RTI PROJECT AGREEMENT Between the TEXAS DEPARTMENT OF TRANSPORTATION (RECEIVING AGENCY) AND Texas Tech University Form ProjAgre (Rev. 5/2013) (RTI) Fiscal Year 2015 Research Project Implementation Project (PERFORMING AGENCY/S ) Project Number: Project Title: 0-6841 Document Date: 12/16/2014 Modeling a Change in Flowrate through Detention or Additional Pavement on the Receiving Stream THIS PROJECT AGREEMENT is made pursuant to the terms and conditions of a Cooperative Research and Implementation Agreement(s) (CRIA) entered into by and between the Texas Department of Transportation (TxDOT) and Texas Tech University. This project agreement is under the terms of: CRIA Article 9A and is considered a part of the Annual Program. CRIA Article 9B and is considered an independent project. PART I. Project Description. The Performing Agency(s) will undertake and complete the project named above and as further described in Exhibit B, attached hereto and made a part of this Project Agreement. Exhibit B must comply with the requirements of the most recent Research Manual. PART II. Project Duration and Performance Period. Continuation of the project beyond August 31 each year is subject to authorization by TxDOT and the availability of funds. TxDOT will notify the Performing Agency(s) of initial project approval and annual continuation approvals by Activation Letters. The Activation Letter will signify final approval and authorization to the Performing Agency(s) to initiate the work for a fiscal year. Each Activation Letter shall include the project activation date and shall be attached hereto and made a part of this agreement as if it had been attached at the time this Project Agreement is signed. The Activation Letters will specify the remaining project duration unless terminated in accordance with Article 29 of the CRIA. December 31, 2015 Project Termination Date PART III. Project Budget. The total estimated project cost, which includes all authorized direct and indirect costs which may be incurred by the Performing Agency(s), is shown below along with a breakdown by fiscal year and agency. Attached hereto as Exhibit A and made a part of this agreement is an annual Itemized Budget for each Performing Agency which details approved project costs for each fiscal year of this project. Budget Breakdown (Attach an itemized budget for each fiscal year for each Performing Agency.) Total Project Budget: FY 2015 Agency TTU Budget $37,798 FY 2016 Agency TTU Budget $22,147 $59,945 PART IV. Project Supervision. The Performing Agency Research Supervisor, whose agency shall be the lead agency, and other primary research staff are named below. Research Supervisor Researcher or PI Researcher or PI Researcher or PI Name Ted Cleveland Title Associate Professor Agency TTU Phone No. 806.834.5101 Email [email protected] PART V. No Waiver. This Project Agreement does not waive the rights, responsibilities, and obligations provided each party under the CRIA and incorporates all the provisions of the CRIA as if set forth herein. 1 of 2 Form ProjAgre (Rev. 5/2013) IN WITNESS WHEREOF, this Project Agreement is hereby accepted and executed. Approved and Accepted by the Performing Agency: Date: Kathleen Harris, Senior Associate VP for Research Texas Tech University Approved and Accepted by TxDOT: Date: Kenneth Stewart, Director of Contract Services Texas Department of Transportation maintains the information collected through this form. With few exceptions, you are entitled on request to be informed about the information that we collect about you. Under §§552.021 and 552.023 of the Texas Government Code, you also are entitled to receive and review the information. Under §559.004 of the Government Code, you are also entitled to have us correct information about you that is incorrect. For inquiries call 512/416-4730. 2 of 2 Form ExhA (Rev. 5/2013) (RTI) Itemized Budget - Exhibit A Project No: 0-6841 Agency: Fiscal Year: Indirect Rate: Texas Tech University 2015 10% Revision Number: Revision Date: Estimated Budget DIRECT COSTS Salaries & Wages (by category) Professional (Combine all Professionals) Subprofessional & Technical Clerical (Non-routine) Itemization list each Professional individually $ Theodore G. Cleveland 24,000 Graduate Student Total Costs % of time* 2% $ 24,000 $ 3,424 $ 900 $ 6,568 $ - $ $ 34,892 INDIRECT COSTS MTDC ** = $ 29,059 49.00% (%) of Modified Total Direct Costs *** less University's Contribution 39% TOTAL INDIRECT COSTS CHARGED TO PROJECT (limited to Indirect Rate stated at top of page) $ $ $ 14,239 11,333 2,906 TOTAL PROJECT COST $ 37,798 Total Salaries and Wages Fringe Benefits (provide details at the University's option) $ 3,424 Total Fringe Benefits Expendable Goods & Supplies (provide details at the University's option) $ 900 Ink, paper, etc. Total Expendable Goods & Supplies Operating & Other Expenses Included in Modified Total Direct Costs In-State Travel $ 735 To AUS to meet PMC Out-of-State Travel Other Excluded from Modified Total Direct Costs ** Tuition (in lieu of partial or total salary) Other $ 5,833 Total Operating & Other Expenses Subcontracts ** (list each subcontractor separately, with a brief description of the work) $ Total Subcontracts Equipment (items $5,000 and over) ** (list each item separately) $ Total Equipment TOTAL DIRECT COSTS * Include estimated % of each Professional's time expected to be spent on this project during the period of this budget ** Calculate MTDC based on the University's negotiated (federal) F&A agreement. Per OMB Circular A-21, MTDC should never include, equipment, tuition remission, rental costs, scholarships and fellowships, and the portion of each subcontract over $25,000. *** Enter University's federally approved indirect cost rate % in blank. Form will calculate total, based on MTDC. Note: This electronic form contains formulas that may be corrupted when adding or deleting rows, or by conversion of the spreadsheet. The university is responsible for the accuracy of the budget submitted. 1 of 2 Form ExhA (Rev. 5/2013) (RTI) Itemized Budget - Exhibit A Project No: 0-6841 Agency: Fiscal Year: Indirect Rate: Texas Tech University 2016 10% Revision Number: Revision Date: Estimated Budget DIRECT COSTS Salaries & Wages (by category) Professional (Combine all Professionals) Subprofessional & Technical Clerical (Non-routine) Itemization list each Professional individually $ Theodore G. Cleveland 13,905 Graduate Student Total Costs % of time* 2% $ 13,905 $ 2,109 $ 300 $ 4,128 $ - $ $ 20,442 INDIRECT COSTS MTDC ** = $ 17,049 49.00% (%) of Modified Total Direct Costs *** less University's Contribution 39% TOTAL INDIRECT COSTS CHARGED TO PROJECT (limited to Indirect Rate stated at top of page) $ $ $ 8,354 6,649 1,705 TOTAL PROJECT COST $ 22,147 Total Salaries and Wages Fringe Benefits (provide details at the University's option) $ 2,109 Total Fringe Benefits Expendable Goods & Supplies (provide details at the University's option) $ 300 Ink, paper, etc. Total Expendable Goods & Supplies Operating & Other Expenses Included in Modified Total Direct Costs In-State Travel $ 735 To AUS to meet PMC Out-of-State Travel Other Excluded from Modified Total Direct Costs ** Tuition (in lieu of partial or total salary) Other $ 3,393 Total Operating & Other Expenses Subcontracts ** (list each subcontractor separately, with a brief description of the work) $ Total Subcontracts Equipment (items $5,000 and over) ** (list each item separately) $ Total Equipment TOTAL DIRECT COSTS * Include estimated % of each Professional's time expected to be spent on this project during the period of this budget ** Calculate MTDC based on the University's negotiated (federal) F&A agreement. Per OMB Circular A-21, MTDC should never include, equipment, tuition remission, rental costs, scholarships and fellowships, and the portion of each subcontract over $25,000. *** Enter University's federally approved indirect cost rate % in blank. Form will calculate total, based on MTDC. Note: This electronic form contains formulas that may be corrupted when adding or deleting rows, or by conversion of the spreadsheet. The university is responsible for the accuracy of the budget submitted. 2 of 2 EXHIBIT B Project 0-6841 Modeling a Change in Flowrate through Detention or Additional Pavement on the Receiving Stream 1. Abstract The addition or removal of flow from a stream affects the water surface downstream and possibly upstream. The extent of such effects is only known by modeling the receiving stream – a vital component of such modeling is where to locate boundaries in such a model. Rapid model development to assess incremental changes in flowrate from incremental changes in pavement coverage or detention benefits TxDOT (hereafter referred to as the “Receiving Agency”) by reducing the time required to assess the hydraulic impact. The Performing Agency (hereafter referred to as the “research team”) shall develop guidance that concisely describes how far upstream or downstream a hydraulic model needs to extend to fully describe those effects, and will support rapid model construction to assess changes in anticipated discharge. 2. Implementation Strategy The research team shall develop a stand-alone training module suitable for self-training and instructor-led training. The module will be delivered, with an instructor manual, and exercise set suitable for either instructor-led training or self-training using online video (VTC) presentation. The research team will include an estimation tool as a component of the training module. This estimation tool will implement the current best practices to help hydraulic designers decide how far upstream or downstream a hydraulic model should extend in order to capture the effects of the water surface elevations relative to changes in discharge or cross section properties at a point of interest. Project 0-6841 1 of 6 EXHIBIT B 3. Work Plan Task 1: Conduct Literature Review The research team shall conduct an annotated literature review to determine where boundaries should be located in hydraulic models to assess the effect of change in discharge. This component of the overall project is fundamental in determining current practice in hydraulic modeling as to how far a model should extend to capture phenomenon of interest. At the completion of this task, the research team shall provide a technical memorandum (TM-1) to the Receiving Agency that will contain a synthesis of the literature and a listing of approaches used in the literature, with recommendations as to an appropriate approach for use in Texas, per the Deliverables Table. Task 2: Prepare HEC-RAS Examples The research team shall prepare case studies to demonstrate the effect of boundary location in cases where discharge is changed. These case studies will evaluate approaches identified in the literature review, as well as become part of the training module deliverable. The research team shall prepare and document the following HEC-RAS scenarios: 1) A straight channel with a natural cross section with a culvert system aligned with the channel centerline. 2) A straight channel with a natural cross section with a bridge element, including two piers aligned with the channel centerline. 3) A channel with curvature of a radius to be determined, with the hydraulic structures aligned with the local centerline of the channel. Project 0-6841 2 of 6 EXHIBIT B 4) Same as the three scenarios mentioned above, except the hydraulic structures are 15 degrees skew to the channel centerline. In each of these scenarios, the research team shall construct a reference simulation without a hydraulic structure, and comparisons will be made to this reference simulation. The research team shall vary the discharges through at least one order of magnitude. Variation of less than 1 percent from the base case, or 0.25 foot absolute (3 inches) will be the criterion that any effects of obstruction or discharge change are considered negligible. The research team shall use the results to develop dimensionless charts of appropriate hydraulic variables to build the estimation tool of the next task. At the completion of this task, the research team shall provide a technical memorandum to the Receiving Agency that will contain a listing of the model results in sufficient detail for other engineers to replicate the models for their own use, per the Deliverables Table. Task 3: Develop Estimation Tool The research team shall develop an estimation tool in the form of a spreadsheet that helps hydraulic designers decide how far upstream or downstream a hydraulic model should extend in order to capture the effects of the water surface elevations. The tool will use dimensionless representation of common hydraulic parameters to estimate the distances upstream and downstream of the point of interest that a model should extend to capture changes in water surface elevations from either a geometric change or a discharge change. The tool will involve a series of categorical values used to guide a modeling decision. In pursuit of these values, the research team shall answer the following questions: Project 0-6841 3 of 6 EXHIBIT B 1) Are there any other structures within 600 feet of the point of interest? 2) Are there any substantial slope changes greater than 30 percent within 600 feet of the point of interest? 3) Are there any substantial geometry changes with stage-conveyance greater than 30 percent within 600 feet of the point of interest? The research team shall use these questions to establish where the modeling distance starts relative to the point of interest. The tool will contain the guidance for necessary computational support to assist with the decision support. At the completion of this task, the research team shall provide a research report to the Receiving Agency that documents all work performed, findings, and recommendations. 4. Identification of Information Technology (IT) None. 5. Assistance by TxDOT Personnel None. Project 0-6841 4 of 6 Form DelTable (Rev. 5/2013) (RTI) Deliverables Table Project No. 0-6841 Note: Deliverables on this Table are not considered accepted by TxDOT until formal notice is provided by the RTI Project Manager. All written deliverables should be submitted to [email protected] For instructions of submission procedures for other formats, see chapter 7 of RTI’s University Handbook. The Research Supervisor is ultimately responsible to TxDOT for all deliverables, no matter what agency is assigned as the primary developer. However, the primary developer should be listed under the column “Primary Agency” for each deliverable. Deliverables: Deliverables will be as specified on the Project Statement (Research Project) or IPR (Implementation Project). Examples of products typically most appropriate as stand-alone items include Guidebooks, Training Materials, Devices, Instruction Manuals, Brochures, and Software. Due Date No. Deliverable Description (before project termination) Primary Agency P1 Product 1 12/31/2015 TTU R1 Research Report 12/31/2015 TTU PSR Project Summary Report 12/31/2015 TTU TM-1 Technical Memorandum for Task 1 Technical Memorandum for Task 2 6/30/2015 TTU 9/30/2015 TTU TM-2 Revision Number: Date Updated: 5 of 6 Comments Training module and estimation tool. A fully edited report due on or before the last day of the project. The report shall contain all information and include tables, graphs, and illustrations. Summary of work performed, findings and recommendations. Schedule of Research Activities Project 0-6841: Modeling a Change of Flowrate through Detention or Additional Pavement on the Receiving System Original Schedule Note: Each task must produce one or more deliverables. All deliverables should be submitted to [email protected] Work Completed RRRRR Revised Schedule Research Activity FY 2015 Estimated Cost of Task Task 1 Conduct Literature Review $32,194 Task 2 Prepare HEC-RAS Examples $16,492 Task 3 Develop Estimation Tool $11,259 Monthy Progress Reports Total (should = total budget) $ FY 2016 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec * * * * * * * * * * * * 59,945 Revision History: Project #0-6841 6 of 6