^BASEl/lENT DevJ^V HD28 /U) APR K ALFRED P. WORKING PAPER SLOAN SCHOOL OF MANAGEMENT USING COMMUNICATION RELATED INFORMATION TECHNOLOGIES: POTENTIAL INFLUENCE AND IMPLEMENTATION ISSUES Oscar Hauptman, Kenneth August 1986 E. Bodenham, Thomas J. Allen WP/'1812-86 MASSACHUSETTS INSTITUTE OF TECHNOLOGY 50 MEMORIAL DRIVE CAMBRIDGE, MASSACHUSETTS 02139 . 1SS7 USING COMMUNICATION RELATED INFORMATION TECHNOLOGIES: POTENTIAL INFLUENCE AND IMPLEMENTATION ISSUES Oscar Hauptman, Kenneth August 1986 E. Bodenham, Thomas J. Allen WP#1812-86 IVl.l I APR 1 6 1987' I - 1 - ABSTRACT objective of the article is to identify for the managers of technology-based organizations the main issues they typically have the introduction of new communication to face in considering It related information technologies, and in implementing them. might prove especially useful for vendors of these technologies, in consulting their customers about the optimal choice and utilization of their products. The The first part of the article is mostly conceptual and it consists of three sections: first, a brief review of previous research in the area of communication in R&D, its determinants, and its influence on project team productivity. Second, a review of previous research of information technologies, and their potential Finally, we influence on individual behavior in organizations. of present a conceptual model of the potential influence information technologies on communication in technology based organizations, which could serve as a guideline for structural decisions in such organizations. The second part of the article is based on empirical data collected at ICL Applied Systems in two main areas: first, the study of communication patterns of software professionals, and the relationships between these communication patterns and software project team performance. The last part is a chronological review of the PABX SHOWCASE experience at ICL, supported by a peliminary empirical data on use of information systems. - 2 - PART I; PREVIOUS RESEARCH AND CONCEPTUAL FRAMEWORK INTRODUCTION: COMMUNICATION AND PERFORMANCE OF R&D PROJECT TEAMS Communication in organizations is probably one of the most central and Barnard's challenging managerial issues. outlines statement the role of communication as follows (1938: 82): An organization comes into being when there are persons (1) able to communicate with each other, (2) who are willing to contribute the elements . action, (3) to accomplish a common purpose. organization therefore are communication, for an (1) (2) The elements are willingness to serve, and (3) common purpose. necessary and sufficient conditions initially and they are found in all organizations. . The then, perceived organizational and applied importance issue. If Hunt, Sanford, communication for communication became Barnard Bracey & communication of students wrote 9-10) since much more practical, a describe management, of increased has organizational for (1976: . theorists, role of entering the the mostly MBAs, real world of industrial management: An organization is a social system of structured individual roles to which and communication and tasks require coordination accomplish a specific purpose. Communication is the vehicle Coordination and through which coordination is accomplished communication are so similar in effect that it is difficult to The transfer of information conceive one without the other. within the organization enables the system to transform raw materials into outputs. . . . . The determinants project teams have been the basis frequency these of with which their accessibility, experience infoinnation with the sources and studied other their studies is of 2 sources perceived source patterns MIT by Allen and at information . communication technical of . it became are technical information influenced more by used colleagues obvious is quality, 3 . The & Fusfeld that and the the Allen, of past and As by past selection accessibility (1975); On . determined experience with the source, than by their technical quality. Ipor intance Allen (1970); Allen Tushman (1980); Katz & Allen (1982). •^Summarized by Epton (1981). ^Allen (1977). R&D of a Lee, & - 3 - result libraries render may perceived high proximal, and perceived logic, databases, infonnation and individuals, or selection this of or quality. At the consequently the accessible publications, may overused be accessibility physically of underutilized, them technical low same time sources, individuals it with spite in their physically the be removed with spite in of their possible technical deficiencies such as obsolescence or a narrow focus. documented Allen influence the several of factors frequency of communication among technical professionals. physical distance between communication the on First, partners is organizational between bonds communication the Second, partners increase this probability, controlling for physical proximity. the architectural attributes the of R&D environment, and structure communication show study office as . patterns that professionals in R&D technical Third, 2 In the domain of research and development findings will vertical separation, and the nuisance factor can direct arrangements, 3 such the strong a determinant of the probability that communication will occur. the the carried corroborates out and at these communication of laboratories are performance Applied findings among project specific technical recent Hauptman by domain the of A teams. Division Systems the in of numerous research determinant significant productivity ICL tasks, 4 software of development and production. But one cannot without at least development in discuss organizational speculating information about communication impact the technologies will the have these days explosive on such communication. ^Allen (1970, 1977). 2see also Tomlin (1979). ^E.g., Shilling & Bernard (196A); Andrews (1966); Allen (1977). '^Hauptman (1986a, 1986b). Marquis & Allen (1966); Pelz & - 4 - POTENTIAL INFLUENCE OF INFORMATION TECHNOLOGIES ON ORGANIZATIONAL COMMUNICATION The Promise of Information Technologies rational-economic following The communication Is probably typical assessment enthusiastic the of of digital perception of the promise of new communication related information technologies: phone also shares a problem with all speech communication: the information density of speech is very low. Generally, the electronic transmission of speech requires about 60,000 bit per second. These 60,000 bits of speech carry about the same information as 15 characters of written text... But you can transmit 15 characters directly as text by transmitting only 120 bits of information, rather than 60,000 bits of speech. ... In a very fundamental sense, speech is not an economic medium of communication (Marill, 1980: 185). The might It electronic advantages (1982) list seem mall that or vls-a-vis new the computer-mediated oral such advantages as case study of a technologies, conferencing, communication. as numerous offer Klingenberg, Picot, such & Kranzle effective decentralization of autonomous work groups, including work at home. detailed media text Hiltz & Turoff (1978: 8-9) in their computer-conferencing package suggest (EIEC) that: Time and distance barriers are removed. Participants can send and receive communications whenever it is convenient for them, with the material ... to be received or revised again and again 2. Group size can without decreasing actual be expanded participation by either member. No one can be Interrupted or 'shouted down'. In addition, since it is possible to read much faster than listen, much more total infromation can be exchanged in a given amount of time. 3. A person participates at a time and rate of his or her own choice. You need not leap out of the bathroom to answer a ringing telephone, or drag yourself out of a hotel bed at 7a.m. to make a meeting that begins at 9a.m. 1. . . . . . . ... This positive Chairman Smith, outlook of is shared General by Motors information-communication technologies as the "21st Century Corporation". some who the practitioners, refers vehicle (1985: for Roger e.g., what 5) he to calls According to Smith it entails: an Integrated, coordinated, decision-making way of functioning which comprehends business plans, budgets, programs, product corporate volumes, and everything else that helps run the business, it must create an integrated worldwide data base that brings all parts of the buslnes together. . . . - 5 - If Hlltz technologies Turoff & replacing in Smith (1985: interactions. see (1978) main the application complementing and face-to-face prediction is focusing on 6) of information and the telephone replacement of paper-based information and communication: Just as automobiles of today are Increasingly moving from mechanical controls to elctronic controls, so must the businesses of today switch from paper to an electronic flow of data. This enthusiasm with a new set of management relevant technologies is still wanting of rigorous, empirical evidence in real-life industrial and Nevertheless several important findings should be governmental settings. mentioned. Hiltz interactions via possibly could face-to-face, medium Turoff & computer-conferencing a replace other telephone and mail. inherently is provide (1978) disciplined detailed package, seems that the electronic text because of should computer-mediated They are cognitive the . discussions Siegel and is et equally more (1984) al. distributed 2 showed among nature of interactions also makes influenced less as such presumably filter the verbal eloquence or aggressiveness of the individual. (1978), it It also communication, the affective components of human interaction Turoff that of it interactions more egalitarian. suggest of media communication imposed by the written medium; The asynchronous nature of and protocols that or status, by Both Hiltz and participation participants in what than could be expected from similar face-to-face groups. These also studies provide effectiveness of communication. that it solution. usually took Possibly the the some computer-mediated fact that though, to the efficiency For instance Siegel et al. these than face-to-face groups impaired the It should be mentioned, reference groups groups flow of (1984) longer exchanged to fewer and found reach a remarks task-relevant information. that the computer-mediated groups were as task-oriented, and more quantitative than face-to-face groups. ^See for instance Johansen, Vallee, & Collins (1977). ^Conducted at the Social Science Research of Computing Carnegie-Mellon University. Center at the - 6 - These findings are indicative of the potential limitations imposed by Obviously, the medium. the computer, ratio, in described by Marill not (1980), transmitting digital data narrows band the The (60,000 to 120). 500 case by this transmitting are efficiency of the characters 15 only the data same speech 60,000 bits of verbal of in via also but vocalization - pauses, pitches and tones. Even the traditional medium, voice telephone, the more narrow-banded than face-to-face interactions. visual which channel, such as age, and sex. it includes the contacts, eye responses, Obviously, attributes. expressions, totally lacks It attributes the of the person, This screening can be regarded as positive because could prevent potential biased unrelated physical incomparably is individual's on medium the movements, body based screens facial out physiological psycho- and task responses, but the importance of these cues remains questionable. The central questions of what are derived organizations, the potential ways. communication from There organizational are productivity increase technologies communication at the "bottom which tasks to line", are and what in amenable more to through information technologies than other tasks, which might look quite similar. these technologies To what extent these technologies have themselves express information relevant remain unanswered. to the realistic benefits that can be has related to It be and issues is clear that administered the exploitations constructs, and about insight with with of tremendous organizational astuteness. What implication the reviewed studies have for industrial management are not usable concepts organizations, Because clear or obvious. always and our next ideas step for is the to our objective managers specify the of is to provide technology expected impact based of new information technologies on their communication and structure. The Influence of Structure on Communication in R&D The achievement of effective communication has been very high among - 7 - priorities the R&D of enhanced communication have structure architectural and Typically managers. been through design. mixture a types realize to technology based organizational have to face two conflicting goals The activities of 1. coordinated the various disciplines and order in accomplish to work the of organizational of important is It various the that : specialties must be multi-disciplinary of projects. Projects must be provided with state-of-the-art information in the 2. technologies they draw upon. There is a trade-off between these two goals that spawned the various organizational forms organizations. When disciplines technical or organization, it the used in organization is built will effectively most accomplish specific around being namely, specialties, "functional" a second the goal of when R&D On the other hand, maintaining current technological know-how. based technology structures and professionals are grouped into projects working towards a common output goal, this structure The activities. attempt to matrix resolve accomplish will the coordination effective organizational type of goal trade-off structure integrating by their of another is pure two the structures described above. But should what go, informational concepts could guide management "functional", requirements decision making. "project", the of task matrix obviously central describe organizations. communication optimal the types There between organizational work-related The ? this in Before we review the potential impact of communication technologies on work-related communication in general, to „2 even or are deciding which way they in of are communication typically which a communication in two any type of be useful technology based manageable be first The to main should balance performance. common it would reached type is organization. types to achieve similar It of is to the communication which brings together the various outputs of technical work ^Allen (1985). For details about matrix related issues see Katz & Allen (1985). - 8 - towards project. depends work whose transmits It completion results the coordinative, and it is not unique to of product a communication This laboratories. RiSJ) R&D an or engineer's work to colleagues one of results. those on - goal integral common, a clearly is It exists in any type of organization. However, crucial This keeps which developments is their of R&D endeavors. know-how and technology informed professional technical a of failure and vehicle a technical the in success the communication of transfer, additional type of communication which plays an is determining in role type recent there specialties. In about the short run the their task may not necessarily require it, but in the long run this type of communication can have a very significant effect quality the on of their work. conceptual following The model organizational design decision making. It and how the needs of typical R&D tasks, general provides is based on first, technologies advancement of other stable, know-how, defined is the dK/dt, as in their frontier; their more can serve as a vary some dynamic. the first is The the for informational two main alternatives of project The model defines the and functional structures help to accomplish them. Organizational Structure Space and guidelines based rate on development, of technologies rate derivative in the mature and technological of knowledge premises: and more are change of of following the by dK/dt, time, coordinate of Organizational Structure Space; higher the the stronger is the need of the task for effective transfer of state-of-the-art technology. Consequently, the more effective becomes the specialty oriented functional structure in accomplishing this. The second dimension of the Organizational Structure Space is related to the of an same need for acquisition of technical information individual's comparatively short, advancing -art. technology assignment a to a task. If the — assignment technical professional working even is On the other hand, unlikely to lose touch the duration with its in a (T ) is rapidly state-of-the- in a long assignment of a year or more, being isolated from peers in the specialty or discipline will carry the dangers of professional obsolescence. - 9 - Figure 1: Organizational Structure Space (modified from Allen, 1985, Figure 5) Legend: dK/^^ -Rate of change of knowledge J^-Task duration Ijj -Task interdependence F -Functional structure recommended P -Project structure recommended : - 10 - dimension third The requirement for decision the of organizational space coordination, bringing of to the together the related is It expertise of different professionals towards a single output goal. the interdependence among task. sub-systems and this interdependence The higher is components which comprise (I and ) is the co-influence of the the stronger is the demand from the these sub-tasks in the joint output, task team for coordination of its activities. The resulting Organizational Structure Space effectively combines its The prescriptions emerging from this main three determinants (Figure 1). representation graphical although conceptually, simple are the quantitative assessment of the three variables for an R&D laboratory, a organization based technology could prove to elusive. quite be or Qualitatively though the prescriptions to management of an R&D laboratory are 1. advancing rapidly For technologies, ceteris paribus prefer , functional structures to project teams; 2. be If expected paribus 3 task is such that the scale of the spend to a period long of the assigned personnel will time the on ceteris task, prefer functional structures; , Finally, the joint task each other in of co-influencing interdependent, ceteris paribus sub-tasks the if prefer the project , structure, seem to be highly intricate an way, which will accomplish effective coordination of these sub-tasks. After postulating which most team, the these effectively question technologies, is general facilitate — what rules for relevant could be organizational communication influence the such as electronic mail or database Rephrasing this, on this model. in what way the structure, by of the task information retrieval technologies prescribed division of the Organizational Structure Space into "Function" and "Project" might be altered under the influence of new information technologies. The Potential of Information Technologies for Coordination and Technology Transfer Although, as we emphasized before, there is still insufficient data - 11 - for a meaningful answer whether or not communication related information technologies are powerful enough to change individual and organizational hypothesize behavior, we can assigned to organizational that some structure functions the of might which assumed be are these by technologies. As the hypothesis first could one argue improvements that in information technologies will make it easier for technical professionals to maintain up-to-date technological know-how. Through direct access of technological and scientific databases, which by the end of 1984 numbered 2800 selective , intelligence easier literature, project changing systems, technical the , to The exploitation of specialty. the 2 techniques use to dissemination technologies with present this information find it these information technologies will make for touch new a set tasks of technical of if at technology the in or rapidly of As a corollary, disseminated been has discipline the coupling the professionals with relevant information sources. the will in improving by professional artificial keep effective structure incorporating based organization through internal informal consulting with colleagues, usually gatekeepers .,3 new the , technologies make might informal this role obsolete, or at least not as important as at the present. The might team. second effective prove A local management This impact in ICL is incorporating type accomplished that is fulfilling in example system techniques. previously possible the the coordinative EXAC, a electronic information of by the information some "Project" technologies need of mainframe-based mail attain obviating structure, task project facilities will system a and a goal the need for direct, face-to-face, synchronous contact among project team members, or between and team members, Consequently, functional interdependent others structures might become In feasible for a new set of highly interdependent technical tasks. 'Cuadra Associates (1984). For instance Malone (1986 \llen & Cohen (1969). the organization. and effective - 12 - Information technologies The research in the area of suggests will technologies members tasks teams of type variety and uncertainty there communication. dimension of emphasize that while Allen, development et al. the to from of of task of the the R&D low coordinative their in benefited projects needs routinlzed 2 is research previous value these of contention information structured, greater is utilization this the From them. for more became clear that it for task and of perform who basis The dominate. relationship between the oriented coordination latter, the that reviewed above conclusions communication with the rest of the R&D laboratory and the rest of the firm, especially marketing and production, research and technical service projects did not addition, only follow this pattern. In consistenly benefited from management external environment benefits to technical Consequently, team. media the potential the coordination for projects service communication with controlled communication electronic of project the the seem more probable; for instance (Allen, 1985): information about project or sub-system status, progress on particular technical problems, changes in product configuration and so on can be easily communicated by information systems and readily In this sense, understood by engineers engaged in a project. information technology, by providing improved means for updating and transmission of this information should have a significant impact. At present, most projects are coordinated, as they have been for years, by means of periodic review meetings and written status There is absolutely no reason why such devices reports or memoranda. cannot be put 'on-line'. . On the other hand, acquisition by discouraging role of technical potential difficult this publications, professionals to 4 . arcane to professionals benefits technological the disseminate translate for logic of the two-stage process of information the from "gatekeeper" access and scientific organizations in infonnation is use not technologies. only to information, information, 3 acquire but also The and to from predominantly concepts and terms which are more usable is for technical Consequently, even when the most current literature ^Allen, Lee, & Tushman (1980); Hauptman (1986a, 1986b). ^Allen, Lee, & Tsuhman (1980: 18). ^Allen (1977: 1A9). "^For instance Allen & Cohen (1969); Taylor (1975); Tushman & Scanlan (1981). Tushman (1977); - 13 could be accessed close time the to its of "production" database via retrieval information technologies, the principal means for communicating knowledge colleagues. organizational remain will technology and It still is contact with envisage such face-to-face the difficult to technologies which will be efficient in overcoming the need for keeping abreast with the technological edge. Data collected via questionnaire surveys in ICL Applied informative When the participants of context. this in Systems are survey were the asked which are the most extensively used communication channels for the transmission indicated of face-to-face that communication We details). complex comparatively of such believe technologies such as electronic mail These ideas gain For intance Rice are adequate some for activities of support some in more a higher which interpersonal disagreement, getting according to related of involvement know constant focused discussions. communication extrapolated for other to non-R&D general, organizational the of "technological treatment" because for A1-A2 . exchanging information and opinions, queries, list means context. hypothesized that computer-mediated interactions (1980) only other Appendices (see behavior can be these that mail or answers their significantly outweigh contacts telephone as information, to and generating Rice included and and generally technologies namely, for ideas. The yield not to their demand resolution bargaining, the same vein, information should their complexity, someone, In tasks, requiring tasks the main benefit will for be of of the effective coordination of technical tasks rather than for know-how transfer, which can be described interaction such as and budgets as a complex involvement and 2 . schedules task requiring Similarly, is more more transmission easily social intense of numeric accomplished oriented media such as electronic mail and computer conferencing by data data 3 . On the basis of this argument the hypothesized effect of information & Krantzle (1982) data are quite similar; see Appendices B1-B3 for details. ^See for instance Short et al. (1976); Rice & Case (1981). ^Daft & Macintosh (1981). '-Picot, Klingenberg, Figure 2: Influence of Communication Related Information Technologies on the Organizational Structure Space Legend: dK/cJt -Rate of change of knowledge -Task duration Iss -Task interdependence J\ E-Mail -Electronic Mail D-Base -Database for access of scientific F -Functional structure recommended P -Project structure recommended E-Mail and technological literature - 15 - technologies on the Organizational Structure Space will be to move dividing between line project the functional and slope and position as described in Figures because plane, difficult is it transfer related variables amenable Increasing somewhat slope, its of more which In changing the of dK/dt the two the its — T know-how technological treatment, to line to shift slightly from the origin without we expect the changes is below. 2 determine to regions, the project significant area. The more usable and powerful is the technology, the larger will be the increase in the set of technical tasks — plane, which for project the structure more is effective. dK/dt the In operate I ss opposite in there actually are directions: two forces because first, which will coordinative the requirements of the task are assumed to be more amenable to technological treatment, the increasing the recommended. of dividing set On information will line tasks of technologies towards which for other hand, the shift the because of such functional coordinate, structure less significant the scientific as dK/dt the databases is impact keeping on abreast with the technology, the location of the dividing line will shift from slightly only tasks tasks of project structure increasing shift, somewhat coordinate, I ss for which the significant more the low interdependence and functional the the set Consequently recommended. is will area, the occur for of knowledge. area will be smaller and mostly On the for tasks of rapidly changing technologies and high interdependence. net change function in the the of set in the two effectiveness, power, — technologies information tasks of of slow advancement the increase in the project other hand, increasing electronic structure usability and and mail, will areas The be a the two scientific and of technological databases. The dK/dt — changes the I SS I occuring increasing the in plane, for the with tasks with occur X plane significant lower functional area, project area will duration. more —T for will resemble shift of interdependence while tasks the of less high and those the dividing short significant the in line duration, increase interdependence and in long - 16 - introduced into most of Applied Systems we have are only recently being little empirical data information technologies mentioned above the because this stage, At support our hypotheses. to the ICL Applied Systems study expect We to and to publish these in 1987, complete results. On the other hand, two empirically based topics will be reviewed in the next section of paper: the Systems software development teams, technology based development and and the especially organizations, production, Applied management for those Including and implementors vendors for and of PABX SHOWCASE implementation implications interesting have Both experience. performance communication patterns and of software of new information technologies. PART II; EMPIRICAL DATA FROM ICL APPLIED SYSTEMS COMMUNICATION PATTERNS AS DETERMINANTS OF SOFTWARE DEVELOPMENT PERFORMANCE Data and Research Setting The data which this on Systems Division, 1984) via division; project a section questionnaire survey collected approximately of (60%) responded to performance measures, which 302 were communication data was collected The ICL. based is survey. this were collected (January Applied (September members 500 software The at of the development 1985) from managers of the division, are subjective assessments of performance of 18 project teams on an administrative and a technical dimension. included success in meeting designated budget and comparative success maintainability. research team In addition conducted functionality, product in many as to as schedule; these 40 the latter, reliability, quantitative interviews The former with measures, Applied and the Systems managers about such issues as product and process technology of software development; which performance; and project managers -••See are specific the relevant software 1 . Hauptman (1986b) Appendix 1. dimensions development of cases, software as project described by - 17 - On basis the non-software with compared R&D software the tasks, with development special were tasks focus project on communication patterns, and the relationship between communication teams' Because the findings in this area has recently and project performance. published been data these of provides section next the , only highlights some of these findings. Optimal Communication Patterns for Application Software Production analysis The performance communication responsible technology software communication. program the will general communication. The nut-shell are: first, designers, and On from should programmers be reduced technical the corroborates which department, graphics, language project among usually is compilers, performance. managers the based or on a database as of team and common access possible. beyond a The team, performance its 2 Second, . leaders of a such as contributes to technology tools, in managers, among significance communication Third, communication much dimensions from coordinative software development statistical with finding communication frequent high this administrative and decisions programmers reduced as of are benefit hand, communication intra-pro ject the type who the will optimal for the differentiated for other the benefit presrlptions and interface negative relatonship between the size of the and patterns and analysts, and architecture, hardware to requires Designers program software carrying encoding production members. team of for software in application about between communication software development projects indicates that of involved tasks relationship the of the department with other members of the business center was found to be inconsequential as far as performance is concerned. Finally, communication business center, which is usually based in Applied Systems on market application or industry segment, should be beyond specific a minimized controlled by project managers, or the head of the department. 3 These findings are very much in line with Brooks's experience ^Hauptman (1986a). ^Hauptman (1986b). %rooks (1981). the with and - 18 - developing the IBM-360 Operating System, which showed that a high cost is to paid be coordination and for retraining mutual members of large of contingent upon several qualifiers, such as the complexity of the software project. They project Nevertheless, teams. these perscriptions are might not apply to all types of software, but mostly to moderately novel For this type of products, applications. is misnomer. a differently, will composits The coding of software though, and design "development" should be managed production or manufacturing, while the latter the former as face-to-face communication, benefit from informal, as vehicle a of keeping abreast with technology and market needs. In a lay-out article recent for Hauptman software the recommends (1986c) development team a enact to floor specific optimal the communication pattern described above. Profile of Applied Systems Communication Stars and Gatekeepers In general professionals communication the different look patterns those from of Applied non-software of Systems First, tasks. the mean intra-project communicaton frequency for the former is less than half of the latter versus (4.9 more than 10 contacts This week). a difference is even more pronounced beyond the project team. Finally, the frequency of communication is distributed more unevenly among the members of the software development greater extent behavior might some, mostly managers, monopolize it to team; than their opposite numbers reflect more the in management formal, This teams. non-software controlled communication beyond the project team. Not incidentally, this "communication stars" production. previous In monopolization might prove studies of shown that "communication stars" and of quite communication effective non-software "gatekeepers", R&D by a few software for projects it was individuals who link their organizational unit with the rest of the organization by ^Allen, Lee, & Tushman (1980) results. ^Allen & Cohen (1969); Taylor (1975); Lee (1979); Epton (1981). Tushman (1977); Allen, Tushman, & - 19 - frequently communicating typicalattributes: they are of own; are they usually are and high internally, technical several have performers on their longer than average tenure with the organization; necessarily not externally managers, and they if are, they are usually they not higher in the hierarchy than first or second level supervisors; and they are easily identifiable by their peers and managers. It stars was and quite intriguing gatekeepers Applied Systems. in a to identify the profile development software of communication environment such Our data (Table I) show that intra-organizational Table I Profile of Intra-Organizational Gatekeepers GATEKEEPERS JOB TITLE THE REST OF THE DIVISION as - 20 - Table II Level of Supervisors Who Are Gatekeepers LEVEL OF TOTAL - 21 - The "break-even" point of the net contribution, at which it equals zero, realistic range of values when 5% of the time (k=5%) is in the on coordinative communication with each team member of (n=lO). premises, these On intra-project is spent 10-members team a communication coordinative looks indeed as a very costly overhead. But view of in conceptual model presented in the Figure above 2 it seems logical that electronic mail type of information technologies might reduce the coordinative costs of the value of constant the maximal size of from k Even project. a 5% to will 3% reduction by 40% increase the output of the 10-members team by approximately 33%. in effective the or alternatively, group by 60% from 10 to 16, a a increase In addition, if the technology enables a team member to avoid coordination with each of the remaining n-1 members the of the team, coordinating loses will be reduced even more (below the extremum described in Equation 1). Although these empirically, production tasks technologies promising. and such design the of more coding, as have such generators, and CAD communication related potential the basis these of as 4GL (fourth (computer information generation aided of tasks MAIL) and software information looks quite of first hand might voice play (VOICE an , important The next section describes experience with the messaging code software for PABX SHOWCASE practical issues of implementating the electronic mail ICL of languages), design) technologies role in the software development environment. the nature yet tested seems that in addition to recently introduced programming tools on been not structured effective management more for It basis the on hypotheses quantitative MANAGER) systems team the (DRS MAIL, EXAC, at Kings House (REA08) and other locations of Applied Systems Division. For details of these technologies see Frank (1983); Friedman (1986). - 22 - IMPLEMENTING INFORMATION TECHNOLOGIES IN APPLIED SYSTEMS ICLTHE PABX-BASED OFFICE SYSTEM SHOWCASE The Implementation Process This section attempts to describe from the point of view Internal to ICL the chronological events related to implementation of office system information technologies at Applied Systems Division. The origins automation internal idea the of communication and implement to technologies in of Applied be considerable 1983 Systems advanced the can technologies related which predicted report, some office traced potential Division. to an savings from such time, ICL's Office Systems Division (OS) already had a number of products under development, for the all potentially valuable to the process At same the automating of office procedures. The traditional reluctance to allow the use of any of these products until they were was "perfect" overcome new large digital PABX under the name of data and voice-switching other words voice the traffic. The capabilities being data initiative was second early in 1984. The DNX2000 has both DNX2000. is a the non-blocking affect through do not put events two which allowed ICL to market MITEL's First came the agreement with MITEL, and by the switch, capacity in for determination of the then chief executive Rob Willmont and his senior team, including Michael Scott Morton from MIT, that the PABX and the OS products should be tried out in a to product, be A major proviso was environment. realistic that the lessons relating user attitudes, management, organisation and marketing should properly documented reported and where and on, appropriate incorporated in future versions of the product. The twin concept learning of from internal application of ICL products while improving productivity in the host division was given the title of "Showcase". should show how obtained. only it The term was primarily intended to convey that ICL used its own Although "Showcase" coincidentally was the original concept. any technology and rapidly aspect of became a what confused benefits with demonstration site could be "Showplace" included in - 23 - The Showcase established in Applied Systems was to explore first the use of the PABX itself as a switching medium for data traffic, A few other suppliers of PABXs or LAN technologies. the usual mainframe instead of actively promoted the PABX as a switching medium for data but there were few signs PABX Showcase was explore to To environmnet. working do Processing of this the Showcase As managers. provided conceived early desk every at technology might where in the Group Information Systems could be project The the Group (GIS), products sought serving these 1984, appropriate. be system they office of to combine needs the the in and storage and transfer ot administrative professionals, (DP) ICL's use integrated an into image and objective second the Company's products in messaging, mail, data The implementation. significant of a the text, Data of secretaries, and functions would have been staff, justified, using was carried to be whatever out by responsible for ICL's own internal systems. Incidentally, implementation the Showcase the of offered an Research attractive research opportunity for the Management in the 1990' s Programme sponsoring MIT. of The organisation, in longitudinal, detailed, completion. case this relationship close ICL, and research the rigorous and between project team promised initiation from a to The target population of the Showcase - software development professional and managers at Applied Systems - software of was of significant size, e.g., management, and held important practical issues, performance the development The teams. communication, and technologies to be implemented, and the mode of implementation offered a very valid research design, the with the potential to directly measure technologies, diffusion their and in the the changes generated by target The population. diversity of sites across the country, products and markets, and software technologies contributed to the strength of the research design. the most important factors was the fact that eager to realise the from the overlaying the divisional director was advantages to be gained not rigour of academic an One of only from IT but also research project on the under way practicalities of an internal project. But when the certain Management changes in were the 1990' s required project to the had hardly Showcase got structure which : ; - 24 - By October/November 1985 lessons were were to have far reaching effects. already beginning emerge about the Showcase concept Itself. namely recognised, been clearly had roles project the Three major owner, host, the and the watcher, whose terms of references could be summarised as follows: The owner is the part of the organisation which could expect to 1. derive the longer-term marketing benefits from the project; The host could be expected to derive any short-term productivity 2. gains; The watcher is 3. to document the lessons and ensure that they are properly reported on. But implementation could the without additional several survive not actors, this in simple structure, These "sub-contractors". i.e., included Office Systems Division for products such as electronic mall and 1. text processing services; Network 2. Services connections network, Division external to for services such public the as services plus telephone telex, and facsimile facilities; Mainframe Systems Division since 3. networks internal accessed the by PABX Showcase some of the mounted were facilities on ICL to be corporate mainframes Group Information Systems (GIS) who operated Group Databases and A. maintained all equipment at ICL. The time involvement time to of the as these actors could Showcase sought team be expected fluctuate to implement to or from demonstrate various features. Against thess host. But Office System ownership main the of definitions was the long-term undoubtedly Showcase marketing of the PABX itself. beyond the scope of this Applied beneficiary the from DNX exercise, and testing Division, was who to be remained PABX-based the took the over formal responsible for The logic of this transfer of ownership is However, paper. objectives of the DNX Division could pilot from and GIS, Division Systems consequently the be it achieved by initial decided was a that the relatively modest implementation plan for - 25 - having Office the functions desk every at became Systems Applied Thus altered. Systems responsible for was dramatically funding Its own Implementation programme. One of the side-effects of these changes was on the Management in the 1990 's Obviously, study. down considerably. for the diffusion of technologies was the slowed Neither the DNX nor the AS Division had been funded bulk diffusion of IT and under the modified Showcase structure the Showcase team had to Isolate quite specific areas which could be tackled and in particular to build on whatever existing technology was in place. Initial assessment The quantitative data initial (Table III) show the compartively low rate of use of the voice messaging (circa May 1985) among survey Table III Data on Use of the Voice Messaging System (VOICE MANAGER) Frequency of access - less than 3 times a day - 3-5 time a day - 6-10 times a day - More than 10 time a day ; 59%^ 35% 4% 2% Diversion of calls to the Voice Manager - less than 3 times a day - more than times a day ; 98% 2% Number of messages received via Voice Manager - less than 3 messages a day - 3-5 messages a day - More than 5 messages a day -^59% Notes response survey was sent. rate ; participants. 1986 about facilities utilisation users. out of 96 the (DRS rate use Mail, of the EXAC) probably Voice are still not whom to The results of a Management In the and Manager, very suffered ; 85% 13% 2% the Internal 1990' s survey in early the different from Showcase lack of electronic (Table IV). mall The critical mass of - 26 - Table IV Use of Information Technologies In January-February 1986 Owners of information technologles among survey participants - VOICE MANAGER - EXAC - DRS MAIL -*- Number ; Usage during last week - VOICE MANAGER - EXAC - DRS MAIL : Number of people accessed through - VOICE MANAGER - EXAC - DRS MAIL ; -'-42.4% Notes 448 response rate out of survey population; "^Proporation of owners among respondents; -'Proporation of owners of the system who used it at least once a week. ; In addition, most of the features of special used only by a minority of the owners of the used the "Timed Delivery" and - "Immediate Reply", hand, some stage of of the and reactions implementation, For instance, system. the "Priority Messaging" "Disrtibution Lists" and "Confirmed Delivery", 22% Voice Manager were the 44% - were indicating "Personal quite a 18% even bi-modal attitudes towards the new technologies (Table V below). 35% used "Redirect Message", Response". positive somewhat - options, 26°c On for the the other initial dsitribution of In other words. - 11 - while the majority of the owners of the system, been using it very sparcely, for various reasons, have significant proportion of this population a found it useful and satisfactory for their needs. On Showcase the side technical the demonstrated feasibility the using the PABX to connect a variety of users to a number of using various types addition, In details). capability terminals of access connecting of Figure (see portables, explored functions was other to computers, home functions, Appendix and 3 of C and for the "foreign" and equipment was also demonstrated. The routing queuing and reductions substantial cost software be to available the enabled PABX For instance, made for casual users. to connect a large number of it was possible with users to the 4-port PC, the actual number being limited only by the frequency of access of the users Also concerned. simplicity of connection provided the rapid means a of dissemination to satisfy emergency requirements, pending a more permanent connection. addition, In the Voice Messaging Service accessed was through the PABX without a software connection between the two. Experiences Although the "hard" quantitative data about the implementation of the the opportunity office systems technologies is still lacking, the implementation in action provided us with some anecdotal about the process. now send -A secretary could Voice which an both information out it ; directly from the Word and take it personally and be confident that it had gone; Manager are telex urgent rather than having to type to the Telex Room, -The observe The highlights of these data are provided below. Simple improvements in speed, convenience and confidence Processor, to enabled dispersed Department Personnel physically - and distribute to sales teams, messages and arrange meetings much more easily than before. The need to consider change of roles and to rethink methods of working ; -Telexes could be sent at any hour of day or night, any 8801 Word Processor connected to the PABX and initially from later from any Figures: OPD PABX SHOWCASE - 29 - Voice terminal. The available from similarly be worldwide location any potential substantial A telephone. could Manager with accessed tone-generating a independence for was and was therefore created; -Salesmen they were found no longer tied and times to places from which to communicate with head office, while the Sales administrator was able individual or communal messages knowing that send to those concerned would pick them up when convenient, without worrying about their location; -The Manager Personnel enterprisingly used Voice the Manager for remote dictation of minutes into his secretary's voice mail box, thus speeding up distribution by two to three days; -The power integrated of demonstrated was facilities when a substantial questionnaire received on DRS MAIL was downloaded to the 8801 Word completed Processor, using by editing the facilities, reloaded to DRS MAIL and returned to the originator within 20 minutes without any paper being produced; -A maintenance engineer treated his voice mail box exactly like his document in-tray - checking it at periodic intervals and prioritising the contents before continuing with his peripatetic tasks. Unsuspected gaps in knowledge were uncovered -Many secretaries were unaware of use. Central The Telex ; convention and the answerback Operator had answerback checked previously its codes for correctness of destination. -Access machine-held to directories was not commonly a familiar feature. Increased use of to swamp the a - carriers even threatened carried by another facility, facility, a modest increase in access direct to external electronic mail services caused congestion on the ICL X25 PAD. Dual use of secretaries not at telepnone the was not always Divisional headquarters were not productive able to - those release the telephone once they had accessed the facility required (further DNK2000's had not then been installed). PAD this gave rise to a When compounded with congestion on the X25 conflict - either the secretary kept her phone - 30 - tied up or she risked losing the chance of gaining access. Further, technology which guides facility one system a the to user will rarely be able Incidentally, the facility itself. product the written by extremely side programmers easy use to provide any one in whether layers the of layers. in is the ICL network, the of similarly a fault the PABX, the several or was saturation the most common fault as described above. of the carrier services, On failure modem, the through must identify to terminal hardware or software, user wants service against all-embracing support The a that programmers. for long as obvious was it as MAIL DRS sticks one routines some for instance, basic the to been had is functions. However, to set up a distribution list requires knowledge of the system's structures file and naming conventions - plainly few users knowledge a could be expected to muster. Work-flow was changed with not For instance, in past the and arose secretaries' penchant of as for keeping copies extra majority an of unqualified beneficiary. telexes were a workload would rapidly sent not knowledge of the facility spread rapidly, secretaries, that the everyone the danger increase. Also hard-copy of everything initially caused addressed to the sender and needing to by be a sent the flood from central telex switch instead of being printed automatically at the local telex-room. SUMMARY: LEARNING FROM EXPERIENCE AND RESEARCH Research and the PABX Showcase The experience of implementing information technologies at ICL contributes to the growing knowledge base in this area, both academic and industrial. For Instance, implementation comparison. in business several recent organizations, papers address electronic mail and highly relevant for First, Picot, Klingenberg, and Kranzle (1982) detailed field study of how the various communication media, telephone, are telex, mail and facsimile, to from face-to-face, teletex (an through electronic mail - 31 - protocol), perceived are face-to-face telephone and managers. by perceived are comes It as as no surprize superior to the that indirect, asynchronous channels for stimulation and privacy (with the exception of which mail, teletex highest is comfort for well quite rated dependability and on formality and promptness accuracy, and confidence. The restructuring of other the better rates Appendices (see On B1-B3 hand, face-to-face than details). for the On the teletex is percieved superior than face-to-face task-oriented dimensions on privacy). for authors channel but definitely worse is provide also utilization; data teletex complexity and on about seems potential the to not be a very strong competitor to face-to-face communication (only 5% of this type of communication is percieved to be potentially replaced by it). telephone somewhat only rate replacement by teletex. study this open issue the communication when computer-based media results first the in subjective data, restructuring introduced. are quasi-experimental reliable, a actual of potential 18% of completion The Systems should provide us with one of the communication study at Applied of and 12% Because of the use perceptual, leaves still with better Mail and setting in this field, in a real-life situation. There several are implementation, issues of use, information clarify studies typology effectively via electronic mail. to address the central benefits that could be expected from and communication of close come Steinfield's technologies. the which study (1984) tasks that found He clear a is could effort an to performed be distinction between social and task usages, and to what extent each sub-task was susceptible to mediation warning on mail. estimating over about technologies electronic by complex tasks. negotiations/bargaining", the He "resolve His impact found support results Picot al. et information-communication of such that tasks as "carry conflicts/disagreements", on "discuss confidential matters", had neve r been carried out via the computer by at least (1967) 50% of respondents. the definitions, Using Watzlawick, Beavin, "analogue" communication might continue and to Jackson elude the computer-based media. Culnan of the (1985) medium as addressed a the determinant narrow issue of its use. of perceived Her results accessibility suggest that - 32 - physical access to a system is only a necessary, but also an insufficient Controlling for the other variables, condition. knowledge with only significantly accessibility, information about found the terminal and language, accessibility, or Her results validate and update what overall reliability of the system. Allen command the of with not but system usage correlated importance accessibility of determinant as of source utilization (1977: 185). reliability of The general interlocking and subsystems, a the complex system, "splash and been (see for instance Jenkins, but could well approached by be range a effects ripple" new components or subsytens has 1969) reality in adding of number a of writers of fruitful field for a more determined and systematic research. Practical Lessons for Managers The Managment in the 1990' Important lessons implementation requirements of to project and the PABX Showcase each carry s pointers and for communication development research, technologies, results achieve future and organisational for investment from and information in technologies. The between correlations according to the variation in its communication boundary-penetration intensity of performance, the communication and the of individuals, among and type performed suggest an opportunity to broaden our approaches of projects and office lay-outs. differing and There may well also be to the task management scope for more extensive research into communication profiles and their relationship to the effectiveness of entire departments and sections. conceptual The duration, and value of influence the example rate a progress, automation and related guideline be tool in the well in practice, the consultants with their customers, the latter, on of as a an former, by task on interdependence, this academia arsenal as technologies, tested sub-task and know-how transfer from based design, technologies information of consulting can organizational of technological potential of as model to design industry. vendor internal by is ICL of an Its office managerial external ICL's internal managers. - 33 - These are only some of the potential future possibilities. Additional, more far reaching usages of this knowledge remain tantalislngly blurred. Is it possible relevant to so, a to build a portfolio structure communication patterns, particular type of activity in a particular industry? there would a powerful diagnostic communication. of In addition, recommended for detected this type tool for measuring deviations of task and from the each If organisational communication industry will provide indirect measures of organisational effectiveness. The final stage of the Management in 1990' s communication at Applied Systems will attempt to address these issues, and to provide some of the answers. - 34 - REFERENCES and Guy, R. Allen, D. E. Sociometry 40, 90-96. , (1979). Ocular breaks and verbal output. F. , Allen, T. J. (1970). Communication networks in R&D laboratories. R&D Management 1^(1), 14-21. , Allen, T. J. (1977). Managing the flow of technology Massachusetts: MIT Press. Cambridge, . Allen, T. J. (1985). 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APPB€IX Al: COMMUNICATION MEDIUM AS A FUNCTION OF PHYSICAL SEPARATION (HIGH COMPLEXITY INFORMATION) PROPORTION OF COMMUNICATIONS (PERCENT) 20 10 I WITHIN A 40 30 I I I 60 50 M i I I I I I I I I 70 I I I I I I TELEPHONE FLOOR WRITTEN WITHIN A BUILDING WITHIN A LOCATION 'H«.«»f BETWEEN LOCATIONS I I I I I I I I I M I I I I I I I I I I I I I I I I I I ll I I I APPENDIX A2: COMMUNICATION MEDIUM AS A FUNCTION OF PHYSICAL SEPARATION (LOW COMPLEXITY INFORMATION) PROPORTION OF COMMUNICATIONS (PERCENT) 20 10 I I I I I 40 30 I I I I I I I I I 50 I I I I I 60 I I I I FACE TO FACE WITHIN A FLOOR WRITTEN WITHIN A BUILDING WITHIN A LOCATION BETWEEN LOCATIONS I I I I I I I I I I I I I I I Appendix B1; Affective Evaluation of Comf.unication Channels Channel factor Appendix B2 : Task-Oriented Evaluation of Communication Channels Channel Appendix B5 : SUBJECTIVE ASSESSMENT OF POTENTIAL CHANNEL SUBSTITUTION (N = 96 MANAGERS) REPLACED CHANNEL , , Appendix C: Details of Showcase Technical Parameters The principle functions accessed: External Electronic Mall - Telex, Qulckcomm, MCI Mail, Internal Electronic Mall - ICLMAIL, DRSMAIL, EXAC, Local Computing - PCs, running CCPM, Mainframes - Large Data Bases, Public Data Bases and Services. The following terminals were in regular use to access the functions: OPD (One Per Desk, ICL) DRS (ICL), STC, PC Heads (the direct connection to the processor was diverted via the DNX2000) 8801 Word Processor (ICL). 9911 030 Date Due ^rr MAR OCT 23 W4R03 ,.,U€. 3 1 4 li90 1991 mi 1994 Lib-26-67 3 TDflO DDM DTM 7m