Part I Security Environment Surrounding Japan Section 2. Transfer and Proliferation of Weapons of Mass Destruction The transfer or proliferation of weapons of mass destruction or ballistic missiles carrying such weapons has been regarded as a significant threat since the end of the Cold War. In recent years, there have been growing fears that non-state actors, including terrorists, against whom traditional deterrence works less effectively, will acquire and use weapons of mass destructions. 1. Nuclear Weapons During the Cold War between the United States and the Soviet Union, the Cuban Missile Crisis of 1962 made it clear that there was a risk of nuclear war between the United States and the Soviet Union. The Treaty on the Non-Proliferation of Nuclear Weapons (NPT)7 of 1968 prohibited countries other than those that had conducted nuclear tests in or before 19668 from having nuclear weapons, and required nuclear-armed countries to control and reduce nuclear weapons through bilateral negotiations9. Under the NPT, signed by 190 countries, the United States, Russia, the United Kingdom, France, and China are now permitted to have nuclear weapons. While some countries that had nuclear weapons abandoned them and became signatories of this treaty10, some countries still refuse to sign this treaty11. Thus, in addition to the five countries permitted to have nuclear weapons, there are other countries that have declared the development and possession of nuclear weapons. For example, North Korea announced it had conducted a nuclear test in October 2006. 2. Biological and Chemical Weapons It is easy to manufacture biological and chemical weapons at a relatively low cost. Because most of the materials, equipment and technology that are needed to manufacture them can be used for both military and civilian purposes, disguising them is easy. This makes biological and chemical weapons attractive to states or terrorists who seek asymmetric means of attack12. Biological weapons have the following characteristics: 1) manufacturing is easy and inexpensive, 2) there is usually an incubation period of a few days from exposure to onset, 3) their use is hard to detect, 4) even the threat of use can create great psychological pressures, and 5) heavy casualties can be caused depending on circumstances and the type of weapon13. As for chemical weapons, asphyxiants such as phosgene were known during World War I. In the Iran-Iraq War, Iraq repeatedly used mustard gas as an erosion agent and tabun and sarin as nerve agents14 against Iran. In the late 1980s, Iraq used chemical weapons to suppress Iraqi Kurds15. Other chemical weapons include VX, a highly toxic nerve agent, and easy-to-manage binary rounds16. North Korea (see Chapter 2, Section 2) is one country seeking such weapons. The Tokyo subway sarin attack that took place in Japan in 1995, and mail in the United States containing anthrax bacillus in 2001 and ricin in February 2004, respectively showed that the threat of the use of weapons of mass destruction by terrorists is real and that these weapons could cause serious damage in cities if terrorists use them. Since January 2007, Iraq has seen terrorist bomb attacks using chlorine gas, and containers of chlorine as well as weapons caches have been uncovered by Iraqi security forces and multinational forces. 3. Ballistic Missiles Ballistic missiles can carry heavy payloads over long distances and can be used as a means of projecting weapons of mass destruction, such as nuclear, biological or chemical weapons. Once launched, a ballistic missile makes a trajectory flight and falls at a steep angle at high speed. No states have completed full spectrum deployment of an effective system of defense against ballistic missiles at this moment. — 11 — If ballistic missiles are deployed in a region where military confrontation is underway, the conflict could intensify or expand. The deployment of ballistic missiles could further exacerbate tension in a region where armed antagonism exists, and could destabilize that region. A country may use ballistic missiles as a means of attacking or threatening another country that is superior in terms of conventional forces. In addition to the threat of ballistic missiles, attention is now increasingly being paid to the threat of cruise missiles, because it is comparatively easy for terrorists and other non-state entities to procure them17. Although the speed of a cruise missile is slower than that of a ballistic missile, it is difficult to detect once it is launched and in flight18. Because cruise missiles are smaller than ballistic missiles, a terrorist can hide one in a ship and secretly approach a target. If a cruise missile carries a weapon of mass destruction, its threat would be enormous. 4. Growing Concerns about Transfer or Proliferation of WMDs Weapons that are purchased or developed by a country originally for its own defense purposes could be easily exported or transferred if the country successfully manufactures these domestically. For example, certain states that do not heed political risks are transferring weapons of mass destruction and related technologies to other states that cannot afford to invest resources in conventional forces and intend to compensate for this with weapons of mass destruction. These states that seek weapons of mass destruction do not hesitate to put their land and people at risk. Because governance is poor in such countries, terrorist organizations are reported to be active. Therefore, the chance of actual use of weapons of mass destruction may generally be high in these cases. In addition, since it is unlikely that such states can effectively manage the related technology and materials, the high possibility that chemical or nuclear substances will be transferred or smuggled out from these states to other countries is cause for concern. Even without this technology, there is the risk that a terrorist will use a dirty bomb19 as a means of attack simply by acquiring a radioactive substance. All countries have come to share concerns about the acquisition and use of weapons of mass destruction by terrorists and other non-state entities. Based on these concerns, the United Nations Security Council adopted Resolution 1540 in April 2004, declaring that all states should adopt and enforce appropriate and effective laws that prohibit non-state actors from developing, acquiring, manufacturing, possessing, transporting, transferring or using weapons of mass destruction and the means of delivery thereof, as well as refrain from assisting such non-state actors. The International Convention for the Suppression of Acts of Nuclear Terrorism was also adopted by the U.N. General Assembly in April 2005. Activities related to weapons of mass destruction were secretly pursued in some countries. Such activities have come to light since 2002, revealing the fact that nuclear weapon technologies have been proliferated and transferred. On the other hand, the international community’s uncompromising and decisive stance against the transfer and proliferation of weapons of mass destruction has put enormous pressure on countries involved with such weapons, leading some of them to accept inspection by international institutions or to abandon further programs to develop weapons of mass destruction. — 12 — Part I Security Environment Surrounding Japan During (then) U.S. Assistant Secretary of State James Kerry’s visit to North Korea in October 2002, the United States announced that North Korea had admitted to the existence of a project to enrich uranium for use in nuclear weapons, pointing out the possibility that North Korea was pursuing the development not only of plutonium-based weapons but also uranium-based nuclear weapons. It has become clear that Iran, too, has been engaged in uranium enrichment-related activities since 2002, and efforts by the international community to resolve this issue continue. As a result of behind-the-scenes discussions with the United States and the United Kingdom from March 2003, Libya announced in December 2003 that it would abandon all of its weapons of mass destruction programs and accept immediate inspections by international organizations. Subsequently in August 2006, the country ratified the additional IAEA protocol. Pakistan seems to have launched its nuclear development program in the 1970s, and suspicious technology transfers concerning uranium enrichment from Pakistan to Iran and Libya were revealed in 2003. In February 2004, it came to light that nuclear-related technologies, including uranium enrichment technology, have been transferred to North Korea, Iran and Libya by Dr. A.Q. Khan and other scientists for personal gain. These transfers have been shown to have been secretly conducted using global networks involving Europe, Africa, the Middle East and Southeast Asia20. International Atomic Energy Agency (IAEA) Director-General Mohammad El Baradei has reportedly stated that this network spans more than 30 countries21. Further, ballistic missiles have significantly proliferated or been transferred. The former Soviet Union exported Scud-Bs to many countries and regions, including Iraq, North Korea and Afghanistan. China and North Korea also exported DF-3 (CSS-2) and Scud missiles, respectively. As a result, a considerable number of countries now possess them. Pakistan’s Ghauri and Iran’s Shahab-3 missiles are said to be based on North Korea’s No-Dong missile22. Libya, which agreed to abandon its weapons of mass destruction programs, reportedly disclosed production lines for Scud-Cs and other facilities built with the technological assistance of North Korea23. It has been reported that Ukraine illegally exported cruise missiles capable of being fitted with nuclear warheads to Iran and China around 200124. 5. Iran’s Nuclear Issue Since the 1970s Iran has been pursuing a nuclear power plant construction project with cooperation from abroad, claiming that this plant was to be used for peaceful purposes in accordance with the NPT. In 2002, however, it was announced by a group of dissidents that Iran was secretly constructing a large-scale uranium enrichment facility, and subsequent IAEA inspection revealed that Iran had engaged in the enrichment of uranium and other activities potentially leading to the development of nuclear weapons without notifying the IAEA, in violation of the IAEA’s safeguards agreement. Since this revelation regarding Iran’s nuclear program, Iran has insisted that it has no intent of developing nuclear weapons and that all of its nuclear activities are for peaceful purposes. Nevertheless, the international community has expressed strong concerns about obtaining assurances of Iran’s claims, and has demanded that Iran suspend all of its enrichment and reprocessing activities until it can confirm that Iran’s nuclear development activities are solely for peaceful purposes. Exercising initiative to resolve the issue, the EU-3 (the United Kingdom, France and Germany) held discussions with Iran in hopes of resolving this issue; an accord (Paris Accord) was reached in November 2004 on halting uranium enrichment and all other nuclear-related activities, and Iran accordingly ceased its nuclearrelated activities. However, Iran rejected as unsatisfactory the proposal25 for a Long-Term Agreement presented by the EU-3 in August 2005 and announced the start of preparations for the recommencement of uranium enrichment in January 2006 (Iran recommenced uranium enrichment in February). The IAEA then convened an emergency Board of Governors meeting in February 2006 that by a majority vote adopted a resolution to report — 13 — the issue to the U.N. Security Council. In March 2006, the U.N. Security Council approved a Presidential Statement calling on Iran to halt its uranium enrichment and reprocessing activities, but in April Iran announced that it had successfully achieved low-grade (3.5%) uranium enrichment26 and stuck to its policy to continue uranium enrichmentrelated activities. In June 2006, a comprehensive proposal was presented to Iran under an agreement of the 5 permanent members of the U.N. Security Council and Germany. The proposal included cooperation in the event that Iran suspended all its nuclear activities, including uranium enrichmentrelated activities; Iran nevertheless continued its nuclear activities. In view of Iran’s response, the U.N. Security Council in July adopted Resolution 1696 demanding Iran to suspend all of its uranium enrichment and reprocessing activities and warning that appropriate measures would be taken under Chapter 7, Article 41 of the U.N. Charter if Iran were not to comply with this resolution by the end of August 2006. Because Iran continued its uranium enrichment-related activities, the U.N. Security Council adopted Resolution 173727 on December 23, 2006, and then Resolution 174728 on March 24, 2007, to impose stricter sanctions in accordance with Chapter 7, Article 41 of the U.N. Charter. Despite these efforts by the international community, Iran in April 2007 declared that its nuclear fuel production was in industrial scale. Although the Iran’s nuclear issue remains unresolved, the U.N. Security Council and the rest of the international community are continuing to pursue political and diplomatic solutions through negotiations. [COLUMN] COMMENTARY Nuclear Weapons and Nuclear Issues Surrounding North Korea and Iran Nuclear power is useful when used for peaceful purposes under the strict safeguards mechanism of the International Atomic Energy Agency (IAEA). However, since nuclear power can also be used to produce nuclear weapons, the North Korean and Iranian nuclear issues are currently posing a serious threat to the international society. This column explains the two key terms of the issues—nuclear weapons and reactors. (1) Energy sources of nuclear weapons1: uranium and plutonium Nuclear weapons utilize gigantic energy released at the time of nuclear fission activated by neutron absorption. Therefore the production of nuclear weapons requires, first and foremost, materials made up of atoms that are easy to split (fissile materials). The two most typical fissile materials are uranium and plutonium. Natural uranium consists mainly of uranium-235, which is fissionable, and uranium-238, which is not. Since uranium-235 makes up only 0.7% of natural uranium, the enrichment process is required to separate uranium-235 from natural uranium before using it as a material of nuclear weapons. Uranium enrichment generally necessitates a large-scale facility with several thousands of centrifuges linked with each other. The concentration of uranium-235 can be increased to a weapons grade (90% or more) at such an enrichment facility. — 14 — Part I Security Environment Surrounding Japan Plutonium, on the other hand, seldom exists naturally, and is created artificially in reactors. Most of the existing nuclear weapons are the plutonium type. In reactors, when uranium fuel is irradiated with neutrons to cause nuclear fission of uranium-235 to generate energy, uranium-238 is also exposed to neutrons and produce plutonium as a by-product. The spent fuel therefore contains uranium-235, uranium238 and plutonium in a mixed state, and has to be chemically processed at reprocessing plants to separate plutonium from the other remnants. However, plutonium extracted from fuel used for power generation in nuclear power reactors—often called “reactor grade plutonium”—has a high plutonium 2402 content, and is generally considered unsuitable for nuclear weapons. (2) Types of reactors, and nuclear suspicion about Iran and North Korea Reactors are divided into graphite moderated reactors (GMRs), heavy water reactors (HWRs) and light water reactors (LWRs). GMRs and HWRs can use natural uranium as fuel, and are believed to be more suitable for producing plutonium than LWRs. LWRs, on the other hand, use uranium-235 enriched to 3 to 5% (low-enriched uranium (LEU)). LEU can be produced domestically or imported from abroad, and in the case of the former, it is important for other countries to determine whether the enrichment facility is for peaceful or military use. Since LWRs need to be deactivated when their fuel is replaced, they are believed to be easier than GMRs and HWRs to monitor the disposal of spent fuel containing plutonium. Under the 1994 Agreed Framework, North Korea agreed to demolish its GMR on condition that, among others, an LWR would be provided to the country in place of the GMR. The framework seemed to put an end to the suspicion about North Korea developing plutonium-type nuclear weapons. However, North Korea allegedly tried to import materials to produce centrifuges although the country was expected to import LEU for the LWR. This has led other countries to suspect that North Korea may be developing, this time, uranium-type nuclear weapons. (See Chapter 1, Section 2 (p.36)) Iran is trying to establish its own uranium enrichment technology, which the country claims is to be used to produce LEU necessary for an LWR currently being constructed. However, since Iran had been conducting various activities including uranium enrichment without reporting to the IAEA until 2002, the country’s claim that its nuclear development is intended solely for peaceful purposes is regarded by the international community as unconvincing, and is suspected to be developing nuclear weapons. Iran has been continuing with uranium enrichment, defying Security Council resolutions several times, and the IAEA reported in May this year that about 1,300 centrifuges are currently in operation in the country. In addition, Iran has begun to construct a research HWR. Since it is not clear why an HWR is needed in addition to the LWR, and HWRs are more suitable for producing plutonium than LWRs, it is also suspected that the country may be developing plutonium-type nuclear weapons, causing concern to the international community. (See Section 2 (p.14)) 1) There are in fact two types of nuclear weapons: nuclear fission weapons and nuclear fusion weapons. But this column focuses only on the former. 2) Unlike plutonium 239, plutonium 240 is likely to fission spontaneously. Therefore, plutonium with a high plutonium 240 content is considered unable to effectively produce nuclear explosions. — 15 —