Please note that this syllabus should be regarded as only a general guide to the course. The instructor may have changed specific course content and requirements subsequent to posting this syllabus. Last Modified: 12:03:27 08/31/2015 SOCY 5552: Social Entrepreneurship Time: Location: Faculty: Email: Phone: Monday 3:30pm- 6:00pm McGuinn 415 Amy C. Sousa, Ph.D. asousa@wediko.org (617) 797-6720 Course Description This course will explore how nonprofit leaders design, grow, and lead mission­ driven enterprises. Through a combination of reading, lecture, guest speakers, case discussion, and student presentations, students will achieve the following: • explore the historical, theoretical, and legal perspectives on nonprofit organizations, as well as current trends and issues of consequence to nonprofits; • develop management techniques, resource allocation strategies, and leadership skills for enhancing the effectiveness of nonprofits; • understand board governance, public oversight, and the varied roles of stakeholders in nonprofits; • explore ethical issues and decisions in nonprofit management; and • develop a business plan for a social enterprise. Required Reading • The Jossey-Bass Handbook of Nonprofit Leadership and Management, 3rd Edition, David 0. Renz, Robert D. Herman (editors). Wiley. • Additional materials including academic and professional journal articles, TED talks, and web links are outlined in each section. Assignments General Guidelines: This is an applied sociology course intended to prepare students for work and leadership in organizations outside of the academic sphere. Therefore, written and oral assignments are intended to be concise and on- point. Students should adhere strictly to page limits and include content directly related to the assigned task. Class Participation (10%): Students are expected to attend all scheduled classes and be prepared to contribute constructively to discussions and activities based on reflection of the assigned readings. Constructive participation includes, but is not limited to the following: • • • • Providing informed responses to discussion questions. Answering questions posed by the instructor and/or classmates. Sharing unique knowledge of course material with the class. Raising questions that indicate comprehension, thought, and insight about the material. Social Entrepreneurship Syllabus, Page 1 Amy C. Sousa, Ph.D., Boston College Reflection Papers (10% each: 30% total): Each of the weekly reading assignments is accompanied by a reflection question related to the selected material. Students shall select THREE (3) of reflection questions to answer in writing and use the assigned reading to inform written responses. Reflection papers should not exceed THREE (3) double-spaced pages. Shorter papers of high quality are acceptable. Reflection papers are due no later than TWO (2) weeks after class discussion of the selected topic. Case Study (25%): Students will analyze and discuss a number of case studies through readings and class discussions. All students are expected to research the case studies highlighted in the syllabus prior to class. Each student will be expected to prepare a written analysis of one of the case studies provided or seek permission from the instructor to select a case not presented in class. The case write-up should be a FIVE (5) to SEVEN (7) page, double-spaced, analytic memo addressing the questions in this syllabus (minimum of four reflection areas). Final Exam (35%): Students are required to take a final exam representing the cumulative knowledge acquired during this course. The exam will reflect the breadth and depth of the varied readings and discussions examined during the entirety of this course. Assessment of Content: The course assignments are meant to inspire thought and assess understanding of the materials and perspectives presented. Letter grades will be determined by the quality of presentations/arguments. "Quality" is evaluated as follows: • In-depth understanding of the course materials as demonstrated by rigorous application of readings to the assignments; • Respectful reflection on a broad range of diverse perspectives; • Continuity and coherence of presentation/argument; • Creative application of the materials as demonstrated by making connections among the readings and topic areas; and • Well-constructed prose. Revisions: With the exception of the final exam, writing assignments may be revised within TWO (2) weeks of original submission for reconsideration. Students may present drafts of the business plan in hardcopy to the instructor for feedback up until TWO (2) weeks prior to the due date. Extra Credit: Extra credit assignments will be considered on an individual basis. Assignments should address areas of weakness or enhance areas of interest. Extra credit assignments will be vigorous tests of knowledge, creativity, and analysis. If you chose to take on an extra credit assignment, be prepared for a serious time commitment. Please consult the instructor if you wish to receive an extra credit assignment. Social Entrepreneurship Syllabus, Page 2 Amy C. Sousa, Ph.D., Boston College Section 1- Introduction and History Required Reading: • Dobkin Hall, P. (2011.) "Chapter One: Historical Perspectives on Nonprofit Organizations in the United States." The jossey-Bass Handbook of Nonprofit Leadership and Management, 3rd Ed., David 0. Renz (Eds) Wiley, Pp. 3-38. • Hammack, David C. (2002.) "Nonprofit Organizations in American History Research Opportunities and Sources." American Behavioral Scientist,July 2002, Vol. 45, No. 11, Pp. 1638-1674. • Neem, Johann. (2003.) "Politics and the Origins of the Nonprofit Corporation in Massachusetts and New Hampshire, 1780-1820," Nonprofit and Voluntary Sector Quarterly. September 2003, Vol. 32 no. 3, Pp. 344-365. Recommended Reading • Morris, Susannah. (2000.) "Defining the Nonprofit Sector:Some Lessons from History." Voluntas: International journal of Volunta ry and Nonprofit Organizations, March 2000, Volume 11, Issue 1, Pp. 25-43. Case Studies: Harva rd University and Boston College Reflection Question: What conditions inhibit or encourage the development of nonprofit organizations? Section 2 – Nonprofit or For-Profit? Required Reading: • Hopkins, Bruce R. and Virginia Gross. (2011.) "Chapter Two:The Legal Framework of the Nonprofit Sector." in The jossey-Bass Handbook of Nonprofit Leadership and Management, 3rd Edition, David 0. Renz (Editor) Wiley, Pp. 42-75. • Margolis, Joshua and James P. Walsh. (2003.) "Misery Loves Companies: Rethinking Social Initiatives by Business," Administrative Science Quarterly. Sage. Vol. 48, No.2 (June, 2003), pp. 268-305 • Dees, J. Gregory and Beth Battle Anderson. (2003.) "Sector-bending: Blurring Lines between Nonprofit and For-profit." Society. May/June 2003, Volume 40, Issue 4, Pp. 16-27. • http:/fwww.independentsector.org/uploadsfabout_sectorfroles_nonprofit_ philanthropic_community.pdf • TED Talk: Michael Porter Why business can be good at solving social problems Social Entrepreneurship Syllabus, Page 3 Amy C. Sousa, Ph.D., Boston College Recommended Read ing: Independent Sector. (2011.) Roles of the Nonprofit and Philanthropic Community. Case Studies: The Home for Little Wanderers and Newman's Own Reflection Question: What elements differentiate a nonprofit organization from a for-profit social enterprise? Section 3: Values, Mission, and Drift Required Reading: • Jeavons, Thomas H. Chapter 7: Ethical Nonprofit Management Core Values and Key Practices in The jossey-Bass Handbook of Nonprofit Leadership and Management, 3rd Edition, David 0. Renz (Editor) Wiley, Pp.178-205 • Young, Den nis R. (2003.) "Organizational Identity in Nonprofit Organizations: Strategic and Structural Implications." Nonprofit Management and Leadership, Winter 2001, Volume 12, Issue 2, Pp. 139-157. • Jones, Marshall B. (2007.) "The Multiple Sources of Mission Drift." Nonprofit and Voluntary Sector Quarterly, J une 2007, Vol. 36, No.2, Pp. 299-307 Case Studies: The Nature Conservancy and the National Rifle Association Reflection Question: What is/are the difference(s) between "mission drift" and diversification of business model? Section 4- Operations: Structuring "Good" Work Required Reading: • Spero, Joan E. (2010.) "The Global Role of U.S. Foundations" (section on global health challenges), Foundation Center, pp 10-15. http://foundationcenter.org/gainknowledgejresearchjpdf/global_role_of_us _foundations.pdf • Koch, Bradley J., Joseph Galaskiewicz, and Alisha Pierson. (2015). "The Effect of Networks on Organizational Missions, Nonprofit and Voluntary Sector Quarterly, June 1, 2015 44: Pp. 510-538. • Dees, Gregory. "The Meaning of Social Entrepreneurship" http://csi.gsb.stanford.edu/sites/csi.gsb.stanford.edu/files/TheMeaningofso cialEntrepreneurship.pdf Social Entrepreneurship Syllabus, Page 4 Amy C. Sousa, Ph.D., Boston College • Dees, Gregory. "Creating Large Scale Change: Not -Can-But -H ow." What Matters. http:/ jvoices.mckinseyonsociety.comfcreating-large-scale-change­ not-can-but-how/ • Kun reuther, Frances. (2003.) "The Changing of the Guard: What Generational Differences Tell us about Social-Change Organizations." Nonprofit and Voluntary Sector Quarterly. September 2003 vol. 32 no. 3, Pp. 450-457. • Salamon, Lester. (1999.) "The Nonprofit Sector at a Crossroads: The Case of America." Voluntas: International journal of Voluntary and Nonprofit Organizations. March 1999, Volu me 10, Issue 1, pp 5-23. • Additional Readings TBD Case Studies: The Boston Foundation, Legal Services Corporation, and Rosie's Place Reflection Question: Under what circumsta nces might a nonprofit organization's structure change while its mission remains the same? Section 5- Point-of-View: Scarcity vs Abundance Required Reading: • The Boston Foundation. (2011.) The M easure of Poverty: A Boston I ndicators Project Special Report http://www.tbf.org//media/TBFOrg/Files/Reports/Final%20Poverty%20 report. pdf • TED Tal k: Mamie Webb: Recreate the Way We Look at Social Issues • Sawhill, John C. and David Williamson. (2001.) "Mission Impossible?: Measuring Success in Nonprofit Organizations" in Nonprofit Management and Leadership, Spring 2001, Vol ume 11, Issue 3,_Pp. 371-386. Case Studies: Susa n G. Komen Fou ndation, Tech Soup, and Catchafire Reflection Question: How might a nonprofit communications' strategies differ depending on a point-of­ view based on scarcity versus abundance? Section 6: Friend-raising and Fundraising Required Reading: • Fogal, Robert E. "Chapter 19: Designing and Managing the Fu ndraising Program." in The jossey-Bass Handbook of Nonprofit Leadership and Management, 3rd Edition, David 0. Renz (Editor) Wiley. Social Entrepreneurship Syllabus, Page 5 Amy C. Sousa, Ph.D., Boston College • Neumayr, Michaela, Ulrike Schneider, and Michael Meyer. (2015.) "Public Funding and Its Impact on Nonprofit Advocacy." in Nonprofit and Voluntary Sector Quarterly, April1, 2015, Issue 44, Pp. 297-318. • Froelich, Karen A (1999.) "Diversification of Revenue Strategies: Evolving Resource Dependence in Nonprofit Organizations" in Nonprofit and Voluntary Sector Quarterly, September 1999, Vol. 28, No.3, Pp. 246-268. • TED Talk: Nicholas Christakis: The H idden Influ ence of Social Networks • "In Defense of Raising Money: a Manifesto for Nonprofit CEOs" by Sasha Dichter http:/ /sashadichter.files.wordpress.com/2008/10/manifesto-in­ defense-of-raising-money_sasha1.pdf • "The Role of Brand in the Nonprofit Sector," Nathalie Kylander and Christopher Stone, Stanford Social Innovation Review,Spring 2012. http:/fwww.ssireview.org/articles/entry/the_role_of_brand_in_the_nonprofi t_sector Case Studies: Best Buddies, St. Jude's Research Hospital, and National Public Radio Reflection Question: How can fundraising approaches serve the mission of an organization and lead to mission drift? Section 7: Nonprofit Financial Management and Reporting Required Reading: • Bell, Jean ne. Chapter 17: Financial Leadership in Nonprofit Organizations. The jossey-Bass Handbook of Nonprofit Leadership and Management, 3rd Ed., David 0. Renz (Eds) Wiley, • Chapter 18 "Nonprofit Finance: Developing Nonprofit Resources." The jossey­ Bass Handbook of Nonprofit Leadership and Management, 3rd Ed., David 0. Renz (Eds) Wiley, • The Boston Foundation. (2009.) Passion & Purpose: Restructuring, Repositioning and Reinven ting: Crisis in the Massachusetts Nonprofit Sector. http:/fwww.tbf.org/reports/2009/may/passion-and-purpose-restructuring­ repositioning-and-reinventing-crisis-in-the-mass-nonprofit-sector • Frumkin, P. and M.T. Kim. (2001.) "Strategic positioning and the financing of nonprofit organizations: Is efficiency rewarded in the contributions marketplace?" Public Administration Review- Wiley Online Library • Principe, Kristine E., Kathleen Adams, J enifer Maynard, and Edmund R. Becker. "The Impact of the I ndividual Mandate a nd Internal Revenue Service Form 990 Schedule H on Community Benefits From Nonprofit Hospitals." American journal of Public Health: Feb. 2012, Vol. 102, No.2, pp. 229-237. • Czerwinski, Stanley J. (2010.) Nonprofit Sector: Treatment and Reimbursement of Indirect Costs Vary among Grants, and Depend Significantly on Federal, State, Social Entrepreneurship Syllabus, Page 6 Amy C. Sousa, Ph.D., Boston College and Local Government Practices. Report to the Chainnan, Committee on the Budget, House of Representatives. GAO-l0-477 • TED talk: Dan Pallotta:The Way We Think About Charity is Dead Wrong http:Ifwww.ted.com/talksIdan_pallotta_the_way_we_think_about_charity_is _dead_wrong Case Studies: GuideStar, The Tony Collins Foundation, and Wediko Children's Services Reflection Question: By what means is the financial health of a nonprofit organization determined? Section 8 - Staffing, Volunteerism, Social Enterprises Required Reading: • Watson, Mary R. and Rikki Abzug. Chapter 24: Effective Human Resource Practices: Recruitment and Retainment in Nonprofit Organizations. The ]ossey-Bass Handbook of Nonprofit Leadership and Management, 3rd Ed., David 0. Renz (Eds) Wiley, Pp. 669 • Brudney, Jeffrey L. Chapter 26: Designing and Managing Volunteer Programs The ]ossey-Bass Handbook of Nonprofit Leadership and Management, 3rd Ed., David 0. Renz (Eds) Wiley, Pp. 753 • Suarez, David F. (2010.) "Street Credentials and Management Backgrounds: Careers of Nonprofit Executives in an Evolving Sector." Nonprofit and Voluntary Sector Quarterly, August 2010, Vol. 39, No.4, Pp. 696-716. • TED Talk: Melinda French Gates What nonprofits can learn from Coca-Cola Recommended Reading: • The Boston Foundation. (2009.) For the Benefit of Our Workers, The Massachusetts Nonprofit Employee Benefit, http:/fwww.tbf.org/"' jmedia/TBFOrg/FilesjReports/Benefit%20Report%2 02009_R.pdf Case Studies: Medecins Sans Frontieres (Doctors Without Borders) and The Salvation Army Reflection Question: How can staff structure reflect or contradict organizational mission and values? Social Entrepreneurship Syllabus, Page 7 Amy C. Sousa, Ph.D., Boston College Section 9 - Executive Leadership and Board Governance Required Reading: • Renz, David 0. Chapter 5: Leadership, Governance, and the Work of the board The jossey-Bass Handbook of Nonprofit Leadership and Management, 3rd Ed., David 0. Renz (Eds) Wiley, Pp. 125-156. • Chapter 6: Executive Leadership The jossey-Bass Handbook of Nonprofit Leadership and Management, 3rd Ed., David 0. Renz (Eds) Wiley, Pp.157-177 • Finkelstein, Sydney and Richard A. D'aveni. (1994.) "CEO Duality as a Double­ Edged Sword: How Boards of Directors Balance Entrenchment Avoidance and Unity of Command." Academy of Managanent, October 1, 1994 vol. 37 no. 5, Pp. 1079-1108. • Kreutzer, Karin. (2009.) "Nonprofit governance during organizational transition in voluntary associations." Nonprofit Managanent and Leadership. Vol 20, Issue l , Pp. 1 17-133. • Wallack, Todd. (2013.) "Martha Coakley targets nonprofit CEO pay." Boston Globe, December 19, 2013. http: //www.bostonglobe. com/metro /2013/12/19/massachusetts-attorney­ ge neral-raises-questions-a bout-nonprofit-executivepay/RLy3owyQKcKk7nPgUkwjCO /story.html • O'Regan, Katherine and Sharon Oster. (2002.) "Does government funding alter nonprofit governance? Evidence from New York City nonprofit contractors." journal of Policy Analysis and Management. Summer 2002, Volume 21, Issue 3, Pp. 359-379. Recommended Reading: • Preyra, Colin and George Pink. (2001.) "Balancing incentives in the compensation contracts of nonprofit hospital CEOs." journal of Health Economics. Volume 20, Issue 4, J uly 2001, Pp. 509-525. Case Studies: Pennsylvania Coalition Against Domestic Violence and Boston Children's Hospital Reflection Question: What elements of nonprofit leadership are similar and different than in other sectors, i.e. private, for profit and government? Section 10- Government Oversight and Accountability Required Reading: • Ebrahim, Alnoor. Chapter 4: the Many Faces of Nonprofit Accountability. The jossey-Bass Handbook of Nonprofit Leadership and Management, 3rd Ed., David 0. Renz (Eds) Wiley, Pp. Social Entrepreneurship Syllabus, Page 8 Amy C. Sousa, Ph.D., Boston College • Lee, Mordecai. (2004.) "Public reporting: A neglected aspect of nonprofit accountability." Nonprofit Management and Leadership. Volume 15, Issue 2,_Pp. 169-185. • Irvin, Renee A. (2005.) "State Regulation of Nonprofit Organizations: Accountability Regardless of Outcome." Nonprofit and Voluntary Sector Quarter{}' June 2005 vol. 34 no. 2, Pp. 161-178. • Lipsky, Michael and Steven Rathgeb Smith. (1989.) "Nonprofit Organizations, Government, and the Welfare State." Political Science Quarter{}', Vol. 104, No. 4 (Winter, 1989-1990), Pp. 625-648. Case Studies: Disability Rights Center- Concord, NH, National Basketball Players' Association Foundation Reflection Question: If nonprofit organizations are designed to provide a social "good ," how do we know it's working? Social Entrepreneurship Syllabus, Page 9 Amy C. Sousa, Ph.D., Boston College