Welcome
FIS TOF Training
UCSC FIS Banner Training
Agenda
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Budget Process
Chart of Accounts
TOF Restrictions
TOF Processing
Query Screens/Tracing TOF’s
Questions
Proficiency Exercise
Budget Process
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Permanent Budget
Current or Operating Budget
Permanent Budget
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Financial Manager’s Workbench (FMW)
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Independent of FIS
Manages permanent budget
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Permanent funding $$
Permanent FTE (Full Time Equivalency)
Annual interface with FIS
“Next” year
Does not include Contracts & Grants
Permanent Budget
1234 Division Administration
Fund, Org, Account Pool
Run Date: 09/15/12 10:15 AM
Trans. Type
2014
2014
FTE
Budget
19900 General State Appropriations
404567 Div/Admin & Curriculum
B00000 ACADEMIC SALARIES
B01000 STAFF SALARIES
1.00
100,000
11.25
650,000
B03000 Non‐Capital Expenditure‐Budget
35,000
Total 402700 Hum/Admin & Curriculum
12.25
785,000
Total 19900 General State Appropriations
12.25
785,000
12.25
785,000
Total
Current Budget
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FIS Banner
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Permanent budget from FMW
Prior year carry forward
Contracts & Grants
One-time allocations for special projects (UCOP,
Campus Provost, Vice Chancellor, Dean)
Mid-year adjustments for salary actions (merits,
range adjustments, reclasses, etc.)
TOF’s affect current year (FIS) only
Operating Budget
1234 Division Administration
2015
Org, Fund, Account Pool, Account Lvl 3, Account
Carry
Permanent
Budget
Operating
Forward
Budget
Adjustments
Budget
404567 Div/Admin & Curriculum
19900 General State Appropriations
B00000 ACADEMIC SALARIES
100,000.00
100,000.00
B01000 STAFF SALARIES
650,000.00
650,000.00
B02000 GENERAL ASSISTANCE
B03000 Non‐Capital Expenditure‐Budget
35,000.00
B08000 Unallocated‐Budget
B08800 Carryforward from Prior Year
Total 19900 General State Appropriations
Total 404567 Div/Admin & Curriculum
Total
30,000.00
65,000.00
98,500.00
98,500.00
55,000.00
55,000.00
55,000.00
785,000.00
128,500.00
968,500.00
55,000.00
785,000.00
128,500.00
968,500.00
55,000.00
785,000.00
128,500.00
968,500.00
Operating Budget Report View
404567 19900
DIV/ADMIN & CURRICULUM
GENERAL STATE APPROPRIATIONS
TD Trans Desc Detail
ACADEMIC SALARIES
Account
B00000
Account Title
ACADEMIC SALARIES
Date
Description
07/01/15 JULY 1 ADJ. BUDGET
Doc Code
Ref 1
Ref 2
ZN000106
Budget Pool Total
Budget
100,000.00
100,000.00
Balance
100,000.00
STAFF SALARIES
Account
B01000
Account Title
STAFF SALARIES
Date
Description
07/01/15 JULY 1 ADJ. BUDGET
Doc Code
Ref 1
Ref 2
ZN000106
Budget Pool Total
Budget
650,000.00
650,000.00
Expenses
650,000.00
NON-CAPIAL EXPENDITURE-BUDGET
Account
Account Title
Date
Description
Doc Code
Ref 1
Ref 2
Budget
B03000
NON-CAPITAL EXPENDITURE-BUDGET
09/12/15 To Prof Green for Seminar
J0441000
(20,000.00)
B03000
NON-CAPITAL EXPENDITURE-BUDGET
09/10/15 FY16 Supplemental Funding fr EVC
J0440000
50,000.00
B03000
NON-CAPITAL EXPENDITURE-BUDGET
07/01/15 JULY 1 ADJ. BUDGET
ZN000106
Budget Pool Total
35,000.00
65,000.00
Expenses
65,000.00
UNALLOCATED BUDGET
Account
B08000
Account Title
UNALLOCATED BUDGET
Date
Description
10/05/15 Special Project Fuding fr UCOP
Doc Code
Ref 1
Ref 2
KA000105
Budget Pool Total
Budget
98,500.00
98,500.00
Expenses
98,500.00
CARRYFORWARD FROM PRIOR YEAR
Account
B08800
Account Title
Date
Description
CARRYFORWARD FROM PRIOR YEAR 07/01/11 BUDGET CARRY FORWARD
Doc Code
Ref 1
Ref 2
BD120015
Budget
Balance
55,000.00
Budget Pool Total
55,000.00
55,000.00
Chart of Accounts
FIS Chart of Accounts – FOAPAL
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Fund – Defines and categorizes source
Organization – Defines whose funds
Account – Defines and categorizes budget
or expenditure
Program – Defines function (Instruction,
Research, Public Service, Libraries)
Activity – User defined; unit level accounting
Location – Building; not used at this time
FIS Chart of Accounts - Elements
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Fund Types
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General Funds
Student Fees
Endowments
Gifts & Grants
Federal Government
Agency
Loan Funds
Service Enterprise
Auxiliary Enterprise
Plant Funds
(199XX)
(20000-20399)
(3XXXX)
(57000-59999)
(21000-33999)
(00001-00300)
(02000-03999)
(66000-68999)
(70200-74999)
(01XXX)
FIS Chart of Accounts - Elements
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Data Enterable Organization Codes
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Instruction
Academic Support
Research
Libraries
Public Service
Maint & Op of Phys Plant
General Administration
Student Services
Institutional Support
Auxiliary Enterprise
Unallocated
Plant construction
(40XXXX)
(43XXXX)
(44-59XXXX)
(60XXXX)
(62XXXX)
(64XXXX)
(66XXXX)
(68XXXX)
(72XXXX)
(76XXXX)
(80XXXX)
(97XXXX)
FIS Chart of Accounts - Elements
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Program/Organization Types
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40 Instruction
43 Academic Support
44 Research
60 Libraries
62 Public Service
64 Maint. & Operation of Physical Plant
66 General Administration
68 Student Services
72 Institutional Support
76 Auxiliary Enterprises
78 Financial Aid
80 Unallocated
97 Plant Construction
FIS Chart of Accounts - Elements
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Account Codes – Convention
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00XXXX
B0X000
PXXXXX
RXXXXX
UXXXXX
Expenditure Accounts
Budget Pool Accounts
Payroll Accounts
Revenue Accounts
User-Defined Account
Activity Codes
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User-Defined Accounts.
FIS Chart of Accounts - Elements
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Budget Pool Accounts
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B00000
B01000
B02000
B03000
B04000
B06000
B08000
B09000
Academic Salaries
Staff Salaries
General Assistance
Non-Capital Expenditure
Capital Expenditure
Retirement & Employee Benefits
Unallocated
Recharge Revenue
FIS Chart of Accounts
ORGANIZATIONAL HIERARCHY
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Defines “who” is authorized to spend the $$$
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Level 2 = Vice Chancellor
Level 3 = Division
Level 4 = Unit
Level 5 = Unit Function or Data Enterable
Level 6 = Data Enterable
FIS Chart of Accounts
ORGANIZATIONAL HIERARCHY
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Level 2 = 11 Academic Units
– Level 3 = 114 Social Sciences
 Level 4 = 1792 Soc Sci Administration
– Data Enterable = 403000 SOCSCI/Admin/Dean
– Data Enterable = 405002 SOCSCI/Admin/Business Services
 Level 4 = 1987 Psychology
– Level 5 = 50297 SOCSCI/Psychology/Dept Ops
 Data Enterable = 403060 SOCSCI/PS/Admin
 Data Enterable = 403068 SOCSCI/PS/Temp Staff
– Level 5 = 50298 SOCSCI/Psychology/Start-up
 Data Enterable = 405058 SOCSCI/PS/Start-up/Crosby
 Data Enterable = 405077 SOCSCI/PS/Start-up/Fox Tree
– Level 5 = 50299 SOCSCI/Psychology/Research
 Data Enterable = 445294 SOCSCI/PS/Rsch/Crosby
 Data Enterable = 445295 SOCSCI/PS/Rsch/Fox Tree
XTOF Edit Restrictions
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General Rule: If the system won’t allow it,
route the TOF to the appropriate office for
review and processing.
Form:
http://planning.ucsc.edu/budget/toolkit/tof/tofform.xls
Adjustments to Revenue – Planning & Budget
Adjustments to Plant Funds - Plant Accounting
Adjustments to Contract & Grant Funds - Extramural
Funds
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Restrictions not edited by FIS
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Primary Budgetary Program Control Points
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General Funds are allocated at the Program Code
level based on approved budgets. Per UC policy,
this funding must remain in the program code to
which it has been allocated to ensure that these
funds are spent for the purposes for which they
were allocated.
Restrictions, cont.
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In 199XX Funds
-No transfers from Academic Salaries pool budget
account B00000 to any pool account other than B08000
(Unallocated)
-No transfers between program codes, except for the
following:
40 Instruction
43 Academic Support
66 General Admin
72 Institutional Support
80 Unalloc. Prov.
Any Program Code
Between research program codes 44-59.
Restrictions, cont.
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Tuition Outlay fund 20095 is primarily for
support of Student Services (including related
facility and student aid). It may not be used for
research (44) or public service (62).
Restricted TOF’s must be routed to Planning &
Budget for review, either by paper form or
electronically.
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Form:
http://planning.ucsc.edu/budget/toolkit/tof/tofform.xls
Paper TOF Form
Authorized Signature
Electronic Routing
Click ‘In Process’. Email
Document Number to
Planning & Budget for
review and completion.
Unallowable Transfers
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Student Academic Preparation Program fund 19924 must
stay in program code 62 (Public Service).
Lottery funds (18082-18087 and 20590-20593) must remain
in program 40 and/or 43.
Auxiliary Enterprise funds (70000-74999) must remain in
program 76.
Out of Student Financial Aid program 78, regardless of fund
source.
Transfers of Funds
Transfer of Funds (TOF) Processing
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Transfer of Funds Journals are temporary
budget adjustments which affect the current
year budget in FIS only.
TOFs use the Banner Screen FZAJVCD.
+ Increases budget for expenditure account
codes.
- Decreases budget for expenditure account
codes.
FZAJVCD
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FIS Banner input screen for all journal vouchers
except encumbrance liquidations.
REMEMBER – One Rule Code per Journal
Document Number
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automatically assigned
Activity Date
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defaults to current date
May enter prior period date if that period is still open.
period remains open 7 working days after last day of
month.
FZAJVCD continued
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Document Total
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Equals the absolute value of the journal
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total of all Debits and all Credits irrespective of sign (+/-).
Document Text
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Required - Document cannot be completed
without it
Specific requirements are listed on Quick
Reference Cheat Sheet.
FZAJVCD continued
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Budget Adjustments must balance by Fund.
DocReference
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Five character, unit assigned code comprised of
the two character unit alpha code plus 3 alpha
numeric characters (ie Accounting - AC005)
Unapproved Journal Vouchers
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Banner screen FZIJVCD
Lists unapproved Journal Vouchers
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1) If you exit a Journal and forget to write down
the doc #
2) If you want to see if you have any outstanding
journals that need to be approved.
Query on Amount, Date, or User Id
TOF Exercises
Operating Budget Report View
402700 19900
DIV/ADMIN & CURRICULUM
GENERAL STATE APPROPRIATIONS
TD Trans Desc Detail
ACADEMIC SALARIES
Account
B00000
Account Title
ACADEMIC SALARIES
Date
Description
07/01/15 JULY 1 ADJ. BUDGET
Doc Code Ref 1
Ref 2
ZN000106
Budget
Balance
100,000.00
Budget Pool Total
100,000.00
100,000.00
STAFF SALARIES
Account
B01000
Account Title
STAFF SALARIES
Date
Description
07/01/15 JULY 1 ADJ. BUDGET
Doc Code Ref 1
Ref 2
ZN000106
Budget
Balance
650,000.00
Budget Pool Total
650,000.00
650,000.00
NON-CAPITAL EXPENDITURE-BUDGET
Account
Account Title
Date
Description
Doc Code Ref 1
Ref 2
Budget
B03000
NON-CAPITAL EXPENDITURE-BU09/12/15 To Prof Green for Seminar
J0441000
(20,000.00)
B03000
NON-CAPITAL EXPENDITURE-BU09/10/15 FY16 Supplemental Funding fr EVC
J0440000
50,000.00
B03000
NON-CAPITAL EXPENDITURE-BU07/01/15 JULY 1 ADJ. BUDGET
ZN000106
Balance
35,000.00
Budget Pool Total
65,000.00
65,000.00
STAFF SALARIES
Account
B08000
Account Title
UNALLOCATED BUDGET
Date
Description
10/05/15 Special Project Funding fr UCOP
Doc Code Ref 1
Ref 2
J0441250
Budget
Balance
98,500.00
Budget Pool Total
98,500.00
98,500.00
CARRYFORW ARD FROM PRIOR YEAR
Account
B08800
Account Title
Date
Description
CARRYFORW ARD FROM PRIOR07/01/15 BUDGET CARRY FORW ARD
Doc Code Ref 1
Ref 2
BD120015
Balance
55,000.00
Budget Pool Total
- NO ACTIVITY CODE
Budget
55,000.00
55,000.00
Activity Total
968,500.00
968,500.00
Org-Fund Total
968,500.00
968,500.00
Printing Journal Vouchers
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Banner form FZRPTJV
Journal information in an organized report
format.
Enter Printer ID
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Can be set up as a default through FIS
Enter Journal Document Number
Ctrl+Page Down to the bottom of the form
and Save (F10) to execute print command.
Office of Record
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Retains paper records of the transaction
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FIVE YEARS after the end of the Fiscal Year in which it
was produced for Non-Governmental and Non-Contact &
Grant Funds
 EX: Transaction Date – 01/31/05, Destroy Date –
06/30/10
Government and Contract &Grant funds – please check
retention schedules from the Extramural Funds Office
Paper transfers to P&B require document reference code
beginning with the Unit Alpha
Code.(http://planning.ucsc.edu/budget/Toolkit/coa/UNIT_
ALPHA_CODES.pdf)
Tracing Transactions
Tracing TOFs and TOEs
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TOFs and TOEs are Journal Vouchers
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Document numbers start with “J”.
Rule class and description appear on
FGITRND.
Navigate to FZIDOCR (Query Document
[by Type])
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shows the entries and document text on
completed and approved JVs.
Budget Status - Organization
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Navigate to FGIBDST
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Operating Ledger balances of the data-enterable
FOAPAL
Current balance or balance at end of any closed
fiscal period
Portal to Transaction Detail
FIS Operating Ledger
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Budget Ledger (Adj Budget)
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Financial Ledger (YTD Activity)
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contains projections of revenues and expenses for
the entire fiscal year
contains actual year-to-date revenues and
expenses.
Encumbrance Ledger (Commitments)
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contains Reqs, POs, other liens
The same FOAPALs are used in each ledger.
How Totals are Calculated
Adjusted - YTD - Budget = Available
Budget
Activity Commitments Balance
FGIBDST Examples
Query 1
Query 2
Org 680400
Fund 19900
FY 96
Org 680400
Fund 19900
Acct 007020
Net Totals
Adj Budget:
YTD Activity:
Commitments:
Available Balance:
FY 96
Net Totals
Adj Budget:
YTD Activity:
Commitments:
Available Balance:
(check specific account box)
Transaction Detail
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From FGIBDST drill down to FGITRND
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From Budget column
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From YTD column
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Actual revenues & expenditures
From the Budget Commitment column
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Budgeted revenues & expenditures
Posted requisitions, purchase orders, liens
May query on selected Fiscal Period
FGITRND Examples
Query 1
FGIBDST
Org 680400
Acct B03000
What is the balance in Acct B03000?
With cursor in the Account column drill down to FGITRND by mouse-clicking on Transaction
Detail Information or using the F3 key.
Enter query by mouse-clicking on Query Document or using the F7 key. Enter XTOF in the
Type field. Press F8 to execute query.
Navigate to FGIDOCR by mouse-clicking Query Document or pressing F3. Press CTRL
PgDn to populate.
Navigate to Document Text.
FGITRND - Fields
Date
Type
Document
Description
Field
D/C
Total
Date Document was entered
Rule Class
Document Number
Vendor/Requestor/Description
Ledger where posted
Sign indicator
Total of transactions listed
Rule Classes
WD01
JO20
WPRB
WPRC
WPRF
XBCG
WTIL
XB13
BD04
XTOF
XTOE
WPRO
July 1 Budget
Budget Carry Forward
Payroll Interface Budget Benefits
Payroll Interface Costing – Budget
Payroll Expense
C&G Permanent Budget
Interlocation TOF Interface
Budget Office/Accounting adj.
Budget Office/Accounting adj.
Transfer of Funds – Dept (Temp)
General Transfer of Expense
Pro Card Interface JV’s
Field Codes
OBD
ABD
YTD
RSV
ENC
Permanent Budgetary Entries
Budgetary Adjustment Entries
Financial Entries
Budget Reservation Entries
Encumbrance Entries
QUESTIONS
Resources
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Data Management
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FIS On-line Manual
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http://planning.ucsc.edu/datamgmt
https://financial.ucsc.edu/Pages/FIS_User_Manual.
aspx
Budget Website
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See Tools & Resources
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http://planning.ucsc.edu/budget/
PROFICIENCY EXERCISE