Research Brief Technology transfer for reducing mass Overview Why are trains getting heavier? With railway industry concern over the increasing mass of railway vehicles, the Vehicle/Vehicle Systems Interface Committee (V/V SIC) held a seminar in November 2005 entitled "Reducing Vehicle Mass" to see what could be done to investigate and, hopefully, reverse this trend. During the seminar several potential work-streams were identified, among them "Better engineering of trains", which focused on new or transferable technologies and how they could be used to improve British trains. Figure 1 shows the proportion of total train mass that is represented by each sub-system for a typical train. Figure 1: Typical train mass distribution The concept put forward was to examine existing trains from other countries and also technologies from other industries with the aim of adopting best solutions and best practice to reduce vehicle mass for British trains. Reduced mass would benefit the operating company in terms of lower fuel and energy bills and brake pad/disc wear. It would also benefit the infrastructure controller by reducing track maintenance costs, as rolling stock weight is related to track wear. T688 February 2008 RSSB Research and Development Programme Floor 6, Central House Upper Woburn Place London WC1H 0HY www.rssb.co.uk/research/index.asp From the rail sector, the number one ranked priority was found to be a reduction in un-sprung mass. Among technologies from outside the rail industry, four items were equally ranked as high priority considerations: dual function structural elements, dry transformers, integrated systems, and LED lighting. The five greatest contributors to overall train mass are quite similar, and there is no one area that would provide a significant contribution on its own. However, by addressing all areas it should be feasible to reduce overall vehicle mass by up to 20%. Aims Following on from the 2005 seminar, the V/V SIC asked RSSB to pursue its conclusions and commission a research review. ESR Technology Ltd with Interfleet Technology Ltd were commissioned to perform this review, to highlight technology areas for further investigation that have the potential for reducing vehicle mass. The aim of the research was to identify existing technologies that could potentially be adopted by Britain's rail industry to reduce vehicle mass per passenger carried and also to consider their likelihood of success for Britain's railways. Any further work that might be needed was to be identified. worldwide sources were used from within the rail industry and from other industrial sectors. Method Several technology areas have been considered within the scope of the research review. These areas are summarised as follows, together with a brief clarification: Integrated structural design Can the use of multi-functional designs reduce part count and number of sub-system structures? Dual function structural elementsCan one structural element fulfil dual roles? Un-sprung mass Can the un-sprung mass be reduced through lightweight materials or re-design? Articulated bogies Can re-design of the bogie by including articulation reduce weight? Inboard bearing bogies Do inboard bearing bogies reduce weight cost effectively? Bogie-less designs Axles and suspension directly connected to carriage body using a lightweight novel suspension. Braking Are there technologies that can be transferred? Integrated control design Solid-state devices as opposed to relays and wiring. Optical control Can this replace copper wires? LED lighting Can this replace incandescent and fluorescent items? Dry transformers Can heavy liquid cooling systems be removed? Hot super-conductor technologyCan this give smaller, lighter motors, transformers, and generators? New energy What is scope for solar power, energy storage systems, and fuel cells? Integrated system How do British and Japanese Standards on crashworthiness and fire safety compare? What are the safety implications? Materials technology Can lightweight, high strength materials from other industrial sectors be adopted? Environmental toilets Can they be smaller with lighter storage tanks by re-using waste water? All electric vehicles Can air compressors, dryers, pipework, etc. be eliminated? Double deck trains Mass per seat is better but can they be accommodated on the GB network? One per coach instead of twoCan vestibules, doors and energy absorption devices be shared across two coaches? Reduced vehicle life Is this a cost effective solution? A structured matrix approach to the research was used to identify and assess the potential of each technology. The ranking (or scoring) was applied to each technology as according to the criteria defined in Table 1. The lower the score, the greater its potential. The technology was ranked in terms of its: • • • • • Potential (has it been used before?) Barriers to implementation Timescale to implementation Cost to implementation Benefits in terms of mass saving Table 1: Scoring criteria for the evaluation of potential technologies Technology evaluation (score) 1 2 3 4 Potential Previous rail applcation Other industry application Emerging technology Not suitable Barriers None apparent Timescale Costs Benefits Non-compliant Significant Compliant with introduction of with Standards risk Standards, but not recognised industry best practice <12 months 12 months < 2 years 2 years < 5 years > 5 years < £1M £1M < £10M £10M < £100M > £100M High Medium Low Not Applicable The scoring system was intended to balance the benefit of mass reduction against, for example, the cost and time to implement the technology. Therefore the lowest ranked technologies may not automatically result in the largest potential mass saving. Findings Having researched the technologies outlined in the method detailed above, the ranking methodology was applied separately for rail sector and non-rail sector technologies. Rail sector For rail technologies, the results are summarised in Table 2. From the worldwide rail sector assessment, some technologies were identified for further consideration in terms of potential for their mass reduction. These are discussed individually below with estimates of the potential mass saving. By way of example, the estimates have been made based on a 4-car multiple unit, a very prevalent type of train used on Britain's railways. This allowed the potential mass reduction estimates to be assessed in a consistent manner. Table 2: Overall technology ranking for rail sector Rail Sector Perspective Ranking Technology Score 1 Un-sprung mass 5 2 Inboard bearing bogies 6 Environmental toilets 3 Integrated system 7 Articulated bogies 4 Bogie-less designs 8 Integrated control design LED lighting Materials technology One per coach instead of two 5 Integrated structural design 9 Braking 6 Dual function structural elements 10 Dry transformers New energy 7 Optical control 11 All electric vehicles 8 Double deck trains 12 Reduced vehicle life 9 Hot super conductor technology 14 Un-sprung mass could lead to a mass saving estimated to be 1,300kg for a 4car unit. This is largely achieved through use of hollow axles and could be implemented immediately on new train designs. The potential for further reduction would depend on increasing the allowable stress levels for wheels and axles (i.e. smaller wheels and axles). Inboard bearing bogies could lead to a mass saving estimated to be 10,000kg for a 4-car unit and could be implemented immediately on new train designs as demonstrated by existing technology, though there is a cost premium. It is recommended that investigations to see how incentives can be established to deliver a strong business case for a broader implementation. Environmental toilets may lead to a mass saving estimated to be 200kg for a 4car unit. This is achieved through recent developments in toilet systems but with increased complexity and can be implemented immediately for new train designs. More detailed results on the potential for mass reduction are expected as part of RSSB's research project T692 (Water recycling technology for train toilets). Non-rail sector From the non-rail sector assessment, the technologies identified for further consideration in terms of potential by the ranking process for mass reduction are summarised in Table 3. Table 3: Overall technology ranking for non-rail sector Ranking 1 Technology Dual function structural elements Score 9 Dry transformers Integrated system LED lighting 2 Increased noise and vibration 10 Integrated control design Optical control Materials technology 3 Integrated structural design 11 New energy All electric vehicles 4 Un-sprung mass 12 Environmental toilets Reduced vehicle life 5 Braking 13 6 Hot super conductor technology 14 Looking at some of the highest ranking technologies in a little more detail: • Dual function structural elements could lead to a mass saving estimated to be 800kg for a 4-car unit. This can be achieved by considering elements of the vehicle construction as adding to structural strength instead of ignoring them as at present. It is not current technology and would take a small number of years to implement on new vehicles. The relationship between the increased cost for design and the saving in mass should be investigated. • Dry transformers could lead to a mass saving estimated to be up to 600kg per transformer. This can be achieved though development of methods such as air cooling and improved insulation. This technology could be implemented within two years for new vehicles. It is recommended that investigations are undertaken into what equipment is available to meet the requirements for rail use and to establish mass savings. • LED lighting could lead to a mass saving of 200kg for a 4-car unit which is small but also offers electrical energy saving. This could be implemented immediately. The business case for implementation should be investigated. Alternative philosophies Several alternative philosophies in terms of design or operation were identified from other rail sectors or industries which could offer the potential for mass reduction. If significant mass reduction is to be achieved then fundamental changes in design and/or operating philosophy by the complete rail sector would have to be adopted. Of the identified philosophies the following are considered to have significant potential: • Japanese crashworthiness philosophy; whilst significant weight saving could be made by the adoption of this philosophy, ie lower standards than those applied in Britain, it is likely to result in an increase to the risk of passenger injury in an accident, unless rigorous controls on reducing collision risk are adopted. • Metro-train philosophy; by focusing on key areas with strict mass targets and by removing non-essential equipment this can be implemented immediately on new train designs. An investigation into the incentives for raising the significance of vehicle mass in the selection criteria for new build trains, including the effect on passengers of lowered standards of amenities on trains for short journeys would be required. • Performance based specification: to establish the potential for this philosophy it is recommended that investigations into the effect in other industries that performance based specifications have on mass reduction. This philosophy has a close link to the metro-train philosophy. Conclusions This short review has not permitted a fully exhaustive analysis to be performed and the results of the review should therefore be considered as a coarse, first pass ranking assessment of the technologies. Because of the balanced ranking approach used, some technologies were rated highly because they have either been applied elsewhere, could be readily implemented or have a limited cost of implementation, not because their application would lead to significant mass reductions. The initial study identified five technologies and three philosophies which if adopted could lead to significant mass savings. The aim of the study was not to quantify the potential savings but to identify them. However, estimates have been made as was necessary for the ranking process. The breakdown in mass of a typical multiple unit vehicle was presented as being roughly evenly split between five key areas; bogies, bodyshell, interiors, propulsion equipment and other. Therefore, even if the best identified technology was adopted, on its own in one of the key areas, it would be unlikely to yield a total mass reduction of more than 10% of the total vehicle mass. It was identified that significant mass savings will only be achieved by adopting several of the identified technologies simultaneously. It is suggested that a potential mass saving on current vehicles of the order of 20% is realistic. However, the incentive for the developer of the technology and manufacturer of the vehicle has to be commensurate with the added cost of the development to ensure that adoption of available mass reducing technologies are employed. Some of the technologies are already in use to a limited extent in Britain. This study has highlighted that with incentives they could be adopted in short timescales and uised to a much greater extent. Two anomalies were identified in the results, these being environmental toilets and LED lighting. Although they scored near to the top of the list, the mass saving is not large but the technology already exists, so they can be easily implemented. The real benefit would be in energy savings from operation onboard the train. Next Steps The review and assessment was only an initial pass of the technologies and therefore the recommendations can only be that identified technologies or philosophies should be looked at in greater detail to quantify their potential. Only crude quantitative estimates were made of the potential for mass savings. In order for there to be take up of any technology that leads to mass reduction there needs to be a clear incentive for the developer of the technology. One of the major aims of reducing mass is to reduce the damage caused to the track infrastructure. To encourage technology driven developments, a financial rewards scheme (eg reduced track charges) at least commensurate with the development costs is recommended. The V/V SIC has considered the findings from this study and will test the recommendations in detail by using the Rolling Stock Whole Life Cost Model (RSSB research project 'T676 Produce a rolling stock whole life cost model (RSWLCM)') that is being developed following the Reducing Mass seminar. This model will be used to identify further detailed work streams to follow on from this study. Contact Head of Engineering Research R&D Programme Rail Safety and Standards Board research@rssb.co.uk