fJJ.l.T. LIBRARIES - DEWEY I IT HD28 m The International Center for Research on the Management of Technology The Death Knells of Mature Technologies Carl W.I. Pistorius* James M. Utterback WP # 135-95 February 1995 Sloan WP # 3859-95 Technological Innovation University of Pretoria ''Institute for Will appear in Technological Forecasting and Social Change © 1995 Massachusetts Institute of Technology Sloan School of Management Massachusetts Institute of Technology 38 Memorial Drive, E56-390 Cambridge, 02139 MA MASSACHUSETTS INSTITUTE OF TECHNOLOGY :T 271995 LIBRARIES ABSTRACT The behavior oscillatory' in the mature phase of some technologies' diffusion-related S-curves are investigated, specifically with regard to the influences that other technologies can have on the oscillations The notion of mortality mature technology signal that the structural panels in the wood is indicators is raised, products industry is in a it is mature technology's S-curve. plywood is made Two interaction in mature It concluded that is for the oscillations in possible alternative explanations for the a previously proposed chaos-formulation and a mathematical model based on modified Lotka-Volterra equations behavior a argued that an emerging technology can also contribute to oscillatory behavior are also discussed, viz oscillatory is considered as an example, and an updated macroeconomic business cycles are primarily responsible plywood's S-curve, although perturbations whether such behavior under attack from an emerging technology The case of forecast of the substitution of oriented strand board for factors such as i.e. technologies' S-curves can This model shows that also from result symbiotic between two technologies under certain circumstances Introduction Oscillatory behavior phenomenon this type ot whether the in that has the mature phase of the diffusion-related S-curves of technologies been recognized and discussed oscillatory behavior is oscillations signal the in the literature. of more than passing academic One of interest, demise of the mature technologies, ie indicators of mature technolomes can be useful not onlv in is a why the question whether thev are mortality indicators foi mature technologies, as has been proposed previously Mortality the reasons is the in the literature search tor new technologies, but also technologies In in the paper this mortalitv indicators, or in development and execution we the subject, the In it the general case, whether they are in (OSB)/waferboard. is it Although that oscillations in is this shown being second case, in a in indeed triggered b\ \\a\ paper does not attempt to speak the the final in "attacked" by behavior plywood's S-curye correlates rather than the effect in oriented strand above However, the S-curve that can be ascribed to the conceptual model developed is the mature phase of an S-curve emergence of board US, and OSB is it causes the to the conclusion that oscillatory behavior per se the sense described interaction of one technology with another behavior some the residential fixed investment pattern in the in plywood's S-curve This leads some perturbations this that the oscillatory macroeconomic not a mortality indicator In the plywood of very well with the fluctuations concluded strategies for mature adds to the debate by considering two cases that case, first end-game address the question whether the oscillations are interaction with another technology word on oi' it is possible to identify emergence of a new technology to illustrate the more general case of Other authors have argued may be a chaotic effect that the oscillatory' However, these arguments have not taken into account the interaction of another technology with the technology exhibiting the oscillatory behavior that the In this paper, a is symbiotic interaction between two technologies can also give oscillatory behavior in S-curves This conceptual model necessanK the only) possible cause modified mathematical model Lotka-Yolterra equations, for and is rise chaos-like to offered to illustrate another (but not the oscillatory behavior differs formulated to show The model from the chaos formulation is in based on that the interaction among two technologies is accounted explicitly foi modeling here, rather than just one technology competing against the market Mortality indicators of mature technologies The and tracking of emerging technologies have important implications for identification company from a resources new strategies, ones, it New a timely fashion in As major new technological innovations create new strategic viewpoint industries and destroy old essential is a company's technology obviously can aid in R&D threat of a quoted by Barbe new technology, conclude that it is the more important for a of identifying the flexible company to concern to directors of public competitors and the consequences of the its its that the earlier a company perceived range of strategic responses was to gather possible before competitors erect barriers to entry importance From have done research to examine the way et al. They found 2] new of projects, indicate which research directions companies perceive new technologies vis-a-vis as and deplov strategies example, earlv warning of an emerging Similar issues are of research institutions and policy makers [1 firms formulate new measures of competitiveness effort, for the selection pursue and which to stay clear from companies' responses that technologies bring with them the requirements for organizational structures and viewpoint of managing a They and process information as soon as Similar arguments can be emerging technologies the from a national made rather to than show the company viewpoint Relying on chance successes technologies This is is not a satisfactory particularly relevant way of going about when one the search for emerging considers the fact that new technological innovations very often originate from outside a particular industry which it impacts (see for I l '-i-'i,;>-\ )<) > example very The [3]) various that there is no obvious place is to determine if something Once such emerging technology has been difficult "emerging" implication ways weaknesses. an that actually a is and furthermore new technology which one can keep track of A systematic framework for gathering and processing data its can be employed to aid [4-9], to the wind all is that is with their different strengths and a is much more Several staictured approaches that emerging technologies have been suggested (see the search for in in progress, it however, there are identified, in rewarding strategy than grasping for straws example detected is to look for mention only a few) Rather than directing the search the at new emerging technology however, itself, it may be advantageous to use an indirect route by focusing on the demise of mature technologies From the accumulated knowledge base on the processes of technological innovation, especially the diffusion of technology and the substitution of rise of an emerging technology technology In this regard, is often associated with the demise of an older, Foster speaks of attackers and defenders [10] S-shaped growth curves, he shows new. emerging technology established technology in a In how is emerging mature technologies can be technologies It will a the case where the new technology hypothesis is is attacking an older, is in is possible to may true, the identification of mortality indicators of powerful technique to aid be particularly useful it "dying", such signals in indicate thai a new the identification of emerging generating clues suggesting where to search for emerging technologies, since the market niche has now been indicators which more mature Relying heavily on particular market niche, one can thus argue that if If this that the an older, defending technology can be attacked by a detect signals that a mature technology' technology one technology with another, we know show when an older technolouy is identified under attack from an The abilit) to identify emermnu technology company can be equally useful from the viewpoint of the technology, since such a company timely response to the attack [11] will In has an interest in the older have to formulate and execute an appropriate and order to pursue necessary' to investigate the characteristics of this line is it thus becomes being attacked by a new. emerging be particularly useful will of reasoning, mature technologies, particularly with the aim of finding signals that indicate that the mature technology technology Such mortality indicators that if they can be identified in real time To illustrate the concept, consider for example Modis and Debecker's active service contracts in the mini-computer industry [12] findings on patterns of Thev examined the service life cycle of computers and found that the cumulative sales of computers follow S-shaped curves, but that the service lives of the same computers follow take explicit account of the mortality of products track of the that number of so-called end-of-life curves active service contracts for certain generations of computers, noting number of contracts increases at the logistic S-curve. the declining as machines age and the same rate as sales number of that " increases with time, reaching a ceiling products /// use. the total at They found that obsolescence because of aging per the end of the product's is life As an explanation particular product cycle The number oi' among a certain mortality computer generations are replaced due se. sales graph point out that the number of units sold of a however, never reaches the same ceiling as there the products sold" Initially the active contracts reaches a peak and then starts become obsolete Modis and Debecker phenomenon, they argue sales However, whereas cumulative depicting active service contracts peaks before the cumulative sales Joes for this latter Modis and Debecker kept In their analysis hardware maintenance contracts for computers closely follow systems follow The to technological and confirmed the notion that computer models are ., ., , ; phased oui as individual generation, as opposed to personal cars, for example, thai are phased out a Computer models thus phase independently of In the case when that is becomes generation outdated, of computer models, the number of service contracts may thus prove to be characteristics of shall their as they were sold mature technologies that can be investigated as potential mortality indicators, concentrate on one particular sometimes detected in a Although there are certainly many aspects and mortality indicator for mature technologies we out phenomenon in this paper, viz the oscillatory behavior the mature phase of the diffusion-related S-curve of some technologies Oscillatory behavior in S-curves The S-curve is a verv well elaborated on here in any known concept detail, in innovation save to mention that substitution as well as technological progress cases, the diffusion is the There it is management and hence has application in it will not be explaining diffusion, strong empirical evidence that of a technology over time displays a smooth growth pattern — in many in fact, that whole notion underlying the shape of the S-curve. However, the actual data points very often exhibit erratic behavior in the sense that they deviate from the smooth curve. Although some of these deviations can be ascribed error, to therefore must be ascribed to other influences behavior in the mature phase, and it is measurement The deviations to these oscillations that as the rate of diffusion of a technology can be ascribed to example), one can growth curves now also ask many of them cannot, and often exhibit a clear oscillatory we now many turn our attention Just factors (see [13-19]. for what causes the oscillatory behavior in the mature phase of commented on Several authors have among them Montrey and Utterback enter the mature phase, Debecker phase of the Modis S-curve, from deviations the fluctuations'" [24] — states At ' growth logistic completion approaches With regard and Modis [23. 24] [22], when approaching appearing in saturation contexts)" ecological appearance of oscillations in (a may old Referring to the oscillations in recent years is As quasilogistics or solution of Volterra some a plywood's S-curve, they production of a Figure 1 shows the sales curve of plywood gross oscillations in the s o\~ if the recognized attacking the state "... as We shown in the mature phase of a The aluminum" [20] technology's S- so under which circumstances phwood and OSB/waferboard smoothly (with minor mature a that waferboard and oriented strand board (OSB) whether the oscillations curve are mortality indicators and become of the vulnerability of that product to an emerging charts of sales of several other commodities such as arise can commodity, such same pattern appears The questions now is new technology one depicted in random notion the substitution such as the for into further and lav the seed for the hypothesis the mature phase of a clear sign substitution equations often technologies' S-curves emergence of in the breaks pattern These comments support [21] venture to hypothesize that the type of variance plywood substitution observed logistics possible actually indicate the in been trajectorv phenomenon Montrey and Utterback, however, go such oscillations process these the mature phase of that of the extremities the " Marchetti notes that Modis and mature have — [20], Marchetti [21], as they to the oscillatory behavior in the the pattern 90% above oscillators' for some growth curves develop fluctuations that phase, and in the US Note oscillations), but then hoss the emergence boss the growth breaks into pronounced of a ness technology hriinn ! '')• coincides with the onset of oscillatory- behavior (OSB waferboard) mature technology (plvwood earlier in tins section in this case) the Since external factors such as those referred to in a have such an important influence on the to assert that they, or other external factors, will also this would weaken rate the of diffusion, emerging technology For example. Girifalco points out in that erratic discussed later arises is for in in this If so. behavior from the smooth Davies has shown that the growth is expanding or is paper From a mortality indicator viewpoint, however, the question that oscillations are some way the oscillations 1 chaos formulation has also been proposed by Modis and Debecker. and whether these technology reasonable emergence of an curve exhibits oscillators- behavior due to the fact that the industry (niche) A it the business, political and social environments or to the specific differing characteristics of the adopters [25] contracting [17] is cause or influence the oscillations' the argument that the oscillations are triggered by the S-curve can be attributed to changes S-curve oi' in or another Obviously if brought about by the emergence of If so. is this a necessary, sufficient one can show that a challenging new and unique condition the oscillations are triggered emergence of a new technology {and only by the emergence of a new technology), extremely powerful and useful indicator with profound implications on the it by the will be an ability to identify and track emerging technologies as well as end-game strategies for mature technologies Alternatively, the weaker case where an emerging technologv responsible for) the oscillatory behavior in a also influences (but mature technology's S-curve is is not solely also useful, although less so and more complicated to apply operationally Diffusion of plywood and OSB/waferboard Montrey and L'tterback investigated the diffusion of plvwood and frame construction industry [20.26] This case is OSB waferboard in the light discussed here as an illustrative example for .,-;,;;, , I- several reasons, viz curve, just it is a good example of illustrates the interaction it mature technology's S- oscillatory behavior in a between two technologies within one technology competing against the market) and it this context (as opposed to some discussion has drawn the in literature After World panel in II, and particularly since the 1950s, plywood became the dominant staictural the industry', having gradually displaced floor, wall the War lumber as the preferred sheathing material and roof construction However, since the appearance of new unveneered panels late (notably 1960s several developments led waferboard and OSB) that for to started challenging plywood's dominance [20], viz Technology related developments There were process advancements for the manufacture of chip or flake based panels Raw material developments The prices of plywood were increasing depletion of suitable timber supplies for the manufacture of suitable new timber supplies for unveneered panels Lately there has also been fast, due part to the plywood On the other hand, were being exploited some environmental pressures in at that tend to limit the lower costs raw material supply of plywood Market developments The remaining raw material supplv in for plvwood had been declining quality Political developments There had been some changes in building codes that made the unveneered panels more acceptable The new unveneered Waferboard was first structural produced in panels Canada were mainly waferboard, in COM-PLY 1966 and then spread to the and OSB US COM-PLY was first marketed in 1976. but had not proven to be a very successful product and has almost disappeared as a serious competitor been very successful plvwood three All It OSB has been commercially produced since 19S1 and has has proven to be superior to waferboard and of the plywood substitutes commodities Montrev and Utterback concluded at a severe cost that marketed are in some as respects also to structural sheathing plywood was. and would continue that to be. disadvantage with regard to the newer panels, and that there was no doubt plywood was under attack from the newer panels [20]. OSCILLATORY BEHAVIOR OF THE S-CURVE Consider US now again Figure combined (as well as 1 which shows the sales) in billions of plywood and OSBwaferboard sales of square feet, calculated on a 3/8" basis in The data From on plywood was obtained from Montrey and Utterback for the period 1940-1975 [20] 1976 onwards both the plywood and OSB as in have been grouped together as Montrey and Utterback's unveneered panels plywood sales in a OSB data were obtained from [27] original follows an Waferboard and category of unveneered panels competing with plywood The sharp upturn paper [20] in the earlv 1980s corresponds with the introduction of generally the S-curve and has a approximately 1970 when the sales curve starts oscillating relatively The fact the curve for the OSB Note how uneventful that life the until these oscillations correspond with the emergence of the unveneered panels prompts the question whether the oscillations in i e plywood's S-curve are causally related whether the fluctuations indicate the presence of the resulting fluctuations oscillations in in demand If so, it to the a emergence of unveneered panels, superior substitute and are triggered by would lend credibility to the hypothesis that the mature phase of a technologv's diffusion curve indicate that it is under attack from an emerging technology, and hence that oscillations can be interpreted as mortality indicators Montrey and Utterback ascribe the the comment wood nature of the overall erratic ' oscillations in the steep drop " that in plywood's curve throughout the 1970s products economy during that decade" we now compare statement, this plywood's S-curve. The assumption They the mid-1970s coincides with the nation's recession during that period, during which housing construction sank to very low levels" test to residential that, is investment trends fixed In the in order to US with since the light frame construction industry major contributor to the residential fixed investment and this industry is is a one of plywood's main markets [28], an examination of the correlation between time series data for residential fixed investment and plywood oscillations in the curve for plywood residential fixed investment from Statistical investment market swings is shown in we dollars in are a comparing are coupled to US Figure 1 the market share, its indicator to test the hypothesis that macroeconomic business (in cycles constant 1982 dollars) The The Data for 1950-1979, and [29] for the period [30] for the period after that' we residential correlation fixed between the are looking specifically at the phases rather than the amplitudes, sales in billions of square the case of residential fixed investment oscillations in good the curve for residential fixed investment and the oscillations in the total sales remarkable (Note that since in would be was obtained from Gordon Abstracts o^ the also is sales it would be fair to feet in the ) case of plywood with billions of Since plywood constitutes a major part of conclude that sales of plywood, and particularK the S-curve. are indeed coupled to macroeconomic business cycles, specifically residential fixed investment these assumptions Does the One should, however, be careful about the causality implied plvwood sales follow the residential fixed investment curve or in is the residential fixed investment curve driven by the may be plvwood curve the that oscillates plywood reasons for 1 sales" If the latter other than the the case, is residential the residential that is macroeconomic conditions and this setting — sold demand that it for housing OSB o\~ as the a way around Timber products how OSB/waferboard curve technology It will in a It if OSB fixed investment curve in years to in the early eighties that in the It is as that the was caused by the OSB becomes an established emergence dips in the curves around 1990 illustrate this point come, and if the coupling plywood between the plywood curve and loses market share the previous paragraph leads one to conclude that oscillations in OSB/waferboard triggered by the emergence of emergence of the new technology contributes the mature technology's S-curve To in plywood's the residential fixed investment pattern and cannot be interpreted to be mortality indicators per se the fulfill fortunes are also linked to residential fixed its S-curve are primarily the result of fluctuations therefore are not are supplied inter alia to continues to track the oscillatory behavior of the residential residential fixed investment decreases as in in amount of timber which the data are given Recall would seem, however, more pronounced way The be interesting to see The arguments determined by is both the plywood and OSB/waferboard curves tend to track the technology and gains significant market share, investment US not determined bv the is residential fixed investment in the latest years for in the and hence the plywood curve follows the residential fixed investment also interesting to note sharp upturn in should be considered as a "demand" curve or driver Surely decisions to build new housing rather the other investment fixed fixed A more investment and that the residential fixed investment only follows the plywood curve plausible explanation it to Hence The question does some secondary investigate this question, the oscillations arise, however, if or smaller perturbations we now concentrate on the S-cun.es of plywood and OSB/wafcrboard as well as the S-curve of the combined sales Note that there are three "hiccups" superimposed on the general oscillatory pattern of plvwood's S- curve (indicated with small arrows in Figure tracks the S-curve of the total sales very closely made anv market impact and sales At the 1) the total sales for At This could be interpreted to for a while, but then catches the plvwood One sales up again It is OSB/waferboard had not is mean in how no hiccup that the is that the for If this that is shows the demand/capacity ratios of to 1989 [27] If where the trends as shown in we now in Figure from demand capacity the S-curve plywood sales lag total sales demand this deviation for structured The panels was data historical in 1, S2 why does plywood after the hiccup 7 A then recover, as possible explanation OSB plywood and in the US for the period 1981 focus on the period 1983-1987, which corresponds with the period plywood we S7 (with a high of increased in unveneered structured panels was greater than the capacity and that the was then taken up by plywood 1 the case, resumes growth resulting slack Table time at that the unveneered panels gained market share at the expense of plywood, plywood curve demand much more tempting to speculate on the cause of hypothesis might be that the lending support this hypothesis- indicated by the really is plywood's S-curve being taken up by the unveneered panels rather than by plywood Figure 2 shows plywood practical purposes therefore represents the all of plvwood. At the second hiccup, however, the dip of OSB/waferboard hiccup, the S-curve of this point severe than that of the total sales and furthermore there in first ratio for seemed to lag the trend in residential fixed investment cycle note that the industry demand/capacity ratio increased from OSS to sales in re 19S6), SS°o 0.8-4 (with OSB increased from a high of The demand/capacitv 87 58 to in 1986), 90 (with i.e 2 a high for ratio 4% of SO to plywood However, 93 in the 1986). nnm ! i e )9* 55° o There than for is thus evidence of a plvwood This demand and hence capacity was mav indeed unfulfilled orders steeper increase indicate that OSB might have been in the demand/supply caused short term shortages in OSB/waferboard can account OSB ratio for OSB supplv was harder pushed to meet filled by plywood Note that even though demand, there might have been regional larger than still much factors, for example, that This explanation of interaction between plvwood and for the hiccup in the plywood curve around 1985, and so lend support to the larger hypothesis that an attacking emerging technology can contribute to the perturbations would thus in mature technology's S-curve a typically subtract the sales curve phenomenon, one In order to identifv such a of the contributing technology from the total sales curve and isolate irregularities The third hiccup seems to exhibit a similar behavior where both the total sales and that of Just as one tree OSB/waferboard does not make a forest, is growing, but the sales of plwvood one or two hiccups in However, the arguments above support oscillatory pattern with other oscillations) factors, give rise to is perturbations Given the arguments advanced in that an in the dipping an S-curve do not constitute an the general conclusion that an oscillatory pattern in the S-curve are not necessarily triggered bv the attack technology What does seem plausible, however, is from an emerging emerging technology can. together S-curve (but not necessarilv to the previous paragraph, this statement should immediately be qualified bv saving that such perturbations should be carefullv analyzed within the context of other influences (such as existence of oscillations or perturbations of the difficulties, fluctuations As of course, is macroeconomic business cvcles) and is that the not enough to qualify' as a inortalitv indicator to distinguish between such indicators and regular mere One statistical the data on the residential fixed investment shows, the oscillations can be caused b\ other factors that mav mask or interfere with the siunals that are related to the effects o\~ emerging technology the Interpreting the As observing an oscillators' pattern or perturbations thus signal entails more than example shows, external influences this such as the general economic climate and business cycles can play a significant role into just Taking account measurement errors and other sources of fluctuations and oscillations mentioned, together with effects caused by business cycles, processing it is evident that a certain amount of signal have to be done on an S-curve to extract potential signals from emerging will technologies FORECASTING THE SUBSTITUTION PROCESS Montrey forecasted the substitution of OSB waferboard and formulated the forecast as OSB/waferboard for plywood one product category and using a in 1982 [26] Fisher-Pry model Treating [31], he the form in /(0 = -[l + tanha(/-/ (1) )] where f(t) = fraction of takeover of OSB/waferboard a = t (l half the = year in initial US structural panel the year 2002 specificallv to year t exponential takeover rate which the substitution The constants were found in to be a=0 071 1 is and 50% t completed =2002. i.e the forecast indicated that half the market would be made up of unveneered panels (waferboard and In their 19 Q paper. the fact that a Montrey and Utterback 14S°o substitution 15 refer to the was predicted for OSB) by 19S2 forecast, and 1985 whilst the true substitution would seem was in fact 8% (However, based on [201 model given that the rather than a 14 15% in their substitution in 1985 Hence of updating the forecast again was too great to plywood for the period 1976 to the rate substitution more years of resist in original forecast, new forecast were found was assumed here it that OSB market segments for both plywood and shown el al.'s to be total According to the new forecast, the substitution that at least 15 pan due new slightly plants to the lack of raw management will worrying. However, there the expense of plywood. OSB [4] were forecast Based on the new a=0.10S7 and were likely to is 50% be stronger current showing for At the same time there centuiA [3 2] in at book new the t„ =1995 As data. in the the same is mutually exclusive Figure 2 together with the historical data as well as the original fact that this forecast predicts a continue to grow for similar to the original [20] forecast is model state that there are forecast current historical trend retrospect probably against the market between them This assumption The new in in a Fisher-Prv rough approximation, since Montrey and Utterback is brisker than plywood and OSB/waferboard address market segments and that they account for the a was even historical data, the temptation The parameters Utterback. determined with the software accompanying Porter the coefficients for the substitution a S Subsequently the substitution data of OSB/waferboard for 1992 was applied one described bv Montrey and (and it 16% 1990 paper actually predicts they predicted). Having had the benefit of several present authors' better judgment) the constants given in their paper, is OSB completed than is in 1995 The evidenced bv the strong evidence that OSB will As of September 1994 there were indications be build in North America before the turn of the also evidence of a falling plywood production This is material, environmental pressures and governmental resource practices that have resulted in large tracts of forests no longer being available for this purpose [33] the void filled left The statement as plywood New that mills shut oriented strand board mills, meanwhile, have down because even more oriented strand board capacity is added, with uncertain and expensive log supplies" [34], circa late fast as 1994 The issue plywood capacity is whether capacity falls away As [35] to is it they couldn't get big logs to peel may elbow typical plvwood of opinions expressed OSB manufacture can be the in made mills media available as plywood a defensive strategy, one can expect manufacturers to target niche markets that are not addressed by A aside older As OSB chaos formulation We now turn our attention to alternative explanations for the oscillatory behavior introduced by a discussion of a previously proposed chaos formulation, and by the presentation of a modified Lotka-Volterra model which illustrates interaction of two technologies can give rise to oscillatory behavior in is how This part is then followed the symbiotic the mature phase of an S-curve Referring to the oscillatory behavior Modis comments that " logistic essential in order to analyze data via it [24] some technologies' S-curves, function is in terms of states of chaos, becomes put in discrete form, which computer programs which employ iterative techniques, can also be justified theoretically because populations are discrete quantities after In another article population growth into into fluctuations ol~ [22] the mature phase of These deviations have been explained which are encountered when the but in Modis and Debecker make a comment new niche had often been seen random character and Thev then proceed the that " The annual rate all" of a to follow a logistic pattern that brakes sizable amplitude just before reaching the ceiling" to explain the oscillatory behavior of the growth curves with chaos ,. c ,. r;i ,,.. ; V n theory Modis and Debecker's paper suggests seemingly chaotic nature of the oscillations In addition to over the of Modis and Debecker's The conclusion contributions, several other articles have been published that [36,37], Bhargava Bhargava el al. come to is [38], telling Gordon which [39,40] and (1) is is large (X being a According referred to is economic and parameter analogous to a [3S] The to ways in which article [22], to when X is they happened upon the speed up algorithms to generate S- in generating the S-curves, but mature phases of the curve the oscillations that are often observed on investigated the appropriateness of a chaos explanation for the to investigate the effect logistic in (1)) Modis and Debecker's also fluctuations in both the initial and were akin is for the greater richness of the behavior of the discretizing the calculation, they not onlv succeeded the S-curve social behavior the solution, and which leads to chaotic and oscillatory behavior to the narrative in fluctuations Modis [23.41]) the discrete difference equation form of the differential equation chaotic behavior whilst searching for By example for of the sentiment of many of the papers, particularly for large values of the nonlineantv parameter X" equation that curves el al. However, one must be prepared undeniable for the mature phase of S-curves the importance of the logistic equation in describing solutions, an investigation into the growth models of technologies and technological forecasting (see Gordon and Greenspan "... for couple of years to show the relevance of chaotic behavior and the associated use last fractals to viz in a justification by changing the nature of parameters Recognizing that the growth curves, they phenomenon Thev proceeded in the discrete representation of Their simulations yielded systems with seemingly chaotic behavior, and hence their claim that chaos theory can account for the IS S-shaped growth curve, oscillations in the mature phase of S-curves. as well as similar fluctuations often observed in phases of a technology They also suggest that chaotic behavior can exist period curve when one S-curve is replaced by another, is US is growth phase in a new market the mature phase of one growth when approached in growth phase perturbations) is " the beginning", and A chaotic oscillations should be expected; In contrast, an entrenched will start" [22] One could reasonably that ". deserve some chaos will reveal to imply, however, that there Gordon alludes to the b\ when in the next An growth new that oscillatory behavior (or chaotic systems, analyst What caused them 9 this being that indicate a rise of an Modis and a certain inevitability in the onset is of the complex behavior of is of the oscillations would understandably, In fact, no externalities curve results from within the system ... search for externalities responsible for the market performance would be misplaced effort, for in this to the ceiling same notion when he savs of chaotic the causes for the market swings all when comment The notion of precursors generated by a simulation of sales as a function of time, " were responsible, is mature phase of technology's growth may indicate the the chaotic oscillations wonder about it nothing about emerging technology Drawing upon the inherent determinism Debecker seem well-established S-curve will noteworthy and lends support to the hypothesis in expect that an upcoming niche will be heralded by precursors and, once installed, will an accelerated rhythm at point to the time To the transitionary held as an example Modis and Debecker's statements phase when in growth blended into the early phase of the next curve The annual production on bituminous coal in the proceed i.e. the early example, all of the chaotic behavior comes from internal sources" [40] Modis refers Montrey and Utterback's explanations stating that " From 1970 onward for the fluctuations in the a growth curve of plywood pattern of significant (plus or minus 20 percent) hniiir\ [ 'j')j instabilitN Utterback tried to explain one by one appeared, which Montrey and socioeconomic arguments Given fixed investment did play a seem the previous section in dominant role terms of one can always correlate other phenomena a pattern could have been predicted a This type of pattern, however, The arguments presented in in pnon by chaos formulations" to it [23] residential to indicate, however, that the determining the oscillatory behavior plywood's in S-curve The chaos-based model competes agamst the market, one or more technologies technology which referred to in this section describes a was that i.e. account for the effects of the formulation does not explicitly Often one finds, competing or are interacting with one another however, in a that are two or more technologies section a given market segment In the next also lead to interacting technologies and that can mathematical model which involves two described oscillator, behavior, interacting technologies and technologies in the same vein The model is applicable is technology, oscillatory is case of two mature Debecker [22], rather as one much that has of time behavior with modified Lotka-Volterra equations mechanisms involved it general presented as a conceptual one, very the diffusion differential equation.s) describing underlying the to emerging and not restricted to the interaction of and as the chaos formulation of Modis test Modeling the is This should be stressed that the model It withstood the is In order to of a technology must be based on the model the diffusion characteristics of a resources available be taken into therefore necessary that the extent of the embodied account Finite resources are often in a market niche of and competition of cannot, however, descnbe the growth finite size A single equation two technologies simultaneously for does not account it their for respective effects on one another To model diffusion of one technology into a market [42] one would need to set up a differential It can at the competition of best model the two technologies, equation for each of the technologies based on the underlying drivers and inhibitors for that technology, together with coupling coefficients that reflect the technologies" effect at hand, is it on one another's growth rate In order to address the problem necessary to model both the technologies explicitly, each with They must then be coupled with coupling A them Such a system of is own coefficients to account for the interaction differential equations rather than a single system that its equation applicable to this problem has been formulated ecologists Lotka and Volterra. but until very recently was is equation between therefore required some time ago bv the not widely applied to the diffusion of technology The system of equations that they developed has become known as the Lotka- Volterra equations shown or commented on Several authors have the fact that the Lotka-Volterra equations can be successfully applied to model technological diffusion, [44], among them Bhargava [43], Farrell Marchetti [21,45], Modis [23], Nakicenovic ([46] as quoted by Marchetti [45]) and Porter el al. Marchetti comments that [4] ' I Volterra developed for ecological systems are vers' nutshell, I suppose Darwinian way, their solution of which Even though that is the social am fairly convinced that the equations good descriptors of human affairs In a system can be reduced to structures that compete in a flow and ebb being described bv the Volterra equations, the simplest a logistic" [21 ] the Lotka-Volterra equations may be suitable to model technological diffusion and substitution, the question arises however, as to the appropriateness of modeling the .;'". . ) ); with these equations There are equations several references in the literature that suggest that the Lotka-Volterra may indeed behavior oscillatory in the mature phase of the S-curve, lead to a modeling solution Porter a!., el for the oscillatory behavior that example, state that for accommodated by " States and in logistic start in in overshoots and then oscillates around a phase of technology a curves can are interested become in, i.e The above reference the 'united limit a The limit is to a logistic equation indicative strongly of the type of those that are sometimes observed Recall also Marchetti's oscillatory in as Lotka-Volterra, can represent such behaviors if the forecaster has correctly surmised their form..." [4] we in These growths often show Europe followed by an overshoot and then oscillation around a supposed oscillations that of models commonly found Periodic behaviors are consumption and mining patterns car and transportation systems more complex population models such that class final modeled using the Lotka-Volterra equations natural populations and they can be successfully have been observed are concerned with here Oscillatory models are a the Lotka-Volterra equations Oscillators' behaviors we comment quoted when approaching in the mature earlier to the effect that S- saturation and that this is a possible solution of Lotka-Volterra equations Consider now two technologies which are interacting ecological term and refers to the association of two interaction growth among two rate A for the a different other or one within the other to their mutual advantage mutualism and commensualism, but in purpose of symbiotic way Symbiosis is an organisms Using attached to each The term is related to the concepts of this discussion, it is meant to imply the technologies such that each has a positive influence on the other's system of nonlinear differential equations (which is based on Lotka-Volterra equations) that describes symbiotic interaction can be formulated as follows — ciN , = a n N-bn N- +c nm dt — dKl where = am A 1 - all This coefficients are positive Volterra equations in (2) , b,„ A I ~ + cim A4N N(t) and Al(() represent the "populations" example) and NM ( of the two technologies (such as set 3 for sales, of equations differs from traditional Lotka- the sense that both ^-coefficients are positive, and furthermore has been modified to depict symbiosis by having positive signs for both the coefficients that regulate the among interaction formulation indicate is shown where two technologies the in dN di=0 Figure 3. and cmn ). (c nm The equilibrium lines A generic phase diagram for this on the associated phase diagram and dhl dt = Q are respectively given by N = ^L + ^SL M b„ M h "< KA lines) will where and is "'" c.. inn the phase diagram are also equilibrium lines, A/-0 and dN.dt=0 on position (4) o„ c.. ,„ The axes of the A/-axis dN dt = normally terminate there that e dM/dt=0 on where the yV-axis where N=0. The equilibrium point (N*,M*) represents the and dM/dt=0 simultaneously a stable point, in the The arrows i in (i the intersection e sense that once it between these two has been reached, the trajectory the four subregions of the phase diagram indicate the directional derivatives in those regions Note that time is a parameter for a trajectory on the phase diagram 'a, in . i ': Pielou's iterative solution for the set of equations are [47] modified to account for the symbiotic interaction, yielding the solution N(t + ;v N(t) (6) l) fc ) \-P n N(,)-\^\P n MU where = ? a e " (7) a b n (e » -1) P„ (8) and X,„M{t) M(l + (9) 1) C \ + p m M{t)- L -f \ where An " ' 10) L b,„(e a »<-\) (11) p, In order to illustrate the dynamics of this formulation, consider \'{D= .Y(0.1-0.01.V-c„„ A/) now the system ( 1 ( 24 /y.> .\/m = A/(0 15-001.\/-c„„,.Y) with c„„,=0.005 and c mn =0.005 Let the (13) conditions be Af(0)=\ and N(0)=\5 initial be stressed that the numeric values of the coefficients as well as the intended to relate to any real situation randomly chosen with c adjusted domain to illustrate the to the oscillatory behavior in the interesting phenomenon occurs when diagram Figure in equilibrium point seems 3 As expected, However, example were dynamics conceptually The resultinu time in Figures 4 and Note how 5 show the time values of domain plot b„b„ =0.000] the like oscillatory patterns to the note that an Consider again the phase subregion initiates in we 1 approaches the domain reminds one of a chaos-like A cursory inspection state Figures 6 and 7 and phase diagram when c „=0.005 and c m nwi =0.0157, yielding and growth along S-curves rise c mn c mn approaches b„b m a trajectory that c„„,t„„,=0 000025) Both technologies what gives mature phase of an S-curve, to overshoot and then breaks into an oscillatory pattern oscillators' pattern in the time regular this rather than terminate at the equilibrium point (as in Figure 5), the of the c iwi c '>nn = Q values are not initial in should on the phase diagram approaches and terminates on the equilibrium point Coming back trajectory the coefficients a and b and associated phase diagram are shown plot trajectory — It until 000079 live fairly uneventful lives approximately By examining the time (whereas / in in the previous the time domain, following = 240 when they both break domain sudden burst of oscillations plot in Figure 6, in the case into chaos- one might wonder mature phase after the two technologies coexisted for a long time during which both followed normal logistic growth turns out that there is nothing mystical about the time when the oscillations examination of the associated phase diagram in Figure 7 reveals that the time It start An when the ';,. t r\ ' l ' when oscillations start corresponds with the time the equilibrium point If the coefficients are subsequently the time when The chaotic the that oscillations observed here are a is commence far cry can be predicted from those shown in Figure Figure 6 break into oscillations simultaneously in plywood and OSB/waferboard system shown here diagram reaches known, the phase diagram can be constaicted and the oscillations will two technologies simulated the trajectory in the phase purely to in Figure do not do Keep 1 the illustrate and that concept, plywood/OSB/waferboard case cannot be modeled with in Note 1 that — something mind, however, that the the possibility that the model should not be dismissed this out of hand without further investigation of the behavioral characteristics of the model should also be kept mind in that the simulated results presented here difference equation and the time increments in the behavior, particularly when yields negative values for sales A-/, in From the principle, (1) we know among depends very strongly on the in we sometimes N and M represent in the real Nevertheless, the results in the the mature a symbiotic absence of another can infer that (within the realms the mature phase of the S-curve can also be caused multiple technologies, ratios that a role in the also when two technologies have technology, oscillatory behavior does not occur and hence of the model), the chaos-like oscillations if model one can expect oscillatory behavior nature of equation bv symbiotic interaction that the we assume M,N>0. phase of S-curves under certain circumstances interaction Note something that cannot occur of the technologies for example, where obtained here indicate that, model hence plays an important a chaotic situation occurs. N and were generated with It in of the coefficients which case the onset of chaos in the underlying Lotka-Yolterra equations •(..•'". /> Note that the system modeled above changed of the coefficients changed ratios (i e its behavior from stable to oscillatory change depicted the when the Figures 4 and 5 versus that in in Figures 6 and 7) In general, one can assume that the coefficients will be time dependent rather than constant, and furthermore that with time dvnamically It is external forces can and influence will may then entirely conceivable that a chaotic solution values their result if the values of the coefficients change relative to one another to support such a solution This brings us back to the issue of the pre-determinedness of the chaotic nature that has been discussed the literature The issue boils technology exhibits is down genetically to the question whether the encoded into the technology animate or organic objects, for example) If substitution are social rather than natural there is no predetermined one takes the view phenomena, there inevitability in the growth curve that a particular (similar to the growth of some that technological diffusion and made that is an argument to be growth of technology The diffusion pattern and particularly the rate of diffusion, are determined by various external certainly acknowledge that the inherent characteristics influence these factors We growth may be the path, as suggested forces [43] may be possibility we that, from modeling a described by different models along by Tingyan [48], for example It is quite feasible that the of the equations change with time as they are acted Depending on the relationship and ratios between the growth growth cycle These turn, are will in be dictated by the ratios of the coefficients influenced bv external forces upon by external coefficients, the svstem then exhibit smooth growth, oscillatory or even chaotic behavior in although described by the general Lotka-Volterra equations as suggested by Bhargava, where coefficients thev. factors, of the innovation or technology can must also not exclude the viewpoint, the growth of a particular technology its in at may various phases of the any given moment as Even thouuh some technological urowth / i >->; uar\ ;)')' may patterns exhibit chaotic oscillations, the question that should be system to chaos " asked is. "What drove the [39] Conclusions The paper started by discussing the notion of mortality indicators that signal the demise of mature technologies The question was posed whether the oscillations that have been observed in the mature phase of some technologies' S-curves are indications that such technologies are being attacked by emerging technologies, The case of shown in the US Hence e whether the oscillations are mortality indicators plywood by OSB/waferboard was the substitution of investigated, and plywood's S-curve track the phases of the that the oscillations in investment i it is residential was it fixed concluded that the residential fixed investment pattern is therefore primarily responsible for the oscillations and that the oscillations are not mortality indicators The rise of OSB/waferboard does, however, seem to contribute to perturbations A the mature technology's S-curve (plywood made new technology can have that the perturbations emergence of in a a in this case) in further conclusion can thus be a contributory influence on mature technology's S-curve, although the oscillations can be dominated by other effects such as macroeconomic business cycles Given the fact that accurate and reliable mortality indicators can have profound managerial implications and that the surface has only been scratched in this paper with regard to death knells of mature technologies, further pursuit of the notion of mortality indicators may be is certainly to be recommended One avenue of research the application of signal processing techniques to "extract" potential signals that are caused b\ emeruinu technologies 2S There have been some comments related phenomenon mathematical in the literature that the oscillators' behavior The chaos formulation was used model which is rate), and oscillatory behavior in S-curves coefficients It is it is a backdrop to on modified Lotka-Volterra equations based assumes symbiotic interaction among two technologies on the other's growth as may be shown (i.e. that this type where each has a chaos introduce a model This a positive effect of interaction can also give rise to under certain circumstances, depending on the ratios of the suggested that this is another avenue of research which may lead to interesting and useful results Acknowledgments The authors would like to acknowledge the inputs of Dr Chris Pielou's solution to their attention and alerting inputs of general Dr John Crowley of MIT on aspects them Farrell to the usefulness relating to the wood of Baxter in bringing of phase diagrams, the products industry and the comments of Mr Schalk Burger of the University of Pretoria chruun • . 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FOOTNOTES The data from deflator of The 1 1 the US Statistical 74 was used to convert historical data in Figure 2 Figure 1, Abstracts [30] assuming that it to constant was obtained by is 1 given 982 in constant A 1987 dollars dollars [29] calculating market share from the values plywood and OSB/waferboard make up the total market as in in [20] -'',..'>, . ' )• FIGURE LEGENDS Figure 1 US sales of plywood and OSB/vvaferboard as well as residential fixed investment constant (in The dark arrows 1982 dollars) indicate the hiccups discussed in the text Figure 2 Market share of OSB/waferboard versus plywood Figure 3 in the US Generic phase diagram for the symbiotic system with an equilibrium point (N*.M*J in the region M,jV>0 (b n b m > cnm cnm ). The dark arrows indicate the directional derivatives in the various subregions. Figure 4 Time domain plot for two technologies Figure 5 Phase diagram for two technologies Note how the Figure 6 Time domain c w „=0.0157) trajectory terminates plot for Note in symbiotic interaction (c tim =~c nm = Q 005) in symbiotic interaction {cmiJ =c nin =0.005) on the equilibrium point two technologies in symbiotic interaction (c /nn ~ 005 and the onset of oscillations in the mature phase in the region of /=240 Figure 7 Phase diagram for two technologies mature phase (c mn = in symbiotic interaction with oscillations Note 005 and cnfn =0.0\57) in the the onset of the oscillator.' behavior after the trajectory crosses the equilibrium point Table 1 Demand/capacity ratios for plywood and (3/8" basis) [27] jo OSB in the US for the period 19S 1-1989 Figure 1: US sales of plywood and OSB/waferboard as well as residential fixed investment (constant 1982 dollars). The dark arrows indicate the hiccups discussed in the text. 200 30 Total sales -- 180 -- 160 Residential fixed -- 25 investment 7i CD -- 140 w <* Q. CD 20 D CD CD CD **— Plywood CD -- 120 X CD a ra =3 5' cr < CD 15 - 100 c o 3 CD D in 80 _CD 03 5C/1 o — 10 Q_ + 60 | W 5 -- 40 -- 20 -- OSB/waferboard 1 1 1 1 1 1 1 1 1 1 1940 1945 1950 1955 1950 1965 1970 1975 1980 1985 1990 Year Figure 1 2: Market share of OSB/waferboard versus plywood in the US 00% 1975 1980 1985 1990 1995 Year 2000 2005 2010 30 M(t) N(t) 20 - 10 100 50 Figure 4: Time domain plot for 150 two technologies in 20 ° Time 250 300 symbiotic interaction (c nm =c mn =0 005) M 30 25 S 20 dN/dt=0 pi 5 10 H 5 ,' 10 FiauiT 5: Note how Phase diagram tor 15 two technologies in M(t) dM/dt=0 20 svmbiottc interaction (c nm the traiecton. terminates on the equilibrium point 30 25 l iiw 'I'h'n 400 Table I: Demand/capacitv ratios for plvwood and OSB in the US for the period 1981-1989 [27] 1981 1982 1983 1984 1985 1986 1987 1988 1989 Plywood 0.74 0.69 0.82 0.86 0.84 0.87 0.86 0.86 OSB 0.48 0.49 0.58 0.79 0.76 0.93 0.84 0.90 0.88 0.90 Total 0.71 0.68 0.80 0.82 0.83 0.88 0.87 0.88 0.89 FOOTNOTES 1 The data from the deflator of 2 The . 1 Statistical 74 was used 1, assuming that Abstracts [30] to convert historical data in Figure 2 Figure [20] 1 US it to constant was obtained by given is 1 982 in constant 1987 dollars. A dollars [29] calculating market share plywood and OSB/waferboard make up the from the values in market as in total The International Center for Research on the Management of Technology Sloan School of Management • Massachusetts Institute of Technology Working Paper and Reprint List Number Date 1-89 11/89 2-90 8/89 3-90 1/90 4-90R Author(s) Title A Graphic Netgraphs: for Representation of Adjacency Matrices as a Tool Network Analysis Strategic Transformation and the Success of High Technology George Allen Roberts Companies Managing CAD Systems in Mechanical Design Engineering Robertson Allen (Rev. 3/91) The Personality and Motivations of Technological Entrepreneurs Roberts 1989 5-90R 1989 6-90R 8/92 7-90 7/90 8-90 Current Status and Future of Structural Panels in the Wood Products Industry Do Nominated Boundary Spanners Become Effective Technological 8/90 The Treble Ladder Revisited: Why Do Engineers Lose Dual Ladder as Thev Grow Older? Interest in the Allen Katz Technological Discontinuities: The Emergence of Fiber Optics McCormack Utterback Work Environment, Organizational Relationships and Advancement of Technical Professionals: A Ten Year Longitudinal Studv in One Basa Allen Katz Organization 10-90 Allen Nochur Gatekeepers? 8/90 9-90 Montrey Utterback Allen People and Technology Transfer 8/90 11-90R Exploring the Dynamics of Dual Ladders: A Longitudinal Study Katz Tushman 1992 Allen 12-90R 1991 Managing the Introduction of Differences in a Multi-Plant New Process Technology: International Network Tvrc Number Date 13-90 8/90 14-90 Author(s) Title Task Characteristics and Organizational Problem Solving Process in Technological Tyre Change The Impact of "Sticky Data" on Innovation and Problem-Solving von Hippel 8/90 15-90 5/90 Underinvestment and Incompetence as Responses to Radical Innovation: Evidence from the Photolithographic Alignment Equipment Industry Communication Among Marketing, Engineering and A Comparison Between Two New Product Teams 16-90R 3/92 Patterns of 17-90R 8/92 Age, Education and the Technical Ladder 18-90R Sept/91 A Model 19-90R 1992 Strategy, Structure, 20-90 A 6/90 Manufacturing — Henderson Griffin Hauser Allen Katz of Cooperative R&D Among Competitors Sinha Cusumano and Performance in Product Development: Observations from the Auto Industry Model-Based Method for Organizing Tasks in Product Development Cusumano Nobeoka Eppinger Whitney Smith (Rev. 5/93) Gebala 21-90R The Emergence of a New Supercomputer Architecture Afuah Utterback 1991 22-90 Superseded by 39-91 23-90 Software Complexity and Software Maintenance Costs 8/90 24-90 Banker Datar Kemerer Zweig (Rev. 1/92) Rotemberg Leadership Stvle and Incentives Saloner 9/90 25-90R Cusumano Factory Concepts and Practices in Software Development Jan/91 26-90 Going Public: Sell the Sizzle or the Roberts Steak 10/90 27-90R 1990 28-90R Evoking Toward Product and Market-Orientation: The Early Years of Roberts Technology-Based Firms The Technological Base of the New Enterprise Roberts 1991 29-90R 199^ Innovation, Competition, and Industry Structure Utterback Sua re/ Number Date Title Author(s) 30-91R Spr/91 Product Strategy and Corporate Success 31-91R CAD Roberts Meyer and Cognitive Complexity: Beyond the Drafting Board Metaphor 9/91 32-91 Ulrich Filerman CAD System Use and Engineering Performance in Mechanical Design 1/91 33-91 6/91 Robertson Allen Investigating the Effectiveness of Technology-Based Alliances: and Consequences Patterns George of Inter-Firm Cooperation 34-91 No 35-91 Impacts of Supervisory Promotion and Social Location on Subordinate Promotion in an RD&E Setting: An Investigation of Dual Ladders 2/91 Robertson Paper Issued (Rev. 11/91) Katz Tushman Allen 36-91R 8/92 Demography and 37-91 The Changing Role Design: Predictors of of Teams New Product Team Performance in Organizations: Strategies for Survival Ancona Caldwell Ancona 2/91 38-91 Informal Alliances: Information Trading Between Firms Schrader 3/91 39-91R 1991 Supplier Relations and Management: VHS Over 41-91 The Software Factorv: An Entry 42-91 4/91 43-91 Cusumano Strategic Takeishi Maneuvering and Mass-Market Dynamics: The Triumph 40-91R Spr/91 3/91 A Survey of Japanese, Japanese-Transplant, and U.S. Auto Plants of Beta for the Encyclopedia of Software Cusumano Mylonadis Rosenbloom Cusumano Engineering Dominant Designs and Suarez Utterback the Survival of Firms (Rev. 7/92) An Environment for Entrepreneurs Roberts 6/91 44-91 7/91 45-9 1R Technology Transfer from Corporate Research of Perceptions on Technology Adoption to When Speeding Mistake Concepts to Market Can Be a Operations: Effects Nochur Allen Utterback Mever 7-8/9: Tuff Richardson 46-91 6/91 Paradigm Shift: From Mass Production (Row 10/93) to Mass Customization Pint. Number Date 47-91 8/91 48-91 10/91 49-91 Title Author(s) Computer Aided Engineering and a Double-Edged Sword The Marketing and R&D Project Performance: Managing Murotake Allen Interface Griffin Hauser (Rev. 2/92) Systematic' Versus Accidental' Reuse in Japanese Software Factories Cusumano 10/91 50-91 11/91 and Performance: Flexibility A and Literature Critique Strategic Framework Suarez Cusumano Fine 51-91R 1992 52-91 12/91 53-91R 1993 Shifting Economies: From Cusumano Craft Production to Flexible Systems and Software Factories An Analysis of Entry and Persistence among Scientists in an Emerging Field Problem Choice and Persistence among an Emerging Field Institutional Variations in Scientists in Young 54-91R Spr/93 Youth and Scientific Innovation: The Role Development of a New Field 55-91R 7/92 Technological Communities and the Diffusion of Knowledge 56-91 The Voice of Scientists in the 1/92 58-92R 1993 59-92R 1992 60-92R 9/91 Rappa Rappa Rappa Debackere of the Customer Griffin Hauser The Influence Auto Industry of Inter-Project Strategy on Market Performance in the Linking International Technology Transfer with Strategy and Management: A Literature Commentary Nobeoka Cusumano Cusumano Elenkov Modeling Contribution-spans of Scientists in a Cochlear Implants Field: The Case of Rappa Garud Technological Progress and the Duration of Contribution Spans Rappa Debackere Garud 1992 61-^2 Debackere Debackere Win/93 57-92 Rappa Debackere (Rev. 9/92) A Socio-Cognitive Model of Technology Evolution: The Case of Cochlear Garud Rappa Implants (Rev. 2/93) 62-^2R 8/92 b3-^2 1/ ,L*2 On the Persistence of Researchers in Technological Development Garud Rappa Life on the Frontier: an Emerging Field An International Comparison ot Scientists in Debackere Rappa Number Date The 64-92 Author(s) Title Social Construction of Technological Reality: The Case of Cochlear 65-92 Superseded by 77-92 66-92 Windows Of Opportunity: Temporal Patterns of Technological Adaptation In Organizations 3/92 Garud Rappa Implants 1/92 Tyre Orlikovvski (Rev. 9/92) 67-92R Spr/93 How Puritan-Bennett Used the 68-92 How Consumers Allocate Their Time When Searching 2/92 House Ha user of Quality for Information (Rev. 5/93) Moving Ideas 69-92 to Hauser Urban Weinberg Meyer Market and Corporate Renewal Utterback 7/92 70-92 Project Management in Technology Innovation, Application and Transfer Frankel 5/92 71-92 Pindyck Investments of Uncertain Cost 9/92 72-92 Identifying Controlling Features of Engineering Design Iteration Smith Eppinger 9/92 Objectives and Context of Software Measurement, Analysis 73-92 and Control Cusumano 10/92 An 74-92 11/92 Empirical Study of Manufacturing Board Assembly Flexibility in Printed-Circuit Suarez Cusumano Fine 75-92 11/92 76-92 Japanese Technology Management: Innovations, Transferability, and the Limitations of "Lean" Production Customer 11/92 77-92 R Hauser Satisfaction Incentives Simester Wernerfelt (Rev. 3/93; 1/94) The Product Family and the Dynamics of Core Capability 1 1 / Multi-Project Strategy and Organizational Coordination in t) 2 79-92 12/92 80-92 11/42 81-92 1/^: Meyer Utterback Spr/93 78-^2 Cusumano Automobile Product Development Patterns of Industrial Evolution, Dominant Designs, and Firms' Survival (Rev. 7/93) Innovation from Differentiation: Pollution Control Departments and Innovation in the Printed Circuit Industry Answer Garden and the Organization of Expertise Nobeoka Cusumano Utterback Suarez King Ackerman Number Date 82-92 Author(s) Title Skip and Scan: Cleaning Up Telephone Resnick Interfaces 2/92 Virzi How 83-92R Fall/92 Voice 84-92 A to Succeed in Business Comparative Analysis by Really Trying: Listening of to the Customer's Roberts Design Rationale Representations Lee Lai 3/92 85-93 1/93 86-93 2/93 An Introductory Note for Analyze Nodes, Relationships, Partitions Relational Data in Organizational Settings: Using AGNI and Netgraphs and Boundaries A Knowledge to Asset-Based View of Technology Transfer in International Joint Ventures George Allen Rebentisch Ferretti (Rev. 9/93) 87-93 4/93 Managing High Performance R&D Teams Katz (Rev. 6/93; 5/94) Toward Handbook 88-93 Tools for Inventing Organizations: 5/93 Processes 89-93 The Impact of Knowledge and Technology Complexity on Decision Making Software Development 5/93 a of Organizational Malone Crowston Lee Pentland Meyer Curley Locating Adaptive Learning: The Situated Nature of Adaptive Learning in Organizations von Hippel 91-93R Fall/93 Exploiting Opportunities for Technological Improvement Organizations Tyre Orlikowski 92-93 Scientific 90-93 5/93 3/93 93-93 7/93 94-93 and Commercial Importance and the Source in of Scientific Inductive System Diagrams: An Empirically Based Theory Generation 9/93 97-93 9/93 9S-93 Burchill Kim Technique The Hvpercube Afuah of Innovation Bahram Managing the Integration Problem in Concurrent Engineering McCord Eppinger 8/93 96-93 RiRRS von Hippel Instrument Innovations 7/93 95-93 Tyre Bevond the Software Factory: Software Developers A Comparison Obstacles to Systemic Innovation: of "Classic" and PC S m i t h Cusumano An Illustration from Semiconductor Kappa Manufacturing Technology Radical Innovation Utterback Number Date Author(s) Title Finding Out 99-93 What Goes On Software Development Organization in a Perry Staudenmayer 11/93 Votta 100-93 11/93 Network Externalities in Microcomputer Software: An Econometric Brynjolfsson Analysis of the Spreadsheet Market Kemerer 101-94 Superseded by 115-94 and 119-95 102-94 Technological Intensity and Interfirm Cooperation: An Industry Level Study of Alliance Networks of US Public Firms, 1985-1990 George Globalization through Interfirm Cooperation: Technological Anchors and George 3/94 103-94 3/94 104-94 Temporal Nature of Alliances across Premarket Forecasting of Really New Geographical Boundaries Urban Weinberg Hauser Products 5/94 105-94 5/94 106-94 5/94 107-94 5/94 108-94 Multi-Project Strategy and Market-Share Growth: Rapid Design Transfer in New The Nobeoka Cusumano Benefits of Product Development Nobeoka Cusumano Multi-Project Strategy, Design Transfer, and Project Performance: A Survey of Automobile Development Projects in the U.S. and Japan Time versus Market Orientation in Product Concept Development: Empiricallv-based Theory Generation Business Transformation: The Key to Long Term Burchill Fine Weil White Survival and Success 5/94 109-94 6/94 Social Sword Comparisons and Cooperative of Communication R&D Ventures: The Double-Edged Tucci Lojo r 110-94 Benefits and Pitfalls of International Strategic Technology Alliances 1 1 1-94 7/94 112-94 10/94 113-94 10/94 1 14-94 9/94 115-94 1 1 / Identifying the Sources of Market Value for Science-Based Products: The Case Integrating Mechanisms for Marketing and R&D Griffin Hauser (Rev. 7/95) Multi-Project Frenkel Harel Koschatzky Grupp Maital of Industrial Sensors Management: Nobeoka Cusumano Interdependencv and Product Development Inter-Project Organizational Coordination in New Global Benchmarking Studs' on the Management of Technology: The Case of Singapore Benchmarking the Strategic Management of Technology - - Roberts Roberts I 94 16-9? 12, Tucci Cusumano 7/94 *-'4 Managerial Determinants of Industrial R&D Performance: Chemicals/Materials Industry of the Global An Analysis Roberts Bellotti Number Date 117-95 12/94 Author(s) Title Overcoming Collusion: Using Moral Hazard a Supervisor to Costlessly Resolve Simester Wernerfelt Hauser 118-95 1/95 119-95 1/95 120-95 2/95 Internal Customers and Internal Suppliers Hauser (Rev. 6/95) Benchmarking R&D Simester Wernerfelt the Strategic Management Technology - - II: Roberts Product Development Morelli Eppinger Gulati of Performance Predicting Technical Communication in Organizations (Rev. 5/95) 121-95 Integration Analysis of Product Decompositions Pimmler 2/95 122-95 Eppinger Peace, Trade and Technology in the New Maital Mideast 4/95 123-95 Technology Strategy in a Software Products Company Meyer Lopez 4/95 124-95 Metrics for Managing Research and Development Meyer Tertzakian Utterback 4/95 125-95 Metrics to Evaluate R&D Groups - Phase I: Qualitative Interviews 3/95 126-95 S/95 127-95 8/95 128-^5 What We Have Learned and Have Yet to Learn from ManufacturerSupplier Relations in the Auto Industrv Cusumano & Cusumano Making Large Teams Work Like Small Teams: Microsoft's "Synch Development Stabilize" Process for Software Product Bevond the Waterfall: Software Development at Microsoft S/95 12 u - c >5 S/V5 Zettelmeyer Hauser Microsofts Competitive Principles: Mass Markets Pioneer and Orchestrate Evolving Takeishi Selbv Cusumano Smith Cusumano Selbv Number Date 130-95 8/95 131-95 8/95 132-95 Author(s) Title New-and-Improved High-Tech Products: Speeding Producer, Meet the Balking Consumer A Studv of Technology Transfer Venture in a Multinational Cooperative Dhebar Katz, Allen Rebentisch Joint A German View of Executive Support Systems Rechkemmer 9/95 133-95 Information Technology and Product Policy (A): "Smart" Products Dhebar Information Technology and Product Policy Dhebar 9/95 134-95 (B): Information Products 9/95 135-95 The Death Knells of Mature Technologies Paper numbers with the ^uttiv Pistorius Utterback 2/95 R are reprints 2218 " - Date Due . m- MIT LIBRARIES 3 9080 00930 9656