AN ABSTRACT OF THE THESIS OF William Albert Tryon for the (Name) Date thesis is presented Title M.S. in (Degree) Mathematics (Major) December 6, 1968 PROPERTIES OF REAL VALUED CONTINUOUS FUNCTIONS IN RELATION TO VARIOUS SEPRATION AXI9I'IS Abstract approved Redacted for Privacy pt.Of es sokl This paper defines and discusses some of the separation axioms of topological spaces. In the cases con- sidered, a search is made for sets of conditions which would be equivalent in a space satisfying a given separation axiom to the existence of a family of real valued, continuous functions which separates by functional values the points and/or sets corresponding to the given separation axiom. PROPERTIES OF REAL VALUED CONTINUOUS FUNCTIONS IN RELATION TO VARIOUS SEPARATION AXIOMS by William Albert Tryon A THESIS submitted to Oregon State University in partial fulfillment of the requirements for the degree of Master of Science June 1969 APPROVED: Redacted for Privacy Professor of kgthematics in charge of major Redacted for Privacy Chairman of the Department of Mkthematics Redacted for Privacy Dean of Graduate School Date thesis is presented December 6, 1968 Typed by Eileen Ash for William Albert Tryon ACKNOWLEDGEMENT I would like to express my gratitude to Dr. B. H. Arnold for his patience and many helpful suggestions, as well as originally proposing this topic. TABLE OF CONTENTS Chapter I II ITI Page INTRODUCTION 1 RELATIONSHIPS BETWEEN SEPARATION AXIOMS 2 PROPERTIES OF REAL VALUED CONTINUOUS FUNCTIONS IN RELATION TO VARIOUS SEPARATION AXIOMS 25 BIBLIOGRAPHY 41 PROPERTIES OF REAL VALUED CONTINUOUS FUNCTIONS IN RELATION TO VARIOUS SEPARATION AXIOMS CHAPTER I INTRODUCTION A topological space Hausdorff a and that b or , T (X, T-) is said to satisfy the axiom iff for every two distinct points 2 U there are disjoint open sets a E U and b E V. Thus, the points can be "separated" by the open sets and a V and and V . U question arises whether two such points a and such b The b can be separated by a function; that is, does there exist a continuous, real valued function f(a) = 0 and f: X [0,1] such that f(b) = 1 ? This paper poses the same type of question for topological spaces satisfying other separation axioms, as well as Hausdorff spaces. All of the implications between these separation axioms, holding in arbitrary topological spaces, are also proved in the paper. 2 RELATIONSHIP BETWEEN SEPARATION AXIOMS CHAPTER II Since different separation axioms are sometimes referred to by the same terminology, a precise definition of terms is in order. A topological space Definition 2.1 to be a T (X,/) is said space iff for every pair of distinct points, 0 there is an open set which contains one but not the other. A topological space Dafin_Ltion 2.2 to be a T (X,() is said space iff for every ordered pair of distinct 1 points, there is an open set which contains the first but not the second. Obviously, a space is a T1 space; however, the To following space is frequently cited to demonstrate that not all T spaces are 0 T 0 spaces. 1 X = {a,b} Example 2.3 is a T = {0 space, but fails to be T must also contain a containing b Lemma 2.4 A space is T1 , {a} (X,Z) X} , since any open set 1 . iff all singletons are closed. Assume Proof: member of X . is an open set (X,') For all Ub is b E X such that T1 and such that b E Ub and let a b a be a , there a E X - Ub . 3 Therefore {a} = X ub U is an open set, so {a} is bra closed. Now assume all singletons are closed, and let X be an ordered pair of distinct points of X - {b} is closed, not b to be a T is an open set which contains a but A topological space (X,95) is said or Hausdorff space iff for every pair of V and and a b , a E U such that there are disjoint open sets b E V. and there are T 1 spaces which fail to be T1 cites the following space as a X = [0,1] Example 2.6 of countable sets }. any pair (a,b) containing a , (X,21) where but not such that a b separate any two points V space is T2 Again it is obvious that a and {b} 2 distinct points U Since . Definition 2.5 U . (a,b) b . a a E U , X but Pervin [21 space. all complements {b} is an open set X , , , space, since for T1 is a . non-T2 , al= {0 T2 T1 However, it is impossible to and by disjoint open sets b b E V. and If then U is an X - U open set which contains a but not Since X is itself an uncountable set, a countable set. the only open set contained in X - U which obviously cannot contain b Definition 2.7 to be T22 or b , is is the empty set, . A topological space (X,) is said Urysohn space iff for any pair of distinct 4 points and a such that b G there are disjoint closed sets , is a neighborhood of F neighborhood of b and a G and F is a . By considering the definition of a neighborhood, we see immediately that a are T 2 space is T2 T2 however, there ; spaces which fail to satisfy the axiom. T*, Urysohn [3] gives the following example of such a space. and x {(x, -y) U {(0, -1)} , U {(x,0) y E where and yE N} U x X= { (x,y) Example 2.8 x E I U {(0,1)} denotes the set of all positive le is defined in the A basis for the topology integers. 1\11-} following manner. { (x,y) } E if 0 # y x V (x,0) = {(x,0)} U ( U(x,y)) U ( U(x,-y)) E °X, y>n y>n x E le n E le for co 00 0 (0,1) = {(0,1)} U ( U (x U y=1 x=n )) for (x,-y))) E x U=n ll ( (0,-1) = (0,-1) U ( n E N co co Un if y=U 1 ( n E for We can easily verify that this does define a basis for a topology, as claimed, since X = 01 (0,1) U U1 (0,-1) 0(0,1) n U(07-1)= , U ( U xeN + for every Vi (x,0) m ) and n E N + 5 On (0,1) n vm u y>n+m { (x,0) n v (x,0) un (0,-1) y>n+m f(x,-y)} , x > n {(x,y)} = fl ( 0 1) (I) , y < 0 , , y < if n> x Example 2.8 is a Urysohn's axiom. where (A) or x> 0 and 0 if n < x and x > or x> 0 and 0 , 0 if n> x y > E and { (x,y)} (I) (m + n, 0) n < x if y > 0 { (x,y) } Un ,-1) n n < x if , n > x if { (x,y) } 0 if n < x , n > x if , (I) (x,1) } T2 0 . space, but it fails to satisfy Consider the following chain of relations. (o7t)?1)) fl (u771)) s (°110,1)) denotes the closure of the set A . (uTo,-1)" Since the intersection of the closures of any two basic open sets of 6 the points and (0,1) respectively is nonempty, (0,-1) there can be no disjoint closed neighborhoods of the points and (0,1) (0,-1) . A topological space Definition 2.9 to be a T space iff it is 3 that given any closed set disjoint open sets U T is said and has the property and xEX-F, there are F V and 1 (X,e) such that x E U and F c V . Lemma 2.10 In a T space 3 (X,e), closed neigh- borhoods form a basis for the topology We need only show that given any open set Proof: x E 0, there is a closed neighborhood and such that X - 0 G c 0 . Since our space is UcX-Vc0 . T 3 and U If TA. X , is a (X,/,() are distinct points of Using our and and is a (17) , 0 . but the converse impliT3 space and we may consider V T3 a and which contain b and b as a point a a . axiom , we may choose disjoint open sets and a {p} respectively. Lemma 2.10, we may find closed neighborhoods a x This means that {b} as a singleton closed set not containing and of {x} , which is contained in x space is also cation fails. V . Since X-V is closed, closed neighborhood of A T3 of G 0 are disjoint closed sets, which are contained in the disjoint open sets U q:/ F and By G respectively such that aEFcU and bEGcV. Since U and V are disjoint, F and G 7 will be disjoint, closed neighborhoods of and a b respectively, as we desired. Example 2.11 A = {(x,y) B = f(x,0) and y > 0} Let X = A U B. x 1 are real and x,y 1 Our space shall be is real }. We shall define a basis for the topology in the following manner. n O (x,y) = B((x,y), vn ( X, if n A) U {(x,0)}, 03((x,0), x,0) (x,0) E B, (and B((x0,170), and T11-) E A (and (x,y) n E N +) is the usual Euclidean distance in d e) if where d((x0,y0) = f(x,Y) E R2 n E (x,y)) < , R 2 12-1-} Check- . ing the conditions needed for the existance of a basis, we see immediately that we do have a topology. Now let and (x1,171) distinct points 1 d((x1,y1) in our space; therefore be (x2,y2) , (x2,y2)) > 7 for 0 m0 some 4m 0 > 0 . 4m 0 )) 1 4m fl ( (x° = 2 (i) if Y1 if y1 if Y1 = y2 0 Y2 2 4m o n 1, (vx (o 0) n (o (x 2' (vx 4m° (4m0 2' y , ) (1) 2 0) (1) , y2 8 Therefore, Example 2.11 is space. T2 This space, which is cited by Pervin, is not a The point space, however. F = {(x,0) (0,0) x there is an , n E N is not in the closed set (0,0) is any open set containing U If 0}. + such that Vn ( 4,0) point ( '2n'-' Vn taining 'n" , yet no 2n U . Since any open set (277,0) V V conof Vm 1 there can be no open set containing , The . basic open set must contain a basic open set F (21 F c U 0,0) has a nonempty intersection with ---,0) and therefore with , 0,0) is a member of 1 of Vni( 1 T3 which ,"(1) fails to meet U . Definition 2.12 A topological space space iff it is a T T 1 F tinuous function X - [0,1] f(F) = {l} f: x E X - F T3 are open, disjoint sets which contain ]*,00[ There are . and of the open sets f respectively, it is clear that a F f(x) = 0 . and and a there is a con- , such that Since the inverse images under ]-00,2[ is a space and has the property that given any closed set and (X,(6 T3 spaces which fail to be T32 space is T32 how- , Before we give an example of such a space, we shall ever. first prove the following lemma. Lemma 2.13 T 3 The product of two T3 spaces is also a space (with the product topology.) Proof: (x1,171) and Let X (x2,y2) and Y be two T 3 spaces, and let be distinct points in X x Y . 9 Therefore, either xl or x2 U C X then there is an open set x2 E X- U. quite similar if y1 distinct points in y2 . X x Y , If . such that but not (x1,171) y2 x (x2,y2) x 1 xl E U is an open set in U x Y Therefore which contains y1 2 ' and X x Y The argument is . Since for any ordered pair of we can find an open set 0cXxY which contains the first ooint but not the X x Y second, is a Now, let space, T be a closed set in F X x Y and (x,y) EXxY-F. Since F is closed, there is a basic open set UxVcXxy-F such that (x,y) EUxV. Since set X is X - U , T and 3 there are disjoint open sets x E A such that is not a member of the closed x and (X - U) c B (A)X denotes the closure of A (-(5)1. c in the space F c X x Y that X x Y Y V, where . Therefore, X x Y0 (A is a Example 2.14 (17)Y T ) 3 Let .1- X (A) cX-Bc U, Y X denotes the closure of (x,y) . such that E A x0 0 and = X x Y - (A x0) X x Y , which means space. X denote the set of all ordinals less than or equal to the first uncountable ordinal and let B in the space Similarly, we can find an open set 0 c Y y E 0 c and This means that . AcX-BCU. Since X-B is closed, where A SZ denote the set of all ordinals less than or equal to the first infinite ordinal w . We define the 10 bases for the topologies of manner. and X in the following Y X , we shall let each set consisting of a In single countable ordinal be open. Neighborhoods of will consist of all sets which contain able complements. Q and have count- 0 Similarly, we shall let each set con- sisting of a single finite ordinal be open in well as all sets containing Y as , that have finite comple- w ments. It is obvious that both spaces are singletons are closed. X , Now let respectively. X and F is open, so F F will be disjoint open sets containing F and x X - F and since all , 1 be a closed set in F and xEX-F. If C.2, then and T {x} If SZ E F, then is open, so {x} {x} will be disjoint open sets containing respectively. Therefore, is a X A similar exercise will show that T3 x space. is also a Y T 3 space. By Lemma 2.13, we know that X x Y is also a A quick check of the definition of the relative space. topology will verify that the subspace X x Y {.(0 w)} Lemma 2.15 must also be If f: Z T3 R1 Z = . is a continuous function with the property that there is a sequence of distinct ordinals < w n E N T3 + , then there is a such that SO < Q f(Q,i {in} n ) such that > r n E N+ for all f(d,w) > r 11 for all The lemma also holds if both the in- > 60. 6 equalities are reversed. Since Proof: n N f(6,i + there is an ordinal 1 n > r - - ) for all sup {6 (m,n) I m,n E N +}l 6 > 6 Since . > 60 f(6,i , n ) = o I m,n E e} (m,n) X - {Q} 6 60 < , S2 . is If > sup {r 1- -ImEN + } =r. Since is continuous, f Let (m,n) {6 and such that < Q (m,n) 6 a countable set contained in 6 m is continuous, for every f lim f(6,i ) = f(6,w) > r for all n->-co 6 > The argument is quite similar if the inequalities 6 0 are reversed. Now let I denote the space of all integers - positive, negative and zero - with the discrete topology. Forming the product I x Z , we have a T3 space in which points may conveniently be renresented in the form (n,6,i) where nEI, of the form (n,Q,w) and iEY. All points 6 E X are omitted. We now form a new space K by taking the quotient space formed by the following equivalence relation r = A (IxZ) x (IxZ) U {(n,6,10),(n+1,6,w)) U {((n+1,6,w),(n,6,w)) I n I n r . is even} is even} U {((n,Q,i),(n+1,0,i)) In is odd} U {((n+1,0,i),(n,Q i)) In is odd} , where A (Ixz)x(IxZ) 12 is the diagonal in the space (I x Z)/ r = K I x Let Z in which we defined r one or two points of be a set in [x] e K - F I x Z of 6 K - {[x]} and Z , [(n0,60,w)] Since that [x] I x Z [x] T -1 E U' (U') is a K , . , and consists of only one point where (n,S,i) Since all such points are open sets . If Therefore {[x]} f -1 and [x] consists of two points of [x] [x] by [(n0,60,w)] where n0 where n0 If [x] = is odd. ([x]) = {(n0,60,w)}U{(n0+1,60,0} there is an open set Therefore f -1 f -1 ([x]) U = {(m,60,i) Im = n0 . I x Z space, since singleton 1 is of the form x which contains such that f the F [x] will ([z]) be a closed set in F [(n0,Q,i0)] , -1 is closed, since is a K we may represent is even or by f are disjoint open sets containing respectively. I x space. 3 By the manner . Therefore . is open as well as closed. {[x]} F i < w and < 0 Z ([z]) If . then , x Now let sets are closed. let -1 Therefore space. 3 f I K T will consist of either [z] , G C K consisting of either one or two points. x Z I In either case, T is a K be an equivalence class in [z] Since . is open (or closed) f-1(G) We want to show that . (I x Z) x does form a quotient space, a set will be open (or closed) iff in x Z) (I (U') . K - F U' is an open set in There is an i or such n0 +1 , 0 < w i > i0} Examining the equivalence relation r , we . 13 see that f(U) C U' c K - F F and I x z , are disjoint open sets which contain K - f(U) and and [x] Since . is the union of basic open sets in I x z - U f(U) (f(U)) = U f respectively. The argument is in the other case. Now let us adjoin two new points Neighborhoods of Un(a+) such that (j,(5,i)E K j triples (-j,d,i) itself. The families along with > n > 0 of Un(a_) such that E K {U n (a+ a_ to ) I a_ consist of all > n > 0 j along with n E N+} and { U n (a - )11.1E1\1+} K U {a +} U {a } = A , with and the open neighborhoods for and a+ a_ . space is the one to which Example 2.14 refers. that (A,T)is a This It is clear space, since every singleton is closed. T1 be a closed set in A, and xEA-F. If x= F [(n,6,i)] where (5 < SZ and will be disjoint open sets. a So < meet a+ generated by the union of the topology for the topology Let a respectively. a_ Let us denote the space K . itself. a+ are a bases for the neighborhood systems of the points and K consist of all triples a+ Similarly, neighborhoods and a+ such that Q F . A - 0 {x} x = [(n,O.,i)] d 1 and , A -{x} there is > (50]} fails to may be written as the union of basic open sets containing x If 0 = {[(n,6,i)] A - 0 open sets, however, so Similarly, if w, then i < = F [(n an , and x will be disjoint 0 respectively. S ,w)] , a + or a_ 14 we can find an open set A - 0 and such that 0 x E 0 0 fl , F = can be written as the union of basic open sets. Since the various cases considered are the only possiblil- (A,C) ities, is a T space. 3 - We will now show that no continuous real valued function can separate and a+ a_ . Since {a is a } closed set, this is sufficient to demonstrate that is not a f : T31 A + R1 then f(a It will suffice to show that if space. is a continuous function such that ) = 0 Since integer f(a+) = 0 such that n , and let 6 > f(a+) = 0 f([(n,(5,w)]) = f([(n-1,8,w)]) < E/2 26 f([(n-1, 0 ,i)]) < -T 6 > 6 2 - 61 there is an odd for all for all 6 f([(n-1,6,w)]) = f([(n,6,w)]) > where 6 < 2 < 61 26 -T. > f([(n, 61 + 62 + 1,w)]) < E/2 our conclusion must hold. number of ordinals < w , 26 i < w. for and , an obvious contradiction, We can use a similar argument f([(n-4,0,i)]) since . . Since this would mean that . f([(n,61 + 62 + 1 ,w)]) < w i such that < Q for all but a finite number of ' to show that , f([(n-2,0,i)]) = From this we can conclude that all , be arbitrary. 0 f([(n,Q,i)]) < 6/2 By Lemma 2.15, we know that there is a If not, we have = 0 ) is a continuous A + R1 f : is continuous, and f f(a . Let us assume that function and (A,r/6 46 < 77 for all but a finite 26 f([(n-2,Q,i)]) < 7r. for 15 all but a finite number of ordinals < w Continuing . by induction, we can show that for every even integer, p > 0 , there is a finite ordinal f([(n- p,Q,i)]) < is continuous, f > -e f (a _ ) for all ordinals p+1 f(a _ f(a ) = 0 , T 4 e i > i . Since Since we can also show that . . (X,() A topological space Definition 2.16 to be a < ) such that < w i (X,2) space iff T is is said and has the pro- 1 perty that given any pair of disjoint closed sets G , there are disjoint open sets and F c U V such that and U G c V . space, the T1 Since singletons are closed in a following lemma and theorem will demonstrate that a T3i space is also a space T4 (X, closed set contained in the open set Proof: Lemma. fil p) U , , if F is a then there is such that FcVcVcU. Let and F be sets as described in the U Since FcU, F and X - U are disjoint closed This means that there are disjoint open sets sets. and V V T4 space. In a Lemma 2.17 an open set and F such that and c (X - 0) c U and F c V (X - 0) (X U) c 0 . 0 Since is closed, FcVcVc (X - 0) cU. Theorem 2.18 T 4 space, and F (Urysohn's Lemma) and G If r' (X,L ) is a i are disjoint closed sets, then 16 there is a continuous function f(F) = {0} T U 4 0 space Let (X, e) F and . By Lemma 2.17, there is an open set such that cFU 0 G c U0 Ordering the rationals in 11213 U1 smallest be disjoint closed sets in the c- X-G. Let . X - G = U and invoking Lemma 2.17 as an open set such that Ui 1 as follows: ]0,1[ ={ri,r2,r3,...} again, we define c U2 such that [0,1] f(G) = {1} and Proof: X f: U0 cHUi We continue our induction by taking the and largest r, such that rk and j k are lesstharimaricirk<rm<riand defining the open such that U cUUr c17Ur E U rj Again, rk m Lemma 2.17 guarantees us that such a set exists. We now set U . r define a relation inf {r g(x) = n E N + 1 The relation and , F s U0 I n if x E Ur } X - U x if , x E U 1 . 1 is obviously a well-defined function, g g(X) E [0,1] since in the following manner. g(x) and Also . g(F) = {0} G c X - U1 . and g(G) = {1} Continuity is a con- sequence of the following equations. -1 g ([0,3[) U u Ur for , 3 > 0 r <3 n g -1 (]a,1]) = rn >a (X - r , n for a < 1 . , 17 Since the inverse images of sub-basic open sets are open, g is continuous. However, there are the T 1ff The following space is often used as an axiom. 4 spaces which fail to satisfy T example of such a space. Our space Example 2.19 same points as in Example 2.11. A sets and shall consist of the X We shall also denote the We shall define a in the same manner. B basis for our topology as follows. 0',,y) = B((x,y), V(x,0) = B((x, radius a > Now let Since F center and 0 F 111),.24.17 n X ) , if E A (x,y) if U {(x,0)} (x,0) E B is the normal open Euclidean ball of B((x,y), a) where 131-:) m (x,y), with be a closed set and E X - F (x0,y0) is closed, there must he an n n E N+ and E N 0 + . . such that n 0 0 (or ,y 0 ) V (x 0 0'0 ) is contained in X F . Let us 0 assume ( x0,170) E A , so our basic neighborhood will be nil 0,`' ,y ). 0 In order to construct our function, we must extend our notation slightly. 18 1 , Oa (x,y) = B((x,y), -) i X fl 1 1 V (a x,0) = B((x,y407)-27dn {(x,0)} (x,0) E B a > 0 for , a for , , if a > 0 (x,y) E A if , . We shall now define the function which gives us the desired separation. 11, if E X - 0no (x,y) 0'17 0 ' no f(x,y) = inf (x,Y) 1 E d(x o,y0) if , no E 0 (x ,y (x,y) 0 It is clear that f(x 0' y ) and = 0 ) 0 is a well defined function and that f f(F) = {1} Continuity follows from . 0 the following equations. -1 f (]0,(3[) = 0 Sx n 0 f -1 (la,1]) = X (0 for 0 ,y ( a.no (x 0< a < 1 0 < a < . ) 0 for ) 0,y0 ) 1 . ° Since the inverse images of sub-basic open sets are open, f is continuous. The proof is quite similar for the case when (x0,170) E B . 19 It remains to show that Let spce. F = { (x,o) is irrational} x . is not a f)() is rational} x I (X, T4 and G = { (x,0) It is easy to show that F and G G We closed sets. are disjoint Now let be any open set which contains V shalldefinea sequence of sets {Gn }n . in the follow- E N+ ing manner. G = { (x,0) n E G 1 Vn ( Clearly U n E N+ Gn = G c V} x,0) n E N for , + . . A famous theorem known as the Baire Category Theorem states that the complement of a set of first category Since is dense. R 1 R is of the second category with the usual relative topology from the metric x {C} space G 2 there must be an , terior of ) ( E N 0 + such that the in- is nonempty in the usual metric top- 0 ology. (xo,°) E This means that there is a rational (G n , ) where we are again talking about the 0 usual metric topology for now shows that for any (ym,0) E G n such that 0 any open set U such that xo R 1 x{0} m E N+ V , m (x 0' 0) A short argument there is a point n v n 0 ( which contains the closed set contain a basic open set of the form But m ,0) V (x m0) F must for some 20 m E N+ U ; Therefore . V n U # (1) for any such open set , ie, the space of Example 2.19 fails to be a A topological space Definition 2.20 to be a T space iff it is a 5 T T4 is said (X,Q)) space and has the 1 A property that for every pair of separated subsets B , there are disjoint open sets A c U iff B c V. and (A n A and such that V and U and are separated B (T n B) = (1)). U "ff) (Two sets space. Since any two disjoint closed sets clearly satisfy the above relation, a give an example of a T space is also 5 T4 Before we . space which fails to be T4 T5 , we will first prove the following two lemmas. A compact Hausdorff space Lemma 2.21 Let Proof: the compact and F space T2 , that x E U (x,/,r) y E Vy and of a compact space, . Since . x E F Fix is T4. For every . and U V such is a closed subset G is also compact. G ) be disjoint closed sets in G there are disjoint open sets y E G (X,c( Since GCU V yEG there is a finite subset such that n n G c U {yi,y2,...,yri} C: G V i-1 is therefore an open set U . i=1 Yi Yi n containing which fails to meet x U i=1 (X,7=l) is a T 3 V . Therefore, Yi space. Now, for every x E F , there are disjoint open sets , 21 U V and x such that x is compact and F c x E Ux and G c V Since . x F Ux , there is a finite subset U xEF {xl,x2,...,xm} c G G C such that Ux u Therefore . i=1 m m U U i=1 contain n i=1 and x. 1 and F is therefore a Lemma 2.22 are disjoint open sets which 1 respectively. G T V x. Since X is Tl , it space. 4 (XX) A topological space space iff every subspace T5 which the T4 is (X*4-!,*) is a relative topology. Suppose Proof: F and (F (X *, /,(*) A c X* set fl is a ) space and let T5 be disjoint (relatively) closed subsets of the G subspace (X, x*) n by G Denoting the relative closure of a . IT* = A fl x* we have , F fl G= = F fl F n G = Similarly, . Therefore, there are disjoint open sets(in V such that F c U G c V. and are disjoint open sets (in F c U* and G c V* perty, (X *, Z *) Since . is a T4 T B X . and and such that X*) space. be separated subsets in an open subset of U is a hereditary pro- 1 Now assume that every subspace is and ) U* = U P X* Then V* = V n X* X F fl G= cp. X . T4 and let X* = X - (T n f) Let us consider space with the relative topology. , X* n X* A" as a suband x* n A is 22 will be disjoint closed subsets of a T V in such that X respectively. X* is T1 is (x,i)r) is open in X* X is a (x,9') , Example 2.23 (Tichonov) , X U V* = V fl X* that contain X* are disjoint open sets in V* and Since and X* U* = U fl are disjoint (open) sets in U* Since . space by hypothesis, there must be open sets 4 and X* A and B however, . Since space T5 Let X* = X U {a} be the one point compactification of an uncountable discrete space Similarly, let X . be the one point com- Y* = Y U pactification of an infinite discrete space both and X* T a T is not and F X* x Y* space, we only need exhibit a subspace 5 Z* = X* x Y* - { (a,13)} Let T4 . G in the following manner. , Since x y* x* x y* By Lemma 2.21, In order to show that space. 4 . are compact Hausdorff spaces, Y* is a compact Hausdorff space. is a Y Z* is not which and define F = { (a,y) E z *} G = { (x,(3) E z *} Clearly F , then F and that G F If is an open set containing {x0} x y* that fails to meet are disjoint sets. G (x0,y0) (x0,y0) A similar exercise will prove . is closed as well. Now suppose that that contain F and U G and V are disjoint open sets respectively. Pick any infinite 23 sequence each fy ln n n E N+ the set , contained in of distinct points in N+ E Vx = { (x,y) 1 V tained in ) . For must be 1 x E X} for all but a finite number of terms. U Now, the sets = {(x,y n 0 Y can be entirely con- y E Y*} for only finitely many x E X . If not, 01 would have more than a finite number of terms in the complement of U Next, we see that the sets . all points but 1 belonging to number. U If not, 01 U 02 we see that for any n, x . If not, must also be finite in Continuing by induction, the number of contains all but exactly finite. n x E X points in must be V would not have U On 01 U 02 U such that all but a finite number of terms contained in X have the property that If this is true, then finite. containing G , U , which Therefore, only a countable number is a contradiction. of points in that have would not contain all but a finite number of points of V V Vx vx n since Vx n(z - V) is cannot be an open set V (Z - V) must be finite for all of the points in the uncountable set X This . contradiction leads us to conclude that there cannot be disjoint open sets that contain is not so Z* T space 5 T4 . Therefore F and X* x Y* respectively, G fails to be a We have proven the followng implications T5 T4 T31 T3 Ti T2 TI To . 24 We also showed that the above implications are, in general, not reversible. Therefore, the above chain of implications gives the only valid interrlation of the separation axioms in arbitrary topological snaces. It should be noted, however, that a separation axiom along with an arl ditional property will sometimes 7uarantee a stronger axiom. The topological spaces satisfying the various senaration axioms above are the ones with which we shall concern ourselves in this thesis. It should be noted there are other separation axioms, but we shall not examine them in any detail. 25 CHAPTER III PROPERTIES OF REAL-VALUED, CONTINUOUS FUNCTIONS IN RELATION TO VARIOUS SEPARATION AXIOMS (X,Z) We know that if a topological space then for any pair of distinct points are disjoint open sets such that V and U and a b T2 is , , there a C U and Since topologists are often concerned with con- b E V . tinuous maps from arbitrary topological spaces into the 1 real line R , it is natural to consider the possibility of a continuous function f(b) X -> R f: 1 such that f(a) . If there is such a function tinuous function g(b) = 1 . g: such that [0,1] X -0- then there is a con- f g(a) = 0 and This is a consequence of the following com- positions. f(a) g(x) = min{ max{ f(x) f(b) - f(a) If and is continuous, then f g ; 0} 11 ; must also be continuous, g has the desired bounds and values at Similarly, if ction such that g: g(a) = 0 pair of real numbers [0,1] X -0- a is a continuous function and h: 13 X -> b . is a continuous fun- g(b) = 1 and and a , such that [a,.] then for any a < S , there which has the 26 property that h(a) = a h(b) = 6 and . This also fol- lows from a composition of several continuous functions. h(x) = minfmaxi((a)(1 g is continuous, h g(x)) + 6-g(x)); al; 6}. must also be continuous, and tainly has the values at and a If h cer- and the bounds that b we desired. Therefore, it suffices to just consider the existence of a continuous function g(a) = 0 and g(b) = 1 g: . X such that [0,1] Throughout this chapter, we shall restrict ourselves to functions corresponding to the function g above, as they will exist iff the more arbi- trary continuous, real-valued functions of the type discussed above exist. We have examined several separation axioms, and now wish to discuss them further in the manner mentioned at the beginning of this chapter. The next theorem will show that we need only consider spaces which satisfy the T21 separation axiom. Theorem 3.1 Let (X,2,7) be a topological space. If, for every pair of distinct points there is a continuous function f(a) = 0 and Proof: f(b) = 1 Let topological space a , and (X,()() f: X the space is b a and [0,1] b in X , such that Tr . be distinct points in a which possesses a family of continuous, real-valued functions which separates points, 27 Let f be a member of this family such that f(b) = 0 Therefore . f -1 ([0,4 ]) and f -1 f(a) = 0 3 (4,11) and are disjoint closed sets which are neighborhoods of the points and a b respectively. This leads one to wonder whether there are any nec- essary and sufficient conditions in order to guarantee that an arbitrary space T2,_ any pair of distinct points and f(b) and a tinuous, real-valued function f(a) = 0 has the property that for (X, () f: b X [0,1] T a T 22 T 4 such that . We know by Lemma 2.21 that if a pact, it is a there is a con- T2I space is com- Since singletons are closed in space. space, Theorem 2.18 assures us that every compact, space has a family of continuous, real-valued fun - ctions which separate points. However, the condition of compactness is by no means a necessary one, since a non-compact T4 R 1 is space. The following example by Hewitt demonstrates that several other powerful properties are not enough to guarantee the existence of our family of functions. Example 3.2 Our space shall be defined by the following sets. X = { (x,y) x,y x,y E ]0,10 U are rational, { (0,0)} U { (1,0) } U { ( ,y) ! y = r7 , r is 28 rational and r,72- E 10,1[1 Uf (,17) I y = r1/7 , is rational and r/ E ]0,1[} U r {4,y) 1 y = 1./5 is rational and r7 E r , [0,1] } A basis for the topology is defined in the following manner. On y< (x,y) EXIO< = , for (0,0) n E N + , E X 13 < x < = { (x,y) V11 1 , 0 < y < , for (1,0) n E N + n E X = { (x,y) + 1 , t < x < n E N+ for , 3,-. r1/7 - n< y< r1/7 . All remaining points will have the usual Euclidean balls of 1 radii , for n E N + , with center at the particular point in question as a neighborhood basis. A quick check shows that this does define a topology, and that the resulting topological space is T , 2 how- ever, no continuous, real-valued function separates the points (0,0) and (1,0) a continuous function 0 and f((1,0)) = 1 f-1([0,4]) = A and f: . Let us assume that there is . X Since [0,1] f such that f((0,0)) = is continuous, f-1([3,1]) = B are disjoint closed 29 sets which are neighborhoods of m rational (O(0,0)) c A r0 f((,r01/7)) and such that by a . 0 < k E N + such that in such a manner that N + that a > 3 0 . 0 V7) Uk(1/2,r01/7) and C B /7 < = . c C . meets mo N + Picking a we denote m0 -1 f ([a - 1 a + 7]) = C Therefore there is . Since r0 MO 0 pick- is for any (0,0) must also meet. We can similarly show that T . a 5 8 A the sets , r (I,r01/7) U ( - 0 (V (1,0)) Therefore, is a closed neighborhood of a (1,0) This implies that there is an respectively. such that and (0,0) This means B n C , so Since this is an obvious contradiction, there can be no continuous, real-valued function which separates the points and (0,0) Example (1,0) . 3.2 is a space which is countable, and there- fore separable. It is a C I space, (i.e., has a countable neighborhood base at each point) and is therefore a CI, space (i.e., has a countable base for the topology). Since Example 3.2 was a T22 space which failed to possess the family of functions that we desired, none of the above properties will be sufficient to guarantee the existence of such a family. Many other elementary properties fail to be necessary for the existence of such a family. Discreteness 30 is certainly sufficient, since any function from a discrete space into any other space is continuous, but it is by no means necessary. Connectedness and the Lindeloff property are neither necessary nor sufficient, since Example 3.2 is a connected, Lindeloff space, and an uncountable discrete space is neither connected nor Lindeloff. is sufficient, since every metric soace is Example 2.19 is a non-metrizable T3 Metrizability T4 , but space. We have not shown that there exists no set of conditions which is equivalent in a T22 space to the exist- ence of a family of real-valued, continuous functions which separates points. In fact, it would be very im- practical to attempt such a feat, since we would have to demonstrate that every conceivable set of properties fails to be equivalent in a T21 space to the existence of a family of functions of the type we have discussed. We have, however, demonstrated that all the conditions considered, which constitute many of the basic properties of topology, fail to have the equivalence that we desired. Turning to the case of T3 spaces, we ask ourselves if there is any set of conditions which is necessary and sufficient in a T 3 space to the existence of a family of continuous, real-valued functions which separates points from disjoint closed sets. (We shall use the terminology above to mean that for any closed set there is a function f: X [0,1] F and such that x E X - F f(x) = 0 , 31 and f(F) = {1} .) If we examine our proposal more close:- ly we see that we are seeking a set of conditions that is satisfied in every T 3 space, as well as making every T31 space that satisfies that set of conditions also satisfy the T axiom. 3i Theorem 3.3 A topological space is a (X, q) 3 space iff it is homeomorphic to a subset of a compact Hausdorff space (Y, ) . Let us assume that Proof: a subset of the compact 2.21, we know that (X,Z) space T2 is a (Y,9?) is homeomorphic to a (X, ,r) that space by (YI, bijection from X Yl . x E X - F , to By Lemma . space, and therefore space is T31 T3i, Let us denote space. T and let 1) (Y,1?) T4 Since every subspace of a . is homeomorphic to be the bicontinuous f Therefore, if we know that is a closed F set in X and f(x) = x 1 are a closed set and disjoint point in Since g: Y Y 1 is [0,1] 1 T such that uous function taking and F into {1} g(x X into {f X}X E A Yl . 1 ) = 0 and gof [0,1] g(F 1 = {1} ) will be a contin- and maps x into . Now, let us assume that shall let and there is a continuous function , 3 Therefore the composition function 0 f(F) = F1 (X, ) is a T3i space. We be the collection of all real-valued, bounded, continuous functions defined on X , and let 32 {IA be acollection of closed and bounded intervals A such that fx(X) E Ix Since the product of com- }A in R1 . pact spaces is compact, and the product of also T , AEA define a mapping A X g: I II AEA f x E X for all (X) x , by setting A and denote g(x) = Y = g(X) I II AEA To show that is a homeomorphism from g only need show that g spaces is 2 is a compact, Hausdorff space. Let us I II 2 T g Y , we is a continuous, open injection. is continuous, since the is continuous for all to X A A E A Ath projection . If and x HA° g = fx are distinct y pointsinX,thereisanA0EAsuchthatf(x) = 0 AO and f A (y) = 1 g(x) since the two g(y) 0 points of differ in the Y an open set in is Obviously, . T3yz , X , and let there must be an Now let A0th place. x be a C A in G Since . such that be G (X,,9) fa(x) = 0 -1 and fa (X - G) = {1} . open set z E g(G) open in in . If Therefore . Y Y Clearly z E U , Y n Ea (]-00,1[) = U then g g(x) F g(U) Cg(G) (z) , E G and , g(G) and is . Clearly, if a topological space (X, c) is homeo- morphic to a subspace of a compact Hausdorff space then is an (X, i(1) can be embedded in its closure in which is a compact Hausdorff space. (Y, (Y, x2) , In light of Theorem 3.3 and the above remark, the following theorem is immediate. 33 Theorem 3.4 A T (X,5) space 3 is T3 iff is homeomorphic to a subspace of a compact (X,15) Hausdorff space. In the case of T spaces, we find that there is even 4 less to prove. We know by Urysohn's Lemma (Theorem 2.18) that every space has a family of real-valued contin- T4 uous functions that separates disjoint closed sets. versely, if a and f G Con- space possesses such a family, and T1 F are disjoint closed sets, then there is a function in the family such that Obviously f -1 and (]-00,i[) sets which contain f(F) = {0} f and F -1 and (h-, D . . are disjoint open respectively. G f(G) = {1} The following theorem is an immediate consequence of the preceding remarks. Theorem 3.5 space iff it is A topological space (X, Z) is a T4 and has a family of continuous, real- T1 valued functions which separates disjoint closed sets, In the case of T spaces, we are seeking a set of 5 conditions which is equivalent in a T 5 space to the existence of a family of continuous, real-valued functions which separates separated subsets; sets A and B such that is a member of the family (A fl f B) (i.e., for any nonerpty U (A n f) such that (1) , f(A) = {0} there and f(B) = {1}.) Theorem 3.6 A T 5 space (X, Z') has a family of 34 continuous real-valued functions which separates separated subsets iff every pair of separated subsets have disjoint closures. Assume every pair of separated subsets have Proof: disjoint closures, and let Therefore sets. is T T n B = A (1) . and be separates sub- B Since (X,95) so there is a continuous function , 4 such that f(T) = {0} and f(-f) = {1} T5 is f: it , X [0,1] . Now assume there is a family of continuous, realvalued functions which separates separated subsets, and let A and B be nonempty separated subsets of hypothesis, there is a continuous function such that and f and B -1( f(A) = {0} and f(B) = {1} f: Since . X By . X [0,1] f-1({0}) are disjoint closed sets which contain {l }) respectively, A and B A will have disjoint closures. Even though we have found a set of conditions which gives the desired equivalence in a T 5 space, we do not really have a good intuitive picture of what these conditions mean in a T 5 space. Before we dwell more on this, let us first prove the following lemma and theorem. Lemma 3.7 point of points X {x Let be a T 2 space. If is a x such that there is a sequence of distinct n}n E N+ then the sets (X, t) ix C x - {x} 2n n E N+} such that and Ix 2n-1 { x } n n N+ -4- N n E N +} x are 35 separated subsets of Let Proof: fx nln E N+ show that be a (X, t) { x 2n n E N 1 = {x + = { x } T 2n 1 m N + and n E N+} U {x} and since the two , belongs to neither set. x be a point in X- ({x2n 1 n E le} U {x}) y and x It will suffice to 1nEN+sU{x} Then there are disjoint open sets y E U space and let 2 , 2n-1 sets are disjoint and Let . satisfy the hypothesiP. HIEN + } {x 2n-1 X Since x E V . such that x {x-ril E V 2k n E U x there is an , k < m For each Vk and k such that V N+ k > m . if there are disjoint open sets and U such that m y E Uk xk E Vk and Therefore . U n n ( is an Uk) k=1 open set containing U { x} . Since x E fx n E N+} U {x} x2n {x 2n-11 n E N +} = Theorem 3.8 satisfying the . 2n 1 n E N +} { x 1 2n n E N +} = Similarly, we can show that 2n-11 n E N Let CI which fails to meet fx2n 1 n E N +} y (X, q1) +1 {x} . be a topological space and Hausdorff axioms. Then every pair of separated subsets have disjoint closures iff q: is the discrete topology. Proof: (17 n B) A = X If 1, fl (A n and B = F . is the discrete topology, then implies that Tn B = (I) , since 36 Conversely, let us assume that topology. Therefore, there is an x E (X - {x}) {xn}nE N+ E X {x such that {x} such that By Lemma 3.7, we have that n}n E N + + x . and x E X This means that there is a sequence of . distinct points {x is not the discrete 9:: {x2n 1 + 2n-1 n E N } are separated subsets of 1 X . n E N + } How- ever, these two separated sets do not have disjoint closures, since x is a member of the closures of both Invoking the contrapositive, we have the result we sets. desired. The preceding theorem shows us that a CI T5 , space has a family of continuous, real-valued functions that separates separated subsets iff the space is a discrete space. We are tempted to try to "extend" this result to arbitrary T5 used to prove spaces by using a method similar to the one Theorem 3.8. In a non - CI space, however, we must use a type of convergence more general than sequences. Instead, we must use nets or filters, which are not necessarily indexed by either a countable or linearly ordered set. The method of proof used in proving Lemma 3.7 relied quite heavily on both these properties, which often escape us when using nets or filters. In fact, there are non- CI , non-discrete T 5 spaces which have the property that any pair of separated subsets have disjoint closures. 37 Example 3.9 L* Let X be the real line, and let be the filter generated by the filter basis n E N+1 One of the properties of filters (which . we will not discuss in any detail here) is that every filter can be extended to an ultrafilter. Accordingly, let us extend We shall define to an ultrafilter . our topology Z in the following manner. 7j= {A cX10 A}U{FU{O} 1PE3 } To show that this is a topology as claimed, we must demon- strate that arbitrary unions of members of x and finite intersections of members of g are also members of g' {0 a Let If 0 U 0 aEA 0 0 a E A} 1 a E A, then for all a E '. be a collection of members of If there is an 0 ao E A U 0 , so a aEA such that 0 E O , a 0 = F U {0} for some F E 3 SinceFc0 a . 0 U aEA Oa E 3 Now let members of and 0 4 Therefore . {o 1: , . 1 k {0} U U 0 k=1 0 E 0 k for all k such that k A 0 a° e 3 aEA Oa be a finite collection of 1 < k < n} 0 u (ayA Oa) If there is an then aEU m such that i° e. n ' 1 < k < k=1 n , 0 < m < n 0 E t. k If then 'This space was suggested to me by Darrell Kent, Professor of Mathematics, Washington State University. 38 Ok = Fk U {0} for all a filter, F1, n E 3 k , where , F {0} U ( n so We now wish to show that a then , ]0,-1 [ is a (X, Z) then there is an , Therefore, . but not 0 Ok Fic)-= 15. T space. 1 If is an open set which fails to contain {a} a = 0 If . is be an ordered pair of distinct points. (a,13) 0 Since . k=1 k=1 Let E 3 k N n + such that i is an open set containg [0,-1,1 . 13 In order to show that our space is T5 , it will suffice by Lemma 2.22 to show that every subspace is Therefore, and A let (X*,P) let and and be a subspace of B, then A and 0 X A in X , so they naturally will be open in E A , then B 0 will also be open B and A and B in Again X* Now, let T n E = A and B U (T n B) = (A n TS) (I) Since . X* If . will be open in B (X *, Z *) X , is a T4 X* T1 which property space. be separated subsets of (1) .) 0 E A. If 0 TnE=Anf= X We want to show that - Case I: E A, then A= A, so . so is also closed, Since the respectively. is a hereditary property, (i.e., B B will be disjoint open sets in X* - B contain . X* will be open If 0 , be disjoint, closed subsets in B 0 (X, Z) T4 39 Case II: OET-A. This means that for all F E 3. Since filter, A E 3. Clearly, 0 E B , then B E 3 obvious contradiction. Therefore is open. 0 A. B. 0 A B Example 3.9 is a T 5 , T c X- B. , then If However, the is open, then {0} 3 must {0} This means that {0} . must have a non-empty intersection, since ]0,i[ ]0,2[ E 3 A . space in which every pair of be a member of the ultrafilter and {x} and T n B= A n separated subsets have disjoint closures. space is not discrete. , is contained in the is an open set which fails to meet Therefore A= T an , 0 x E X- (A U {0}) If If A n B Since closed set X- B, and Case III: is an ultra- 3 so , (i) By Theorem 3.8, this space cannot be a CI 9 {o} Clearly, this is a contradiction, so . space. The attempt to generalize Theorem 3.8 to the case of arbitrary T5 spaces must fail, since counter-example to such a theorem. strict the number of T 5 Example 3.9 is a However, it does re- spaces which will have the equivalence that we desired in the case of T5 Of the cases considered, the results of the T 4 cases were already known. were found in the case of T Zi spaces. T 3 and Although no positive results spaces, the properties 40 that we considered, which constitute many of the basic properties of topological spaces, all either failed to be necessary or sufficient. In the case of T 5 equivalence of the type we sought was found. that this equivalence would exist in a the space was discrete. CI , spaces, an We showed T5 space iff However, there are non CI , T 5 spaces which have the equivalence that we desired, but are not discrete. 41 BIBLIOGRAPHY 1. Hewitt, E. On two problems of Urysohn. Mathematics, Vol. 47: 503-509. Annals of 1946. 2. Pervin, W. J. Foundations of general topology. New York, Academic Press, 1964. 209 p. 3. Urysohn, R. Uber die Machtigkeit der zusammanhangenden Mangern. Mathematische Annalen 94: 262-295. 1925.