Interaction of two spherical elastic waves in a nonlinear five-constant medium IgorA. Beresnev a) Instituteof Physics of theEarth, Russian,4cademyof Sciences, BolshayaGruzinskaya10, Moscow 123810, Russia (Received15 September1992;acceptedfor publication19 July 1993) The interactionof two sphericallongitudinalwavesproducedby nonceincident sources with the generationof a transversedifference-frequency wave is studiedtheoretically.The equationof motionfrom five-constant elasticitytheoryto the secondorder in the displacement is usedas a mathematicalmodel. The generalsolutionfor the difference-frequency field outsidethe wave interaction region is obtainedin the form of a scatteringintegral. An analytical solution for planeintersectingbeamsis derivedas a limit caseof smallinteractionvolumes.For the general case,the solutionis analyzednumerically,andthe effectof the sphericityof interactingwavesis comparedwith the resultsof plane-waveresonance interaction.In the limit of largeinteraction volumes,backscattering at the differencefrequencyis formed.This effectsuggests the useof this typeof nonlinearinteractionfor remotesensingof the nonlinearpropertiesof the Earth'scrust. PACS numbers:43.25.Lj INTRODUCTION Nonlinear interactions of noncollinear plane wave soundbeamshave been studiedtheoreticallyin a number f• and f2, respectively. We alsoassumethat the interaction of thesewavestakesplacein a limited spatialregion (Fig. 1). Elastic motion of the medium will be described of a five-constant elasticity theoryJ '•3'•4 of publications. I-3 Selection ruleshavebeenestablishedby theequations that determined the conditions for resonance interactions (the so-called"synchronism" conditions),underwhichdirectedbeamsof sum and difference-frequency waveswere formed.Synchronism conditions definetherelationship betweenfrequencies of interactingwavesand compressional For simplicity, the generationof only the differencefrequencywave (DFW) will be considered. Let us write the equationof motionof a five-constant theoryto the secondorder in the displacement: o4u•) • iis) /. c•u !z•. •au(•) o- 1 and shear wave velocities for which the resonance interac- tion is possible;the angleof a scatteredwave can be found from theseconditionsfor given frequencyand velocity ratios. l These selection rulesforthescattering ofsound by soundin solids(combinationscattering)havebeenvali- datedexperimentally in several works. 4-7 Recentlythe useof combination scatteringof seismic waves to measure the earth's crust nonlinear coefficients hasbeenproposed. aThenonlinear coefficient ofrockmay ou, ou, =(I•+• •Ox•,Ox, Ox•,Oxt / ! ou, x/ 0:%Out0%,Oui, I 2 \c•uiOut //1 \ ! •uk Out provideimportantinformationabout its mechanicalcon- ditions, porosity, thepresence of microcracks, etefi '9-12 However, seismicwavesexcitedby point-like surface- basedsourcesspreadspherically,makingthe theoryof interactingplanebeamsof limited applicabilityto seismology. Spherical spreading also makes interactions intrinsicallynonresonant.A theory of the interactionof sphericallongitudinalwavesproducedby nonceincident sourcesis developedin this paper. O•utOuk\ O•ukOut +Ox, Ox•, •-•x• }+(a+2C) ox-•-_-•,Ox/, whereu?• isthe/thcomponent ofthedisplacement in the scattereddifference-frequency wave,ui is the /th componentof the primarywaves,K andp are second-order elastic toodull, and A, B, and C are third-order moduli. Following Jones andKobett's • approach, wewillsolve Eq. (1) using a G-reen'sfunction method for an inhomo- I. THEORY We assumethat two pointsourcesO• and O2 of longitudinalelasticwavesare locatedin a homogeneous and isotropicelastic solid at some distancefrom each other. Theyradiatecontinuous sinusoidal waveswithfrequencies a)Present address: Institute ofEarthSciences, Academia Sinica, P.O.Box 1-55, Nankang,Taipei, Taiwan ! 1529,R.O.C. geneous waveequation.The right-handsideof Eq. ( 1) is a knownfunctionof primarywaves.Usingthe designations of Fig. 1, the primarywavefield canbe represented as a vector sum of spherical longitudinalwaves with the sourcesat pointsOl and 02: Fo [Rl ei(klRi-2•rflt) q_R• l' ui=2[ 2•>i(k•R2-2•r (2) 3400 J.Acoust. Sec.Am.94(6),Decemb. er1993 0001-4966/93/94(6)/3400/5/$6.00 ¸ 1993Acoustical Societ• ofAmerica 3400 02 M(x,y,z) resonanceinteractionof planewaveswith the interaction of sphericalwaves,to infer how sphericityaffectsthe scattered field. Using the expression (S)tr 21r f) f•,Gij(ri,r •,2rrf)pj(r; ,2rrf)do, (5) Ui •, i• whereGq(ri,r• ,2rrf) isthe"transverse" pa• of a Green's tensor, pd(r• ,2•f) istheFourier transfore ofthe•. (3), Y ] and the integrationis cardedout over the interactionvolume V, we obt•n the frequency-domain solutionfor ith componentof the scatteredtransversewave field at the ...... pointM outside theinteraction region(thesuperscript is omittedbelow). Applying an inverseFourier transfore, FIG. 1. Geometryof theproblem.Here,OI andO2aresources of primary waves,k• andk2 aretheir wavevectors,M is an observation point,M' is a pointbelonging to theinteraction region,O isorigin,V istheinteraction region;R, R•, R2, r, r' are radiusvectors.Directionsof the axesof a Cartesiancoordinatesystemare alsoshown. we obtain the final solution in the time domain. For the x com•nent of the scatteredfield, the solutionis cos 20+n[ [k2_k,• u•tri,t) =kik2zF• 3• f•K•1 m R,R2 [k R2 whereR1,2 = [R•.2I,F0 istheforceamplitude produced by (1-KaRa X K_R sin•+cos• the sources,/•is the shearmodulus,and the subscripti in the right-handsidemeansthe projectionof a fieldon the i axis.We usein Eq. (2) the expression for the far field of 1 -•[R(k2-k•)] piston sources ina solid •5tomaketheformulas applicable to seismicexplorationproblems.We assume,therefore, that the interactionregionis locatedin the far fieldof the X[ • sources, i.e.,theconditions kl.2Rl,2•laresatisfied. After wesubstitute expression (2) intotheright-handsideof Eq. ( 1), andkeeponlytermswith the difference frequency, the right-handsidebecomes pi= (F•/4rrzl. t2)Iisin[2rr(fl--f2)t-- (klRi-k2R2)], sin• (6) whereK_ is the D• wavenumber,m=K+7•/3+A +2B, n=K--2•/3+ 2B+ 2C, kL2=kh:RL:/Rh•; ß =--k•R•+k2R•--2•(f•--f2)(R/ct--t), and ct is the shearwave velocity. (3) where the amplitudefactor Ii has the followingcomponents: I klk2[ WAVE INTERACTION In the generalcase,the integral (6) must be analyzed numerically.However, in the casewhere the dimensionsof k2 kl] the interactionregionV aresmallenoughcomparedto the distancefrom the sources to the interactionregion,sothat the curvatureof the primary sphericalfrontscan be neglectedwithin it, an analytic solutioncan be found. In other words,this is the caseof plane-waveinteraction. AssumeV to be sufficientlysmall.Then slowlychanging amplitudefactorsin the integrandof Eq. (6) can be taken out of the integral. Also, square roots like Ix= 2RiR2[rXl-L)•2-Xl •lJ['"], Iy=Yl kj\['"1, 2 klk2/k2 I•= 2R•Rz•,Rz R•J ['"1; ['"1: [(K++Z+2a)cos 2e + (K--• + 2B+ 2C)I; II. PLANE R:[(x--x')2+(y--y')2+(z--z')2] 1/2,etc.canbedevel(4) x•, )h, and z• are coordinatesof the vector1t• and L is the distance between the sources. Applying a Fourier transformto Eq. ( 1) with a right- opedin a series,and we can keeponly linear terms with respectto r'/r. The quantitativecriterionfor applicability of thesemanipulations is givenby r' • (/[R•TM ) •/2, (7) hand side defined by F__qs. (3) and (4), we find a vector where/1, is theminimum primarywavelength andR• inis Helmholtz equation,for which the exactform of a Green's the minimum distancefrom the sourcesto the pointsin the (tensor)function isknown)UsingthisGreen's function, interaction region. verse scattered waves. We will confine ourselves to the The abovemanipulationssignificantlysimplifythe integrandin Eq. (6). Assumingthat the interactionregion transversescattered wave solution, since in the plane wave has the form of a parallelepiped,that the origin and obser- we canobtainthe solutionsfor bothlongitudinalandtrans- case,onlythe transverse difference-frequency wavesatisfies vationpoint are both locatedin the (x,z) plane,and that theresonance conditions, •-3whentwolongitudinal waves the observationpointis in the far fieldof DFW (K_R >>1), we can rewrite the solution (6) in the followingform: interact.In thefollowing,wewill comparetheresultsof a 3401 J. Acoust.Soc. Am., Vol. 94, No. 6, December1993 Igor A. Beresnev:Interactionof two sphericalelasticwaves 3401 Fgflf2V rnq-n cos / k2 kI 1,cosq+e' ux(r, cp,t)_-8•rbt2pct2c• RoRo(2 )20 sin•v(R--•0 --•00--•(• sin•v) X sin[ (a/A_) •r cosq•q-(a/2)/J' ] sin[ (c/A_ ) •r sinq q-(c/2) e' ] [ (a/A_)•r cos•+ (a/2)•5'] [ (c/A_),r sinq•+ (c/2)e'] sin[ -- kiRo+ k2R?-- 2rr(fl -- f2) (r/ct--t) ], - % (8) el \ where R0andR(0 2)arethedistances fromthesources tothe originlocatedat the centerof parallelepiped, x0 andZoare the coordinates of the vectorRo, a and c are the parallelepipedsides,parallelto thex andz axes,respectively; c/is the longitudinal wavevelocity,p is the density,A_ is the DFW wavelength, q is the anglebetweenthe vectorr and the z axis,and 0 is the anglebetweenthe vectorsRe and such that the center of the interactionregion is a point where synchronismconditionsfor primary wave vectors are satisfiedexactly. This means that the angle between vectorsconnectingpointsO• and O, and O2 and O in Fig. 2 isdefined bytheexpression • cos0=l/q22+ [ (q22 1) (•+ 1)/2q:•], (9) whereql =f2/f! and q2=ct/ct. The displacementin Eq. (8) is the differenceStrictlyspeaking,the interactionis out of synchronism frequencywavedisplacement in the x direction,generated at everypoint exceptfor the centerof the region,because by two planeintersecting longitudinal soundbeams. I-3 Note that the amplitudeof the scatteredwave is proportionalto the primaryfrequencies, the squaredamplitudeof the force developedby the sources,the volumeof the interactionregion,and the nonlinearelasticconstantsof the material. The angular factor in Eq. (8) dependingon q describesthe directivity of the scatteredwave in the (x,z) plane.A characteristic featureof the scatteredwavedirectivity pattern is that the DFW radiationis summedup coherentlyin the directiondefinedby the synchronism conditions.Coherentsummationof the elementarysecondary sourcescausesthe proportionalityof the DFW amplitude to V. It can be shownby straightforwardcalculation that the directionof a main lobe of the directivitypattern givenby the angularfactorin Eq. (8) coincideswith the directiondeterminedby synchronismconditions. III. THE GENERAL INTERACTION When the maximum of the sphericityof interactingfronts. In the caseof small V, the interactioncan be consideredapproximatelyresonant, but for large V it is no longer resonant.In our calculations,we consecutivelyincreasedthe volume of interaction, beginningwith small V satisfyingthe condition (7), and increasingV to sizessignificantlyexceedingthis limit, as shownin Fig. 2, so that the influenceof sphericity on the resonanceinteractioncouldbe studied.Amplitudes and directivitypatternsof the DFW werecalculatedwithin a circle of radius 1000 m. Figure 3 shows the calculated directivity patterns u•(cp)/u•m•'(q)ofthe DFW in the (x,z) plane. Figure 01 L 02 CASE dimension of the interaction re- gion does not satisfycondition (7), the curvature of the primary frontscannotbe neglected,and the integralin Eq. (6) must be analyzed numerically. In the numericalexamplegiven below, we use values of the parametersin Eq. (6) that are typical for explora- tion seismologyexperiment: L=600 f2=70 m, fl=50 Hz, Hz, F0=500 kN, cl=3000 m/s, ct= 1500 m/s, p=2000kg/m3;andthe values for m/pc•andn/Pc•, which are the analogsof the nonlinearparameterfor this typeof interaction, areequalto 103 . Notethatnonlinear parameters forearthmaterials canhavevalues upto 104 (12).To simplify thenumerical integration, theinteraction regionwas taken to be a cubewith its centerlocatedsymmetrically betweenthe sources(Fig. 2). The depth of the center d was taken to be 1000 m. The geometryusedin a numericalexampleis selected 3402 d. Acoust.Sec.Am.,VoL94, No.6, December1993 FIG. 2. Geometryusedin numericalexample.Here, a is sideof the cube, d is depthof a centerof the cube,1-3 showconsecutively increasing size of interaction volume,4 isa circleonwhichtheamplitudes anddirectivity patternsof DFW are calculated. IgorA. Beresnev: Interaction of twospherical elasticwaves 3402 (b) (c) 10-10 10-12 (d) (e) (f) 10-14 FIG. 3. Directivitypatternsof the difference-frequency wavecalculated for differentsizesof interaction volume:(a)•a= ( 1/3)•._, (c)--(16/3)•_, (d)--(22/3)Z_, (e)--(28/3),•_, (f)--(56/3)•._, wherea is thecube•ideand•_ is theDFW wavelength. 10-16 - tc• I 105 I 107 I I 109 Volume of Interaction (m3) 3(a)-(f) corresponds to increasing the sizeof the interacof thedifference-frequency wave tion volume.The maximumdimension in Fig. 3(a) and FIG. 4. Amplitudeof thex component versus thevolume ofinteraction (a) in thesynchro(b) satisfies thecriterionof Eq. (7), sothattheplane-wave particledisplacement nismdirectionand (b) the directionof 310e,corresponding to a maxiapproximation can be applied,and numericallycalculated mum radiationfor largeinteractionvolumes. directivitypatternscoincidewith the resultsof calculation usingasymptotic formula(8). Figure3(a) hasa quasiomThereis a question abouttheeffectof theshapeof the nidirectionaldirectivitypattern,becausethe interaction volumeon the directivityof the scatteredDFW wave.The volumeis sosmallthatit canbeconsidered a pointsource calculations so far are limitedto cubes.We cansuppose (cube side a----/•_/3). Directional radiation is formed in from qualitativeconsiderations that for volumesthat are Fig. 3(b), wherethe main lobeis orientedin the direction smallcompared withtheDFW wavelength theeffectof the of synchronism (a = 23._). Figure3(c)-(f) corresponds to shapeis negligible, because the regionof interactioncanbe the interaction volumesthat no longersatisfythe criterion regardedas the point-like source.On the other hand, for (7), andthe form of the direetivitypatternsis affectedby largevolumeshavingmanywavelengths on its lineardithe sphericityof interactingwaves. In Fig. 3(c) mension thecharacteristic featuresof the radiationpattern [a=(16/3})t_] the angularwidth of the main lobedoes are formedin the bulk of the volume,and the presence of not decrease, comparedwith Fig. 3(b), as it shouldbe for the comersof a cubecanaffectonly minordetailsof the theplanewavecase,andFig. 3(d) [a= (22/3}J._] already directivitypattern.However,an accuratestatementcould showsa significantdeviationof the radiationdirection be made after numerical examination. fromtheplane-wave radiation direction. Newlobesappear The existence of a limitingdirectionof the DFW raas well. Further increasingthe interactionvolume, the diation, which doesnot changeas interactionvolumeinDFW radiationconcentrates in the directiondefinedapcreases, canbe explainedby the sphericalspreading of the proximately by the angle 310ø [Fig. 3(e) and (f), primary waves,whoseamplitudesdecreaseas 1/R. Remote a=(28/3)J._ and (56/3)J._, respectively]. Calculations for larger V showedthat this latter directionis stableand doesnot change(increasingof interactionvolumewaslimited, of course,by the requirementthat it must have remained in the far field of sources). Figure4 showsthe amplitudeof thex component of the DFW fieldversusthevolumeof interaction in thesynchronism direction (a) and in the 310ø direction (b). Curve (a) showsthat the amplitude in the synchronism directiongrows linearly with volume, in accordancewith zonesof the interactionregion do not affect the result of the interaction,becauseamplitudesof the primariesbecome very small there. Thus, characteristicsof the DFW field are determinedby a limited regionof space,where intensities of the secondary sourcesare the largest.This factshowsthat in the realseismic experiments the characteristicsof the recordednonlinearlyscatteredfield will be dominatedby the integratednonlinearpropertiesof a spatially limited regionof the Earth'scrust.In theseexperiments the actual directivity of the primary vibratory sourceswill alsocontributeto the confiningthe interaction Eq. (8), while the approximationof plane interacting wavesholds.Then amplitudegrowthstops.Amplitudeof volume. radiationin 310ø directionis two ordersof magnitude weakerfor smallinteractionvolumes,but increases rapidly IV. DISCUSSION AND CONCLUSIONS when the interactionvolumesare large. This spatialdirection corresponds to a stablesummationof quasicoherent Figure 3(e) and (f) showsthat the main lobeof the secondarysources,whenthe regionis largeand the influDFW radiationhasa "backward"direction,sincethe prienceof sphericityis significant. mary sourcesare at the top of (x,z) plane. Thus, the in3403 J. Acoust.Soc. Am., VoL 94, No. 6, December1993 Igor A. Beresnev:Interactionof two sphericalelasticwaves 3403 teractionof sphericalwaveson largenonlinearinhomoge- I G. L. Jonesand R. D. Kobett,"Interaction of ElasticWavesin an neities leads to a backscattered IsotropicSolid,"J. Acoust.Soc.Am. 35, 5-10 (1963). 2j. D. Childtessand C. G. Hambrick,"InteractionsBetweenElastic transverse difference- frequencywave.The amplitudeof the backscattered wave reaches thevalueof 10-1ø-10 -9 m (Fig.4), forthevalues of parametersusedin the numericalexample.These conditions could be reconstructedin a real field experiment. The aboveamplitudeof the DFW is equalto amplitudesof weak microseismicnoise, implying that nonlinearly scattered radiation can be realisticallyrecorded. Due to the fact that the interactionregionfor spherical wavesis localizedin space,and that the DFW-radiation amplitudeis proportionalto its nonlinearparameter,this type of nonlinearinteractioncouldbe usedin remotesensing of nonlinearpropertiesof the Earth'scrust.If vibratory sourcesof seismicwavesare employed,the depth of the interactionregioncan be alteredby changingdistancebetween sources.The valuesof nonlinearparametersat different depths would provide valuable information about the physicalstateof the in situ rock. Wavesin an IsotropicSolid," Phys.Rev. A 136, A411-A418 (1964). 3L.H. TaylorandF. R. Rollins, Jr.,"Ultrasonic StudyofThree-Phonon Interactions. I. Theory," Phys. Rev. A 136, A591-A596 (1964). 4F. R. Rollins,Jr., "Interactionof UltrasonicWavesin SolidMedia," Appl. Phys. Lett. 2, 147-148 (1963). 5H.-F.Kun, L. K. Zarembo, andV. A. Krasil'nikov, "Experimental Investigationof CombinationScatteringof Soundby Soundin Solids," Soy. Phys. JETP 21, 1073-1077 (1965). 6p.A. Johnson, T. J. Shankland, R. J. O'Connell, andJ. N. Albright, "Nonlinear Generationof ElasticWavesin CrystallineRock," J. Geophys.Res. 92 (BS), 3597-3602 (1987). P. A. Johnson andT. J. Shankland, "Nonlinear Generation of Elastic Waves in Granite and Sandstone: Continuous Wave and Travel Time Observations,"$. Geophys.Res. 94(B12), 17 729-17 733 (1989). sG. M. Shalashov, "An Estimation of thePossibility of Nonlinear Vibrational SeismicProspecting,"Izv. Acad. Sci. USSR, Fiz. Zemli (Physics of the Solid Earth) 21, 234-235 (1985). 0I. A. Beresnev, A. V. Nikolayev, V. S.Solov'yev, andG. M. Shalashov, "NonlinearPhenomena in SeismicSurveyingUsingPeriodicVibrosighals,"lzv. Acad. Sci.USSR, Fiz. Zemli (Physicsof the SolidEarth) 22, 804-811 (1986). ACKNOWLEDGMENTS mi. A. Beresnev andA. V. Nikolaev, "Experimental Investigations of I would like to thank A. V. Nikolaev from the Insti- NonlinearSeismicEffects,"Phys.Earth Plan. lnt. 50, 83-87 (1988). B. P. BonnerandB. J. Wanamaker, "Acoustic Nonlinearities Produced tute of Physicsof the Earth in Moscow, G. M. Shalashov from the RadiophysicsResearch Institute in Nizhniy Novgorod (formerly Gorky), Russia, B. Ya. Gurevich from the VNIIGeosystemsInstitute in Moscow,and P. A. •2L.A. Ostrovsky, "WaveProcesses in MediaWith StrongAcoustic Johnsonfrom the Los AlamosNational Laboratory,USA, for the discussions and suggestions that largelyhelpedin •3L. D. Landau andE.M. Lifshitz, Theory ofElasticity (Pergamon, New the fulfillment of this work. Katherine McCall of Los AlamosLaboratorycarefullyreadthe manuscriptandsuggestedsignificantimprovements. I appreciatethe recommendationsof the reviewer of this paper. My special thanksis to Ruth Bigiv for preparingthe illustrations. 3404 J.Acoust. 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