MASSACHUSET INSTTT OF TECHNOLOGY- SEP 17 2015 LIBRARIES Listen to the Whispers of the Grass: Indigenous American Approaches to Climate Adaptation Planning By Rachel Caren Finkelstein BA in Sociology and Spanish Wesleyan University Middletown, Connecticut (2008) Submitted to the Department of Urban Studies and Planning in partial fulfillment of the requirements for the degree of Master in City Planning at the MASSACHUSETTS INSTITUTE OF TECHNOLOGY September 2015 2015 Rachel Caren Finkelstein. All Rights Reserved The author hereby grants to MIT the permission to reproduce and to distribute publicly paper and electronic copies of the thesis document in whole or in part in any medium now known or hereafter created. Author Signature redacted Department of Urban Studies and Planning (August 12.2015) Certified by _ Signature redacted JP__Ts %of AAct Y Prnfpvcrw I Philli Thnm Prrn Department of Urban Studies and Planning esis Supervisor Accepted by Signature redacted Professor Dennis Frenchman Chair, MCP Committee Department of Urban Studies and Planning Listen to the Whispers of the Grass: Indigenous American Approaches to Climate Adaptation Planning By Rachel Caren Finkelstein Submitted to the Department of Urban Studies and Planning on August 24, 2015 in partial fulfillment of the requirements for the degree of Master in City Planning ABSTRACT In the last decade, Indigenous peoples of the United States have begun a concerted effort to formalize climate adaptation plans. As communities that are among the earliest to experience negative impacts of climate change and the most vulnerable to its effects, tribal communities are keenly aware of the urgency of undertaking an adaptation planning process. Assessing and adapting to the threats posed by climate change are not new concepts for indigenous peoples, who view their societies as always having had to constantly adapt to shifting environmental conditions since time immemorial. The principles and practices by which tribes plan for and design their communities to withstand change are centered on the seven generations model, which is predicated on long-term, sustained patterns of collective ownership and decision making that is guided by an ethical framework. In contrast, Western planning centers on regulation of land use, and adaptation planning decisions are largely guided by costbenefit analyses that depend on economic valuations of quantified ecosystem services. Using directed content analysis of the 24 adaptation plans that have been published by tribal entities in the United States as of August 2015, this thesis explores the climate change-induced issues faced by tribal communities, how they are addressing them, and how their perspectives, knowledge, and approaches can inform community-based climate change adaptation efforts of other indigenous groups as well as in non-indigenous contexts. Thesis Supervisor: J. Phillip Thompson Title: Associate Professor 3 ACKNOWLEDGMENTS Thank you to my advisor Phil Thompson for seeing the value in this project. I am also deeply grateful to the Harvard University Native American Program for the opportunity to engage with these issues through the Nation Building course, and Professor Dennis Norman in particular for inspiring my commitment to pursuing this topic and for his thoughtful feedback on my project. I would also like to express my gratitude to Nina Lytton for her excellent comments and support, beginning with a chance conversation in a car in Albuquerque to an MIT classroom defending this thesis. I also would like to thank Jamie Blosser for helping me think through my ideas at the very beginning of this project and for encouraging me to take the Nation Building class, and to Anthony "Chako" Ciocco, Aaron Lowden, and Chas Robles from the Southwest Conservation Corps'Ancestral Lands Program for opening up their crew leader training and homes to me, for fascinating and enlightening conversations during spectacular hikes, and for patiently explaining to a city kid what to do if one encounters a bear in the mountains of New Mexico. Finally, I want to thank my family, Dusty, and my human and non-human roommates on Orchard Street for love and humor when I needed it most. 4 TABLE OF CONTENTS Abstract. ...................................................... 3 Acknowledgements. ............................................. 4 Introduction............................................. 6 M ethodology. ............................................ 12 Indigenous Resilience. ........................................... 13 CASE: Yupik. Newtok, Alaska Environmental Health, Environmental Justice: ............................ 18 CASE: St. Regis Mohawk (Akwesasne), New York & Quebec Traditional Knowledge, Legacies of Exploitation, & Collaboration . . . . . . . . . . . 21 CASE: Sinomish Indian Tribal Community, Washington "Adaptation Apartheid", Democratization of the Adaptation Process, Governance, New Institutions .. ............... ..... ...... ............... .. 25 CASE: Isle de Jean CharlesBand ofBiloxi-Chitimacha-Choctaw,Louisiana Conclusion ...................... ...... ...... ...... ... ... 31 Author's Note .................................................. 37 B ibliography ............................................ 38 Appendix............................................... 45 5 INTRODUCTION "I remember her telling me, 'son, listen to the whispers of the grass,' in our language. And it'll tell you stories of ages long past. And I used to wonder what that meant, what did she mean by 'listen to the whispers of the grass.' I've thought about it over the years, and I think that if we don't listen we don't hear. And it was her way of saying that even if we open our ears to something that might seem completely irrelevant or, you know, then we don't learn." Caleb Pungowiyi, Native Alaskan leader and climate change activist (Pungowiyi, 2001) "If it were up to us, we wouldn't have written the Bill of Rights without a Bill of Responsibilities." Chief Irving Powless Jr., Onondaga Nation (Kimmerer, 2008) In the last decade, Indigenous peoples of the United States have begun a concerted effort to formalize climate adaptation plans. As communities that are among the earliest to experience negative impacts of climate change and the most vulnerable to its effects, (Melillo et al, 2014), tribal communities are keenly aware of the urgency of undertaking an adaptation planning process. Like many tribal nations, cities and towns across the United States are concerned about the impacts of climate change on their communities and are struggling with how to make the most of limited resources and access to expertise. Assessing and adapting to the threats posed by climate change are not new concepts for indigenous peoples, who view their societies as always having had to constantly adapt to shifting environmental conditions since time immemorial (Whyte, 2015), whether it was adjusting to seasonal variation in weather or plant and animal populations, or dispossession and degradation of tribes'ancestral lands at the hands of settler states. The principles and practices by which tribes plan for and design their communities to withstand change are centered on the seven generations model, which is predicated on long-term, sustained patterns of collective ownership (IDPI, nd) and decision making that is guided by an ethical framework. In contrast, Western planning takes place over shorter time scales that center on regulation of land use, and adaptation 6 planning decisions are largely guided by cost-benefit analyses that depend on economic valuations of quantified ecosystem services (Natcher et al, 2013). Contemporary scholars of resilience and adaptation planning have recently come to grasp the importance of the concept of social resiliency and understanding the structural and historical bases of vulnerability to the impacts of"natural" phenomena. Applying these concepts to adaptation planning requires a shift in how institutions approach property ownership, communities'relationships with and responsibilities toward the natural and built environments, and their interactions with each other. In this thesis, I examine the role of culture in climate adaptation planning and how it conditions the choices that tribes make in their planning processes. Using directed content analysis of the 24 adaptation plans that have been published by tribal entities in the United States as of August 2015, this thesis explores the climate change-induced issues faced by tribal communities, how they are addressing them, and how their perspectives, knowledge, and approaches can inform community-based climate change adaptation efforts of other indigenous groups as well as in non-indigenous contexts. These plans represent efforts by tribes to communicate on their own terms to nontribal people and institutions how their worldviews impact adaptation planning. They are a phenomenal resource for learning from tribes with millennia of experience in the participatory, long-range adaptation planning based in connections between cultural and political institutions with responsiveness and adaptive capacity and responsibility towards future generations. Through a close reading of these plans and a focus on critical cases, I use concepts from environmental sociology, critical indigenous theory, and nation building theory to answer the following central questions: - As communities that center their identities and lifeways in practical activities situated in community-based relationships understood through the nature-culture nexus, what are the unique climate change-induced challenges tribes face, and how are they addressing them? 7 * Given the new challenges associated with the rapid pace of change and meaningful collaboration required to address climate change, how do past legacies and conceptions of resilience affect approaches to indigenous climate adaptation planning? e How are tribes resurrecting and reclaiming knowledge through this planning process that has been lost through colonial killing of culture while also collaborating with the settler state? In adaptation planning efforts, indigenous peoples are building on long history of adaptation to environmental change, including dislocation, displacement, resource exploitation and environmental degradation. However, the ecological challenges of climate change present new threats to collective continuance by changing the contexts in which systems of responsibilities are meaningful (Maldonado et al, 2013). Rapid changes in landscapes associated with sea level rise, warming and acidifying oceans, permafrost thaw, changes in species habitat and behavior, and more frequent forest fires and flooding may limit opportunities for elders to transmit traditional ecological knowledge to youth in practical situations. Theory EnvironmentalSociology Environmental sociology and political ecology frameworks provide a starting point for unpacking the ways that dominant Western views of nature-culture relations and neoliberal economic agendas create social inequality and increase vulnerability (Escobar 1996; Oliver-Smith 2009; Peet and Watts 1996). As Neil Smith and others have noted, resilience to so-called "natural" disasters is deeply rooted in pre-existing socioeconomic conditions and power relationships that magnify inequalities in impacts on and the adaptive capacity of communities. Even in more recent recognition among scholars of resilience of the importance of the concept of "social resiliency" in addressing the structural and historical bases of vulnerability to the impacts of "natural" phenomena, Peter Marcuse notes that there are inherent problems with the assumptions that form the 8 basis of "resilience planning": "The'disasters' we care about are not'natural,' but social, and they are different from the disasters of previous eras. 'Resilience planning' recursively accepts their recurrence, and often uses them to further already desired urban restructuring rather than preventing them." These concepts are clearly illustrated in the history of urban renewal in the United States that demolished thriving, connected communities with the conditions that we know today create socially resilient communities, in order to further cities' development agendas. For indigenous communities especially, colonial legacies of environmental racism and resource exploitation engender a deep-seated distrust of federal land management agendas. As shown in the Newtok, Alaska case in this thesis, this is especially critical for groups like Native Alaskans who are facing the brunt of early impacts of climate change and require complex coordination between tribe members, local and federal government agencies, and nongovernmental organizations in order to relocate their villages. CriticalIndigenous Theory Critical indigenous theory helps us understand what the discipline terms "the relationality of place" as central to indigenous thinking: "The meaning of a place, both individual and collective, is both powerfully present (absolute) and unstable (relational), dependent on the context in which the place and the human agent are situated." (Denzin et al, 2008). "Place is always a crucial basis for progressive and emancipatory movements" (Harvey, 2009). Nation Building Nation Building is a theory of culturally relevant self-governance as being at the root of success for tribes engaged in socioeconomic development. Steven Cornell and Joseph Kalt describe the trajectory towards self-determination as starting in the mid1970s, partly in response to the demands of indigenous people themselves, when a a shift 9 in federal policy toward the concept of "self-determination" began: "a belief, often more stated than acted upon, that Indian nations should determine their own futures" (Cornell & Kalt, 2006). This shift toward self-determination has allowed Native nations to turn sovereignty as a legal matter into de facto sovereignty: "sovereignty in fact and practice" (ibid). Tribes still face many constraints, especially due to the power of the courts and of the United States Congress, but since the beginning of the self-determination era, a significant number of tribes have been able to take control of decision making and management of their own affairs that was long dominated by the federal government, largely via the Bureau of Indian Affairs. Cornell and Kalt describe the differences between the Nation Building model of development used to positive effect by tribes and what they call the "jobs and income" approach: The "jobs and income" approach sees development as first and foremost an economic problem and consequently focuses attention on getting grants, finding a joint venture partner, or any other strategy that might produce usable capital. The nation-building approach, on the other hand, sees development as first and foremost a political problem. It focuses attention on laying a sound institutional foundation, on strategic thinking, and on informed action. (Cornell & Kalt, 1998) Part of this process of transforming systems is a rethinking of how tribes approach planning. Self-determination implies the right on the part of tribes to determine their own priorities and approaches to securing their futures on their own land, and certainly not all tribes take on environmental planning through dominant Western planning paradigms as a priority. However, the tribes that have engaged in climate adaptation planning have largely done so from a place of ensuring both their rights and underscoring their responsibilities towards the environment according to the seven generations model. By grounding efforts in the land-based traditions, expertise, and ethics of past generations and thinking critically and realistically about sustainable leadership and practices to ensure cultural continuance through land tenure, these tribes are closely aligned with the tenets of the Nation Building model of successful development. I0 Old knowledge doesn't apply with change - don't have same clues from the environment Adaptation as generational process Ask what skills you still use or know that your grandparents used "At the root of this conflict is how lands and resources are conveyed for those who are yet unborn. Sustainability becomes the embodiment of collective action. The land and its resources becomes a birthright and the primary vehicle for maintaining it is stewardship." Given a legacy of the seven generations model, it becomes easier to understand how Indigenous communities evolved distinctive world-views. Such world-views embodied values that were essential toward attaining a balanced and symmetrical interrelationship between humankind and the natural environment. The imprints of this relationship are the unique cultures that evolved in time and place. Worth thinking about climate adaptation in context of property and ownership that we have now - is it possible? Connected to responsibility - with whom do we share these things? Who do we work with? II METHODOLOGY I used a blended approach of directed and summative content analysis. Starting with theory about integrating cultural and spiritual factors into plans to direct my analysis of plans, I also took a summative approach by using word frequencies to determine priorities of plans. I used NVivo version io to query plans for word frequencies. After combining similar words, (ie. "village" and "villages"), I then coded the top iooo most frequently used individual words for relevancy by breaking them up into categories: e explicitly cultural/social/spiritual - climate/nature-related e technical/infrastructure * economic * location * time-related/ expressing urgency (ie. "immediate") I then created "nodes" for these categories containing all occurrences of the terms within those categories, and used this process to analyze cases with high numbers of references to terms in the "explicitly cultural/social/spiritual" category. Case Selection Criteria In order to choose the cases that I focus on in this thesis, I relied on the qualitative analysis methods described above as well as discussions with participants in the Indigenous Peoples Climate Change Working Group, researchers from the Northern Arizona University Institute for Tribal Environmental Professionals, and the Harvard University Native American Program to identify influential planning processes from any tribe (federally or state recognized) that has completed and published a climate adaptation plan. (See Appendix for full list of plans analyzed). 12 INDIGENOUS RESILIENCE "Natural Law is very simple. You cannot change it: it prevails over all. There is not a tight rule, there is not a court, there is not a group of nations in this world that can change this Natural Law. You are subject and born to those Natural Laws. The Indians understood the Natural Laws. They built their laws to coincide with the Natural Laws. And that's how we survived." [ ... ]I "What about that seventh generation? Where are you taking them? What will they have?" Oren Lyons, Faithkeeper of the Turtle Clan of the Seneca Nations of the Iroquois Confederacy (Erikson, Vecsey, & Venables, 1980) In a recent blog post on his website, planning scholar Peter Marcuse describes inherent problems with the assumptions that form the basis of "resilience planning": Vulnerability to the damages and compensation for the suffering such 'disasters' cause are both unjustly distributed. No vision informs disaster planning policy, and participatory planning to deal with them is badly underdeveloped. Good, democratic, equity-oriented planning is badly needed. (Marcuse, 2013) While the term "resilience" when applied to the field of climate change adaptation has so many interpretations that it loses most of its meaning, it is of critical importance to recognize the need that Marcuse points out of incorporating social justice into analysis of and planning for resilience to shocks like climate change. A common feature of indigenous environmental planning is long-term goal setting and deep historical reference to past resource changes that provide an intergenerational awareness of social-ecological processes and change. (Rotarangi and Russell, 2009). 13 Resilience thinkers have much to learn from the ways locally-based societies manage and respond to their local ecologies and natural resource perturbations. At the same time, social-ecological resilience is a potentially useful framework for guiding indigenous societies on how best to respond to the shocks that have destabilized their own culturescolonization, monetary markets, global food systems, corporate resource exploitation, global threats like climate change, and even invasions of scientists But the application of resilience thinking by external theorists and management professionals creates risks for the participating societies. (Rotarangi and Russell, CASE: Yup'ik, Newtok, 2009). Alaska "One thing that we gain from pioneering is continuing and honoring our values. If we rely on the western society's way of life, that's forgetting who I am. We need to go back to our way of life. We have to start somewhere." - Newtok Traditional Council Member "The erosion isn't waiting for any one agency.We need to start pioneering." - Newtok Traditional Council member Seventh generation, health, landscape change With the importance of land to the Yup'ik identity, it was critical to stay within the ancestral territory without burdening the resources of other villages. Moving the settlement to Mertarvik allows the villagers to stay connected to each other and to their physical, economic, and cultural heritage. Seventh generation, health, landscape change Concept of pioneering - Governance, funding, agencies working together, whose responsible for relocating community? 14 o Impedance mismatch - tribal time cycle and US/state infrastructure - - Off the grid without support of state or federal agencies? Changing of the reference point for how environment is understood o Relationship of Alaskan villages with federal govt diff from lower 48. o Don't have same degree of sovereignty - Practice self determination o Less leverage in Washington o Federal/Alaskan govt broke up villages into corporations when Alaska became a state o Native Alaskans are "shareholders" o Vulnerable in dealing with govt compared to treaty tribes * Alaska engaged with new technology? Off grid/microgrid? o Energy o Isolation has helped with openness to embracing new technology - ahead of the curve on health than lower 48 because no one was willing to go to remote places. o Advanced telemedicine Time frame is important Cost-benefit analyses short, defined time scale vs. Seven generations thinking Lessons i. For Indigenous nations, having authority over decisions about homelands is often the first step toward effective problem solving in the face of disaster. 2. Strategic negotiation can be an important means of advancing a nation's interests. 3. Tribally led partnerships can help municipal, state, and federal agencies find new and effective ways to cooperate. Characteristics that have contributed to resilience have been eroded (social, health, ecological). The inabilityto managestresses does not il froni the sky. It isproducedby on-the- 15 groundsocialinequality; unequal access to resources;poverqy; poor infrastructue;lack of reiresentation;and inadequatesystems ofsocialsecurity, early warning, andplanning. These factois translateclimatevagariesinto suffering andloss. (Ribot 2010:49) A deeper understanding of the diverse causal structures of vulnerability is needed to determine appropriate solutions and policy responses. Attention has been directed at the assessment of climate change impacts. This risk-hazard approach identifies places and peoples who are at risk (high exposure), but reveals little about why specific places or peoples are vulnerable and may lack response capacity. Following Sen (1981), an alternative approach views 'vulnerability as a lack of entitlements' and focuses on society's responsibility to provide resources (entitlements) that enable people to increase their resilience in the face of climate change (Adger and Kelly, 1999; Ribot, 2010). Legacies of colonialism: As argued by Cameron (2012), the persistence of colonial relations and its effects on vulnerability and adaptation must also be considered part of the climate change equation. Ill-conceived climate mitigation policies to reduce greenhouse gas emissions may disrupt indigenous land management practices (ICHRP, 2008) and drive traditional subsistence economies to increasing dependency (White, 1976). Rapid industrial expansion of oil and gas, mineral and fisheries development may undermine territorial governance and indigenous self-determination (Cameron, 2012). Throughout these historic changes, indigenous peoples maintained access to many traditional foods. Tribal cultures developed sophisticated socio-economic and technological systems to access, acquire, process and store foods (Anderson and Parker 2009). In the Pacific Northwest, archaeological evidence suggests remarkably stable use of salmon over the past 7,500 years despite broad regional climatic stressors that reduced salmon populations and habitat quality (Campbell and Butler 2010). The key to this resilience is found in strong, multifaceted connections to the resources used, adaptive 16 resource management, and beliefs and social institutions that kept salmon harvest within sustainable levels (Campbell and Butler 2010). Indigenous Peoples possess a proven record that their deep-seated knowledge and experience have enabled them to confront, survive, and overcome countless disasters throughout the centuries in all kinds of weather and cultures. They have often been dispersed and subject to relocation, whether forced or willingly, due to risk, danger, natural disasters, or victimization by the dominant cultures throughout history. (IPCWG, 2012) 17 ENVIRONMENTAL HEALTH, ENVIRONMENTAL JUSTICE "Our traditional foods are killing our people," she said. "But without our traditional foods, we die as a culture." Vi Waghiyi, Yup'ik resident of Alaska (Johnson, 2015) Health and Livelihood Impacts Culturalkeystone species "Loss of a traditional food is directly related to loss of morale, and cultural health and well-being (Arquette et al. 2002; Kuhnlein and Receveur 1996)." Swinomish plan (io) " cultural keystones could be an idea useful in other contexts - sort of like landmarking in cities and elsewhere " frames priorities for cultural and ecological aspects of climate impacts, adaptation * Considered example of use of traditional knowledge Community members talked about changes in their own and family members' health over the years, including soaring rates of diabetes, cancer and high blood pressure. The impacts being experienced are not merely coexisting illnesses, but rather the interconnectedness with health-threatening social conditions (Farmer 2003; Singer and Clair 2003). Decades-long industrial contamination, encroaching toxic industries, chemicals from dispersants, oil spills, including the 2010 BP Deepwater Horizon oil disaster, and post- storm debris continue to contaminate the communities' air, soil and water, creating severe health and livelihood impacts and a forced change in diet (Louisiana Workshop 2012; Maldonado etal. 2013). Furthermore, traditional means of dealing with illnesses are no longer available, as saltwater inundation has killed the medicinal plants and herbs. 18 Pre-existing stressors, including dwindling territory, pollution, declining health services and ongoing assimilation policies are affecting access to and availability of cultural species, such as berries. As climate change adds to the impacts on berry plant use and access, tribal health and well-being will be under even greater threat. (The impacts of climate change on tribaltraditionalfoods). Cultural keystone species "Loss of a traditional food is directly related to loss of morale, and cultural health and well-being (Arquette et al. 2002; Kuhnlein and Receveur 1996). "Swinomish plan (0o). cultural keystones could be an idea useful in other contexts -sort of like landmarking in cities and elsewhere. Holistic understanding of health impacts -physical and mental. Loss of sense of place. CASE: St. Regis Mohawk (Akwesasne), New York/Quebec Plan is example of holistic understanding of the world, signaled by comprehensiveness of topics covered by thanksgiving address. Mohawk part of Iroquois confederacy, which had an impact on US Constitution - Oren Lyons "Only standing on one leg"if constitutional law does not include these foundations. Cultural priorities, righting past environmental wrongs (remediation), presents - information in a format that legitimizes indigenous perspective/worldview/framework ethical framework for moving fowrard vs. cost-benefit analysis. "Because of their close ties to the land, these communities are more sensitive to shifts in climate than other non-Tribal communities in the same general geographic area. As a result, in the Tribal lands of Northern and Western New York, climate change is a 19 particularly important problem, one that threatens not only local plant and animal species but also tribal sovereignty, economy, and culture. For this reason, we have chosen to use the Mohawk Thanksgiving Address as the structure for this plan". Community Health Table 4-1. Suggested Top 5 Tribal Health Factors and Associated Health Indicators (Salish Sea natural resources, including seafood, seaweeds, shells, etc.) Fme Hnttaor fte ath diar wtDentn for each Participation& cooperation- the community depends on each other; strong support network (e.g., everyone supports the maintenance, harvest and distribution of resources) Roles (e.g., harvest, prepare, preserve natural resources) - each member of the community has a role that is respected Familiarity- food roles are known and trusted; therefore, it is assumed food is "safe" Availability - natural resources are abundant and healthy Access - all resource use areas (i.e., Usual and Accustomed areas) are allowed to be harvested with an emphasis on local resources for subsistence consumers. Sharing - ensuring that everyone in the community receives natural resources from the Salish Sea, esp. Elders Gatherings& ceremonies - particular community assemblies that require natural resources from the Salish Sea Giving thanks - thanking Nature/ the Spirit for providing the natural resources when harvesting and preparing them; done with prayers and thoughtful intentions Feedingthe Spirit - using natural resources from the Salish Sea to satisfy a spiritual "hunger" (e.g., consuming traditional foods) The Teachings - knowledge, values and beliefs about tribal health in connection with the Salish Sea Elders- the knowledge keepers; they have and are able to pass on the knowledge Youth - the future; they receive and respect the knowledge Healing-ability to choose life-style desired for what is considered "'goodhealth" (e.g., traditional medicines, language programs) Development-community enrichment opportunities directed by and for the community Restoration-environmental or habitat restoration projects that are . Community Cohesion Food Security Ceremonial Use Knowledge Transmission Self Determination community driven Swinornish Climate Change Initiative, 2010 20 TRADITIONAL KNOWLEDGE, LEGACIES OF EXPLOITATION, & COLLABORATION - Knowledge held by community vs. held by one person. Proxy knowledge community internally creates map of priorities, shares useable results with western scientists and government agencies. Utility of but need to protect traditional knowledge and engage in respectful, meaningful way that recognizes sovereignty and ownership of knowledge. An example of using traditional knowledge in a respectful manner for climate change adaptation comes from the Waswanipi Cree in Northern Quebec through the Ndhoho Itschee Process (Trosper et al.2012). They are interested in documenting their traditional forest knowledge in order to enter into respectful stewardship agreements to promote climate change adaptation and appropriate forest management on traditional lands not under their direct control. They do not believe they can convey their complex knowledge and values to others for management on their behalf, but want their stewardship role acknowledged. Communities are producing detailed community "family maps"which detail past, present and future desired land use. These maps are not shared outside the community. The maps are used to prepare a map of conservation values, which are shared with the government and industry for use in collaborative planning processes. In this way, they retain and manage sensitive cultural knowledge internally, while making available proxy values useful for climate change adaptation and resource scenario building. 21 CASE: Swinomish Indian Tribal Community, Washington Partnerships/collaboration example. Part of confederation of Northwest tribes, British Columbia - effective in getting environmental control from governments over fishing and ocean populations. Washington has been listening - timescale of what they can do is open question but have gotten attention after confederation was formed. Issues: Cultural keystones, checker boarding of reservation causes governance and authority/selfdetermination challenges. In 2007, the Swinomish Indian Senate issued a proclamation directing action to study the possible effects of climate change on the Swinomish Indian Reservation. Following this proclamation, the tribe initiated a comprehensive Climate Change Initiative to assess projected impacts and develop an action plan outlining potential responses. Climate change adaptation has now become a theme throughout tribal government, placing the Swinomish Indian Tribal Community at the cutting edge of climate change mitigation planning, not only among Native nations but throughout the country as a whole. Challengesof 4lace" "Swinomish" means "people by the water," and the Swinomish Reservation is surrounded by water. The Swinomish Indian Tribal Community is a political successor to several treaty-time bands and groups, including aboriginal Swinomish, Kikiallus, aboriginal Samish, and Lower Skagit. The traditional places used by the people ranged across a large area and changed with the seasons as culturally significant resources were gathered. If the range of native species were to change in response to climate impacts, this may create new challenges in pursuing traditional practices. 22 Within indigenous communities, there exists the idea that multiple knowledge systems serve to increase both social and ecological resilience (Rotarangi 2009). Rich datasets, but exist in peoples' minds. In a widely influential definition, Berkes has characterized traditional ecological k nowledge (TEK) as "a cumulative body of knowledge, practice, and belief, evolving by ad aptive processes and handed down through generations by cultural transmission, about t he relationship of living beings (including humans) with one another and with their enviro nmcnt" (Berkes 2012). The challenges brought on by global climate change are beyond the lived experience of all knowledge holders, whether scientific or indigenous (Huntington et al., 2005; Nuttall et al., 2005). Effective adaptation planning requires access to the best available knowledge, whatever its source. In the face of climate change risks and impacts that remain uncertain and unpredictable, there is a growing need for policies and action that foster the co-production of new knowledge sets, based upon collaborative efforts involving community-based knowledge holders and natural and social scientists. Comanagement regimes that bring communities and the State together to jointly manage natural resources, have provided an important arena for the development of knowledge co-production (Freeman and Carbyn, 1988; Inglis, 1993; Kofinas, 2002). (Weathering Uncertainty: Traditional knowledge for climate change assessment and adaptation) Holistic approach to complexity: capacity of indigenous observation to make sense of complex changes in the environment through qualitative assessment of numerous variables (as opposed to science's quantitative assessment of a few). (Weatheing Uncertzinj. Traditionalknowledge for clinate changeasscssmnentand adaptation). Worldwide, there is an increase in ecosystem distress syndromes matched by a corresponding increase in human distress syndromes. The specific role played by global- 23 scale environmental challenges to 'sense of place' and identity will be explored in the future development of the concept of solastalgia. Traditional knowledge is useful in: defining earlier environmental baselines, identifying impacts that need to be mitigated, providing observational evidence for modeling, providing technologies for adapting, and for identifying culturally appropriate values for protection from direct impacts or from the impacts of adaptation measures themselves. Issues that are unique to tribal contexts, including the history of research as a tool of colonization, tribal politics, leadership turnover, fluctuating budgets largely dependent on federal and state funds, and incredibly powerful cultural protocols and taboos) (NCAI Policy Research Center, 2012) Despite these documented benefits, it must be kept in mind they are being invited to mobilize traditional knowledge, often deeply spiritual and core to their identity, to solve large-scale problems they cannot avoid and that are not of their making. (Williams & Hardison, 2013) Promote partnerships that foster effective climate solutions from both western and indigenous perspectives. This requires moving beyond simply collecting or citing traditional knowledge to applying traditional knowledge in problem-solving. Working in true partnership involves recognizing, respecting, and, where appropriate, resolving epistemological differences in devising place-based solutions (Trainor in press; Voggesser et al. 2013; Whyte 2013)- 24 "ADAPTATION APARTHEID", DEMOCRATIZATION OF THE ADAPTATION PROCESS, GOVERNANCE, NEW INSTITUTIONS "If we can be viewed as a disposable people, with our lands left to perish and our way of life with them, who is next?" Chief Albert Naquin, Isle de Jean Charles Band of Biloxi-Chitimacha-Choctaw (Isle de Jean Charles, 2012) "We do not need climate change apartheid in adaptation. Adaptation is becoming a euphemism for social injustice on a global scale. While the citizens of the rich world are protected from harm, the poor, the vulnerable and the hungry are exposed to the harsh reality of climate change in their everyday lives. Put bluntly, the world's poor are being harmed through a problem that is not of their making." Desmond Tutu (United Nations Development Programme, 2007) "What gets declared a crisis is an expression of power and priorities as much as hard facts." Naomi Klein (2014) The drastic environmental changes the three Louisiana tribes face highlight the greater contradictions in our social, political and economic system and the need to make decisions under increasingly uncertain and complex conditions (Austin 2004; Watts 1983). The tribes' experiences show the interaction between the environmental, social and political processes and governing power dynamics. Focusing on the political ecology of the communities' experiences of environmental change, including the impacts of displacement and decisions to stay in-place vs. relocate, this paper addresses broader issues of adaptive governance structures and policy implications. Building on Bronen's (2011) rights-based approach to adaptation and Shearer's (2012) approach to a political ecology of adaptation, I argue that governance structures should be put in place that 25 support communities' in-situ adaptation efforts or, if the community decides its current location is no longer inhabitable, assist community-led relocation efforts. Multiple forms of knowledge should be incorporated into and inform the structures supporting the adaptation process. I highlight the social, political, environmental and economic context within which environmental changes have occurred in coastal Louisiana through discussion on the loss of the commons, the creation of an energy sacrifice zone, costbenefit based restoration efforts and forced displacement and relocation. The tribes' experiences'highlight broader issues of adaptive governance structures and policy implications. CASE: Isle de Jean Charles Band of Biloxi-Chitimacha-Choctaw - Unique cultural position - hideouts of 3 tribes, and francophone - Adaptation Apartheid, Confluence of factors, Land Grabs to Sacrifice Zones. Accumulation by dispossesion - Political status - can't get federal help - Written out of state plan * Left out of action plan going forward e Warning for community that could be subject to clearance, urban renewal for bigger goals Land Grabs to Sacuifice Zones Sacrifice zones are "...a place where human lives are valued less than the natural resources that can be extracted from the region" (Buckley and Allen 2011:171). For example, the energy produced in the Appalachian coalfields "...comes from a use of the land that treats it as disposable" (Purdy 20:182). The coal industry in central Appalachia systematically prevents residents "...from developing community resources in ways 26 outside the state's agenda - an agenda that systematically protects coal" and argues for strip mining in pursuit of private property rights (McNeil 2012:65, 69). Similarly, the protection of oil and private property, along with the drive for industrialization and economic gain helped turn coastal Louisiana into an energy sacrificezone (Colten 2012; Martinez-Alier etal. 2014). Accumulation by Dispossesion (Harvey) Green Grabs Contrast between framework of ecosystem services and socio-ecological treatments of environment, how it pertains to indigenous conceptions of nature. "ontologies of ecology are being replaced by those of 'natural capital' and ecosystem services' (Corson and MacDonald 2012). In what Brockington et al. (2008, 188) refer to as a 'green box of consumptive nature', animals, landscapes and ecosystem processes appear, as if by magic, divorced from the historic-ecological processes that gave rise to them. Conceptualisations relationships, and of of ecological and human- ecological interconnectedness in systems, give way to the notion that their components, facets and attributes can be separated as ecosystem 'services' and so sold: not just resources for provisioning, but also their regulating and even aesthetic dimensions. (Fairhead et al, 2012). Economic valuation of the environment Scales of Governance Need participatory, iterative process, enhanced community development Incorporation of multiple knowledges and worldviews. Democratization of the adaptation process is needed that includes more equitable distribution of knowledge sharing and integration, public participation and different ways of knowing in decisionmaking. Decolonization of the research and policymaking process. If indeed wisdom does sit in places (Basso 1996), including "indigenuity" and multi-generational traditional knowledges, their incorporation into adaptation planning and decision-making would help to democratize the process. And therefore help to 27 improve understanding of underlying structures of vulnerability and would improve ability to address impacts and adapt well. Understanding different forms of knowledge and worldviews, especially those pertaining to nature-culture relations, sheds light on how power is linked to concerns of everyday life (Wolf 1999), which in turn helps to reveal the underlying structures of vulnerability. As Cruikshank explained, "codified in government reports, information formulated as [traditional ecological knowledge] tends to reify and reinforce a Western dualism-prying nature from culture-that local narratives challenge in the first place" (2001:389). There is a pressing need for flexibility in the existing governance structures to enable agencies to support communities if they deem that in-situ adaptation is no longer viable and they need to relocate (Bronen 2011; Shearer 2012). Without such flexibility, relocation efforts are often thwarted if issues arise with one agency (Shearer 2012), such as occurred with Isle de Jean Charles and the USACE. Existing governance structures are insufficient for the long-term environmental changes communities face and the need for pro-active measures. Clear message that climate change is not confined by human made borders and boundaries. Successful, i.e., sustainable, climate change adaptation will require considerable "imagination," as N. Scott Momaday properly called it (see Reo and Parker), especially in the institution building (see Whyte) that will allow relationships of responsibility and respect to be created so American Indians and Alaska Natives can find some justice in climate mitigation and adaptation actions. This finds resonance with literature calling for "transformative" approaches to adaptation. The term "transformative" is being used to describe a range of endeavors that promise extraordinary outcomes. Four policies in particular should actually be understood as systems of responsibilities that institutions can shelter and amend. They are the government-to- 28 government relationship, the trust responsibility, the inclusion of multiple knowledge sources in climate research and the advancement of multiparty governance. Collective continuance is a community's capacity to be adaptive in ways sufficient for the livelihoods of its members to flourish into the future. Adaptation refers to "adjustments that populations take in response to current or predicted change" (Nelson et al.2007, 397). The flourishing of livelihoods refers to both tribal conceptions of (i) how to contest colonial hardships, like cultural discrimination and disrespect for treaty rights, and (2) how to pursue comprehensive aims at robust living, like building cohesive societies, vibrant cultures, strong subsistence and commercial economies, and peaceful relations with a range of non-tribal neighbors, from small towns to nation states to the United Nations (UN). i Given (i)and (2), tribal collective continuance can be seen as a community's aptitude for making adjustments to current or predicted change in ways that contest colonial hardships and embolden comprehensive aims at robust living. Tribes may also face dilemmas about whether to use bureaucratic structures (e.g., co-management and treatment as state status) acceptable to the U.S. instead of structures that flow from their own conceptions of how to govern adaptation efforts (Ranco et al.2o11) The institutions that tribes must rely on cannot do the work of advancing collective continuance because they face more constraints than opportunities for success. In many cases, the obstructions violate tribes'social, economic and cultural human rights, as defined by the UN's International Covenant on Economic, Social and Cultural Rights (Maldonado et al.2013), treaty rights (Dittmer 2013), subsistence rights to traditional foods (Lynn et al.2013), as well as other rights codified by the UN Declaration on the Rights of Indigenous Peoples. These violations exemplify formal injustice because they infringe on or neglect recognized (formal) schedules of rights intended to protect Indigenous peoples. 29 Official US policy affirms that tribes have sovereign rights "to protect tribal cultural heritage and cultural identity expressed in both tangible and intangible forms." Therefore, in the United States it is well-established in Constitutional law and national policy that the tribes have retained unextinguished sovereign jurisdiction over their tangible and intangible cultural heritage. Traditional knowledge is fundamental to the purpose of the treaties and a component of the governance rights reserved in them. Article 31 of UNDRIP affirms the similar right of indigenous peoples "to maintain, control, protect and develop their cultural heritage, traditional knowledge and traditional cultural expressions, as well as the manifestations of their sciences, technologies and cultures."Although many nations view UN DRIP to be aspirational and not currently legally binding, all signatories have committed themselves to moving towards implementing its principles. The Nagoya Protocol of the Convention on Biological Diversity recognizes the obligation to obtain the prior informed consent of indigenous and local communities prior to accessing and using their knowledge. In the case of indigenous traditional knowledge, scientists therefore may not be dealing with knowledge and resources held by one stakeholder among many whose rights can be balanced, but with knowledge held collectively by a political entity that has the right of self- determination and self-governance. Concepts, instruments and approaches for stakeholder processes are inadequate when addressing issues related to sovereign property, which are dealt with through treaties, bilateral agreements and other government-to-government instruments. Pending responsibility demands that settler states acknowledge that today's political relations with indigenous peoples descend from structures of settler colonialism designed to limit indigenous adaptation to environmental change. Pending responsibility requires settler states to engage in a long needed process of political reconciliation with 30 indigenous peoples that would radically restructure such political relations in ways that are flexible enough to facilitate styles of indigenous adaptation that accord with indigenous cultural and political self-determination. Kyle Powys Whyte argues in "The Recognition Dimensions of Environmental Justice in Indian Country" that tribal environmental governance requires rethinking the meaning of the ethics of environmental policy in Indian country beyond distributive, participative, and corrective paradigms ofjustice. A theory of environmental justice must include tribes' particular concerns and situations. Chairwoman Karen Diver notes "As tribes, we're not as removed form our government. Government is very personal." (Diver, 2009). 31 CONCLUSION "The best defense of sovereignty is to exercise it effectively." Chairwoman Karen Diver, Fond du Lac Band of Lake Superior Chippewa and White House Task Force on Climate Preparedness and Resilience Appointee (2009) Lessons forAdaptationPlannerN - Decolonization & democratization of planning, research and policy making: include more equitable distribution of knowledge sharing and integration, public participation, and different ways of knowing in decision-making. - Environmental Justice * Incorporation of multiple worldxiews and knowledges according to guidelines set by community e Knowledge of elders passed on to youth, recognizing youth as tomorrow's leaders and messengers * Holistic understanding of community health impacts: "Fullilove's diagnosis of root shock begins with an analysis of a traumatic past, to identity the breaks in the civic fabric. One treatment, says Fullilove, is to teach young people that they do have roots, and they can tend them by learning history" (Sullivan, " 2015). Meaningful Free, Prior, and Informed Consent process by government and industry when working with indigenous peoples or conducting projects on or impacting tribal land - Community-defined concepts of resilience goals and vulnerabilities, respect for self-determination by outside entities * Adaptation decisions guided by an ethical framework rather than cost-benefit analyses 32 * Plans for flexibility in governance structures for tribes that want to be proactive about community relocation Adaptationguided by cost-benefit analyses vs. through an ethicalframework Following from this holistic framework, Alaskan indigenous perspectives often emphasize relationships between people and other living and non-living entities ("how to"), whereas western science tends to emphasize facts ("what is"). Traditional ways of knowing therefore provide an ethical framework that can guide adaptation to current and emerging conditions (Huntington and Watson 2012). Given these important differences between western and indigenous worldviews, it important not to attempt to merge them into a single framework but to recognize respectfully what each has to offer in solving the challenges faced by modem society (Huntington Huntington and Watson 2012) 20ooa Huntington et al.2005; (Indigenousfi-ameworks for observingand respondingto climatechange in Alaska) Building on Bronen's (2011) rights-based approach to adaptation and Shearer's (2012) approach to a political ecology of adaptation, I argue that governance structures should be put in place that support communities' in-situ adaptation efforts or, if the community decides its current location is no longer inhabitable, to assist community-led relocation efforts. Multiple forms of knowledge should be incorporated into and should inform the structures supporting the adaptation process. I highlight the social, political, environmental and economic context within which environmental changes are occurring in coastal Louisiana through discussion on the loss of the commons, the creation of an energy sacrifice zone, cost- benefit based restoration efforts and forced displacement and relocation. Human-induced environmental changes, such as the impacts of climate change and unsustainable development practices (e.g., oil extraction and exploration), are 33 displacing millions of people around the world (IPCC 2007; UNDP 2007/2008). In particular, entire indigenous communities living in coastal and low-lying areas that already face a multitude of stressors are being forced to relocate due to accelerated sea level rise, erosion, extreme weather events and/or permafrost thaw (Bronen 2011; Louisiana Workshop 2012; Maldonado et al. 2013; McLean et al. 2009; NCADAC 2013). Such issues are often framed as environmental problems. However, environmental change and its impacts are "symptoms of deeper pathologies of power" (Farmer 2003:7), made visible through forms of structural power reflected in the prevailing economic, political and social systems (Austin 2004; Wolf 1999). Environmental degradation is a form of tacit persecution. Modern economic and political processes positioned humans and the environment in conflict, masked such destruction, and established a framework that led to the overconsumption of natural resources and the disconnect between consumption, production and environmental degradation (Foster 1999; K tting 2004; Marx 1994/1888). Focus on adaptation vs. mitigation. Importance and challenge of place-based knowledge. "Knowledge systems are in a continual state of change and Indigenous Knowledge is no exception. Indigenous Knowledge is the result of everyday human interaction with the local environment, and just as the ecosystems shift and alter, so does the resultant knowledge gained from consistent interaction with that ecosystem (Berkes Menzies 2006)." (15) Involvement of youth needed - throughout plans. Ceremonies - 1999; involved in "giving thanks" - important throughout plans Language in plans reinforces importance and legitimacy of traditional knowledge, but takes different approaches to discussing it: . Mohawk - no need to defend, completely framed around it, integrates western science into overarching framework of TEK/cultural perspective . Swinomish - gives a lot of context, citations from academic and other sources (incl elders testimonies) 34 Indigenous Peoples possess a proven record that their deep-seated knowledge and experience have enabled them to confront, survive, and overcome countless disasters throughout the centuries in all kinds of weather and cultures. They have often been dispersed and subject to relocation, whether forced or willingly, due to risk, danger, natural disasters, or victimization by the dominant cultures throughout history. Legalramificationsofrelocationchallenges Are displaced tribes considered to be Internally Displaced Persons (IDPs)? Are they then subject to international human rights protections for IDPs? Are they "environmental refugees"? Adding "s" to "Peoples" in the United Nations Declaration on the Right of Indigenous Peoples took ten years. Need to recognize people as communities. Rights and Responsibilities Thinking about climate adaptation in context of property and ownership that we have now - is it possible? Only country that made people property and then made property people. Profoundly illogical -defies sense of rationality. Connected to responsibility -with whom do we share these things? Who do we work with? Outside of communities, indifference is a major obstacle, internally - loss of language and subsequent loss of knowledge transfer through land-based learning in context is a major obstacle. Can't take knowledge from elders. Part of what that means is picking next leaders. Extractive nature of our system, unexamined assumptions about how we operate. As we seek to correct this wrong, we have to change our assumptions about our own humanity, reexamine our own humanity. Ethical structure cuts across everything in social justice. Desire to be a responsible human -was historically part of 35 Native communities, and gone awash, being ignored - corruption of the soul, ownership of things that shouldn't be owned, Natives have a responsibility to share that view. Requires ethical responsibility Point of departure -what are you thinking about when you're planning? Is there an empty chair for the unborn and disenfranchised? And those who went before? Restoration includes not only that of ecological communities, but restoration of humanity's relationships to land as well. "These are timeless truths that have been temporarily overlooked." Nina Lytton, Member, Indigenous Peoples' Climate Change Working Group 36 AUTHOR'S NOTE "We have now arrived at the place where we end our words. Of all the things we have named, it was not our intention to leave anything out. If something was forgotten, we leave it to each individual to send such greetings and thanks in their own way. And now our minds are one." Haudenosaunee Thanksgiving Address St. Regis Mohawk Tribe, (2013) My interest in this subject stems from my experience working with a project of the Center for Court Innovation called the Tribal Justice Exchange. The Tribal Justice Exchange's model is based on an exchange of expertise and knowledge between tribal court systems and "western" court systems, where innovative practices from each are adapted and utilized by the other. The project I worked on was to implement a Peacemaking program in a community court in a New York City neighborhood, based on traditional approaches to justice used by many indigenous communities that focus on healing and restoring relationships within a community rather than punishment. In both native settings and the court setting, the success of the process relies on trained volunteer peacemakers whose "leadership depends on respect and persuasion and not a position of power and authority" (Zion, 1998). I also had the privilege of studying with Professor Joseph Kalt of the Harvard Program on Indian American Economic Development in his Nation Building I: Sovereignty in the 21st Century course, where I was fortunate to meet and learn from incredible Native leaders and scholars and generally get schooled in a major gap in my knowledge of contemporary U.S. history. According to the U.S. Census, my hometown of New York City has the largest population of Native Americans of any city in the country. I took the course and undertook this thesis as a way of beginning to address my own and of the planning field's ignorance of the most basic understanding of the foundations of the law, history, and culture of the United States. My intention is not to romanticize indigeneity and make sweeping claims about an extremely diverse population. As an outsider, I can never claim to understand the worldview, traditional knowledge, or experience of being indigenous. 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Asserting Native Resilience. 44 APPENDIX Plans Analyzed LOCATION TRIBE/COMMUNITY YEAR PUBLISHED Inupiaq Atqasuk, Alaska 2014 Confederated Salish and Kootenail Tribes of the Flathead Reservation Montana 2013 Jamestown S'Klallam Tribe Washington 2013 Inupiat Kiana, Alaska 2011 Inupiat Kivalina, Alaska 2011 Yup'ik Kwethluk, Alaska 2009 Alutiiq and Yup'ik Levelock, Alaska 2014 Navajo Nation Arizona, New Mexico, and Utah 2013 Yup'ik Newtok, Alaska 2011 Nez Perce Idaho 2011 Inupiat Noatak, Alaska 2011 Dena'ina Nondalton, Alaska 2013 Inupiat- Yup'ik Norton Bay, Alaska 2013 Yupik and Aleut Pilot Point, Alaska 2013 Inupiat Point Hope, Alaska 2010 Red Lake Band of Chippewa Indians Minnesota 2014 Sauk-Suiattle Indian Tribe Washington 2014 Inupiat Selawik, Alaska 2012 Yup'ik Shaktoolik, Alaska 2014 Shinnecock Indian Nation New York 2013 St. Regis Mohawk (Akwesane) New York and Quebec 2013 Swinomish Washington 2010 Inupiat Wainwright, Alaska 2014 Yurok California 2011 45