report on evidence of continued lack of bias in previous academic allocation of teaching and admin session and annually duties thereafter Anna Cox(ACDC) Apr-15 No gender differences in next staff survey on this item Apr-14 30% of all social events to be held in core hours 6.2 Although data on workload has been routinely collected, it has not been analysed regularly to monitor effect of gender on teaching and admin duties 6.3 Fewer female staff feel that they can rely on their manager/academic leader to help with a work problem We will explore whether there are differences across research departments and report any identified to HORDs. We also hope that the planned expansion of our mentoring programme will serve to support those who find working relationships with their manager/academic leader. 6.4 Lack of data regarding timing of social events 6.5 Lack of data regarding gender split of seminar speakers Collect and monitor data on timing of social events held at both Divisional and Research Jyrki Tuomainen (ACDC) & HORDs Department level. HORDs will be expected to ensure that at least 30% of social events occur within core hours (i.e. before 4pm). b) In order to ensure an appropriate level of female role models we will inform Zoe Belk (ACDC) & Anna Cox (ACDC) & seminar organisers of the various seminar series that there is expectation of a 50:50 gender split organisers from all Research Depts of speakers. We will collect and monitor data on the gender split of those to whom invitations are sent, and who accept invitations as seminar speakers on an annual basis. c) We will collect and monitor data on an annual basis to ensure that the timing of seminars will fall within core hours of 10am to 4pm. 6.6 Insufficient profile of Athena SWAN principles within division. 6.7 7 creation of the divisional staff handbook regular maintenance of the divisional staff handbook and Athena SWAN webpages and Athena SWAN webpages a) As an initial step we have requested data from each research department on the timing of seminars and the gender split of speakers. Women's Champion Celebration Lecture, organise two annual events to raise profile of Athena SWAN principles a) Annual International Women's Day events poster Women's Champion Celebration Lecture (October: to coincide with start of academic year) and b) Annual event to raise awareness of Internation Women's Day e.g. invite Prof Mike Noon, Queen Mary University of London or Prof Curt Rice, University of Tromsø to give talks. Enhancing the work-life balance of the diverse Work-Life Balance week: to raise awareness of UCL policies and benefits that can staff population within the Division support staff in achieving an effective balance between work and life outside the workplace Flexibility & Managing Career Breaks a) receive data on ACDC to have current data on 2012-13 seminar gender split of speakes and timing series by July 2013, b) of seminars across PALS. 50:50 report analysis of gender split of speakers in all 2012-13 gender split seminar series within PALS and timing data to seminar organisers by Aug 2013, together with outline expectation of expectations for 201314, c) July 2014, and annually thereafter, request data from seminar organisers across PALS Kate Jeffrey (ACDC), Jiri Kaspar (ACDC) & PostGraduate Peer Group Annually in October and March two events to raise awareness per year Kate Jeffrey (ACDC) & Cristina Gardini (ACDC) & Jiri Kaspar (ACDC) March-2014 and annually annual awareness raising week 7.1 "Generous maternity leave policies without equally generous paternity leave polices can enforce career disadvantage to women, as well as a family disadvantage to men." (O'brian & Hapgood 2012) Existing policies enable men to take extended paternity leave but they don't currently qualify for sabbactical leave when returning extension of UCL's policy of sabbatical ensure all HORDs, and those requesting paternity or adoption leave, are aware of the leave for those returning from maternity policy on sabbaticals following Additional Paternity leave. Monitor uptake. to men/partners (including same sex partners) who have taken 3 months or more of Additional Paternity leave 7.2 Academic roles enable a great deal of flexibility without the requirement to request it formally. This has the unexpected effect of hiding the supportive nature of the division in enabling flexible working. we conducted a survey about parenthood and its effects on scientific output. All 13 respondents were overwhelmingly positive, some very positive, about the division's attitude to parenthood. Almost everyone praised the division's flexibility in terms of working hours. In our survey on maternity those who requested flexible or part-time hours officially (25% of respondents) were all allowed to take them. 7.3 Provide additional support for women taking adoption and maternity leave. Crisitina Gardini (HR&ACDC) & Divisional HR team May-14 and annually annual report on uptake of sabbaticals following Additional Paternity Leave. Administer an annual questionnaire in which staff are requested to disclose a)informal Crisitina Gardini (HR&ACDC) & Divisional HR flexible working arrangments (e.g. working at home, working compressed hours) and team b)formal flexible working applications, success rates and arrangements at division level. questionnaire distributed electronically Sept-13 and annually thereafter Develop a “Parental leave Information Pack” which will be hosted on the ACDC webpages. These pages will be maintained and updated at least annually. parental leave pack Report on annual updates to ACDC online by April 2014. webpages. Annual updates to ACDC pages April 2014 and annually thereafter Andrea Santi (ACDC) annual report on % of males and females who report a) working flexibly on an informal basis and b) have formally requested flexible working arrangements and c) currently work flexibly formally (i.e. part-time, consolidated hours, set work-at-home days, etc) ACTION# ACTION 2009Action1 To review the gender 6 months imbalance at undergraduate level 2009Action1a To increase TIME SCALE 3 years proportion of male undergraduates 2009Action2 To determine reason 1 year for progressive fall-off in female numbers with increasing grade PERSON(S) DELIVERABLE RESPONSIBLE ACTION TAKEN 2009-2012 Jenni Rodd Deliverable: A Decision to initiate action 1a report by the subcommittee regarding occupational feminization and its effects on female career structures, status and pay, to be delivered to the Undergraduate Teaching Committee. Jenni Rodd Data showing an increase in the proportion of male applicants and male offers/acceptance s across the three years. Kate Jeffery, with A report on career Jan Atkinson and progression in Alastair PaLS McClelland In 2011 Psychology C800 changed its admission criteria to one, but preferably 2, science subjects at A level (biology, chemistry, physics, maths and psychology). MEASURING SUCCESS 2009-2012 comment at april 2013 indicating level of progress achieved (e.g. zero, limited, excellent, completed). 2011 COMPLETED Analysis conducted 2012: The COMPLETED proportion of males in first year undergraduate degrees within PALS has significantly (χ 2 (4)=11.34, p =0.023) increased from the year 2007/2008 to 2011/2012 from 0.15 to 0.20. A thorough analysis of data on July 2012 report presented to SAT workload (specifically teaching and and to UCL 50:50 committee admin load) and research productivity (primary criteria for promotion) suggest that it is unlikely that under-promotion of women is the cause. Possible cause is a pipeline effect smaller numbers of females entering academia in the past combined with the fact that many professorial appointments are internal. EXCELLENT The reason for progressive fall-off is still unclear. It may be in part due to underrecruitment of female staff. Futher actions to address this problem appear on our new action plan 2009Action3 To determine reason 3 years for apparent underrecruitment of female staff over past three years Kate Jeffery, with A report on Alastair recruitment in McClelland and PaLS David Shanks A thorough analysis of recruitment Mar 2013 report presented to SAT data for 2009 to 2012 demonstrates a replication of this pattern of under recruitment for 2009-10 only. In 2010-11 and 2011-12 there is no evidence of implicit/unconscious bias that favours males in recruitment. However, we have collected anecdotes of low and zero numbers of female applicants for posts. We recognise that this is a serious problem which we hope to address. EXCELLENT Further actions to address this problem appear on our new action plan 2009Action4 Parenting support 3 years Essi Viding (i) Database (ii) Webpage (iii) Email list (i) we now routinely collect data on Implemented in 2009 requests for parental and adoption leave and monitor return rate, (ii)information on parenting support is included as part of the divisional Academic Careers Development Committee (ACDC) webpages, (iii) the opportunity to subscribe to a mailing list is included on the ACDC webpages , EXCELLENT: Maintenance of the ACDC pages must be ongoing. Included on new action plan 2009Action5 Promotions procedure 3 years Kate Jeffery Altered appraisal form and/or appraisal procedure New divisional guidance is provided Implemented October 2012. to all appraisers. Appraisers are Revised December 2012. guided to explicitly discuss promotion prospects, additional increments for those at the top of the scale and the impact of work-life balance issues on equal opportunities to engage in working life at UCL and to progress in their career. COMPLETED 2009Action6 To collate statistics on female vs. male research output 1 year Kate Jeffery and Report on male Alastair vs. female McClelland research output in PaLS Analysis conducted by Kate Jeffrey Report given July 2012 showing no dfferences in npubs, ncitations, h-index, current grant value, cumulative grant values COMPLETED 2009Action7 To collect undergraduate exit data 3 years 2009Action8 To evaluate pilot mentoring scheme 2009Action9 To evaluate Early 1 year Career Researchers' Forum Kate Jeffery and A database of exit Joanna Strange destinations for PaLS undergraduates 18 months Wendy Best, in conjunction with HR and external consultant Lorna Halliday and Nivi Mani, in conjunction with the Early Career Researchers' Forum Committee We now maintain a database of exit undergraduate student database destinations for all undergraduate implemented 09/10. PhD student students. This has recently been exit destinations database extended to include PhD students. implemented in 2012. COMPLETED Ongoing analysis of this data is required in order to monitor whether different proportions of males and females choose academic and clinical (or other) careers Summary of views and outcomes, recommendations for future mentoring schemes The mentoring scheme attracted 14 Report submitted to SAT November COMPLETED. Plans to expand the female mentees and 11 mentors 2011. mentoring scheme are included (male and female). All were on our action plan. positive about the scheme and expressed hopes that the scheme would be expanded in the future. A report on events, attendance, and blog usage. Recommendation s for the continuation of the Early Career Researchers' Forum The ECR forum was seen as largely ECR forum was started in 2009 and successful. However, one ran to 2011. organiser left and the other took maternity leave and no volunteers were found to continue organising the forum. This coincided with the creation of the Neuroscience ECR Forum which we viewed as a possible replacement. Our ECRs have been encouraged to attend but views have been expressed that the content is not always relevant, whilst others feel that the title of the forum suggests that it is not relevant to those not working directly in Neuroscience. COMPLETED. Plans to re-establish the ECR forum are included on our new action plan.