1 Understanding black carbon radiative forcing uncertainty due to vertical distributions 2 3 4 5 6 7 8 9 10 11 12 13 B.H.Samset, Myhre, G., R.B. Skeie, T.K. Berntsen (CICERO/UiO – OsloCTM2) A. Kirkevåg, (UiO - CAM4-Oslo) S. J. Ghan, R. C. Easter (PNNL – CAM5.1) S. Bauer ,K. Tsigaridis (GISS-ModelE) T. Diehl, M. Chin (GOCART) G. Lin, J. Penner (UMICH – IMPACT) Y. Balkanski, M. Schulz (IPSL/met.no –INCA) N. Bellouin (MetOffice -HadGEM2) K. Zhang, P. Stier (MPIHAM) J.-F. Lamarque (NCAR – NCAR-CAM3) T. Takemura (SPRINTARS) 14 Unlike most atmospheric aerosols, black carbon (BC) absorbs solar radiation. This 15 warming effect of BC has led to suggestions for mitigation of BC emissions to limit 16 global warming both in the scientific community1 and among policy makers. The 17 uncertainties in the radiative forcing (RF) of the direct aerosol effect of BC are however 18 large2-4. Among the causes of these uncertainties are differences in the vertical profile of 19 BC5. Here we show, based on a large set of global aerosol models, that the diversity in 20 the vertical profile of BC contributes between 25% and 50% of the variability in 21 modeled BC RF. A significant fraction of this variability comes from high altitudes, as 22 we find that, globally, models simulate more than 40% of their total BC RF above 5km. 23 While BC concentrations quickly decrease with altitude, BC forcing sensitivity increases 24 due to the presence of Rayleigh scattering, background aerosols and clouds. Both BC 25 emission regions and areas with transported BC are found to be important, but with 26 different characteristics. These insights into the importance of the vertical profile of BC 27 will benefit the understanding of the differences among the global aerosol models, and 28 may guide the initiation of observational studies with the aim of improving the models in 29 a focused way. 30 The efficiency with which BC can induce radiative forcing is dependent on external factors 31 such as surface albedo, water vapor, background aerosol distributions and, most notably, 32 clouds5,6. The total BC forcing is therefore highly sensitive to the full 3D distribution of 33 aerosol concentration7. Anthropogenic BC forcing estimated by the current major global 34 aerosol models varies between 0.05 W/m2 and 0.38 W/m2 8. This range is similar to previous 35 AeroCom estimates3, and to other assesments4. Understanding the causes of this variability in 36 BC forcing would be a good step towards reducing the total uncertainty on the total 37 anthropogenic aerosol forcing. 38 Several studies have previously shown that the vertical transport is one area where the models 39 still differ significantly9-12. Using input from 11 global aerosol models, we study the fraction 40 of model variability in BC forcing attributable to vertical differences alone. By combining the 41 models’ own concentration profiles with a common efficiency profile (EP) of RF per gram of 42 BC (see Methods), we are able to recalculate the induced RF of the BC direct aerosol effect at 43 various altitudes and regions. We can also separate out the contributions from the cloud field 44 and variations due to regional differences. 45 Figure 1a shows the global mean total BC burden from 11 global aerosol models participating 46 in AeroCom Phase 2, in addition to three models from AeroCom Phase 1. Individual numbers 47 are shown in Supplementary Table 1. We find a mean of 0.19 mg/m2, but with a relative 48 standard deviation (RSD) of 32% and a model spread from 0.09 to 0.37 mg/m2. Under an 49 assumption of equal forcing per gram, this alone will cause a large diversity in the total BC 50 forcing predicted by the models. AeroCom Phases 1 and 2 found a similar ranges, as shown 51 by the whisker boxes in Figure 1a. Note that the AeroCom P2 results are for BC from fossil 52 fuel burning (BCFF) only. Figure 1b shows the RF for each model, recalculated from the 53 concentration profiles using a common 3D, time dependent RF per gram profile. That the 54 average is stronger than for previous estimates is due to the strength of the profile used (see 55 Methods for discussion). The spread is highly correlated (95%) with the spread in burden, 56 again due to the use of a common BC EP. However, dividing the recalculated RF by the 57 global means gives new global estimates of BC RF per gram, shown in Figure 1c. If all model 58 vertical profiles were identical, this spread would vanish. It therefore carries information on 59 the impact of the vertical profiles of BC concentration on the model spread, separate from the 60 variability due to burden differences. 61 For AeroCom P1 and P2, the RSDs of the burden and RF per gram (quantifying the amount of 62 aerosol and the effect they have, respectively) are of approximately equal value, ranging from 63 32% to 46%. The two estimates are however internally correlated (Schulz 2006), such that the 64 spread in RF is less than if we simply combine the uncertainties. Our RSD in RF per gram is 65 16%, or 40% of that from AeroCom P1 and P2. Vetoing models in the P1 and P2 results that 66 have known issues (see Methods) brings this fraction up to 50%. Temporarily ignoring the 67 correlations, the vertical distributions can therefore be said to cause at least 25% of the spread 68 in BC RF. Correlations are however important here, and an observed antocorrelation between 69 BC load and forcing per gram in AeroCom P1 and P2 (see Methods) combined with the fact 70 that forcing per gram in the present analysis is positively correlated with the burden, indicates 71 that it may be as high as 50%. We therefore conclude that the variability of modeled BC RF 72 lies between 25% and 50%. Additional studies would be needed to further quantify this. 73 As also shown in previous model comparisons10-12, there are large differences in the modeled 74 BC vertical concentration profiles. Figure 2 shows the annual mean vertical profiles of BC 75 concentration from all models, globally and for two selected regions (Arctic and China, see 76 Methods for definitions). The Arctic is a region with no indigenous BC emissions, but where 77 the effects of transported aerosols are often discussed13. While all models show a significant 78 BC contribution at high altitudes the model spread in the Arctic is quite large, ranging from 79 virtually constant below 200hPa to double-peaked structures with maxima at 900 hPa and 80 200hPa. This highlights the differences in transport schemes between the climate models. 81 There is no discernible trend between the AeroCom P1 and P2 models. China has heavy 82 surface emissions of BC emissions, and also sees contributions from transport at high 83 altitudes, as is evident from Figure 2c. 84 Figure 2d-f shows the corresponding recalculated RF per meter of height, divided by the 85 model global mean burden. The resulting vertical profiles show at what altitudes RF is 86 generated, globally (2d) and for the two regions (2e-f). The interplay of the concentration 87 profiles, declining with altitude, and the RF per gram, increasing with altitude, is evident for 88 all regions. Globally, RF can be seen to be mostly induced in a range around 800hPa for most 89 models, with a secondary peak between 400hPa and 200hPa for some models. The China 90 region follows the global pattern, but with the low altitude peak closer to the ground, 91 reflecting the emissions there. The Arctic region, however, has a strong peak at high altitudes 92 for most models, evidencing the relative importance of high altitude BC RF there. 93 Figure 2g-i illustrate the model spread in forcing at a given altitude due to vertical profiles, by 94 integrating the absolute forcing per model layer from the surface and upwards. Globally, the 95 majority of models reach 50% of their forcing around 500hPa (approximately 5km), however 96 there is a large spread around this value. For the regions, this picture is quite different. In the 97 Arctic all models have a significant forcing component above 5km, while for the industrial 98 regions of China the opposite is true. 99 We find a significant fraction of modeled BC RF from high altitudes, with a notable regional 100 pattern. Figure 3 maps the model mean fraction of aerosol mass (3a) and induced forcing (3b) 101 from model layers of altitude above 500hPa. Firstly, the distinction between emission regions 102 of BC and regions that see mostly transported BC is evident. The former have small mass and 103 RF fractions at high altitudes, typically 10-20%, while transport regions show RF fractions up 104 to 80%. Figure 3c compares the model mean fractions and spreads globally and for three 105 regions (Arctic, China and Europe). Note that the fraction of RF above 5km is systematically 106 higher than the mass fraction, due to the strongly increasing shape of the RF efficiency 107 profiles. Globally, more than 40% of the model simulated RF from BC comes from model 108 layers above 5km, while only 24% of the mass is found in this region. This illustrates the 109 importance of validating model vertical profiles and transport codes not only in industrial 110 regions, but also in transport regions with low indigenous BC emissions. 111 Supplemental figure 1 shows the RF and mass fractions in four altitude bands, globally and 112 for the three regions. Such information is useful for comparing models with observational 113 data, which can aid future constructions of best estimates for global BC forcing. 114 We have shown that, even on global mean, a significant fraction of the variability in the BC 115 forcing per gram is due to differences in vertical profiles. It is however instructive to further 116 divide this variability into the components inherent in the efficiency profiles. In Figure 4a we 117 show the zonal mean RF per gram for all models, and investigate the relative importance of 118 the cloud field and of regional differences in albedo for the resulting spread. In Figure 4c we 119 have run the analysis using a global, annual mean efficiency profile instead of the full time 120 dependent 3D profile, and in addition used clear sky conditions. The solid line shows the 121 model mean forcing per gram, and the dashed lines show the maximum and minimum values 122 from individual models. The magnitude can be seen to be only weakly dependent on latitude, 123 due to the global profile masking the effects of varying surface albedo, and to have a low but 124 non-vanishing spread. Not all vertical sensitivity of BC forcing is due to the aerosols being 125 above or below clouds7. The remainder, caused predominantly by Rayleigh scattering, water 126 vapor and the competing effects of other aerosols, is the cause of the variability here. RSD on 127 global mean values is 10% (see Figure 4b). Figure 4d shows the same analysis using the full 128 3D efficiency profile. The RSD increases to 13%, and we now see the latitudinal effects of the 129 high polar planetary albedo. Figure 4e shows the analysis using the global mean efficiency 130 profile again, but under all-sky conditions. Again the RSD increases to 13%, due to the cloud 131 field. The model variability in forcing efficiency that is due to vertical profile differences can 132 therefore be decomposed into three factors: Equal and significant contributions from the cloud 133 field and from and from regional differences, and a major contribution from the underlying 134 sensitivity of BC forcing to altitude even in the absence of clouds and albedo differences. 135 Harmonizing model treatment of clouds and albedo is therefore not sufficient to remove 136 uncertainties in BC forcing due to vertical profiles. Combining the effects of clouds and 137 regional variations with the intrinsic vertical variability of the forcing efficiency yields the 138 total variability picture seen in Figure 4a. 139 Results in the present study are given for total BC aerosol emissions only. However, due to 140 different source regions, the vertical profiles of BCFF could be different from BC. Six models 141 also provided concentration profiles for BCFF. Using the same efficiency profiles we 142 performed the analysis also for BCFF, and found results consistent with what we have 143 presented for BC (not shown). While the absolute forcing numbers differ due to lower total 144 burdens for BCFF, the variability in vertical profiles is very similar to that for total BC. Our 145 conclusions here are therefore also applicable to model comparison results on BCFF only. 146 Results presented here have all used emissions from year 2000. One model (CAM4-Oslo) also 147 provided simulations for year 2006, which provided a useful sensitivity test. While the BC 148 load was 60% higher for 2006 emissions, the forcing per burden and vertical profiles were 149 invariant. This gives confidence that the variability due to vertical profiles can indeed be 150 regarded as independent of that due to the present day emissions dataset. 151 Results are also similar for the P1 and P2 submissions of the IMPACT model, where no major 152 aerosol microphysical changes have been performed. For OsloCTM2, however, where both an 153 ageing scheme and modifications to the washout of BC were added, forcing per burden 154 changes between P1 and P2 by as much as half of the full range observed. Hence, the 155 transport scheme and model treatment of BC are crucial factors in determining the modeled 156 value of forcing per burden, and both of these factors are closely linked to the vertical 157 distribution. 158 In conclusion, we have shown that the previously documented large spread in BC aerosol 159 concentration profiles is enhanced for vertical BC RF profiles. Using 11 global aerosol 160 models, we show that most models globally simulate 40% of their BC forcing above 5km, and 161 that regionally the fraction can be above 70%. The spread between models is however quite 162 large, and we have indications that between 25% and 50% of the differences in modeled BC 163 RF can be attributed to differences in vertical profiles. To propose efficient mitigation 164 measures for BC, its radiative forcing needs to be well understood both in emission and 165 transport regions. Further model improvements and comparisons with data are needed, and 166 should focus on both of these types of region. It is however clear that while the BC vertical 167 profiles are important, they are not sufficient to explain the remaining differences between 168 global aerosol models. 169 Methods 170 Model simulations 171 The AeroCom initiative asks models to simulate the direct aerosol radiative effect using the 172 same base years (2000 and 1850), with the same meteorology and microphysics. Two sets of 173 comparisons have been performed, here labeled AeroCom Phase 13,11,14 and AeroCom Phase 174 2 8. For the present study, monthly 3D BC concentration fields from 11 global aerosol models 175 participating in AeroCom Phase 2 are used. For six of the models, concentration fields of BC 176 from fossil fuel burning only (BCFF) are also used. Three of the same models also provided 177 BC concentration profiles to AeroCom Phase 1, and these fields are also included here. The 178 IMPACT model has not undergone major changes between the AeroCom phases, while the 179 OsloCTM2 model has been heavily revised with the addition of both an ageing scheme for 180 BC and improved treatment of BC washout. The concentration fields and the 3D model 181 resolutions are the only inputs taken from each separate model. The 1850 concentrations are 182 subtracted from the 2000 ones, leaving the contribution due to anthropogenic BC or BCFF 183 emissions. 184 From AeroCom P2, participating models are NCAR-CAM3.5, CAM4-Oslo, CAM5.1, GISS- 185 modelE, GOCART-v4, 186 SPRINTARS. From AeroCom P1, participating models are CAM4-Oslo, IMPACT and 187 OsloCTM2. 188 RF recalculation 189 Samset and Myhre 2011 presents a set of vertical profiles of the direct radiative forcing per 190 gram of aerosol for BCFF, i.e. the amount of top-of-atmosphere shortwave radiative forcing 191 seen by a particular model (OsloCTM2) per gram of aerosols at a given altitude. Here we term 192 these efficiency profiles (EP). In the specialized literature, the term normalized radiative 193 forcing is more commonly used. Here we employ the full time dependent 3D efficiency 194 profiles, either for all sky or clear sky conditions as described above. We find the forcing per 195 gram BC for each model grid point and time step, and then calculate the contribution to the 196 shortwave, top-of-atmosphere BC radiative forcing by multiplying in the modeled BC 197 concentration. This gives us intercomparable 3D RF fields, something that is not immediately 198 available from each model. We label this the recalculated RF, to emphasize that it is heavily 199 correlated with the burden and should not be taken directly as an estimate of BC forcing of 200 each model. Since the model that was used to produce the profiles of RF per gram has among HadGEM2, IMPACT, INCA, MPIHAM, OsloCTM2 and 201 the strongest global mean forcings per gram (Myhre et al 2012), most recalculated RFs can be 202 expected to be stronger than their host model would predict. However, by dividing the 203 recalculated RF by the total aerosol burden of the host model, we extract the variability in 204 forcing per gram from each model that is due only to vertical profiles, and can subsequently 205 use the vertical RF profiles to study it. 206 As this method removes contributions to the spread in BC RF due to differences in model 207 specific treatment of clouds, water uptake and microphysics, we are left solely with variations 208 due to the concentration profiles and the total aerosol load. Dividing by the load, we can study 209 the contribution to the variability due to regional differences (high or low surface albedo, 210 indigenous emissions, transport region or both), and due to the presence of clouds. To study 211 the latter effects, we ran parallel analyses using only a global mean profile of RF per gram 212 (labeled GP above), a distinct profile of RF per gram for clear sky conditions (labeled CS), or 213 both (labeled CSGP). 214 Region definitions 215 For the present analysis, “Europe”, defined as the box of longitudes -10 to 30, latitudes 38 to 216 60, “China” which covers longitudes 105 to 135, latitudes 15 to 45, and “Arctic” which 217 covers latitudes 70 to 90. Europe and China represent regions with high industrial BC 218 emissions and significant fractions of the global BCFF emissions, making their total BC 219 forcing sensitive to pure vertical transport and wet scavenging. The Arctic is a region with 220 low indigenous emissions, but important BC contributions at high altitudes transported from 221 other regions. Its total BC forcing is therefore sensitive to model differences in vertical and 222 long range transport. 223 Estimating the variability caused by vertical distributions 224 We show that there is a residual variability in the forcing per burden that is due to the 225 variations in vertical distributions, with a RSD of 16%. This is approximately 40% of the 226 variability on forcing per burden in AeroCom P1 and P2. Three models in P2 have mass 227 extinction coefficients that deviate significantly from recommendations given in the 228 literature15. Removing contributions from these three models reduces the RSD on the forcing 229 per burden to 32%, subsequently increasing the estimate of the variability due to vertical 230 profiles to 50%. 231 The burden and forcing per burden in P1 and P2 have approximately equal RSDs, so if they 232 were uncorrelated the vertical distribution could be said to contribute 25% of the variability 233 on RF. This is however not the case. We first note that in both AeroCom P1 and P2, the 234 burden and forcing per burden are weakly anticorrelated. This is apparent from the fact that 235 the RSD on the RF (shown in Figure 1) is lower what it would be if the errors on burden and 236 forcing per burden were uncorrelated. Quantifying this effect using numbers from AeroCom 237 P2, we find a weak Pearson correlation coefficient of =-0.46 (or -0.40 if we again remove 238 the three outlier models). 239 In the present analysis, we can estimate the impact of the vertical distributions by the fraction 240 of mass simulated above 5km (M5k), shown in Supplementary table 1. We observe that M5k 241 is strongly correlated with the recalculated RF (=0.70) and forcing per burden (=0.97), as 242 expected due to the efficiency profile used for the present analysis. However M5k is also 243 weakly positively correlated with the total burden (=0.48). The vertical distribution 244 variability therefore does not contribute to the observed anticorrelation between burden and 245 forcing per burden in AeroComP1 and P2. 246 We can assume that forcing per burden is determined by a combination of the vertical profile 247 (positive correlation with burden) and a set of uncorrelated global variables such as BC 248 optical properties (which must then have a combined negative correlation with burden). The 249 variability on BC RF would be higher if the models had not compensated for high burden 250 with a low forcing efficiency and vice versa. Since the vertical variability rather leads to a 251 high efficiency for a high burden, its impact on the RF variability is likely stronger than the 252 estimate of 25% above. The present analysis does not allow for rigorous quantification, but it 253 unlikely to be larger than the 50% of the variability on total BC RF caused by forcing per 254 burden. Hence we have a range of 25% to 50% of the variability of modeled BC RF caused by 255 differences in vertical distributions. 256 257 258 259 260 261 Tables Table 1: Modeled BC burden, RF calculated by use of full 3D efficiency profiles (RF) or by a global mean profile (RFGP), and forcing per gram (NRF). All numbers shown for global mean and for three selected regions. RF_fraction shows the fraction of the total BC forcing simulated within the stated region. M>5km and RF>5km show the fractions of aerosol mass and RF, respectively, simulated above an altitude of 5km (500hPa). Global Model NCAR-CAM3.5 CAM4-Oslo CAM5.1 GISS-modelE GOCART-v4 HadGEM2 IMPACT INCA MPIHAM OsloCTM2 SPRINTARS CAM4-Oslo-P1 IMPACT-P1 OsloCTM2-P1 Mean Std.dev Europe Model NCAR-CAM3.5 CAM4-Oslo CAM5.1 GISS-modelE GOCART-v4 HadGEM2 IMPACT INCA MPIHAM OsloCTM2 SPRINTARS CAM4-Oslo-P1 IMPACT-P1 OsloCTM2-P1 Mean Std.dev 262 263 Burden [mg/m2] 0.14 0.22 0.09 0.21 0.19 0.37 0.17 0.23 0.18 0.20 0.19 0.17 0.19 0.19 0.19 0.06 RF [W/m2] 0.25 0.54 0.16 0.40 0.38 0.81 0.24 0.41 0.26 0.40 0.37 0.34 0.30 0.27 0.37 0.16 NRF [W/g] 1801 2445 1655 1905 1982 2185 1450 1833 1492 2003 1959 1955 1546 1477 1835 290 RFGP [W/g] 0.27 0.57 0.18 0.44 0.41 0.86 0.28 0.45 0.31 0.44 0.41 0.36 0.34 0.33 0.40 0.16 RF fraction [%] 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 0 Mass>5km [%] 20.3 46.0 18.1 30.1 27.1 33.6 5.8 28.9 10.8 30.1 30.3 26.4 14.2 11.7 23.8 10.8 RF>5km [%] 39.3 64.7 36.4 56.4 46.3 50.6 13.1 53.8 25.7 48.3 54.2 46.9 30.7 24.2 42.2 14.5 Burden [mg/m2] 0.20 0.36 0.21 0.62 0.30 0.58 0.36 0.45 0.39 0.30 0.23 0.36 0.50 0.38 0.37 0.13 RF [W/m2] 0.27 0.73 0.25 0.79 0.48 1.09 0.37 0.54 0.41 0.47 0.38 0.52 0.54 0.45 0.52 0.22 NRF [W/g] 1386 2029 1230 1276 1626 1864 1036 1206 1052 1557 1658 1425 1081 1189 1401 308 RFGP [W/g] 0.32 0.80 0.30 0.91 0.54 1.20 0.45 0.63 0.47 0.54 0.43 0.59 0.63 0.53 0.60 0.24 RF fraction [%] 1.15 1.41 1.70 2.03 1.34 1.40 1.61 1.37 1.62 1.23 1.08 1.62 1.87 1.71 1.51 0.27 Mass>5km [%] 16.2 36.2 9.1 16.5 21.6 27.3 4.3 17.4 5.8 19.5 27.9 16.5 8.5 5.9 16.6 9.5 RF>5km [%] 40.8 60.1 25.0 43.6 44.0 47.4 13.0 49.6 19.4 41.0 58.7 38.5 24.9 16.0 37.3 15.2 Arctic Model NCAR-CAM3.5 CAM4-Oslo CAM5.1 GISS-modelE GOCART-v4 HadGEM2 IMPACT INCA MPIHAM OsloCTM2 SPRINTARS CAM4-Oslo-P1 IMPACT-P1 OsloCTM2-P1 Mean Std.dev China Model NCAR-CAM3.5 CAM4-Oslo CAM5.1 GISS-modelE GOCART-v4 HadGEM2 IMPACT INCA MPIHAM OsloCTM2 SPRINTARS CAM4-Oslo-P1 IMPACT-P1 OsloCTM2-P1 Mean Std.dev Burden [mg/m2] 0.05 0.20 0.02 0.16 0.14 0.34 0.05 0.07 0.03 0.07 0.08 0.12 0.11 0.02 0.10 0.09 RF [W/m2] 0.20 0.79 0.07 0.64 0.52 1.19 0.16 0.29 0.11 0.27 0.34 0.46 0.35 0.07 0.39 0.31 NRF [W/g] 3907 3877 4187 3889 3746 3465 3214 4016 4078 3879 4413 3716 3266 3637 3806 335 RFGP [W/g] 0.16 0.60 0.06 0.49 0.38 0.86 0.11 0.24 0.08 0.21 0.26 0.34 0.26 0.05 0.29 0.23 RF fraction [%] 2.47 4.41 1.41 4.74 4.15 4.40 1.95 2.12 1.21 2.03 2.77 4.10 3.48 0.74 2.85 1.34 Mass>5km [%] 63.2 60.9 81.6 65.7 53.2 40.3 35.9 78.8 75.5 71.0 83.1 48.9 39.4 63.0 61.5 15.9 RF>5km [%] 76.1 71.0 88.5 77.2 64.1 52.1 48.1 89.2 89.2 82.4 89.9 61.1 52.9 80.4 73.0 15.0 Burden [mg/m2] 0.89 0.84 0.65 1.60 1.12 2.08 0.83 1.06 1.31 1.27 1.33 0.67 0.96 0.84 1.10 0.39 RF [W/m2] 1.17 1.35 0.74 1.89 1.50 3.29 0.94 1.27 1.39 1.95 1.66 0.89 0.87 1.00 1.42 0.66 NRF [W/g] 1312 1612 1139 1185 1340 1581 1138 1198 1061 1544 1248 1336 904 1189 1270 202 RFGP [W/g] 1.42 1.55 0.93 2.43 1.82 3.82 1.21 1.53 1.80 2.26 2.04 1.06 1.20 1.27 1.74 0.75 RF fraction [%] 8.88 4.66 8.87 8.78 7.46 7.61 7.32 5.70 9.85 9.17 8.30 4.96 5.41 6.82 7.41 1.69 Mass>5km [%] 9.7 22.7 8.1 10.4 11.3 15.9 3.3 13.7 2.8 15.4 10.2 10.5 5.6 6.6 10.4 5.3 RF>5km [%] 25.0 48.3 24.4 30.5 28.4 34.2 9.2 40.8 9.1 33.0 28.3 27.4 19.8 18.1 26.9 10.9 264 Figures 265 266 267 268 Figure 1: Modeled BC global mean (a) burden, (b) RF and (c) RF per gram BC. Yellow boxes indicate mean, one standard deviation and max/min values. Mean values and spreads for AeroCom P1 and P2 (hatched whisker boxes) are taken from Schulz et al 2006 and Myhre et al 2012 respectively. 269 270 271 272 273 274 Figure 2: Comparison of modeled concentration and RF profiles. (a-c) BC concentration vertical profiles, global mean and for two selected regions. Overlain is the annual mean forcing efficiency profile for the selected region (grey dashed line). Solid lines show AeroCom P2 submissions, dashed lines show P1. (d-f) BC RF per height, divided by the modeled global mean BC burden, globally and for three selected regions. (g-i) Vertical profile of integrated absolute BC RF. Lines indicate the 50% mark and 500hPa altitude. 275 276 277 278 279 280 281 Figure 3: Black carbon mass and induced forcing at high altitudes. (a) Fraction of modeled BC mass above 5km. (b) Fraction of modeled BC RF originating above 5km. (c) Mean fraction of mass (orange) and RF (yellow) globally and for three selected regions. Boxes indicate one standard deviation on the model spread, whiskers show maximum and minimum values. 282 283 284 285 286 287 288 289 Figure 4: Breakdown of spread in BC RF per gram. (a) Zonal mean of BC RF per gram using 3D efficiency profiles and all sky conditions, for all models. (c-e) Model mean (solid line) and maximum/minimum (dashed lines) when instead using (c) a global, annual mean efficiency profile and clear sky conditions, (d) 3D profile and clear sky conditions, and (e) a global profile and all sky conditions. (b) shows the global mean values for the four cases. Boxes show one standard deviation on the model spread, whiskers show maximum/minimum values. 290 291 292 293 Supplementary figure 1: Mass and forcing fractions in four altitude bands, globally and for three regions. Yellow boxes show mass fractions, orange boxes show RF fractions. 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