CULTIVATING N ETWORKS: IMPLEMENTING SURGICAL TELEMEDICINE Margunn Aanestad THE INTERVENTIONAL CENTRE, RIKSHOSPITALET, FACULTY OF MEDICINE, UNIVERSITY OF OSLO THE DEPARTMENT OF INFORMATICS, FACULTY OF MATHEMATICS AND NATURAL SCIENCES, UN IVERSITY OF OSLO i CULTIVATING NETWORKS: IMPLEMENTING SURGICAL TELEMEDICINE by Margunn Aanestad Submitted as partial fulfilment of the requirements of the degree Doctor Scientarium At the Faculty of Mathematics and Natural Sciences, University of Oslo, Norway January 2002 ii TABLE OF CONTENTS 1. Introduction 1 2. Telemedicine – visions and challenges 3 3. Related research 6 3.1 Technology-centred organisational change 6 3.1.1 Information Systems Research vs. Computer-Supported Cooperative Work 7 3.1.2 Complex and indeterminate relationships and processes 9 3.1.3 Zooming in on socio-technical interplay 11 3.1.4 The case for being specific about technology 12 3.2 How technology matters 13 3.2.1 Technology as an actor? 14 3.2.2 Information infrastructures 15 3.2.3 Cultivating, not designing information infrastructures 16 3.2.4 Telemedicine as an information infrastructure 17 4. Research aims and methods 4.1 Research aims and questions 4.2 The case study 4.2.1 The Interventional Centre 4.2.2 Other hospitals and telemedicine activities 4.3 An interpretative study using qualitative methods 4.4 My role in the field work 4.4.1 Participant observation 4.4.2 Interviews 4.4.3 Focus and drift 4.5 Theoretical framework 19 19 19 19 21 22 23 23 24 24 27 5. Research findings 5.1 The work to make telemedicine work 5.2 Socio-technical negotiations 5.3 The network required to make telemedicine work 29 29 31 33 6. Implications and contributions 6.1 Implications for telemedicine 6.2 Contributions to ISR, CSCW and STS 6.2.1 Beyond single site use: the challenges of growing networks 6.2.2 Micro- and macro-level design in use 6.2.3 Bootstrapping, detours and spillovers - or designing for novel use in complex settings 36 36 38 7. Conclusion 44 iii 38 39 42 ACKNOWLEDGEMENTS A Ph. D. study is not carried out in isolation, and I want to acknowledge the help that I have received from others: First of all, I have been lucky to have two interested and knowledgeable supervisors: Jan Sigurd Røtnes, your enthusiasm, dedication and interest in telemedicine were invaluable in making the telemedicine project as well as my Ph.D. study possible, and it has been an important source of inspiration! Ole Hanseth, thank you for your interest in my work and for your door always being open when I wanted to see you. Your supportive attitude has been an invaluable source of encouragement! A big thank you also for having introduced me to a most stimulating academic community through suggesting relevant and interesting literature as well as suitable conferences. Colleagues and friends at the Systemarbeid group at the Department of Informatics have supported me, and I want to express a sincere gratitude to the whole group. Especially I want to mention Judith Gregory, Tone Bratteteig, Sundeep Sahay, Eric Monteiro, Eevi Beck and Jo Herstad, who have read and commented on my manuscripts and have been available for inspiring discussions. A big, special thank you to Knut Rolland, my roommate for better and for worse through these years. I have greatly enjoyed and benefited from your company! I also want to thank the people that I have interviewed and interacted with during my case studies, and especially the staff at the Interventional Centre, Rikshospitalet, where I found a friendly “ home”. This department is a very special place, where a diverse and dedicated group of people work to utilise new technological possibilities for medical diagnosis and treatment. The staff here was always supportive and interested in my work. Especially I want to express my gratitude to the Head of Department, Erik Fosse, who took an interest in my work and gave valuable feedback. Also I want to thank Ole Jakob Elle, Nils Heimland, Bjørn Edwin, Tom Mala, and Eigil Samset for interesting discussions and valuable input to my different papers, and Lars Aurdal and Bjørn Erik Mørk for proofreading and commenting on my final draft of the dissertation. The academic community that I have become acquainted with has been a great source of inspiration. I have perceived it as generous and welcoming, as immensely stimulating intellectually, and I have met people with a sincere interest in the study of technology in society. I am grateful to all researchers that share their findings and reflections. I have had the privilege to participate in several Ph.D. workshops and I am immensely grateful for the response and comments from senior researchers within the field, among them Lucy iv Suchman, Bruno Latour, Matthew Jones, Marc Berg, Edgar Whitley and Geoff Walsham. There are also other Ph.D. students who work with a theoretical approach or practical focus which is similar to my own, among them: Gunnar Ellingsen, Miria Grisot, Per Hasvold, Dixi Henriksen, Edoardo Iacucci, Ulrika Josefsson, Frode Løbersli, Agneta Nilsson, Jens Kaaber Pors, Ingjerd Skogseid and Brit Ross Winthereik. I have enjoyed getting to know you and I have benefited from sharing my work with you! A big thank you also goes to Ola Henfridsson, who visited Oslo during my write-up period, and provided most helpful advice. The work has been funded by the Norwegian Research Council, under the programme for ICT in health care through grant no. 123861/320. This financial support is gratefully acknowledged. Last, but not the least: My parents deserve a big thank you for always having encouraged me to go on. My dear Kjetil, Helge Andreas and Susanne: Thank you so much for always being there and for your love and support! Oslo, January 2002 Margunn Aanestad v ABSTRACT This dissertation presents an interpretive study of the socio-technical change processes that evolved around the introduction of telemed icine. The case study reports from real-time transmission of audio and video, mainly from minimallyinvasive surgical procedures. In this work telemedicine is viewed as an instance of a larger class of technologies where radical organisational change is expected to follow from the deployment of communication network technologies. Thus the contribution from this work is relevant also beyond telemedicine, for other kinds of technology-related organisational change. It is particularly relevant for other attempts at exploratory development of network technologies to support communication. The first main theme of the work has been to analyse the socio-technical interplay, and the dissertation describes the temporal unfolding of the ongoing and openended process of adaptations and socio -technical negotiations. From an array of different perspectives the papers show how much work it takes from a host of actors to actually accomplish telemedicine. Through a description that covers the range from the everyday, mundane technical details to the large-scale network issues, a number of complex and dynamic socio-technical relationships that exist for multimedia communication networks are described. The process where the technology and the organisation became mutually changed and adapted is described in several of the papers, while other papers zoom in on e.g. the support work that was required, and on the different ways to achieve safe and sufficient image quality in the transmissions. A conclusion that emerges from this emphasis on the socio technical interplay is that a successful introduction of telemedicine is a far more complex and long-term process than merely implementing it and using it. Introducing telemedicine will require an ongoing and concurrent design-in-use of both the new technology and of the organisation that deploy it. A second main theme is related to the network character of telemedicine, and the challenges related to handling of large and complex networks or information infrastructures. Previous empirical research has demonstrated the limitations of “control-oriented” approaches, but scarcely go beyond advocating evolutionary and iterative approaches (e.g. “cultivation”) and have little to say on how to influence such processes. This study describes in detail how one such “cultivation” process evolved, and based on this some tentative conclusions and suggestions on how to influence such processes are offered. The emphasis is on the role of the “stunts”, individual transmission events with a short time horizon that were not part of a “grand plan”. It is argued that these stunts helped address some problematic aspects of cultivation strategies in practice; both the need for standardisation in such “bottom-up” processes, and the “uphill battle” of starting to create an information infrastructure almost from zero. A “bootstrapping” strategy is then suggested as a general way to approach the challenge of starting to grow a network. vi PREFACE This dissertation is submitted as partial fulfilment of the requirements for the degree Doctor Scientarium at the Faculty of Mathematics and Natural Sciences, University of Oslo, Norway. The work has been funded by The Norwegian Research Council through grant no. 123861/320 with the project title: “Utilisation of broadband technologies for minimal- invasive therapies”. The dissertation consists of six papers and an introductory chapter that presents the problem area, relevant literature and the research goals and methods. Then the findings from the case study are presented, followed by discussion and conclusion. The individual papers, listed below, are included as appendixes: 1) Margunn Aanestad, Ole Hanseth, Jan Sigurd Røtnes and Trond Buanes: Supporting Computer-Supported Collaborative Work – a case from telemedicine. In Käkölä, Timo (ed.): Proceedings of the 22nd Information Systems Research Seminar in Scandinavia (IRIS’22): “Enterprise Architectures for Virtual Organisations”, in Keuruu, Finland 7-10 August, 1999. University of Jyväskylä, Computer Science and Information Systems Reports, Technical Reports TR21, 1999, pp. 163-175. 2) Margunn Aanestad and Ole Hanseth: Implementing Open Network Technologies in Complex Work Practices: A case from telemedicine. Presented at IFIP WG 8.2, Aalborg, Denmark, June 2000. Published in: Baskerville, Stage, and DeGross (eds.): Organizational and Social Perspectives on Information Technologies, Kluwer Academic Publishers, Dordrecht, the Netherlands, 2000, pp. 355-369. 3) Margunn Aanestad: The Camera as an Actor: Designin-use of Telemedicine Infrastructure in Surgery. Journal of Computer-Supported Cooperative Work, in press (2002). vii 4) Margunn Aanestad, Bjørn Edwin and Ronald Mårvik: Medical Image Quality as a Sociotechnical Phenomenon. Presented at Information Technologies in Health Care – Socio-Technical Approaches (ITHC), Rotterdam, 6-7 September 2001. Shorter version submitted to Methods of Information In Medicine – special issue on socio-technical approaches. (Full version included in dissertation). 5) Margunn Aanestad and Ole Hanseth: Growing Networks: Detours, stunts and spillovers. In Bjørnestad, Moe, Mørch and Opdahl (Eds.): Proceedings of the 24th Information Systems Research Seminar in Scandinavia (IRIS’24), Ulvik in Hardanger, Norway, 11-14 August 2001. (Revised version accepted fo r presentation at COOP’2002 – The Fifth International Conference on the Design of Cooperative Systems, June 2002). 6) Ole Hanseth and Margunn Aanestad: Bootstrapping networks, communities and infrastructures. On the evolution of ICT solutions in health care. Presented at Information Technologies in Health Care – SocioTechnical Approaches (ITHC), Rotterdam, 6-7 September 2001. (Submitted to Methods of Information In Medicine – Special Issue on sociotechnical approaches) viii 0 Chapter 1 Introduction The origi n and motivation for this work is primarily practical, as the Ph.D. study was initiated by the participants in a telemedicine project. By addressing some of the challenges of introducing telemedical technology in health care, this dissertation aims at contributing to a sensible and successful implementation. However, as my work is also situated within the Information Systems research tradition, the aim is also to contribute to this body of research through reflection on and abstraction from the telemedicine case. Telemedicine, which literally means “medicine at a distance”, is a general term that covers a vast range of different application areas and technologies. Many definitions of telemedicine emphasise the distance aspect and the technical mediation of health care work. Thus telemedicine technologies include both still images attached to e-mails as well as live video-conferences transmitted around the globe via satellite networks. A telemedicine transmission may be directly patient-focused for diagnostic purposes, or indirectly e.g. for second opinion discussions, or it can relate to teaching, meetings or general administration of health care issues and cases. Despite high hopes, telemedicine has been slower to come into routine use than has been envisioned. Large and ambitious projects don’t meet the expectations or dwindle away when the funding period runs out, while small and relatively successful projects don’t grow and expand beyond a limited setting of use. In the telemedicine community it is widely held that the diverse problems that are related to technical and regulatory issues will be tackled in due course, while the so-called “organisational issues” are often pointed to as the “real” challenges. However, to integrate this insight into the projects and practice of telemedicine is not straightforward, and it continues to be a central problem area for telemedicine. This dissertation aims at illuminating these challenges by focusing on the sociotechnical interplay1 related to the introduction of telemedicine. We need a better understanding of how the technical and the organisational (or social) issues are related and interwoven. The research questions (presented in Chapter Four) are focused on examining the dynamics of this socio-technical interplay and describe what it takes to get telemedicine going. The aim is to contribute some conceptual resources with which to approach the challenges of fruitful incorporation of telemedicine into a clinical setting. Thus this study is of a 1 ‘Socio-technical’ is here used in a general sense, without specific connections to the Socio-technical Theory that originated in the Tavistock Institute. 1 more theoretical character than the bulk of the debate and research within the telemedicine community. This dissertation is, however, intended to be of practical use for personnel that are involved in telemedicine, but it will not necessarily be directly applicable in a simplistic manner2. Rather than tick-box lists for success factors, it provides tentative conclusions. Rather than specific advice, it takes the form of warnings and cautions. Rather than coming up with “the success strategy” for telemedicine, the dissertation aims at providing the telemedicine community with a different understanding and a different view on the fundamental challenges and the way to approach them. The specific kind of telemedicine that has been studied here was the use of broadband network technologies for minimally invasive surgery (mainly laparoscopy), which allowed high-quality audio and video transmissions from live operations to be transmitted in real-time. This dissertation reports from one longitudinal case study at the Interventional Centre at Rikshospitalet, Oslo, as well as from visits to four other major Norwegian hospitals that have experience with using live video-conferencing technologies for telemedicine. The structure of the dissertation is as follows: Chapter Two concerns telemedicine visions and challenges. Relevant bodies of research from the fields of Information Systems Research, Computer-Supported Collaborative Work and Science and Technology Studies are briefly introduced in Chapter Three. Chapter Four presents the research questions, the research method and the setting for the case study. Chapter Five provides an overview and a synthesis of the findings reported in the six separate papers, which are included as appendixes. The findings are discussed and the implications both for telemedicine and for design of information and communication technologies in general are sketched in Chapter Six. Chapter Seven provides a conclusion as well as suggestions for further research. 2 Practical and technical advice on telemedicine can be found in some of my other publications that are not part of this dissertation. See eg. Røtnes, Aanestad and Buanes (2000) or Aanestad, Røtnes Edwin and Buanes (2002, in press). 2 Chapter 2 Telemedicine – visions and challenges The visions for telemedicine suggest an extensive and flexible communication infrastructure to support diverse communication across levels of health care and between different professional groups (From, Stenvold and Danielsen, 1993; Masys, 1998). A few examples of telemedicine visions (of which some have materialised) may illustrate this diversity: · · · · · · Transmitting the ECG signal of a heart patient from the ambulance to the ECU (emergency care unit) at hospital before arrival may help save valuable time. A specialist at a hospital participates via videoconference in a patient consultation together with a remotely located general practitioner (GP). The aim is to decide whether the patient needs hospital-based treatment or not. The patient (or the specialist) may avoid unnecessary travel, and the GP’s competence will be increased. Two or more hospitals may share a back-up radiologist on duty during night-time, if x-ray images can be transmitted digitally and diagnosed remotely. This helps rationalise work as it allows a more efficient division of labour. Remotely located surgeons may get a boost in their training if they can follow surgery of rare or specialised cases via live two-way videoconferences. This may rationalise education, both the fundamental professional training and continuous medical education (CME). When a stroke patient leaves hospital, the hospital’s physiotherapist and the local care provider need to communicate around the exercise regime that the patient is supposed to follow for rehabilitation. Looking at how the exercises should be done on a live videoconference will convey the details better than a purely textual information transfer. Video databases and other knowledge repositories may also give access to state-of-the art knowledge to clinicians in remote locations or resource-constrained areas. For many of the applications, few people would deny that telemedicine would bring an obvious improvement over today’s practice. For other applications, the rationale behind is strongly related to ethical and political decisions on how health care should be organised (Ekeland, 1999). Cost containment, rationalisation and efficiency are steadily becoming more central issues in the 3 organisation of health care. At least some of the visions of telemedicine are clearly compatible with this logic, as it promises a more effective organisation of work and utilisation of scarce resources like specialists’ competence (Nymo, 1993). Although clad in concepts like “improved access to care” and “higher clinical quality”, telemedicine may be seen as a controversial political issue in itself. This is especially the case when it comes to prioritising between telemedicine and other budgetary posts, as large and ambitious telemedicine projects may capture the decision makers’ attention and drain resources needed elsewhere. This could be particularly problematic in developing countries (Wright, 1997). Apart from the political choices associated with telemedicine at such an overall level, the day-to-day practical challenges of telemedicine mostly relates to “getting it going” in order to show that it is possible, safe, beneficial and economical to employ telemedicine technology at all. Relatively mundane, but nonetheless widespread practical and technical problems, e.g. inadequate image or sound quality or incompatible systems, may be related to immature technology (Hobsley, McCloy, Jameson, Buckton and O’Hanlon, 1997). Other issues in focus have been uncertainty concerning the diagnostic accuracy (e.g. of digital and compressed images in pathology, dermatology or radiology) and the related clinical safety of telemedicine diagnosis and therapy (Holand and Pedersen, 1993; Forsberg, 1995; Black-Schaffer and Flotte, 1995). Trials of the diagnostic accuracy or therapeutic efficiency are often modelled on the randomised controlled trials-ideal (See (Taylor, 1998) for a review of the image quality discussions within telemedicine). Issues of confidentiality, security, as well as regulations on clinicians’ responsibility are often discussed (Stanberry, 1997, Stanberry, 1998a). Such legal issues also require international agreements on cross-border jurisdictional issues (Brahams, 1995, Nohr, 1999, Bailey, 1999, Stanberry, 1998b, Stanberry, Rossignol and Menke, 1999) Central is also the theme of evaluation; the general call for an evidence-based approach to telemedicine is often translated into economic assessment, which often is pursued through cost-benefit studies, and to calls for economically viable business models. (McLaren and Ball, 1995; McIntosh and Cairns, 1997; Mair, Haycox, May and Williams, 1999; Håkansson and Gavelin, 1999, Lobley, 1997) On a general level it seems that telemedicine has been slower to implement than what was envisioned and expected (Yellowlees, 1997). It has been difficult to get going, to go beyond single transmissions and limited projects into routine use, and the “revolutionary” benefits have not yet shown up. A recognition that the real challenges are not of a technical nature, but relates to the organisational aspects, seems to be widespread in the telemedicine community (Hartviksen and Rinde, 1993, p.30; Pedersen and Holand, 1993, p.50; Darkins, 1996; Sheng, Hu, Au, Higa and Wei, 1997; Birch, Rigby and Roberts, 1999). The matching of the technology to the organisation seems to 4 be challenging. Despite this awareness, these problems are not usually explicitly addressed. This study emphasises the need to look at the socio-technical interplay, i.e. how technical and organisational issues interact. Achieving successful telemedicine is not just about implementing a given technology, e.g. videoconferencing systems, in an organisation. The development and introduction of telemedicine requires the concurrent design and change of both technology and organisation. On the one hand, “telemedicine technology” as such is not fully developed and ready to be implemented. Applications that are developed and in use do of course exist, e.g. for teleradiology, but in general we can expect significant maturing, improvement and further development of the technology. On the other hand, telemedicine is expected to bring about radical changes in the organisation of health care work in order to support work practices in an optimal way. Still, we do not have clear models for what the “new health care” is going to look like. True, there exist visions and scenarios, but to define requirements to the technology based on such vague visions is a long shot. So we don’t know what the technology should look like before we have a clearer idea of the usage. Conversely, the available technology will be important in facilitating or initiating this novel usage and ways of collaborating. So the technology and the organisation of health care are closely intertwined and need to be developed simultaneously and together, not just in parallel. This dissertation therefore analyses the introduction of telemedicine as a sociotechnical change process. The aim is to understand the issues involved in such a change process in order to be able to support a sensible and successful development and implementation of telemedicine. In order to accomplish this a cross-disciplinary theoretical basis and research approach is required. In addition to being cross-disciplinary it should be constructive, i.e. rather than providing an “after-the-fact” analysis of the process it should be able to provide practitioners involved with telemedicine with valuable insight to the ongoing development process. While such constructively oriented and crossdisciplinary research approaches do not abound in health care, it has been exactly the focus of research in some other fields. In the next chapter some relevant bodies of research that have formed the basis for this work will be introduced. 5 Chapter 3 Related research Below I briefly introduce some findings from a few empirically oriented research fields that are partly overlapping. The first is the field of Information Systems Research, which aims at informing design and development of information systems. The field has a cross-disciplinary orientation and draws on theoretical frameworks and research approaches from other areas; mainly from organisation theory and parts of it also from the social sciences, like sociology, anthropology and ethnography. Theories and methods from the social sciences are also central within the field of computer-supported cooperative work (CSCW), where detailed studies of technologies in work practices attempt to uncover the needs and requirements of cooperative work. Also here the aim is to inform the design of information and communication technology to support collaborative work. Some researchers from these two fields are also engaged in a discourse with researchers from Science and Technology Studies (STS). Earlier this field might be called Social Studies of Science, or Sociology of Scientific Knowledge, see e.g. (Edge, 1995) or (Williams and Edge, 1996) for a historical overview. In particular I have found STS studies that use or are inspired by actor-network theory valuable, as well as studies with a particular focus on information technologies and medical work. 3.1 Technology-centred organisational change The first topic discussed is technology-centred organisational change. I find this a central topic, as telemedicine will require both organisational change in order to be fully deployed, and it promises organisational change as one of its results. However, as a case of technology-centred organisational change, telemedicine exhibits an unusual degree of complexity and novelty, for at least four reasons: • The organisational setting where it is going to be used (hospitals and the health care sector) is immensely complex. Medical work is knowledge-intensive and dependent on dynamic and ever-changing knowledge. Criticality is a central issue and demands to speed and correctness of decisions and actions are high. A patient’s trajectory may be unpredictable, both in the short and long term. The cooperation patterns are complex and extensive, and work requires successful coordination of a large number of actors. 6 • • • Furthermore, telemedicine is not just implemented in order to rationalise existing work practices by providing a new technical tool, as is the case with many other large information systems. It is also expected to allow innovative use of the communication technologies and induce radical change in the organisation of health care. For this radically different health care we only have vague visions, not clearly defined models for where we are going. The technology used for telemedicine can be new and immature prototypes, or off-the-shelf technologies of a generic and customisable kind not specially designed for medical use. In either case, it is reasonable to expect that telemedical technology will have to be further developed or redesigned and appropriated. This will have to happen closely related to real use, as the usage of the technology is not pre-defined, but has to co-evolve together with the technology. Thus rather than merely managing an implementation of a given technology in a stable work practice, the challenge is to manage the co-development of both simultaneously. Last, but not the least; telemedicine is a network technology where shared solutions and standards must be developed. Local and internal solutions that are developed at each site are not sufficient to arrive at a coherent, global network that allows easy communication. Even if standardisation is crucial, it is not obvious where or by whom this should be done. Even if this can be mandated by a public sector authority on a national level, a comprehensive telemedicine infrastructure will need to connect to international networks as well as private sector institutions that may be outside the national authorities’ sphere of influence. 3.1.1 Information Systems Research vs. Computer-Supported Collaborative Work With this in mind we will therefore discuss studies that address the sociotechnical interplay related to one or more of these challenges. A somewhat gross generalisation may be to say that we may learn a lot from CSCW researchers about exploratory design of new and open communication technologies that allow innovative use, while IS researchers know more about designing for complex organisational settings. As CSCW is explicitly design-oriented, the unexpected benefits as well as problems ha ve been addressed, and exploratory, bottom- up development close to the real use situation has been advocated since the field’s inception (Greenbaum and Kyng, 1991). However, there is limited focus on settings and technologies that go beyond defined groups and sites of a rather small size. With some exceptions (e.g. Button and Sharrock, 1997, Hanseth and Lundberg, 2001), there is not much CSCW research that explicitly discusses large-scale networks as a means for collaborative work between organisations, and the complex and integrated work practices this entails. IS research, on the other hand, has 7 traditionally been oriented towards larger design projects with more welldefined goals and aims. Often the organisational aims were related to utilise the technologies’ potentials for rationalising primary work practices, like for instance production or accounting. IS researchers have thus had to go beyond the direct application of ethnographic insight to design, as their projects could enrol different groups with different and possibly conflicting needs and wishes. While IS research addresses many of the problems of managing large scale projects, the primary focus is also here on technologies within single organisations rather than networks, as well as on relatively mature and well-known technologies. As has been argued before, the main challenges for telemedicine are related to establishing a large-scale infrastructure, and doing this is not trivial. Before quite a lot of the telemedicine infrastructure is in place and works, its benefits cannot be demonstrated, and before benefits can be demonstrated, not many will buy into it. A similar dilemma is widely encountered, also within the CSCW community concerning groupware (Grudin, 1988; Markus and Conolly, 1990, Grudin and Palen, 1995). The potential benefits do not emerge for the individual user as a direct consequence of his or her adoption and use of groupware, but requires that also other users use it in a proper way, which is not easy to achieve. Large information systems that are often intended to support central organisational processes (e.g. production or accounting) and their proponents usually promise substantial benefits. When a new production system is going to be introduced, there will be a defined organisational mandate and a driving force, and there will exist more or less realistic expectations to effects and benefits. Groupware on the other hand, is less visible, mainly supports secondary tasks (e.g. communication, coordination and general articulation work) that are not specifically the domain of defined organisational groups, and for novel use the potential benefits may not be convincingly established a priori. Thus groupware may not expect the same managerial attention and support, and critical mass cannot be mandated or “artificially” created e.g. through subsidising. Consequently it is crucial to the success of groupware, but immensely difficult, to manage to start such growth processes. Also within IS research such issues are discussed. Ives and Jarvenpaa (1996) notes that “transformational technologies” (like the web technology for intranets in their case) are seldom welcomed, backed and supported by central organisational actors. Ellingsen and Monteiro (2001) describes the “uphill battle” of evolutionary development, in a case where the iterative and so far successful development project was overrun by a larger, more ambitious and more visible project. The issue is not just one of power, however important that may be. Even if all would agree that a new technology (like telemedicine) seems to offer indisputable benefits, the problem of handling complexity and novelty still remains. How can we picture the truly novel vistas that open up? How can we get the first users to participate even before the benefits have started to 8 emerge? The main problem with exploratory development in such cases is that the daily duties and the primary work tasks usually take precedence over the indefinite and vague visions. Many systems developers may have experienced that it is difficult to enrol medical (and other) professionals in long-term development project with uncertain outcomes. This deadlock is also there when it comes to securing the necessary funds and support to get going. Such problems are even more pronounced when the challenges are related to building a complex and large information infrastructure, as it is for telemedicine. Because the perceived lack of focus on this within most of both IS research and CSCW, I therefore in the last part of this chapter briefl y present a small, but growing body of research that starts to emerge both within IS research and in other fields, which has a focus exactly on these large-scale networks or information infrastructures. 3.1.2 Complex and indeterminate relationships and processes It is widely recognised that information and communication technologies are an important component of organisational change (Zuboff, 1988, Barley 1986, Markus and Robey, 1988, Walsham, 1993), and they are often implemented in order to effect or support such change, as the term “transformational technologies” suggests (Ives and Jarvenpaa, 1996). Telemedicine can be put in this group, as one of the fundamental motivations for the deployment of telemedicine is its promise of transforming health care (Pedersen and Holand, 1993; Nymo, 1993). The underlying “mechanisms” of technology-centred organisational change have been much discussed, and fairly simple models of the causal relationships have been prevalent. Markus and Robey (1988) distinguish between three models; the technological imperative, the organisational imperative and the emergent perspective. The previously dominant model, the technological imperative, looks at technology as a given entity with definite “impacts” or “effects”. The technology is seen as an outer force that determines or strongly constrains the behaviour of individuals and organisations (Markus and Robey, 1988: p.585). However, this view is not sufficiently supported by empirical studies of technology-generated change in organisations. The empirical studies present contradictory evidence and inconsistent findings, and the effects of implementing information technologies in organisations are widely divergent (Orlikowski, 1991; Robey and Boudreau, 1999), even the effects of identical technologies in similar settings (Barley, 1986; Barley, 1990). On the other hand, the second model of organisational imperative places strong emphasis on the possibility for human choice and rational control over the technology. However, empirical support is limited also for this model. Such change processes are “complex and messy” (Walsham, 1993: p. 53), and rather than witnessing a straightforward execution of implementation plans researchers may observe that ”plans keep 9 being diverted, surprises arise constantly, opportunistic adjustments must be carried out on the spur of the moment” (Ciborra, 1997: p. 72). The emergent perspective holds that uses and consequences of information technologies emerge unpredictably from complex social interactions (Markus and Robey, 1988: p.588), and thus this perspective is less normative and predictive than the other two. Organisational and technological change and development is depicted as open-ended socio-technical negotiation processes (Monteiro, 2000), and adaptations and re-adaptations occur in relation to people’s ongoing sensemaking activities (Henfridsson, 1999). Well-known IS studies that may be grouped within this perspective are e.g. (Kling, 1987; Kling and Scacchi, 1982; Gasser, 1986; Barley, 1986). Some researchers subscribing to this perspective have even started to question the assumption of rational control that underlies central concepts such as design, construction and implementation. To emphasise the unpredictability and non-controllability, they have suggested different alternative metaphors that should help us to conceptualise the task at hand in more appropriate ways. In a seminal paper Wanda Orlikowski suggested that we should see organisational change as an ongoing process of improvisation (in addition to the elements of planning, deliberate design and managerial interventions that also were present) (Orlikowski, 1996). She describes the situated micro-actions of the actors in trying to make sense of a new information system through appropriation and experimenting. However slow and subtle the changes seemed, over time they added up to major changes. This “improvisational model of organisational change” is then further developed to encompass three different types of change that occur: anticipated (i.e. planned), emergent (not anticipated or intended) and opportunity-based change, which consist of ad hoc responses to occurring events, opportunities or breakdowns; i.e. planned within a short time horizon (Orlikowski and Hofman, 1997). It is argued that the management of change should be seen “more as an ongoing improvisation than as a staged event” (ibid. p. 12). The concept of drift (Ciborra, 1996) emphasise the limitations to (and almost impossibility of) a top-down, rational, control-oriented planning approach, and there are several empirical studies of ICT implementation that describe the findings in such terms (Monteiro and Hepsø, 2000; Cordella and Simon, 2000; Ciborra, 2000). Yet another metaphor is cultivation, which also emphasises the limitations to control over the processes of change (Dahlbom and Mathiassen, 1993). Cultivation evokes images of influence or shaping rather than control; supporting a material that in itself is dynamic and possesses its own logic of growth. These alternative conceptualisations help us to acknowledge the complexity, the dynamic and emergent character, as well as the non-control. However, these metaphors remain at the meta-level and they don’t go far enough in capturing the actual dynamics of the change processes. More detailed studies of the actual interplay between humans and technologies can be found in particular within the two other fields mentioned, Computer10 Supported Cooperative Work (CSCW) and Science and Technology Studies (STS). 3.1.3 Zooming in on socio-technical interplay The move away from simple and rational models of technology introduction has several parallels. Detailed and careful studies within CSCW of how work actually was accomplished have revealed the inevitable limitations of formal descriptions. Formal representations like work flow diagrams, procedures and explicit plans neither governed how work was carried out, nor were they adequate representations of it. Actual work, even much of what counts as routine work, was characterised by highly situated and ad hoc problem solving rather than by the rote execution of predefined task sequences (Suchman and Trigg, 1991; Brown and Duguid, 1991). Procedures and plans were merely one of several resources used to accomplish work (Suchman, 1987). Bricolage and tinkering (Ciborra, 1994; Ciborra, 1996) are some concepts that have been employed to draw the attention to such aspects of work. Other concepts that fill in on our understanding of how work actually gets done, are workarounds (Gasser, 1986), and articulation work (Strauss, Fagerhaugh, Suczek and Wiener, 1985; Schmidt and Bannon, 1992; Suchman, 1996), which both denotes the additional work that has to be done just to get the “real” work done. The implications of the CSCW work practice studies were the advice that rather than to design technologies that attempted to sequence and structure the work based on such formal representations, one should support the ad hoc problem solving work activities by providing resources for it. Such resources could include possibilities for second-level communication, means for peripheral awareness and coordination mechanisms (Robinson, 1993; Bowers, Button and Sharrock, 1995; Schmidt and Simone, 1996; Button and Sharrock, 1997; Bardram, 1997). Several of these studies of work practices and technologies have emphasised the intertwined nature of social and technical issues, as well as the contextdependent and situated nature of the results of this interplay (Kling and Scacchi, 1982, Strauss et al, 1985). However, this emphasis is even more prominent if we look at research within or in dialogue with the Science and Technology Studies field (STS). Here, several studies of socio-technical negotiation processes show how both the work practice and the technology change through a process of reciprocal transformations (Timmermans and Berg, 1997, Bijker and Law, 1992). For instance we may consider Marc Berg’s studies of the use of formal tools in medicine, which includes protocols for treatment, decision-support tools (Berg, 1997a) and computerised systems in patient care (Berg, 1997b). Here the mutual transformations of tool and practice were described in detail, as well as the work that was required to make the tool work. The studies present a convincing argument for the necessity of localisation of such tools, and of the ongoing character that this 11 process exhibited. Berg also suggests that we should push beyond the notions of technologies as merely “supportive” and “facilitating” tools, and that it might be fruitful to leave the somewhat programmatic demands that technology should be ’transparent’ and open to human control. Instead we should actively welcome the technologies’ transformational powers sometimes made possible exactly by their non-transparency, and the opening up of ‘new worlds’ that may result from this (Berg, 1998: p. 481). Allocating technology such an equal standing with the human actors is a move that originated within science studies. Several of the classic actornetwork theory studies have shown how a whole ensemble of heterogeneous elements (humans, political measures, natural forces, technical devices etc.) was necessary in order to achieve a specific result. Whether the achievement was to turn a hypothesis into a scientific fact (Latour, 1987; Latour, 1988), enable a Portuguese warship to travel around the globe (Law, 1986; Law, 1987), or establish an institution (Star and Griesemer, 1989); it required ongoing work and effort in order to align and keep aligned the heterogeneous network. These studies emphasise that order, success, or stability is not just given, it is performed and achieved, through both technical and non-technical means (Fujimora, 1987; Latour, 1991). Order and success are not always achieved through tight control over the actor-network, as the early ANT studies have emphasised. Recent research also suggests that actor-networks may continue to exist exactly because there is disorder, instability and incoherence. Flexibility and “fluidity” may be crucial in balancing the demands from multiple loosely connected and incoherent networks (De Laet and Mol, 2001; Singleton, 1998; Cussins, 1998; Mol, 1998; Law, 1999). One of the major lessons I think the IS field can learn from these studies is on the relational character of power and agency (Latour, 1986; Berg, 1999). Instead of insisting on discovering technologies’ inherent and pre-determined “effects”, we can investigate how the actor-network’s configuration produces the effects that can be empirically witnessed. This perspective allows a novel way to examine how technology contributes to the socio-technical change processes. 3.1.4 The case for being specific about technology To do so is particularly interesting and appropriate within IS research, as technology is often taken for granted and black-boxed, and has been neglected by some social constructivist accounts. Many IS studies that examine the process of implementation and integration of IT from an actionoriented perspective are low on technical focus. While the detailed work practices related to technology is carefully charted, the technical details are not especially prominent (Orlikowski 1992; Orlikowski 1996; Gasser, 1986; Barley, 1986; Barley, 1990). This tendency was criticised by Monteiro and Hanseth (1995), who argue that an information system (IS) consists of a large 12 number of modules and inter-connections, thus it should be approached with a varying degree of granularity, and we cannot indiscriminatingly refer to it as IS, IT or computer systems. Their work on the development of technical standards showed how mundane and “grey” technical details can be crucially important, and they argue that to study information and communication technologies without a sufficient level of precision would be what Kling (1991, p. 356) characterised as a "convenient fiction" which "deletes nuances of technical differences". In a review of how IT was conceptualised in papers in the Information Systems Research journal through ten years, Wanda Orlikowski and Suzanne Iacono were “desperately seeking the “IT” in IT research”, without finding it (Orlikowski and Iacono, 2001). Only in a few papers was the “IT artifact” conceptualised in a sufficiently sophisticated manner, and usually technology was “either absent, black-boxed, abstracted from social life or reduced to surrogate measures” (Orlikowski and Iacono, 2001; p. 130). They conclude that it is of critical importance to develop a more profound understanding of and theorising about technology itself. They believe that “the lack of theories about IT artefacts, the ways in which they emerge and evolve over time, and how they become interdependent with socio-economic contexts and practices, are key unresolved issues for our field and ones that will become even more problematic in these dynamic and innovative times.” (ibid, p. 133). 3.2 How technology matters If we shall allow technology a place in analyses of socio-technical change processes we will need research approaches that are suitable to look at “hybrids”: “…adequate accounts of technological change require hyb rid explanations that weave together human action and choice, the functions and features of specific technologies, and the context of a technology’s use in a way that attends to the micro-dynamics of situated practice” (Orlikowski and Barley, 2001) For analysing how people interact with technologies there are several candidate theories suggested and used within the IS and CSCW field. Three of the currently most prominent are actor-network theory, activity theory and structuration theory. The latter two are fundamentally social theories and not primarily focused on technology as such. However useful they may be to explain the use of technologies, the integration, adoption and effects on the organisation, they do not assist the researchers towards being specific on technical details and characteristics. Actor network theory allows this, as the theory doesn’t make a priori distinctions between human and non-human 13 actors3. Thus this theory makes it possible to analyse the technology as one actor among the others. Such a move is of course controversial, and we have to discuss how technology can be qualified as an actor. 3.2.1 Technology as an actor? It is relatively easy to agree upon the fact that technology may enable, constrain and structure action through its limitations and its affordances4 (Norman, 1988). Technologies may reflect, embody or materialise other actor’s (e.g. the designer’s) intentions. Through the designer’s (or others’) inscriptions the users’ scope of actions are attempted designed and configured (Woolgar, 1991; Winner, 1985; Law, 1986; Akrich, 1992). Although this is an important topic in itself, it is not the point of interest here, and we’ll go on to discuss other ways in which technology can matter, that lie beyond the intended and designed features. Inscriptions may be more or less strong and inflexible, but in general we should not consider them as static and given once and for all. The strength of the inscriptions may be negotiable, for example depending on whether the user is a novice or an expert and which resources are available to the user. Also the effects of the inscriptions may not follow the designer’s pre-defined plans; once the technologies are out in the “real world”, both intended and unintended uses and effects may be observed. Technology may generate new problems in addition to those it should solve, e.g. through what we may call “bad” or inadequate design that hasn’t taken the situation of use properly into account. But such unexpected effects aren’t always negative; novel possibilities and unintended beneficial uses may also be the result. What will turn out to be the central and less central aspects of a given technology aren’t always easy to predict, but will have to be ascertained empirically during practical use and exploration. An example of this is a study of the deployment of Lotus Notes that shows how technical aspects that were not initially in focus took on a special significance in a given context (Monteiro and Hepsø, 2000). As the scale, complexity and level of integration of technologies increase, it becomes more difficult to predict and anticipate the ultimate effects of decisions. Interdependencies and consequences are often hidden until they emerge as breakdowns, incompatibilities and problems, possibly in other locations than the source of the decision or action. This is especially the case 3 Actor-network theory will not be extensively presented here, although I discuss some of the methodical issues related to it in the next chapter. Readers that are not familiar with it may wish to consult the overview that is provided in papers two and three. 4 A device’s affordances, its perceived and actual properties, (like knobs, handles, slots and so on) assist our sense-making or perception of what the device is suited for, and provide clues to how it is intended to be used. 14 for large and complex systems, which no single individual can oversee, understand or control. The challenges and dilemmas related to this is discussed within a growing body of research that studies such large-scale networks and conceptualise them as information infrastructures. 3.2.2 Information infrastructures Information Infrastructures was a term that came into public use with the Clinton/Gore report in 1994, which launched the NII – National Information Infrastructure. Researchers on information infrastructures have used the term in order to emphasise the differences between these large-scale networks and ordinary information systems. There is no hard-and-fast borderline between what is an information systems and what is an information infrastructure. Depending on the researcher’s perspective a large information system may exhibit strong infrastructural characteristics, and the emphasis of this term is on the challenges tha t arise when we cannot assume that the technology is just used within defined organisational boundaries for specific purposes. Some of the differences that sets information infrastructures apart are the following (Star and Ruhleder, 1996; Hanseth and Monteiro, 1997): • Information infrastructures are shared, common resources for the community. They support and enable a wide variety of activities and are not especially tailored to just one or a few. They reach beyond the individual user, single event, specific application or local site. They are also not just a collection of bilateral links, but a network, and the essential feature that allows this reach is standardised interfaces. • Information infrastructures are fundamentally open with regard to the number of potential users, use areas, nodes in the network, and the boundaries of the infrastructure. The boundaries will be pragmatically and temporarily defined, not a priori. There will always be nodes that have connections with other nodes from the “outside” world, which someone might want to include in the infrastructure. • An information infrastructure is a heterogeneous socio-technical network, not just a technical communication network. The physical connections and equipment, the technical standards, the conventions of use, the technical and organisational support structures (e.g. from local user support to the global standardisation bodies), the organisation of work and cooperation and so on are parts of the infrastructure. Such complex networks emerge only through time, and an infrastructure is evolving on previous forms of infrastructures rather than built “from scratch”. Any change or extension has to relate to the existing “installed base”, and therefore the evolution of information infrastructures takes time. 15 Large and complex projects pose several challenges to information systems designers. However, these challenges become more pronounced when it concerns information infrastructures, as the fundamental openness of the information infrastructures makes them inherently uncontrollable. Usually there is simply no actor with the mandate to instruct all the partners involved, like there (at least in theory) may be within an organisation. The openness and integration with other networks introduces dependencies and side effects, which make the effects of actions hard, if not impossible, to predict. As the information infrastructure grows, it acquires momentum (Hughes, 1983) and may become increasingly entrenched and irreversible. Self-reinforcing effects, path dependence and lock-ins are other terms from the field of network economy used to describe this (Arthur, 1988; David, 1986). Therefore, when concerned with information infrastructures it seems appropriate to talk about technology as an actor, because it may appear to be beyond human control. (Braa and Hanseth, 2000). Having arrived at this point, it may seem that we are back to the “technological imperative” view on technology, where the technology is the determining force exerting influence on more or less powerless humans. However, I believe it is possible to acknowledge the strong influence exerted from the technology (the information infrastructure) without reverting to “ordinary” technology determinist accounts. The effects of technology are not seen as pre-defined and given, rather they are achieved in a way that at least in principle is possible to study, examine and influence. The technology has been co-evolving and co-developing with a host of other actors, it is not some static and fixed effects that ha ve played out in a deterministic manner. If we could chart the evolution of an information infrastructure, we could detect how different actors contributed to the shaping of the information infrastructure. 3.2.3 Cultivating, not designing information infrastructures Facing the challenges posed by information infrastructures, evolutionary and iterative approaches to design, realisation and change management seem highly appropriate and indeed inevitable. We need to recognise and acknowledge this uncontrollability, and a consequence of this is to view design and change as involved and open-ended processes of socio-technical negotiations (Monteiro, 2000), where social or technological objects, typically considered as distinct and separate, are now considered intimately linked in networks. The organisation as well as the product being developed should be considered as unified socio-technical networks, which evolve according to a non-predictable dynamic. This appears to fit well with the emphasis of the alternative metaphors to design introduced above, and in the remainder of this dissertation, cultivation is emphasised as a promising strategy. The reason for this choice is that I 16 believe “cultivation” to a larger degree than “improvisation” allows a focus on the technology itself in the process. In other words: the metaphor “invites us to reconsider the role played by the object of alignment – technology” (Ciborra, 2000: p. 32). Drift is clearly a relevant phenomenon if we are concerned with large-scale and longitudinal descriptions, but doesn’t contribute much to the everyday constructive work of designers and developers as it emphasises the lack of control. Cultivation represents a middle position that captures the role of both humans and technology. The evolving socio-technical networks cannot be fully controlled, but designers do have influence in the change processes. Cultivation is a concept that provides us with a good basis for developing strategies for infrastructure development. The contribution from the cultivation metaphor is that it directs our thinking in some specific directions. We need to leave behind some of the “control” ambitions, but even when the ‘material” isn’t entirely controllable, there still is scope for intervention. The control strategies will have to be substituted with a more constantly alert, “close”, and “caring” attention to the “growth” process. Any action must be followed by an attentive watching for the resulting effects. Emerging problems must be dealt with immediately instead of being postponed to a subsequent evaluation phase. A cultivation approach may thus require frequent revisions of plans and strategies, as well as patience in allowing processes to take their time. In addition, the metaphor naturally encourages an emphasis on the “nurturing”, or provision of adequate support and resources, e.g. technical skills, support personnel, training. By doing so, it also emphasises the role of the “gardeners” or the “farmers” that perform this work, who often go unrecognised and overlooked (Star and Strauss, 1999), despite the critical importance of their work. However, the term should not be taken to imply that only small-scale development projects are feasible. Rather it addresses the approaches to change management, and advocates change strategies that are non-radical, proceeding in steps of a manageable size and closely related to the existing material and institutional relationships already in place. In terms of actor-network theory, a cultivation strategy for an information infrastructure corresponds to a situation where a well-aligned actor-network is gradually modified into another well-aligned actor-network. Only one (or a few) of the nodes of the actor-network is modified at a time. At each step in a sequence of modifications, the actor-network must be re-aligned and stabilised. Thus it evolves in a small-step, near-continuous fashion (Monteiro, 2000). 3.2.4 Telemedicine as an information infrastructure Analysing telemedicine as an information infrastructure is relevant because it is intended as a generic communication infrastructure for all of health care, not only a limited set of individual and separate applications between a limited 17 number of institutions and individuals. A comprehensive telemedicine infrastructure is socio-technical, it encompass more than the communication technologies and it spans across different levels in health care, as well as across geographical and professional boundaries. (From, Stenvold and Danielsen, 1993; Masys, 1998). Evolutionary and iterative approaches would thus seem appropriate also here. However, such a comprehensive telemedicine infrastructure is not yet in place, and the current challenges are more related to getting started in building this infrastructure. These challenges are different from the above-mentioned challenges of changing an already existing rigid, irreversible and entrenched one. For telemedicine, growing large enough to benefit from the selfreinforcing effects is a crucial challenge, and the cultivation strategies must take this into account. In the following chapter I will outline a research approach that is aimed at describing one such process: the cultivation of a fledgling information infrastructure - telemedicine. 18 Chapter 4 Research aims and methods 4.1 Research aims and questions This study aims at: Examining the dynamics of the socio-technical interplay that evolves when telemedical technology is introduced in health care, and thereby: Contribute to a better understanding of “cultivation” processes, and thereby inform strategies for “cultivating” telemedicine and other information infrastructures. The study primarily aims at contributing to the telemedicine field, by providing a different way of conceptualising the challenges and issues involved, as socio-technical change processes. Also general strategies for developing telemedicine networks and applications will be suggested. More specifically, I will study what it takes to “get telemedicine going” and keep it going: • Which problems and issues emerge when the technology is introduced? • What needs to be done, which adaptations have to be made? • How does the process of exploration and implementation evolve? This study could also be valuable to both IS research, CSCW and STS in its own right, as an empirical case study of novel technologies for cooperation and communication. However, I will also try to formulate explicitly what may go beyond the telemedicine setting, and the contribution to these fields mainly concerns strategies for the development and “cultivatio n” of information infrastructures. 4.2 The case study 4.2.1 The Interventional Centre The site for my main case study has been the Interventional Centre, which was established in 1996 at Rikshospitalet in Oslo, Norway, through an Act of Parliament in 1995. The mandate of the centre was to do research and development of new methods and technologies for image-guided and minimally-invasive therapies (Lærum and Stordahl, 1992; Fosse, Lærum, and Røtnes, 1999). 19 A central part of the activities has been minimally-invasive (or “keyhole”) surgery, which is different from ordinary (“open”) surgery. This case study mainly concerned laparoscopic surgery, which is minimally-invasive surgery in the abdomen. As the term implies, it minimises the “invasiveness” of the procedure. Instead of a large incision to facilitate the surgeon’s direct vision and manipulation of organs, instruments and optics for a video camera are entered through small incisions that may be 5-10 mm wide. Thus both the surgeon’s visual and tactile information, as well as the actions on the organs, is indirect, or mediated by technology. The presence of a mediating technology makes image-guided surgery a likely candidate for telemedicine. During a laparoscopic procedure the video image is regarded as the main information source for the surgeons, and it is relatively easy to obtain and transmit this video signal. However, the central role of the video image places demands on the transmission technology used for telemedicine, as the image quality should be sufficiently high. It is generally acknowledged that broadband networks would be the preferred choice of transmission technology, although few health care institutions have access to them. The Interventional Centre took part in one of the first attempts to utilise broadband networks for surgical telemedicine. This happened in the ‘Development of Interactive Medical Services’ (DIMedS) project from 1997 until 1999. Two Oslo hospitals, Ullevål and Rikshospitalet, were involved in the project, and the Swedish telecom operator Telia provided network access to a 34 Mbit/s ATM network5. Ericsson Inc. provided state-of-the-art video-conferencing equipment, and the Department of Informatics at the University of Oslo was involved as a research partner. Some of the potential use areas for surgical telemedicine encompass: • live demonstrations for educational purposes • live consultations between a novice and an expert, or between peers. This could be either acute (when problems arise) or planned assistance, e.g. for follow-up after a training period. • general supervision, mentoring, and accreditation in formalised training programmes • remote surgery (usually only considered for war or other catastrophe situations) • off-line video databases for educational purposes 5 ATM stands for Asynchronous Transmission Mode, and is a telecom standard for broadband communication networks. 20 During the DIMedS project the emphasis was on the first use area: live demonstrations of novel laparoscopic procedures. In addition discussions between experts around specific patient cases occurred. However, one of the central findings reported in this dissertation is how the usage “drifted” outside these planned areas, and this is the emphasis in paper no. five in particular. Also papers no. one and two provide more factual information on the DIMedS project, both with regards to its aims and the actual project history. Also other telemedicine activities that occurred in addition to the DIMedS project were followed and studied, often consisting of demonstrations of technologies and procedures. The Interventional Centre needed to communicate with its research partners around technology development, and also the dissemination of research results e.g. to medical conferences could be done using video-conferencing technology. Usually the transmission used ordinary ISDN-based videoconferencing systems, and on some occasions satellite transmission was used. Also, after the DIMedS project ended, the control room facilities were increasingly used by other departments at the hospital, and the room acquired a role as a technical “hub” for most internal and external transmissions of video and audio at the hospital. I also followed a few of these transmissions. 4.2.2 Other hospitals and telemedicine activities In addition to following the telemedicine activities at the Interventional Centre through my three-year Ph.D. period, I have visited four other major Norwegian hospitals. These include the two Oslo hospitals Aker and Ullevål, the University Hospital in Trondheim (RiT – Regionsykehuset i Trondheim), and the University Hospital in Tromsø (RiTø – Regionssykehuset i Tromsø). All of these hospitals were (and are) significant participants in the Norwegian telemedicine community. The Norwegian Centre for Telemedicine was established in Tromsø in 1992, and in 1993 it was appointed the role of a national lead institution for telemedicine. It has been a pioneering institution for telemedicine research and applications, both nationally and internationally. Ullevål hospital was the other partner in the DIMedS project mentioned above. In addition it was connected to a broadband network spanning the East Norwegian region, for which Ullevål is the regional hospital. One of the most active hospitals in using this regional network was Aker hospital in Oslo. This regional network was in some instances coupled together with the Ullevål-Interventional Centre link, so that the transmissions in the DIMEdS project were forwarded to some of the regional hospitals as well, among them Aker hospital. The National Centre for Advanced Laparoscopic Surgery is located at the University Hospital in Trondheim (RiT). This centre trains surgeons in novel laparoscopic techniques, and it offers a telemedicine service for follow-up and support of remotely located laparoscopic surgeons. 21 4.3 An interpretative study using qualitative methods The state of knowledge within telemedicine requires an exploratory and qualitative study, and I locate myself within the interpretivist tradition. Given the subject of this dissertation, telemedicine, it may have readers from the health care community, where research is mainly guided by the natural science model. The interpretive framework employed in this study departs from this in fundamental aspects. The positivist approach of the natural sciences assumes that phenomena can be observed objectively and rigorously, as there are a priori fixed relationships between the elements. The aim of such research is to increase the predictive understanding of the phenomena, primarily through testing of theory. Good research is legitimated with reference to the virtues of repeatability and re futability. Researchers within the interpretive tradition would argue that there are fundamental limitations to this approach when concerned with a research object of a social (or socio-technical, for that sake) nature. Interpretive studies attempt to understand phenomena via the meanings people assign to them. Different people’s interpretation of the same situation differ (e.g. the informants’ and the researchers’), and the aim is thus not an “objective” account, rather a more relativistic, but shared understanding (Orlikowski and Baroudi, 1991). Rather than attempting to generalise from a setting to a population, the deeper structure of a phenomenon is sought. The research is “aimed at producing an understanding of the context of the information system, and the process whereby the information systems influences and is influenced by its context” (Walsham, 1993:4-5). The emergence of interpretivism in ISR have been inspired by the phenomenological school of thought (Boland, 1985), by hermeneutics as well as the methodological and epistemological reflections within ethnography and anthropology (Klein and Myers, 1999). There is not one clearly defined set of theories and methods that governs research, but several alternative frameworks. If we leave aside the epistemological discussions, there is, at least as far as Information Systems Research and CSCW are concerned, one good pragmatic reason for the pluralism: These fields are concerned with action- or change-oriented research aimed at design of technology. This constructive focus fits with an eclectic use of theories, as no theories are made to explain everything, and complex phenomena (like the socio-technical interplay) might require complementary approaches. Interpretivist IS research has extensively employed methods inspired by ethnography (and to some extent ethnomethodology). Especially within the design-oriented field of CSCW, ethnographies of work and technologies-inuse have always been seen as valuable and relevant (Suchman, Blomberg, Orr, and Trigg, 1999). Ethnography is an approach for developing understanding of everyday activities of people in their natural settings. An ethnographer does not rely solely on accounts of behaviour, but studies what people actually do. 22 Also she doesn’t look only on single tasks or single individuals, but focuses on relations between individuals. An ethnographic study may employ multiple practical methods, the most common are participant observation, interviews and document analysis, as well as use of recording media like video. The ethnographic approach appears to fit well with the empirical and descriptive approach of systems designers wanting to understand a work practice and its subtleties well enough to be able to design a well-working system. Terms such as “ethnographically inspired” or “quick and dirty ethnography” (Hughes, King, Rodden and Andersen, 1994) may indicate a tendency to take ethnography as a method for data collection, as a supplement to the previously dominant cognitive and task-oriented approaches. However, this easy adoption of ethnography as a data collection technique has been criticised (Finken, 2000; Forsythe, 1999; Anderson 1994). The criticism against such “common-sense ethnography” emphasises the danger of what is often called “insider ethnography”, that the researcher may “go native” and overlook the tacit assumptions of the informers rather than questioning them. Also the need to anchor the practical data collection methods to an underlying theoretical and philosophical framework is emphasised. In the following I will therefore discuss my own use of qualitative methods, and my role and situation in the fieldwork, as well as the theoretical framework employed. 4.4 My role in the field work This study was not intended to be a “proper” ethnographic study, and does not depend solely on ethnographic data. However, the practical methods have played a part, first and foremost participant observation. 4.4.1 Participant observation The application for the grant that funded this Ph.D. project originated from within the Interventional Centre, and I was therefore regarded as an “insider”, although not formally as an employee. This was the case also with several others in the medical and technical staff who were pursuing Ph.D. degrees. I was a member of the DIMedS project group, but with a relatively passive role. I participated in the project meetings and was responsible for collecting data on the transmissions as well as taking part in writing the evaluation and final report 6. Beyond that I did not participate to any substantial degree in decisions concerning the project itself or the overall activities. When a transmission was scheduled, I took part in the practical work together with the technicians in planning and execution of the event. My practical role in the execution of transmissions was that of a technician, assisting with camera control, equipment set-up, and so on, which is primarily focused in paper 6 The forms used for data collection from each transmission, as well as a schematic overview over the transmissions in the DIMedS project, are included as Appendix G. 23 one. This work occurred inside the operation theatre, in the external control room, or in a lecture hall. In addition to the telemedicine activities I took part in regular meetings and sporadic short projects of different kinds that were not directly related to this Ph.D. project. During the latter one and a half years my presence at the centre was less frequent and regular, due to lack of office space and closure of the telemedicine project. 4.4.2 Interviews More or less structured interviews have been another data source. I visited the National Centre for Advanced Laparoscopic Surgery in Trondheim to study the telemedicine service for support of remotely located laparoscopic surgeons. For the purpose of this study, the interview was taped and fully transcribed. I also performed some interviews at the Interventional Centre, in particular for paper no. three (three interviews of one hour’s duration) and five (two interviews of one hour’s duration, as well as several non-structured discussions during surgical procedures). When the informants are cited in the papers, the interviews have usually been taped and fully transcribed. Most of the interviews conducted at the other hospitals were non-structured, but focused on the organisation and execution of the support work, both the technical and the organisational or logistic work tasks. These interviews were open-ended and conducted more like informal conversations with people that were directly involved with the telemedicine activities of the hospital. Often the interviews were intermingled with walking around in the facilities and with demonstrations of equipment and technical features. These interviews were not taped, but notes were taken. The number of support persons interviewed were: two at Aker, three at Ullevål, three at RiT and seven at RiTø. All interviews were conducted in the workplace area, and most of the interviews lasted around 45 minutes to one hour. 4.4.3 Focus and drift In a well-known discussion of quality of interpretative research Heinz Klein and Michael Myers suggest some criteria for evaluation (Klein and Myers, 1999). As their emphasis is on interpretive research with a hermeneutic orientation, I don’t feel that all of the criteria are equally central to my aim, which is not to describe the participants’ sense- making processes, but to get a broad understanding of the phenomenon and the process of introducing telemedicine. However, I find the fundamental principle of the hermeneutic circle, from which they derive the other principles, to be useful in structuring the following discussion. The principle states that one approaches the understanding of a complex phenomenon in an iterative way, through an ongoing movement between a precursory understanding of the parts and an emerging understanding of the whole, and then back to a renewed understanding of the parts. The 24 researcher’s preconceptions are a necessary and inevitable starting point, not just a source of bias, but will often have to be modified or even abandoned. It is thus pertinent to make as transparent as possible the fundamental assumptions that governed the research. The researcher’s preconceptions should be challenged and modified through interaction with the phenomenon under study, and I will attempt to discuss some of the ways this process played out in my study. As I have followed the telemedicine activities throughout a three years’ period, my focus and understanding of the case has changed. During the first year I had a focus on technical issues and did extensive literature studies on compression and digitisation of video, on methods for image quality evaluation, as well as some practical tests and evaluations on video compressed with different compression algorithms. At this stage I had not yet been exposed to the research fields I discussed in the previous chapter, and I merely participated in the day-to-day work at the hospital without having an explicit research agenda. In addition to the focus on digital video, I was also interested in the micro- level interactions between the humans and the technology, and I observed and took part in the technicians’ and nurses’ work. This was partly guided by my own underlying fascination with the interplay between humans and technology, which again was influenced by my previous training and work experience as a service engineer for medical equipment. I think my technical background ha s sensitised me to the existence and the complexity of the technical work, as well as letting me participate in it and appreciate the innovative work that occurred. When I started reading CSCW literature, I felt that an ethnographic-style approach seemed compatible with what I was doing. It looked like “quick and dirty” ethnography (Hughes et al., 1994), but as I spent at least 50 % of my time during the first couple of years at the Interventional Centre it was of a longer duration than most “quick and dirty” studies. I have not found this degree of participation a problem when I’m reporting from the field study, rather the opposite. Within interpretive research one does not view the researcher as a detached and objective observer in the first place, and thus involvement, e.g. in the form of participant observation, does not in itself constitute insurmountable epistemological problems. But still there are some challenges associated with such an approach, related to avoiding doing “insider” ethnography, which means taking explanations at face value and not questioning the underlying assumptions. I have felt the context switching between the practically oriented hospital and the academic community to be beneficial in to avoid this kind of situation. Initially I did not feel that the required readings and courses had very much practical relevance for the day-today decisions that had to be made in the telemedicine project. However 25 intellectually stimulating it was, its rather vague and general guidelines (if there were any at all) felt far removed from the demands of practical work. Also much of the focus in the practically oriented literature was on software development, which was not central in this case. The issue was rather selection and integration of off-the shelf devices like microphones, cameras, codecs, routers and so on. However, as time went by I was increasingly able to appreciate the value of the findings from these research fields, although they were not applicable in any simplistic manner. I still feel this tension, or rather a distance between the “two worlds”, and I think that my increasing focus on abstract and conceptual issues as time went by was related to a decreasing involvement with the practical work. I believe that research results should also be “translated” back to the practitioners, who need it in the daily work, and I have attempted to bridge the gap through journal and conference papers that try to make the insights relevant to practitioners. During the latter period of the study, I was less involved in practical telemedical work and more engaged in the academic discourse. Having been so closely involved with the practicalities of the telemedicine activities, my findings were not wholly dependent on “materialised” accounts like interview transcripts or written documents, and thus I was able to reconfigure the material I remembered according to my current theoretical purpose and interest. I could rethink and reinterpret the case related to e.g. issues concerning the process itself, and to the general issues of strategy and network growth. This ability has made me worry over the possibility this implies of creating overly rationalised accounts and unjustifiably reinterpreted stories. On the other hand, my interests and research agendas will necessarily make my way of telling the story different from how other project members would tell it, and an interpretation is what researchers are supposed to deliver. To keep this balance, I have tried to have a “validity check” through giving most of my manuscripts to interested members of the staff and other involved persons and hearing their responses and objections to them. Also I have discussed my findings and preliminary conclusion at two internal staff meetings in the department. This story is one way of describing and analysing the phenomena, which is shaped by my interests and concerns. It does not aspire to present the ultimate truth about telemedicine, but provides a different perspective that I think will be valuable to the field. The changing focus was not only shaped through my changing understanding related to a growing familiarity with the research field and literature. Also practical issues and contingencies have played a part. The telemedicine project my study was associated with, closed down after one year instead of three years, as was the original plan, so after the first year I could not rely on a large amount of telemedicine transmissions for 26 observation. Also when I started the study, I found it easier to observe and communicate informally with technicians and nurses, who were of similar age and/or sex, than with the busy and “important” surgeons. Observation of their work was not difficult to obtain at any point of time, but I did not perform interviews until a later stage when I had more defined research questions. 4.5 Theoretical framework I have been using actor- network theory (ANT) in what we may call a methodological or epistemological way, without necessarily emphasising the ontological implications of some of its proponents’ claims. I have not used actor- network theory as a theory in the ordinary sense, which specifies what to look for in a study or states some propositions that can be tested. Rather it has been a language or a vocabulary to talk about what I observed and experienced, which was well suited to account for material heterogeneity, as well as for the relations between the different elements. That it emphasises an empirical approach and rejects a priori constructs, like the distinctions between micro and macro issues, have also been important features. The key concepts that I have used are actors, alignment and translations, and then also the related terms of enrolment and inscriptions 7 . I have used the ANT vocabulary to describe how the socio-technical negotia tion processes evolved, and few words on how I picture the relevant actor-networks would be appropriate. An actor-network is not just “there”, as an objective and self-contained entity. Any element in the “telemedicine actor-network” is simultaneously member of other overlapping, intersecting or neighbouring actor-networks. From this multi- faceted membership conflicts and dilemmas may arise. One example: A nurse’s tasks during an operation don’t necessarily have much to do with the telemedicine transmission that is going to take place, and she is a relatively passive actor in the “telemedicine actor-network”. But, belonging to the nursing profession (a different actor- network), she may have some values related to how to treat patients and preserve their dignity in such exposed settings. In a given situation she may choose to intervene in the telemedicine actor- network, e.g. to turn off the cameras. Thus the telemedicine actor- network not a fixed entity, but it is defined empirically, when it happens. How we delineate its boundaries will depend on what we look for from which perspective. 7 See papers two and three for an introduction to the theory itself. 27 In the study I have had a rather “narrow” focus, and I have for example not discussed extensively the current trends of management of health care, neither have I primarily been after the central (human) actors agendas, understandings and interests. The introduction of telemedicine is a political process, where negotiations between different interests have to be carried out. To disclose and bring into the open the premises for this process would be valuable, and I believe that another (social) theory than actor-network theory would more easily have led me in such direction. This would clearly be relevant, but as argued in Chapter Three, it is also pertinent to improve our limited understanding of how technology contributes to socio-technical change processes. In order to attempt to examine ongoing negotiations between the elements (and their multiple associated and intersecting networks) I have adopted and “inhabited” many different positions in the “telemedicine actor-network”: that of the nurses, the technicians, the images, the surgeons, the camera (i.e. the technology), and the strategists. This attempt at standing in the actors position and depicting their “lived reality” allows me to tell several related, although not entirely coherent stories. I see this strategy as compatible with other ANT studies that depicts the “ontological choreography” (Cussins, 1998) and coexistence of various realities (Mol, 1998). Due to my technical background I have been able to go more deeply into the technical issues than a social scientist would be. My background has first and foremost been a prerequisite for my participation in the technical support work, and it has sensitised me to the complexity of the work and the innovativeness of the technician’s solutions. I believe that such an explicit focus on technology can bring new insights to light. One example to show that the technical details are clearly relevant to a sufficient understanding is related to the issue of image quality. E.g. in order to appreciate the contribution from a mechanical (or robotic) camera holder to transmitted image quality, one need to understand the inner workings of compression algorithms. The fact that the single image frames are coded relative to each other, makes motion, even small and almost imperceptible trembling, greatly reduce the transmitted image quality. This quality reduction in transmission goes far beyond what can be observed locally, and a mechanical camera holder is thus far more than an instrument to relieve the camera operator of a tiring task. The largest part of its work is visible only at the remote side in a telemedicine consultation. My knowledge of these technologies allowed me to study image quality as a socio-technical phenomenon, not just as either a technical or as a social phenomenon, involving power struggles between different camps using e.g. rhetoric devices of “safe telemedicine”, “objective evaluations” etc. to maintain their position. 28 29 Chapter 5 Research findings Six individual papers are included in this dissertation: 1. Supporting Computer-Supported Cooperative Work: a case from telemedicine. 2. Implementing Open Network Technologies in Complex Work Practices: a case from telemedicine. 3. The Camera as an Actor: Design-in-use of a telemedicine infrastructure. 4. Medical Image Quality as a Socio-technical Phenomenon. 5. Growing Networks: Detours, Stunts and Spillovers. 6. Bootstrapping Networks, Communities and Infrastructures. On the evolution of ICT solutions in health care. The papers vary in terms of the audience envisioned during the writing, the theoretical emphasis, the time of production, and the degree of “maturity”. I have therefore attempted to summarise the main results of my study below in a more coherent way. One way to formulate the overall theme is to use John Bowers’ expression: “the work to make a network work” (Bowers, 1994). I will follow this theme from the very practical work of the technical support personnel, via the “diplomatic” work of socio-technical negotiations to the strategic work of “making telemedicine happen”. 5.1 The work to make telemedicine work When I started my field studies I was struck by the amount, criticality and complexity of the technical support work. Before, during and after a telemedicine transmission there was hectic activity in order to allow the transmission to take place and flow smoothly. Parts of this work appeared to be similar to aspects of TV or movie production, and it was deliberately invisible and occurred literally “back-stage”. During most transmissions I took part in this support work, and it is the main topic of paper no. one (“Supporting Computer-Supported Collaborative Work: a case from telemedicine”). Other aspects of this work are also described in paper no. two (“Implementing Open Network Technologies in Complex 30 Work Practices: a case from telemedicine”). Both papers describe typical tasks that were performed by the technicians at the Interventional Centre. After these two papers were written I have performed interviews of additional support personnel. In addition to the nine technicians and others at Rikshospitalet, I have interviewed two persons at Aker hospital, three at Ullevål hospital, three at the University Hospital in Trondheim and seven at the University Hospital in Tromsø. All the persons interviewed were directly involved with organisational and/or technical support work around real-time video-conferencing telemedicine. There were many differences between these sites: In Tromsø, the National Centre for Telemedicine offered regular educational broadcast (i.e. one-to- many) services to different groups of health care personnel, as well as to patients and their families. Several studios were permanently equipped, there were dedicated support personnel and standard guidelines for the preparation and execution of a session. The scheduled transmissions were listed in a course catalogue that was distributed to most Norwegian hospitals. The other sites operated in a much more ad hoc manner, where occasional transmissions between two or a few partners were the focal point of work. Here the support personnel did not have telemedicine as their only or primary work task. The set-ups of the telemedicine technology varied in comple xity, e.g. number of cameras and other devices to manage, and the setting at the Interventional Centre was among the most complex. Also the set-ups usually were of a more permanent character than that at the Interventional Centre, which for the lecture halls were installed and dismantled for every single session. However, it was commonly expressed at most sites that special adaptations of the technical set- ups could be made to suit the demands of the people involved in specific transmissions. What was common to all sites was the importance and the multi- faceted nature of the support work. The work was a mix of conceptual designoriented work and practical execution of specified tasks, which included ad hoc problem solving and “ordinary” articulation work. The technical personnel at most of the sites were involved in decisions concerning the overall architecture of the permanently installed internal communication network. This might relate both to the initial design and to further expansions and modifications of it. The technicians at the Interventional Centre were central in discussions regarding the design of the communication infrastructure in the new facilities before the Centre was moving to a new location. In a short-term manner, the technicians had to plan the technical set-up for the next transmission (what equipment was going to be used, which image sources should be connected, how many microphones would be 31 needed etc.). For sites apart from Tromsø, this short-term planning work was mainly structured by the specific transmission events. The operational part of the work was related to the execution of the transmission, e.g. on handling multiple cameras, other image and sound sources. Making a detailed list of camera views and active microphones and loudspeakers at given points in time was one way of securing a smooth transmission. Before a transmission the connection to the other side had to be established, and testing of image and sound transfer had to be done. The transmission had to be monitored, problems that might occur had to be solved as quickly and quietly as possible, the correct image had to be selected, the sound levels adjusted appropriately etc. In order to be able to do this a lot of “ordinary” articulation work was necessary. Establishing and testing the connection had to be coordinated with the support personnel at the other side, in order to get access to the rooms that was going to be used, the head nurse might have to be contacted, the equipment had to be installed and dismantled afterwards, and so on. During a transmission the technical personnel at the two sites usually communicated a lot on telephone in parallel with the transmission. Modifications of the network could also happen with a medium- level time perspective, i.e. to solve problems of a general nature, not especially related to a single transmission. One example of this was that I observed that a technician at the Interventional Centre listed the frequently used configurations of the sound matrix, which governs from which microphones sound are taken and to which loudspeakers it is sent, and programmed it to allow easy set-up (‘one-click’ instead of manual selection of each node). Another example of what I have called designoriented work were several rounds of discussions, prototypes and tests of the layout of a control pad that should allow ordinary users to manage a session, e.g. to place calls, adjust sound levels and select image source on their own. 5.2 Socio-technical negotiations The introduction of surgical telemedicine at the Interventional Centre spurred a process of change related to the introduction and use of this technology that is still going on, three years later. The way work is organised, people’s work tasks and skills as well as the department’s routines mus t be adapted to the demands of the new technology. Conversely the technology must be adjusted to suit to the organisation and its values and structures. Most importantly, both must be further developed simultaneously. To study these socio-technical negotia tion processes between humans and technology has been one of my central topics of interest. All the papers more or less explicitly discuss aspects of 32 the socio-technical dynamics from a range of different perspectives and thus shed light over different aspects of this socio-technical negotiation process. Paper no. two (“Implementing Open Network Technologies in Complex Work Practices: a case from telemedicine”) emphasises how the social and technical was intertwined and claims that the change process was, by necessity, context-dependent and emergent. The argument (implied by the title) is that open, generic and customisable technologies will have to be adapted and modified to fit specific use areas and settings. To discover the limitations and novel potentials of e.g. video-conferencing technology e.g. for radically different cooperation, the users will have to try it out and adapt it in close relation to real use situations. To adapt such generic technologies to medical work practices is not necessarily easy to achieve, as the complexity and scale of the health care sector and the criticality and the complex patterns of cooperation in medical work make the conscious “design” of radical change in work and structures highly problematic. Therefore the modification, adaptations and further development have to occur iteratively, and the paper suggests that the term “cultivating the hybrid collectif” (the heterogeneous ensemble of technical and non-technical elements) is an appropriate metaphor to capture the open-ended character of the process. In paper no. three (“The Camera as an Actor: Design- in- use of telemedicine infrastructure in surgery”) the emphasis is on the microlevel nature of the socio-technical alignment process. The paper shows how both the work practices, the organisation, as well as the technology changed, and the theoretical focus of the paper is on how the technology itself participated in this change process. The technical devices that were used came with predesigned features that were the main reason for including them into the socio-technical network. However, when the technology was included and installed, these features “came to life”; they had effects and impacts that was not always intended and wanted. The paper shows how the effects were not only related to the devices as such, but to its location within the actor-network. The role, responsibilities and resources available in a given position, as well as the relations (or lack of such) to other elements were significantly shaping the effects of the technology. By modifying the surrounding actor- network, the effects could be changed. Through emphasising this relational nature of “effects”, this paper comes up with “network configuration” as a central term. The term configuration is intended to convey a sense of an only temporarily stable make-up or composition of an actor-network. A given configuration consists of a specified set of actors, where their position and the links between them are defined. As such it has a given distribution of burdens and benefits between the actors. This is not 33 always unproblematic, and the paper illustrates how the configurations had to be modified due to the needs and wishes of some of the other actants. The process of mutual transformations of technologies and humans may occur within a department as described above. The same kind of discussions, negotiations and changes may also occur within a medical discipline that employs telemedicine technology. Several issues and ways of working together will have to be settled and agreed upon (standardised). A central issue in telemedicine has been the safety of remote clinical work. Image quality has been a central topic in several disciplines, like teleradiology, telepathology, teledermatology and not the least within surgical telemedicine. Minimally- invasive surgery’s reliance on a high-quality video image as the sole source of visual feedback from the field of surgery has made it one of the main proponents for broadband network technologies, which allows high-quality video transmission. Paper no. four (“Medical Image Quality as a Socio-technical Phenomenon”) addresses this issue of safe and sufficient image quality. The paper is a polemic against the dominant trend in the telemedicine discourse to reduce the issue to a question of establishing the “threshold value” of safe and sufficient image quality, and to focus only on the technical parameters of the digitising and transmission technology. Instead, through analysing how the surgeons used the image information in work and telemedical cooperation, the paper argues that the resulting image quality is shaped by a multitude of technical and social factors. More importantly for practical telemedicine, however, is the fact that image quality doesn’t appear to relate only to the image itself. Multiple augmentative and compensatory strategies are employed, both of a technical and organisational nature. Devices to help keep the camera from moving, as well as still image transfer were regarded as important compensations for sub-optimal image quality. Institutional features like where a given operation was performed, who was allowed to operate, who was eligible for telemedically transmitted advice, and so on, appeared to play a significant role. Thus, trust in the visual information received appeared to be distributed across the surrounding actor-network rather than being exclusively allocated to the image itself. 5.3 The network required to make telemedicine work Learning how to use broadband technologies for surgical telemedicine was a context-dependent, exploratory and more or less continuously ongoing process. Describing this process as an example of “improvisation” or “cultivation” as opposed to traditional technology design or construction would therefore seem reasonable. But this 34 emphasis on the limitations to human rational control over change processes might be misinterpreted and assumed to imply things like “there is no planning”, or “planning is of no use”. This is not the intention, and it is also not what the case story shows. However emergent and context-dependent the process was, it was not arbitrary. There definitely were goals and values that influenced the direction and coordination of the activities. With respect to the DIMedS project, the broad goal of establishing a telemedicine infrastructure was flexible enough to be modified and shifted according to changes in external conditions and lessons learned from experience. The actual strategy to reach the goals, or the way forward, was drafted in a shortterm and context-dependent manner. The perceptions of how the goals were to be understood were shaped along the process, and the other actors involved were important in this shaping process. Other departments and hospitals had their own interests and agendas, but to achieve successful telemedicine all (or at least many) had to be made to cooperate; the network had to be aligned. This process of enrolment and alignment was not planned and executed by one single individual or institution only, but through interactions between all the actants in the network. These issues are in focus in paper no. five in particular (“Growing Networks: Detours, stunts and spillovers”), which provides the history of telemedicine activities at the Interventional Centre. The paper describes some of the planned and unplanned events that occurred and show how the long-term plans were mixed up with the ad hoc designed responses and actions (detours) during the evolution of the process. External and internal problems arose; issues and opportunities emerged or were deliberately created and were exploited in a conscious and skilled manner. The strategy employed was goal-oriented without being overly control- focused; it was simultaneously deliberate and emergent. The paper’s emphasis is on the multiple roles of specific transmissions, the “stunts”, which could be more or less profiled events of using the telemedicine technology. As it turned out to be rather difficult to enrol many surgeons into the project, different medical professionals were invited to arrange meetings and lectures together with their partners at the other hospitals, using the broadband link. The stunts were planned within a short time horizon (from hours for the simple ones to weeks for the complex and high-profiled ones), and the y were undertaken to demonstrate the benefits of the technology. The expected benefits were thus largely contained “within” the stunt itself; it was not intended to have an immediate lasting effect on practice. That the Interventional Centre was able to offer assistance and full technical support during the planning and execution, helped to lower the costs for the partners that 35 were invited to try this out. The benefits were immediate, and did not require costly or long-term commitments. However, the stunts also generated usage and thus opportunities for learning for the technical support personnel and project members. The work that went into the execution of a transmission were primarily geared towards succeeding, but in addition experience was gained, and some of it were in retrospect relevant beyond the immediate situation and could be transferred to a different setting. If one manages to accumulate this “spillover knowledge” that occurred as a secondary effect, one will be better equipped for the next round, by possessing more knowledge and a better technology. Telemedicine is a network technology and it requires partners with whom to communicate. To identify partners and start to establish the necessary infrastructure is also a challenge. The last paper, “Bootstrapping networks, communities and infrastructures: On the evolution of ICT networks in health care”, discusses the building of information infrastructures. Telemedicine is a kind of technology that will require a rather large infrastructure for its expected effects to be realised, but currently this infrastructure is close to zero, and the main challenges are related to getting started at all. This is not trivial, and the paper discusses challenges related to network effects like self-reinforcing mechanisms and network externalities. The self-reinforcing mechanisms are useful to “drive” network growth, but they usually don’t start to work before the network has reached a certain size. The networks initially needs to be “pulled up”, hence the title of “bootstrapping”. Achieving critical mass is a well-known concept in this relation (Markus and Conolly, 1990), and the paper discusses the multiple dimensions of critical mass. By this we mean that the users are not equal (as is implicitly assumed by the critical mass concept), there may be significant differences in users’ preferences, and in characteristics of use areas and technologies. For example, a survey of different departments at Rikshospitalet revealed very diverse preferences and needs as related to telemedicine (Synnestvedt, 2000). The challenge is then related to how to handle this heterogeneity of the socio-technical network, and the paper suggests some ways to devise strategies that are sensitive to this. Rather than subsidising users to achieve critical mass, a careful sorting of users, use areas and technologies may allow one to start with just a few users that gets benefits even without a large network. The sequence of introducing new users, use areas and technologies need to be carefully considered, and sensible choices here may allow a network to reach the point where the self-reinforcing mechanisms start to work and drive further growth. 36 Chapter 6 Implications and contributions The findings from my study of the socio-technical dynamics that evolved around surgical telemedicine can be found in the individual papers, and were briefly presented in the previous chapter. In the description I especially emphasised the following aspects of the process: • It was situated and dependent on the local context. The changes and adaptations that were made of both technology and work practice were related to locally specific features, e.g. the facilities, the demand of the specific medical procedures, the work routines, which individuals were involved, the particular transmission events and so on. • The process was not entirely planned. Some changes were planned, some were not intended, while other changes came about after seizing opportunities. The initially vague and broad goals were formulated and reformulated during this process. • The process was more or less continuous, it was not restricted to an initial implementation phase. The changes were not evenly distributed over time, but were often triggered by e.g. problems, new technology that was brought in, new use areas, new users, different personnel situations, growing usage and so on. Redesign, modifications and expansions were thus closely related to real use, and were not designed in a previous planning stage. Describing this process as an example of “improvisation” or “cultivation” as opposed to traditional technology design or construction would therefore seem reasonable. That both the process itself and its outcome were situated, emergent and highly dependent on local context, have some obvious corollaries for telemedicine strategy that go against the commonly accepted truths within that field: 6.1 Implications for telemedicine Telemedicine can’t be implemented – it must be cultivated. Telemedicine is not just a new tool to be introduced and deployed in an organisational context. Rather the technology, its use, the local organisation as well as the health care sector will have to go through a prolonged development process. Central to such a process will be the local “rooting” of the new technology, related to among other things the local facilities, the specific technical devices in use, the kind of medical work, the individuals and the organisational context. Such a “rooting” will have to occur at every site 37 where telemedicine is to be used. Thus telemedicine spread cannot be achieved through a swift roll-out of a standardised, pre-developed, testedand-tried solution, expected to be deployed and instantly used. Use of telemedicine doesn’t just occur; it must be achieved or “performed” through an ongoing adaptation and development process. The emerging configurations of the socio-technical actor- network must be constantly evaluated, adjusted and maintained. This ongoing process will not just consist of adaptations and modifications of the technologies and the organisation, but of further development of both the technical solutions and the organisation simultaneously. This case study has described how much it takes to accomplish successful telemedicine transmissions, instance by instance. Even under favourable circumstances (e.g. access to high-quality technology, knowledgeable support personnel and longstanding relationships with partners), not many things could be taken for granted. Successful telemedicine required dedication and the ability and resources to improvise. The particularities (e.g. the people involved, use area, content etc.) made one instance of use different from the next. Developing telemedicine in use is a process that requires time and adequate support and resources, above all technically skilled personnel that are able to work in cooperation with the medical users. Equally necessary will be strategists with the ability to let go of traditional control-focused approaches to planning. Ambitious and detailed plans will be a waste of time and resources, as deviations, exceptions and drift are to be expected and should be exploited rather than avoided. So, plans should either be general and broad, or if they are detailed they should be limited in scope and have a short time perspective. Furthermore, plans should be frequently revised and reformulated if necessary. Cultivating telemedicine means a more involved and close process than merely introducing and then using and forgetting about a new tool. But before we discuss further what this case study may contribute beyond the field of telemedicine, we’ll briefly discuss a common objection to the cultivation-type of strategies that are advocated for the design, realisation or change of information infrastructures. “Cultivation” implies an emphasis on the limitations to human rational control over change processes. This might provoke objections, not the least from within health care, where there is a strong ethos of pursuing clinically useful and economically viable results. This is reinforced by the evidence-based approaches to treatment and (to a lesser degree) to technologies. Thus, to advocate ”cultivation” approaches might be interpreted as letting go of rational control over costly and controversial technology projects within health care, and as such, exactly the opposite of what is needed. 38 I do not argue that we shall abandon the ideals of useful and effective technologies. Cultivation strategies are not intrinsically good, and don’t ensure “democratic design” or that the “best” technology will always win. On the contrary, they may allow more room to single players at the expense of others. Evolutionary strategies may provide the initial actors with an advantage of defining telemedicine early. The “champions” that are interested in and drives the work on telemedicine are often technically interested clinicians in middle level positions, where there is some scope for action, resources and autonomy. Thus they are already in a position they might want to strengthen or maintain, and have the possibility to do so when there is not a strong central force to control them. This could be the explanations for studies that find indications that telemedicine seem to reinforce existing hierarchical organisations, rather than change them (Ekeland, 1999). In sum, cultivation strategies are not advocated because they are “good”, but because they represent the only possible way. With cultivation strategies, the scope for intervention is clearly lower than what is promised by the control approaches, but it is not non-existent. The main contribution from this case study is that it allows some tentative conclusions to be drawn regarding precisely this issue; how it may be possible to influence such processes. 6.2 Contributions to ISR, CSCW and STS The findings reported in the previous chapter as well as the above advice ought to have a familiar ring to researchers both from Information Systems Research, Computer-Supported Cooperative Work and Science and Technology Studies. Within all these research fields one will find studies that criticise the simplistic models of “implementing a tool”. As was discussed in chapter three, the transformations of both the technology and the work practice or organisation are already described and analysed. Also the emphasis on the performative and provisional nature of order and stability fits well with well-known insights from Science and Technology Studies. 6.2.1 Beyond single site use: the challenges of growing networks This in-depth study of the introduction of surgical telemedicine enriches our understanding of the details of the socio-technical change process. However, in addition to being an account that is sensitive to the everyday, mundane details, this dissertation has a focus on the usually downplayed temporal dynamics of the process (Boland, 1999) and may thus contribute to our knowledge about what “cultivation” actually takes or entails. 39 The study indicates what design according to a cultivation strategy actually looks like related to handling of multimedia communication networks for telemedicine. The case is representative and relevant for a class of technologies and phenomena that we may expect to be of growing importance: large-scale networks that are intended to effect radical change in complex settings and sectors. Because telemedicine is a network technology, focusing on the individual sites will not be sufficient. The challenge of bottom- up development of a complex and large information infrastructure is the central challenge that needs to be addressed if successful telemedicine is to be achieved. This has not been sufficiently addressed by existing research, beyond stating the need for deploying evolutionary and iterative approaches. Cultivation strategies for networks may be inevitable, but they are certainly problematic in practice. Two aspects will be discussed in the following: • • A central problem is related to the need for standardisation, as standards are a crucial and constitutive element of information infrastructures. However, a cultivation strategy seems antithetical to a uniform solution and standards. If we allow exploratory, “bottom- up” and ad hoc design, how can the proliferation of fragmented and incompatible solutions be avoided? What will happen when there is no central authority with the responsibility for standardising? Can we talk about bottom- up standardisation, or is it a contradiction in terms? The uphill battle of evolutionary development: Before quite a lot of the telemedicine infrastructure is in place and works, its benefits cannot be demonstrated, and before benefits can be demonstrated, not many will buy into it. How can we get the first users to participate even before the benefits have started to emerge? Even if all would agree that a new technology (like telemedicine) seems to offer indisputable benefits, the problem of handling complexity and novelty still remains. How can we picture the truly novel vistas that open up and how can we get started? 6.2.2 Micro- and macro-level design in use I have used the term “design” for all kinds of modifications, adjustments, extensions and combination of technical devices that occur as a response to upcoming problems and emerging possibilities in use. I have used the term rather “loosely” not in order to redefine what “design” is, but because I want to draw the attention to what’s happening outside the professional designer’s work. Much of the further development of telemedicine will occur in real use situations, where users and local technicians are more prominent actors than 40 the professional designers. Further development will go beyond traditional software or hardware development, and one central issue will be related to finding useful ways to use telemedicine technologies. As telemedicine is a network technology, standards will be crucial in allowing it to work at all. However, the paper on image quality (no. four) should show that the task is not just about agreeing on a standard, in that case the minimum-level requirements to transmission bandwidth. Successful telemedicine cannot be put on a formula; it requires real-time handling of the elements involved in the real use situation, in the particular context. The main part of this work describes exactly these ongoing socio-technical negotiations, and it shows that design of telemedical technology is not just about agreeing upon and defining what technology should deliver. It is first and foremost about finding a way to make things work in the given context, something that requires a robust and flexible heterogeneous socio-technical network. However, centrally mandated standards are not prominent in current telemedicine, rather the opposite. To a certain degree, regulations of e.g. clinicians’ responsibility, clinical and technical safety, and reimbursement fees, attempt at standardising some of the institutional features of telemedicine. Regarding for example how facilities should be equipped, which devices to choose, what video digitising standards to go for, how to organise technical support, how to plan and execute a transmission, how the practical responsibility should be shared between the sites, how “professional-looking” a transmission should be, and so forth, for these aspects of telemedicine there is a lot of local variations and there exist no centrally mandated standards. Still, the sheer practical necessity of being able to communicate demands some alignment also on such issues. If we shall move beyond a collection of bilateral links to a “true” network that allows flexible communication, it will be necessary to link together the “islands” of diverse use and make them cooperate. Such standardisation-in-use could happen in “clean-up” phases following periods of experimenting, as is suggested by Hanseth and Lundberg (2001), who studied the implementation of Picture Archiving and Communication Systems in hospitals. From the present case it seems that for a different technology involving real-time communication, standardisation-in-use happened in a different way. I want to argue that the real-time transmission events were significant in this respect, as they implied an intersection of the different ways of organising and performing telemedicine. The practical necessity demanded a temporary alignment of the local material and institutional relations, so that the two different actor-networks could be coupled together and communication could occur. The design work that occurred around the telemedicine technology at the Interventional Centre was to a large degree structured by these specific 41 transmission events, the “stunts”. Design of the internal infrastructure happened both as a result of preparation and planning for future events, and as a result of experiences and evaluations of previous ones. The local design work occurred in a “pendulum process” structured by these events: Between the events (i.e. offline) local and internal design work occurred; it consisted of designing or modifying the configurations of the actor-network (i.e. what entities should be included and what their relations should be). During an event (when online or connected) these network configurations were “exposed” to the demands of the communication situation. Design occurred as a continuing movement between the shielded, local, and offline shaping of the local part of the network and the connected and exposed situation of being shaped, changed, adjusted, and standardised by the meeting of other demands. These transmission events were the points where the internally designed configuration had to become aligned with the partners’ (i.e. standardised). What had to be standardised was first and foremost the minimum technical requirements to the interface, in order to be able to connect at all. Also the procedures, conventions, and technologies that helped organise a transmission, how the responsibility was shared, how agreements were reached, as well as the “style” and level of ambition with respect to how professional-looking the production was, were aspects that were made visible and “spread” through interaction between partners. Not only is this temporary alignment important for the local adaptation and articulation of demands. The actual transmission is also the vehicle through which innovative solutions and high professional standards become visible beyond the local site. If one site is able to seamlessly switch between all the relevant sources of information, e.g. x-ray image, overview image, laparoscopic video, and an anatomical sketch on a PowerPoint-slide, this will probably be approved by the receivers. Mistakes and glitches will be very visible in such a setting, and we may expect that the actors later will attempt to avoid making the same mistakes. Thus “standards” and “design” of how to organise and perform telemedicine thus spread through these instances of communication. If we imagine communication between a growing number of partners, we may see how shared standards may emerge from the multitude of local negotiations, because of the need for alignment when connecting to the communication partner. Connecting to different partners could thus be part of a deliberate design strategy, a way to expose oneself to the drifting (i.e. change, learning and development) that inevitably occurs when networks are coupled (Holmstrøm and Stalder, 2001). It could even be possible to attempt to sustain specific directions for the drifting (Henriksen and Pors, 2001) over others, through selecting the partners to connect with. “Deliberate drifting” could be a term to denote such a design strategy. We may thus suggest that for network technologies that facilitate real-time communication, parts of the standardisation process could very well be such real-time interaction events where the different local actor-networks become 42 connected. However, this process does not necessarily move towards a final closure and stability. As Timmermans and Berg have argued, universality (or standards) is always local universality and rests on distributed work of “continuous balancing of temporary agreements, suspended disbeliefs, or mini-social contracts.” (Timmermans and Berg, 1997: p.297). Any stability will be only temporary, as a point from which to embark on the next round of change. 6.2.3 Bootstrapping, detours and spillovers - or designing for novel use in complex settings As has been argued before, the main challenges for the telemedicine proponents are related to starting to build a large-scale infrastructure, and doing this is not trivial. Often a huge problem is that the daily duties and the primary work tasks usually take precedence over the indefinite and vague visions of exploratory development projects. Many systems developers may have experienced that it is difficult to enrol medical (and other) professionals in long-term development project with uncertain outcomes. This deadlock is also there when it comes to securing the necessary funds and support to get going. This dissertation proposes a “bootstrapping strategy” as a way to address these challenges. In the early phases of network growth, before it is possible to count on and exploit self-reinforcing effects, a good strategy may be to ‘deliver a better today’ rather than ‘promise a better tomorrow’ (Weick, 1999: p. 51). A bootstrapping strategy aims at building on and gradually expanding what is already there, without relying on something that is not there. When for example access to external resources or control over other users is limited, the easiest way forward may be to make do without it. For example, the benefits of network technologies are usually very much related to how many other users there are, both directly as the number of potential communication partners and indirectly, through the emergence of network externalities. However, it is possible to devise sensible use that doesn’t require large infrastructures (e.g. many other users) in order to be useful. Then it will be sensible to do this as a first step and let the infrastructure to grow larger before other kinds of more demanding usage is attempted. A bootstrapping strategy involves a conscious selection of strategies based on the situation, around issues like: Which users to include first? What use areas should we start with? What technologies should we choose? It is a mindset that is aware of the necessity to “navigate” in a context of multiple and heterogeneous actors. The easiest route towards network growth should be selected, but this may not always be possible to carry through completely. In the real world one will need to engage in pragmatic compromises and tradeoffs. A bootstrapping strategy is not something novel or exceptional, but a formulation of common sense advice that also may be found elsewhere. 43 Jonathan Grudin’s paper on “eight challenges for developers”, (Grudin, 1994) is one example of this. Here we find several pieces of advice for introducing groupware that are clearly compatible with what we term “bootstrapping”. Some examples of the suggestions are: Rather than replace existing applications with new, extend and augment them with useful features. Find ways to provide benefits to all users. Find niches or design use that doesn’t require a large mass of users, and ‘target the users’ i.e. select appropriate user groups first. In this telemedicine case the actual devices for overcoming this deadlock, (or the “bootstrap” by which the network was pulled up) were the staged events, the “stunts”. Although being detours, not conforming to the ideal or original plans of the project, they were useful. Even if a “bootstrapping logic” wasn’t explicitly formulated at that stage, these events were examples of it, as they had a relatively short-term horizon and did not demand long-term commitments. The stunts provided immediate benefits at low cost, as they augmented the already existing activities of regular meetings, teaching and so on. Individuals with an interest in telemedicine were the first to be invited to try out the technology for use areas that did not demand too much technical adaptations and changes. The project members tried to predict and prepare for future needs in order to allow for such an indeterminate and exploratory development. For example, the video studio (or control room) was installed and equipped even if one didn’t know the exact usage it would have, because some basic needs were expected to be general. The strategy of selecting modular, open and flexible technological solutions allowed for replacement and gradual expansions. The strategy of creating stunts seemed to have been useful, not the least when we consider the situation after the project ended. Useful experience was gained and disseminated. Today there is extensive use of the transmission facilities at the Interventional Centre by other departments, both for transmissions within the hospitals as well as external transmissions. 44 Chapter 7 Conclusion This dissertation has presented an interpretive study of the socio-technical change processes that evolved around the introduction of telemedicine. The case study reported from real-time transmissions of audio and video, mainly from minimally-invasive surgical procedures. In this work, telemedicine is viewed as an instance of a larger class of technologies where radical organisational change is expected to follow from the deployment of communication network technologies. Thus the contribution from this work is relevant also beyond telemedicine for other kinds of technology-related organisational change. It is in particular relevant for other attempts at exploratory development of network technologies to support communication. The first main theme of the work has been to analyse the socio-technical interplay, and the dissertation has described the temporal unfolding of the ongoing and open-ended process of adaptations and socio-technical negotiations. From an array of different perspectives the papers have shown how much work it took from a host of actors, to actually accomplish telemedicine. Through a description that covers the range from the everyday, mundane technical details to the large-scale network issues, a number of complex and dynamic socio-technical relationships that exist for multimedia communication networks have been described. The process where the technology and the organisation became mutually changed and adapted was described in several of the papers, while other papers zoomed in on e.g. the support work that was required, and the different ways to achieve safe and sufficient image quality in the transmissions. A conclusion that emerged from this emphasis on the socio-technical interplay was that a successful introduction of telemedicine will be a far more complex and long-term process than merely implementing it and using it. Introducing telemedicine will require an ongoing, concurrent design-in-use of both the new technology and the organisation that deploy it. A second main theme has been related to the network character of telemedicine, and the challenges related to handling of large and complex networks, or information infrastructures. Previous empirical research has demonstrated the limitations of “control-oriented” approaches, but scarcely gone beyond advocating evolutionary and iterative approaches (e.g. “cultivation”) and have little to say on how to influence such processes. This study has described in detail how one such “cultivation” process evolved, and based on this some tentative conclusions and suggestions on how to influence such processes have been offered. The emphasis has been on the role of the “stunts”, individual transmission events with a short time horizon that were not part of a “grand plan”. It was argued that these stunts helped address 45 some problematic aspects of cultivation strategies in practice; both the need for standardisation in such “bottom-up” processes, and the “uphill battle” of starting to create an information infrastructure almost from zero. A “bootstrapping” strategy was then suggested as a general way to approach the challenge of starting to grow a network. When particular issues are in focus, it inevitably implies that other issues are relegated to the background. This work has focused on the socio-technical negotiations at the expense of the “social” negotiations between different human stakeholders (individuals, organisations and groups) with their respective agendas, interests and strategies. There are many issues around the institutional structures and their influence that would be interesting to study. Some of the central factors shaping future telemedicine will for example be regulatory regimes, jurisdictional issues, economic mechanisms like reimbursement practices, competition between hospitals and between regions, the role and actions of standardisation bodies, the attitudes of professional associations and so forth. The influence of these would be valid and pertinent topics for further research on telemedicine. However, the future challenges of developing a heterogeneous information infrastructure will in essence be related to managing complex socio-technical relationships. Relevant research will thus have to explicitly include also the characteristics of the technology into its analyses, like I have attempted to do here. However, this work is based on a limited amount of empirical data, and the conclusions offered with regard to strategies for handling these challenges are only tentative. 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