Journal of Algebraic Combinatorics 11 (2000), 211–226 c 2000 Kluwer Academic Publishers. Manufactured in The Netherlands. ° On Near Hexagons and Spreads of Generalized Quadrangles BART DE BRUYN∗ bdb@cage.rug.ac.be Department of Pure Mathematics & Computer Algebra, Galglaan 2, Ghent, Belgium, B-9000 Received September 15, 1998; Revised March 23, 1999 Abstract. The glueing-construction described in this paper makes use of two generalized quadrangles with a spread in each of them and yields a partial linear space with special properties. We study the conditions under which glueing will give a near hexagon. These near hexagons satisfy the nice property that every two points at distance 2 are contained in a quad. We characterize the class of the “glued near hexagons” and give examples, some of which are new near hexagons. Keywords: 1. spread, generalized quadrangle, near polygon Definitions An incidence structure is a triple S = (P, L, I) with P (the point set) a nonempty set and L (the set of lines) a (possibly empty) set and I a symmetric incidence relation between those sets. Although the incidence relation is symmetric, we will write, in order not to overload the notation, I ⊆ P × L or even use “∈” as incidence relation. The incidence structures which we will consider here are all finite. If x is a point, then 0i (x) denotes the set of all points at distance i from x (in the point graph). We will denote 0(x) = 01 (x). 1. An incidence structure is called a partial linear space if the following conditions are satisfied. (a) Every line L ∈ L is incident with at least two points. (b) Two different points are incident with at most one line. A linear space is a partial linear space with the property that every two points are collinear. 2. An incidence structure of points and lines is connected if its point graph is connected. 3. A connected partial linear space is called degenerate if there is a point incident with exactly one line. 4. A near polygon S is a connected partial linear space satisfying the following conditions. (a) The diameter of the point graph 0 of S is finite. (b) For every point p and every line L, there is a unique point q on L, nearest to p (nearest with respect to the distance d(. , .) in 0). ∗ Research Assistant of the Fund for Scientific Research - Flanders (Belgium). 212 5. 6. 7. 8. 9. DE BRUYN If d is the diameter of 0 then S is called a near 2d-gon. A near 0-gon has only one point and no lines and a near 2-gon consists of one line with a number (≥2) of points on it. The near quadrangles are just the generalized quadrangles. A generalized quadrangle (GQ for short) is called degenerate if there is a point incident with exactly one line. The point-line dual of a nondegenerate GQ is again a nondegenerate GQ. If a nondegenerate GQ is neither a grid nor a dual grid, then it must have an order (s, t). A GQ is called bad when it is degenerate or when it is a nonsymmetrical dual grid; otherwise it is called a good GQ. If Q is a good GQ, then every point of it is incident with the same number of lines, this number being denoted by tQ + 1. An ovoid of a generalized quadrangle Q is a set O of points such that every line of Q is incident with exactly one element of O. If Q has order (s, t), then |O| = 1 + st. A set of 1 + st mutually noncollinear points of Q is always an ovoid of Q. The dual notion is that of a spread. A spread is a set of lines of Q such that every point is incident with exactly one line of the set. For more details on generalized quadrangles, we refer to [6]. The incidence structure S = (P, L, I) is called affine or embedded in the finite affine space A if L is a set of lines of A, P is the union of all members of L and the incidence relation is the one induced by that of A. If A0 is the subspace of A generated by all points of P, then we say that A0 is the ambient space of S. Q A special type of affine embedding is the so-called linear representation. Let ∞ be aQprojective space of dimension n ≥ 0 embedded as a hyperplane in the projective space Q and let K be a nonempty subset of the point set ofQ ∞ . The linear representation of (= the Q points not belonging to Tn∗ (K) is the geometry with points the affine points Q Q ∗ ). The lines of T (K) are all the lines of which intersect n ∞ ∞ in a (unique) point Q of K. Incidence is the one derived from . If S1 = (P1 , L1 , I1 ) and S2 = (P2 , L2 , I2 ) are two partial linear spaces, then the direct product of S1 and S2 is the partial linear space S = (P, L, I) with P = P1 × P2 and L = (P1 × L2 ) ∪ (L1 × P2 ). The point (x, y) is incident with the line (a, L) ∈ P1 × L2 if and only if x = a and y I2 L and it is incident with the line (M, b) ∈ L1 × P2 if and only if y = b and x I1 M. We denote S also with S1 × S2 . Since S1 × S2 ' S2 × S1 and (S1 × S2 ) × S3 ' S1 × (S2 × S3 ), also the direct product of k ≥ 1 partial linear spaces S1 , . . . , Sk is well-defined. If Si (i ∈ {1, 2}) is a near 2di -gon, then one can easily prove that S1 × S2 is a near 2(d1 + d2 )-gon. Let S = (P, L, I) be a partial linear space. A set X ⊆ P is called a subspace whenever all the points of a line are in X as soon as two of them are in X . Every such subspace induces a partial linear space S X = (X, L X , I0 ) where L X is the set of all lines of L which have all their points in X and I0 is the restriction of I to X × L X . A subspace X is called geodetically closed when all points of a shortest path between two points of X are also contained in X . A quad is a geodetically closed subset of P which induces a nondegenerate GQ. Since no confusion will be possible in the sequel, the GQ induced by a quad will also be called a quad. If a quad Q contains a unique point nearest a fixed point x, then this point is called the projection of x on Q. ON NEAR HEXAGONS AND SPREADS OF GENERALIZED QUADRANGLES 2. 213 Some theorems Theorem 2.1 ([7, 8]) Let x and y be two points of a near polygon at mutual distance 2. If x and y have two common neighbours c and d such that the line xc contains at least three points, then x and y are in a unique (necessarily good ) quad. Theorem 2.2 Let S be a near polygon and let x be a point at distance at most 1 from a quad Q, then there exists a unique point x 0 of Q nearest to x and d(x, y) = d(x, x 0 ) + d(x 0 , y) for all points y of Q. Hence, if L is a line of Q, then the unique point of L nearest to x is also the unique point of L nearest to x 0 . Proof: This follows from the fact that Q is geodetically closed. 2 Corollary 2.3 Let Q be a quad of a near polygon S and let x and y be two collinear points of S such that the line x y is disjoint with Q. If x, respectively y, is collinear with x 0 ∈ Q, respectively y 0 ∈ Q, then d(x 0 , y 0 ) = 1. Proof: By Theorem 2.2, we have that 2 = d(x 0 , y) = d(x 0 , y 0 ) + d(y 0 , y) = 1 + d(x 0 , y 0 ). 2 Theorem 2.4 ([3]) Let S be a near polygon with the property that every two points at distance 2 are contained in a good quad, then each point of S is incident with the same number of lines. Proof: Let x and y be two collinear points. The point x (respectively y) is incident with tx + 1 (respectively t y + 1) lines. Now tx + 1 = 1 + X tQ = t y + 1, where the summation ranges over all quads Q through the line x y. Hence x and y are incident with the same number of lines and the result follows by connectedness of S. 2 Theorem 2.5 ([3]) Let S be a near polygon satisfying the following properties: (a) every two points at distance 2 have at least two common neighbours, (b) there are lines incident with a different number of points, then S is the direct product of a number of near polygons, each of which has a constant length for the lines. If S = (P, L, I) is a near 2-gon or a good GQ, then |0i ( p)| (i ∈ {0, 1, 2}) is independent of p ∈ P. We derive a similar property for near hexagons. Theorem 2.6 Let S = (P, L, I) be a near hexagon such that every two points at distance 2 are contained in a good quad, then |0i ( p)| (i ∈ {0, 1, 2, 3}) is independent of p ∈ P. 214 DE BRUYN Proof: If not all lines of S are incident with the same number of points, then Theorem 2.5 implies that S is the direct product of a line with a good GQ. It is straightforward to check that the result is true in this case. Hence we may suppose that all lines are incident with s + 1 points. Theorem 2.4 implies then that S has an order (s, t). Now, let p ∈ P be a fixed point and put n i = |0i ( p)|. Then n 0 = 1, n 1 = s(t + 1). Let V be the set of quads through p. Counting points in 02 ( p) we find X n2 = s 2 tx . (1) x∈V Counting edges between 02 ( p) and 03 ( p) we find that X n 3 (t + 1) = s 3 tx (t − tx ). (2) x∈V Finally, counting triples (L 1 , L 2 , Q) where L 1 , L 2 are two different lines through p and Q is the quad through L 1 and L 2 , yields X t (t + 1) = tx (tx + 1). (3) x∈V P P Eliminating tx and tx2 , we find that n 3 = s(n 2 − s 2 t). Together with v = n 0 + n 1 + n 2 + n 3 this gives n2 = v − 1 + st (s − 1), s +1 (4) ¶ v − st − 1 . s +1 (5) µ n3 = s 2 Corollary 2.7 If S is a near hexagon satisfying the property that every two points at distance 2 are contained in a quad of order (s, t1 ) or (s, t2 ), s ≥ 1 and 1 ≤ t1 < t2 , then for each i ∈ {1, 2}, the number of quads of order (s, ti ) through a point is independent of that point. Proof: This follows from Eqs. (1), (3) and (4). 2 Remark The previous corollary was proved in [2] in the case that s = 2, t1 = 1, t2 = 2 by using the same double countings as in the proof of Theorem 2.6. Theorem 2.8 Let S = (P, L, I) be a partial linear space of order (s, t) 6= (s, 0) satisfying 1. for every point p and every line L not through p, there exists at most one point on L collinear with p, 2. a = |02 (x)| is independent of the point x ∈ P, 3. d(x, L) ≤ 2 for all x ∈ P and L ∈ L, ON NEAR HEXAGONS AND SPREADS OF GENERALIZED QUADRANGLES 215 then b = |03 (x)| is also independent of x ∈ P and the following inequalities hold: • a ≥ s 2 t, • b ≤ s(a − s 2 t). Moreover, S is a generalized quadrangle if and only if a = s 2 t and S is a near hexagon if and only if a > s 2 t and b = s(a − s 2 t). Proof: Clearly |03 (x)| = |P| − 1 − s(t + 1) − |02 (x)| is independent of x ∈ P. Take an arbitrary line L and let r be a point of L. There are a points in 02 (r ), s 2 t of these are contained in 01 (L). Hence a ≥ s 2 t and 02 (L) ≤ (s + 1)(a − s 2 t). If a = s 2 t then 02 (L) = ∅ implies that S is a generalized quadrangle. So, suppose that a 6= s 2 t, then S is a near hexagon if and only if 02 (L) = (s + 1)(a − s 2 t). From |02 (L)| = |P| − (s + 1) − st (s + 1) = a + b − s 2 t, it follows that b ≤ s(a − s 2 t) and equality appears if and only if S is a near hexagon. 2 3. A possible construction for near hexagons (i) Let Qi = (Pi , Li , Ii ) (for each i ∈ {1, 2}) be a GQ of order (s, ti ), let Si = {L (i) 1 , . . . , L 1 + sti } (1) (2) ⊂ Li be a spread of Qi and let θ be a bijection from L 1 to L 1 (here we suppose that every line is a subset of the point set). (i) For every i ∈ {1, 2} and every j ∈ {1, . . . , 1 + sti }, 8(i) j : Pi 7→ L j is defined such that (i) x ∈ Pi is mapped to the unique point of L j nearest to x (in the generalized quadrangle Qi ). (2) Let 0(Q1 , Q2 , S1 , S2 , L (1) 1 , L 1 , θ ) (0 for short if no confusion is possible) be the graph (1) (1) (2) with vertex set L 1 × S1 × S2 . Two different points (x, L i(1) , L (2) j ) and (y, L k , L l ) are adjacent whenever at least one of the following two conditions are satisfied: (1) j = l and 8i(1) (x), 8(1) k (y) are collinear points in Q1 , ◦ θ(x), 8l(2) ◦ θ(y) are collinear points in Q2 . (2) i = k and 8(2) j If i = k and j = l, then both (1) and (2) are satisfied. It is clear that 0(Q1 , Q2 , S1 , S2 , L (1) 1 , (2) (1) (1) (2) (2) (1) −1 L (2) , θ) ' 0(Q , Q , S , S , L , L , θ ). For, 1 : (x, L , L ) → 7 (θ (x), L , L 2 1 2 1 i j j i ) 1 1 1 defines an isomorphism. The definition of 0 is hence symmetric in Q1 and Q2 . Remark In the sequel, we will not write the symbol “◦” between functions, i.e. with f g we mean the function f ◦ g. Lemma 3.1 Through every two adjacent vertices of 0, there is a unique maximal clique. This clique has size s + 1. (1) (2) Proof: Let a = (x, L i(1) , L (2) j ) and b = (y, L k , L l ) be two fixed adjacent vertices; we (1) (2) determine what the common neighbours (z, L m , L n ) look like. If i = k 6= m, then j = (1) n = l and 8i(1) (x) ∼ 8(1) m (z) ∼ 8i (y) implies that x = y and hence a = b, a contradiction. (2) (2) Similarly, j = l 6= n is impossible. If i = k = m, then 8(2) j θ (x) ∼ 8n θ (z) ∼ 8l θ (y) (2) (2) (2) implies that 8n θ(z) is an element of the line of Q2 through 8 j θ (x) and 8l θ (y). This 216 DE BRUYN yields s − 1 common neighbours of a and b and they are all mutually adjacent. Together with the vertices a and b, they yield a clique of size s + 1. A similar reasoning holds in the case j = l = n. 2 (2) Let S(Q1 , Q2 , S1 , S2 , L (1) 1 , L 1 , θ ) be the partial linear space with points the vertices of 0 and with lines the maximal cliques of 0. The incidence is the natural one. Again, we will write S when no confusion is possible. Definition 3.2 A line L is said to be of type I, if there exists a fixed j, such that every point of L is of the form (x, L i(1) , L (2) j ). A line M is said to be of type II, if there exists a fixed i, such that every point of M is of the form (x, L i(1) , L (2) j ). Remark that there are ) | x ∈ L (1) lines which are of both types, namely the lines {(x, L i(1) , L (2) j 1 }, where i and j are fixed. These lines partition the point set of S (hence they form a spread of S). Lemma 3.3 (1) (a) For a fixed j ∈ {1, . . . , 1 + st2 }, the set {(x, L i(1) , L (2) j ) | x ∈ L 1 , 1 ≤ i ≤ 1 + st1 } is a quad isomorphic to Q1 . (1) (b) For a fixed i ∈ {1, . . . , 1 + st1 }, the set {(x, L i(1) , L (2) j ) | x ∈ L 1 , 1 ≤ j ≤ 1 + st2 } is a quad isomorphic to Q2 . (1) Proof: The isomorphisms are given by 11 : (x, L i(1) , L (2) j ) 7→ 8i (x) for (a) and 12 : (1) (2) (2) 2 (x, L i , L j ) 7→ 8 j θ(x) for (b). Definition 3.4 (1) The previous lemma shows that several GQ’s (isomorphic to Q1 or Q2 ) are glued together to form the geometry S. For this reason the above construction is called glueing and S will be called a glued geometry. (2) A quad of type I, respectively II is a quad that arises like in (a), respectively (b) of the previous lemma. The following properties hold then. • • • • • Every line contained in a quad of type A (∈ {I, II}) is also of type A. Two quads of the same type are equal or disjoint. Two quads of different type meet each other in a line which is of both types. Through every point of S, there is a unique quad of each type. Every line of type A (∈ {I, II}) is contained in a unique quad of type A. Lemma 3.5 S has order (s, t1 + t2 ) and satisfies properties 1 and 3 of Theorem 2.8. Proof: Let p be an arbitrary point of S. The quad of type I (respectively type II) through p contains t1 + 1 (respectively t2 + 1) lines through p and both quads have exactly one line in common. Hence S has order (s, t1 + t2 ). Property 1 clearly holds by Lemma 3.1, so let x and M be a point and a line of S, both arbitrarily chosen. Through M, there is a quad R1 of type A ∈ {I, II}. Take the unique quad ON NEAR HEXAGONS AND SPREADS OF GENERALIZED QUADRANGLES 217 R2 through p of type B such that {A, B} = {I, II}. On the intersection line of R1 and R2 there is a unique point nearest to x. This point has distance at most 1 to x and M. This proves the lemma. 2 Definition 3.6 • For all i, j ∈ {1, . . . , 1 + st1 }, φi,(1)j is the permutation of L (1) 1 equal to the restriction of (1) (1) (1) (1) (1) 8(1) 1 8 j 8i to L 1 . The group of permutations of L 1 generated by the elements φi, j is denoted by G 1 . • For all i, j ∈ {1, . . . , 1 + st2 }, φi,(2)j is the permutation of L (2) 1 equal to the restriction of (2) (2) (2) (2) 8 8 to L . The group of permutations of L generated by the elements φi,(2)j 8(2) j i 1 1 1 is denoted by G 2 . Remark (1) (2) , φi,i are identity permutations, • φi,i (k) • φi, j and φ (k) j,i (k ∈ {1, 2}) are inverse permutations. Theorem 3.7 S is a near hexagon if and only if [G 1 , θ −1 G 2 θ ] = 0. (Here 0 stands for the trivial group and [G 1 , θ −1 G 2 θ] is the group generated by all commutators [g1 , θ −1 g2 θ ] with g1 ∈ G 1 and g2 ∈ G 2 .) Proof: Suppose that S is a near hexagon. It suffices to prove that φi,(1)j commutes with (2) θ for all possible i, j, k, l with i 6= j and k 6= l. If x ∈ L (1) θ −1 φk,l 1 , then we have the following adjacencies: ¡ (1) (1) (1) −1 (2) (2) (2) (2) ¢ 81 8 j 8i θ 81 8l 8k θ (x), L (1) j , Ll ¡ (2) (2) (1) (2) ¢ ∼ θ −1 8(2) 1 8l 8k θ(x), L i , L l ¢ ¡ ∼ x, L i(1) , L (2) k ¡ (1) (1) (1) (2) ¢ ∼ 8(1) 1 8 j 8i (x), L j , L k ¡ (2) (2) (1) (1) (1) (1) (2) ¢ . ∼ θ −1 8(2) 1 8l 8k θ81 8 j 8i (x), L j , L l (1) (2) (1) Let p be the point (x, L i(1) , L (2) k ) and L be the line {(x, L j , L l ) | x ∈ L 1 } (this is a line of type I and of type II). Since there is only one point of L at distance 2 from p, it follows that (2) (2) θφi,(1)j = φi,(1)j θ −1 φk,l θ. θ −1 φk,l Conversely, suppose that [G 1 , θ −1 G 2 θ ] is the trivial group. Let x be an arbitrary point of S. Through x, there is a unique quad R1 of type I and a unique quad R2 of type II. In R1 ∪ R2 , there are s 2 (t1 + t2 ) points of 02 (x). The points of S not in R1 ∪ R2 are partitioned 218 DE BRUYN by s 2 t1 t2 lines which have both types. The previous reasoning shows that each of these lines contains a unique point at distance 2 from x. Hence a = |02 (x)| = s 2 (t1 t2 + t1 + t2 ) is independent of the point x. From this it follows that b = |03 (x)| = (s + 1)(st1 + 1)(st2 + 1) − 1 − |01 (x)| − |02 (x)| = s 3 t1 t2 . Since a > s 2 (t1 + t2 ) and b = s(a − s 2 (t1 + t2 )), it follows from Theorem 2.8 that S is a near hexagon. 2 (2) (1) Above, we defined S = S(Q1 , Q2 , S1 , S2 , L (1) 1 , L 1 , θ ). Take now an arbitrary line L i in (2) (2) (1) S1 and an arbitrary line L j in S2 . If we define θi, j as the restriction of 8 j θ 81 to L i(1) , then we can define ¡ ¢ Si, j = S Q1 , Q2 , S1 , S2 , L i(1) , L (2) j , θi, j . Theorem 3.8 If S is a near hexagon, then Si, j is isomorphic to S for all i ∈ {1, . . . , 1 + st1 } and all j ∈ {1, . . . , 1 + st2 }. (1) (1) (2) (1) (1) Proof: We prove that 1 : L (1) 1 × S1 × S2 7→ L i × S1 × S2 , (x, L k , L l ) 7→ (8i φk,i (2) (1) (2) θ −1 φl, j θ(x), L k , L l ) is an isomorphism between S and Si, j . This map is clearly a bijection and it suffices to prove that adjacency is preserved in the point graph of the geometries. (2) (1) (2) Consider the two adjacent vertices a = (x, L (1) k , L l ) and b = (y, L k , L m ) in S, then −1 (2) y = θ φl,m θ(x) and ¡ (1) −1 (2) (2) ¢ θ φl, j θ(x), L (1) , 1(a) = 8i(1) φk,i k , Ll ¢ ¡ (1) (1) −1 (2) (1) (2) 1(b) = 8i φk,i θ φm, j θ(y), L k , L m . Now, 1(a) ∼ 1(b) (in Si, j ) if and only if (1) (1) (1) −1 (2) (1) (1) (1) −1 (2) (2) (2) 8l(2) 8(2) j θ81 8i φk,i θ φl, j θ (x) ∼ 8m 8 j θ 81 8i φk,i θ φm, j θ (y) (1) −1 (2) (1) −1 (2) (2) (2) 8l(2) 8(2) j θφk,i θ φl, j θ (x) ∼ 8m 8 j θ φk,i θ φm, j θ (y) (2) (1) (1) (2) (2) (2) 8l(2) 8(2) j φl, j θφk,i (x) ∼ 8m 8 j φm, j θ φk,i (y) (1) (1) (x) ∼ 8(2) 8l(2) θφk,i m θ φk,i (y) (2) (1) (1) θφk,i (x) = φk,i (y) θ −1 φl,m (2) (1) (1) −1 (2) θφk,i (x) = φk,i θ φl,m θ (x). θ −1 φl,m (2) (2) (1) Consider the two adjacent vertices a = (x, L (1) k , L l ) and b = (y, L m , L l ) in S, then (1) y = φk,m (x) and ¡ (1) −1 (2) (2) ¢ θ φl, j θ(x), L (1) , 1(a) = 8i(1) φk,i k , Ll ¢ ¡ (1) (1) −1 (2) (2) . 1(b) = 8i φm,i θ φl, j θ(y), L (1) m , Ll ON NEAR HEXAGONS AND SPREADS OF GENERALIZED QUADRANGLES 219 Now, 1(a) ∼ 1(b) (in Si, j ) if and only if (1) (1) −1 (2) (1) (1) (1) −1 (2) 8(1) k 8i φk,i θ φl, j θ(x) ∼ 8m 8i φm,i θ φl, j θ (y) −1 (2) (1) −1 (2) 8(1) k θ φl, j θ(x) ∼ 8m θ φl, j θ (y) (1) −1 (2) θ φl, j θ(x) = θ −1 φl,(2)j θ (y) φk,m (1) −1 (2) (1) θ φl, j θ(x) = θ −1 φl,(2)j θ φk,m (x). φk,m 2 Theorem 3.9 a quad. If S is a near hexagon, then any two points at distance 2 are contained in (1) (2) Proof: Let p1 = (x, L i(1) , L (2) j ) and p2 = (y, L k , L l ) denote the two points at distance 2. If i = k (respectively j = l), then p1 and p2 are contained in a quad of type II (respectively I). If i 6= k and j 6= l, then the adjacencies of Theorem 3.7 show that p1 and p2 have two common neighbours p3 and p4 . If s ≥ 2, then Theorem 2.1 implies that p1 and p2 are contained in a quad (which is a (s + 1) × (s + 1)-grid in this case). If s = 1, then p1 and p2 are contained in a quad, since { p1 , p2 , p3 , p4 } is geodetically closed and induces a (2 × 2)-grid. 2 Definition 3.10 Suppose S is a near hexagon. The quads in S, different from the above defined quads of type I and II are called the quads of type III. These quads are (s + 1) × (s + 1)grids. Remarks (a) For i ∈ {1, 2} fixed, let Qi be an (s + 1) × (s + 1)-grid and Si be one of the two spreads of Qi . Since φ (i) j,k is the identity permutation for all j, k ∈ {1, . . . , 1 + s}, one has that −1 [G 1 , θ G 2 θ] = 0, hence S is a near hexagon. It is straightforward to check that S is the direct product of Q3−i with a line of size s + 1. (b) For every t ∈ N\{0}, there is a unique GQ of order (1, t). This GQ contains several spreads which are all equivalent. Since G 2 is a commutative group, the above construction with s = 1, t1 , t2 ≥ 1 will yield a thin near hexagon. (c) In the next sections we will construct near hexagons using two generalized quadrangles (Q1 and Q2 ) and certain spreads in them (S1 and S2 respectively). In the definition of (2) S, we took in each spread two special lines (namely L (1) 1 and L 1 ). Theorem 3.8 says (in the case that S is a near hexagon) that those special lines are in fact not so special. One can obtain the same near hexagon starting with two arbitrary lines (one in each spread) by taking a suitable θ. (d) We will not study the problem of determining suitable spreads and suitable maps θ . Also, the above construction can be generalized to obtain other near polygons (e.g. near octagons). These two problems will be considered in forthcoming papers. 220 4. 4.1. DE BRUYN A new construction for (T2∗ (O1 ), T2∗ (O2 )) The generalized quadrangle T2∗ (O) Consider a hyperoval O in PG(2, q) with q even. Embed PG(2, q) as a hyperplane in PG(3, q), then T2∗ (O) is a generalized quadrangle of order (q − 1, q + 1), see [1, 5, 6]. Let p be a fixed point of O, then the set of lines of PG(3, q) intersecting O in p defines a spread S of T2∗ (O). Consider now the model of PG(3, q) where the points are the 1-dimensional subspaces of V (4, q) and let L 1 , L 2 , L 3 denote three arbitrary (but different) lines of S. The plane hL i , L j i (i 6= j and i, j ∈ {1, 2, 3}) intersects PG(2, q) in a line through p. Let hc̄i j i denote the second point of O on that line. Take ā, b̄ ∈ V (4, q) such that p = hāi and L 1 = hā, b̄i and let x = hα ā + b̄i with α ∈ Fq be an arbitrary point of L 1 . The projection (in T2∗ (O)) of x on L 2 is equal to 82 (x) = hα ā + b̄ + β c̄12 i where β ∈ Fq is independent of α. In the same way, we will find that 81 83 82 (x) = hα ā + b̄ + β c̄12 + γ c̄23 + δ c̄31 i where γ , δ are independent of α. Now β c̄12 + γ c̄23 + δ c̄31 = µā where µ is independent of α. Hence the map φ2,3 (which is equal to the restriction of 81 83 82 to L 1 ) maps the point hα ā + b̄i to h(α + µ)ā + b̄i where µ is independent of α ∈ Fq . 4.2. The near hexagon (T2∗ (O1 ),T2∗ (O2 )) Q In [4] the following near hexagon was described. Let Q∞ be a PG(4, q), Q with q even, embedded as a hyperplane in the 5-dimensional space . Consider in ∞ two planes α1 and α2 meeting each other in a point p and consider in αi (i = 1, 2) a hyperoval Oi containing p. It was proved in [4] that T4∗ (O1 ∪ O2 ) is a near hexagon and it was denoted there by (T2∗ (O1 ), T2∗ (O2 )). Theorem 4.1 The near hexagon (T2∗ (O1 ), T2∗ (O2 )) is glued. Q Proof: Let Qa be a fixed affine point of and put Ai = ha, αi i (i ∈ {1, 2}). For every affine point x ∈ , we define Qi (x) (i ∈ {1, 2}) as the GQ with the affine points of hx, αi i as points, two points are collinear in the GQ whenever they are collinear in T4∗ (O1 ∪ O2 ). These GQ’s are quads of T4∗ (O1 ∪ O2 ) and each point of T4∗ (O1 ∪ O2 ) has distance at most one to each such quad. For i = {1, 2}, let Qi = Qi (a), let Si be the set of lines of Ai intersecting Q (1) (2) ∞ in p, let L 1 = L 1 = pa and finally let θ be the identity map. In the previous paragraph we determined what φi,(1)j and φi,(2)j look like. We can conclude that [G 1 , G 2 ] = 0, hence we can define a near hexagon S = S(Q1 , Q2 , S1 , S2 , pa, pa, θ ). We will construct ∗ now Q an isomorphism 1 between T4 (O1 ∪ O2 ) and S. Let x be an arbitrary affine point of . The quad Q1 (x) (respectively Q2 (x)) intersects Q2 (respectively Q1 ) in a line δ2 (x) (respectively δ1 (x)) of S2 (respectively S1 ). We put γ (x) equal to the unique point of pa nearest to x (in T4∗ (O1 ∪ O2 )). The point of Qi nearest to x is then equal to the projection (in Qi ) of γ (x) on the line δi (x) ∈ Si , see Theorem 2.2. If we put 1(x) = (γ (x), δ1 (x), δ2 (x)), then we will prove that 1 is an isomorphism. Let (a, L 1 , L 2 ) = (γ (x), δ1 (x), δ2 (x)) and put ai (i ∈ {1, 2}) equal to the projection of a on the line L i of Qi . If L 1 = pa, then x = a2 ; if L 2 = pa, then x = a1 ; if L 1 6= pa 6= L 2 , then x is the common neighbour ON NEAR HEXAGONS AND SPREADS OF GENERALIZED QUADRANGLES 221 of a1 and a2 (in T4∗ (O1 ∪ O2 )) different from a. This proves that 1 is a bijection. Since both geometries have the same order, it suffices to prove that 1 preserves adjacency in the point graph of theQ geometries. Let r and r 0 be two adjacent points of T4∗ (O1 ∪ O2 ). If the line rr 0 intersects ∞ in a point of Oi , then δ3−i (r ) = δ3−i (r 0 ) and the result follows from 2 Corollary 2.3 by considering the projection on the quad Qi . 5. New example related to Q(5, q) The generalized quadrangle Q(5, q) is the GQ of the points and the lines of a nonsingular elliptic quadric in PG(5, q). Its order is (q, q 2 ). The corresponding dual generalized quadrangle is the GQ of the points and the lines of a nonsingular Hermitian variety H (3, q 2 ) in PG(3, q 2 ), see [6]. If we intersect this variety with a nontangent plane, then we get a set O of q 3 + 1 mutually noncollinear points in H (3, q 2 ), hence O is an ovoid of H (3, q 2 ). This ovoid O dualizes to a spread S of Q(5, q). Take now Q = Q(5, q) and let L be an arbitrary line of S. The following theorem holds then (1 L denotes the identity permutation of the set of points of L). Theorem 5.1 S = S(Q, Q, S, S, L , L , 1 L ) is a near hexagon. Proof: We determine the permutations φi,(1)j = φi,(2)j while reasoning in the dual GQ. 2 a nonsingular The points of H (3, q 2 ) are 1-dimensional Psubspaces P of V (4, q ). PConsider P q 2 Hermitian form (· , ·) in V (4, q ), i.e. ( i λi vi , j µ j w j ) = i j λi µ j (vi , w j ), and let ζ be the corresponding polarity of PG(3, q 2 ). Take now a nontangent plane π and let π ζ = hūi. Take three arbitrary (but different) points hāi, hb̄i, hc̄i of O = π ∩ H (3, q 2 ). The tangent plane at hāi intersects π in a line hā, v̄i. Let L = hā, ū + λv̄i be an arbitrary ū) . line of H (3, q 2 ) through hāi. Since (ū + λv̄, ū + λv̄) = 0, one finds that λq+1 = − ((ū, v̄,v̄) 0 2 We determine the line L of H (3, q ) through hb̄i intersecting L. This line looks like v̄,b̄) hb̄, ū + λv̄ + β āi. An easy calculation yields β = −λ ((ā, . Hence L 0 = hb̄, ū + λv̄ 0 i b̄) 0 ζ with hv̄ i ∈ π ∩ hb̄i independent of λ. Similarly, if we project L 0 to a line L 00 through hc̄i and finally L 00 to a line L 000 through hāi, we will find that L 000 = hā, ū + λv̄ 000 i with hv̄ 000 i ∈ π ∩ hāiζ independent of λ. Now v̄ 000 = γ1 ā + γ2 v̄, hence L 000 = hā, ū + λγ2 v̄i where q+1 ū) or γ2 = 1. It is γ2 is independent of λ. Just like before, one has that (λγ2 )q+1 = − ((ū, v̄,v̄) 2 now clear that [G 1 , G 2 ] = 0, hence S is a near hexagon. 6. New example related to AS(q) For every odd prime power q, there exists a generalized quadrangle of order (q − 1, q + 1) denoted by AS(q), see [1, 6]. The points of AS(q) are the points of the affine space AG(3, q). The lines of AS(q) are the following curves of AG(3, q): (1) x = σ, y = a, z = b; (2) x = a, y = σ, z = b; (3) x = cσ 2 − bσ + a, y = −2cσ + b, z =σ. 222 DE BRUYN Here, the parameter σ ranges over GF(q) and a, b, c are arbitrary elements of GF(q). The incidence is the natural one. The set S which consists of all lines of type (1) is a spread of AS(q). If L is an arbitrary line of S, then we have the following theorem. Theorem 6.1 S = S(AS(q), AS(q), S, S, L , L , 1 L ) is a near hexagon. Proof: Let a, b, c, d ∈ GF(q) be fixed. Consider then the lines M = {(σ, a, b) | σ ∈ GF(q)} and N = {(σ, c, d) | σ ∈ GF(q)}. Let p = (α, a, b) be an arbitrary point of M and let p0 = (β, c, d) be its projection on N . If b = d, then β = α and there is a line of type (2) through p and p 0 . If b 6= d, then the line through p and p 0 must necessarily be of type (3). Let x = mσ 2 − lσ + k, y = −2mσ + l, z = σ be that line. Then we get the following equations: α β a c = mb2 − lb + k, = md 2 − ld + k, = −2mb + l, = −2md + l. Since b 6= d, m and l are completely determined by a, b, c and d. We have that β = α + m(d 2 − b2 ) + l(b − d). It is now clear that the maps φi,(1)j = φi,(2)j are translations of the line L. This proves that 2 [G 1 , G 2 ] = 0, hence S is a near hexagon. Remark All the near hexagons with lines of size 3 and quads through every two points at distance 2 were classified in [2]. The near hexagons derived here from AS(3) and Q(5, 2) are both isomorphic to example (vi) of [2]. (Notice that AS(3) ' Q(5, 2).) 7. 7.1. Characterizations The local space Let S = (P, L, I) be a near hexagon satisfying the property that every two points at distance 2 are contained in a unique quad. For x ∈ P, we define the following incidence structure Sx . • The points of Sx are the lines of S through x. • A line of Sx is the set of lines of S through x in a quad on x. • Incidence is the symmetrized containment. The space Sx is linear and is called the local space at x. For u, v ∈ N\{0}, let Su,v = (Pu,v , Lu,v , Iu,v ) be the following linear space: • Pu,v = {α, β1 , . . . , βu , γ1 , . . . , γv }, • Lu,v = {{α, β1 , . . . , βu }, {α, γ1 , . . . , γv }} ∪ {{βi , γ j } | 1 ≤ i ≤ u and 1 ≤ j ≤ v}, • Iu,v is the symmetrized containment. ON NEAR HEXAGONS AND SPREADS OF GENERALIZED QUADRANGLES 223 Su,v is a linear space with a thin point (namely α). Conversely, every linear space with a thin point is obtained in this way. If S is a glued near hexagon, then Sx ' St1 ,t2 for all points x of S. Theorem 7.1 Let S be a near hexagon satisfying the following properties: • every two points at distance 2 are contained in a quad, • if all lines of S are thin, then all quads are good, • there exists a point x of S such that Sx ' S1,r for some r ∈ N\{0}, then S is the direct product of a line with a nondegenerate GQ. Proof: If not all lines of S have the same number of points, then S is the direct product of a line with a GQ, see Theorem 2.5. Hence, by Theorem 2.4, we may assume that S has order (s, t) with t = r + 1. Consider through x a quad Rx containing t lines through x and let L x be the remaining line through x. Every point z of Rx is incident with exactly one line L z which is not in Rx . Let y ∈ L x \{x} be fixed. Let M1 and M2 be two lines through y different from L x and let R y be the quad through M1 and M2 . The quad through Mi (i ∈ {1, 2}) and L x intersects Rx in a line Mi0 . Now, let u be one of the s 2 (t − 1) points of Rx at distance 2 from x. Let u i (i ∈ {1, 2}) be the unique point on Mi0 collinear with u. The quad through uu i and L u i is a grid. Let u i0 be the intersection of L u i with Mi and let vi be the unique neighbour of u i0 and u different from u i . The point vi is then the unique point of L u at distance 2 from y. This implies that v = v1 = v2 . Since v is collinear with the points u 01 and u 02 of R y , v is itself contained in R y . Hence |02 (y) ∩ R y | ≥ s 2 (t − 1). This implies that R y is a GQ of order (s, t − 1) containing all lines through y, except the 2 line L x and that R y ' Rx . The result follows now immediately. 7.2. Characterizations of the new class of near polygons Theorem 7.2 Let S = (P, L, I) be a near hexagon satisfying the following properties: • every two points at distance 2 are contained in a quad, • if all lines of S are thin, then all quads are good, • there exists a point x such that S y has a thin point for all y ∈ 0(x), then S is the direct product of a line with a nondegenerate GQ or S is a glued near hexagon. Proof: If not all lines of S have the same number of points, then S is the direct product of a line with a nondegenerate GQ. Hence, by Theorem 2.4 we may assume that S has an order (s, t). If S y (with y ∈ P) is a linear space with a thin point, then we may suppose that S y contains a unique thin point which we denote by L y , otherwise the result would follow from Theorem 7.1. The line L y is then contained in exactly two quads. The following properties hold now. (a) If y is a point for which S y is a linear space with a thin point, then S y 0 ' S y and L y 0 = L y for all points y 0 ∈ L y . Proof: Suppose S y ' St1 ,t2 with t1 , t2 > 1 and t = t1 + t2 . The point L y of S y 0 is contained in exactly two lines of S y 0 , one line has t1 + 1 points, the other t2 + 1 points. 2 Since there are exactly t1 + t2 + 1 points in S y 0 , it follows that S y 0 ' St1 ,t2 . 224 DE BRUYN (b) If y1 , y2 are points such that S y1 , S y2 are linear spaces with a thin point, then L y1 and L y2 are equal or disjoint. Proof: This follows immediately from (a). 2 (c) There exists a point y ∈ 0(x) such that x ∈ L y . Proof: Suppose that this is not true. Let y ∈ 0(x) be fixed. Let Q be the quad of order (s, t 0 ) through x y and L y . There are s(t 0 + 1) points z i ∈ Q collinear with x. These give rise to s(t 0 + 1) lines L zi and all these lines are different and hence disjoint by (b). Suppose that L z is not contained in Q for a certain z ∈ 0(x) ∩ Q, then Sz contains at least three thick lines (namely the line defined by Q and the two lines of Sz through L z ), a contradiction since Sz is a linear space with a unique thin point. Hence, all lines L z are contained in Q and there are at least (s + 1)(st 0 + s) points in Q, but this is again impossible. 2 Let y ∈ 0(x) such that x ∈ L y . Hence Sx is also a linear space with a unique thin point L x . Let Q1 and Q2 be the two quads through L x with respective orders (s, t1 ) and (s, t2 ). In Qi , there are sti points z collinear with x and not on L x . These give rise to sti disjoint lines L z (i) (i) which together with L x form a spread Si of Qi . Put Si = {L (i) 1 , . . . , L 1+sti } with L 1 = L x . Finally, let θ be the identity permutation of L x . We prove now that S ' S(Q1 , Q2 , (2) S1 , S2 , L (1) 1 , L 1 , θ). First we prove that every point u of S has distance at most 1 to each Qi (i ∈ {1, 2}). Let u 0 be the unique point of L x nearest to u; we may suppose that d(u, u 0 ) = 2. Since Su 0 ' Sx , it follows that the quad through u and u 0 intersects each Qi in a line. This proves that each Qi contains a point collinear with u. For i ∈ {1, 2} and u ∈ P, let pi (u) denote the unique point of Qi nearest to u. Next we prove that all the local spaces Su are isomorphic to St1 ,t2 . Since for all u ∈ Qi , L u is contained in exactly two quads (Qi and another quad), we have that G u ' St1 ,t2 . Let u be a point of S not contained in Q1 ∪ Q2 . Let u 0 = p1 (u) and u 00 = p2 (u). The local space Su contains t1 + t2 + 1 points, a line with t1 + 1 points (determined by the quad through uu 00 and L u 00 ) and a line with t2 + 1 points (determined by the quad through uu 0 and L u 0 ). From this it follows that Su ' St1 ,t2 . Hence L u is defined for all u ∈ P and all these lines determine a spread of S. Each L u is contained in exactly two quads. One quad intersects Q2 in a line and is isomorphic to Q1 . The other quad intersects Q1 and is isomorphic to Q2 . Note that the isomorphisms are defined by the projections pi , i ∈ {1, 2}. We consider now the following map 1 : P 7→ L x × S1 × S2 , 1(u) = (γ (u), δ1 (u), δ3 (u)), where γ (u) is the unique point of L x nearest to u and δi (u) (i ∈ {1, 2}) is the unique line of Si incident with pi (u). By Theorem 2.2, it follows that pi (u) is the projection (in Qi ) of γ (u) on the line δi (u). Let (a, L 1 , L 2 ) = (γ (u), δ1 (u), δ2 (u)) and put ai (i ∈ {1, 2}) equal to the projection of a on the line L i of Qi . If L 1 = L x , then u = a2 ; if L 2 = L x , then u = a1 ; if L 1 6= L x 6= L 2 , then u is the common neighbour of a1 and a2 different from a. This proves that 1 is a bijection. Since both geometries have the same order, it suffices to prove that 1 preserves adjacency in the point graph of the geometries. Let x and x 0 be two adjacent points. If x and x 0 are contained in a quad intersecting Q2 , then ON NEAR HEXAGONS AND SPREADS OF GENERALIZED QUADRANGLES 225 δ2 (x) = δ2 (x 0 ) and the result follows from Corollary 2.3 by projection on the quad Q1 . If x and x 0 are contained in a quad intersecting Q1 , then δ1 (x) = δ1 (x 0 ) and the result follows 2 from Corollary 2.3 by projection on the quad Q2 . Theorem 7.3 Let S be a near hexagon satisfying the following properties: • every two points at distance 2 are contained in a quad, • if all lines of S are thin, then all quads are good, • there exists a point x such that Sx has a thin point and such that S y contains the same number of lines for all y ∈ 0(x), then S is the direct product of a line with a nondegenerate GQ or S is a glued near hexagon. Proof: Just like before, we may suppose that S has an order (s, t). Theorem 2.6 implies that the number of points in 02 (y) is independent of the point y of S. For y ∈ 0(x), let Vy denote the set of quads through y. Now, X X X 1, s 2 tQ , tQ (tQ + 1), Q∈Vy Q∈Vy Q∈Vy are respectively equal to the number of quads through y, the number of points in 02 (y) and t (t + 1), hence these quantities are independent of y ∈ 0(x). Let L x be a thin point of Sx and let Q1 and Q2 be the two quads through L x with respective orders (s, t1 ) and (s, t2 ). One has that t = t1 + t2 . Let z 6= x be a second point of L x . If y ∈ Q1 ∩ 0(x), then X X (tQ − 1)(t2 − tQ ) = (tQ − 1)(t2 − tQ ) = (t1 − 1)(t2 − t1 ). Q∈Vy Q∈Vz Let Vy0 = Vy \{Q1 }, then X (tQ − 1)(t2 − tQ ) = 0. Q∈Vy0 Since there are only t + 1 lines through y and Q1 has t1 + 1 lines through y, one has that 1 ≤ tQ ≤ t2 for all Q ∈ Vy0 . This implies that tQ = 1 or tQ = t2 for all Q ∈ Vy0 . By Theorem 7.1, we may suppose that t1 , t2 6= 1. From X X 1= 1, Q∈Vy Q∈Vz and X Q∈Vy tQ = X tQ , Q∈Vz it follows now that the number of quads Q of Vy0 with tQ = t2 is equal to 1. This implies that S y ' St1 ,t2 for all y ∈ 0(x) ∩ Q1 . 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