The Contribution of Consensus Building Workshops to Regional Planning in Lake Tahoe by B.A., Barbara L. Ingrum University of Colorado (1982) SUBMITTED IN PARTIAL FULFILLMENT OF THE REQUIREMENTS OF THE DEGREE OF MASTER IN CITY PLANNING at the MASSACHUSET TS INSTITUTE OF TECHNOLOGY June 1986 0 Barbara Ingrum 1986 The author hereby grants to M.I.T. permission to reproduce and to in whole or in part. distribute copies of this thesis docume Signature of Author Department of Ub n Studies and Planning June 2, 1986 12 Lawrence Susskind Certified by Lawrence Susskind Thesis Supervisor Accepted by Chairman, Departm 4 tal Phillip Clay Committee o4 Graduate Students Rotdn MASSACHUSETiS INSTITUTE OF TECHNOLOGY 1 JUL 10 1986 L1BRPA~aS The Contribution of Consensus Building Workshops to Regional Planning in Lake Tahoe by Barbara L. Ingrum Submitted to the Department of Urban Studies and Planning on May 22, 1986, in partial fullfillment of the requirements for the Degree of Master in City Planning, Massachusetts Institute of Technology ABSTRACT A new approach to planning was conducted in Lake Tahoe over a ten month period in 1985-86. The Tahoe Regional Planning Agency (TRPA) convened its staff, sixteen participants, and a process manager to write the regional plan for the Lake Tahoe Basin. After fifteen years of struggle to write an implementable regional plan, this broad-based group developed consensus agreement on the Goals and Policies portion of the plan. The final document, proposed for adoption in June 1986, is supported by all but one of the participants. It represents the first written example of consensus agreement among citizens, business representatives, government agencies, and environmentalists about planning regulations for the Lake Tahoe Basin. The consensus building process used by the group contributed widely to the group's ability to reach agreement on complex environmental and development issues. Thesis Supervisor: Lawrence Susskind Professor of Urban Studies and Planning, MIT 2 TABLE OF CONTENTS PAGE 4 Acknowledgements Part 1: I. II. III. IV. The Tahoe Regional Planning Agency: History of the Conflict III. A New Approach to Dealing with Conflicts I. II. Consensus Building Workshops: Consensus Building Workshops: and The Outcome Getting Started 46 51 The Issues 61 Discussion of the Consensus Building Process: Achievements and Problems 73 74 89 Assessing the Plan 97 Bibliography Consensus Building Worshop Interview Guide Appendix B: 45 The Process Was the Process Worth It? Appendix A: 36 Regional Planning Consensus Building Workshops: Part 3: 12 22 The Parties, their Positions and Interests in II. the Uses of Lake Tahoe Regional Planning Efforts Part 2: I. 6 Introduction History of 5 Agreements on Complete Plan 3 ACKNOWLEDGEMENTS Funds to support the development of this thesis were contributed from several sources: The Tahoe Regional Planning Agency, the Lincoln Institute for Land Policy and R.T. Nahas. My special to the TRPA staff for their interest in the project thanks and assistance during my visits to the Basin. I must also express my gratitute to Larry for his patient hours with the red pen and endless reminders about DATA! and "passivity." Lastly, I would like to thank my front line supporter for his words of encouragement, intuitive advice, and ever-critical smiles: Thank you, Gregory. 4 Part 1: The Tahoe Regional Planning Agency: History of the Conflict 5 Introduction I. struggled to reach agreement on the appropriate rate, of type development, as protection environmental as well for the Lake Tahoe and level appropriate the have Basin Tahoe in the Lake officials state and agencies, citizens, government planners, For the past three decades, of level 1985 By Basin. dozens of studies, thousands of person hours, and fiften years of meetings and litigation still had not produced an implementable regional plan. In May idea another 1985, regional plan was introduced. interest groups from the of preparation for the Sixteen parties representing all over the Basin began meeting on 54 a regular basis to hammer out agreement on growth, development, and environmental sixteen (CBW), These protection issues in the Lake Tahoe Basin. parties, in a clustered Consensus Workshop Building met four to eight times per month in all day sessions for ten months. These workshops produced the most promising regional plan to date. Consensus Building Workshops had many interesting and unique characteristics. o These include such characteristics as: plan's regional the affect that could parties All CBW. eligible for participation in were implementation the sought CBW participants major the Further, participation of other individuals to represent a spectrum of local, state and national interests. broad o a the guidance of The participants assembled under in them who assisted a facilitator, process manager, designing their own process and agenda. o The group agreed at the outset to attempt to consensus agreement on all the major issues that obstacles to implementing the regional plan. o They agreed to participate in 6 a collaborative reach formed effort which would solutions o include data collection and seeking new to conflicts among parties. The Tahoe Regional Planning Agency provided some funding and sought additional funding to assist the group in convening. With the help of a professional facilitator, the CBW reached agreement on the Goals and Policies portion of a Regional Plan in April of 1986. The document, if accepted by the regional governing body in the next few months, will guide the development of the Basin over the next ten years. This thesis will examine how and why this group came to be, how the Consensus Building process worked, and the results of the process. Why Study the Consensus Building Process? In October 1985, management attracted States. a national conference on community strategies, sponsored by the Urban Land urban and regional planners from all over growth Institute, the United Planners indicated a growing need to find better ways of engaging residents with conflicing views in the planning process. (ULI, 1986). Lake Tahoe problems, Lake as Tahoe population. communities environmental On the Consensus Building Workshops are one such way. has a number of unique growth management well as problems common to all resort communities. is a recreational resort The highly polarized with views a in large the permanent Lake Tahoe are similar to those in other areas where urban interests other hand, compete for use of the same and resources. planning in the Basin is the focus of bi- state, political interest; state and local interests in the Basin 7 And, Basin. and both have an impact on planning in the differ body planning is directed by a governmentally-appointed regional and in its constituency the conflicts about the reflects which of limited management natural These resources. use factors combine to make the dispute over future development in Lake Tahoe as I conclude that if bitter as any such controversy could be. work it can probably consensus building can work at Lake Tahoe, elsewhere. brief a Following description surrounding environment, I will examine in of review the concerns of all the parties, well as their underlying interests. Consensus their positions as I will describe Then, Workshops Building I efforts. planning will the its the development conflicts the Basin and the history of regional detail and Tahoe Lake outcomes the and in achieved. Lake Tahoe Lake Tahoe, a 190 square mile alpine lake, rests in the and west of Reno, Sierra Nevada, east of Sacramento, California, It is one of the largest and deepest alpine lakes in the Nevada. world (Strong, providing the 1984). region border It lies on the California/Nevada with year round vacation and recreation activities as well as firewood, gravel, and water resources. One of the few remaining glacial lakes, Lake Tahoe formed some 10 million years ago during the mountain uplift. is surrounded peaks on all sides by the Sierra Nevada mountains rising from the water's edge. dominate Dense coniferous was It with forests the lower portions of the mountains with large portions 8 of some peaks elevated above tree-line. About seventy streams and rivers flow into the lake forming the watershed that is Lake western U.S. the Lake Tahoe Basin. (Strong, 1984). Aside is unusually clear. from its (Goldman, possible common 1985). of because in unique the alpine Twenty years ago visibility feet was not uncommon. Today, 80-100 possible is 500 square mile Tahoe boasts some of the premier scenic vistas setting the Lake to 150 mountain feet in visibility is Lake Tahoe's Carribean-quality water a lack of nutrients in most fresh water lakes. and algae growth While the loss in visibility has recently been attributed to urbanization around the Lake, water remains the clear and potable. Settlement Pattern The pattern conflicting Much of most and (TRPA, Lake reflects part (77%) is publically owned 1986). and the and the Lake. remains The shoreline is privately held for is dominated recreational development. the shore, around the diverse objectives of those who use the Tahoe Basin undeveloped the of development by single-family homes Several state parks are located and on but most public land is located inland from the lake. The map on page 11 shows the distribution of lands in public and private ownership. Of the 205,250 acres of land in the Lake Tahoe Basin, 33,500 acres are zoned for authority of the Basin, of 1979, 28,000 human activity, development by the regional planning the Tahoe Regional Planning Agency. acres were urbanized (having been impacted Western Federal Regional Council, 9 1979). 77% As by of the urbanization is on the California side of the lake. The only incorporated city in the Basin is the Lake. Adjoining South California, at the southeast corner of Lake on the Nevada side is a casino Tahoe Nevada. South Lake Tahoe, area at Stateline, Residential development is sparsely scattered along the eastern along the northeast shoreline that abuts the Nevada State Summer side of the lake. The Forest Service owns steep Nevada, on the northeast side of and Tahoe City, California, at the northwest urban largest areas on the Northshore. boat Forest access areas the Lake, side of the lake the Sparser residential development occurs along the steep west side of parks Park. home and residential communities dominate the north shore with Incline Village, and land the lake. are intermingled with the California state on the flatter portions of the west side with most of Service Homes shoreline holdings on the Emerald Bay State Park. 10 southern edge the near Lake Tahoe Basin 11 History of the Uses of Lake Tahoe II. Introduction can of the current planning conflicts at Lake roots The be found in the purposes for which people have historically From the late 1800's to the 1950's, used the Lake. *Tahoe Lake Tahoe was a popular recreational resort used for relaxing in a mountain short During environment. mountain-climbing swimming, visits enjoyed people fishing, resort quaint and relaxing at the hotels. In the 1950's and 60's, as more and more people visited Lake Tahoe, more people moved there to provide services for recreation Recreational opportunities expanded to include not enthusiasts. boating in the Lake, and enjoying the beaches, just the scenery, Part-time and other more intensive uses. skiing, but gambling, Much of te summer and permanent year-round residents increased. attraction of disappeared as the Basin--the peace Lake Tahoe became an and solitude--slowly urbanized home-away-from- home. By the mid-1960's, studies reported damage to the Lake problems of congestion and inadequate public well as Many residents turned their energies toward growth Tahoe services. population slowing scenic and restricting future development to protect the qualities of the area. available residents was to increasing strong. the momentum for making However, numbers During the of 1970's, tourists Tahoe as and Lake new communities solidified their tourist-based economies and became dependent on visitors. Private homes dominated the shoreline of 12 the Lake. Planning of was supposed to direct the Basin toward the proper protection and development, mix but no one knew exactly how that would come about and most disagreed on what that mix should be. Today's historical and conflicts struggle in the Basin can be traced between those advocating urban those pressing for environmental preservation. development Urban include residential development, recreation, and gaming. to preserve the land are visible in the actions of an to the uses Efforts Forest Service and history of each of these uses and protection efforts provides foundation private land protection groups. A summary of for examining the details of the current dispute the a and the effectiveness of-consensus building efforts. Residential Uses Residential when a new skirting settlement passage the of Lake Tahoe began in over the north shore Sierra of Nevada Lake Tahoe, the 1850's mountain range, was discovered. Speculators seeking passage from California to the goldfields the Sierra told of 1984). stopover A large alpine Lake (Strong, tourist trade developed at the Lake when it became for Placerville, vacation the beauty of this travelers going California. spot for from By 1864, adventurous Carson from Nevada, a to Lake Tahoe was a we.ll known Californians travelling over the Sierras to Yosemite. establishments City, of and Easterners Innkeepers moved their the roads to the lakeshore to provide the most attractive accomodations for overnight visitors. Rail improvements in the 1870's made Lake Tahoe eight hour's trip from the San Francisco Bay area. 13 only Through an the 1860's and 1870's, steam boat travel on the Lake enabled visitors to Steam settled. ships transported goods and mail land of and increased the amount all parts of the Lake see from village to village extending communication and services around the lake. 100 people per day travelled from Truckee the end of the 1880's, to system road and the current California, City, Tahoe and (Strong, pattern around the lake was well established settlement By 1984). the During period from 1900-1930, development became more lucrative as the demand increased. residential land for summer homes sprang up around the Private estates and subdivisions In 1906, a reno real estate developer offered 82 75-foot Basin. lakefront were selling for $5,000 each. properties 100 foot Hill side By 1924, at Emerald City for $200-$500 each. tracts properties off the lake could still be found for $400 for a large parcel (Strong, 1984). The 1930's brought a small boom in construction (in 1939, 50 Total real homes were built) and increasing numbers of visitors. values summer population probably at population winter $20 were estimated at upwards of estate peaked at 20,000 The 2,000. signs The million. people, of and growth the were increasingly apparent, and residents complained in the newspapers of deteriorating recreational opportunities due to the numbers of visitors (Strong Conflicts began as into 1984). over the use of zoning to as early as summer of 1938. King's Beach, the restrict development North shore communities such where a developer wanted to allow "new Basin and some residents wanted 14 to restrict blood" growth, considered adopting zoning ordinances. At the time, the developer won, arguing that restrictions would prevent the "small fellow from having even a summer cottage." (Strong 1984). The problem of lack of communication between segments of the Lake Tahoe communities was noted when "the editor of the that complained people at developments Brockway not concerns, "something because be During done to recreation of even The editor important heard the entire World War II, the Basin Lake of local that suspected community became of the nation concentrated monetary much starts idea tie supporting the war, not vacationing. home no had and possibly had not the whole Lake. on must togethter." Bijou Most people concentrated their energy on Beach." King's in Tattler deserted resources on Fewer vacationers and fewer left the Basin quiet until the 1950's when winter opportunities again changed the character of the Lake Tahoe Basin. (Strong, 1984). Recreation Uses Until recreation living in the 1950's people visited opportunities it offered. the visitors, Tahoe There were few Basin to provide services travellers hiked and camped in the Sierra, of Lake for for residents visitors. but for the water-related activities such as fishing, the Some majority boating and swimming at the Lake were the main attractions. After World War II, in the U.S. the Basin. solidifying downhill snow skiing grew in popularity By the mid 1950's, there were 19 ski resorts around In 1960, Squaw Valley hosted the Winter Olympics, the Basin as a year-round recreational resort. 15 New jobs at the resorts as well as new services to support additional visitors created year-round jobs and a population at Lake Tahoe. residents of the Lake (Ingram and Sebatier, established in 1956, much larger Between 1956 and 1960, area increased from 1984). By 1975, permanent the permanent 2,850 to 12,262. Heavenly Valley Resort, was servicing 10,000 skiers a day (Strong, 1984). Conflicts between the recreational uses of concerns of environment brought residents began much as early as the 1938. development desiring peace and quiet recreational development, pristine Recreational place. in the survive. Basin the alpine enthusiasm and Tourism formed the economic base that the permanent population to of quiet, to the Basin in the first people recreational seeking the lake and Many opposed enabled residents continued but also found themselves dependent on it. This paradox remains. Gaming Industry Another component of recreational activity that affects economy of the area is located only in Nevada: Gambling. the Nevada legalized gambling in 1869 and the first clubs at the Lake opened in the 1920's and 30's. of Nevada followed. state hotel and casino development in the Basin Casinos were built close to the north and south shore borders to attract California complexes attractions. and in the 1950's, The gaming industry grew rapidly in all growth immediately tourists. became The luxurious year-round tourist They brought an increased number of permanent jobs in the year-round resident 16 population. Growth in secondary services to support the increasing The economy at Lake Tahoe tourism followed. and population is now inextricably interwoven with the gaming industry. transitory use of the Basin's resources that I will Another discuss in detail is logging. not Timber developers clear between 1850 and 1880, the Basin forests for 30 years, departed leaving broken trunks and scattered stumps on of acres. and then thousands After 90 years of forest and Lake regeneration, industry's ecological impact is now invisible. the cut the The presence of industry did shape the pattern of land holdings for years to come by making large tracts of land available for purchase by the government and developers alike. I now preserve began turn to a discussion of the Lake Tahoe in a natural state. historic efforts Preservation to efforts early in the Basin and were spearheaded by both public and private interests. Public Land Protection The U.S. Reserve first the Lake Tahoe Forest on the California side of the Lake in 1899, federal Basin. Forest Service's creation of marked effort to preserve a large tract of land the in the On the southwest shore, 136,335 acres were reserved, but only a small portion was shoreline. The Reserve was extended in California in 1905 by Theodore Roosevelt. for California "source may President Roosevelt sought to protect the water supply agriculture by ensuring that Lake Tahoe of supply for the great reservoirs and irrigation be safe from fire, overgrazing and destructive 17 as a works lumbering," (Strong, 1984). The Reserve extension included the California side of the Lake Tahoe Basin, in the southeast corner, and laid the virtually all of except one township foundation for the substantial federal holdings that exist today at Tahoe. Several 1950 to proposals were made during the period from make Lake Tahoe a expressed concern practices in the Basin when, under over government usefulness National the logging Park. industry's in 1898, (Strong, 1984). In 1899, Gifford Pinchot clear cutting he suggested care could the lands recover 1890- that their only value and Senator William Stewart of Nevada launched Park. His Senate proposal ended in defeat when he was unable to design an acceptable land exchange program for a campaign to create the Lake deforested property. the Sierra proponents William Club Penn Mott, National privately held, The idea was revived in 1912 and 1918, and California Senator failed Tahoe to mobilize Jr. Joseph adequate Knowland, political by but support. of the National Park Service, filed a report in 1935 suggesting the Basin be purchased and placed under permanent public care. for In 1935, purchase of park lands. there were no funds available The report became the last serious attempt to make the entire Basin public land (Strong, 1984). Land purchase for preservation by California predominated in the 1940's Emerald Bay, 1928, and and 50's. Efforts resulted in the preservation and other California State Beaches and Parks. of In the family of Duane Bliss, former timber industry mangnate tourist businessman, for public ownership. donated scenic lands on the West shore Bliss recognized that the success of 18 the tourist trade public use. depended on the protection of scenic lands The state of California later added to these for lands and funded the creation of the Bliss State Park. Nevada looked to the establishing 1967 did parks federal government for assistance on the Nevada side of the Lake. Nevada acquire the property that later Nevada State Park. area at Tahoe, Not in until comprised the This park, the only Nevada-owned public land encompasses more than 13,000 acres and 7.5 miles Forest lands of shoreline. The U.S. Service the 1940's and 50s during funds. In acquiring largely because of the lack of federal the 1970's the Forest Service began acquisition activities. more than land exchanges. land in However, had difficulty extensive Between 1965 and 1980, they 36,000 acres of land by direct purchase the By 1980, Basin together, and the acquired and through the Forest Service owned 65% of the states owned an additional public agencies owned only 16% lakes's 71 miles of shoreline land of the 6%. the (Ingram and Sebatier, 1984). Public land ownership has clearly played a prominent role in limiting the development Lake Tahoe, but little shoreline has Impervious land cover at the shoreline causes increased and sediment increases been of protected deposition. algae from development Sediment deposition growth and reduces water protection of the shoreline has become critically preserving the shoreline state and clarity of the Lake. The the activities. into clarity. of erosion the Thus, important majority of Lake the to the remains privately owned and locally controlled despite federal acquition efforts. 19 Private Land Protection and many the late 1800's through to the 1940's, From Basin. visitors expressed interest in protecting the the Muir, unique commented on mountain ecologist, famed when he passed through in the beauty citizens John the Lake's He 1870's. also expressed grave concern about the "logging industry stripping the the noted Tribune Truckee that lumber 1984). (Strong, lumber industry sought local as mentioned But, did not stay long in the of environmental methods would barons "spend but not a dollar to save thousands of dollars to visit the Alps, Tahoe," An article in (Strong, 1984). land of its attractive features," the previously, and Basin protection. residents first The citizen's environmental group was the Tahoe Resource Conservation Society, formed in 1957. Lake Tahoe residents and citizens from California and Nevada gaming as an outgrowth of founded in 1965 (formed in 1957). the The League sought to increasing recreation Lake League to Save The grew. industries the 1950's and 1960's as the in urbanization effects of about the environmental concerned became Tahoe Conservation "limit and was Society expansion of casinos, curtail proposals for new highways, promote reseaarch in water Lake quality, Tahoe." ecological and create an effective regional government The group danger and believed the tried to was Lake "preserve the in in serious environmental balance, scenic beauty and recreational opportunities of the Lake Tahoe Basin," the (Strong, organization 1984). continues to This remains their mandate and be the the leading community promoting environmental protection. 20 voice in Summary Pressures Basin for growth continued population 1970 into and increasing urbanization the 1960's construction 20,263 to 1970's. The the permanent of the Basin went from 12,200 to 26,100 from 1960 (Ingram and Sebatier, increased and in boomed in in 1984). the 1970's. Primary and The total the Basin 1.8 times between 1970 36,043 dwelling units (Western to secondary home housing stock and 1978, Federal from Regional Council, 1979). The problems that accompanied this growth could not be easily handled by the separate and uncoordinated efforts of state and local governments. Each community attempted to provide its own fire and police protection, disposal. building A schools, water supply and sewage lack of zoning and indiscriminate distribution permits brought "hordes of new residents seeking of to establish businesses, raise families and live life reminiscent of the urban areas from which they had come," the mid-1960's, a (Strong, movement was well advanced that 1984). called resolving Tahoe's problems through a regional authority. 21 By for Regional Planning Efforts III. Formation of TRPA an organization was formed for the primary purpose In 1956, of advancing support for a regional planning agency to solve Lake Area The Lake Tahoe urban and environmental problems. Tahoe's Coucil supported the Lake's protection and "orderly development," 1984). (Strong, environmental However, and proposing regional problems grew hesitant. interests as soon as the Council began studying and and attended by more than 300 regional important issues as "formulation of a and zoning codes, and provision of safe, The Council published a regional master plan, growth. around The Plan recommended large Lake and expected tourist visits the 126,300 on a summer weekend in 1962, called The The in 1964. predictions scale development to increase from to 313,000 by 1980. It also several bands of roads to be constructed around for plan disposal the (Strong, 1984). Lake to accommodate this growth waste dependable its particularly a storm of protest, raised about plan, master (Strong, 1984). water," plan most establishment of solution to sewage and waste disposal problems, building the The Council presented leaders. business local The Council continued their work held a public meeting in November 1958 civic controls, focused community attention on and water quality. A Council the problems study of sewage treatment highlighted severe problems with the current means disposing of Basin. sewage, spraying effluent onto the land Spraying contaminated the water supply and killed 22 of in of the trees on the land. governments With were federal able and foundational to attack the waste grants, treatment Basin problem. Sewage export began in 1968, and the South Tahoe Public Utilities District completed a sophisticated waste water treatment facility in the early 1970's (Strong, 1984). A 1963 Comprehensive Study, published by the Lake Tahoe Area Council, recommended the formation of a regional planning agency with limited functions to coordinate planning and development the Basin. Following hearings before both state the states agreed to form the Tahoe Joint Study Committee. legislatures, Committee was charged with providing recommendataions an Its recommendations, issued in March 1967, The "concerning area-wide agency to regulate growth in the region," 1984). in (Strong, suggested an agency be formed through concurrent legislation with region-wide, bi-state authority to preserve the physical environment region. California local opposition were not in 1967, California agencies and to give a joint agency the responding to reductions in local decision-making willing Instead, and Nevada state officials, of extensive to power, powers. both states introduced bills to form separate Nevada Tahoe Regional Planning were formed and each prepared a land Agencies. use plan. The Both functioned largely as interim bodies while the two states debated a bi-state compact. In 1967, a California Assemblyman introduced new legislation to form a joint regional planning agency. Both states continued to debate the extent of power appropriate for a regional They Board. finally The agreed on the structure and powers of a Board was to be dominated by a majority 23 agency. Governing of local representatives rather than state or federal representatives. the limited and it placed take any action, to both states, The of both approval In effect, 1984). was not able to act without majority Board ways. 60-day a period on Board action (Ingram and Sebatier, the two a majority of votes from members required legislation states of the Governing Board in powers legislatures The was to include equal numbers from each state. It agreement and if it could not achieve agreement in 60 from days, any application for construction was deemed approved. staff The legislation required the Board to hire a planning to to draw up plans and ordinances and make recommendations Advisory An Board. Planning composed Commission the local of government representatives would serve in an advisory capacity in construction considering applications. The 1970 Bi-state Compact, signed into legislation in January 1970, gave the Tahoe Regional Planning Agency (TRPA) powers to "regulate growth and of the develop measures to protect the environmental Basin," (Bi-state Compact, integrity The Governing Board convened 1970). in March 1970. The Struggle to Produce a Regional Plan Begins Regional Plan difficult than The TRPA developed its first draft plan in less than a year The within Compact 18 months. mandated the TRPA to produce a This proved to be more anticipated. with the assistance of a U.S. from plan, universities, Forest Service team and volunteers other agencies and the general public. The unveiled in 1971, proposed a land capability rating system 24 which rated parcels of land according to their ability to handle construction without disturbing the water quality of the Lake. The system "Bailey" lands was dubbed the land capability system. in A the construction. Land Capabilities map classified basin A system lot according to their was designated a High, or the all the suitability for Moderate Low or hazard according to its erosion or slope characteristics. the Bailey system, 76% of the lands in the Basin were considered high hazard and not suitable for construction map on lands Under (WFRC, 1979). The page 26 shows the capability classifications of all in the Basin, according to Bailey. The criticized by individuals and government agencies. the system was Parcels were classified on the basis of soil samples taken in just one portion of each lot. system land, Some argued that the Bailey system, adapted from a used was by the Soil Conservation Service inappropriate for for the mountainous terrain Basin. Local owners and developers complained that the planning would reduce agricultural resistance to the plan was substantial. of the Property restrictions property values and not allow property owners to build. The Governing The new staff Board returned version called for significantly properties Basin: 280,000 1984). the of TRPA adopted it the end of private Sebatier, with a redraft of and a higher population Plan and December, less the 1971. downzoning capacity versus the previous plan's 136,000 of for the (Ingram and The Land Use Ordinances implementing the plan were adopted in February 1972. 25 Lake Tahoe Basin Robert G. Bailey's Land Capabziity Classification (Strong , 26 1 9 84) Considerable fronts. Plan The restrictive initial opposition and to the TRPA plan appeared the Ordinances were all sufficiently to enrage property and business owners, approval on of several casino expansions in but TRPA's 1973-74 also infuriated environmentalists. California state officials responded to what they as inadequate environmental protection by creating the Regional Water Regional Planning sensitive hand, Agency (CTRPA) to Lahontan California promote Tahoe environmentally Heated battles and sruggles between the Lahontan Board and CTRPA on one and local the Quality Control Board and the planning policies in the Basin. tremendous on perceived businesses, other erupted property owners and local government when the agencies introduced highly restrictive plans. Under the Clean Water Act Board (public law 92-500), the Lahontan was required to prepare a regional water pollution control plan for the Tahoe Basin, and the CTRPA developed a regional plan that downzoned Basin. most of the land on the California side Essentially, TRPA's power was usurped in of the California (Ingram and Sebatier, 1984). Nevada government officials and local developers opposed the plan's restrictions on commercial and residential development. coalition formed: of property rights advocates and business the Tahoe-Sierra Preservation Council. Preservation Council strongly opposed the A interests Members of the restictions on new subdivisions, sewer connection moratoria, and limitations on home construction in improved subdivisions. the TRPA through The group lobbied against the Nevada legislature and became 27 an active voice at planning board and Governing Board meetings. In the face of Basin-wide criticism, Governing Board performance and progress of TRPA. recommendations effectiveness Primarily, and was they restructure members in 1975 to to the conclusion that recommended the of the Agency's the Compact. that a new Compact be Governing and evaluate The committee made a number of inhibited by the structure the representatives came formed an ad hoc committee of Board to include fewer local members. The devised more to state Committee also recommended that the new Compact secure TRPA's source of funding, and that no new casino development be allowed in the Basin. The public and local governments disapproved of the recommendations. Nevertheless, were most of the recommendations eventually followed. In 1979, Nevada passed legislation that forbid construction of new casinos. content of finally agreed amended and After many drafts, a new Compact, on and bitter struggle over the California and the language of Nevada the new Compact signed into law on December 19, legislatures which was 1980. A New Bi-State Compact The new provisions in the Compact reflected growing among Basin. Basin residents about environmental in the Several studies completed in the 1970's reported on the deteriorating condition of the Lake. water protection concern clarity. One focused on the loss of Charles Goldman reported, in 1974, that algae growth had doubled in the prior decade. He estimated the Lake had lost 25% of its clarity in only fourteen years 28 (Strong, 1984). In 1979, the Western Federal Regional Coucil reported on the state of the environment. The Council, a federal inter-agency task force composed of representatives from the Foreset Department of Tranportation, Development, Protection Department Agency, characterized the and of Depaprtment of Housing and Energy, and quality the many local agnecies situation Lake Tahoe monoxide and ozone. exceeded 33 Environmental and consultants, in the Basin Basin The study described the as "rapidly Incoming traffic to the Basin increased by 80% making Urban natural and man-made conditions of the and changes in environmental conditions. air Serivce, a national non-attainment worsening." from 1970 to 1978, area for carbon Peak concentrations of these pollutants were times in 1976 and 70 times in 1977 (WFRC, 1979). Water pollutants were estimated to exceed federal and California state water quality standards, though no specific data were collected. The study, recommended maintain dense with statistics and conclusions, "more restrictive controls over emissions the In summary, in order to scenic vistas visitors come to the Basin to the Council stated that "in 1978, 17 of the 35 urban and environmental components measured were operating at limits," see." (WFRC, relationships 1979). between capacity The study examined the cause and effect different sectors resulting environmental degradation. of the economy and The Council then suggested possible environmental thresholds for air quality, water quality and land use protection. The 1980 Compact changed 29 the Governing Board voting procedure project so that a majority vote was needed to permit in the Basin, rather than to reject one. The expanded the Governing Board to include another member by the President of the United States. adopting the Regional Plan. value for Tahoe it called for the the developing various environmental new Compact adopted, thresholds. to indicate The thresholds would ecological damage undersirable With the The thresholds would be based on the "carrying capacity." "numerical which Compact and acceptance of environmental thresholds prior development Basin's new appointed It created and most importantly, Transporation District, a the paramaters beyond (WFRC, 1979). occurs," TRPA's attention turned to TRPA prepared a detailed report on threshold "carrying capacities" for air quality, water the quality, soil conservation, vegetation preservation and noise in the Basin (TRPA, 1982). Standards were developed for carbon monoxide, ozone, visibility and nitrate deposition for air quality; clarity and primary productivity standards, dissolved inorganic nitrogen, dissolved phosphorus, diversity, abundance soil conservation; and off-road months of and dissolved iron regional debate, stringent approved. Regional of 1983, plan, construction in By Plan quality; and aircraft, boat, motor vehicle, motorcycle vehicle noise leve-ls August water species richness and pattern of growth for for noise thresholds were Governing Board in August of 1982 (TRPA, In for TRPA the adopted began Basin a until self-imposed a After by regional adopting 30 comment. a moratorium on plan be could TRPA had developed a final circulated it for the 1982). the original deadline for November 1983, and control. The new draft Plan to regulate development in the Basin for twenty proposed In the draft Plan, for which planning Basin the Basin was divided into 175 Planning Areas TRPA would prepare statements outlining needs. focus each on redevelopment and infill of that, populations area's The Plan suggested future development already with the implementation, by the year 2003 might approximate in the developed areas rather than new construction in outlying areas. estimated years. The Plan average summer 150,000. (TRPA, 1983). the Heated debate Spring of 1984. completion April 26, against date, 1984. TRPA over the the content of the Plan continued Finally, ten months past the into mandated Governing Board approved the new Plan on The same day, the State of California filed suit seeking an injunction against charging the Plan violated the Compact. TRPA's operation, The League to Save Lake Tahoe filed a similar suit the following day. The two plaintiffs declared that the new plan was illegal because it did not attempt to achieve the thresholds; it allowed far too much new construction (1.1 million square feet of commercial over the life of the plan); and, it provided no time schdules for remedial work to reduce algae growth. Edward Garcia restraining of (Martens, 1985). On May 1, 1984, Judge the ninth district court placed a temporary order on TRPA allowing no construction in the Basin and no permit issuance until further notice. A temporary injunction was affirmed on TRPA on June 5, 1984. TRPA entered California into settlement negotiations with the Attorney General's 31 cases. The League Governing and Board appointed a Special Litigation Committee to negotiate a new Plan. After ten prepared drafts and "hundreds of hours a new plan for release of in April 1985 meetings," (TRPA, they March 3, side as 1985). Several well. weeks later, The TRPA and Tahoe Sierra Preservation Council the Preservation properties the Basin. property owners compensation," At new plan in the name Council sought damages in "deprived TRPA got hit from the other the (U.S. They of plaintiffs. The for inverse condemnation claimed their of 364 filed suit against TRPA's property, of regulations without just District Court, District of Nevada, 1985). same time, the Preservation Council, growing more displeased with TRPA's operation in the Basin, began an effort to Nevada Legislature to withdraw from convince the Compact, effectively disbanding the TRPA. the Bi-state They argued that TRPA was not functioning as mandated and that regional planning in the Basin simply wasn't going to work. A bill was introduced Senator Lou Bergevin which called for Nevada withdrawl. Richard Governor Bryan of Nevada strongly supported the TRPA and made known that he would veto any such bill. A sub-committee by it debated the intricacies of the bill through the Spring of 1985. Simultaneously, private called developers the the Preservation Council was working and an organization Tahoe Basin Area Governments of local (TBAG), with governments, to retain Urban Land Institute and the Lincoln Institute of Land Policy analyze the situation in Lake Tahoe. organized a week-long, In the Fall of 1984, the to they intensive workshop at which experts from all over the country would conduct interviews, 32 prepare a report and present findings on the main issues confronting Lake Seven panelists made recommendations to the Basin "governmental, financing planning, issues in environmental, the Basin". and One of the suggested that TRPA was "the most handling infrastructure most recommendations supported the existence of TRPA. group for important The Panel Study appropriate approach for managing the Tahoe Basin" and should be given steady and funding. (ULI Report, in the Basin elimination. who The 1985) secure This outcome surprised many people expected report Tahoe. the also group stated to the recommend TRPA's importance Governing Board finding strong leadership for the TRPA, of the which had been without an Executive Director for eighteen months. About this time, the California district court ruled against the Preservation Council's inverse liability of TRPA or the Governing Board District results condemnation suit denying of of Nevada, the 1985). (U.S. This ruling, ULI report and the Plan District combined agreement the Court, with the reached in settlement negotiations, suggested a brighter future for TRPA. That did not last long. document on Preservation serious April 15, Council, Well before the unveiling of the new 1985, the Nevada legislature, many local groups and citizens dissatisfaction with the agreement. The the expressed Preservation Council wrote to the Governing Board expressing "indignation and dismay of the agreement such as a "Basin-wide limit of 25 building permits for at the suppposed 'settlement.'" Components new single-family homes per year for the next five years the total eligible lots)" were viewed 33 as a (1.2% of "massive step that backwards" agreement as viewed the legislature Nevada 17, 1985). biased toward In the face of the Bi-state Compact should the Plan be adopted. the Governing Board decided not of tremendous public opposition, the injunction in Judge Garcia's Court (U.S. District Court of Appeals for Many lost and the Ninth Circuit, May 1985). people in the Lake Tahoe Basin were becoming concerned their livelihoods. about Instead, the plan they had labored over for ten months. appealed TRPA the and reemphasized their threat to pull out environmental concerns to adopt of credibility January (Tahoe Sierra Preservation Coucil, TRPA," The only "undermine the would The ULI Study and subsequent reports noted a declining economic base. In the period from 1978 to 1984, total retail expenditures in South Lake Tahoe declined about were also declining. 39% on occupancy the the north shore Retail sales on adjusted for inflation). (when Average annual motel occupancy ranged north shore to 50% on rates declined 10 percent the Shore. South from 1978 to from Average 1984. (TRPA, TRPA The injunction was believed by many opposed to the 1986). 20% to be the primary cause for the decline. Against this backdrop, work on April 1, 1985, Bill Morgan began as the new Executive Director of TRPA. director Service. of Morgan was the Tahoe Basin Management Unit of the He brought direct knowledge of U.S. former Forest the interest groups and many of the individuals involved in the disputes, having lived in the Basin for 12 years. He was respected by the community and had several new ideas. The first idea, for which he secured the Nevada Legislature's support, was to replace the outdated and inaccurate 34 Bailey System of land classification. form of settlement negotiation: Another was to try a Consensus Building. The Consensus Building process was supposed to be from past efforts in two ways. be gathered and second, different First, all affected parties would together to negotiate the content of Plan at one time; new the Regional a facilitator would be brought in to manage the process and help the waring parties work 35 together. Parties to the Dispute, their Positions and Interests IV. already have introduced current dispute. the the Tahoe Sierra Preservation Association Basin Tahoe of the following pages, described by the This categories. the Governments, state agencies such as the Lahontan Water In the Council, the California Attorney General and legislatures of both states, other the The parties mentioned so far include the League to Save Lake Tahoe, TRPA, in involved many of the parties I Tahoe, reviewing the history of the conflict at Lake In interests of the is necessary Board. Quality parties are insure the to confidentiality of individuals views. there are essentially five categories In the Tahoe dispute, of interest groups. private organizations, citizen groups, with similar of Each category includes representatives and/or government agencies The groups positions and concerns. are broadly drawn and members do not necessarily share a complete identity of However, interests. enough similarities the within each parties perspective in to be share category grouped together. The categories are: o Development and property rights advocates o Environmental protection and limited development advocates o Local environmental agencies and commissions o Local o State and federal agencies Within are government each category, first listed. These are the stated positions of the Their underlying interests are parties also described. derived from interviews and CBW meeting minutes 36 (see Appendix A: concerns The Interview Guide). The parties' 'interests' are the and desires that brought each to the bargaining positions statements listed in each category about what they hope to correspond to table. parties' 'win' at the bargaining table (Fisher and Ury, 1981). The Tahoe Development and property rights Sierra Commerce, Preservation Council, Boards of Realtors advocates include the Northshore (basin-wide) the Chamber and the of Gaming The members of this group believe that: Alliance. o Any regional plan must be fair to property owners o The moratorium o A free rate of on construction should be removed market economy would establish the best commercial and residential development in the Basin o Local citizen and business involvement in the process should increase o TRPA should provide incentives local businesses o Any planning decision must be reasonable and agreed upon facts o Some planning economy The desire interests to is beneath stimulate needed for to economic growth rehabilitation stabilize these stated the of based the positions in planning on local include Lake a Tahoe communities. Communities are interested in enhancing employment opportunities and regulations unemployment, increasing profits for businesses. were perceived as exacerbating the problems of business closings and capital TRPA high flight. Of considerable interest to most members in this category is increasing local autonomy and control over the future planning of 37 communities. The predictability clear of parties hope to increase the and the future economy of Lake Tahoe by securing a regional plan in which locals had a parties stability strong voice. Some expressed a strong desire that the Basin economy provide amenities for current residents before attracting new residents. making permanent Still other members of this group are interested Lake Tahoe as attractive as possible for all prospective residents. These members feel in visitors and that outside investment will be needed to turn around the local economy. Some parties feel that businesses 'right' to improve their property. and homeowners have a Their underlying interest is to ensure that TRPA regulations do not prohibit rehabilitation of property in the community. increase their property values. Property owners want to Most members of retain this or interest group also support a regional plan and want construction in 1986. The Environmental advocates Women protection and limited include the League to Save Lake Tahoe, Voters, the University Women, Sierra Club, the Association development the League of of American and the California Attorney General's office. The positions of this group are that: o Long term protection of the environment must take place through regional planning o A regional environmental plan must enforce the established thresholds o Water clarity of the lake should be improved, maintained o TRPA should minimize future urbanization of the Basin o Extending basin-wide knowledge of the not importance environmental protection is necessary to protect resources in the Basin 38 just of scenic o The regional plan must have broad community support o Future economic growth must be balanced with environmental protection The main concern underlying these positions the trend of environmental decline in the Basin. growth controls and regional planning as advocates reducing the Members is in of regardless adverse impacts of development on this group want a plan to protect reversing This methods water the group for quality. environment, of current local interests and the political climate in state and local government. The environmental thresholds adopted by TRPA are by these parties and they feel that restrictions of justified. this type are Some members do not desire an increase in population in the basin or even growth in the local economy. increase supported in They want congestion or the associated pollution and no traffic problems. Some parties feel that increased environmental awareness and education will lead to greater protection of Some members of for ecology. this category also want the environment preserved the enjoyment of future generations. cohesive the Basin's community They recognize that efforts will produce a stable regional plan and greater environmental protection. Within interest many member the Local environmental agency group there are only two members, others with similar interests. representing several Lahontan Water Quality Board, and but This group commission they represent includes conservation commissions and and a representative for the 39 one the the South Tahoe Public Utilities District. Their positions include: o Erosion Plan o TRPA needs a practical, implementable plan o Lawsuits must be settled soon, and the injunction lifted o Plans for water regulations o The control Agency measures must be part of use needs should to meet the state incorporate Regional and more federal technical information in their planning process o The Regional Plan should provide clear guidance and direction for individuals and localities. These and mitigating establish program They the parties a that are interested in encouraging current environmental damage. new land classification system and will provide protection remedial from They an future work seek acquisition development. want a regional plan to establish a predictable future Basin. for They want to know the extent and location of future development. They also want improvement in environmental quality in the Basin, quality. to not simple maintainence of current They want increased water clarity, environtmental which they feel could be accomplished through mitigation of soil erosion. A the critical issue for these groups is provision of water Basin. construction Members are concerned that the amount of allowed in the Plan not exceed the Basin's in future capacity to provide water. The members of moratorium, rehabilitate construction. and the group also have an interest in ending the encouraging existing They are property and structures as concerned that business well as panic to owners begin building accompany the removal of the moratorium, so they support 40 to new might a cap on construction for 1986. so that it They want the regional plan to be will not be open to individual clear interpretation or abuse. The Local Advisory government group includes Planning representative, Commission, a member from a Tahoe Transportation TRPA's District and an individual representing both the City of South Lake Tahoe and the Tahoe Basin Association of Governments. Positions espoused by this group include: o Local government should have a larger voice in planning o A regional plan must be practical and implementable o Allocation of construction localities must be fair o The injunction must be removed and construction of municipal services allowed o The Plan economy One group of is address the need for the most important, in government. accepted should improving Accompanying permits the but subtle, public's this by their communities. regional to a various strong new local interests of perception is a desire to be of this local trusted and Members of this group also seek local autonomy and control over the planning process.' Some are concerned about potential individuals in their communities. high capability lots be freed recognize losses Some members want the the economy in Lake Tahoe is TRPA tourist- and estate-based and requires growth to remain viable. 41 to They want property owners with (ones appropriate for early development) from the injunction. that financial to to real The State and federal agency group includes agencies that carry specific national or state mandates extending beyond or regional interests. Division The groups in this category are of Environmental Protection, office, the Environmental Planning Agency, Nevada Nevada Attorney General's Protection and the U.S. local Agency, Forest Service. Tahoe Regional The positions of this group are: o Water quality standards o Agreement on the content of the plan must be reached all the stakeholders o TRPA should region o The TRPA Governing Board planning in the region o The measures remain must the meet federal planning must and body retain state in by the control over new regional plan should be an improvement over the 1984 plan. In general, region that the these groups seek stability in the Lake so they can do their jobs. The agencies want to the new plan is at least as environmentally 1984 planning better regional plan. process members argues ensure protective They support local control and feel regional management in the than increased federal intervention. Tahoe One of the over as the Basin federal that the Basin is too developed to be managed as recreation area or national park. But, is a they also want to see an effective regional plan that meets the mandated guidelines of the Clean Water Act, the Bi-state Compact, thresholds. 42 and the environmental Summary of Interests The concerns and interests of the parties involved in conflict constitute the agenda for negotiation. difficult to However, when their find when parties adhere to the Common ground is opposing positions. parties explore and explain the interests beneath positions, they (Fisher and Ury, can often find a 1981). basis for agreement. In the TRPA dispute, there are a number of similarities in the interests of apparently opposing parties. All develop parties a developing want to end the moratorium and most regional plan. Several mention the want to importance of a lasting agreement to ensure stability in the Basin. (Some members of the development and property rights group prefer to Basin, but TRPA see an end to the TRPA and bi-state planning might in the group is willing to support the continuation and work toward an agreement recognizing that they may the of not prevail in an effort to remove TRPA.) All groups, protection and supporting except limited the local some members of the development group, economy. are Reluctant interested members environmental category want balance between local environmental protection. However, environmental of concerns in the and they feel that the balance must be achieved through TRPA intervention and fullfilling of the mandate some of the Bi-state Compact. of All parties, the environmental protection advocates, prefer local or and regional except limited control possibly development to federal intervention. Parties critical vary common in ground their concern for exists. 43 While the the environment, but development and property rights group object to past "overemphasis" environmental consequences of development, that the all the groups regional plan must comply with legislatively of agree mandated standards and regulations. Most importantly, all groups recognize the link environmental protection and a sound local economy. that Lake They realize Tahoe's viability as a renowned recreational resort is dependent on the preservation of the and surrounding landscape. Lake between environmental policies of the the unique characteristics In the face of current of the non- administration and reductions in the California and Nevada budgets for mitigation of environmental protection degradation, will have to be accomplished locally federal support). they must economy. conflicting the group agrees that However, ensure Discovery environmental (with state and in order to protect their resources, the development of a sulf-sufficient of the interdependencies of interests provided part of agreeable outcome. 44 any the basis for a local apparently mutually Part 2: A New Approach to Dealing with Conflicts in Regional Planning 45 Getting Started Consensus Building Workshops: I. Why negotiate? Having of years unsuccessful consensual discussing parties why did members of the agree to try Consensus case of the Governing Board, appeared be their to the seemingly members to plan in an endless may be exasperation. In It Building? controversy. the before last alternative described. Enough were skeptical members were, Nevada the While many of (he the Basin 12 years with the Forest Service and was a former some The The Board was weary trusted Bill Morgan's knowledge of member), the and CBW answer seems obvious. legislature terminated their existence. Board had in the Basin likely result consider possible reasons beyond mere useful to for of the affected Bill Morgan saw that developing a specifically Board Governing the a plan. But, idea groups public support would more Basin-wide accepted the Various the plan. adopt a regional plan. with for their power to stop TRPA from fullfilling the mandate proved in agreement on the regional plan was demonstrated by the failures which resulted from not having all past the groups The need the Basin were ready for one last ditch effort. 15 over TRPA and many interest of the regional plan, content the After disputes to resolve efforts formation of attempted. can better understand why it was we CBW, reviewed the events leading to the about however, the Board worked Governing process willing to of he entertain an alternative. While the individuals, organizations 46 and agencies in the their own reasons for participating, had Basin exhaustion and Bill Morgan. By 1983. disappearing June 1985, the The Basin had the since another construction industry declining, economy 1983 were still unable to construct homes in Summer of 1985. A subdivision was approved and foundations poured in 1983 that new remained uncompleted. After two years, people were exhausted by failure to adopt a plan. For many, the offer of equal voice government Local past to People with building approvals in the residents were desperate. the with Basin and the local the from had The first were identical a building moratorium of one type or under August common. Board's: Governing been in reasons several group the and the (consensus) was enticing. citizenry had little opportunity in the controls to participate in formulating the environment setting the amount and location of new construction. They or saw the CBW as a form of empowerment. The sought General thresholds. that was Attorney to Save Lake Tahoe and the California League a They plan that would enforce environmental had worked hard for almost a year on never adopted. Continued delay did not a serve plan their interests. It appeared successful that property rights advocates would not in their attempt to dissolve TRPA through the legislature. be Nevada They now saw an opportunity to be fully represented in TRPA's planning efforts. The federal most likely takeover and alternative to management of the 47 consensus Basin. was In probably the late 1970's, California the Tahoe legislature, over local planning, 1985, particularly those who wanted more proposal. the For most, Lake control of the in However, long as intervention remained as plan did not exist. regional of idea was unappetizing Agreement on the revisions not less. threat of federal the The preempted the recreation Compact the assistance began devising a plan to turn into a national recreation area. to many in the Basin, 1980 with League to Save Lake Tahoe, the a to alternatives than consensus. consensus were less desireable Getting Started the In convinced the Nevada legislature Morgan give TRPA one last chance. to the Bailey (70% of the unbuildable despised Ingram and Sebatier, Legislature to undeveloped, but at one time, He managed the lot the of all TRPA would probably be able court. the acreement. on the to develop injunction. They strongly 48 legislature a This resented judge in This extended Nevada's the He affected He also offered the Nevada legislature Previously, the Basin. Bi-state agency being controlled by a California power over any agreement reached. over funds from the evaluations lots remaining in was critical to the Legislature. California residents Nevada to secure plan and get out from under the court-imposed point should land in the Basin is in Nevada, individual subdivided most that by addressing the grievances suggested parties 1984). perform they that He vowed to develop an alternative a system which system, of series first month at TRPA, to and during his Bill a initiated Morgan 1985, Prior contacts. political of spring could a veto power only approve or allocations disapprove the existence of TRPA through and participation in the Bi-state Compact. At the same time, Morgan arranged for his Governing vote at regular intervals on the continued work of served two budgetary purposes. Board the CBW. The Governing Board could to This reaffirm its decision making power by supporting or denying the continuance of CBW. And, since the Governing Board had ultimate decision making power over any agreements recommended by CBW, they would be kept abreast of the results of CBW meetings and the development of any agreements. Morgan sought wanted to educate them in the develop While also in training for his staff in their committment to this June new representatives Control process and Morgan was orchestrating these arrangements, Basin. Attorney He theory and practice of dispute resolution. introducing the idea of consensus to all the the 1985. TRPA held several of the League General's office, Board, Association meetings, of the the U.S. other preliminary to Save Lake Tahoe, Service, brainstormed a list the of end of these preliminary meetings, developed in the cautious consensus with the California Quality Tahoe Basin At these issues resolution before a regional plan could be implemented. participate parties the Lahontan Regional Water Forest was meetings Governments and the Gaming Alliance. group he needing By the they had agreed on who should building workshops commitments to the process. and had The next step involved introducing the facilitator. Bill Morgan and other key parties perceived an advantage contracting for help from outside the 49 Basin. In in preliminary meetings, formal list and the group recognized that they needed to create a more respectful environment in order to address the of issues they had generated. An outsider would likely to be partial to one viewpoint or another, might have greater legitimacy in the eyes of all be long less and therefore, the parties. After a search process managed by Bill Morgan and the TRPA staff, Geoff Ball of the Forum on Community and Environment met with the full Consensus Building Workshop on August 9, 50 1985. II. Consensus Building Workshops: The Process Facilitation Bill Morgan introduced the process of building as a planning alternative. approach for a number of reasons. condition of facilitated consensus He selected a Morgan recognized the hostile relationships among the parties and entrenched positions. facilitated their deeply He wanted to engage them in a process would improve relationships among them. To do that, they that would need the assistance of someone experienced in moving angry people through a process of not Mori parties Thus, want to invite dependent he resolving on sought participants joint problem solving. a a process On the other hand, that would the presence of an facilitator manage to rather than a mediator to the dispute. outside make the intervenor. and teach the assist substantively (For more on the types of in negotiation strategies available, see Susskind and Ozawa, 1984). In managing the process, the facilitator, used a number of facilitation techniques. of dealing with contentious problems. issues from other people's Geoff Ball, He introduced new ways He suggested that perspectives component of constructive problem solving. was an seeing important He displayed a series of drawings to demonstrate that people should confront the issues rather than discussed identified each ideas other. In the first for getting effective advantages reflecting on agreements, in having time sessions, agreements. between the group The group meetings for adhering to established deadlines, and writing down agreements reached at the end of each meeting. 51 The group outlined suggesting the role of the facilitator opportunity suggestions techniques during for agreements. flipcharts, to recorder He would remain neutral and try to the group's energy on the task. the the that the facilitator not contribute his own ideas evaluate the group's. had and to participate and would make Ball used a number of permanently retaining the group's wrote focus He would ensure that all parties meetings. He or the highlights of process recording thoughts and discussions on copied and distributed them and later photographed, One recorder took minutes of each meeting and participants. distributed those to members between meetings. The First Meetings In the first July preliminary meeting, Morgan explained consensus building process that would be used explaining that the it would include the following components: o Develop a parties will o Reach agreement on the overall goal of o Use a problem solving approach that avoids imposing one's positions on others, but rather seeks to define the problem and work from a broad set of alternatives to develop an approach that is mutually agreeable o Search o Try to achieve consensus on all By the identified participate, of the preliminary list and of groups way the the process the issues meetings, that should the be group had invited to the critical issues that would need resolution to achieve a workable Regional Plan. Officially, the for areas of possible agreement end a set of ground rules related to work together (TRPA, CBW Minutes, 8/9/85). the group would make recommendations 52 to the' decision making body, the Governing Board, in the form of revisions to the 1984 statement of Goals and Policies of the Regional group its understood that recommendations. their recommendations Board. Indeed, the Plan. the Governing Board would not be bound The participants would Board expected, carry weight though, with the of all the Board's hard to Governing an group made various interest groups would be deserving (TRPA, that As one Board "a unanimous decision by a consensus consideration." by Governing was likely to be responsive agreement reached by all the major interest groups. member put it, The of Board up the Minutes, 7/24/85). At the first full CBW meeting, were established. groundrules and protocols They included: o No statements made in CBW could be used proceeding o No personal attacks or criticisms o Listen to each other o Be clear on what the group is agreeing to o Be brief, but take time to be clear o Ensure all points of view are heard; in avoid any one court person dominating o OK to express opinions o No cheerleading or pressure tactics o Communicate with Boards, Governing Board and to address the interests of all other parties so far consitiuencies as to process and agreements o Try as possible o No new suits filed in court during CBW o No agreement or committment is final package is finished. 53 until the whole it was not stated as a groundrule, Though could be resolved, issues Memory meetings notes, would relevant the group hoped litigants would drop (TRPA, Governing Board Minutes, 9/26/85, and CBW their lawsuits. Group if the be Reaching agreement on 8/14/85). conducted helped to how a establish the climate conducive to further collaboration. group gathered for two-day meetings one to three The participation required a large Thus, per month for ten months. time committment from many people. meetings representing the major The duration and quantity of for and scheduling problems (or those not small organizations parties compensated for The original timeline proposed agreement participation). their on financial posed times ready issues by October with final recommendations for the Governing Board by January 1986. This timeline proved to be too ambitious and had to be extended several times. Initial as such the Statements regional on plan framework (maps of planning regions). of the major issues, moved to emotional discussions focused on the least and and the ranking of those issues, technical information, consider For many issues, For each the group issue, (1) brainstorm the sub-issues, parties proceeded to (2) For issues instance, (5) discuss areas of alternatives and coverage for gather agreement. discussions either became heated or the were set aside and returned to at a CBW the (3) list interests, but not evaluate them, realized further consensus hinged on subsequent issues. cases, Area Plan Following identification substantive negotiations. (4) TRPA's issues attempted to address the new residential development. 54 Most In these later amount group date. of land parties felt strongly about the issue, The group so there was little progress at first. turned, instead, to discussing the rate of residential development. The outset as Governing Board and the CBW members realized were developed. They scheduled joint September, October, January, March and April. matched agreements copies the the importance of sharing the details of their agreements they were from with Governing Board as they were reached. members for Individuals in CBW to explain The Governing Board of CBW minutes and group notes. throughout meetings the received CBW remained concerned the process that the Governing Board was inadequately informed about both the process and the resulting agreements. Stages of Consensus The process proceeded in four stages: Stage I: Stage II: Stage III: State IV: Entry, trust-building Initial group work (moderate issues) Advanced group work (most controversial Group identity established issues) (handling final issues) The issues discussed in each stage are as follows: Stage I: Plan Framework Rate of Residential Development Plan Area Statements (Land Coverage attempted and set aside) Stage II: Stage III: Individual Parcel Evaluation System Sensitive Lands Commercial Development Community Plans Land Coverage Interim Plan for 1986 Stage IV: Technical work on Evaluation System 55 Individual Parcel Economic Feasibility of Commercial Plan More on Land Coverage Transfer of Development Rights Density and Phasing of developments In Stage I, consensus group members were developing new relationships and learning about consensus building. Through the CBW value they other's learned to see each other as people, interests, participants and initially striving for enemies. These to discuss difficult spent a great deal of comfort among meetings to people issues. time previously focused on each deflating The and energy perceived the as emotional content of issues. In the initial Governing Board progress. The Governing Board stage, the group was concerned view them as legitimate group at discussed and procedures that appreciate for the their briefing joint meetings and strategies for the gaining Governing Board support. During one of the first meetings, of the lack September 18, rate of of trust among the problems arose indicative parties. During a residential development. The larger group this, been The sub- saying Members of the larger group were disturbed by it undermined participatory nature of the process. key had began making progress and a ten minute break turned into a two hour meeting. were on 1985, a sub-group caucused privately discussing the struggling with the actual numbers for several hours. group break the supposed broad-based, Parties in the larger group concerned about the process being directed by only the parties (Personal interviews, Minutes). 56 February 1986, and few CBW In Stage II, from late September to the end of October, trust-building continued as cohesion developed. After more than a month of working together, enough CBW members began to trust each other to break into smaller groups to brainstorm or facilitate more intensive discussion on the same issue. then reconvened and spokespeople from the small groups their progress. By similar instance, different about reported in able to make more rapid progress. separately, generated group collating all of the issues brought up discussion, the group was Working The larger the findings. small small groups This found amazed they often participants. groups identified similar the design of an individual parcel evaluation For concerns system and its consistency with the old Bailey system. The parties developed greater trust in each other when they could see their being acknowledged by other members. getting agreement climate in 9/26/85). the Some noted that the act of from the small groups full group interests (TRPA, encourged an Governing agreeable Board minutes, Most parties felt that using the small groups made the process of developing agreements more efficient. During the Governing groups made symbolize issue. One Board. joint They the CBW made its first presentation to Representatives from presentations alignment member negative the this period, of to the group on a the opposing Governing particular also discussed their opinions about described feelings the process as Board to problem or the "effectively into positive solutions." Another group as getting "off the accusation mode and onto 57 interest process. channeling described creative problem solving." the process optimism," At least one member remained skeptical and said the group should continue this stage, controversial issues. group developing some to issues according group, began On some issues, to such as address more land coverage and they were only able to achieve agreement and left the remainder of the topic for later. By mid-October, and the to handle sensitive lands, partial "cautious (TRPA, Governing Board Minutes, 9/26/85). During how with about trust in the process the extent to other to the and among members that the group allocated discussion forums. They prioritized in of all issues type of forum that should address them: small advisory group, full CBW, or staff. security was the group's power over Trust in the process any final agreement enabled the group to delegate tasks. By mid-November, stage, small issues. members At first, concern individuals Stage III. In this began to address difficult and different all small groups met at the same time, participated greatest Usually groups the group was well into in the session addressing to them. The full Group then presented the content of the topic reconvened the small group but of and meetings. some discussion and controversy emerged and the findings of small groups were refined by the larger group. November, By the end of small groups were meeting on different days to discuss the issues. Full CBW meetings convened regularly to review all materials and information developed by the small groups. During committees Stage to issues such as III, the group decided form technical highly technical the individual parcel evaluation system (IPES) and generate more information 58 to on economic feasibility committees of commercial consisted of local, members and TRPA staff. reached by study, the CBW, or They provided analysis of commercial specific program proposals this period, controversial issues. the group struggled Commercial development, process agreements including reached, and agreement to analyze agreement, feasibility to implement IPES system. with the With several community a most for example, was the focus of debate for 14 consecutive meetings. creative CBW agreements economic agreements reached in principle by CBW, as with the During Technical regional and state experts, as with the developed agreement. planning the economic feasibility of the group was able to turn the remaining issues the over to technical committee by the end of December. Stage IV Commercial followed Development characterized by the began after drafting the issue. group This worked stag-e can emergence of a group identity. proposals for CBW review through rather be the best Small groups than simply discussing issues and findings. One of the most obvious characteristics of the growing group identity was the group's ability to operate independently of facilitator. and, Individuals increasingly, without progress technical process, being on considered other pressed to do so. it Members appeared of view The group continued to make groups were gained confidence that the group was agreement on all the important issues. 59 meetings people's points the toughest issues working with small committees. and made process suggestions in the going in to and the reach of confusion problems arose, new However, particularly researching committees technical with the added and analyzing For instance, with many people handling a number of information. proposals, not all information and presumptions were communicated to the In one larger group. that presumed applied only to building IPES group technical the The sites. CBW parcels, entire that IPES would be used to evaluate understood Upon discovery of the misunderstanding, not just building sites. the instance, group sent the committee back to develop a system that would full parcel. evaluate the In another instance, the group found that it had not defined the precise role and responsibility of the technical In discussions in advance. make the view. to the CBW. recommendations and Members of information recommendations gathering? point should be encouraged, but agreed of Should CBW? Or, was their role The group to the CBW questioned committee members adjunct members of they make recommendations to CBW? data began of recommendations coming from only one validity Were about the economic feasibility study, (all businesspeople and developers) members committe committees limited to that that written oral material would be limited to the findings of their studies. By mid-March, for completion document. of the group imposed a deadline of May 1, all the issues for the Goals The final full CBW was held April 14, time, the full group had met 32 times. 60 1986, and Policies 1986. By that III. Consensus Building Workshops: The Issues and The Outcome The Issues Over the ten month negotiating period, Workshops major reduced areas expressed of Consensus a list of 27 issues down to contention. The list approximately covered CBW participants interests and the by Building the concerns TRPA Regional Plan requirements as established by the 1980 Compact. issues had to be satisfactory to o Rate addressed in order for an 6 These six agreement to be all parties: of single family dwelling and commercial development; o Allocation of yearly development rights for each county in the Basin; o A new classification system for regulating the impervious land cover on residential and commercial properties; o Protection of sensitive lands; o Community control of the planning process; o And, in general, the proper balance between environmental protection and local economic growth. Rate of development - rate of future controversial As my descriptive history development topic. in the Basin has suggests, always been Rates of development for residential commercial property for the entire Basin over the next ten are a critical element in any Plan. the treatment of projects approved for or, a and years In determining these rates, "in the pipeline" construction, the in some (either' allocated, instances, permitted projects) prior to the injunction must be addressed. Allocations - The new regional plan will.have to 61 indicate a level for new all parties. starts development in each jurisdiction that is acceptable The group had to agree on the number of that would be allowed single-family, (commercial, multi-family, etc.) tourist to building commercial, for the next ten years, as well as which jurisdictions would have what allocations. Land - Cover The group reclassify undeveloped, ability to handle significantly replace the had to design a new system to but sub-divided, lots according to land damaging cover the (man-made environment. structures) This Bailey Classification system for their without system new would residential construction only. Under the old system, some properties had been misclassified or otherwise treated unfairly. that property options owners with The new system needed to relatively parcels The system would have to accurately protect most sensitive to erosion and runoff underlying the completely Sensitive rock). Bailey Lands (usually steep parcels particular, to provide predictability the value of properties - Another major issue was environmentalists where streams fed into the Lake impervious cover with It would also have to be somewhat consistent system change parcels all over and the Basin. areas. were concerned that in (Stream Environment or disturbances not be allowed Zones), because areas were most vulnerable to erosion and siltation. 62 not the protection of the Lake's water quality through protection of sensitive land In had such as acquisition for obtaining a fair price for their property. with sensitive ensure areas new these - Community Control level of community input into the planning process as local control areas. to increase the well the configuration of development This was a critical issue in the CBW. ensure other over Local governments wanted in their The plan had localities adequate autonomy while guaranteeing TRPA agencies the authority to enforce regulations achieve adequate environmental quality throughout - Balance needed to and to the Basin. TRPA's main responsibility in the Basin is protection as to balance of the environment with the encouragement of a viable tourist economy. This balance was an underlying issue for each policy recommendation made by CBW. A description reached on each of follows of the content of the agreements these issues. The Outcome After and ten months of deliberation, addressed generated the six issues and the group had identified many sub-issues. The programs and translated them into new language for the Goals and Policies portion of the 1984 Regional Plan. The important agreements resulting from the workshop concerned: (1) The Regional Plan Framework (2) Single Family development - rate of development - allocation of permits (3) reevaluation of the Bailey system Commercial development - amount and rate of development (4) CBW - impervious coverage rules community plans - economics feasibility study A Plan for the 1986 building season 63 most The group also generated proposed changes Plan concerning capital standards, planning in shoreline and stream zones, to the Basin, protection of improvements in public services, and design review guidelines and "best for construction and rehabilitation. practices" Regional improvements, monitoring of environmental transportation improvements to the management These portions of the Regional Plan were usually revised from previous plans the TRPA staff or the CBW. by They will not be discussed in detail here. The Regional Plan Framework The CBW began by reviewing the Regional Plan Framework. They started with this subject because it seemed like an issue on which agreement would be feasible. overview of the tasks ahead and Also, it gave the group an allowed discussion of less emotional issues. The group deciding They what wanted a goal obstacle needed to to outlines include all the in the Compact and the of designing a practical Plan elements to needed injunction be clear and to its prescription all Agreements the on interests. Complete satisfy decision. set of regulations, development standards, safisfy the in for by accomplish. course that could not be implemented by TRPA. protection order that belonged in the plan objectives they wanted the to requirements had defined the items CBW not an The plan environmental and also flexible, Appendix B, in attached, Plan. Single Family Development The group established allocations, 64 by county, for residential and commercial development. 2,000 new will be allowed between 1986 and 1991. intended would the to avoid the These allocations were "panic" building that many occur with the lifting of the injunction. "pipeline" issue residences by allowing all of the parties CBW felt addressed homes with TRPA approvals to be built within the first year. The group allocations. received then Each a on decided county percentage and the distribution the City of of building South allocations of these Lake Tahoe based on percent of vacant land remaining in the county. Table 1, shows the project be allocations for residential zones) page 66, units. Every would be required to meet TRPA restrictions in order allowed allowed dwelling the construction. This meant no contruction on officially designated "sensitive lands" and capacity there available would have to be before adequate construction would to be (i.e. stream available sewage approvals would be granted. One for of the most sensitive issues was coverage single family residential construction. was inadequate, before. The evaluations restrictions The Bailey System inaccurate, and destined for reform as mentioned group developed a new system of individual parcel (IPES). Rather than use a broad approach to determining the of land cover appropriate for a particular parcel, application of system would vacant parcels one based formulas and mapping of large parcels, evaluate the relative through actual field 65 sensitivity testing. amount of the on new individual Experts would TABLE 1 ALLOCATION TABLE ADDITIONAL RESIDENTIAL DWELLING UNIT ALLOCATION CATEGORIES OF RES. UNITS South Lake Tahoe Prior Approvals New Allocations '83 Allocations 1987 1986 - 107 El Dorado County '83 Allocations New Allocations TTSA Service Area '83 Allocations 1989 1990 1991 42* 60* 60* 55* 10 96* 18 96* 18 3 104 Placer County Prior Apvls (4-7) 1988 96 10 6 97 103 103 16 23 0 35 300 103[22] 63[40] 63[40] 16 23 15 23 18[8] 18[8] 51 67 51 67 52 67 45[32] 45[32] 367 366 367 300 300 New /Reissued Alloc. Douglas County Prior Apvls (4-7) Case-by-case New/Reissued Alloc. Washoe County Prior Apvls (4-7) * Case-by-case New/Reissued Alloc. Total o 6 0 17 32 If the Plan is implemented before December 31, by-case projects allowed to receive permits in shifted one column to the left. 66 1986, the numbers for the caseyears 1987, 88, and 89 shall be determine the soil series of the remaining subdivided lots in the Basin (about 17,000 lots) each. Calculations for eight criteria would then be plugged into an equation that importance. criteria: slope, and establish a permeability rate weighted The technical relative ability of erosion each according to its relative committee decided upon these hazard, the parcel to for runoff potential eight of the revegetate, geomorphic features of the site, ease of access to the site, influence of the site on Basin water quality (water influence area), the condition of the surrounding watershed and the level of water quality improvements downstream from the parcel. committee's At the time of this had been approved and equation writing, the system was the new scheduled to begin field testing the summer of 1986. The design CBW directed the technical committee and TRPA staff a new system that "(1) the public, is (4) (2) is is credible and understandable as objective and scientific as possible, compatible with other systems applicable to other land includes a transfer-of-development includes incentives includes an (TRPA, 1986). for objective By remedial rights erosion and technically-based the end of the completion date of December 1988), full by (3) uses, program, control, to and (5) (6) appeal process," evaluation (expected each of these objectives would hopefully be addressed. Commercial Development The and treatment of commercial property was time-consuming issue for the CBW. addressing three major sub-issues: 67 the most difficult Discussions resulted in rate and amount of commercial coverage and development, community plans, and an economic feasibility study. The would group agreed in principal that the focus the be to encourage rehabilitation and renovation of commercial properties. environmentally flexibility harmful attempted owners because, situations to paid under and to existing provide greater In the past, little remodeing the previous system, if was a building Bailey, property large fees and had to reduce their coverage at time of remodeling. the Under the new system, property owners would allowed to keep all their coverage as long as damage existing repair the parcel than allowed under more of covered Efforts plan for commercial businesses to rehabilitate or remodel properties were encouraged. be of mitigated Property owners could pay to the parcel in some way. mitigation fee to a "land bank", they a or receive credit on one parcel for reducing coverage on another. The CBW agreed to allow 400,000 construction over the next ten years. be distributed to local square feet of new 360,000 square feet would jurisdictions (South Lake Tahoe and Basin communities) for use in existing dense commercial zones and 40,000 square feet would be allowed outside those zones. The rate of development would be monitored and the community held to its be allocation. coordinated The with schedule transportation for new development improvements and would watershed restoration work. New commercial property would be allowed 50% property owner was allowed more 68 coverage coverage. under Bailey, If a the property paying owner could obtain the difference in coverage by a mitigation fee, reducing performing mitigation measures on-site. allowed on coverage elsewhere, or No development would sensitive lands for the first community areas, commercial again ten years. be Outside coverage would be permitted according to Bailey allowances. Community Plans In accordance with communities' desire to gain greater control over planning, the CBW recommended that each community be allowed to develop its own plans, commercial uses Twenty designating the and construction in each of its Community commercial Planning areas were identified in TRPA now advocates a cooperative process involving regional and identifying arrangement of the Basin. local, state, federal government and the business the type, amount and location areas. community of in commercial development over the next two to three years. TRPA will specify the community plan boundaries, goals and standards for all community plans, and devise but the actual plan will be determined according to the type and level of commercial construction Plans will be developed needed in each community. by broad-based community planning committees. approach The CBW felt this would allow planning to be responsive to the needs opportunities communities, of each area, give locals control over and their and perhaps improve relationships between TRPA and the localities. Economic Feasibility Study Another critical element in obtaining 69 agreement on the commercial issue was a technical committee's performance unbiased, objective the of evaluation an commercial A technical commmittee composed of local economists and program. committee The disallow the responsible improvement of the local to render or community the commercial proposed projected the agreements been of in construction impossible of assessed the fiscal impacts impacts Had policies. baseline and gathered formed in January 1986, business people data. economic of economy, there was a committment within the group to reevaluate the entire package of commercial policies. The Committee began their work by assessing the the economy at Lake Tahoe. condition of Basin's They found that the Tahoe economy is highly dependent on tourism and that the Basin economy Retail sales, had been contracting over the past ten years. constant Lake total dollars, Tahoe. have declined over 20% in the City contraction. The Committee, through analysis commercial projects, suggested that with the per Basin South Low retail sales and occupancy rates and declining visitation to the Basin are other indicators the Basin of in of of economic several low current rents in ($.50-$1.50 per square foot, with average rents at $.85 square foot) for commercial space, new construction in the fees and was unlikely with or without the Regional Plan's restrictions. The suggested pioneer and opportunistic investors are the likely developers of the near future. The Committee made a number of recommendations to CBW. They that fees for commercial rehabilitation projects will currently only suggested have a large impact on projects 70 that are marginally feasible. the they supported a So, "land bank" as being the most simple and the most certain approach to minimizing impact of fees. land bank would be established to receive all A mitigation fees paid by property owners would funds disseminate to in the Basin. environmental individual relieve property of owners bank restoration and would This approach projects throughout the Basin. mitigation The making expensive improvements they could ill afford. The Committee condition the of also found that until the Basin is reversed, the in "cap" first ten years) probably not create a constraint on construction. interests economic the commercial (400,000 square feet for the construction current on would Small business Basin had been concerned that the cap would of heated create a negative effect on construction in the Basin. Plan for 1986 In December 1985, the CBW was in the midst on the commercial development issue. discussion issues remained unaddressed and it They realized seemed unlikely many other that both the Goals and Policies and the implementing ordinances would developed in time for construction in be 1986. The to returning for session season, building bleak. group was The 1986 litigants the summer aware that the Nevada legislature would be in January 1987, and without a 1986 prospects for continued support of TRPA seemed group set up a committee to develop an interim to be presented to Judge Garcia's court. With and all intervenors supporting a stipulated for construction, of it seemed likely that the court would 71 plan both agreement approve it. CBW A permits group developed a plan small be to as approved well as the Capital improvements commercial properties. 300 for residential pipeline remaining in transporation and At the time of remedial erosion control were also agreed upon. signed the stipulated agreement has been drafted, this writing, by all parties, TRPA expects and adopted by the Governing Board. approval from the courts in June 1986. Status of agreements (as of this writing) All members of the Consensus Building Workshop supported all parts of the Regional Plan, two members of with the exception of the Development and Property Rights group. One final with participant withdrew from the CBW completely committee. of the commercial economic feasibility report This member felt that 50% the coverage for commercial properties was economically infeasible and understood the technical committee to substantiate this. participant, Another holding a law suit condemnation of properties in stream environment that could not support the portion of the s/he for zones, inverse reported agreement that called for no construction in these zones in the first ten years. The participant expects to continue litigation on this issue, but supports all other parts of the agreement. The Governing Board has reviewed draft versions of the CBW's recommended Regional changes Plan. to They the Goals are and Policies expected to adopt portion these of the changes following a public comment period and public hearing in June 1986. 72 Part 3: Was the Process Worth It? 73 I. Discussion of the Consensus Building Process: Achievements and Problems Achievements By Lake now it should be clear Tahoe was no easy task. affected parties numerous, the parties the The gains The Consensus resolution of from issues were press, of the process. the among fact, not is it parties shared the following view At the gains mentioned here were many In every issue. in the Building Workshops did least particularly dissatisfied with the process, However, complex, and the ideological differences to note that not all important of extreme. complete achieve that solving planning problems parties, two members as previously are noted. trends observable by the TRPA staff, some the community members and officials, and myself. In my view, the valuable in Lake Tahoe, conflicting parties achieved some future of the Basin; regional plan, in the CBW. Consensus if are noticeable for no improvements Produced an impasse. that improvements The following are results the been The process benefit the quality of the the for the participants to consensus building process. a more stable agreement than previously achieved. implementable regional plan. support has that I would attribute For the first time in TRPA history, an will to are personal gains the problem-solving nature of approach other reasons than because the no longer at some are and some Building the agency has attained A broad range the new regional plan because all plan participated in developing it. 74 As of interests now those affected by a result, the the litigants involved in the injunction suit are expected to drop their cases. Given the groups group initial level of disagreement on the issues, the developed substantial agreement. Most of the agreed that litigation of future issues is much less CBW. The parties are largely satisfied that their parties likely after interests have been met which has resulted in a more stable agreement. However, issue. In satisfy two One the group was not able to reach consensus fact, the commercial coverage of the representatives of member dropped out of "t of suits, but CBW. the Also, agreement business on every did not community. the litigants alleging a Stream Environment Zones will not drop their law don't consider this a threat to the stability of the full agreement. As for future litigation, the test of time will provide more definite answers. The plan is also more stable because issues than issues unresolved. greater past agreements, For instance, consideration planning of the plans leaving economic about consequences its technical inadequacies of the Bailey System The technical committees' input into in general, by Community input into the will likely result in less local challenge and ordinances. agreement may, of for The plan attempts to address property owner's the process more important the new agreement calls introducing individual lot evaluations. planning addresses and regulatory fees and payments through the committee report. concerns hopefully not it to the lend creedence to the plan even when people disagree with findings because the plan is based on agreed upon technical information. In the past, people often challenged 75 TRPA regulations scientific details stating that they did and technical information. of not include adequate The development the new IPES system is a clear example of of the technical expertise improving the basis for decision making. Process enabled creation of new solutions Through a procedure of jointly seeking new information, CBW created many new solutions to the historic problems at Tahoe. This brainstorming additional process, ideas technical called before joint fact evaluating data was necessary, finding, them, and Lake involved deciding using when technical Parts experts and TRPA staff to provide additional information. of the whole agreement contain new ideas, of new information generated at CBW. for evaluating coverage was but only some came out The IPES system's equations for individual lots technical consultants to the CBW. for the future fee less stringent due to the findings of economic analysis committee. derived the system commercial Focusing on joint fact finding in the process enlarged the factual and technical base available parties. by The amount of coverage allowed commercial buildings and the design of the made were With more information, to the group was able to consider more options and create new solutions. In many discussing The idea cases, CBW created new solutions the needs and interests of all of for the more officials simply participants. community plans resulted from discussion local need for community control and TRPA's interest in a by cooperative atmosphere between and residents. the agency of creating and Some parts of the agreement were 76 the local old ideas with more new planning strategies within them that palatable, individual such as parts of the IPES. made The idea parcel evaluation system preceeded the CBW, them for but an the idea of a threshold line of allocations that would move from year to year was new. Many of the new solutions created by CBW can be traced to the joint fact finding, creative nature of the process. Established a precedent for using consensus approaches in future planning. CBW established solving believe planning that the in building as a precedent Many in the Lake Tahoe building is the most for Basin to Many decision makers feel that because all members of are affected by planning the Basin is highly effective now approach community everyone disputes. consensus planning. consensus decisions interdependent, and a because consensus approach for contentious planning issues is best. As Master a direct off-shoot of CBW, the development Plan will be attempted through consensus. Consensus Committee has assembled three times as of of Airport A Master Plan this writing. The group has established groundrules, identified the key parties and has selected a facilitator to manage their process. Many other signals point to the ensuing use of consensus and conflict plan management strategies states in the Basin. that community plans are to be developed TRPA and locals working in partnership. conflict developing The new resolution ordinances working with an planning the whether individual owner seeking additional coverage to his/her property. it is with TRPA staff will now use strategies in future or regional in property I think safe to say that planning in the Basin has been permanently 77 affected by the introduction of this process. The following achievements I consider personal gains for the participants in CBW. Affected parties are more educated on the issues. parties in CBW suggested spoke in interviews that All their understanding of the issues by participating increased the they CBW. The fact-finding and information-sharing techniques base. by the facilitator helped develop a shared knowledge used These now parties, knowledgable about to be involved in future planning tasks. data current information on planning issues in the Basin, in and are better equipped The Airport Master Plan is a good example. consensus group will address the difficult issues A the use and development of the Lake Tahoe airport. around Many of members of the new consensus group were members of CBW. the They are now trained in problem solving and consensus building techniques. Many of the members believe that these skills combined with their background on the larger planning issues will group in developing creative, assist the new constructive agreements concerning the Airport. Parties' negotiation skills improved. All parties' improved their negotiating skills. articulated underlying than posiitons. past issues by focusing on interests rather This enabled them to discover common ground, get their historic disagreements, new agreements. The group Almost all parties 78 and work together to agreed that these design abilities contributed to the improved quality -of the plan and will enable them to be more effective problem solvers in the future. Several strategies enabled instance, them to get agreements they negotiation wanted. study by recognizing the common interest All but two Consensus as one process. misunderstandings parties stated of the Hostile among all strongest behavior, improved. communication benefits polarized were common among parties prior to unanimously that people now at least one another's views. improved patterns parties sited parties' improved relationships to the views and CBW. All understood In some cases relationships between parties dramatically. One member states that as a result consensus, parties pick up the telephone to discuss an issue rather than file a suit. For in the Basin in a stable economy. Parties relationships and communication and new the property rights groups negotiated for the economic feasibility people parties also stated that learning This of with a planning complaint are more likely to is a major accomplishment in a region fraught law with courtroom dispute. Misperceptions and changed dramatically. people, accepting legitimate. level of Some Parties now recognize their opponents each other's views as trust exists between most members the issues, different, have as but parties suggested that a significantly higher community as a whole. all stereotyped views between parties but of CBW and in the Opponents do not necessarily now agree on they also do not presume specifically intend to undermine their needs. 79 that other parties Evidence of improved communication and greater understanding of all points of view is plentiful in the minutes of time went on, previously hostile parties made components As suggestions on plan that specifically addressed the interests of opposing parties. Attacking statements and name-calling virtually ceased by the third month of the CBW. emerge. issues the CBW. "Parties and process," A tone of mutual respect began to were developing a mutual understanding of getting individual needs and interests according to Bill Morgan met in (letter to Governing the the Board, Opposing parties sat next to each other early on October, 1985). and the facilitator considered it a major step the day one member of the environmental group offered coffee to a member. in the Basin, Given the history of and the fact that many of live and work together, must rights Parties began suggesting solutions by noting that others may have different perspectives. conflict property tremendous these parties this was considered by many to the most important achievement of be the process. Process allowed discussion of the values beneath controversies. At the heart of much of the controversy over planning in the Basin were significant differences rights the in personal values. advocates simply did not believe a government agency right to regulate to the point of devaluing their Environmentalists in everyone. restrict The property resulting owners question and of how developers environment had to be addressed in each component of 80 the activities much to had property. the Basin believed that protection of scenic qualities of the Basin required regulating the of Property TRPA protect can the the regional plan. By understanding each other's interests and values, considering differing needs in discussions, and by parties were able to civilly generate alternative planning approaches. Problems In discussing the CBW process, the problems attributable discussion with to the the process process. it is critical to as well Information as in achievements the comes from interviews with participants, observations of the minutes and the process. highlight following my personal Problems with the process included: o It took many hours over many months to reach some agreement and, even then, not all of the issues were addressed that were originally placed on the agenda. o The technique of small group meetings allowed three four parties to dominate the process. o The facilitator was not active enough in the process. o There were some communication problems community and the Governing Board. o State officials from inadequately involved. o Not every interested party was able to participate the process. California and with Nevada or the were in Time The deadline CBW took much longer than The original of the end of October 1985 was unrealistic according to many participants. The Governing Board voted to extend of CBW until December 1985. and anticipated. This deadline was still unreasonable TRPA sought a grant from the Hewlett Foundation to the process through May 1986. support continue What took so long? Educating all the parties to the same level of knowledge 81 on all of the issues took alot of time. Parties received packets of technical information in advance of meetings, but many parties mentioned that it was extraordinarily time consuming to bring all to a common level of knowledge on the members also many There were issues. issues to cover and new material to digest for each issue. The parties learned new negotiation and communication Previously, parties skills. This training expended many hours. attacked each other personally and for their views and many never worked in a problem solving arena. negotiation, focused facilitator on adjusting stage of parties' about each other and their behavior toward each thinking Much the In the first other. spent deflating time throughout the process was of his had emotion from issues in order to direct the group's energy the toward resolving the critical issues. parties Many the discussing the minute time that too much details of each was issue. consumed legal The leaving loose Others felt this concern was carried to the extreme and at representatives ends. mentioned in the process insisted on not expense of addressing all the issues. The parties net became in participate organizations Shorezone result of the lengthened schedule frustrated all could with the process. sessions not simply afford for them to that Some could they or many not their participate (the representative dropped out of the process in September and rejoined the group for a couple of members because was were the final meetings). not paid for their time in the 82 workshops in Most the first place. By the end of the meetings, some were anxious, and the parties were final issues had to be tired, tied up quickly in order to achieve closure. Small Groups One technique that saved a significant amount of breaking the agreements. larger When group into small these groups were groups time to able to work was formulate independently time was saved, but the technique also resulted in some problems. Even though interested CBW- members were in any of the small group sessions, participate commit all to all the sessions in the later invited M0ost months. to not-J co The arose that the few parties able to attend all meetings problem dominated the process and the agreements. Some parties parties. the resented the perceived power of these few A pattern of dominance by a these few parties began at third meeting. caucus private expressed ten minute break turned into a three hour during a scheduled to was the larger group. mentioned time. Parties and those caucusing meeting extreme dissatisfaction with this apologized problem A However, in later meetings concern about and in small this group sessions. Facilitator The facilitator played a relatively directing the progress of meetings. selected ensure as a process manager, adherence to substantive intervenor. an passive process, create rather than Bill Morgan wanted parties to learn 83 in Geoff Ball was specifically one who would help agreed upon role and a to work effectively together as much as to develop an regional plan. Ball was expected to intervene less as time went on and to step away from substantive discussions. Ball followed this formula. at the outset meetings. process and intervened with suggestions on process He strategized process design. with Bill Morgan and others during on the In the course of meetings, Ball made suggestions for redirecting discussion. asked He led discussions on He often interpreted statements for further clarification from parties. He kept or parties committed to the process, and saw that groundrules were followed, but only ocassionally made substantive comments and suggestions. This role had advantages and disadvantages. Many parties felt they would have preferred a facilitator Basin. with more knowledge of Two more active the planning problems in the members commented that Ball allowed discussions get off track in into too much detail. to Some felt that with more substantive knowledge, a facilitator would have been more able to keep discussions Many could from straying from the point. parties felt that the have been remedied by the facilitator; dominated nature by of three or four participants. rarely feeling process. mentioned problem namely that it was The participatory the meetings was threatened in early meetings by private caucus mentioned earlier. should previously if Several representatives ever in many of the sessions. One member intimidated by the legal representatives the spoke spoke of throughout the Some felt the imbalance in discussions could have and have been corrected by Ball by drawing out some other participants. 84 of the Interaction with the Community and Governing Board CBW was the most interactive and broad-based planning effort in the Basin to date. accused of being However, an elitist group the group was convening ocassionally privately. The meetings were open to the public, but historic levels of distrust extended well beyond the did CBW to the whole of the Basin. People not believe their interests were being represented and did not trust the process. they Interaction with the community about the plan as it was developing was attempted. CBW members tried to stay in touch with their constituencies and supervisors. much of the press continued to be unfavorable, and But, communities did not always trust or favorably receive what resulted. For instance, a guest editorial article appeared Tahoe Daily Tribune on Friday, concern would for leave article the CBW's "no February 28, "politically expedient solution" for cleaning pointed out a number of programs of comment on the consensus anticipated, but not the 1986, up in which showed compromise" Lake the that Tahoe. The concerns about current and past TRPA and the two states, agreement. adequately but offered This addressed little problem was through outreach the Governing Board had final power over CBW results, programs and community education. Since the CBW's interaction with the Governing Board was Governing Board reviewed all consensus meeting minutes and joint meetings with the Governing critical. consensus group on a regular basis. Board- also reviewed CBW documents and made regularly. 85 The held The revisions CBW The change abreast of these changes. that of would Board Governing and would be wasted. Ultimately, of discussions CBW CBW members were changes make agreement that would not be supported by CBW. All the in the time spent course, CBW hoped the Governing would support the entire document and adopt it as the regional Briefing plan. presentations this staff They knew the Governing Board After the hours spent, being present. concerned Board single a TRPA the possibly appreciate the breadth not without of members were aware of the need to keep Governing Board consensus could Bill Morgan, the 1984 Plan. in members many hours over the text struggled area, technical and committees staff at Governing Board meetings assisted by but from the Governing Board's final acceptance new of in the agreement remained a threat to CBW throughout the process. State Involvement CBW appeared membership representatives. to be dominated by California Nevada state government did not have as large a regulatory budget as California and did not have the quantity For instance, the 208 environmental regulations California did. Water which affects Quality Plan, the entire Basin, is enforced by the California Lahontan Water Quality Board. developed in California. members. largely adequately Nevada This Other that was mentioned parties concerned about represented the CBW claimed property by the advocates. 86 process by was several that of Nevada rights California largely A sense dominated grudging residents issues and property by Nevada were were rights One individual outside the CBW, but intimately involved with the Basin, suggested that more communication with high officials in both state governments would have assisted the CBW in the run. The Attorney representatives; states, with Generals no their were legislative large the only members influence becoming better concerns. state Possible government participated. through representation and TRPA budget allocations, from state long The Governing Board would have benefited acquainted with region's current issues long term political benefits to legislators- involvement include and increasing reducing hostility between Nevada and California state governments and enlisting the support of the particularly another states the agreement. This would useful in Nevada since Nevada is likely to pull-out reconvene in bill regardless of the outcome be develop when they in January 1987. Unrepresented Interests Several CBW. Basin interest groups were not represented Laborers and service in industry workers were represented only by local governments and may have had a different perspective the issues. dominated were The planning represented environmentalist environmental interests of property concerns in the Basin. only the by the Also Attorney remarked that there was not representation owners has always non-residents Generals. adequate given the national on value One national of the scenic resources of Lake Tahoe. In closing, I would like to add that several of the problems 87 with the process can be tied to compromises design. The excessive thorough discussion relationships. allowed the extensive The group amount of of time certain issues and the to gain "ownership" the consuming. Better communication question allow for of but this process. More community learning just 16 points of with communities would have been desireable, The process improvement passive, the in but 16 participants was a cumbersome number and considerable time was spent and of did by additional members of the might have been beneficial, view on every issue. spent facilitator's role was participation made is almost never how constituencies but to also design time the perfect process, but rather, what trade-offs are acceptable given the need to reach a wise, fair and implementable agreement limited time, money and energy. 88 with Assessing the Plan II. In plan assessing the quality and effectiveness of resulting Answers to from the CBW, I will examine the six regional indicators. the following questions will be addressed according to parties' perspectives: o Were all parties' interests satisfied in the plan? o Is the plan- clear and specific enough? o Is the plan better o Does the than previous plans? plan address the most important issues in the region? o Does o Does the My from 1986 to the plan secure mutually beneficial solutions? agreement secure the commitment of interpretation of the parties? the parties' perspectives are derived their answers to a questionaire I administered in (prior to completion of the CBW). all questions. responded I also relied on CBW minutes or other statements for answers. Again, nature public responses are grouped according to the categories used previously. confidential Not all parties February This allows me to protect the of the information I received, but risks overgeneralization. Interests Satisfied One indicator of the quality of plan is satisfication of all participants with the plan. the degree One participant from the Development and Property Rights group did not support section of the agreement but signed did Environmental off of a (the Stream Environment Zone agreement), on the rest of the agreement. An Protection and Limited Development advocate voiced 89 dissatisfaction with the entire document, the entire agreement. but also signed off on This representative felt that the final document ignored the mandate in the Bi-state compact by not being restrictive enough, regarding development. Another stopped Development participating and Property Rights in the process when the representative results commercial economic feasibility study were reported. interpreted the study results as saying that CBW felt the study essentially the supported agreement with a few minor modifications. commercial the was plan interpreted a main concern for the this The rest of the Since member commercial feasibility of and study results differently than the This member agreements in the plan were economically infeasible. the of the the member CBW, this member could not continue to support the consensus process. Other plan, members did not like particular aspects of the but their dissatisfaction did not impede their participation. A group a wanted allocations. group different distribution of continued Commission construction The member of the Development and Property mentioned meeting member of the Local Environmental previously announced at that the case brought before the final final Rights consensus the courts alleging inverse condemnation of properties in stream environment zones would be dropped. this law suit This is significant in that the group hoped would be dropped as a -result of the not that consensus agreement. All but one of the CBW participants were satisfied with plan. Some were dissatisfied with portions of gained enough in other areas to support 90 the the agreement, but the full document. Clarity and Specificity Clarity and specificity of the regional plan is indicator clear of and its potential effectiveness. concise an important The plan should in its direction so as not to be be open to interpretation or abuse. The member of the Development and Property Rights group that dropped out enough of regarding Environmental might the process thought the plan be clear, Commission open but statement. protection of property was rights. it specific The representatives stated that to misinterpretation in places and that not served its purpose State and federal agencies as a Local the plan not totally broad policy all stated that the plan was clear regarding their respective regulatory requirements. sum, all but two parties In felt the plan gave adequate direction to the TRPA for developing implementing ordinances. Improvement over Past Plans Another indicator of the quality of the agreement comparison of this plan to previous plans. felt that is the One environmentalist the previous settlement negotiation plan (which was considered environmentally-oriented) agreement. This member felt that the California Attorney General and the better than all Development and Property Rights remaining Environment and Limited Development Local Agency the CBW League should have continued their law suits. On the whole, the was Environmental members, significant and Commission members, the improvement TRPA staff members, the State and felt over the previous 91 members, this plans. plan Even the Federal was a those disagreeing needs with parts of the plan thought it better served of the Basin and that it was improved with respect the to the is the issues most important to their constituencies. Important Issues Another degree to indicator of the quality of the which parties felt the document important addressed the in the Development group felt plan did address the most important issues This member said for the that certain property rights issues given sufficient consideration in the plan. region. were For this person, most pressing issue in the region is the economic decline of Basin. This address the person issue suggested that while and agreements, critical unresolved. For made progress the CBW attempted the the plan does not fully address of environmental restrictions. for This party felt that a business developers and would only exacerbate the decline of the of the Environmental Protection statement critical Limited most of This member made a general that the plan did not address the most environmentally issues since it "evaded the Compact." Two parties was economy. and group members felt that the plan addressed the critical issues facing the Basin. the absorbing coverage rule was economically impossible for most Development to left capability to or responsibility one the commercial development problems were the costs but the plan owner's All not community instance, in property 50% most issues in the region. All but one of the respondents the outcome suggested that the plan as a political a good starting point for regulation. 92 In their solution view, the resulting ordinances would shape the real direction of in the Basin, to begin but that agreeable Goals and Policies were needed work on such ordinances. suggested planning that remedial One transporation of these work and respondents stream zone restoration were inadequately addressed. One representative transportation also political create and as the stated that the real degradation problems Agencies member of Local Environmental Commissions system would not be addressed in the plan. felt issues. that the plan Another in assessed during Local California, primarily for the amount of but indicated that Government important plan water might legally this would representatives all felt that the be plan State and federal agencies thought the plan addressed the most important representative This the development of the ordinances. addressed the most important issues. also resolved member thought that the excessive water demands available such issues. One stated that the Goals and Policies were set forth in much greater detail than expected. Mutually Beneficial New Solutions As mentioned section, to the process discussion the quality of secure of the previous group employed creative problem solving techniques develop new solutions. examine to the in With this indicator, I attempt to the plan by assessing whether it attempts solutions that parties felt were beneficial to all participants. For example, consider the development of Community Plans. This solution control (Local Government's and Property Rights and allowed 93 an increase in local planning Development group's interest) while retaining TRPA's protect the environmental Limited Development integrity of regulatory the Basin group's interest). power to (Environment and This represents a new solution created to satisfy all parties' interests. Another example is the design of the IPES system. With full CBW participation in the design of this system, environmentalists were able direct the technical committee to design a system that advocates were sensitive protected lots while property rights able to see that properties appropriate for construction would be The new IPES system is a more accurate and allowed construction. lot evaluation system that satisfies both development verifiable and environmental interests. Other new solutions are the land bank idea, every allowing could the Basin an never and This solution second build on their properties regardless opportunity of their feasibility land Under the new system, everyone in the Basin has to environmentally group's the allocation, receive a building allocation, though property owner may not receive approval to construct if a is for the community perception that some property owners were classification. the in economic feasibility study. commercial addressed parcel provisions Authorization sensitive. of an study satisfied the Development and Property a parcel economic Rights need for additional technical information while allowing for tentative agreement on coverage of commercial properties. CBW did seek at least some mutually beneficial with more time could have perhaps achieved more. 94 solutions and Commitments The final indicator of the quality and effectiveness of regional the the plan is the.degree to which it produced commitment from parties involved in its development. The parties suspended bringing any new law suits while participating in the CBW. indicated a commitment to the process and an intent to with each other in good faith. to be negotiate The injunction suit is expected dropped with the adoption of the new regional mentioned, the case This involving property in plan. stream As environment zones will not be dropped. As for future commitments to the agreement, CBW felt that future law suits on the issues agreement were unlikely. written agreement However, in not contents of a document they developed, members members of the CBW could sue the stated that they but it TRPA seems expected the sign preventing them from bringing suits. that group settled the group did possible Many most members of It for a is the unlikely. individuals to continue to turn to the courts for compensation of property value losses. Conclusion The plan is Agency thus far. extent possible, viewed by many as the best produced by the It does not address every issue to the greatest but after fifteen years and ten months, many felt it was time to get a plan "on line" and make adjustments the future. accomodated in The TRPA and environmental litigants felt they had development interests as much as possible and not further adjust the content of the plan to 95 could retain the support of the Property Rights and Development member To the remaining members, improvement groups find the plan seems over past plans. satisfaction It is fair suggesting that it is a fair agreement, 96 out. and a significant important to note that and dissatifaction of all sides. that dropped with the all result addressing the interests B I B L I O G R A P H Y to Yes: Getting Houghton Mifflin and William Ury, Roger Fisher, Giving In, Without Agreement Negotiating Co., Boston, 1981. Fifth Annual Report, Byron, R., and Earl R. Charles Goldman, CA, July 15, Group, Davis, 1984, Tahoe Research Water Year 1985. A Descriptive History of Land Wesley and Paul Sabatier, Ingram, of Institute Tahoe, and Water Quality Planning at Lake Use Governmental Affairs, Davis, CA, 1984. Martens, Tom, Lake Tahoe -- An Update, League to Save Lake Tahoe, July 1, 1985. Ozawa, Connie and Lawrence Susskind, "Mediating Science-Intensive Management, Journal of Policy Analysis and Disputes," Policy V.5, no.1, 1985. The Devil and Susan McLaughlin, Susan Hunter, Paul, Sabatier, Shift: Perceptions and Misperceptions of Opponents, University of California, Davis, 1985. Douglas R., Strong, An Environmental History, University Tahoe: of Nebraska Press, 1984. Susskind, Lawrence, and Scott McCreary, "Techniques for Resolving APA Coastal Resource Management Desputes Through Negotiation," Journal, Summer 1985. States United District Court for the Eastern District of CA No. 84- California, No. Civ. S-84-0561-EJG, June 15, 1984. United States Court of Appeals for the Ninth Circuit, 2450, May 15, 1985. United States District Court, District of Nevada, CV-R-257-ECR, May 10, 1985. Tahoe Regional Planning Agency, Public Law , Tahoe Regional Planning Compact, 1970. , Public Law 95-551, 94 Stat. 3233, Tahoe Regional Planning Act, 1980. Environmental Threshold Carrying , Resolution No. 82-11: Capacities for the Lake Tahoe Region, 1982. , Regional Plan for the Lake Tahoe Basin, Final Draft, November 1983. 97 Bibliography Page 2 Tahoe Regional , Planning Agency, Press Release, March 3, 1985. Governing Body, Regular Meeting Minutes, 1985-86. ,_ Consensus Building Workshop Minutes and Group Memory Notes, July 1985-April 1986. , Plan, Draft Revisions to Goals and February 1986. Policies of Supplement Environmental , Draft Adoption of a Regional Plan for the Lake the Regional Impact Statement for Tahoe Basin, April 1986. , Evaluation of TRPA's Proposed Commercial Regulations, Economic Techical Committee to the Coverage Consensus Building Workshops, April, 1986. Tahoe Sierra Preservation Council, letter to TRPA Governing Board, January 17, 1986. Urban Land Institute and Lincoln Institute for Land Policy, Lake Tahoe: An Evaluation of Governmental, Planning, Environmental, and Infrastructure Financing Issues in the Tahoe Basin, 1985. Urban Land Institute, Report on the Growth Management, January 1986. Conference on Community Western Federal Regional Council, Lake Tahoe Environmental Assessment, Interagency Task Force, December 1979. 98 Appendix A: Consensus Building Workshop Interview Guide Consensus Building Workshop Interview Guide-Page 1 Date Name Organization -Introduce; MIT Planning; studying mediation and c.b. -Documenting whole process; history for context -Document will, of course, be shared with and can be used by parties -Interested in highlighting the strengths and weaknesses of the process and the outcome... tho this'is just one part of report -Want to talk about your perspective; Not looking for any particular answer; nothing said will be specifically attributed to any party -Will start with some general questions, then questions to get at specific aspects of plan or process General-1. When consensus building began, what were your major interests for Have What did you want to come away from this process with? the plan? How? Why? your interests changed since then? 2. What were two of your most important expectations for What did you expect the group to be able to achieve? Technical Decision this process? Making-- 3. Did the refinements made to the regional plan through conse'nsus Give an example. require the use of technical information? 4. What participate with this level of technical knowledge was required (layperson...expert) in this process? level? of you to Were you comfortable, Consensus Building Workshop Int-erview Guide-Page 2 5. Did it get easier, harder or remain the same to be Why? technical discussions as time went on? involved in 6. Was the process in general effective or ineffective for discussing the technical aspects of the plan? Efficiency of the Process-7. How would you characterize the level in terms of your time and money spent? 8. How might this level required in litigation? of efficiency of the process of efficiency compare with the expense and time 9. Speaking now about your own expectations, was consensus building faster, slower or the same as you expected? More or less expensive? 10. Did the process (getting through the issues) Why? or stay the same as time went on? get faster, slower Parties-11. Have your relationships with any of the participating parties been effected by being in the CBW? Communication effected? In what ways? Consensus Building Work:shop Interview Guide-Fage'3 12. In your perception, have other parties' relationships or communication changed as a result of participating in CBW? In what ways? 1.. (If there have been any changes, ask:) Do you think these changes will favorably or unfavorably' effect future planning and decision making in Lake Tahoe? 14. Did the consensus building group's ability to together decline or improve through the process? discuss issues In what ways? The Plan-15. (Some objective questions about the Plan:) Are the Policies as currently stated specific enough to provide to all effected parties? The ordinances that have been 16. Does Goals and clear guidance completed? In your opinion, what are the most pressing issues for the region? the plan adequately or inadequately address these issues? 17. In what ways do the plans produced interests? In what ways do they? so far not satisfy your 18. 'Did consensus bring out any new solutions to planning problems the region? If so, which are new? If not, why not? in Consensus Building Workshop Durability of Interview Guide-Pace 4 the Plan-- 19. Are there any parties who should be participating in this process who have not been involved? Any parties involved who should not have been? 20. Has this likelihood for future litigation consensus? Do you think the parties will drop changed since starting their current suits? 21. Do you think the regional planning process will be different future as a result of consensus? If so, in what ways? in the 22. Will there be an ongoing consensus group to work on future issues or. advise the TRPA? Closing-What were 23. Summarize the strengths and weaknesses of the process. the most significant strengths of the process? The most significant weaknesses? 24. Is the regional plan as currently drafted better or worse than the plan that would have resulted without consensus? Consensus Building Workshop Interview Guide-Fage 5 Appendix B: Agreements on Complete Plan 9/19/85 AGREEMENTS ON COMPLETE PLAN ISSUE What elements or parts of the TRPA Regional Plan are required? EXPLANATION The working group concluded that a complete Plan and certain other essential parts should be adopted prior to implementation of the Regional Plan. the items denoted byant"X" onthe chart must be adopted to It is agreed all constitute a complete package. To the extent that TRPA is unable to complete any particular required item it is agreed that an appropriate interim strategy will be developed to deal with that item until it is completed. Agreeing on the outline does not imply agreement on the content of any item. RECOMMENDED SOLUTION AS AGREED UPON BY THE WORKING GROUP IS AS FOLLOWS: A. 1. There should be a clear statement in one place that identifies what constitutes the "Plan". 2. There are items that belong in the Plan and items that are necessary to fully implement the Plan but are not in the Plan. The working * group did not attempt to determine which items fall into which cate-gory. It is agreed the items listed with an "X" under "package" are required to be completed and adopted prior to Plan implementation or the commencement of project review under the Plan. 3. The following chart should be used as the framework for the Plan and related items. Required Package Regional Goals and Policies Document 1. 2. Land a. b. c. d. e. f. g. Use Element Land Use ---------------------------Housing ----------------------------Noise ------------------------------Natural Hazards --------------------Air Quality ------------------------Water Quality ----------------------Community Design -------------------- Transportation Element a. Mass Transportation ---------------Transportation System Management b. Regional Highway System -----------c. Nonmotorized -----------------------d. X X X X X X X Desirable Not Required Status* Adopted 4/84 X X X X Some items that had been previously adopted may require revisions as a result of additional recommendations of the consensus working group or the APC or others. * - 1 Desirable Required Package e. f. 3. 4. Status x x Adopted 4/84 x x x x x x x x x Adopted 4/84 Conservation Element a. b. c. d. Vegetation ------------------------Wildlife --------------------------Fisheries -------------------------Soils------------------------------ f. Shorezone -------------------------- g. h. i. j. k. Scenic----------------------------Open Space ------------------------Stream Environment Zone-----------Cultural --------------------------Energy ----------------------------- Recreation Element a. Dispersed Recreation--------------b. Developed Recreation--------------- c. Urban Recreation------------------- 5. Public Service and Facilities Element -- 6. Implementation Element. a. b. c. d. B. Aviation and Waterborne----------Transportation Related------------ Not Required Institutional---------------------Development and Implementation ---Priorities ------------------------Financing -------------------------Monitoring and Evaluation---------- X I x x x x ( x x x x x Plan Area Statements and Maps (180± PAS) 1. 2. PAS and Map Washoe County-------------------------------South Lake Tahoe----------------------------El Dorado County----------------------------Placer County-------------------------------Douglas County------------------------------400/2000 scale base maps (the PAS will crossreference the maps) Land capability/SEZ--------------------Plan Area Statemenits-------------------Shorezone Tolerance and Pier Head------- Governing Board Approved for Drafting x x x x x I System Requires Graphic Work Adopted 4/84 Needs Update Adopted 4/84 x x x (CIP------------------------------------ X storical-----------------------------SEZ Restoration------------------------Public Facilities-----------------------Wildlife Habitat-----------------------Transportation Corridors---------------Fish Habitat ----------------------------2- x X X x x x Needs Update Adopted 4/84 Staff Draft Requires New Map Adopted 4/84 Adopted 4/84 Adopted 4/84 Required Package Special Interest Species --------------Species & Sensitive Uncommon Plants ---Stream Habitat Quality --------------- -- C. Desirable Not Required Status Adopted 4/84 Adopted 4/84 Adopted 4/84 X X X Code of Ordinances 1. 2. General Provisions (Chapter 1) a. Findings --------------------------- b. c. Applicability --------------------Definitions ----------------------- X X X d. e. Activities Exempt from Agency Review -------------------------Activities Exempt from Agency EIS - X X f. Projects Requiring Governing g. Board Review -------------------Expiration of TRPA Approvals ------ h. Findings for Approval ------------- i. Variance --------------------------- j. Enforcement ----------------------- * k. Nuisance --------------------------- Land a. b. c. d. e. f. g. 3. Use Provisions (Chapter 2) Plan Areas -----------------------Land Capability ------------------Land Use Standards* Coverage -----------------------Height -------------------------Noise ---------------------------Density ------------------------BMP's ---------------------------Prohibition in SEZ's -----------Outdoor Advertising ------------Relationship to Design Review Guidelines ---------------------Scenic ----------------------------Historical Preservation ----------Nonconformity --------------------- Subdivision Provisions (Chapter 3) Applicability --------------------a. Prohibition of New Subdivisions --b. c. Limitations Subdivisions -------------------Conversions --------------------Lot Line Adjustments -----------Lot Consolidations -------------- d. Protection of Purchasers ---------- e. Subdivision Standards ------------- Draft APC Review X X X X X X X X APC Approved Draft X X X X X X X X X X X X X Staff Draft I X X X X X X * May include more items that are now found in design review guidelines. - 3 - I Required Package 4. Shorezone Provisions (Chapter 4) x Draft APC Review b. Shorezone Tolerance Districts----- c. Permitted Uses--------------------Development Standards in the x x I f. g. h. 7. Status a. e. 6. Required Findings --------------------------- d. 5. Desirable Not Backshore------------------------ x Development Standards Lakeward of High Water----------------------- x Nonconformity---------------------Motion and Discharge Limitations from Boats----------------------Mitigation Fee--------------------- Grading Provisions (Chapter 5) Special Information Report--------a. Inspections-----------------------b. Construction/Inspection Schedule -c. Winterization---------------------eds e. Standards for Grading and Filling Standards for Grading and Filling f. Vegetation Protection-------------g. Objects of Antiquity--------------h. x x x x x x x x x x x Resource Management Provisions (Chapter 6) a. Tree Removal----------------------Prescribed Burning Programs-------b. Livestock Grazing-----------------c. Remedial Vegetation Management d. Vegetation Protection-------------e. Landscaping-----------------------f. Revegetation----------------------g. Wildlife Resources----------------h. Fish Resources -------------------i. x x x x x x x x x Water Quality and Water Resource Provisions (Chapter 7) Water Pollution Control-----------a. Discharge Limits----------------Runoff Controls-----------------Snow Disposal-------------------Salt and Abrasive Controls------Sewage Spills-------------------Pesticide Use-------------------Water Quality Mitigation----------b. Water Supply and Conservation-----c. x x x x x x x x x -4- I Governing Board Approved Draft Governing Board Approved Draft I APC Approved Draft Needs Work APC Approved Draft Required Package 8. 9. Air Quality/Transportation Provisions(Chapter 8) Inspection and Maintenance -------a. b. c. d. Gas Heaters ----------------------Wood Heaters ---------------------Open Burning ---------------------- e. f. g. Stationary Source Review ---------Traffic Mitigation Program -------Aviation Facilities --------------- h. Diesel Vehicles ------------------- Growth Management Provisions Status APC Approved Draft x x x x x x x Needs Work APC Approved Draft x (Chapter 9) a. Allocation of Development --------- b. c. Transfer of Development Rights ---Phasing of Development ------------ d. Single Family Dwelling Review e. Redevelopment --------------------- System -------------------------- D. Desirable Not Required x x x Draft APC Review x x Other Regulations 1. Design Review Guidelines* Site Design ----------------------a. Building, Height, Bulk and Scale -b. c. Grading and Drainage -------------d. Landscaping ----------------------Lighting --------------------------e. Signing ---------------------------f. Parking ---------------------------g. Scenic Highway -------------------h. Snow ------------------------------i. Energy ----------------------------j. Scenic Quality -------------------k. 1. Shorezone ------------------------- m. n. Historical -----------------------Individual Uses ------------------- Staff Draft J x x x x x x x x x x x x x x I Requires Final Staff Draft 2. Best Management Practices a. 3. Revised Handbook ------------------ x Staff Draft Rules and Regulations of Practice and Procedure General ---------------------------a. b. c. d. Governing Board Meeting -----------Adoption of Rules ----------------Adoption of Plans and Ordinances -- e. Project Review -------------------- * Certain items may be land use ordinance Standards. - 5 - x x x x x Adopted 2/81 I Needs Update Desirable Required Package 4. E. f. g. h. EIS Procedures--------------------APC ------------------------------Conflict of Interest--------------- i. Miscellaneous---------------------- Not Required Status Needs Update x x x x Adopted 2/81 1 Adopted 1/73 Administrative Policies and Procedures Implementing Programs 1. Monitoring and Evaluation--------------- Requires Final x Staff Draft 2. Capital Improvement Program a. b. Water Quality---------------------SEZ Restoration-------------------- c. Transportation--------------------- d. Coordination----------------------- x x x Needs Update Requires Final Staff Draft X 3. &Memoranda of Understanding 4. 5. Needs Revision USFS------------------------------- b. c. Project Review Agencies-----------Implementation Agencies------------ x x d. Monitoring Agencies---------------- x Special Programs a. Inspection and Maintenance Program- x x x b. Wood Heater Program---------------- c. d. e. f. g. h. Gas Heater Program----------------Fish Habitat Improvement Program -Scenic Restoration Program--------BMP Installation------------------Education and Enforcement---------Restoration of Denuded Areas------- x x x x x Public Service Facility Program--------- x Environmental Documentation for Regional Plan G. X a. I Requires Final Staff Draft I Requires Final Staff Draft I Further Study Staff Draft Requires Final Staff Draft x EIS 4/84 Supplemental Planning Work 1. Research Instream Flow Study---------------a. Atmosphere Deposition Study------b. Piers and Fisheries Study---------c. Node Study------------------------d. -6- x x x x In Progress In Progress Draft RFP In Progress Desirable Required Package 2. e. f. List of Exchange Properties ------Scenic Roadways and Shoreline Criteria ------------------------ g. Historic Site Review -------------- Not Required X Status Requires Final Staff Draft X X Program Integration a. Mapping small scale Regional Plan maps In Progress wall maps -------------------aerial photos ---------------- X X X parcel map update ------------ b. Data Base ( X X reformatting ----------------- land capability revisions ---permit input ----------------lot evaluation input --------PAS/zoning input ------------maintenance/updating --------Printing/Documents X X X X S-Regional Plan graphics ------- X Awaits Plan X X In Progress c. Print Code, Design Review, BMP PAS, Goals and Policies Plan EIS --------------------------- d. 3. Transportation Modeling ----------- I Other Planning Duties California Transportation Plan ---- X X X Requires Update Requires Update Requires Final Staff Draft Specific Plans Airport ---------------------Ski Areas -------------------- X X In Progress Requires Final Staff Draft a. b. c. Federal 208 Water Quality Plan ---Federal Air Quality Plan ---------- d. 5 Year Recreation Plan ------- PAS Specific Plan -----------e. f. Environmental Education ----------- g. h. Project Review Assistance --------- 1. Socio-economic Assesment ---------- j. Ordinance and Regulations Drafting Intern Program -------------------- TDA Fund Management --------------- and Review ---------------------- - 7 - X X X X X X X X I RFP in Progress Requires Final Staff Draft I In Progress RFP in Progress