Growth and Characterization of Zinc Ferrite Thin Films for High Frequency Applications by Jiqing Hu A DISSERTATION submitted to Oregon State University in partial fulfillment of the requirements for the degree of Doctor of Philosophy Presented September 5, 2005 Commencement June 2006 AN ABSTRACT OF THE DISSERTATION OF Jiqing Hu for the degree of Doctor of Philosophy in Electrical and Computer Engineering presented on September 5, 2005 Title: Growth and Characterization of Zinc Ferrite Thin Films for High Frequency Applications Abstract approved: Chih-Hung (Alex) Chang Shih-Lien L. Lu Raghu K. Settaluri Ferrites have been used for various high frequency applications as bulk materials. These applications, however, are limited to large dimension devices. In this thesis, thin film ferrites were deposited from a low temperature solution-based deposition process that is suitable for micro-scale high frequency applications. The low temperature nature of this deposition technique makes it an excellent back end process. In this work, a high rate deposition process for zinc ferrite thin films was established. A deposition rate of 0.2 µm/min was determined by the surface profiler. The deposited films have a plate-like morphology with fibrous texture. Zinc was uniformly incorporated into the ferrite film confirmed by the local chemical analysis by Energy Dispersive X-ray spectroscopy. The deposited films are polycrystalline with a typical cubic ferrite structure. The overall composition of the films was determined by Auger electron spectroscopy as ZnxFeyO4, x ranges from 0.25 to 0.55, and y ranges from 2.2 to 2.7. A model consisting of resistors, capacitors and inductors was constructed and used for the analysis of impedance spectroscopy. The dielectric properties of zinc ferrite thin films were obtained by fitting the data to the model. The results show that the dielectric constants are around 15 regardless of Zn/Fe ratio. This value is consistent with most of the reported values for bulk ferrite materials. The resistivity changes from 0.6x106 ohm.meter to 1.3 x106 ohm.meter when Zn/Fe ratio varies from 0.06 to 0.14. A grounded coplanar waveguide structure was developed for microwave characterization of the thin film material to obtain the complex relative permittivity and the complex relative permeability. The method is based on conformal mapping and determination of filling factors for the coplanar waveguide configuration and is applicable to a wide range of dielectric as well as magnetic materials. The proposed approach was validated by determining the scattering parameters of a number of test structures using the 3D full-wave electromagnetic simulation. In all examples, the extracted parameters from the proposed technique resulted in values that are within 2% error. © Copyright by Jiqing Hu September 5, 2005 All Rights Reserved Growth and Characterization of Zinc Ferrite Thin Films for High Frequency Applications by Jiqing Hu A DISSERTATION submitted to Oregon State University in partial fulfillment of the requirements for the degree of Doctor of Philosophy Presented September 5, 2005 Commencement June 2006 Doctor of Philosophy dissertation of Jiqing Hu presented on September 5, 2005. APPROVED: Major Professor, representing Electrical and Computer Engineering Major Professor, representing Electrical and Computer Engineering Major Professor, representing Electrical and Computer Engineering Director of the School of Electrical Engineering and Computer Science Dean of the Graduate School I understand that my dissertation will become part of the permanent collection of Oregon State University libraries. My signature below authorizes release of my dissertation to any reader upon request. Jiqing Hu, Author ACKNOWLEDGEMENTS I would like to thank Dr. Chih-Hung Chang for enormous support and invaluable guidance during the last two years. I would like thank Dr. Shih-lien Lu, without him, I would not start and continue my PhD study. Thanks to Dr. Raghu K. Settaluri for advising me in the high frequency area, and creating this exciting project. I deeply thank that Dr. Chih-Hung Chang, Dr. Shih-lien Lu, and Dr. Raghu K. Settaluri cooperate and advise me as my major professors and lead me in this researches with their time and energy. I would like to thank Dr Huaping Liu for showing interest in my academic progress all through these years and also for serving in my graduate committee. His timely advice and guidance will always be appreciated. Thanks to Dr. Keith L. Levien, who kindly act as Graduate Council Representative. I would like to express my gratitude to all those who gave me the possibility to complete this thesis. Special thanks are due to: Dr. Tianbao Xie from Linfield College for his timely assistance with AUGER measurements; Dr. Chunfei Li from Portland State University for his valuable assistance in SEM measurements; Dr. Michael Nesson from Oregon State University for his assistance in TEM measurements; for Mr. Arien Sligar for his help and discussion in HFSS simulations. Thanks to all the people in our lab at Chemical engineering department, Yu-jen Chang, Shuhong Liu, Prakash Mugdur, Doohyoung Lee, and Yuwei Su for their helps and supports. I will remember the wonderful time and fun in this lab. I will remember Oregon State University as well as the beautifully town Corvallis in my life. I had wonderful time with my friends here. I would like to thank my parents who support me with their love, so I can went from primary school to university, and finally to complete my PhD. Most importantly, I would like to thank my wife, Xiaoming Wen, who uses her life time to support me as cooking delicious food and taking care of my daughter Sunnya Kailang Hu. I will remember the words my daughter always asks me when I leave for school at night. I owe them too much. Without their support, I can not go through the difficulties I encountered. Thanks to all people who help me in completing my PhD study I did not mention above. Finally I would like to thank GOD for guiding to a wonderful and abundant life. This work was supported by the US national Science Foundation under grant #ECS-0401357. CONTRIBUTION OF AUTHORS Mr. DooHyoung Lee assisted with TEM electron diffraction pattern and data analysis for the papers of first one: “High-rate Deposition of Zinc Ferrite Thin Films from a Soft Solution Process”, and the second one: “Impedance Spectroscopy Characterization of Zinc Ferrite Thin Film from a Soft Solution Process”. TABLE OF CONTENTS Page CHAPTER 1. Introduction …………………………………………….. 1 CHAPTER 2. Background for High-rate Deposition of Zinc Ferrite Thin Films from a Soft Solution Process……………………………………… 4 CHAPTER 3. High-rate Deposition of Zinc Ferrite Thin Films from a Soft Solution Process …………………………………………………… 14 CHAPTER 4. Background for Impedance Spectroscopy Characterization of Zinc Ferrite Thin Film from a Soft Solution Process………………… 32 CHAPTER 5. Impedance Spectroscopy Characterization of Zinc Ferrite Thin Film from a Soft Solution Process………………………………... 39 CHAPTER 6. A grounded coplanar waveguide based technique for nondestructive measurement of high frequency complex permittivity and permeability of thin films ……………………………………………. 63 CHAPTER 7. Conclusions ………………………….….……………… 99 Bibliograpgy ……………………………………………………….… 101 LIST OF FIGURES Figure Page 2. 1. The ferrite plating kinetic mechanism proposed by M. Abe ………. 5 2. 2. The Schematic of the Auger Electron Spectroscopy ……………….. 7 2. 3. The schema of TEM ………………………………………………… 11 2. 4. The schema of SEM …………………………………………………. 12 3. 1. A schematic diagram of the spin and spray ferrite deposition system.. 25 3. 2. (a) Ferrite film thickness plotted as a function of deposition time (b) SEM images of cross-sectional structure of zinc ferrite thin films with deposition time of 45minutes....................................................................... 26 3. 3. SEM images of plane-view structure of zinc ferrite thin films with different deposition time (a) 15 min. (b) 45 min. (c) 75 min. and (d) higher magnification image for (b)………............................................................. 28 3. 4. (a) Bright field TEM image of zinc ferrite thin film (b) EDX spectra from selected area (c) Selected area electron diffraction pattern................ 29 3. 5. (a) Auger spectra of a zinc ferrite thin film deposited from 0.2 g/L ZnCl2 in the precursor solution (b) Atomic ratio of Zn/Fe in film plotted as a function ZnCl2 concentration in solution. .............................................. 30 4.1. Schematic diagrams of two parallel-plate capacitor. ………………… 35 5. 1. The schematic of the spin spraying ferrite deposition set up…………. 53 5. 2. A schematic diagram of impedance spectroscopy measurements …… 54 5. 3 a) SEM imagne, b) The EDX results, c). TEM diffraction pattern ….. 55 5. 4. A model of resistor Rs follows parallel Resistor Rp and capacitor Cp 56 LIST OF FIGURES (Continued) Figure Page 5. 5. The impedance spectroscopy of the setup without samples ………….. 57 5. 6. The impedance spectroscopy of the 10Mohm Resistor after trunk and the fitted line ……………………………………………………………….. 58 5.7. The impedance spectroscopy of the 10Mohm Resistor parallel to the sample after deleting the high frequency data and fitted ………………..…. 59 5. 8. The impedance spectroscopy of the sample …………………………... 60 5. 9. The dielectric constants vary with the ZnCl2 in the solution ………… 61 5. 10. The resistivity vary with the ZnCl2 in the solution ……………….. 62 6. 1. The grounded coplanar waveguide structure ………………………… 92 6. 2. The conformal mapping technique …………………………………… 92 6. 3. Conformal mapping for the proposed structure ………………………. 93 6. 4. A model of resistor Rs follows parallel Resistor Rp and capacitor Cp 93 6. 5 The impedance spectroscopy of the setup without samples ………..…. 94 6. 6. The impedance spectroscopy of the 10Mohm Resistor after trunk and the fitted line …………………………………………………………….... 95 6. 7. The impedance spectroscopy of the 10Mohm Resistor parallel to the sample after deleting the high frequency data and fitted ……………….….. 96 6. 8. The extracted results. a). The real dielectric constant, b). The imaginary dielectric constant, c). The real relative Mu, and d). The imaginary relative Mu. ……………………………………………….…… 97 LIST OF TABLES Table Page 3. 1. Composition of Zn ferrite thin films determined by AES 31 6. 1 Summary of results 98 Growth and Characterization of Zinc Ferrite Thin Films for High Frequency Applications CHAPTER 1 Introduction The continued down scaling of device dimensions and the rapid growth in the demand for system-on-chip (SOC) are driving significant improvement in their performance with lower fabrication costs. However, there is much room to improve the performance of high frequency circuits from the passive circuits, such as transmission lines, planar inductors and capacitors through reducing losses and parasite effects at high frequency. in which the building block in an RF system requires the use of passive components. Ferrites with their high permeability and high permittivity are major candidates for these improvements to relieve typical problems encountered in high frequency applications like as eddy current, radiation, and coupling. In recent years, ferrite materials have received much attention in high frequency applications such as inductors, waveguides, isolators, circulators, and phase shifters. In the past, the development of polycrystalline ferrite thin films is mainly motivated by magnetic recording applications. These films, however, are normally too thin (less than 1 um) and the growth rate is normally too slow for microwave device. Moreover, their microwave properties, which changes greatly at high frequency because of eddy current and dynamical magnetization, were not investigated. Most importantly, the annealing temperature (more than 600oC) is not acceptable for backend processes. Ferrite plating, put forward by M. Abe, has the capability to deposit ferrite thin films with a growth rate as high as 100 nm/min at a temperature less than 200oC. This is suitable for monolithic integration within a system on a chip. In addition, it is applicable to many different types of substrates. Ferrites, as spinel ferrite structure, contain all the material as MFe2O4 (M[Fe2]O4, where M as Zn, Cd,, and inverse spinel Fe[MFe]O4 where M as Ni, Co, Fe, Mn, Cu). Spinel ferrites have a crystal structure that has the space group, fd3m, consists of 56 atoms; 32 are oxygen anions assuming a close packed cubic structure, and the remainder are metal cations residing on 8 of the 64 available tetrahedral (A) sites and 16 of the 32 available octahedral (B) sites. The A-site cations reside on the interstices of 2 interpenetrating fcc lattices, whereas the Bsite cations reside on the interstices of 4 interpenetrating fcc lattices. The size and valence of the cations species determines the filling of these sites which in turn strongly influences the materials’ magnetic and electronic properties. Zinc ferrite is suitable candidate among several ferrite materials with good potentials for high frequency applications. The objectives of this research are, first, to establish a low-temperature and high-rate deposition process for zinc ferrite thin films and to investigate the relation between the processing parameters and thin film properties including chemical, structural, and electrical properties; second, to study the low frequency dielectric properties of zinc ferrite thin films using impedance spectroscopy; and third, to develop a method to measure the complex relative permittivity and complex relative permeability at high frequency. CHAPTER 2 Background for High-rate Deposition of Zinc Ferrite Thin Films from a Soft Solution Process Chemical solution deposition (CSD) of thin films originated more than a century ago (in 1835) as Liebig reported the deposition of silver (the silver mirror deposition) using a chemical solution technique [37]. The first reported deposition of a compound semiconductor film was the formation of “lusterfarben” (meaning lustrous colors) on metals from thiosulphate solutions of copper sulfate, lead acetate and antimony tartrate which resulted in “splendid” colored films of CuS, PbS and SbS respectively [38]. In 1983, the soft solution deposition (SSD) of ferrite thin film was put forward by M. Abe and his colleagues in Japan, who also named the soft solution deposition of ferrite as ferrite plating. Before that, the ferrite thin film was conventionally prepared at higher temperature (normally higher than 600oC) by sputtering, vacuum evaporation, molecular beam epitaxy, liquid-phase epitaxy. Ferrite plating mimicked a bio-mineralization process of synthesis of magnetosomes by magmetotactic bacteria. The mechanism of ferrite plating proposed by M. Abe is shown in Figure 1. The initial condition for ferrite plating is the adsorption OH groups on the substrate that could react with the Fe2+ ions and replaced the H+ ions with Fe2+ ions. Without the OH- group, the Fe2+ ions can not stick on the substrate surface to form a ferrite thin film. The Fe2+ ions then are oxidized to Fe3+ by an oxidation solution such as sodium nitrate NaNO2 solution. The Fe2+ and Fe3+ then absorb H2O to form OH group. The OH group will then adsorb the Fe2+ to repeat above sequence to continue the ferrite thin film growth. This mechanism only discussed the heterogeneous film formation process, however, in the solution, a homogeneous reaction is likely to occur as well. A good example regarding to reaction mechanism of soft solution deposition may be found from the kinetic mechanism of CdS deposition by chemical bath deposition, put forward by D. Lincot (1992), and further studied by C. Voss, Y.J. Chang, S. Subramanian, S.O. Ryu, T.-J. Lee, and C.-H. Chang. Fe2+, Mn+ Substrate [I] Adsorption [II] Oxidation Spinel ferrite NaNO2 O2-H+ O2-H+ O2-H+ O2-H+ O2-H+ O2-H+ O2-H+ [III] Adsorption [III]’ Spinel formation O2O2O2O2O2O2O2- Fe2Fe2Fe2Fe2Fe2M2- H 2O O2Fe3O2Fe2O2Fe3O2Fe2O2Fe3O2M2O2- O2O2O2- H+ Fe3Fe2O2O2O2- H+ Fe2Fe322O O O2- H+ Fe3M22O2O O2- H+ Fe2Fe3O2O2O2- H+ Fe3- 2- Fe22O O O2- H+ M2Fe322O O O2-H+ Repeat Figure 1. The ferrite plating kinetic mechanism proposed by M. Abe. In Principle, the SSD involves a sequence of nucleation, crystal growth , Ostwald ripening, re-crystallization, coagulation and can be used to deposit any compound that satisfies four basic requirements: First, the compound can be made by simple precipitation. This generally, although not exclusively, refers to the formation of a stoichiometric compound formed by ionic reaction. Second, the compound should be relatively (and preferably highly) insoluble in the solution used (except in a very few cases, this has been water). Third, the compound should be chemically stable in the solution. Fourth, if the reaction proceeds via the free anion, then this anion should be relatively slowly generated (to prevent sudden precipitation). If the reaction is of the complex-decomposition type, then decomposition of the metal complex should similarly occur relatively slow. Of course there are other specific factors that need to be taken into account, particularly whether the compound will form an adherent film on the substrate or not. However, these four factors are major requirements. Ferrite plating satisfy these four general requirements. The main objective of this research on ferrite plating focus on how to improve the deposition speed and what properties the deposited films possess. M. Abe has developed several methods to increase the deposition rate, such as ultrasound horn acceleration, laser beam acceleration and spin ferrite plating, each method can improve the deposition rate to some extent. The most promising one is to use Ar laser beam to enhance the deposition rate as high as 300nm per minute. X-Y Oscilloscope Sweep Supply Lock-In Amplifier Sample Carrousel Specimen Mount Electron Gun Electron Multiplier Magnetic Shield Figure 2. The Schematic of the Auger Electron Spectroscopy Inspired by the spin spray ferrite plating which is not limited by the solution volume and Ar laser beam accelerated ferrite deposition, a deposition setup similar to the spin and spray ferrite plating with light enhancement from a Halogen light was developed. The film thickness, roughness, and morphology were measured by a surface profiler and SEM. The film thickness and surface roughness were characterized by a stylus surface profilometer. The morphology and crystal structure were examined by transmission electron microscopy and selected area electron diffraction (SAED). The overall chemical composition of the films was characterized by Auger spectroscopy. Auger Electron Spectroscopy (Auger spectroscopy or AES) developed in the late 1960's was derived from the effect first observed by a French Physicist, Pierre Auger in the mid-1920's. AES can be used to study the constituents and the concentrations of surface material, such as Zinc ferrite thin films. The schema of AES as described in Figure 2, mainly contains the electron gun, electron collector and electron multiplier. The AES involves three basic steps: (1) ionization (by removal of a core electron), (2) Atomic Electron emission (the Auger process), and (3) Analysis of the emitted Auger electrons. The last stage is simply a technical problem of detecting charged particles with high sensitivity, with the additional requirement that the kinetic energies of the emitted electrons must be determined. In the Atomic ionization, the accelerated high energy (2~10KeV) electron beam from the electron gun hits the surface of the sample. Such electrons have sufficient energy to hit out electrons at all levels of the lighter elements, and higher core levels of the heavier elements, and then to ionize the elements. With this process, the inner electron is removed, and the atom is ionized with holes in a variety of inner shell levels. The ionized atom that has its inner core electron removed is a highly excited state and not stable. It will rapidly relax back to a lower energy state by one of two routes : X-ray fluorescence , or Auger emission. In the auger process, one electron falls from a higher level to fill an initial core hole in the inner-shell and the energy liberated in this process is simultaneously transferred to a second electron; a fraction of this energy is required to overcome the binding energy of this second electron, the remainder is retained by this emitted the electron, called Auger electron, as kinetic energy. In the Auger process, the final state is a doublyionized atom with outer core holes. This can be expressed as KE = Ei - ( Ej1 + Ej2 ) (i<j) Where KE is kinetic energy of the Auger electrons, and Ei is the inner core i-shell energy level, and Ej1 and Ej2 are the outer core j-shell energy levels of the auger electrons. If I is K-shell and j is L-shell, we call KLL auger transition. The kinetic energy KE can be analyzed to identify the material the high energy electron hit qualitatively. The amount of the auger electrons from the auger transition is used to analyze the concentration of the constituents quantitatively. The Transmission Electron Microscope, also called TEM, and the scanning electron microscope, also called SEM was used in this research to study the structure. The TEM, or the Transmission Electron Microscope, was the first type of Electron Microscope to be developed to overcome the limitation of light microscope with less than 1000 magnification and a resolution of 0.2 microns, and achieved the more than 10,000 magnifications so as to be able to observe small feature which can not be observed with light microscopes. The figure 3 is the schema of A TEM, which consists of the electron gun generating desired energy electron beams, several magnetic lenses functioning as lens to light, and several apertures. It works much like a light microscope, or a slide projector. The electron beams transmit the sample and form the image of the sample on the screen. The TEM uses magnetic lens, but light microscope use light lenses which are made from transparent materials such as glasses. The TEM can achieve very high magnifications, but it needs high energy electron beams so as to transmit through the samples, and the sample has to be very thin to get good images. The other drawbacks are that high energy of electrons increases the possibility to damage the samples, and the image is not the surface image. These limitations are overcome by the scanning electron microscope (SEM). Electron Source First Condenser Lens Second Condenser Lens Condenser Aperture Sample Objective Lens Objective Aperture Selected Area Aperture First Intermediate Lens Second Intermediate Lens Figure 3. The schema of TEM Electron Source First Condenser Lens Condenser Aperture Second Condenser Lens Objective Aperture Scan Coils Objective Lens Sample Figure 4. The schema of SEM The scanning electron microscope (SEM) was developed more than 30 year later after TEM was developed. In SEM, as the name means, the electron beams are moved by electric fields to scan the sample. The figure is the schema of the SEM, which consists of electron gun for generating electron beans, magnetic lenses for focusing electrons, apertures for controlling the energy ranges, and the electric field plates to sweep the electron beams to control the times electron beams stay on the spot. This sweeping function is the same as the in electron scope, or in TV. The Transmission Electron Microscope, also called TEM, was the first type of Electron Microscope to be developed to overcome the limitation of light microscope with less than 1000 magnification and a resolution of 0.2 microns, and achieved the more than 10,000 magnifications so as to be able to observe small feature which can not be observed with light microscopes. CHAPTER 3 High-rate Deposition of Zinc Ferrite Thin Films from a Soft Solution Process High-rate Deposition of Zinc Ferrite Thin Films from a Soft Solution Process Jiqing Hu1, 2, DooHyoung Lee1, Raghu K. Settaluri2, Chih-Hung Chang1,* 1 2 Department of Chemical Engineering, Oregon State University School of Electrical Engineering and Computer Science, Oregon State University Corvallis, OR 97331 USA * Author to whom all correspondence should be addressed Department of Chemical Engineering, 103 Gleeson Hall, Corvallis OR 97331, USA Phone: 541.737.8548, Fax: 541.737.4600, E-mail: changch@engr.orst.edu The continued down scaling of device dimensions, and the rapid growth in the demand for advanced portable wireless communication systems, system-onchip (SOC), are driving significant improvement for better performance with lower cost. Many of these improvements come from the use of smaller active devices. It is expected that ultra-high speed RF devices (fmax~230 GHz) with a minimum dimension of 45nm will be in production by 2010. The fabrication of a RF system requires the use of passive components such as transmission lines, planar inductors and capacitors. Thus, there is much room for improvement from the passive components through reducing losses and parasite effects at high frequency [1]. The spinel ferrite (MFe2O4, M=Zn, Mn, and Ni) is an ideal material system for high frequency passive components because of its high permeability, resistivity and permittivity. Ferrites with the spinel structure include normal spinel M[Fe2]O4, where M as Zn, Cd, and Ca and inverse spinel Fe[MFe]O4 where M as Ni, Co, Mn, Cu. Spinel ferrite crystal structure possesses the space group fd3m and consists of 56 atoms; 32 are oxygen anions assuming a close packed cubic structure, and the remainders are metal cations residing on 8 of the 64 available tetrahedral (A) sites and 16 of the 32 available octahedral (B) sites [2]. The size and valence of the cation species determine the filling of these sites and strongly influence the material’s magnetic and electronic properties. There are a variety of deposition techniques available for the preparation of thin film ferrites. Sputtering, thermal evaporation, liquid phase epitaxy, chemical vapor deposition, spin coating, and sol gel [3-5]. These techniques typically require high temperatures (> ~ 600oC) for the crystallization of ferrites. Ferrite plating is a soft-solution processing technique developed by Abe and Tamaura for the deposition of crystalline spinel thin film ferrites [6]. It has the advantage of low cost, low temperature, and good conformal coverage. In ferrite plating the metal ions are supplied by a metal chloride salt (e.g FeCl2, NiCl2, CoCl2, etc) solution. The oxygen source is provided through hydroxide ions in the solution. The oxidizing agent such as NaNO2 oxidizes the Fe2+ to Fe3+. The growth mechanism [7] is a three-step process; first OH-1 is adsorbed on the substrate surface followed by the adsorption of metal ions replacing the H+ ions. The Fe2+ ions were then oxidized to Fe3+ by the oxidizing agent, NaNO2. Repeating of this three-step process formed the spinel ferrite thin film. This process was selfregulated at the molecular level. The typical deposition rate for ferrite plating is around 30nm/min, which might be too slow to deposit films at tens of µm for microwave applications. Fortunately, it has been demonstrated [8] that by irradiating the substrate with intensive light the deposition rate can be increased by a factor of 5 to 10. In this paper, we described a spin-and-spray deposition system that utilized light-enhanced ferrite plating to achieve relatively high growth rate (about 0.2 µm per minutes). The zinc ferrite thin films were deposited using a spin and spray system. A schematic diagram of this system is shown in Fig. 1. In this system, two reactive solutions including the metal ion source that contains FeCl2 (Aldrich) and ZnCl2 (Fisher) aqueous solution, and the oxidation source that contains an aqueous solution of NaNO2 (Mallinckrodt) and CH2COONH4 (Alfa Aesar 97%) were sprayed through two nozzles continuously on the substrates at a rate of (50ml/min). The reactant concentrations were given in Table I. The substrates were rotating between the two nozzles around 1000 rpm. The substrates were heated (T=80-90oC) and activated through a halogen-lamp that is controlled by a transformer. The film thickness, roughness, and morphology were measured by a surface profiler and SEM (FEI Siron with a Schottky type field emission electron source). The film thickness and surface roughness were characterized by a Vecco Dektak8 stylus surface profilometer. The morphology and crystal structure were examined by transmission electron microscopy using bright field imaging (FEI Tecnai F20) and selected area electron diffraction (SAED) (Philips CM12). The overall chemical composition of the films was characterized by Auger spectroscopy using a Physical Electronics SAM 590. The AES was working at ultra high vacuum (2.9x10-9 torr), the primary exciting electron current and energy were 100 nA and 5 keV, respectively. The energy resolution was better than 2 eV. The local chemical composition was characterized by Energy Dispersive X-ray spectroscopy in SEM and TEM. The deposited film has a golden brown color. The deposited ferrite film thickness vs. deposition time was given in Fig. 2(a). The film thickness was determined by the surface profiler. The deposition rate could be estimated from the plot to be 0.2 µm/min. This high deposition rate is attractive for most microwave device applications. Fig. 2b. Shows the SEM image of cross-sectional structure of a zinc ferrite thin film with a deposition time of 45 minutes. The thickness from the SEM image agreed well with the measurements from the surface profiler. Fig. 3 (a), (b), and (c) show the SEM images of plane-view structure of zinc ferrite thin films with different deposition time at 15 minutes, 45 minutes and 75 minutes respectively. The films were composed of round aggregates of small grains. The aggregate grew bigger and developed a cauliflower-like appearance with longer deposition time. The higher magnification image shown in Fig. 3 (d) indicated the grains have a plate-like morphology with fibrous texture. The film structures were further characterized by analytical TEM. TEM samples were prepared by scraping off the thin films from the substrate and place them on lacey carbon coated copper grids. Fig. 4.(a) shows a bright-field image of a ferrite thin film. It has a plate-like fibrous morphology, consistent with the SEM results. Chemical analysis was performed using EDX on various locations of the films using electron probe with nanometer size. The results shown in Fig.4.(b) from one of the samples indicated the films contained Fe, Zn, O, C, and Cu. Carbon and Copper X-ray signals could be attributed to the TEM grid. This EDX analysis confirmed that we have uniformly incorporated zinc into the ferrite thin films. Fig. 4(c) shows the selected area electron diffraction (SAED) patterns of the film. The ring pattern indicated the films were polycrystalline. The electron diffraction pattern can be indexed according to cubic zinc ferrite structures [9]. Through Auger electron spectroscopy, the constituents of the deposited film and the concentration of each constituent were analyzed. Fig. 5 (a) shows an AES spectrum for a zinc ferrite thin film deposited from 0.2 g/L ZnCl2 in the precursor solution. In the spectra of all thin films, there are three peaks from 450 eV to 550 eV, with the highest peak around 500 eV. These three peaks are the KLL peaks of oxygen [10]. The positions of the KLL peaks are very close to those of the standard peaks of oxygen and correspond to 503 eV as the highest peak, 483 eV the second highest peak, and 468 eV the third highest peak. In the spectra of all thin films, there is a second group of peaks from 570 eV to 750 eV. These three peaks are the LMM peaks of iron [10]. The positions of the LMM peaks in the second group are very close to those of the standard peaks of iron and correspond to 703eV as the stand peak of iron, and some of the peaks represent the peaks of 550eV, 562eV, 591eV, 610eV, and 651eV. Around 1000eV, there is a peak which may represent the LMM peak of zinc or the KLL peak of sodium [10]. There is a peak around 220eV for sodium that did not appear in all spectra. Thus the peak around 1000eV represents zinc. There is a peak around 300eV which comes from carbon that may result from adsorption of gaseous carbon species. The AES analysis indicated that our samples contain oxygen, iron. zinc and some carbon. The atomic concentration can be determined by the auger electron signal. The atomic concentration of each constituent in the sample is expressed as Ix Sx Cα = Iα α Sα Where, I x is the peak-to-peak Auger amplitude of the constituent component from the sample, and S x is the respective sensitivity. According to the table of the relative sensitivities at 5kV, the sensitivity of oxygen at KLL peak 503eV is 0.4, the sensitivity of iron at LMM peak 703eV is 0.21, the sensitivity of Zinc at LMM peak 994eV is 0.19, and the sensitivity of carbon at the KLL peak 272eV is 0.14. The obtained film compositions and their corresponding solution concentration were given in Table I. Fig. 5(b) shows the Zn/Fe ratio in the solution vs. the Zn/Fe ratio in the deposited film. The plot indicates that zinc concentration in the film increased with zinc concentration in the precursor solution initially then reached a saturation level at higher concentration. In conclusion, the Zinc ferrite thin films have been successfully deposited at a relatively high rate (~ 0.2 µm/min). SEM and TEM measurements indicated the films have a plate-like morphology with fibrous texture. Zinc was uniformly incorporated into the ferrite thin films confirmed by the local chemical analysis by EDX. The deposited films are polycrystalline with a typical cubic ferrite structure. The overall composition of the films were determined by Auger electron spectroscopy as ZnxFeyO4, x ranges from 0.25 to 0.55, and y ranges from 2.2 to 2.7. Acknowledgements The authors would like to acknowledge Dr. Chunfei Li at Portland State University for his assistance of SEM and TEM measurements. Dr. Tianbao Xie at Linfield College for his assistance of AES measurement. This work was supported by the US National Science Foundation under grant # ECS-0401357. References [1] A. Sligar, R.K. Settaluri, C.-H. Chang, Novel Crosstalk Suppression Schemes Employing Magnetic Thin Films, Adv. Micro., March/April 2005, VOL. 32 (2). [2] V.G. Harris, N.C. Koon, C.M. Williams, Q. Zhang, M. Abe, J.P. Kirkland, Appl. Phys. Lett. 68 (1996) 2082. [3] J.M. Robertson, M. Jansen, B. Hoekstra, and P.F. Bongers, J. Cryst. Growth, 41, (1977) 29. [4] M.F. Gillies, R. Coehoorn, J.B.A. van Zon, D. Alders, J. Appl. Phys. 83 (1998) 6855. [5] J-G. Lee, J-Y. Park, Y-J. Oh, C. S. Kim, J. Appl. Phys. 84 (1998) 2801. [6] M. Abe, T. Itoh, Y. Tamaura, Thin Solid Films 216 (1992) 155. [7]M. Abe, MRS Bulletin September (2000) 51. [8] T. Itoh, S, Hori, M. Abe, Y. Tamaura, J. Appl. Phys. 69 (1991) 5911. [9] M.E. Fleet, Acta Crystallogr., Sec. B. 38 (1982) 1718. [10] Lawrence E. Davis, Noel C. MacDonald, Paul W. Palmberg, Gerald E. Riach and Roland E. Weber, handbook of Auger Electron Spectroscopy, 2nd ed. Physical Electron Division Perkin-Elmer Co. Eden Prairie, Minnesota 1976. Fig. 1. A schematic diagram of the spin and spray ferrite deposition system. Fig. 2. (a) Ferrite film thickness plotted as a function of deposition time (b) SEM images of cross-sectional structure of zinc ferrite thin films with deposition time of 45 minutes. Fig. 3. SEM images of plane-view structure of zinc ferrite thin films with different deposition time (a) 15 min. (b) 45 min. (c) 75 min. and (d) higher magnification image for (b). Fig. 4. (a) Bright field TEM image of zinc ferrite thin film (b) EDX spectra from selected area (c) Selected area electron diffraction pattern. Fig. 5. (a) Auger spectra of a zinc ferrite thin film deposited from 0.2 g/L ZnCl2 in the precursor solution (b) Atomic ratio of Zn/Fe in film plotted as a function ZnCl2 concentration in solution. Tubes Halogen Lamp Peristaltic Pump Spray Nozzles Substrates Spinning Stage NaNO2 & ACE FeCl2 & ZnCl2 Transformer Fig. 1. 12 THickness (um) (a) 10 8 6 4 2 0 0 20 40 60 -2 Deposition time (minutes) (b) Fig. 2. 80 (a) (b) (c) (d) Fig. 3. Bright Field (a) 2 1 100 nm 150 Fe Fe Fe O Cu 50 EDX Bright Field Area 2 Fe Counts O C Counts (b)100 60 EDX Bright Field Area 1 Fe Fe 40 C 20 Cu Zn Cu Zn Cu Zn Zn 0 0 0 5 10 15 Energy (keV) 20 0 5 10 15 Energy (keV) 20 (c) JCPDS (85-1436) Fe3O4 JCPDS (82-1049) ZnFe2 O4 Obtained Ferrite thin film 4.8457 4.8733 - 2.9673 2.9843 - 2.5305 (311) 2.5450 2.527 2.4228 2.4366 - 2.0982 (400) 2.1102 2.075 1.9254 1.9364 - 1.7132 1.7299 - 1.6152 1.6244 - 1.4836 (440) 1.4921 1.482 311 Fig.4. 400 440 (a) Auger Electron Spetroscopy 40000 O 35000 Fe 30000 20000 Zn 15000 Fe 10000 5000 O 0 200 400 600 800 1000 1200 Ele ctron Energy (eV) (b) Zinc Iron Atomic Ratio 0.16 0.14 Zinc Iron Ratio dN(E)/dE 25000 0.12 0.1 0.08 0.06 0.04 0.02 0 0 0.2 0.4 0.6 0.8 Zinc Cloride Concentration in Solution (g/l) Fig.5. 1 Table I. Composition of Zn ferrite thin films determined by AES ZnCl2 (g/L) IO Auger peak-topeak amplitude IFe IZn Auger peak-topeak amplitude Auger peak-topeak amplitude Composition 0.000 16.20 5.30 0.000 Fe2.490O4 0.020 16.20 5.20 0.332 Zn0.28Fe2.445O4 0.050 16.15 5.10 0.278 Zn0.24Fe2.410O4 0.100 16.20 8.10 0.681 Zn0.372Fe3.810O4 0.200 16.30 4.70 0.400 Zn0.38Fe2.200O4 0.400 16.22 5.08 0.635 Zn0.55Fe2.400O4 0.600 16.13 5.81 0.665 Zn0.51Fe2.70O4 0.801 16.15 5.20 0.550 Zn0.47Fe2.450O4 All precursor solution contains FeCl2 3g/L, NaNO2 0.5g/L, CH3COONH4 5g/L with varied ZnCl2 concentration in De-ionized water. CHAPTER 4 Background for Impedance Spectroscopy Characterization of Zinc Ferrite Thin Film from a Soft Solution Process Ferrites, as solid state materials, have the following properties: mechanical, thermal, electrical, magnetic, dielectric, and optical properties that need to be considered. The dielectric properties of ferrites are equally important as the magnetic properties because the duality of the complex permeability and the complex permittivity. There are many studies regarding to the magnetic properties of ferrites through measuring the permeability and B-H loops. The study of their dielectric properties, however, is relatively rare. Ferrite are soft magnetic materials, they could also be used for dielectrics. Dielectric materials usually have very high resistance. Because the electrical current can not flow through it easily, dielectric materials can prevent the leakage of an electrical current or electrical free charges moving inside its body. Dielectric material is distinctly different from the electrical conductor which provides the path for free charges moving inside its body when applied electric voltage or electric field. Even the dielectric materials do not provide the path for electrical charges to pass through its body, when an electric field was applied on its body, a phenomenon called Polarization will occur inside the body, in which the bonded charge particles align with the applied electric field. This alignment of the bonded charge particles will produce additional electric field to compensate the applied electric field. The fundamental basis of the phenomena is the interaction of the dielectric material with the applied electric field, and this interaction could be characterized by the dielectric constant. Ferrites with the spinel ferrite structure contain all the material as MFe2O4 ( M[Fe2]O4, where M as Zn, Cd,, and inverse spinel Fe[MFe]O4 where M as Ni, Co, Fe, Mn, Cu). Spinal ferrite crystal structure possesses the space group, fd3m, structure and consists of 56 atoms; 32 are oxygen anions assuming a close packed cubic structure of lattice parameter a0/2, where a0 is the length of a ferrite unit structure, and the remainders are metal cations residing on 8 of the 64 available tetrahedral (A) sites and 16 of the 32 available octahedral (B) sites. The size and valence of the cation species determines the filling of these sites and in turn strongly influences the materials’ magnetic and electronic properties: high permeability and high permittivity. These properties are benefit to high frequency applications. The crystal ferrite is an ionic material, the outer shell of the oxygen anion has 8 electrons which is complete filled and stable, and the outer shell of the metal cations is empty and stable as well. When the ferrite is subjected to an applied electric field, there are not many free carriers, and the ferrite behaves as an insulator with high resistance. The Fe2+ has 6 orbit 3d electrons, and one of the 6 electrons may transfer to the s orbit of the next shell and become the free electron that would contribute some conductivities. There is a hop effect that the electrons may hop from one iron atom to anther iron atom if the hop requirement is satisfied. This hop effect will contributes to the conductivities. As stated earlier, permittivity (also called dielectric constant when comparing to free space), loss tangent, and conductivity are three important properties for dielectric materials. First, the permittivity will be discussed. The force of two point charges inside a dielectric material which fills all the space is given by the well-known Coulomb's law as: F= q1q2 rˆ 4πε r 2 (1) where F is the coulomb force of interaction between two charges q1 and q2 (each expressed in unit of coulombs) separated by a distance of r in a dielectric medium; and r is the unit vector along the direction of r, is the dielectric permittivity of the filled dielectric material. If the filled material is free space, or empty space, or vacuum space, expressed as o, and o is the dielectric permittivity of the free space has a value of (1/36 )x10-9 farad/meter or 8.85x10-12 farad/meter in SI units. And the permittivity of a dielectric material expressed as o r related to the free space. r can be is the dielectric constant of the dielectric material or the relative permittivity, and is dimensionless. So the dielectric constant of free space is 1. Using the Coulomb's law to describe the dielectric constant and permittivity is under an ideal assumption that the dielectric material fills all the space and there are no boundary effects. The two-parallel-plate capacitor structure is a practical and popular structure to characterize the dielectric materials. The two plates are separated by a distance h under an applied voltage V. Because of the applied voltage, charges will accumulate at the external surface of the two plates which have an area of A square meters. (a) (b) Figure 1. Schematic diagrams of two parallel-plate capacitor. As shown in Figure 1(a), the space between the two plates are free space, the electric field is expressed as E=V/d, the free charge accumulated at one of the internal surfaces of the two plates equals to Q0 where Q0=C0V, where the capacitance of the two parallel-plate capacitor is C0 = ε0 A d . As shown in Figure 1(b), the space between the two plates is filled with dielectric materials with a dielectric constant of ε r , and the capacitance of the two parallel-plate capacitor becomes C= ε 0ε r A d , the free charge that is accumulated at one of the external surfaces of the two plates equal to Q where Q=CV , The electric field is normal to the inner surface of the parallel plates, especially at the center of the plates. As the location approaches to the edge of the plates, the electric field may not be normal to the surface of the plates. Fortunately, dimension of the plates becomes much larger than the distance, d, this fringe effect can be ignored. The terms discussed above are the dielectric constant and permittivity under applied static electric field. Even though the dielectric materials has large resistance, there are still some free carriers inside. The moving free carriers will contribute to the leakage current and consume the electric energy, which can be termed as the loss tangent of power consumption. For ideal capacitors, when an alternative electric field is applied, the electrical energy is stored as potential energy through charge accumulation at the surface in positive half circle, and then the charge cumulated are discharge to give off energy in the negative half circle, and there is no energy dissipated within the dielectric materials. In reality, when an alternative electric field is applied, there will be free charges escaped which will be able to move around and consume the electric energy. For the parallel-plate capacitor, the ratio of the energy consumed to the energy stored in the capacitor is the loss tangent of the power consumption. When an electric field is applied to the zinc ferrite thin films, there are a few phenomena occurred from atomic to the macroscopic level. At the atomic level, through atomic polarization, the center of positive nuclei and negative electron clouds are away from the original position with a small displacement. In ferrite, as an ionic material, the ionic polarization occurs at the molecular level that will displace the cation and anion sublattices. The ferrite crystal may polarize and become bipolar, or dipolar under an electric field. The zinc ferrite thin films deposited by spin-and-spray solution-based technique are polycrystalline with grain boundaries. The polarized charges or some free charges accumulated at the boundary, and limit or restrict the movement of the charges moving inside the zinc ferrite thin films. All these phenomena will contribute to the dielectric properties of the zinc ferrite thin films. When the zinc ferrite is under an alternative electric field, the polarization of the material is related to the dielectric constant or relative permittivity, and the energy dissipated as the leakage, heat energy through friction and other ways was termed as the loss tangent of power dissipation. At different levels, the dielectric constant and loss tangent may have different characteristics at different frequency, which could be characterized by the impedance spectroscopy. The impedance spectroscopy is a classical method for studying the frequency response of dielectric materials. This method was put forward 60 years by K. S. Cole and R. H. Cole through the famous Cole-Cole diagram. A plethora of of models describe the dielectric material were developed since then, such as the Debye relation model. As discussed earlier, the origin of the dielectric properties ranges from the atomic level to the macroscopic level, and it is difficult to construct a model to describe the dielectric properties at all levels. Impedance Spectroscopy is ideal for investigating the electrical response of dielectric materials as a function of frequency. It can be used to study the impedance behavior of a material and be analyzed based on an idealized circuit model with discrete electrical components. The analysis is mainly accomplished by fitting the impedance data to an equivalent circuit, which is representative of the material under investigation. For studying the zinc ferrite thin films using the impedance spectroscopy, a model consisting of resistors, capacitors and inductors was constructed and compares with the data from the impedance spectroscopy measurements. The dielectric properties of zinc ferrite thin film were obtained by fitting the data to the model. CHAPTER 5 Impedance Spectroscopy Characterization of Zinc Ferrite Thin Film from a Soft Solution Process Impedance Spectroscopy Characterization of Zinc Ferrite Thin Film from a Soft Solution Process Jiqing Hu1, 2, DooHyoung Lee1, Raghu K. Settaluri2, Chih-Hung Chang1,* 1 2 Department of Chemical Engineering, Oregon State University School of Electrical Engineering and Computer Science, Oregon State University Corvallis, OR 97331 USA * Author to whom all correspondence should be addressed Department of Chemical Engineering, 103 Gleeson Hall, Corvallis OR 97331, USA Phone: 541.737.8548, Fax: 541.737.4600, E-mail: changch@engr.orst.edu Abstract: The spinel ferrite (MFe2O4, M=Zn, Mn, and Ni) is an ideal material system for high frequency passive components because of its high permeability, resistivity and permittivity. A model consisting of resistors, capacitors and inductors was constructed and used for the analysis of impedance spectroscopy. The dielectric properties of zinc ferrite thin films were obtained by fitting the data to the model. The results show that the dielectric constants are around 15 regardless of Zn/Fe ratio. This value is consistent with most of the reported values for bulk ferrite materials. The resistivity changes from 0.6x106 ohm.meter to 1.3 x106 ohm.meter when Zn/Fe ratio varies from 0.6x106 ohm.meter to 1.3 x106 ohm.meter. Introduction The continued down scaling of device dimensions, and the rapid growth in the demand for advanced portable wireless communication systems, system-onchip (SOC), are driving significant improvement for better performance with lower cost. Many of these improvements come from the use of smaller active devices. It is expected that ultra-high speed RF devices (fmax~230 GHz) with a minimum dimension of 45nm will be in production by 2010. The fabrication of a RF system requires the use of passive components such as transmission lines, planar inductors and capacitors. Thus, there is much room for improvement from the passive components through reducing losses and parasite effects at high frequency [1]. Ferrites with the spinel structure include normal spinel M[Fe2]O4, where M as Zn, Cd, and Ca and inverse spinel Fe[MFe]O4 where M as Ni, Co, Mn, Cu. Spinel ferrite crystal structure possesses the space group fd3m and consists of 56 atoms; 32 are oxygen anions assuming a close packed cubic structure, and the remainders are metal cations residing on 8 of the 64 available tetrahedral (A) sites and 16 of the 32 available octahedral (B) sites [2]. The size and valence of the cation species determine the filling of these sites and strongly influence the material’s magnetic and electronic properties. The spinel ferrite (MFe2O4, M=Zn, Mn, and Ni) is an ideal material system for high frequency passive components because of its high permeability, resistivity and permittivity. There are a variety of deposition techniques available for the preparation of thin film ferrites. Sputtering, thermal evaporation, liquid phase epitaxy, chemical vapor deposition, spin coating, and sol gel [3-5]. These techniques typically require high temperatures (> ~ 600oC) for the crystallization of ferrites. Ferrite plating is a soft-solution processing technique developed by Abe and Tamaura for the deposition of crystalline spinel thin film ferrites [6]. It has the advantage of low cost, low temperature, and good conformal coverage. In ferrite plating the metal ions are supplied by the metal chloride salt (e.g FeCl2, NiCl2, CoCl2, etc) solution. In this paper, the dielectric properties of zinc ferrite thin films deposited from a light-enhanced spin and spray system were studied using impedance spectroscopy. Impedance spectroscopy is a powerful tool for investigating the electrical properties of materials. This was achieved by studying the impedance behavior of the material and analyzed through an equivalent circuit. A model consisting of resistors, capacitors and inductors was built to describe the zinc ferrite thin films. The electrical properties including dielectric constant or permittivity, and conductivity were obtained through fitting the impedance data using this model. Experimental The zinc ferrite thin films were deposited on the Ta/Si/Au substrates, using a spin and spray system. A schematic diagram of this system is shown in Fig. 1. In this system, two reactive solutions including the metal ion source that contains FeCl2 (3g/L) and ZnCl2 (0.02g/L to 0.8g/L) aqueous solution, and the oxidation source that contains an aqueous solution of NaNO2 (0.5g/L) and CH2COONH4 (5g/L) were sprayed through two nozzles continuously on the substrates. The substrates were rotating between the two nozzles. The substrates were heated and activated through a halogen-lamp that is controlled by a transformer. The film thickness, roughness, and morphology were measured by a surface profiler and SEM (FEI Siron with a Schottky type field emission electron source). The film thickness was measured by a Vecco Dektak8 stylus surface profilometer. The morphology and crystal structure were examined by transmission electron microscopy using bright field imaging (FEI Tecnai F20) and selected area electron diffraction (SAED). The overall chemical composition of the films was characterized by Auger spectroscopy using a Physical Electronics SAM 590. The AES was working at ultra high vacuum (2.9x10-9 torr), the primary exciting electron current and energy were 100 nA and 5 keV, respectively. The energy resolution was better than 2 eV. The local chemical composition was characterized by Energy Dispersive X-ray spectroscopy in SEM and TEM. The impedance spectroscopy was performed using a Solartron SI 1287 electrochemical interface along with a SI 1260 frequency response analyzer. The sample was tested using a probe station (J-micro 327 model). A tungsten probe with a 1mm diameter bar was in contact with the tantalum substrate and another 1mm diameter tungsten probe was in contact with the ferrite thin film. A schematic diagram is as Figure 2. As the impedance analyzer sweeps the frequency, the frequency response was collected by the Zplot software. Results and discussion The film structures were characterized by analytical TEM. TEM samples were prepared by scraping off the thin films from the substrate and place them on lacey carbon coated copper grids. Fig. 3.(a) shows a bright-field image of a ferrite thin film. It has a plate-like fibrous morphology. Chemical analysis was performed using EDX on various locations of the films using electron probe with nanometer size. The results shown in Fig.3.(b) from one of the samples indicated the films contained Fe, Zn, O, C, and Cu. Carbon and Copper X-ray signals could be attributed to the TEM grid. This EDX analysis confirms that we have uniformly incorporated zinc into the ferrite thin films. Fig. 3(c) shows the selected area electron diffraction (SAED) patterns of the film. The ring pattern indicated the films were polycrystalline. The electron diffraction pattern can be indexed according to cubic zinc ferrite structures [4]. Through Auger electron spectroscopy, the constituents of the deposited film and the concentration of each constituent were analyzed. The overall composition of the films was determined by Auger electron spectroscopy as ZnxFeyO4, x ranges from 0.25 to 0.55, and y ranges from 2.2 to 2.7. The simplest model to describe a dielectric material filled inside two parallel plates is shown in Fig.4, a resistor Rs follows with the parallel of a resistor Rp and capacitor Cp. Rs is the contacting resistance between the dielectric material and the electrode, Rp is related to the power dissipation inside the dielectric material, and Cp is the capacitance between the two plates. The impedance analysis of the model is as follows. Z = Rs + Rp 1 + jωCpRp (1) Where Z is the impedance between 1 and 2 nodes in figure 4, and is the angular frequency. Z = Zr + jZi = Rs + Rp 1 + jωCpRp (2) Where Zr is the real part, and Zi is imaginary part of the impedance Z. Rp ωCpRp 2 Z = Rs + −j 1 + ω 2 Cp 2 Rp 2 1 + ω 2 Cp 2 Rp 2 (3) As ω → ∞ , Z = Z = Rs As ω → 0 , Z = Z = Rs + Rp Zr = Rs + Zi = − Rp 1 + ω Cp 2 Rp 2 2 ωCpRp 2 1 + ω 2 Cp 2 Rp 2 As ωCpRp → 1 , Zi = − (4) (5) Rp which arrives at the minimum position of Zi 2 From the minimum Zi position, we can obtain the Cp value and the Rp value. Rp Rp 2 ωCpRp 2 ( Zr − Rs − Rp / 2) 2 + Zi 2 = ( ) ( )2 − + 2 2 2 2 2 2 2 1 + ω Cp Rp 1 + ω Cp Rp Rp ) 2 ((1 − ω 2 Cp 2 Rp 2 ) 2 + ( 2ωCpRp ) 2 ) =( 2 2 2 (1 + ω Cp Rp ) ⋅ 2 Rp =( ) 2 (1 + ω 2 Cp 2 Rp 2 ) 2 2 2 2 (1 + ω Cp Rp ) ⋅ 2 Rp = ( )2 2 (6) Equation (6) describes a circle with the center at (Rs+Rp/2, 0) and the diameter of Rp. The imaginary part Zi is always less than 0, so it is a semicircle in the negative imaginary plane. When ωCpRp = 1 , -Zi achieves its maximum value, and the angular frequency is denoted as max, Cp = 1 /(ω max Rp) (7). From the semicircle in the complex plane, we can locate Rs and Rp, and f at the maximum Zi, in order to calculate Cp. However, this method has a major disadvantage that the frequency at maximum can not always be determined easily. The bode plots (which plots the logZ and phase angle vs logf) has an important advantage that the region which are dominated by the resistive elements such as Rs and Rp has the slop of zero and the region dominated by capacitive elements has a slope of -1 for the ideal case. The elements of the Rs and Rp can be determined from the high frequency regions of the bode plots according to the condition of frequency approaches to 0, Z approaches to Rs, and frequency approaches to infinity, Z approaches to Rs+Rp. From region dominated by capacitors for which has a slop of -1, logZ’=-(log +logCp)=-log2 -logf-logCp, (7) Where Z’ is the fitted line. As logf=-log2 , or f=1/2 , logZ’=LogCp, Cp=Z’(1/2 ) . (8) The Cp value is calculated from the Bode plots. These are the two ways to calculate Cp, Rs and Rp of the thin film under the two probes. The theoretical foundation for calculating the capacitance and Rs and Rp was discussed above. In the following section, an example of obtaining the capacitance from the zinc ferrite thin film deposited using a solution containing 0.2g/L of ZnCl2 was presented here. Before measuring the capacitance and resistance of the zinc ferrite thin films, the capacitance and resistance from the system, including the substrate, the probe, the interface between the probe to the contacting area, and even the measuring equipment must be considered. Figure 5 show the impedance spectra of the measurement as the probes contact on the substrate surfaces and the zinc ferrite thin film in the sample are not within the electric flowing path. There is no semicircle in the frequency range up to a 30MHz. The behavior is dominated as a small resistance resistor. This means that there is no contacting capacitance effect when measurement was done in this frequency range. We can conclude that the setup is in a resistance dominated range with a zero slope, and the impedance is 40.99 ohm. There are some strange signal after 1MHz, this is from the SI1287 electrical interface and SI1260 frequency response analyzer. The SI 1287 and SI 1260 have a measurement limitation below an impedance around 50pF. There is an internal capacitance around 50pF. To remove the effect of this internal capacitance, a 10M ohm resistor was used to show the internal capacitance. Figure 6 shows the impedance spectra of a 10M ohm resistor. From figure 6(a), at a frequency less than 10 Hz, the impedance is dominated by the resistance, and at frequency from 2x103 to 2x104 Hz, the impedance is dominated by the capacitance. Figure 6 shows the impedance spectra with the data points of frequency up to 40kHz after removing a spike point. The spectra can be fitted with the model shown in figure 4 as Rs=4572 ohm, Rp=10.194Mohm, and Cp=63.1pF with less than 1% error in fitting. A capacitance value of Cp=63.1pF was obtained from the measurement system using a 10M ohm resistor. This capacitance must be considered for the future measurements. The following section discuss measurements of zinc ferrite thin films with and without the 10M ohm resistor. Figure 7 shows the impedance spectra of the 10Mohm resistor parallel with the zinc ferrite sample. At frequency less than 30 Hz, the resistance is dominated by the value of 5.18M ohm and the bode plot has a zero slope. At frequency from 5 kHz to 70 kHz, the slope is -1 as the capacitance dominates. After 100kHz, there are some strange signals because of the measurement accuracy range. So the data points are ranged up to the frequency at 50kHz. The spectra can be fitted using the model Rs=1717 ohm, Rp=5.37Mohm, and Cp=132.4pF with less than 1% error in fitting. The capacitance of the thin film under the probe would be calculated as 132.4pF-63.1pF=69.3pF, and R=5.37x10.194/(10.194-5.31)=11.35Mohm. Figure 8 shows the impedance spectra of the sample without the 10M ohm resistor. At frequency less than 3 Hz, the resistance is dominated by a value of 19.5Mohm. At a frequency range from 1 kHz to 70 kHz, the slope is -1 as the capacitance dominates. The data can be fitted using the model with parameters Rs=2295 ohm, Rp=15.53Mohm, and Cp=119pF with an error less than 2%. The capacitance of the thin film under the probe is 119pF-63.1pF=55.7pF, and R=15.53Mohm, little larger than =11.35Mohm. From these two methods, an average capacitance of 62.5pF is obtained. The thickness of film is about 1.5um and the diameter of the probe bar is 1mm, so the dielectric constant can be calculated from C= ε 0ε r A d (9) and obtain that r=13.5, and the resistance is about 15Mohm. Following the same procedures, the capacitance and resistance for a set of samples with different Zn/Fe ratio were measured and the results were given in figure 9 and figure 10. Figure 9 shows that the dielectric constants are around 15 for several zinc ferrite thin films with different Zn/Fe ratio. This value is consistent with most of the reported values for bulk ferrite materials. All zinc ferrite thin films have high resistivity ranging from 0.6x106 ohm.meter to 1.3 x106 ohm.meter. In general, the resistivity increase as the Zn/Fe increase. Conclusions We used impedance spectroscopy to study the electrical properties of zinc ferrite thin films deposited by a spin and spray soft solution process. A model consisting of resistors, capacitors and inductors was constructed and used for the analysis of impedance spectroscopy. The dielectric properties of zinc ferrite thin films were obtained by fitting the data to the model. The results show that the dielectric constants are around 15 regardless of Zn/Fe ratio. This value is consistent with most of the reported values for bulk ferrite materials. The resistivity changes from 0.6x106 ohm.meter to 1.3 x106 ohm.meter when Zn/Fe ratio varies from 0.6x106 ohm.meter to 1.3 x106 ohm.meter. Acknowledgements The authors would like to acknowledge Dr. Chunfei Li at Portland State University for his assistance of SEM and TEM measurements. Dr. Tianbao Xie at Linfield College for his assistance of AES measurement. This work was supported by the US National Science Foundation under grant # ECS-0401357. References [1] Claude Gabrielli, Identification of electrochemical processes by frequency response analysis. Solartron Techinical report number 004, [2] Claude gabrielli,Use and application of electrochemical impedance techniques. Solartron Technical report 24, 1997. [3] V.G. Harris, N.C. Koon, C.M. Williams, Q. Zhang, M. Abe, J.P. Kirkland, Appl. Phys. Lett. 68 (1996) 2082 [4] M.E. Fleet, Acta Crystallogr., Sec. B. 38 (1982) 1718. [5] J-G. Lee, J-Y. Park, Y-J. Oh, C. S. Kim, J. Appl. Phys. 84 (1998) 2801. [6] M. Abe, T. Itoh, Y. Tamaura, Thin Solid Films 216 (1992) 155. [7]M. Abe, MRS Bulletin September (2000) 51. [8] T. Itoh, S, Hori, M. Abe, Y. Tamaura, J. Appl. Phys. 69 (1991) 5911. [9] M.E. Fleet, Acta Crystallogr., Sec. B. 38 (1982) 1718. [10] Lawrence E. Davis, Noel C. MacDonald, Paul W. Palmberg, Gerald E. Riach and Roland E. Weber, handbook of Auger Electron Spectroscopy, 2nd ed. Physical Electron Division Perkin-Elmer Co. Eden Prairie, Minnesota 1976. Tubes Halogen Lamp Peristaltic Pump Spray Nozzles Substrates Spinning Stage NaNO2 & ACE Transformer FeCl2 & ZnCl2 Fig. 1 A schematic diagram of the spin and spray ferrite deposition system. SI 1287 Compute d SI 1260 Figure 2. A schematic diagram of impedance spectroscopy measurements Bright Field 2 1 100 nm 250 100 Fe Fe 200 O C 80 150 Counts Counts Fe EDX Bright Field Area 1 Fe 100 O C Fe Fe 60 40 Cu Zn Cu Zn 50 EDX Bright Field Area 2 Cu Zn Cu Zn 20 S 0 0 0 5 10 15 Energy (keV) 20 0 5 10 15 Energy (keV) Fig. 3 a) SEM image, b) The EDX results, c). TEM diffraction pattern 20 Rp 1 Rs 2 Cp Fig.4. A model of resistor Rs follows parallel Resistor Rp and capacitor Cp -50 102 |Z| 101 -25 10-1 10-2 10-1 100 101 102 103 104 105 106 107 Z'' 100 108 0 Frequency (Hz) 25 -200 theta -100 50 -50 0 200 10-2 -25 0 Z' 100 10-1 100 101 102 103 104 Frequency (Hz) 105 106 107 108 (b) (a) Figure 5 The impedance spectra of the setup without samples 25 50 108 -1e7 FitResult FitResult |Z| 107 106 105 104 10-2 -5e6 10-1 100 101 102 103 104 105 Z'' Frequency (Hz) -100 0 theta -75 -50 -25 0 25 10-2 10-1 100 101 102 103 104 5e6 105 0 Frequency (Hz) (a) 5.0e6 1.0e7 Z' (b) Figure 6. The impedance spectra of a 10Mohm Resistor with model fitting. 1.5e7 10 7 -5.0e6 FitResult FitResult |Z| 10 6 10 5 10 4 10 -2 -2.5e6 10-1 100 101 102 103 10 4 10 5 Z'' Frequency (Hz) -100 0 theta -75 -50 -25 0 25 10 -2 2.5e6 10-1 100 101 102 103 10 4 0 10 5 (a) 2.5e6 5.0e6 Z' Frequency (Hz) (b) Figure 7. The impedance spectra of the thin ferrite thin film and a parallel 10Mohm Resistor along with model fitting. 7.5e6 -7.5e6 107 FitResult FitResult |Z| 106 105 -5.0e6 104 102 103 104 105 Z'' Frequency (Hz) -2.5e6 -90 theta -80 -70 -60 0 -50 102 0 103 104 2.5e6 105 Frequency (Hz) (a) 5.0e6 Z' (b) Figure 8. The impedance spectra of the thin ferrite thin film. 7.5e6 Dielectric constants of zinc ferrite thin films 20 18 16 14 12 10 8 6 4 2 0 0 0.02 0.04 0.06 0.08 0.1 0.12 0.14 Zn/Fe ratio Figure 9. Dielectric constants of zinc ferrite thin films vary with Zn/Fe ratio. 1.6 Resistivity (mOhm.Meter) 1.4 1.2 1 0.8 0.6 0.4 0.2 0 0 0.02 0.04 0.06 0.08 0.1 0.12 Zn/Fe ratio Figure 10. Resistivity of thin ferrite thin films vary with Zn/Fe ratio. 0.14 CHAPTER 6 A grounded coplanar waveguide based technique for nondestructive measurement of high frequency complex permittivity and permeability of thin films Abstract: Characterization of thin film materials for determining the complex permittivity and permeabilities is very important for a wide range of RF/microwave applications. This chapter presents a simple extraction procedure for the extraction of these parameters using grounded coplanar waveguide configuration. Conformal mapping is used for obtaining the filling factors for the grounded coplanar waveguide structure. Software programs have been developed in Matlab platform to extract the complex permeability and permittivity parameters from the full-wave 3D electromagnetic simulations carried out using Ansoft’s HFSS software. This grounded coplanar waveguide based technique can achieve less than 2% error for extracting these parameters from the full-wave simulation results. The chapter describes a systematic methodology to extract the parameters. This method is also applicable for measurement based extraction procedure to determine the material parameters for material of unknown characteristics. Introduction Continued down scaling of device dimensions and the rapid growth in the novel fabrication technologies are enabling factors for the realization of high performance wireless communication systems. With the implementation of new thin film dielectric materials in the recent fabrication schemes, measurement of key material parameters such as of complex permittivity and permeability have gained prominent importance. High Dielectric Constant in oxides with the perovskite structure such as ACu3Ti4O12 and ACu3Ti3FeO12 has been a hot topic in recent years. This material has colossal permittivity of four to five fold at the low frequency of the order of tens of Mega hertz. A common technique for measurement of relative permittivity is by measuring the parallel plate capacitance of a test structure filled with the material under test. However, this technique has limited application for RF and microwave frequencies. Recently, authors have been studying the ferrite properties and thin film deposition techniques low temperatures, which is very useful for high frequency application at backend processing. In this chapter, we propose a procedure using grounded coplanar waveguide structure as the test structure to characterize the complex permittivity and permeability of the thin films. We will demonstrate the validity of technique with the help of full-wave 3D electromagnetic simulations, which can be easily extended to extract the material properties from the measurement. In recent years, several researchers have reported use of network analysis techniques for characterizing the high frequency properties of thin films. M. Wu and his colleagues prepared the sample with sol-gel techniques and measured the transmission and reflection coefficient of the prepared sample to calculate complex permeability and complex permittivity. The technique using the network analyzer to measure the permittivity and/ or permeability was first reported by A. M. Nicolson and G. F. Ross [46] in time domain, and then followed by William B. Weir in the frequency domain. Weir’s technique measures the transmission and reflection coefficient of waveguide or TEM transmission line inserted with sample materials. His model has three regions, in which the two end side regions have the same characterization. This technique uses two close frequencies or the average group delay to resolve the phase ambiguity when the sample length of the material is longer than the wavelength in the dielectric material. Trevor William and his colleagues extended the Weir’s model by adding another layer for the deposition of the material under test and measured its complex permittivity. Sebastien, Lefrancois and his co-workers studied the resonant structures using Weir’s configuration to characterize the material. Other researchers [33] used the openend coaxial probe to characterize the materials where, one end of the weir structure is open or closed to result in a one port network. In all these models, the wave propagates in a direction from the one end of the test sample to another end with a uniform cross section. However, in the case of coplanar waveguide geometry, the central conductor is buried between two dielectric layers which are fabricated in sequence and their dielectric and magnetic properties may be different. For this configuration, several analytical procedures have been reported. The coplanar waveguide and stripline configuration are known to be popular for the characterization of high frequency dielectric and magnetic properties. The extraction procedure for the high frequency characterization generally involves measurement of scattering parameters of the sample using microwave network analyzer. The effective permittivity and permeability calculation are the approximated with formulae derived from the conformal mapping techniques. In 1970s, the large computation seemed not practical and this technique was not popular. In recent years, due to the increased computational resources, this technique regained a lot of attention. Several new configurations have been reported to characterize the permittivity and permeability of materials based on measured s-parameters. The two important concepts, which are: a) the duality relationship of permittivity and permeability and b) filling factors or the filling fractions proved to be the key aspects in these techniques, particularly with reference to the coplanar waveguide configuration. However, due to certain approximations, the results have not been quite promising. Walter Barry’s research [2] showed that the mismatch at the strip-line-to-coax joint and any impedance difference between the stripline and the network analyzer port may result in larger values of measured ’’ and ’’ for lower loss materials. Robert A Pucel and Daniel J. masse [23, 33] pointed out that dielectric losses and ohmic conducting losses also affect the results. Since calculation of complex permittivity and complex permeability is a reversing problem, A Raj stated four challenges in terms of isolating the conductor, dielectric and radiation losses, as well as dispersion. On the configurations or testing structures, Giovanni Ghione [8] studied four configurations: CPW1, CPW2, CPW3 and CPW4; and Said S. Bedair Ingo Wolf, studied three structures: SCPW1. SCPW2 and SCPW3 by referring to the conformal mapping results by C. Veyres and Fouad Hanna[4]. The configurations stated have not been quite successsful to characterize the deposited thin films on conduction or glass substrates. In this chapter, the author proposes a grounded coplanar waveguide configuration to obtain the complex permittivity and permeability by using the measured S-parameters of thin film deposited on a dielectric substrate with or without a conduction layer. For validation, full-wave EM simulations using Ansoft’s HFSS software will be used to substitute the measurement results. Software has been developed on Matlab platform to extract the complex permittivity and complex permeability of the test material from the s-parameters. Basic Structure The proposed configuration for the material parameter extraction is shown in Fig. 1. The structure is a grounded coplanar waveguide, the bottom part (part 2) is filled with silicon dioxide on the conductive material as the support frame; and top part (part 1) is the dielectric material under test and has been deposited on the surface of the supporting conductive material. The dielectric constant of the dielectric material within the supporting frame is considered to be 4 with no dielectric losses. The dielectric thicknesses h1 and h2 are chosen to be 30 um. The conductor thickness is considered to be 0.1 um, and the separation between conductors to be 5um. The center wire has a width of 100 um. The HFSS was used to simulate the structure with different test dielectric materials, and the S parameters, Z parameters, and other parameters from the simulation are used for the purpose of material parameter extraction. A Matlab code was developed to extract the complex relative permittivity (dielectric constant) and the complex relative permeability from the simulated S or Z parameters by using the conformal mapping techniques. The extracted complex relative permittivity and the complex relative permeability are compared with the input values provided in the HFSS simulation. The theory and results are discussed in the following. Theoretical approach The theoretical approach in this study has three sections. The first section is to study the relationship of the S parameters or Z parameters, which can be measured from the network analyzer. The second section is using the duality properties and the filling factors to construct a relationship between the effective permittivity and the effective permeability to the relative permittivity and relative permeability of the materials filling in the structure of the transmission line. The last section is to derive the filling factors, which are critical for constructing the relationship proved in the second section. Using these three sections, a series of equations are constructed solving which, unknown complex permittivity and complex permeability of the test material can be obtained. The effective permittivity and permeability of transmission lines A transmission line is an electromagnetic guiding system for efficient point-to-point transmission of electric signals (information) and power. The ABCD matrix of a transmission line, which expresses voltages and current transportation between the input and output can be expressed as: A = cosh γ l (1) B = Z c sinh γ l (2) sinh γ l Zc (3) D = cosh γ l (4) C = Z where l , c , and γ = α + j β are the length, the characteristic impedance, and the complex propagation constant of the transmission line, respectively. When a transmission line is measured with an input impedance or source impedance Z 01 and output impedance or load impedance Z 02 , S-parameters, impedance Z and ABCD matrices can be obtained directly or indirectly. The conversion between the S-parameters, impedance Z and ABCD matrix are as follows [7]: 1) Calculating S-parameters from impedance Z: S 11 = S 12 = S 21 = S 22 = * ( Z 11 − Z 01 )( Z 22 + Z 02 ) − Z 12 Z 21 ( Z 11 + Z 01 )( Z 22 + Z 02 ) − Z 12 Z 21 ( Z 11 2 Z 12 ( R 01 R 02 ) 0 . 5 + Z 01 )( Z 22 + Z 02 ) − Z 12 Z 21 ( Z 11 2 Z 21 ( R 01 R 02 ) 0 . 5 + Z 01 )( Z 22 + Z 02 ) − Z 12 Z 21 * ( Z 11 + Z 01 )( Z 22 + Z 02 ) − Z 12 Z 21 ( Z 11 + Z 01 )( Z 22 + Z 02 ) − Z 12 Z 21 (5) (6) (7) (8) 2) Calculating impedance parameters Z from S parameters: Z 11 = Z 12 * + S 11 Z 01 )( 1 − S 22 ) + S 12 S 21 Z 01 ( Z 01 (1 − S 11 )( 1 − S 22 ) − S 12 S 21 (9) 2 S 12 ( R 01 R 02 ) 0 .5 = (1 − S 11 )( 1 − S 22 ) − S 12 S 21 (10) 2 S 21 ( R 01 R 02 ) 0 . 5 (1 − S 11 )( 1 − S 22 ) − S 12 S 21 (11) Z 21 = Z 22 * (1 − S 11 )( Z 02 − S 22 Z 02 ) + S 12 S 21 Z 01 = (1 − S 11 )( 1 − S 22 ) − S 12 S 21 (12) 3). Calculating the Sparameters from ABCD matrix: S 11 = S 12 = S 21 = S 22 = AZ AZ 02 02 + B − CZ + B + CZ Z 02 − DZ 01 Z 02 + DZ * 01 * 01 2 ( AD − BC )( R 01 R 02 ) 0 . 5 AZ 02 + B + CZ 01 Z 02 + DZ AZ 02 − AZ AZ 02 2 ( R 01 R 02 ) 0 . 5 + B + CZ 01 Z 02 + DZ * 02 + B − CZ + B + CZ 01 01 Z * 02 (13) 01 01 (15) 01 + DZ Z 02 + DZ (14) * 01 01 (16) 4). Calculating ABCD matrix from S parameters: A = * ( Z 01 + S 11 Z 01 )( 1 − S 22 ) + S 12 S 21 Z 01 2 S 12 ( R 01 R 02 ) 0 . 5 (17) * * + S 11 Z 01 )( Z 02 + S 22 Z 02 ) − S 12 S 21 Z 01 Z 02 ( Z 01 B = 2 S 12 ( R 01 R 02 ) 0 .5 C = (1 − S 11 )( 1 − S 22 ) − S 12 S 21 2 S 12 ( R 01 R 02 ) 0 .5 * + S 22 Z 02 ) + S 12 S 21 Z 02 (1 − S 11 )( Z 02 D = 2 S 12 ( R 01 R 02 ) 0 . 5 (19) (20) (18) 5). Calculating impedance Z from ABCD matrix: Z 11 = A C (21) Z 12 = AD − BC C (22) Z 21 = 1 C Z 22 = D C (23) (24) 6). Calculating the ABCD matrix from the impedance A = B = C = D = Z 11 Z 21 (25) Z 11 Z 22 − Z 12 Z 21 Z 21 (26) 1 Z 21 (27) Z 22 Z 21 (28) Where R 01 and R 02 are real part of Z 01 and Z 02 respectively, and * * Z 01 and Z 02 are the conjugate of Z 01 and Z 02 respectively. From the ABCD matrix given in equations (1) to (4), the relationship of l , length of the transmission line, Z c , the characteristic impedance of transmission line, and γ = α + j β , the propagation constant with S- parameters and source impedance Z 01 and load impedance Z 02 are as follows: cosh γ l = * + S 11 Z 01 )( 1 − S 22 ) + S 12 S 21 Z 01 ( Z 01 2 S 12 ( R 01 R 02 ) 0 . 5 (29) * * ( Z 01 + S 11 Z 01 )( Z 02 + S 22 Z 02 ) − S 12 S 21 Z 01 Z 02 Z c sinh γ l = 2 S 12 ( R 01 R 02 ) 0 . 5 (30) (1 − S 11 )( 1 − S 22 ) − S 12 S 21 sinh γ l = Zc 2 S 12 ( R 01 R 02 ) 0 .5 cosh γ l = * (1 − S 11 )( Z 02 + S 22 Z 02 ) + S 12 S 21 Z 02 2 S 12 ( R 01 R 02 ) 0 . 5 (31) (32) From using equation (2) dividing equation (3), the characteristic impedance is expressed as follows: Zc = B C (33) From (1) - (4), the propagation constant can be expressed as γ = atanh ( B ⋅C ) A⋅D l (34) or γ = acosh ( A ) l or (35) γ = acosh ( D ) l (36) From the above equations, the characteristic impedance Z c and the propagation constant γ = α + jβ can be derived. However, to obtain accurate results, an ambiguity for the solution of the propagation constant γ = α + j β needs to be resolved. When the wavelength is twice the length of the structure, the ambiguity is resolved. This strategy is used in this chapter. The characteristic impedance Zc and the propagation constant γ = α + j β can also be expressed as: Zc = Zv_c γ =ω µ reff ε reff ε 0µ0 ε reff µ reff (37) (38) Where Z v _ c is the characteristic impedance, when the filled dielectric materials are replaced with vacuum, ω is the angular frequency of the signal, and ε reff and µ reff are effective relative permittivity and effective relative permeability of structure filled with dielectric materials (Juan Hinojosa, and R.A Pucel). From (37) and (38), the effective relative permittivity and effective relative permeability can be derived as ε reff = µ reff = Z v _ cγ ωZ c ε 0µ0 (39) Z cγ ωZ v _ c ε0µ0 (40) From above deduction, the effective relative permittivity or complex dielectric constant and the effective permeability can be derived from the Sparameters, or impedance, or the ABCD matrix. The filling factors of transmission lines The S-parameters of a transmission line are the collective effects of the complex permeability and the complex permittivity of the materials. If the transmission line contains two or more different materials with different dielectric and magnetic properties, the measured impedance Z or S-parameters will be dependent on the effective parameters. The effective permittivity is defined as the ratio of total capacitance to the capacitance of the respective configuration in which all dielectric materials are replaced with free space or vacuum as: ε reff = C C total f (41) Where Ctotal is the total capacitance, and C f is capacitance with free space. The Ctotal can be expressed as the sum of the capacitance contributed by each of the filling materials as: Ctotal = Ci (42) i where, Ci is the capacitance contributed by the filling material i , or the capacitance only with the i _ th filling material, which has a linear relationship to the dielectric constant of the responsive filling material. Therefore, the effective complex permittivity can be represented as: ε reff = i qε i ri (43) Where ε ri and qi are the complex permittivity and the filling factor of the i _ th filling material respectively. The filling factor qi is defined as the ratio of energy stored in the i _ th filling materials to the total energy stored in all the filling materials, or from the ratio of capacitance when only the i _ th filling is filled to that without any filling materials. By using the duality, the effective complex permeability can be represented as 1 µ q = i reff µ i ri (44) where µri is the complex permeability of the i _ th filling material. In this study, the structure used only has two filling materials, and the equations (43) and (44) can be expressed as ε reff 1 µ reff = q1ε r1 + q2ε r 2 = q1 µr1 + (45) q2 µr 2 (46) The above equations provide a relationship between the effective permittivity and effective permeability with the filling factors and with that of the permittivity and the permeability of each filling material. The following section will discuss the calculation of the filling factors. Calculation of filling factors using conformal mapping Once all the filling factors are derived and the all complex relative permittivity and the complex relative permeability are known for all materials except for the material under test, the unknown complex relative permittivity and complex relative permeability can be derived. The conformal mapping can provide a means to analyze the contribution of each material in the transmission line configurations, especially in coplanar waveguide. The presented analysis is quasi-static with capacitance calculation, as the dispersion effects are ignored. The fundamental of conformal mapping is based on the SchwarzChristoffel transformation, and figure 2 shows a special case of transferring a rectangle into segments in a line: In figure 2, points A, B, C, and D are conformally mapped with a, b, c, and d respectively with: w = A⋅ dt Z (1 − t )(1 − k 2 ⋅ t 2 ) 2 0 AB = A ⋅ 2 dt 1 0 BC = A ⋅ = A⋅ (1 − t )(1 − k 2 ⋅ t 2 ) 2 1/ k 1 1 0 = A ⋅ 2 K (k ) (48) dt (t − 1)(1 − k ⋅ t ) 2 2 2 dt (1 − t )(1 − k ' ⋅t ) = A ⋅ K (k ' ) 2 Where k ' = 1 − k (47) 2 2 2 (49) 1/ k 1 dx = ( x − 1)(1 − k ⋅ x ) 2 2 2 1 0 dt (1 − t )(1 − k ' ⋅t ) 2 2 2 (50) with the transformation: k ⋅ x + (k 2 2 ' ) 2 ⋅t =1 2 (51) The capacitance between segment DC and AB is C= ε 0ε r DC ⋅ 1 ε 0ε r AB ⋅ 1 BC = BC = 2ε 0ε r K (k ) K (k ' ) (52) The parallel plate capacitance equation is valid only when the length of AB is much larger than the length of BC. The capacitance of the conductor ab to the ground conductors c and d in the top or bottom half plane can be described with equation (52). Therefore, the total capacitance is twice the value in the equation (52) and can be shown as: C= 2ε 0ε r DC ⋅ 1 2ε 0ε r AB ⋅ 1 4ε 0ε r K ( k ) = = BC BC K (k ' ) (53) In this study, since the ground coplanar waveguide configuration was used, the top or bottom part can described by using the structure as shown in figure 3. In figure 3, the points A, B, C, and D are conformally mapped with a, b, c, and d through a series of conformal mappings, and the light black axis is the boundary plan interfacing with free space or air. The Z-plane was transformed with the following mapping function (54) t = cosh 2 ( π ⋅z ) 2⋅h (54) and the result plane t is as follows: w= t t0 dt t (t − 1)(t − t1 )(t − t2 ) (55) CD = AB = K (k1 ) (56) BC = AD = K (k1' ) Where k1 = tanh( (57) π ⋅ a1 π ⋅ a2 ) / tanh( ) and k1' = 1 − k12 2⋅h 2⋅h The capacitance of the conductor AB and ground conductor CD is as follows: C= ε 0ε r DC ⋅ 1 ε 0ε r AB ⋅ 1 ε 0ε r K ( k1 ) BC = BC = K ( k1' ) (58) Here again, the total capacitance of the center conductive wire to the ground wire is twice the value derived from figure 3. The capacitance of the top or bottom half plane in a ground coplanar waveguide can be shown as: C= 2ε 0ε r DC ⋅ 1 2ε 0ε r AB ⋅ 1 2ε 0ε r K ( k1 ) = = BC BC K (k1' ) (59) From the above equations, the filling factors of ground coplanar waveguide in figure 1 can be calculated as follows: The capacitance in the top section 1: Filling with the dielectric material which has the dielectric constant ε r1 C1 = 2ε 0ε r1 DC ⋅ 1 2ε 0ε r1 AB ⋅ 1 2ε 0ε r1 K ( k1 ) = = BC BC K ( k1' ) Where k1 = tanh( π ⋅ a1 2 ⋅ h1 ) / tanh( π ⋅ a2 2 ⋅ h1 (60) ) and k1' = 1 − k12 As area filled with the dielectric material is free space, the capacitance is: C1 _ f = 2ε 0 DC ⋅ 1 2ε 0 AB ⋅ 1 2ε 0 K ( k1 ) = = BC BC K (k1' ) Where k1 = tanh( π ⋅ a1 2 ⋅ h1 ) / tanh( π ⋅ a2 2 ⋅ h1 (61) ) and k1' = 1 − k12 , the same as in equation (60). In the same way, the bottom half plane can be derived as follows. The capacitance in the top section 2: Filling with the dielectric material which has the dielectric constant ε r 2 C2 = 2ε 0ε r 2 DC ⋅ 1 2ε 0ε r 2 AB ⋅ 1 2ε 0ε r 2 K (k1 ) = = BC BC K (k1' ) Where k 2 = tanh( π ⋅ a1 2 ⋅ h2 ) / tanh( π ⋅ a2 2 ⋅ h2 (62) ) and k2' = 1 − k 22 As area filled with the dielectric material is free space, the capacitance is: C2 _ f = 2ε 0 DC ⋅ 1 2ε 0 AB ⋅ 1 2ε 0 K (k 2 ) = = BC BC K (k 2' ) (63) Where k1 = tanh( π ⋅ a1 2 ⋅ h1 ) / tanh( π ⋅ a2 2 ⋅ h1 ) and k2' = 1 − k 22 , the same as in equation (62). The total capacitance as filled with dielectrics, Ctotal = C2 + C2 = 2ε 0ε r1K (k1 ) 2ε 0ε r 2 K ( k2 ) + K ( k1' ) K ( k2' ) (64) The total capacitance without dielectrics, Ctotal _ f = C1 _ f + C2 _ f = 2ε 0 K (k1 ) 2ε 0 K ( k 2 ) + K (k1' ) K (k2' ) By using equation (41) ε ε reff = reff = (65) Ctotal , Cf Ctotal Cf 2ε 0ε r1K (k1 ) 2ε 0ε r 2 K (k2 ) + K ( k1' ) K (k2' ) = 2ε 0 K ( k1 ) 2ε 0 K (k 2 ) + K (k1' ) K (k2' ) ε r1 K (k1 ) + ε r 2 K ( k2 ) K (k ) K (k2' ) K (k1 ) K (k2 ) (66) + K (k1' ) K (k2' ) K ( k1 ) K ( k2 ) ' K ( k1 ) K (k2' ) = ε + ε K (k1 ) K ( k2 ) r1 K (k1 ) K ( k2 ) r 2 + + K (k1' ) K ( k2' ) K (k1' ) K ( k2' ) = q1ε r1 + q2ε r 2 = which is: ' 1 ε reff = q1ε r1 + q2ε r 2 (67) K (k1 ) K ( k2 ) ' K (k1 ) K ( k2' ) where q1 = and q2 = K (k1 ) K (k 2 ) K (k1 ) K (k2 ) + + ' ' K (k1 ) K (k 2 ) r1 K (k1' ) K (k2' ) Based on the above derivation, a Matlab code was developed to extract the complex relative permittivity and complex relative permeability from the Ansoft HFSS simulated S-parameters and the impedance Z parameters with the structure shown in figure 1. This thesis work mainly focuses on the extraction of the material parameters from HFSS simulated S-parameters. This is the method about how to extract the complex permeability and the complex permeability from the Sparameters of a coplanar waveguide. This method can also be used to derive the electrical parameters of the coplanar waveguide for a known physical configuration and material properties. Results and discussion The grounded coplanar waveguide structure shown in figure 1 was simulated using HFSS to determine the scattering parameters. The bottom filling material was considered to be silicon dioxide with a dielectric constant of 4.0 and with no dielectric loss. The material under test is placed in the top layer. Initially, this was considered to be Gallium Arsenide with no dielectric loss and with a dielectric constant of 12.9 and with a relative permeability of 1. The primary objective is to extract the complex permittivity and permeability using the procedure explained in the previous section and to compare these values with the input material parameters of GaAs. The configuration of the grounded coplanar waveguide is: the width of the center conductor is 100um, the distance between the center conductor to anyone of the side ground conductors is 5um, thickness of the bottom or the top area is 30um, and the dimension of the ground coplanar wave guide is 500um x 500um x 60.2um. Ansoft HFSS was used to simulate and the Sparameters. The extracted results are shown in figure 5. From figure 5, it may be seen that the real dielectric constant varies from 12.92 to 13.04 within the frequency range of 5GHz to 15GHz. The dielectric constant used in the simulation is 12.9, indicating a maximum error of 1%. The real relative permeability varies from 1.017 to 1.006 resulting a maximum error of 2%. It may be noted that these results could arise from the finite nature of the mesh size used during the full-wave simulation on HFSS. Since the material used is lossless in nature, the imaginary parts are zero for the permittivity and permeability. The extracted imaginary parts are in the range of 10-9, which can be considered to be small enough for the purpose of validation. Next the material under test was chosen to be diamond_pl_cvd, which has a dielectric constant of 3.5. From figure 6, the results show that the real dielectric constant ranges from 3.5228 to 3.5242 within the frequency range of 5GHz to 15GHz resulting in a maximum percentage error of 1%. The real relative permeability ranges from 1.017 to 1.006 and the percentage error is within 2%. The imaginary parts of the permittivity and permeability were again found to be of the order of 10-9. Figure 7 shows the extracted parameters for Arlon AR 1000 with a dielectric constant of 10 and a loss tangent of 0.0035. The results show that the real dielectric constant ranges from 10.12 to 10.17 within the frequency from 5GHz to 15GHz. The dielectric constant used in the simulation is 10, which has error of 2%. The real relative permeability ranges from 1.008 to 1.002 within the frequency from 5GHz to 15GHz, and the value used in the simulation is 1, so the error is with 2%. The error in loss tangent was found to be within 2%. A user defined material was used in the simulation. The dielectric constant and relative permeability used in the simulation are 2 and 5, with loss tangent of 0.004 and 0.006, respectively. From figure 8, the results show that the real dielectric constant and relative permeability range from 2.028 to 2.043, and 5.30 to 5.36, with imaginary parts of -0.0081 to -0.0086, -0.0332 to – 0.0348, respectively, within the frequency from 5GHz to 15GHz. The dielectric loss tangent is found to be within 1% error. Several dielectric materials (include lossless and lossy dielectric materials) are used in the simulation with the configuration as above, and the summary of material properties is listed in table 1. In general, the extracting results are all within 2% error. Conclusions A grounded coplanar waveguide structure was proposed to obtain the complex relative permittivity and the complex relative permeability of any thin film material. Ahe method of extracting the complex relative permittivity and the complex relative permeability from the concept of filling factors and duality of permittivity and permeability is presented. The filling factors are calculated by using conformal mapping. The theory is validated with Ansoft HFSS simulation by considering a dielectric material of known characteristics. The Matlab code based on the theoretical approach was developed to successfully extract the complex relative permittivity and the complex relative permeability. The proposed technique was tested for various cases of dielectric materials with different relative permittivities and permeabilities and in all cases the maximum percentage error for real and imaginary parts was found to be within 2%. References 1. Rajeev Bansal, Handbook of enginnering electromagnetics 2. Walter Barry, IEEE transaction on microwave theory and techniques, vol. MTT-34, No.1, Jan 1986 3. Said S. Bedair, IEEE transaction on microwave theory and techniques, vol. 40, No.1, Jan 1992 4. C. Veyres, Fouad Hanna, Int. J. electronics, 1980, vol. 48, No.1, pp47-56 5. Michele Goano, Francesco Bertazzi, Paolo Caravelli, IEEE transaction on microwave theory and techniques, vol. 49, No.9, Sep 1992 6. Adnan Gorur, Ceyhun Karpuz. Microwave and optical technology letters, vol. 20, No. 5, Mar. 1999 7. Dean A. Frickey, IEEE transaction on microwave theory and techniques, vol. 42, No.2, Feb 1994 8. Giovanni Ghione, Carlo U. Naldi, IEEE transaction on microwave theory and techniques, vol. MTT-35, No.3, Mar 1987 9. G. Chiodelli, V. Massarotti, D. Capsoni, M. Bini, C.B. Azzoni, M.C. Mozzati, P. Lupotto, Solid State Communication 132(2004) 241-246 10. C. C. Homes, T. Vogt, S. M. Shapiro, S. Wakimoto, A. P. Ramirez, Science, vol 293, Jul 2001 11. Lixin He, J. B. Neaton, David Vanderbilt, Morrel H. Cohen, Physical Review B, vol 67, 012103(2003) 12. Lei Zhang, Zhong-Jia Tang, Physical Review B, vol 70, 174306(2004) 13. P. Lunkenheimer, R. Fichtl, S. G. Ebbinghaus, A. Loidl, Physical Review B, vol 70, 172102(2004) 14. B. Renner, P. Lunkenheimer, Journal of applied physics, vol 96 No. 8 15. Morrel H. Cohen, J. B. Neaton, Lixin He, David Vanderbilt, Journal of applied physics, vol 94 No. 5 16. C. C. Homes, T. Vogt, S. M. Shapiro, S. Wakimoto, A. P. Ramirez, A. P. Ramirez, Physical Review B, vol 67, 092106(2003) 17. Wolfgang Hilberg, IEEE transaction on microwave theory and techniques, vol. MTT-17, No.5, May 1969 18. D. Jessie, L. Larson, electronics letters, 6th Dec 2001, vol.37, No.25 19. William B. Weir, proceedings of the IEEE, vol.62, No.1, Jan 1974 20. Hyunkieu Yang, Sangseol Lee, Microwave and optical technology letters, vol. 32, No. 2, Jan. 2002 21. Harold A. Wheeler, IEEE transaction on microwave theory and techniques, Mar 1965 22. Anthony Lai, Tatsuo Itoh, IEEE microwave magazine, Sep 2004 23. Robert A. Pucel, Daniel J. Masse, IEEE transaction on microwave theory and techniques, vol. MTT-20, No.5, May 1972 24. G. Hasnain, A. Dienes, J. R. Whinnery, IEEE transaction on microwave theory and techniques, vol. MTT-34, No.6, Jun 1986 25. Mingzhong Wu, Haijun Zhang, Xi Yao, Liangying Zhang, J. Phys. D: Applied Physics 34(2001) 889-895 26. Hoton How, Carmine Vittoria, IEEE transaction on magnetics, vol.41, No.3, Mar 2005 27. Richard Langman, Alan Belle, Daniel Bulte, Tony Christopoulos, IEEE transaction on magnetics, vol.39, No.5, Sep 2003 28. Ki Hyeon Kim, Shigehiro Ohnuma, Masahiro Yamaguchi, IEEE transaction on magnetics, vol.40, No.4, Jul 2004 29. Ki Hyeon Kim, Masahiro Yamaguchi, Shinji Ikeda, Ken-Ichi Arai, IEEE transaction on magnetics, vol.39, No.5, Sep 2003 30. Robert A. Pucel, Daniel J. Masse, Curtis P. Hartwig, IEEE transaction on microwave theory and techniques, vol. MTT-16, No.6, Jun 1968 31. N. X. Sun, S. X. Wang, T. J. Silva, A. B. Kos, IEEE transaction on magnetics, vol.38, No.1, Jan 2002 32. Jame Baker-Jarvis, Michael D. Janezic, Paul D. Domich, Richard G. Geyer, IEEE transactions on instrumentation and measurement, vol.43, No.5, Oct 1994 33. Ching-Lieh Li, Kun-Mu Chen, IEEE transactions on instrumentation and measurement, vol.44, No.1, Feb 1995 34. Matthew Gillick, Ian D. Robertson, Jai S. Joshi, IEEE transaction on microwave theory and techniques, vol.41, No.9, Sept 1993 35. Stuart M. Wentworth, Dean P. Neikirk, Carl R. 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Byoungjoong Kang, Jeiwon Cho, Changyul Cheon, Youngwoo Kwon, IEEE microwave and wireless components letters, vol. 15, No. 5, May 2005 45. G. Ghione, C. Naldi, electronics letters, vol. 20, No.4, Feb 1984 46. A. M. Nicolson and G. F. Ross, IEEE Trans. Instrum. Meas., vol. IM-19, pp. 377–382, Nov. 1970. Conductors Ground Plane 1 h1 h2 Ground Plane 2 Figure 1. The grounded coplanar waveguide structure. Z w D C -1/k A B Figure 2. The conformal mapping technique d -1 1 a b 1/k c D C b a a1 A B d w z Figure 3. Conformal mapping for the proposed structure 1 D1 A1 t1 B1 t2 C1 t Figure 4. The t-plane transformation after mapping. c a2 h a) b) d) Figure 5. The extracted results. a). The real part of dielectric constant, b). The imaginary part of dielectric constant, c). The real relative Mu, and d). The imaginary relative Mu. a) b) c) d) Figure 6. The extracted results. a). The real part of dielectric constant, b). The imaginary part of dielectric constant, c). The real relative Mu, and d). The imaginary relative Mu. b) d) Figure 7. The extracted results. a). The real dielectric constant, b). The imaginary dielectric constant, c). The real relative Mu, and d). The imaginary relative Mu. a) c) b) d) Figure 8. The extracted results. a). The real dielectric constant, b). The imaginary dielectric constant, c). The real relative Mu, and d). The imaginary relative Mu. Table 1. Summary of results Testing Material Relative Relative permeability permittivity dielectric Magnetic loss loss tangent tangent Silicon nitride 7 1 0 0 diamond 16.5 1 0 0 Gallium Arsenide 12.9 1 0 0 sapphire 10 1 0 0 Arlon AR 1000™ 10 1 0.0035 0 AL-N 8.8 1 0 0 Roggers TMM 6 1 0.023 0 Diamond-hi-pres 5.7 1 0 0 Diamond_pl_cvd 3.5 1 0 0 Silicon dioxide 4 1 0 0 Neltec 2.08 1 0.0006 0 2.5 1 0.0022 0 2.6 1 0.0033 0 3.5 0 0.026 0 Cyanate_ester 3.8 1 0 0 UserDefined 2 5 0.004 0.006 6™ NY9208(tm) Arlon CuClad 250GX(tm) Sheldahl ComClad HF(tm) Arlon AR 350 (tm) CHAPTER 7 Conclusions In this work, a spin spraying ferrite deposition set-up was initially constructed inspired by combining advantages of the spin spraying ferrite plating and laser beam accelerating deposition. Zinc ferrite thin films were successfully deposited on different substrates, such as on the titanium surface of Golden/titanium substrates and on the silicon dioxide surface of the silicon dioxide/silicon/golden substrates. The Zinc ferrite thin films have been successfully deposited at a relatively high rate (~ 0.2 µm/min). SEM and TEM measurements indicated the films have a plate-like morphology with fibrous texture. Zinc was uniformly incorporated into the ferrite thin films confirmed by the local chemical analysis by EDX. The deposited films are polycrystalline with a typical cubic ferrite structure. The overall composition of the films was determined by Auger electron spectroscopy as ZnxFeyO4, x ranges from 0.25 to 0.55, and y ranges from 2.2 to 2.7. The dielectric properties of the deposited zinc ferrite thin films were measured by the impedance analyzer at low frequency. The impedance spectroscopy measurements show the dielectric constant of the ferrite material is around 15, which is in the range of dielectric constant of bulk ferrite materials in the history, even though there are large value for the ferrite material. The resistivity of the deposited zinc ferrite is larger than 0.6x106 ohm*m. In order to measure the dielectric properties of the ferrite, a novel grounded coplanar waveguide structure was put forward and a method to extract the dielectric properties of thin films were analyzed and put forward. To verify this methods, the results from Ansoft HFSS, such as S parameters and impedance Z, were used to replace the network analyzer output, and matlab codes were developed to extract the complex relative permittivity and the complex relative permeability. The extracting results were within the range of 2% errors. This shows the extracting method is validate. Bibliograpgy [1] Y.-J.Chang, C.L.Munsee, G.S.Herman, J.F.Wager, P.Mugdur, D.-H.Lee, C.-H. Chang, submitted to Surface and Interface Analysis (2004). [2] Rajeev Bansal, Handbook of engineering electromagnetic [3] Walter Barry, IEEE transaction on microwave theory and techniques, vol. MTT-34, No.1, Jan 1986 [4] Said S. Bedair, IEEE transaction on microwave theory and techniques, vol. 40, No.1, Jan 1992 [5] C. 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