West Virginia State Board of Education 2011 Innovation Zone Designation COMPETITIVE GRANT APPLICATION Applications Due: December 15, 2010 West Virginia Department of Education Office of School Improvement Division of Educator Quality and System Support Building 6, Room 617 1900 Kanawha Boulevard, East Charleston, WV 25305-0330 Fairplains Elementary School West Virginia Board of Education 2010-2011 Priscilla M. Haden, President Jenny N. Phillips, Vice President Robert W. Dunlevy, Secretary Delores W. Cook, Member Michael I. Green, Member Burma Hatfield, Member Lowell E. Johnson, Member L. Wade Linger Jr., Member Gayle C. Manchin, Member Brian E. Noland, Ex Officio Chancellor West Virginia Higher Education Policy Commission James L. Skidmore, Ex Officio Chancellor West Virginia Council for Community and Technical College Education Steven L. Paine, Ex Officio State Superintendent of Schools Fairplains Leadership Framework Innovation Zones Competitive Grant Application Who May Apply? • A school • One or more schools acting as a consortium • A school seeking designation of a subdivision or department • A group of schools seeking designation across the same subdivision or department of the schools • A higher education institution How much money is available and to whom will recipients report? The size of planning grant awards will be based upon a reasonable well-planned projection of expenditures tied to the planning phase of developing the Innovation Zone Plan. Applicants may apply for up to $50,000, (total funds available at this time are approximately $435,000). The applicant must first be designated as an Innovation Zone by the West Virginia Board of Education Innovation Selection Committee in order to receive planning grant awards and begin the planning process. Each Innovation Zone receiving a grant must report annually to the West Virginia Board of Education regarding the progress in meeting the objectives described in its Innovation Zone Plan. What are the steps of the application and the plan? Phase 1 (Planning Application) 1. Complete the application for Innovation Zone designation 2. *Approval by 80 percent of faculty (those affected by Innovation Proposal) 3. **Record of Support from Parents, LSIC, Business Partners, Students 4. Record of County Board Report (Support and Concerns) on application 5. Submit application, electronically and by mail, to the West Virginia Department of Education Innovation Zone Selection Committee IMPORTANT NOTES: *To determine staff support, both the innovation application and plan must be submitted to all employees affected by the design of the plan for a secret ballot vote at special meetings called to determine the level of commitment to apply for designation as an Innovation Zone and for commitment to the fully developed plan. The meeting is called with two weeks prior special notice, and the vote is conducted and certified to the principal, superintendent, and county board president by a panel. The panel must provide an absentee ballot to each employee eligible to vote who cannot attend the meeting. The panel consists of the elected officers of the faculty senate of the school or schools; one representative of the service personnel of the school; and three parent members appointed by the Local School Improvement Council (LSIC). At least 80 percent of the employees who are eligible to vote must vote to apply for designation as an Innovation Zone (Phase 1) and to approve the school’s Innovation Zone plan (Phase 2) before the level of staff commitment at the school is sufficient for the school to apply for designation and before the plan is approved by the school. Any regular employee at a school applying for or designated as an Innovation Zone whose job duties may be affected by implementation of the Innovation Zone plan or proposed plan may Fairplains Leadership Framework request a transfer to another school in the school district. The county board shall make every reasonable effort to accommodate the transfer. **Please make sure your application is submitted to your local board in time to receive their signature and supports/concern before the application due date. Completed grant application must be RECEIVED both by mail and electronic submission by December 15, 2010 (see p. 5 of application). Phase 1: Planning/Application Please limit the total number of pages to eight using 1-inch margins on all sides appendices and cover page are not included in the number of pages. Components of the Application: A. B. C. Cover Page Applicant Information Narratives for the Innovation Zone Application: Fairplains Leadership Framework 2011 Innovation Zone Planning Grant Proposal Fairplains Leadership Framework Submitted for Consideration to The West Virginia Board of Education December 15, 2010 By Fairplains Elementary School Wood County B. Applicant Information: Entity Applying for Innovation Zone Designation __ x___ School ______Department or Subdivision of School ______Coalition of Schools (fill out multiple listings below) ______Higher Education Institution Name of Entity Applying: Fairplains Elementary School County: Wood Superintendent: J. Patrick Law Principal: Elizabeth Conrad Number of Professional Personnel: 25 Number of Service Personnel: 9 Institution of Higher Education: County Location: _224 Number of students served/affected by the proposed Innovation Zone plan. _ _25_ Number of teachers involved in the proposed Innovation Zone plan. ___9_ Number of service personnel involved in the proposed Innovation Zone plan. Fairplains Leadership Framework C. Narratives for the Innovation Zone Application: Phase I Planning – the initial application for the planning of the innovation. 1. Project Design: a) Creative vision for the project Fairplains Elementary School is located in south Parkersburg in Wood County. Historically, education has not been a primary concern in our community, largely because our families believe there is little to be gained from education. Our children experience a myriad of challenges daily. Over the last decade, the percentage of Fairplains’ students living in poverty has varied between 90%-94% with the current year being slightly lower at 89%. On average, 42% of our students come from single parent homes and 16% are homeless. Approximately 11% have reported some kind of domestic violence and 19% report alcoholism or drug abuse in their household. Attendance concerns comprise 16% of our students. An estimated 11% of our children have family members who are incarcerated. Our population is also very transient with the percentage of transfers in and out by the 2nd month report each year at 39%. Students are habitually displaced to other homes, family members, and receive services from county agencies. Deterioration of students’ personal lives are reflected in their erratic behaviors at school. This resulted in an increase in both In School (ISS 28 days for 25 students) and Out of School (OSS 42 days for 14 students) suspensions, which was a 40% increase. A Positive Behavior Support Team was established in the fall of 2009. The Team trained students in grades 3-5 in “Problem Solving Skills” and produced student led video vignettes applicable for student, parent, and staff training on appropriate behaviors. Office referrals have decreased, but students still lack the social skills needed for success. WESTEST achievement results over 5 years held consistent at 75%+ proficient in math Fairplains Leadership Framework 1 and reading/language arts. However, 2009-2010 WESTEST II scores showed a drop to around 30% proficient, reflecting the increased difficulty of the test. The previous two years of WESTEST II the scores have remained stable. Due to this drop in reading, Fairplains’ strategic plan identified goals for reading improvement. One of the most pressing needs in reading, at all grade levels, is making connections with the text, which is a direct result of the students’ inability to relate with the characters and situations in literature due to their lack of background knowledge and limited life experiences. Fairplains provides opportunities for parents, teachers, students, and community members to work collaboratively through our LSIC and our PTA. Fairplains has been an established Professional Development School (PDS) for over 16 years. WVUParkersburg’s classroom management practicum is held at Fairplains, and the preservice teachers work with our teachers and children each Friday morning for 3 hours. The education majors from WVU-Parkersburg and Fairplains teachers will work together on Friday mornings to address our goals. This will improve the likelihood that our students will become contributing members of society. Teachers meet with all parents and students prior to the beginning of school to establish a good partnership. Fairplains’ students lack a full understanding of what a leader is or awareness that they can be leaders. We are convinced that providing an education founded on the principles of leadership will allow students to develop the skills and confidence needed to prepare them for the global economy. According to Saunders, et al, children who develop leadership skills at a young age will lead a life of extreme discipline and determination. Research by the Girl Scouts of America shows that the desire to be a leader peaks between the ages of 8 to 10, and their confidence in speaking up and leading dwindles by fifth grade. This heightens the need to foster students’ leadership skills. As evidenced in Fairplains Leadership Framework 2 The Leader in Me, the principles of Covey have received national recognition for their emphasis on developing leadership in young children. Covey’s principles are grounded in the belief that building cooperative relationships and nurturing responsibility, kindness, and good judgment are the basis for creating a successful community of learners. Student leadership qualities play an important role in getting higher marks in school and a contributing to the community based on research by the 4-H organization. Our vision began in 2008 when Liz Conrad, our principal, visited A.B. Combs Leadership Magnet School in Raleigh, North Carolina. Muriel Summers, the principal of A.B. Combs, advised that we take a team of teachers to Langford’s Quality Learning Workshop (offered through RESA V) and become familiar with Covey’s 7 Habits of Highly Effective People. Covey’s book was purchased, and a voluntary book study began summer and fall of 2008. In 2009, Liz, our principal, and four teachers attended a 4 day Langford Quality Learning workshop. During the summer of 2010, ten teachers, service personnel, and Liz attended Covey’s 7 Habits of Highly Effective People Signature Program. Five teachers and Liz attended a 4-day Langford Quality Learning workshop. Three teachers attended a two day Leader in Me (Covey) education summit in Pittsburgh, PA. In the fall of 2010, two teachers traveled to Charleston, WV to hear Muriel Summers speak and to gather more information about teaching leadership skills to students. A small group of teachers and Liz attend monthly meetings at RESA V to brainstorm and review how to best use Langford’s Quality Learning Tools. We are now at the point where we need help to be able to provide training for the remainder of the staff and other stakeholders as well as planning for implementation. b) Goals and objectives for the project: Develop a collective vision and school culture that inspires innovation and success Fairplains Leadership Framework 3 ● Create a common leadership language that includes The 7 Habits and Quality Tools to be monitored through walk-throughs and staff/student interviews. ● Use of Quality Tools by staff and students to be monitored by review of lesson plans, student data notebooks, and walk-throughs. ● Foster a culture of Literacy that encompasses students, teachers, administrators, families and communities as evidenced by four Family Literacy Nights per year. ● Foster an atmosphere of “Can Do” Leadership through problem solving, mentoring (WVU-P Partnership Project) and student showcases to be monitored ● by student interviews, review of WVU-P student lesson plans, walk-throughs, and exhibit of student projects. Enhance the future leadership opportunities of our students ● Develop students’ strengths in interpersonal skills, communication, technology, writing, and performance (arts and service) and showcase those strengths at least two times per year. ● Expect each child to identify themselves as a school leader in some aspect of the school by participating in monthly leadership clubs. ● Partner with our community to provide opportunities that students would not normally have (i.e. music lessons, art lessons, 4-H, Boy Scouts, Girl Scouts, wrestling, dance). ● Provide opportunities for virtual field trips, actual field trips, community involvement and service projects in order to increase global awareness. Improve behavior ● Decrease the number of student discipline referrals by 20% ● Decrease the number of suspensions (in and out of school) by 20% ● Decrease the number of tardies by 10% ● Increase student responsibility and “buy in” measured through student goals and charts in student/class data notebooks. Use data to track progress, drive instruction, and increase academic achievement ● Use “I Can” statements and capacity matrices based on CSO’s/Power Standards that have been modified by Fairplains Staff ● Use of student Data Journals/Notebooks and Goal Setting ● Improve WESTEST scores over the next 5 years to 80% of all students at or above Mastery c) Activities necessary to implement and achieve the goals/objectives of the innovation initiative: Phase I will focus on the development of common language and skill sets regarding leadership and the role of personal responsibility among all stakeholders. The staff will complete the development of the Fairplains Leadership Framework (FLF) during Phase I. The FLF is a graphic organizer showing the relationship of all the pieces of the Fairplains Leadership Framework 4 proposed innovation and will guide the implementation of our leadership model. The curriculum for teaching the framework will be developed during Phase I. Staff that have not been trained, some members of the community, and some WVU-P education instructors will be trained in the use of Covey’s 7 Habits by attending a 3 day training. Review sessions will be provided for previously trained staff. Book studies will be completed on The 7 Habits of Highly Successful Teens and/or The 7 Habits of Happy Kids. Covey’s 7 Habits will support the concept of developing the whole child while fostering a climate of principle-centered and personal leadership. The 7 Habits are: Be Proactive, Begin with the End in Mind, Put First Things First, Think Win-Win, Seek First to Understand, Then to be Understood, Synergize, and Sharpen the Saw. As part of a continuous improvement process, Quality Tools will be used to help facilitate effective and efficient data-based problem solving, prioritizing, and goal setting. Some examples of Quality Tools are Affinity Diagrams, Interrelationship Digraphs, Consensograms, Capacity Matrices, and Graphs. Staff and WVU-Parkersburg pre-service teachers will be trained and mentored in the use of Quality Tools and The 7 Habits. Using a combination of The 7 Habits series written by Stephen R. and/or Sean Covey and David Langford’s Quality Tools, we will be able to create a new mindset throughout our school and community. With the proper training and support, this project will be able to be sustained and become an integral part of our school culture. This innovative change will change the way our school operates in several ways. First, our school climate will reflect the common mission and goals of both students and teachers. Next, teachers will instill leadership traits in students to improve behavior and respect toward teachers, peers, and property. Last, and most important, our students will benefit because the 7 Habits will help them develop an inherent desire for success. Fairplains Leadership Framework 5 Students will use their leadership strengths and problem solving skills to address social disagreements and academic struggles, therefore decreasing discipline problems. Positive academic experiences will establish the school as a safe learning environment, consequently test scores will rise. Our school will transform into a place where creativity, collaboration, critical thinking, problem solving, and authentic learning is the norm; in other words, an educational transformation. Project Evaluation: At project end, our school will have shared values, beliefs, and strategies that will enable our students to become leaders at school and in our community. With these leadership skills, student academics will increase while inappropriate behavior will decrease. WVEIS will be used to measure improved behavior (discipline referrals and tardies) and students’ grades in grades 3-5. WESTEST II scores will also be used for evaluation in grades 3-5. Remaining goals/objectives will be evaluated by using walk-throughs, interviews with staff/students, review of lesson plans, student data notebooks, capacity matrices, and goal setting. Attendance rosters, meeting minutes, and surveys will be used to gauge the effectiveness of our collective vision and leadership goals. Results from this Innovation Zone project will be reported to the West Virginia Department of Education and our local Board of Education. Scalability and Sustainability: This innovation can be used at schools throughout the state by using a mentor model. By pairing with a school that has already completed the process, we will be able to continue with our innovation beyond the initial funding period. Abstract: Fairplains Elementary School intends to become a Leadership School based on the work Fairplains Leadership Framework 6 of Muriel Summers (The Leader in Me), Covey (7 Habits of Highly Effective People), and Langford (Quality Learning Tools) while under the mentorship of Belmont Elementary principal, Becky Griffith and her staff. Our goals are to (1) develop a collective vision and school culture that inspires innovation and success, (2) enhance the future leadership opportunities of our students, (3) improve behavior, and (4) use data to track progress, drive instruction, and increase academic achievement. Teachers, staff, students, and pre-service teachers will be trained in Covey’s 7 Habits and Langford’s Quality Tools in order to embed data-driven decision making processes throughout the school community. Ongoing evaluation of the grant will be based on walk-throughs, staff/student interviews, collaboration meeting minutes, lesson plans, student exhibits/projects, leadership club minutes, and review of “I Can” statements and student data notebooks. Accountability for student achievement will be growth on the WESTEST2. Fairplains is requesting a waiver from Policy 2510 5.3.1, 5.4.1, and 5.5.1 so that core subjects can be integrated with leadership training during the first two weeks of school and on Friday mornings when pre-service teachers in our professional development school (PDS) will work collaboratively with Fairplains teachers to embed leadership with the core subjects. Indicate the policies or code that prohibit or constrain the design: • _____ Specific waiver requested of county policy. • 2510 Specific waiver requested of WVBOE policy. • _____ Specific waiver requested of WV code/statute. Please record policy or code waiver requests in the following chart: Innovation Zone School/Consortium State Code Waiver Request (specify section and article) Fairplains Elementary School, Wood County Fairplains Leadership Framework State Policy Waiver Request (specify section and article) Impact of the waiver - What will the waiver enable the school to do differently? 2510; 5.3.1, 5.4.1, 5.5.1 Core subjects will be integrated with leadership training first 2 weeks of school and Friday mornings. 7 Budget Justification: Budget Item Narrative Description of Item Proposed Amount Funded by Others Staff Development Fairplains Leadership Framework (FLF) Subs. (2/11) Covey Training 3 days x 20 staff x $150, 3 staff & 2 parents funded by others $ 9,000 3 staff /3 days x $150 = $1,350 LSIC Grant & parents released by employers Books for Staff Dev. (2/11) 27 copies 7 Habits (signature series) @ $80 per unit 20 x $80 = $1,600 3 x $80 = $240 LSIC Grant & 2x$80 = $160 PTA Facilitator Stipend for Covey certified trainer for 3 day training $600 Principal also monitor salary Wood BOE FLF Training 3/11 4 one hour sessions x 25 staff x $25 $2,500 FLF facilitator Planning & Conduct LF $150 Curriculum Development Student FLF Immersion packets and lessons 15 two hr. sessions x $50 x 25 staff $ 18,750 4/11 – 6/11 Facilitator Stipend FLF Student Leadership Curriculum Immersion plan, model Development 15 two hr. sessions Substitutes 4/11-5/11 Principal also monitor salary Wood BOE $500 Principal will also monitor salary Wood BOE 4 subs. Teacher visit mentor Belmont Elem. 4 x $150 $600 Wood County BOE Substitutes 4 subs. Belmont mentor teachers to collaborate 4 x $150 = $600 “I Can” academic materials creation stipends & printing 4/11-6/11 Develop “I Can” CSO & FLF materials by Teams 12 hrs. x 4 teams x $25printing $500 Stipends $1,200 Printing Wood BOE $500 Literary resources Literary Resources for Students & Staff use in planning & training FLF for students & staff Students @ $8,000Staff @ $4,000 TOTAL $46,900 $2,850 Supporting Documents Required: Fairplains Leadership Framework 8 WVDE Office Use Only Fairplains Leadership Framework 9 Fairplains Leadership Framework 10 Fairplains Leadership Framework 11 Fairplains Leadership Framework 12 Fairplains Leadership Framework 13 Fairplains Leadership Framework 14 Fairplains Leadership Framework 15 Fairplains Leadership Framework 16 Fairplains Leadership Framework 17 Fairplains Leadership Framework 18 Fairplains Leadership Framework 19 Fairplains Leadership Framework 20 Fairplains Leadership Framework 21 Institutions of higher education must attach documents that include: 1. Approval from county board with jurisdiction over the school district in which the new school is planned to be located and approval of the establishment of the new Innovation Zone School. 2. Cooperative agreements with the county board or county boards whose students attend the new Innovation Zone School that include: a. Protocols for required reporting on student attendance b. Protocols for reporting academic progress and other matters relating to administration, operation and support of the school, and agreed to by the institution and the boards or boards c. Agreement on the participation of students enrolled in the Innovation Zone School in the curricular or extracurricular activities at the county school in which they are enrolled d. Agreement between the state institution of higher education and participating county board or boards of education to meet the accountability requirements for student assessment under all applicable assessment programs administered by the West Virginia Department of Education and provisions of law or policy required by the No Child Left Behind Act of 2001, Public Law No. 107-110 or other federal law. Application is submitted to WVBOE Selection Committee What resources are available to help complete this application? Interactive information sessions for prospective applicants to explain the application process and answer questions will be held on dates and locations to be announced on the Innovation Zone website. Registration for these sessions may be accessed at http://wvde.state.wv.us/innovationzones. Address application packets to: Applicants must submit their application electronically at the Innovation Zone website at http://wvde.state.wv.us/innovationzones AND ALSO Mail application to: Donna Peduto, coordinator Innovation Zone Initiative Office of School Improvement Division of Educator Quality and System Support Building 6, Room 617 1900 Kanawha Boulevard, East Charleston, WV 25305-0330 Formatting and Submission Requirements: • • Application narratives should be double-spaced, 12 point font. Applicants are asked to adhere to the total page limitation of eight pages using 1inch margins on all sides. Page limits do not apply to the cover sheet and any additional appendices (optional). Fairplains Leadership Framework 22 • • • • Pages must be numbered with the school/consortium name on each page (footer). Send loose leaf, do not bind or staple in any manner. Use only temporary fasteners. Faxed applications will not be accepted. Please submit applications both by traditional mail (see address above) and electronically by uploading to http://wvde.state.wv.us/innovationzones/form.php. It is the applicant’s responsibility to contact Donna Peduto to verify receipt of the document. Pages requiring original signatures must be received by the WVDE accompanying the application no later than 5 p.m. on December 15, 2010, by mail. Phase 2: Implementation Plan Provide an explanation as to how the innovation plan will be implemented. Once designated by the West Virginia Board of Education as an Innovation Zone in Phase I, the following components are included in the submission of the Phase II Implementation Plan in Spring 2011: A. Scalability • Describe how the implementation of the project will be documented. • How will the practices used to create the changes be recorded so that others can replicate the project? B. Monitoring and Adjusting • Create a timeline of implementation activities. • Outline the responsibilities of activities/persons responsible. • Identify the benchmarks to be used to monitor the implementation of the plan and determine the necessary adjustments. C. Evaluation • Describe methods for providing pre- and post-measurement of all the goals and objectives and student achievement outcomes of the activities to be able to measure improvement against baseline data. Please note: Only designated Innovation Zones which are selected in January 2011, are required to submit Phase II Implementation Plans in Spring 2011. WVDE technical assistance will be provided in completing the Phase II Implementation Plan, if desired. 1. Expand upon and fully develop the components of the Planning Process from Phase I 2. Gain approval of 80 percent of faculty (those affected by the Phase II Innovation Plan) 3. Record of County Board Report (Support and Concerns) on Plan 4. Submit plan, either electronically or by mail, to the West Virginia Department of Education Innovation Zone Committee Fairplains Leadership Framework 23 Who do we contact for assistance? For additional assistance or questions related to the Innovation Zone application or plan, please contact: Donna Peduto, coordinator Innovation Zone Initiative Office of School Improvement Division of Educator Quality and System Support Building 6, Room 617 1900 Kanawha Boulevard, East Charleston, WV 25305-0330 304-558-3199 dpeduto@access.k12.wv.us Dr. Steven L. Paine State Superintendent of Schools Fairplains Leadership Framework 24