\ Not to be cited without prior reference to the author lCES C.M~ 1993/0:10 P Statistics committee/ Ref. Theme Session P Sess~ , , Advice under uncertainty to managers for two fisheries of the northeastern Pacific William H. Lenarz National Marine Fisheries ~e~vice 3150 Paradise Drive Tiburon, california, USA 94920 lntroduction , Flsher!es managers must base ttieir decisions on information that hascorisiderable uncertainty. lmportarit populationdyriamic processes such .. as . the spawn/recruit relationship are highly stochastic •. The accuracy.of quantitative descriptions of these' processes is often low. Confidence limits about.parameter estimates derived fram fisheries dependent and fisheries independent data are often wide. While usually overlooked in the technical advice given managers, there also is considerable uncertainty in the political outcome cif management decisions~ For example, .environmental.grciups may object to adecision and . , through the judicial or political system cause changes that could be costly tci governmerit agericies and fishing iridustry. Fisheries managers are very aware that they work iri an.üncertairi.field and desire, but often do not receive techriical advice on the risks of alternative managemerit options. . ,In this paper I describe results of two studies of Northe'ast Pacific fisheries, that convey risk information to.fishery managers. The first study was conductedon Pacific sardine, (Sardinops sagax) fishery in 1970~ Thesecorid study is on the widow rockfish (Sebastes entomelas) fishery and still is in progress. Pacific Sardine Study . I n 1970t:he. nort~erri .stoc~ ofthe Pacific sardi~e was badiy The.b~omass was est~matedto have decreased from . almost 4,000,000 tons in 1932 tö between 1000 and5000 tons in 1970~ Landings were restricted to low levels; Reported 1970 landings were 221 tons~ However, sardines had become very valuable for use as bait by recreatiorial fishermen and there was anecdotal evidence cif significarit non-reported landirigs. depleted~ My colleague Paul smith . (Nationai Marine Flsheries service, La Jolla ca.) and I became .concerned that poteritial,for stock recovery could be reduced by the fishery and decided to examine II '2 ! I the possible effects of the fishery ,with a simulation model~ I based the model on the results of Murphy's (1966) study of Pacific sardine, population dynamics~IThe model used standard catch and growth equations andthese were, assumed to be deterministic. Since there was considerable uricertainty irithe spawn/recruit relationship (SR) and the SR is extremely important in projections of future populations, II used a stochastic SR. I employed an autoregressiveequation with a lognormal error term to model deviations from expected values of a Ricker SR. I We presented results of the itiodeling exercise tC,managers in the form of probability ofrecovery as a function ofbiomass in 1970 and average future, catches, Figura 1~" TWo,recovery levels were presentedi 20,000 ,tons in ten years arid 950,000 tons in 25 years. Simulatiorislndicated that it I would be safe to have, ci low interisity bait fishery,if the population recovered to 20,000 tons and that maximum sustainable productien occurs at about 950;000 tons. 'The results, indicated that if the biomass was orlly 1000 'to~s that a ,reduction ,in;c~tch~s frcim!ev~n the,reported laridirigs would,improve th~ probab1l1ty of recovery~ The results also showed that if catches werekept at lew levels there was a good chance for recovery within reasonable time frame. , " a , ,'.'" I ,. ,. ", " We, presented the" results to various levels of state government (the regulatory authörity) laridincluded the recommendation that a regulation be enacted to prevent use cf Pacific sardines for bait; The admiriistrators" sent "the paper out for review; Some scientific assumptions of the,sttidywere . questioned and Paul smith did an excellent,job of preseriting data that convinced t~e re,:iewers that the Ias.~uitipti.o~s ~e~e ' " ' reasonable., ,Cal1forn1a enacted.~h~ r~comm~ndat10ns 1n,~974~ Landings averaged less than 10 tons for the next 5 years. We will, riever ,knoweit1'.?-er the,exactlevels of,19?0 c~tcl:l arid bi,omass nor the exact nature of the SR, but the population is recovering. By 1986 . the population had recovered sufficiE~ntly to allow,a small directed fishery. The 1992 quota was set at 25,000 tons. I widow Rockfish study I .'" ' , • • • I, • , , ,'," Since 1970, fishery data have improved somewhat and our analytical techniques everi more so. While the level of uricertainty in management advica is still high, the improvements in data andtechniques allow,us to describe better,the uncertairities associated with stock assessments and management recoitimendations. Another change thatlhas occurred is ,that groups with streng conservation ethics have become wellorganized and aggressive in, attempts to meat their goals;" In the past fisheries decisions ,were sometimes challenged in the jUdicial or political arena by user groups willingto take long term risks to obtain short term gains; Now fishery;managers also encounter efforts by groups that are primarilyinterested iri,avoiding,long term risks to natural populations~ Management decisions made by I ,i I • I , • .•.. e .~, !' ~. . • . ." .' ; ,;. .,: .. ( .... "~ .• 1 3 • I, I I '. I 4 . ., " '. ". . recruitment is independent of spawn~ng, stock. It .was also, .' ~s~umed.that fishing mortalit~ and population fecundity estimates followed a log normal distribution~ Each 200 year simulation began with an unfished population.at equilibrium~ 2000 . replicates were run for each combination of management policy and 2 SR'j. I . -' : I will first present results as i might tO,a technical. Both the management.policYland SR bad considerable influence on yield and populationfecundity~ For example, .under policy P fishing mortality would be 0~21 and relative yield would be aboutO;7 when recruitment"is stock independent, and 0~6,under the Beverton-Holt SR; Figure 3. Relative population fecundity at the end of the 200 year pericid would be about 0.4 when .' recruitment is stock independent and 0.3.under the Bevertön~H6lt SR. There are everi greater differences in the results when management policy A is followed (F=0.50). Relativeyield would be,about l~Owhen recruitment,is density independent and 0.2 , under tbe Beverton~Holt SR. Relativelpopulation fecuridity at tbe end cif the simulation would be about 0~15 when recruitment is stock independent and less than o;OOilwhen .under the Beverton~ Holt SR~ .When management policy C islused, I assume that, F=:=0.5 when the fishery is open. Relative yield would beabout 0~8when recruitment is density independent and 0.6 under.the BevertöriHolt, SR; Under both SR assumptions relati~e yield would_decreas~ by about 0.05 when. adjusted for cost of years closed to . fishing and the fishery was closed about 50% of tbe time. Fishery closures ranged from 1 tri more than 10 years with typical . ' closures being ~bout 4 years. Under, .both SR assumptions relative popUlation fecundity at the end of thc simulätion would be between 0.30 and 0.35. !, , audience~ . , I ! ! I ' . The"results shown in Figures 3 and 4 indicate that if mariagement .used policy A.h~cause it.assumedthat recruitment was density, independent and the assumptiori was correct, yield wöuld be relatively high, 1.0, but population fecuriditY.would,be lower than 0.2. Ifmanagemerit had guessed wrongly,yield would bevery low, 0;25, and the,population would have collapsed by.the end of the simulation period. However if management policy P was üsed, relative yieldwould only be 20% lessithan under management policy,A when recruitment is density, independent and yield would by 300% higher than under policy A when there isthe assumed Beverton-Holt SR. PopUlation fecundity at the erid of the _ simulation period would be considerablyhigher under policy P t:ban underpolicy A regardless of SR. J Management policy C '. produces results that are similar'to policy P except that the fishery would be closed about 50% of the time. . . . . '. '. I . . I think that for even a technical audience it would be . easier to comprehEmd the important outcomes of the study, . if tl'iey were pres~~ted as show~ in Figure 5. !It can easily be se~n ..that the aggressive policy would result inllow population fecundity ! II I •• ; -~ .., . ~: -, '" . .,' , .' ; , .p - " ", ~ : ,. '. . ~ ., '::. 5 under either SR and would'also'result:in very poor yield under the Beverton-Holt SR. It is also easy to see that management policies P and C produce similar yields and population fecundities, but that fishery would be closed about 50% of the time under policy C. Acknowledgements • I thank Paul smith for many interesting discussions and for carrying more than his share of the burden of communicating the results of our sardine study. I also thank Alec MacCall for discussing the widow rockfish study with me and reviewing this paper. Literature cited Clark, W. G. 1991. Groundfish exploitation rates based on life history parameters. Can. J. Fish •. Aquat. Sei. 48(5):734750. Hightower, J. E. and W. H. Lenarz. 1990. Status of widow rockfish fishery in 1990. Appendix F In status of Pacific coast groundfish fishery through 1990 and recommended acceptable biological catches for 1991. Pacific Fishery Management Council, Metro Center, Suite 420, 2000 S.W. First Ave., Portland OR 97201-5344. • Kimura, D. K. 1988. Stock-recruitment curves as used in the stock-reduction analysis model. J. Cons. int. Explor. Mer 44:253-258. Murphy, G. I. 1966. Population biology of the Pacific sardine (Sardinops caerulea). Proc. Calif. Acad. sei. XXXIV(1):84p. 1.0 0.9 -e ca ~ 0 .... .6 CI) 0.8 0.7 0.8 r::: 0.5 g 0.4 .s 4000 • Ö N A Q. 0.3 2000 0.2 0.1 (a) 0.0 0 500 1000 1500 2000 Catch (tons) 1.0 0.9 - l!! ca ~ LO N .5 l!! .s § g 0) - 0.8 0.7 0.6 • 4000 0.5 0.4 2000 0.3 A a. 0.2 (b) 0.1 0.0 0 500 1000 1500 2000 Catch (tons) Figure 1. Probability of recovery of Pacific sardine population tO 20,000 tons in 10 years (a) and 950,000 tons in 25 years (b). 1970 population size (tons) isopleths are shown with annuaJ catch and probability of recovery. 25 - r---------------------------, 20 ( f) c: .2 .- 15 -'E E Q) E :t: ...o :::] 10 Q) CI: 5 OL...L. o ---l- 0.2 ~ 0.4 .....l..._ ...L.._ 0.6 0.8 Relative Fecundity • Figure 2. Simulated recruitment of 5 year old widow rockfish as a function of relative population fecundity. ...I_I 1 1.2 ~1 "C r----------------------------, ," c: :::s Yield (Density Independent RecruitmentJ-..... \"'~".. "'" "'"',>, ~ 0.8 '.". "'~"'" '.'.' . ,...... '. ...o U. "C 0.6 ä) .. >= ~ 0.4 ~ ä) a: 0.2 ". :~.>.,<.. . .... . ............. •••••• ··~ /Yield (BH R.ecruitment) .__.:-._._._._._. . ........ , . / Fecundity (Ind. Rec.) ••••••. ~~~~=: Fecundity (BH Rec.)/ -..... '-'- ~ o L-"- -" o -'-- 0.1 . 0.2 -'-- - ..- ..- ..- ....:.__..- .._._.__ ........ -"-"-.-.--'--..;;;.-=.-=. 0.3 0.4 -._..•••••• _-_..-'--' • 0.5 Fishing Mortality Figure 3. Relative yield and population fecundity of widow rockfish as a function of fishing mortality. 1.2 ~1 "C r------------------------------, "'~ '~. c: :::s ...o :2 ~~, Yield (Density Independent Recruitment)"'-. ','. ~ 0.8 . .~>,. '<>,., . Adjusted Yield (BH Rec.) ,.,.<~:> ._. ~~~~~~~~~ ..:-.:-.:-:~~~1~~~~~~.:·.:-.:·.:-.:-.:·::.:·.:·.:·.:·.: 0.6 Q) .. - :~ ~~<2_: v...... . . . ....... -...-...- .._ Adjusted Yield (BH Rec.) . ... ·_--...::--_..- ..- .._~ecundity Ond. Rec.) · (BH R -).~._.-.::.::..-.._._..-._..- ..- ..- ..ec. -'-'-'--'-'_'_. .-.._.._-_.._-_..Fecundity . . . . . . ..- .._.._. . . >= ~ 0.4 _- - _.- - ___ _- ~ Q) a: -.:.:.: .: 0.2 O~-----"-----..L------'-------L-- o 0.1 0.2 0.3 0.4 Fishing Mortality Figure 4. Relative yield and population fecundity of widow rockfish as a function of fishing mortality. Simulated fishery was c10sed if population fecundity dropped below 20% of unfished level and reopened when fecundity recovered to 35% of unfished level. Yield is relative to maximum yield of unclosed fishery. Adjusted yield reflects cost of closure. L-I 0.5 • AI-Q 1.0 0.9 0.8 CI-{) 0 -PI 0.7 -c Q) 0.6 PS-Q() >= -eS ~ 0.5 ~ Q) a: 0.4 0.3 0.2 o-AS 0.1 0.0 0.0 0.1 0.2 0.3 0.4 0.5 Relative Population Fecundity Figure 5. Relative yield and terminal population fecundity of simulated widow rockfish fishery under three types of management; agressive (A), court-ordered (C), and present (P); and two spawn/recruitement models; recruitment density independent (I) and 8everton-Holt (8). Filled portions of circles are proportional to portion of time that fishing is allowed. Yield under court-ordered management reflects additional costs.