This file was created by scanning the printed publication. Errors identified by the software have been corrected; however, some errors may remain. Research Approaches to Understanding the Roles of Insect Defoliators in Forest Ecosystems Karen M. Cl ancy 1 Abstract - Forest insect defoliators have traditionally been viewed as pests because they damage their host plants, causing reduced growth and reproduction or even mortality. However, many forest insect defoliators are endemic species; they have coevolved with their hosts over thousands of years, ancl they are important components of the forest ecosystem. We need to develop a better understanding of the roles that insect herbivores playas recyclers of nutrients, agents of disturbance,: members of food chains, and regulators of the productivity, diversity and density of plants. I review some of the empirical approaches that have been used by other scientists to investigate the roles of insect defoliators as recyclers of nutrients and regulators of primary production. These include: 1) Simulating the effects of herbivory on forest biomass production; 2) Estimating bioelement transfers by insect herbivores; and 3) Testing the effects of herbivore density on primary production, nutrient turnover, and litter decomposition in forest ecosystems. I also present some ideas I have on using greenhouse experiments to investigate these roles for the western spruce budworm (Choristoneura occidentalis)/Douglas-fir (Psuedotsuga menziesiJ) model system I am working with. The strengths and weaknesses of the various research approaches are compared. INTRODUCTION forest management activities that created forest conditions favoring the survival or growth of these "pests" (USDA Forest Service 1993). Thus, recent epidemics of native pests should be viewed as symptoms rather than causes of "unhealthy" forests (Wickman 1992). Although current epidemics of native forest insect defoliators, such as western spruce budwonn (Choristoneura occidenta!is), are symptoms of previous management practices, Wickman (1992) noted, that presettlement natural forest ecosystems also suffered major pest outbreaks, implying that long-tenn stable states for forest communities may be unnatural. The point here is that native forest insect defoliators have coevolved with their host trees over thousands of years. They are undoubtedly important components of the forest ecosystem, functioning as recyclers of nutrients, agents of distmbance, members of food chains, and regulators of the productivity, diversity, and density of plants. Thus, we need to develop a better understanding of the roles that insect hetbivores play in forest ecosystems in order to use an ecological approach to forest management. The new Forest Service philosophy of ecosystem management requires that we use an ecological approach to managing our National Forests and Grasslands, so that they represent diverse, healthy, productive, and sustainable ecosystems. Accordingly, there is a growing recognition of the need to understand the roles that insects and diseases play in these ecological systems (e.g., see Seastedt and Crossley 1984, Schowalter et al. 1986, Schowalter 1988, Wickman 1992, Haack and Byler 1993, Schowalter 1993, USDA Forest Service 1993). Many forest insects and diseases have traditionally been viewed as pests because they damage their host plants, causing reduced growth and reproduction or even mortality. It is generally accepted that current and recent destructive outbreaks of some native forest insects and diseases are largely due to past 1 Karen M. Clancy is a Research Entomologst and Acting Project Leader, Rocky Mountain Forest and Range Experiment Station, USDA Forest Service Research, 2500 S. Pine Knoll Dr., Flagstaff, AZ 86001 211 Generation of this new knowledge through research presents interesting opportunities and significant challenges. I will review some of the empirical approaches that have been used by other scientists to investigate the roles of insect defoliators as recyclers of nutrients and regulators of primaIy production I will also present some ideas I have on how to address these questions for the western spruce budwonnIDouglas-fir (Pseudotsuga menziesii) model system I am working with. Haack and Byler (1993) review information on the additional roles of defoliators as agents of distwbance (and drivers of forest succession), regulators of the diversity and density of plants, and members of food chains. I will-not discuss research approaches to quantifying and understanding these roles. Most of what we know to date is based on observation of historical patterns (e.g., vegetation changes following "natural experiments"), and associations between densities and distributions of insect defoliators and insectivorous birds (e.g., see papers in Dickson et al. [1979] and Morrison et al. [1990]). Although a lot of research has documented a proininent role for birds as predators of forest insect herbivores (H~lmes 1990), the importance of herbivores as a food source that regulates the population dynamics of birds (or insectivorous mammals, reptiles, etc.) is largely unknown Time Figure 1. - The growth cycle (plant biomass) of a forest stand over time, and the role of insect defoliators in thinning the stand and recycling foliar nutrients (i.e., biomass reduction phase). See text for details. Redrawn from Berryman (1986). spruce-fIr). Wood growth was calculated using equations for stand diameter growth, plus height growth CUlVes. Likewise, data from the scientific literature were used to estimate foliage and caterpillar production, plus the effects of the insect defoliators on wood production. This calculated information on annual biomass production was manipulated to map the insect-plant interactions in a periodic coordinate system, as shown in Figure 2 for the aspen-forest tent catetpillar system. The "reference zero" (RO) circle represents null interactions where systems with and without insects have equivalent biomass production (insects plus vegetation). The area outside the circle indicates cases where the system with insects has more total RESEARCH APPROACHES The underlying concept of the role that insect herbivores play as recyclers of nutrients and regulators of primaIy production is illustrated in Figure 1, redrawn from Berryman (1986). This shows the growth cycle of a forest stand and the role of insects in thinning the stand and recycling nutrients. When plants first get established and during their maximum growth phase, water, nutrients, and light are not limiting. However, when maximum biomass is reached, these resources limit plant growth, and the rate of increase of plant biomass declines. During the biomass reduction phase, insect herbivores thin weakened trees from the stand and recycle nutrients that were tied up in foliar and woody biomass. This enables a growth recovery phase, where nutrients, water and light are no longer limiting, which leads to a second maximum biomass phase, which will be followed by another biomass reduction, and so on Aspen RO / 26,27 Simulating Effects of Herbivory on Forest Biomass Production In their seminal 1975 paper in Science, Mattson and Addy simulated the effects of herbivory on forest biomass production They used empirically -based simulations to quantify and compare annual biomass production for aspen (Populus tremuloides) and spruce and fir (Picea spp. and Abies balsamea) forests with and without defoliation from one of their major insect herbivores (forest tent catetpillars [Malacosoma disstria] for aspen, eastern spruce budworm [CO fumiferana] for Forest tent caterpillar (+) > (-) / (+) = (-) (+) < (-) ~ Figure 2. - Periodic coordinate system map of interactions between aspen forests and the forest tent caterpillar, redrawn from Mattson and Addy (197&). See text for details of how to interpret the insect-plant interactions. 212 production (i.e., there is symbiosis), whereas the area inside the circle shows less total production with insects (i.e., the insects parasitize the trees). The numbers near the triangles show the age of the aspen stand. The aspen-forest tent caterpillar interaction was commensalistic at ages 26 and 27, when caterpillars were present in the infested stand at low densities (Mattson and Addy 1975). However, it moved into parasitic coaction space at age 28, as the herbivore population increased. At ages 29 to 31, the internctions moved inward to a maximum "parasitism" depth; this was associated with outbreak levels of the forest tent caterpillar in the infested stand: The interaction intensity declined after the outbreak subsided (moved back towards RO), but it remained in parasitic coaction space for ages 32 to 40. The mapping showed that the forest tent caterpillar affected forest production most severely in the fIfth and sixth years, but after this the effect grndually diminished to become nearly zero. Mattson and Addy (1975) noted that their forest tent caterpillar-aspen example is typiqI for such outbreaks, which usually last for 2 to 3 years and then subside. Few if any trees die from such defoliation, except for suppressed individuals. When simulating the internctions between spruce budworms and their host forests, Mattson and Addy (1975) included the understory response to overstory defoliation (Fig. 3). All vegetative biomass production data was based on stemwood increments. Figure 3 shows that whereas the budwonn outbreak destroyed most of the overstory (note overstory after budwonn curve), large numbers of understory seedlings and saplings survived after defoliation and grew (see understory released curve). By the 15th year following the outbreak, understOly wood production in the defoliated (released) forest exceeded that in the undefoliated (no budwonn) forest. Also note that the overstory trees in the undisturbed (00 budwonn) forest had become avigorous inefficient producers due to old age and disease. (the initial years of budworm population buildup), the budwonn-balsam fir forest internction was commensalistic. At age 55-60, during the peak of the outbreak, the internction was strongly parasitic, and remained so for another 10 years after the outbreak subsided. But, by age 70-75 (the 15th year after the outbreak), with understory release, the interaction moved from parasitism to symbiosis. In other words, wood production in the defoliated forest exceeded that in the undefoliated forest in the long run This implies insect-plant relations may be mutualistic in the long tenn, despite temporary parasitic coactions (Mattson and Addy 1975). . I (·~6~. Balsam Fir 240 50-55 commensalism ......:' 6-'6 60-65 ' tD aj 0 0 Understory Released 160 ~oa: Schowalter (1993) showed data from studies by Wickman (1980) and Alfaro and MacDonald (1988) that provide direct empirical support for such compensatory growth following defoliation by forest insect herbivores. Figure 3 from Schowalter (1993) illustrntes trends in the growth index of conifer trees subsequent to defoliatio~ the initial reduction in growth caused by herbivory was followed by greater long-tenn incremental growth for defoliated trees relative to non-defoliated trees. ,- / I I I I I Understory No budworm I 80 I I Overstory After budworm tD en I i I i / / • .i I I Estimation of Bioelement Transfers by Insect Herbivores "::;...(,~------..:-..:"""<--:-~ ,.-' / 0 0 20 40 60 " Figure 4. - Periodic coordinate system map of interactions between balsam fir forests and the spruce budworm, redrawn from Mattson and Addy (1976). See text for details of how to interpret the insect-plant interactions. / I 11 (+) = (-) (+) < (-) I aj 3: ME E- ,- (+) > (-) .~':J~ 6 Overstory 'C' .. Spruce budworm 55-60 ./ .............. 65-70 '5.'l>-':J'\ tD 0 tD .5 >"0 ~ 0 RO / 1: E ,,6 ; 75-80 ! L:z:90-95 \.. 95-100 670-75 am en 80-85 .... 6 .. 85-90 80 100 Age of forest since release (years) Another way to examine the ecological roles of insect herbivores in recycling nutrients is to estimate the trnnsfer of bioelements from the canopy to the soil caused by insect feeding. Larsson and Tenow (1980) used this approach to describe the process of consumption by needle-eating insects in a mature (ca 120 years old) stand of Scots pine (Pinus sylvestris) in centrnl Sweden Figure 3. - Stemwood production by overstory and understory balsam fir with and without spruce budworm outbreaks, redrawn from Mattson and Addy (1976). See text for details. The spruce budworm and spruce-fir coaction mapping demonstrntes this positive releasing effect that defoliation had on understory biomass production (Fig. 4). At stand age 50-55 213 grazing had removed 15.5 kg of needle biomass, which was 0.7 percent of total needle biomass or 2.5 percent of current-year needle production Of the 15.5 kg removed by grazing, 1.5 kg was green litter, or needles that were cut off by l3lVae but not consumed; 14 kg was consumed, with 11 kg (79 percent) being returned to the litter (soil) as insect feces. The bioelement transfers of N, P, and K are shown in italics, and are in grams dry weight per hectare (Fig. 5). When green litter and feces inputs are combined, the input to the soil was 92 g ofN, 10 g ofP, and 48 g ofK. Larsson and Tenow (1980) concluded that in 1974, feces plus green litter transferred about 1 percent of the (fatbon, calcium, and sodium, 2 percent of the nitrogen, phosphorus, magnesium and sulfur, and 4 percent of the potassium canied annually to the forest floor by total pine litter. Thus, a part of the bioelement content of this ecosystem is circulated through the insect herbivore consumer chain, although Larsson and Tenow (1980) noted that the effect of these bioelement transfers on soil processes are unknown Larsson and Tenow (1980) made observations throughout the season of the available needle biomass, and different age-classes of needles, plus the abundance (i.e., number of larvae present) of different insect groups, the grazing damage they cause<L and their production of feces and green litter (needle litter cut off by the larvae). Needle biomass and insect abundance and grazing were measured from samples of canopy foliage taken from a mobile skylift (the plot had a low density of trees and a level ground swface). Litter-traps on the ground were used to sample feces and green litter production The feces data were used in combination with information on specific assimilation efficiencies for each group of insect hetbivores to make indirect estimates of needle biomass consumption In other words, they conducted feeding studies in the laboratOIY to measure how much frass the larvae produced when eating a known amount of needle tissue. This allowed them to predict that if they collected x amount of frass in their litter-trap, this means that y biomass of needles was cons~ed. They also measured the concentrations of bioelements .(including N, P, and K) in the needles, the needle litter, the green litter, and insect feces. This yielded calculations of bioelement fluxes from insect feces and . green litter. Figure 5 (redrawn from Larsson and Tenow 1980) is a schematic representation of needle biomass and transfers of dry matter (on an annual basis) estimated from this study for 1974; the bold numbers show the biomass measurements in kilograms dry weight per hectare. For example, there were 626 kg of current-year needles, 771 kg of l-year-old needles, and 804 kg of 2-year-old or older needles present in the canopy; 61 plus 674 kg of the l-year-old or older needles were dropped and became 735 kg of needle litter. At the end of the season insect Testing the Effects of Herbivore Density on Primary Production, Nutrient Turnover, and Litter Decomposition in Forest Ecosystems Schowalter (1993) emphasized the need to use an ecosystem framework for experiments that are designed to evaluate the effects of insect defoliators on integrated forest ecosystem processes. Figure 6, which is redrawn from Seastedt and Crossley (1984), illustrates a simplified model of elemental cycling in a terrestrial ecosystem, where the roles of arthropod consumers (e.g., insect defoliators) are emphasized. Indirect Kg d.w./ha NEEDLES of 1974 _ 0 626 - N g/ha P g/ha K g/ha RESPIRATION ~:f:~ 3130 of 1973 1.7 ~~:~ 3855 'older than 1973' 674 -" 14.0 5.2 154 17 70 804 8844 965 4020 ,r 11.0 1.5 735 ,r 17 2 8 LITTER .. PRODUCTION FECES PRODUCTION GREEN UlTER PRODUCTION NEEDLE UlTER PRODUCTION 3014 221 588 ~ CONSUMPTION NEEDLE EATING INSECTS r 75 8 40 I Figure 6. - Schematic representation of needle biomass in October and annual transfers of dry matter and the bioelements N, P, and K, due to grazing of needle-eating insects and normal needle litter fall in a Scots pine forest in Sweden in 1974. Redrawn from Larsson and Tenow (1980). See text for details. 214 ARTHROPOD HERBIVORE FOOD WEB ~111;",..············~I~ERFAlL :~~~ . . :. :···:·:·:·:::··:······:·.·.:.:··:.::.OIttRiT!V()FU::.· .....•.. Figure 6. - A simplified model of elemental cycling in a terrestrial ecosystem, where the roles of arthropod consumers (e.g., insect defoliators) are emphasized. Indirect regulation of elemental flows by arthropods are indicated by dashed lines and open arrows. Redrawn from Seastedt and Crossley (1984). See text for details. regulation of elemental flows by arthropods are indicated by maintained at the 1 ha study site by manually adding or removing larvae from individual trees, based on biweekly counts during the feeding period. 1\venty trees were used per defoliation treatment (low and high defoliator abundance), with equivalent numbers used for controls. Each tree received the same treatment for 3 years. Effects on primary production were measured by estimating foliage and total plant mass from regressions based on trunk diameters at the litter sunace. Small (1 g) samples of current and l-year-old needles were collected from each tree in June and analyzed for N, K, and Ca. Proportional sampler pans were used to collect throughfalI/sternflow precipitation and littetfall from 10% of the canopy of each tree. The throughfall was shunted via plastic tubing to big jugs for storage. Mesh screens in the collectors retained particulate matter. The throughfall in the jugs and litterfall on the screens were collected and measured twice a week, and composite samples were analyzed for N, K, and Ca content. Finally, litteJ decomposition rate was measured as mass loss of 10 litteJ samples under each tree, using litterbags filled witl1 Douglas-fir needle litter. The N, K, and Ca content of the litter samples was also determined at the start of the experiment, and after 3-27 months in the field. Based on their experimental results, Schowalter et al. (1991) concluded that defoliation by the silver-spotted tiger moth did not affect Douglas-fIT growth or foliar nutrient content, suggesting compensatory growth and replacement of lost nutrients. The decomposition rate of Douglas-fir needle litter was also unaffected, implying that herbivory does not "prime" decomposition via throughfall or litter enhancement. However, the mass of litterfall and the volume and nutrient content of the throughfall were positively related to defoliator abundance during the early growing season. Turnover of N, K, and Ca were also enhanced by the defoliation treatments. dashed lines and open arrows. Insect heIbivores remove foliage that contains bioelements from their host trees, but they also return much of this material to the soil through their feces, molted exoskeletons, and dead bodies. Nitrogen and other minerals are more concentrated in this insect-derived material than in the senescent leaves and needles that trees nonnally drop. This provides increased nutrients to arthropod detritivores and microfiora, which could stimulate the activity of decomposer organisms, and enhance rates of decomposition of plant Iriaterial. The green litter (partially consumed or clipped leaves and needles) that results from heIbivore feeding is also a· richer source of bioelements than normal senescent litterfall. Furtbennore, accelerated leaching (or throughfall) of nutrients from grazed foliage may make important contnbutions to the inorganic mineral pool in the soil, where they could be reassirnilated by roots. Crossley et al. (1988) summarized conclusions from studies at Coweeta that were centered on detennining the impact of canopy arthropods on forest nutrient cycling. They found that a partial defoliation in the Coweeta basin by the fall cankeIWonn (Alsophiia pometaria) resulted in tnaIked changes in nutrient cycling within the affected watersheds. Nitrate concentrations in streams increased during the defoliation, there was a net increase in net primary production, and increases in littetfall, nutrient inputs from frass and canopy throughfall, and soil nitrogen pools and associated rnicroflora. Schowalter et al. (1991) have also tested the effects of heIbivore density on primary production, nutrient turnover, and litter decomposition of young (8 years old) Douglas-fir in western Oregon The defoliator they used was the silver-spotted tiger moth (Lophocampa argentata), which feeds only on previous years' foliage. Target densities of the catetpillars were 215 productivity and recycling nutrients. Mattson and Addy (1975) simulated the effects of defoliators on biomass production of aspen and spruce-frr forests, using empirical data from the literature. This was a powerful approach because it allowed looking at long-tenn effects of hetbivory on primary production, but it was a simulation rather than direct obselVation or an actual experiment. Subsequent studies by Wickman (1980) and Alfaro and MacDonald (1988) were based on direct obselVation of the effects of different levels of defoliation on growth indices of trees; the results supported Mattson and Addy's (1975) hypothesis that insect-plant relations are mutualistic in the long tenn. A limitatipn of all these studies was that the actual mechanism for the compensatory growth following defoliation was not iIwestigated. Recycling of nutrients through defoliation was suggested, but not proven Larsson and Tenow (1980) estimated annual nutrient transfers from defoliators in a Scots pine stand, based on empirical obselVations of foliar biomass, hetbivore abundance and grazing damage, and the amount of frass and green litter produced by defoliators. This study demonstrated that insect defoliators do circulate a part of the bioelement content of the Scots pine ecosystem, but it did not identify the long-tenn impacts of these nutrient transfers on soil processes or primary productivity. Very few experimental studies have actually tested the effects of manipulated defoliator densities on primary production, nutrient turnover, and litter decomposition Schowalter et al. (1991) did this with young Douglas-fIT trees, and they found that defoliation enhanced turnover of N, K, and Ca by means of increased littetfall and throughfall. However, because their study only lasted for 3 years, they could not address longer tenn effects of defoliation on ecosystem processes. I have proposed that greenhouse experiments could be used to iIwestigate the role of western spruce budwonn defoliation in recycling nutrients and regulating primary productivity of Douglas-frr. The strength of this approach is that many of the system inputs could be readily manipulated; the weakness is that a grafted Douglas-frr tree in a pot may not respond the same way a mature tree in the forest would. Also, it would not be possible to recreate all the ecosystem components and larger scale effects in a greenhouse environment. Nonetheless, I think the strongly experimental approach that is possible using potted plants and budwonn larvae from a laboratory culture could yield valuable information that would be very helpful in terms of identifying the key processes to monitor in large scale ecosystem studies in the field. Greenhouse Experiments with Western Spruce Budworm and Douglas-fir ..., ' . ,' Since 1985, I have been worlcing on a project designed to detennine physiological mechanisms of Douglas-fir resistance to western spruce budwonn defoliation. An important result of this woIk has been the identification of 24 pairs of mature Douglas-frr trees that are phenotypically "resistant" versus "susceptible" to western spruce budwonn damage; the resistance is associated with foliar nutritional chemistry, vigor of growth, and phenology of budburst (Clancy 1991a, Clancy et al. 1993). We are now in the process of vegetatively propagating cuttings from these 48 genotypes through grafting. This will provide a pool of ontogenetically mature Douglas-frr "trees" in pots that can be readily manipulated in greenhouse experiments to evaluate the role of budwonn defoliation in changing plant physiology and chemistry, afl!1 in recycling foliar nutrients. I also maintain a laboratory clllture of non-diapausing western spruce budwonn (Clancy 1991b), which gives me a continuous supply of budwonn larvae to achieve prescribed levels of defoliation on these potted trees. Moreover, these trees can be manipulated through changing their exposure to day length and temperatures so that 2 or 3 annual growth and defoliation cycles can be compressed into a single year. This will enable much more rapid determination of the long-tenn cumulative effects that defoliation has on Douglas-frr physiology and productivity. Another advantage of using a greenhouse experimental approach will be the ability to manipulate nutrient inputs from frass, green litter, and throughfalileaching. Screen barriers could be placed around the base of the plant to intercept the frass and littetfall, yet allow throughfal1. Or, by not using any overhead watering system, I could eliminate throughfall. I could also add frass and green litter from defoliated plants to undefoliated plants. Furthennore, since I have a diversity of Douglas-fir genotypes with different physiological characteristics to use, I can examine variation in responses to defoliation It seems possible that some genotypes are better adapted to tolerate and compensate for defoliation than .others, and this may be an important component of the resistance I have obselVed in the field (Clancy et al. 1993). Finally, underground components of the ecosystem could presumably be manipulated as well. For example, mycorrhizal associations could be enhanced via inoculations or reduced by using fungicides. Similarly, soil dwelling detritivore insects could be added at different densities. Diverse soil types and nutrient regimes could be created, or soil pH could be varied. SUMMARY AND CONCLUSIONS ACKNOWLEDGMENT Several research approaches have been used successfully to increase our understanding of the roles that insect defoliators play in forest ecosystems with regard to regulating primary I thank Robert A. Haack and Michael R. Wagner for critical comments. 216 LITERATURE CITED Larsson, S.; Tenow, O. 1980. Needle-eating insects and grazing dynamics in a mature Scots pine forest in central Sweden Ecological Bulletins (Stockholm). 32: 269-306. Mattson, W.J.; Addy, N.D. 1975. Phytophagous, insects as regulators of forest primary production. Science. 190: 515-522. Morrison, M.L.; Ralph, C.J.; Verner, I; Jehl, IR., Jr. (eds.). 1990. Avian Foraging: Theory, Methodology, and Applications. Studies in Avian Biology No. 13. Cooper Ornithological Society. Allen Press, Lawrence, Kansas. 515 pp. Schowalter, T.D. 1988. Forest pest management: a synopsis. The Northwest Environmental Journal. 4: 313-318. Schowalter, T.D. 1993. 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