This file was created by scanning the printed publication. Errors identified by the software have been corrected; however, some errors may remain. Aldo Leopold and the Evolution of Ecosystem Management Susan Flader1 I Abstract - In his 1992 policy statement on ecosystem management, the chief of th~ Forest Service stated a principle to "strive for balance, equity, and harmony with land ... by sustaining what Aldo Leopold called the land community." Aldo Leopold (1887-1948) developed his ecological approach to land management and his concepts of land health and a land ethic through a lifetime of observation, experience, and reflection? His most penetrating observations came as a forest officer in the Southwest in the early 1920s, when he sought to understand the problem of soil erosion and the role of fire on forest watersheds. His forest inspection reports and other writings of the time reveal a strong commitment to ecological analysis and ecosystem-based objectives aimed at restoring the integrity of the landscape. But his experience within the Forest Service as he sought to develop objectives of management and principles of administration that would move the service beyond its traditional bounds suggests that implementing an ecosystem approach to management on national forest lands may not be easy. forests into the next centwy. Clearly, Aldo Leopold (1887-1948) was a man ahead of his time. Just how far ahead is apparent when we reflect that he made some of the greatest advances in thinking about system-based land management during the first fifteen years of his forty-year career, especially during the early 1920s. This paper will examine Leopold's experience as a young forester seeking to understand the dynamics of a landscape subject to everchanging physical, biological, and cultural forces and, in his definition of the problem and his proposed course of action, pushing the still youthful Forest Service farther and faster than it was prepared to go. We will seek to understand something of what may be itwolved in implementing an ecosystem approach to management within an agency culture that is, if anything, more entrenched now in its traditional ways than it was during Leopold's time. But we may also come to appreciate through this stOly that the Forest SeIVice long has had among its traditions a refreshing openness to mavericks like Aldo Leopold. Aldo Leopold graduated from the Yale Forest School in the class of 1909 and left that summer for his frrst assignment in the Forest Service, as forest assistant on the Apache National Forest in Arizona Territoty (Flader, 1974; Meine, 1988). The Apache was one of a series of newly created forests straddling the highlands along the Mogollon Rim that trended from the In his 1992 directive on ecosystem management, setting forth a new management philosophy to guide the national forest system as it enters its second century, chief F. Dale Robertson declared a principle to "strive for balance, equity, and harmony between people and land ... by sustaining what Aldo Leopold (1949) called the land community." In this significant document Aldo Leopold is the only person besides Gifford Pinchot to be named and his 1949 classic, A Sand County Almanac, is the only publication referenced. Consider the role Leopold occupies in the progression of ideas that have guided the Forest Service, as defined by Chief Robertson: Gifford Pinchot is credited with articulating the conservation philosophy that underpinned national forest management from the inception of the Forest Service in 1905, the conseIVation approach was augmented by the multiple-use philosophy enshrined in law in 1960, and now Aldo Leopold's enlarged concept of the land community, expressed most clearly in his essay on "The Land Ethic" in his 1949 book, has been identified by the chief as the basis of the ecosystem management philosophy that will take the national 1 Susan Flader is Professor of American Western and Environmental History, University of Missouri-Columbia. 2 This paper is based in large part on original, unpublished manuscript material from Forest Service records and Leopold's personal papers, most of which may be found in the Aldo Leopold Papers, University of Wisconsin Archives, Madison, Wisconsin. 15 just then beginning to incorporate early concepts of ecology such as forest succession and climax, it is perhaps natural to assume that scientifIc management meant management according to principles of botanical or even ecological science. Yet a careful reading of early Forest Service administrative correspondence makes it clear that the term "scientifIc management" referred to the principles of industrial management just then being articulated by the time-and-motion-study expert Frederick Winslow Taylor (1911). Leopold himself was attracted to Taylor's ideas by the early 1920s, when he became chief of operations for all national forests in the Southwest, and he participated avidl~ with his operation counterparts in other regions of the country in a round-robin discussion of the application of Taylor's ideas to forest administration. This is not to say that there was no biological basis for early forest management. There was, but the biological basis-which was in part ecological-was simply assumed (Flader, 1976). As such, it was scarcely open to question The ecological concept of forest succession, the admonition to halvest only individually matked, mature trees, usually of climax species, the absolute control of fIre (which set back forest succession)-all these notions were part of the ideology of Americanforestry-dogmas assumed as givens, with little need of further testing or research. Another given was the doctrine of forest influences, the belief that forest tree cover at the headwaters of streams was crucial in preventing destructive flooding and erosion downstream. These doctrines, and more, would become open to question as Leopold began to think hard about what he saw happening on the ground in his new role as chief of operations and principal inspector for twenty million acres of national forests in the Southwest. For fIve years, 1919-1924, Leopold criss-crossed the forests of the Southwest, usually on horseback, observing conditions nowhere more trenchantly than on "that tumbled sea of pale blue hills" along the Mogollon Rim, where he had fIrst encountered the Southwest as a timber "reconnaisseur" a decade earlier. The reports of his earliest inspections were sketchy, though he made it clear that he was still looking for imagination and initiative on the part of forest rangers and was determined to judge their success by the effects of management on the forest. In particular, he began noting the effects of gullying and soil erosion on forest ranges and arguing for actual work on the ground to test and improve techniques of management. By early 1920, during an inspection of the Prescott National Forest, he wrote home to his mother that he was "seriously thinking of specializing in erosion control. The problem is perfectly tremendous here in the Southwest and I seem to be the only one who has any faith in the possibilities of tackling it successfully. " Despite his inclination to deal with real problems on the ground, Leopold in his new operations post again had to overcome doubts about his administrative ability on the part of both subordinates and superiors, who thought of him as highbrow and inattentive to detail, moving along "with his feet somewhat off the ground." As he had several times previously, Prescott Forest near Flagstaff three hundred miles southeastward to the Gila in New Mexico Territory. It was the region where Leopold would make the most telling obselVations of his fIfteen-year career in the Southwest, and he began that fIrst summer, ravenously absOlbing impressions of watersheds and wildlife and history and culture as well as of board feet of ponderosa pine. He led a reconnaissance party that cruised timber along the route of a proposed road from Clifton to Springerville that would have to clamber high over the mountains because an earlier route up the valley of Blue River had been washed out by severe flooding and erosion It was his first introduction to the realities- of erosion in the Southwestern environment that would shape so much of his thinking about system-based management. Leopold had trouble on that fIrst assignment, enduring a months-long personnel investigation into charges of incompetence and inefficiency in his handling of the reconnaissance crew. But technically trained men were scarce in those days; his superiors 4ccepted half the blame for his missteps and gave him another chance. Having learned that the selVice expected absolute adherence to administrative procedures and the minutiae of management, he did so well on his second chance that in 1911 he was appointed deputy supelVisor and a scant year later supelVisor of the Carson National Forest in northern New Mexico. He was age 25. The course of Leopold's life was changed by an attack of acute nephritis, a kidney disease, resulting from exposure on an arduous trip to settle range disputes in April 1913. He nearly died; and, given the state of medical opinion at the time, he had to give up all hope of resuming the strenuous life of a forest supelVisor in roadless mountain terrain. During eighteen long months of convalescence, much of the time back home in Burlington, Iowa, he had ample time to reflect on the meaning of Forest Service work, and he shared some of his thoughts with his compadres back on the Carson in a series of letters published in the Carson Pine Cone, a newsletter he had founded: After many days of much riding down among thickets of detail and box canyons of routine, it sometimes profits a man to top out on the high ridge leave without pay, and to take a look around Leopold had already learned that the Forest Service was dedicated to its thickets of detail and its maze of routines. But what was the measure of success in forest management? "My measure," wrote Leopold, "is THE EFFECT ON THE FOREST." Too often, it seemed to him, foresters fell into a rut of routine, following the prescribed procedures without considering the objectives. The rangers on the ground, as he saw it, had the responsibility to apply the stated principles of forest management in detail on particular areas and to monitor and gauge their effect on the forest. To Leopold, the greatest necessity was for "clear, untrammelled, and independent thinking on the part of Forest Officers." Gifford Pinchot's management philosophy is often termed "scientifIc management." Knowing that Leopold and other early foresters were trained in botany and silviculture that were 16 he had already tallied thirty mountain valleys in southwestern forests and had found twenty-seven of them damaged or ruined. Where several years earlier he had thought artificial controls such as check dams, willow plantings, and plugging gullies might be the answer, he was now much more intent on understanding the "virgin state" of the watersheds and the causes of erosion in order to detennine the appropriate objectives of management. When he compared obselVations in the field with Prescott supelVisor Basil Wales and local rangers, he discovered that they had significantly different inteIpretations of the history of the area and hence different notions of what management should seek to accomplish. Where Wales and his rangers thought the grass cover had always been thin on the granite soils of the Prescott and assumed, like most foresters of the day, that grazing pressure was essential in order to hold down the fIre hazard of brush, Leopold saw evidence in the fire scars of ancient juniper stumps to conclude that fIre had been a recurring feature of the virgin landscape. The grass cover had been much heavier and the brush much thinner than at present, he surmised, owing to grass fires and grass-root competition In his view, it was overgrazing and trampling by cattle that had thinned the grass, thus inhIbiting the fires and initiating both the destructive erosion and the encroachment of brushfields that were now a severe fire hazard. Leopold's inteIpretation, it should be noted, flew in the face of virtually the entire coIpus of scientific dogma in the Forest SeIVice of his day. More to the point, differences in inteIpretation called into question the objectives of management. "If the prime objective is wood products," Leopold wrote, "we may continue to overgraze, letting in the woodland and sacrificing watershed values. If on the other hand the prime objective is watersheds, we should restore the grass, which all the evidence indicates is a better watershed cover than either brush or woodland.", So struck was Leopold with the problem of determining the proper objectives of management for particular areas that he sat down to draft a paper on what he now called "Standards of ConselVation" (1922c), using examples from the Prescott. Here Leopold was dealing with the fundamental problem of ecosystem management--the problem of specifying objective standards of conselVation. But he never fmished the paper. In fact, it ends in mid-sentence, just as he was tIying to explain how one might use management plans to set the standards of conselVation. Baird Callicott (1991) has suggested that perhaps when Leopold got to this point he may have said to himself "Who are you kidding?" and simply put down his pencil. He realized that as long as Pinchot's utilitarian calculus prevailed in the Forest SelVice, even the most sophisticated science would not suffice to set objective standards. As Callicott put it, "The paper self-deconstructs, so to speak." Aldo Leopold would devote the remaining quarter century of his life to working on the scientific and philosophical problem of determining the objectives of conservation. His first significant effort came several months after his inspection of the Prescott in a paper titled "Some Fundamentals of ConselVation Leopold declined transfers to other regions or positions in order to prove he could master the job as chief of operations. He proved it by designing and implementing a new, more systematic method of forest inspection, complete with printed, notebook-sized tally sheets for recording a myriad of details on evetything from the cleanliness of outhouses to the condition of grass and sod on pastures. In the area of fire control alone, his tally sheets increased the number of obselVations required of the inspector from twenty points under the old system to 165 points in the new, all minutely classified as to subject and administrative unit and designed to facilitate comparisons year by year and forest by forest (LeoP'>ld, 1921). Leopold's superiors in the Southwest and in Washington were impressed-all those details, so ~fficiently catalogued. They were particularly impressed with the first field test of the new system, his 1922 inspection of the Gila National Forest. This was the now-famous report in which he recommended a wilderness area policy for the Gila and drew a red line on the map to indicate the limits of motorized accessibility-the first step toward designation of the Gila in 1924 as the prototype of national forest wilderness areas. But it was not the wilderness area proposal that attracted his superiors' attention to the Gila report; rather, it was the painstaking detail and comprehensiveness of the inspection itself. Leopold considered his contributions to the development of a forest inspection system for the Southwest to be "one of the two or three points" in his own Forest SeIVice career that gave him the greatest satisfaction. But, while his supeIVisors may have been impressed by his systematic attention to detail-what Leopold called the machinery of inspection-to him what still mattered most was the results on the ground. In an address on "Forest Inspection as Developed in the Southwest" presented to the New York Forest Club (1924b) he tried to grapple with the inherent difficulty of expressing what he was tIying to accomplish in language that could as readily be applied today to the difficulty of defining ecosystem management: It is always difficult to flatten out upon a printed page a system of thoughts and facts which are concentric to a single idea. Their relationships to that idea and to each other are actually expressible only in three-dimensional space. The flattening process inevitably severs many of these relationships and leaves them at loose ends. And then the kicker, whether for inspection or for ecosystem management: " The only way to really see it is to watch it work on the ground." Inspection to Leopold was a technique for diagnosing local problems and monitoring the effectiveness of management solutions. Even as Leopold was developing his inspection system he was also struggling, especially through his repeated forays into forests along the Mogollon Rim, to understand the dynamics of southwestern watersheds and to consider the implications of his fmdings for conselVation policy and social values. These lines of endeavor came together incrementally during his inspections, but nowhere more so than on the Prescott in 1922. By this time 17 Madison, Wisconsin, then the principal research ann of the Forest SeIVice. Never particularly happy in an institution devoted to utilization of the tree after it was cut when evetything about him made him interested in the forest as a living community, he elected to leave the seIVice in 1928 to devote himself more fully to his consuming interests in wildlife and conselVation By any standard, Leopold had enjoyed an extraordinarily successful career in the Forest SelVice. Despite some challenges along the way, he had won the respect of colleagues up and down the line for his unsweIVing loyalty to the agency, his dedication to its mission of conservation, his obvious administrative skills, his open, ever-questioning mind, and his vision for the future. Because he never gave up tIying to move the seIVice farther and faster than it was prepared to go, he actually moved it farther than his colleagues at the time would have thought possible. But he was under no illusions as to the distance yet to be traveled. The day before he retired from the Forest SeIVice in June 1928, the Service Bulletin (a house organ) published a response by Leopold to a critic of his wilderness proposal that may stand as his valedictoty challenge to the agency: The issue is whether any human undertaking as vast as the National Forests can be run on a single objective idea, executed by an invariable formula. The fonnula in question is: Land + forestry = boards. . . . Whether we like it or no, National Forest policy is outgrowing the question of boards. We are confronted by issues in sociology as well as silvicu/ture,- we are asked to show by our deeds whether we think human minorities are worth bothering about; whether we regard the current ideals of the majority as ultimate truth or as a phase of social evolution; whether we weigh the value of any human need . . . wholly by quantitative measurements; whether we have forgotten that economic prosperity is a means, not an end To AIdo Leopold, the decision-at that time regarding wilderness, today concerning ecosystem management-would indicate whether the Forest Service was simply a bureau that executed the laws, or "a national enterprise which makes histoty." Naturally, Leopold challenges us to make histoty. in the Southwest" (1923), in which he first sought to drnw his obselVations about vegetation change and soil erosion into a cultural and philosophical context. It was here that he first expressed his intuitive sense of a living earth and addressed the implications of conselVation as a moral issue. But again he did not publish, whether because of uncertainty about the philosophical argument or, just as likely, because of criticism from colleagues about his analysis of the problem of erosion Instead, he turned his fonnidable analytical and writing skills to explaining more clearly the processes at work on southwestern watersheds and the implications for management in a series of papers that drew on his obselVations of forests along the Mogollon Rim. In a Journal of Forestry article (1924a) titled " Grass, Brush, Timber, and Fire. in Southern Arizona" he issued a direct challenge to Forest SeIVice dogma: "Fifteen years of forest administration were based on an incorrect interpretation of ecological facts and were, therefore, in part misdirected." In another paper, "The VIrgin Southwest and What the White Man Has Done to It" (1927) he drew evidence from the accounts of early explorers along with his· own uncanny skill at reading histOlY backward in the land to sketch a vision of what the Southwest had once been and hence what management might aspire to restore. Then in 1933 in his well known essay "The ConselVation Ethic" he returned to the theme of conselVation as a moral issue, this time thoroughly grounded in an understanding of the dynamic functioning of interrelated elements of the system, physical and biological, natural and cultural, through time. It was this essay, significantly enhanced by a clearer statement of the concepts of land health and the biotic community, that became his celebrated essay "The Land Ethic," first published in Sand County Almanac a year after his untimely death at age 61. And now it is his "land ethic" philosophy that is presumably pointing the way to the future in Chief Robertson's directive on ecosystem management. If we would look for guidance as to the fundamental objectives for ecosystem management, we could do no better than to start with AIdo Leopold's famous dictum in "The Land Ethic": "A thing is right when it tends to preselVe the integrity, stability, and beauty of the biotic community. It is wrong when it tends otherwise." But if we would look for insight as to what might be involved in actually implementing an ecosystem approach to management on national forest lands, we might rather recall Leopold's insistence on setting specific standards of conselVation for each area through careful obselVation, historical study, and scientific research and then monitoring and evaluating the effect on the forest. Leopold's own experience as a forest inspector in the 1920s striving to comprehend processes of ecosystem change along the Mogollon Rim in Arizona and New Mexico might be our guide, informed by his even earlier call for "clear, untrammelled, and independent thinking." For reasons that have never been satisfactorily explained, Leopold left the Southwest in 1924 to assume a new position as associate director of the Forest Products LaboratOly in LITERATURE CITED Callicott, 1. Baird. 1990. Standards of conselVation: then and now. Conservation Biology 4(3):229-232. Flader, Susan L. 1974. Thinking like a mountain: Aldo Leopold and the evolution of an ecological attitude toward deer, wolves, and forests. Columbia: University of Missouri Press. Flader, Susan L. 1976. Ecological science and the expansion of our forest heritage. America's renewable resource potential: the turning pOint (Proceedings: Society of American Foresters): 108-120. 18 Flader, Susan L., and J. Baird Callicott, eds. 1991. The River of Leopold, AIdo. 1924b. Forest inspection as developed in the Southwest. Address to New York Forest Club, November 25. Leopold Papers. Leopold, AIdo. 1927. The virgin Southwest and what the white man has done to it. Chapter II of" Southwestern game fields." Leopold Papers. Revised version in RMG:173-180. Leopold, Aldo. 1928. Mr. Thompson's wilderness. USFS Service Bulletin 12:26 (June 25):1-2. Leopold, AIdo. 1933. The conselVation ethic. Journal of Forestry 31(6):634-643. RMG:181-192. Leopold, AIdo. 1949. A sand county almanac and sketches here Oxford University Press. and there. New Yode I Meine, Curt. 1988. Aldo Leopold: his lifo and work. Madison: University of Wisconsin Press. Robertson, F. Dale. 1992. Ecosystem management of the national forests and grasslands. Memorandum to regional foresters and station directors, June 4. Taylor, Frederick W. 1911. The principles of sCientific the Mother of God and other essays by Aldo Leopold. Madison: University of Wisconsin Press. [hereafter cited RMG]. Leopold, AIdo. 1913. To the forest officers of the Carson, July 15, 1913. Carson Pine Cone (July). RMG:41-46. Leopold, AIdo. 1920. Letter to mother, 15 May. Leopold Papers. Leopold, Aldo. 1921. The D-3 notebook tally sheet: a combination inspection outline and report. Topic #60, Fire Conference, November 10. Leopold Papers. Leopold, AIdo. 1922a. General inspection report of the Gila National Forest, May 21-June 27, 1922. Leopold Papers. Leopold, AIdo. 1922b. Report of general inspection of Prescott National Forest, July 31-Septemger 1, 1922. Leopold Papers. Leopold, AIdo. 1922c. Standards of ConselVation. RMG:82-85. Leopold, AIdo. 1923. Some fundamentals of conselVation in the Southwest. RMG:86-97. Leopold, AIdo. 1924a. Grass, brush, timber, and fIre in southern Arizona. Journal of Forestry 22(6):1-10. RMG:1l4-122. management. 10 19