Faculty Hiring Guide Non-Temporary Appointments Including Procedures for Hiring Academic Administrators Office of Compliance and Equity Management 117 Gilchrist Hall Campus Code-0028 Phone: (319) 273-2846 Fax: (319) 273-7045 www.uni.edu/equity Revised 09/15 TABLE OF CONTENTS Introduction ............................................................................................................................................ 3 Suggestions for Successful Recruitment ................................................................................................ 4 Recruitment Procedures: A Step-by-Step Guide .............................................................................. 5-13 Preparing for the Requisition Process .................................................................................................... 5 Search Requisition Authorization Form ....................................................................................... 5 Preliminary Review of Search Committee.................................................................................... 5 Recruitment Plan ........................................................................................................................ 5 Advertising Development ......................................................................................................... 6-9 Sample Ads.............................................................................................................................. 7-8 Requisition Creation ............................................................................................................... 9-10 Screening and Selecting Applicants for Interviews......................................................................... 10-11 Interviews ............................................................................................................................................. 11 Confidentiality ............................................................................................................................ 11 References ........................................................................................................................ 11 Search Committee Recommendation.................................................................................... .…. 11 Selection. ....................................................................................................................................... .…. 12 Employment Offer. ................................................................................................................... . 12 Background Check ...................................................................................................................... 12 Degree Verification ..................................................................................................................... 12 PAF ............................................................................................................................................. 12 Notification to Applicants Not Selected ....................................................................................... 13 Storage of Search Materials......................................................................................................... 13 Extending or Closing Searches .................................................................................................... 13 Appointment Status Types ................................................................................................................... 14 Overview of Faculty Recruitment Process .................................................................................... 15 Definitions of Racial/Ethnic Groups and Other Protected Classes ...................................................... 16 APPENDICES A. Example of Email Directing Applicants to Jobs@UNI................……………………….……....... 17 B. Examples of Appointment Letters to Selected Candidate…………………………….….……......18-22 C. Selection Procedures: Department Heads……………………..………………………….…….....23-24 D. Selection Procedures: Deans…………………….…………………………………….….…….....25-26 2 INTRODUCTION The Faculty Hiring Guide describes the recruitment and selection process for faculty and academic administrators at the University of Northern Iowa. It offers step-by-step procedures from advertisement placement until the offer has been accepted. The sections of this guide describe the responsibilities of search committee members, interviewing information, and the affirmative action process. For additional assistance please contact: Julie Weatherly, Equal Opportunity Specialist Office of Compliance & Equity Management 117 Gilchrist Hall-0028 Phone: (319) 273-2846 FAX: (319) 273-7045 Website: www.uni.edu/equity Email: julie.weatherly@uni.edu To further assist with the recruitment and selection process, the Hiring Toolkit is provided at http://www.uni.edu/equity/hiring-toolkit and includes: Jobs@UNI step-by-step user guides Ad development guidance and sample advertisements Sample interview questions and rating forms Reference check information 3 SUGGESTIONS FOR SUCCESSFUL RECRUITMENT The University of Northern Iowa is committed to recruiting and maintaining a roster of faculty who will continue the University’s long standing tradition of excellence. This commitment embraces not only the desirability of promoting high academic standards, but also seeks faculty representation from persons of color, women, persons living with disabilities and veterans at a pace beyond that which might otherwise occur. This, we believe, enriches the working environment for faculty members and the learning experience for students. Recruit on a year-round basis. The department should continuously maintain contacts which may be used for recruitment purposes when an opening occurs. Advertise positions in appropriate professional journals, newsletters, electronic mailing lists, and registries specifically designed to attract minority and other protected class applicants. Post a link from your department/college websites to Jobs@UNI (http://jobs.uni.edu). Use local, regional and/or national media for advertising positions. Contact academic departments that offer doctoral or terminal degrees and who may have candidates eligible for consideration. Request that each member of your department and college assist in searching for minority and women applicants. Solicit assistance from professional organizations and colleagues for identifying minority and women applicants. Attend professional meetings which may assist in establishing contacts with potential applicants for your department. Contact minority and other protected class individuals who are referred to your department as potential applicants even if a position is not currently available. Maintain a record of applicants who are well qualified but not selected in previous searches. Contact persons of color and women currently holding positions in research institutions, industry, government, etc. Maintain a current departmental mailing list of potential applicants. 4 RECRUITMENT PROCEDURES: A STEP-BY-STEP GUIDE When a vacancy occurs within a department (resignation, retirement, promotion, etc.) a requisition should be prepared using the Jobs@UNI system to request permission to fill the position. This Faculty Hiring Guide will provide information on the following: Requisition process Advertisement development Screening applications and interview selection process Selection and employment offer process Conclusion of search Although the department heads are involved in conducting portions of the employment process, the deans remain accountable for the entire search process. Prior to beginning the requisition process, the following steps may be necessary: SEARCH REQUISITION AUTHORIZATION FORM If preparing a request in Jobs@UNI for the first time, the Search Requisition Preparer Authorization Form will need to be completed and submitted to Human Resource Services (HRS) (http://uni.edu/hrs/sites/uni.edu.hrs/files/documents/jobs_authorization.pdf). Notification will be emailed once the form has been received and you have been granted the necessary access to the system. PRELIMINARY REVIEW OF SEARCH COMMITTEE A search committee can be drafted by the department head and/or the dean, and emailed to the Office of Compliance and Equity Management (OCEM) for preliminary review if desired. If a committee typically meets to discuss the details of the position and to develop advertisement language, then it is necessary to request a preliminary review. If the committee will meet after the requisition has been entered/approved in Jobs@UNI system, then the committee will be reviewed at the time the requisition is approved. Committees should reflect the diversity of our campus community and include, when possible, minority representation from members of protected classes. The membership of the search committee should not be announced until approval has been secured from OCEM. 1. RECRUITMENT PLAN A recruitment plan should be determined by the department head, in consultation with the dean and OCEM as necessary. All proposed sources that will be utilized to advertise the vacancy (i.e. print ads, internet advertising, electronic mailing lists) will need to be entered in the Recruiting Resources section during the requisition creation process. Once the requisition is submitted for approval, the sources will be reviewed and approved by the dean, provost and OCEM. Information on advertising locations and resources may be found here: http://www.uni.edu/equity/advertising-locations-and-resources. 5 2. ADVERTISING DEVELOPMENT Ad copy should be developed and submitted to the Office of Compliance and Equity Management for review (a position announcement is no longer needed). Please allow at least two working days for review of advertisement drafts. Responsibility for placing and funding advertisements resides with the department head and/or dean. Discounted ad packages have been purchased for several frequently used publications. Contact the Employment Manager in HRS for more information regarding discounted ad opportunities. External ads cannot be placed until approved by OCEM. All versions that will be used must receive approval. Approval to advertise will be given by OCEM at the same time the position has received approval in the Jobs@UNI system. ADVERTISING COPY Various versions may be prepared to meet the posting requirements of ad locations. The ad copy is to include: 1. The UNI logo. The official logo is to appear in all display ads and in all newspapers. To obtain a logo, contact University Relations. 2. The position’s University-approved title. 3. Rank. 4. Department. 5. Responsibilities of the position. 6. A brief description of the University and community, if desired. Please use the standard descriptions of UNI and Cedar Falls available at http://www.uni.edu/equity/description-uni-use-recruitment and http://www.uni.edu/equity/description-cedar-falls-use-recruitment. 7. The minimum required qualifications of the position. 8. The following statement regarding background checks: “Pre-employment background checks are required.” 9. The following statement regarding application procedure to direct applicants to the Jobs@UNI website: “To apply, visit http://jobs.uni.edu.” 10. The following statement regarding timeline for applications: "Applications received by date (a minimum of 10 working days) will be given full consideration." 11. Specific ways the applicant may find out more information about the position including the departmental website and search chair’s contact information. The following Equal Opportunity/Affirmative Action statement is to be included in ALL ads: 12. 6 UNI actively seeks to enhance diversity and is an Equal Opportunity/Affirmative Action employer. The University encourages applications from persons of color, women, individuals living with disabilities, and protected veterans. All qualified applicants will receive consideration for employment without regard to age, color, creed, disability, gender identity, national origin, race, religion, sex, sexual orientation, protected veteran status, or any other basis protected by federal and/or state law. The following smoke-free campus statement in italics and at the end of the ad: “UNI is a smoke-free campus.” ______________________________________________________________________________ 13. Sample Ad Assistant/Associate Professor Department of Management A tenure-track position as Assistant/Associate Professor of Management is available August 2016. The successful candidate’s primary teaching responsibilities will be to teach leadership or project management courses to undergraduate students enrolled in a new program that develops leadership skills through experiential and other innovative learning activities. The successful candidate will also be able to contribute to one or more of the traditional management areas such as organizational analysis & organizational behavior, human resources, operations, supply chain, or strategy. Applicants who seek a balance in teaching/research responsibilities will find a collegial work environment at UNI. Rank dependent on qualifications and experience. Required qualifications include a Ph.D. in Management or a related business field. ABDs in Management or a related field with evidence of degree completion by August 2016 will be considered. A record of excellence in teaching; demonstrated ability to produce publishable research in business-related journals; and demonstrated organizational, communication and interpersonal skills are also required. Active participation in appropriate professional associations is preferred. Visit http://www.cba.uni.edu/management for additional information. Pre-employment background checks are required. To apply, visit http://jobs.uni.edu. Applications received by September 1, 2015 will be given full consideration. For more information, contact Dr. Atul Mitra, Professor of Management, at Atul.Mitra@uni.edu or by phone at (319) 273-XXXX. UNI actively seeks to enhance diversity and is an Equal Opportunity/Affirmative Action employer. The University encourages applications from persons of color, women, individuals living with disabilities, and protected veterans. All qualified applicants will receive consideration for employment without regard to age, color, creed, disability, gender identity, national origin, race, religion, sex, sexual orientation, protected veteran status, or any other basis protected by federal and/or state law. UNI is a smoke-free campus. ________________________________________________________________________ 7 Abbreviated print ads may be used as a component of the overall advertising plan when advertising in professional journals such as the Chronicle of Higher Education, Diverse Issues in Higher Education, etc. Below are examples of abbreviated ads. Assistant Professor Department Name Instructor Department Name The University of Northern Iowa seeks a tenure-track Assistant Professor beginning August 2016. Doctorate degree in (specify area) required. ABDs in (specify degree area) will be considered with evidence of degree completion by August 2016. For details call (319) 273-XXXX or go to http://jobs.uni.edu. Pre-employment background checks are required. Applications received by “date” will be given full consideration. UNI actively seeks to enhance diversity and is an Equal Opportunity/Affirmative Action employer. The University encourages applications from persons of color, women, individuals living with disabilities, and protected veterans. All qualified applicants will receive consideration for employment without regard to age, color, creed, disability, gender identity, national origin, race, religion, sex, sexual orientation, protected veteran status, or any other basis protected by federal and/or state law. The University of Northern Iowa seeks an Instructor for a term appointment beginning August 2016. Earned master’s degree in (specify degree area) required. For details call (319) 273-XXXX or go to http://jobs.uni.edu. Preemployment background checks are required. Applications received by “date” will be given full consideration. UNI actively seeks to enhance diversity and is an Equal Opportunity/Affirmative Action employer. The University encourages applications from persons of color, women, individuals living with disabilities, and protected veterans. All qualified applicants will receive consideration for employment without regard to age, color, creed, disability, gender identity, national origin, race, religion, sex, sexual orientation, protected veteran status, or any other basis protected by federal and/or state law. UNI is a smoke-free campus. UNI is a smoke-free campus. 8 The abbreviated ad is to include: 1. The UNI logo. 2. The position's University-approved title. 3. Rank. 4. Department. 5. The minimum required qualifications of the position. If minimum requirements cannot be included in entirety, requirements should NOT be listed and instructions on where to find requirements should be included instead. Example: “For qualifications, as well as application information, please visit http://jobs.uni.edu.” 6. The following statement regarding timeline for applications: "Applications received by date (a minimum of 10 working days) will be given full consideration." Statement on where to find timeline may be used instead (see #5 example above). 7. Specific ways the applicant may find out more information about the position including the Jobs@UNI website. Search chair’s contact information optional. 8. The following statement regarding background checks: “Pre-employment background checks are required.” 9. The following Equal Opportunity/Affirmative Action statement is to be included in ALL ads: UNI actively seeks to enhance diversity and is an Equal Opportunity/Affirmative Action employer. The University encourages applications from persons of color, women, individuals living with disabilities, and protected veterans. All qualified applicants will receive consideration for employment without regard to age, color, creed, disability, gender identity, national origin, race, religion, sex, sexual orientation, protected veteran status, or any other basis protected by federal and/or state law. 10. The following smoke-free campus statement in italics and at the end of the ad: “UNI is a smoke-free campus.” 3. CREATE A REQUISITION USING JOBS@UNI Once the search committee, recruitment plan, and ad copy have been drafted, the request may be entered into the Jobs@UNI system by the department head or designee. Step-by-step instructions for creating a faculty requisition using Jobs@UNI are found here: http://uni.edu/equity/sites/default/files/requisition_preparer_guide_05.31.12_8.docx 9 If you have previously completed a requisition, use the Clone a Requisition feature to copy much of a past requisition to use as a starting point. Step-by-step instructions for cloning a faculty requisition are found here: http://uni.edu/equity/sites/default/files/clone_requisition_guide_02.04.13_2.docx If a preliminary review of the search committee was not requested prior to creating a requisition, please note that the committee make-up will be reviewed by OCEM during the requisition approval process. Proposed committees should reflect the diversity of our campus community and include, when possible, minority representation from members of protected classes. Don’t just rely on the regulars, but bring a variety and balance to the process – consider age, rank, discipline, race, gender, students, staff, community members, etc. Once you have these people at the table, hear them out. They may bring different, yet valuable points of view that would otherwise go unheard. The membership composition of the search committee should not be announced until final approval has been secured from OCEM. After the requisition is created and approved, the position posting will be “live” on the Jobs@UNI website. Applicants will then be able to view the position details and submit application materials for the vacancy. At this time, departments may proceed with placing external ads with the advertising sources that have been indicated in the requisition. 4. SCREENING AND SELECTING APPLICANTS FOR INTERVIEWS The search committee will review the applications and select a pool of applicants for on-campus interviews. Phone screening candidates to collect additional information prior to on-campus interviews is a great way to assist the search committee in determining which candidates to invite to campus and is strongly encouraged. OCEM approval is not needed prior to conducting phone screens. Search chair and committee member step-by-step instructions for reviewing application materials and selecting candidates for interview using Jobs@UNI are found here: http://www.uni.edu/equity/hiring-toolkit. If an applicant attempts to apply for a vacancy without using the Jobs@UNI system, please email the applicant to notify them that they will not be considered unless he/she applies through the online hiring system. A sample email directing applicants to Jobs@UNI can be found in Appendix A Before arrangements are made for on-campus interviews, the search chair is responsible for submitting a Pre-Interview Report requesting approval to bring selected candidates to campus. Once notification is received that the Pre-Interview Report has been approved, on-campus interviews may be scheduled. Step-by-step instructions for creating a Pre-Interview Report are found here: http://uni.edu/equity/sites/default/files/searchchairguide_100412_6.docx If additional interviewees are proposed after the initial on-campus interview pool has been approved by OCEM, the search chair must prepare a second Pre-Interview Report for approval. Interviews must be held on-campus and the interviewee must physically be present for the interview. Phone screening candidates to obtain additional information prior to on-campus interviews is a great way to assist the search committee in determining which candidates to invite 10 to campus. However, phone screening, the use of Skype, etc. does not replace the need for an on-campus interview. Please allow at least two working days for OCEM to grant approval for the selected on-campus interview pool. 5. INTERVIEWS It is important to know the basic requirements of an effective hiring process. To assist you, the Hiring Toolkit contains sample interview questions arranged by topic, an interview rating form, and a link to the Iowa Workforce Development’s “Successful Interviewing Guide” for a list of interview topics/questions that are viewed as discriminatory and should be avoided. Refer to http://www.uni.edu/equity/hiring-toolkit for these resources. CONFIDENTIALITY: All application documents submitted by an applicant or on behalf of an applicant are considered confidential. Search-related materials should be shared only with those directly involved with screening and selecting applicants for consideration until an on-campus interview pool has been determined. At that time, limited information may be released at the discretion of the Search Committee Chair and the Department Head. Faculty or staff members whose family or close acquaintances are applicants are expected to refrain from reviewing application materials. Applicants shall not have access to the Search Committee deliberations, notes, or application materials. REFERENCES: Several references should be contacted for each final applicant after interviews have been conducted. References should be selected from the list provided by the applicants and contacted either by phone or email. Documentation of the information obtained from reference checks should be kept with the search file. Further information regarding reference checking, including a sample reference check form can be found here: http://www.uni.edu/equity/hiring-toolkit. 6. SEARCH COMMITTEE RECOMMENDATION At the conclusion of the interview process, the search chair will prepare a Post-Interview Report to provide the name(s) of the candidate(s) recommended for final selection to the department head and dean. There is no established minimum or maximum number of candidates that must be submitted, however all candidates found eligible after interviews should be recommended. If only one candidate is recommended and that person is not approved by the dean or declines the offer, then an entirely new search may need to be initiated. Although the Post-Interview Report details are only entered by the chair, the candidate(s) recommended for final selection represent what has been agreed upon by the committee as a whole. Step-by-step instructions for creating a Post-Interview Report are found here: http://uni.edu/equity/sites/default/files/searchchairguide_100412_6.docx If a disagreement among committee member(s) occurs, the chair is to temporarily suspend the search process immediately. The chairperson is to send a report describing the problem(s), as well as all related materials to OCEM for review. OCEM will inform the chairperson of how to proceed after the review. 11 7. SELECTION After reviewing the search committee recommendations, the dean, in consultation with the department head, shall select a candidate to be offered the position. The dean will prepare the Search and Selection Summary and route it to the Executive Vice President and Provost for review and approval. Step-by-step instructions for creating a Search and Selection Summary are found here: http://uni.edu/equity/sites/default/files/search_and_selection_summary_guide_100812_3.docx 8. EMPLOYMENT OFFER A verbal employment offer may be made by the dean or designee once notification has been received that the Search and Selection Summary has been approved by the Executive Vice President and Provost. It must be made clear that the offer is contingent upon successful completion of relevant background checks. If the offer is accepted, a letter of appointment should be promptly sent to the candidate. All letters of offer must include a statement about candidates providing documentation to verify their employment eligibility in the United States. A sample appointment letter can be found in Appendix B. A copy of the signed acceptance letter should be forwarded to OCEM. A background check, degree verification and PAF should also be completed once an offer has been accepted. BACKGROUND CHECK: Initiate the background check by emailing Human Resource Services (HRS) at ps-employment@uni.edu with the name and email address of the candidate and the departmental billing contact. HRS will report whether candidates are “acceptable” or “unacceptable” to the appropriate hiring official. If the background check is unacceptable, HRS will also notify the finalist in writing. Please refer to the Policy for Conducting Pre-Employment Checks at http://www.uni.edu/policies/430 for more information, and direct any questions regarding the background check policy to HRS. DEGREE VERIFICATION: Initiate the degree verification process by instructing the candidate to complete a Credential Release Form found here: http://www.uni.edu/hrs/sites/uni.edu.hrs/files/documents/credential_release_form.pdf. The candidate should then return the completed form to HRS, either in person, by fax: (319) 273-2927, or by mail: UNI, Human Resource Services, 027 Gilchrist Hall, Cedar Falls, IA 50614-0034. HRS will notify the appropriate hiring official once results are obtained. PAF: Prepare a PAF to set up the new employee once notification of an acceptable background check and degree verification has been received. Please ensure that funding for the position has been made available in the appropriate account(s) to avoid delays. If the selected candidate declines the verbal offer and more than one candidate has been recommended by the committee for appointment, the dean may prepare a second Search and Selection Summary and route it to the Executive Vice President and Provost for review and approval so that a second offer may be made. When preparing the second Search and Selection Summary, note in the “Other Comments” section the reason provided by the first candidate for declining the position (if known). 12 9. NOTIFICATION TO APPLICANTS NOT SELECTED Emails notifying applicants of their non-selection are to be sent by the search chair following a signed acceptance letter and successful background check. Step-by-step instructions for initiating the automated email process are found here: http://uni.edu/equity/sites/default/files/initiating_email_notification_to_applicants_not_selected_ for_hire_11.01.12_1.docx 10. STORAGE OF SEARCH MATERIALS Search related materials should be filed in the unit in which the search occurs for a period of three years beginning with the date the position is filled. Records of searches that are under civil rights review due to a filed complaint are to be retained indefinitely. 11. EXTENDING OR CLOSING SEARCHES EXTENDING: OCEM should be contacted if a committee would like to consider extending the full consideration date for a search. Extending a search allows the timeline for the receipt of applications to remain open for an extended but specific timeframe. Advertisements for extended searches are to be sent to OCEM for review and approval. CLOSING: OCEM must be notified in writing when a decision is made to close a search. Emails notifying applicants that a search has been closed are to be sent by the search chair. Step-by-step instructions for initiating the automated email process are found here: http://uni.edu/equity/sites/default/files/initiating_email_notification_to_applicants_not_select ed_for_hire_11.01.12_1.docx Also, the job posting should be removed from the Jobs@UNI site by following these instructions (starting from the Faculty Search Committee Options homepage): Click on Manage Search Advertising in the Administrative Tools section. Change the Ad End Date to the previous day. In the Advertising Date Options section select Standard 14 Days or Until End Date Above. Then click Edit Search. 13 APPOINTMENT STATUS TYPES Descriptions and Recruitment Guidelines Further information regarding appointment types can be found in the Master Agreement. A brief description of each status is provided below: Tenure Track – The initial appointment is probationary, which allows for the opportunity to meet the requirements for tenure. Tenure track appointments require a search. Renewable Term – The initial appointment is for a minimum of two years, with the first two years of service considered probationary. After the initial two year appointment, reappointment will be for one year at a time. Renewable term appointments are at the rank of instructor and faculty do not earn tenure. Candidates must have earned a terminal degree in the field or be recognized as having expertise by the search committee. The search process is consistent with searches for tenure track positions. The number of renewable term appointments per College is limited. See the Master Agreement for details. Term – The appointment is for a minimum of two years and a maximum of four years. The appointment expires as specified by the initial letter of appointment. When a term position becomes vacant, a new search must be conducted. If the budget line for a term position changes to probationary status, a full search must be conducted. Term appointments require a search. Temporary – Full-Time, Part-Time or Emergency Full-Time Temporary – The appointment is for one academic year, and may be renewed for one additional year upon written request and approval from Compliance and Equity Management. A full-time temporary appointment may not be continued beyond two consecutive years. If the budget line for the temporary position changes to term or probationary status, a new search must be conducted. Temporary appointments may be filled by a search, but a search is not required. If advertising for the position is needed, a search must be conducted. Part-Time Temporary – The appointment is for one semester only and automatically terminates at the expiration of the semester. Temporary appointments may be filled by a search, but a search is not required. If advertising for the position is needed, a search must be conducted. Emergency Temporary – The appointment is made when circumstances require immediate replacement of a faculty member, or when a vacancy occurs prior to the beginning of the fall semester but not earlier than June 1. Emergency temporary appointments are not to exceed one academic year. Emergency temporary appointments may be filled by a search, but a search is not required. If advertising for the position is needed, a search must be conducted. Tenure Eligible – The appointment may be used for searches involving academic administrators. Clinical – The appointment is used in rare cases. Special permission must be obtained from the provost prior to selecting this appointment type. 14 OVERVIEW OF FACULTY RECRUITMENT PROCESS Jobs@UNI Action or Document: Completed by: Approved by: Submitted via: Requisition Department Head or designee Department Head Dean EVP & Provost OCEM Jobs@UNI--requisition routed through workflow for approval Advertising Copy Department Head, Search Chair, or designee OCEM Attached to requisition in Jobs@UNI OR via email to OCEM Pre-Interview Report Search Committee Chair Department Head Dean OCEM Jobs@UNI--report routed through workflow for approval Post-Interview Report Search Committee Chair ___ Jobs@UNI--Post-Interview Submission to Search Administrator notifies Dean of recommended candidate(s) Dean or designee Dean EVP & Provost Department Head Jobs@UNI--summary routed through workflow for approval Search and Selection Summary Copies provided to: OCEM HRS EVP & Provost Department Head Email HRS at ps-employment@uni.edu with the name and email address of the candidate and the departmental billing contact. Ask candidate to complete the Credential Release Form and return to HRS. Dean, with signature from Offered Candidate ___ Department Head, Search Chair, or designee ___ Notification to Applicants Not Selected Search Chair or designee ___ Jobs@UNI--notification initiated using the Applicant Communication Center Close Requisition Search Chair or designee ___ Jobs@UNI--conclude search process by clicking Close Requisition Letter of Offer with Signed Acceptance Pre-Employment Background Check/Degree Verification (see Policy 4.30) 15 DEFINITIONS OF RACIAL/ETHNIC GROUPS AND OTHER PROTECTED CLASSES RACE AND ETHNIC GROUPS Multi-Racial Any combination of the following: American Indian or Alaska Native Person who has origins in any of the original peoples of North and South America (including Central America), and who maintains tribal affiliation or community attachment. Asian Person who has origins in any of the original peoples of the Far East, Southeast Asia, or the Indian subcontinent, including, for example, Cambodia, China, India, Japan, Korea, Malaysia, Pakistan, the Philippine Islands, Thailand, and Vietnam. Black or African-American Person who has origins in any of the black racial groups of Africa. Terms such as "Haitian" can be used in addition to "Black or African American." Hispanic or Latino Person who has origins in Cuba, Mexico, Puerto Rico, South or Central America, or other Spanish cultures, regardless of race. The term "Spanish origin" can be used in addition to "Hispanic or Latino." Native Hawaiian or Other Pacific Islander Person who has origins in any of the original peoples of Hawaii, Guam, Samoa, or other Pacific Islands. White Person who has origins in any of the original peoples of Europe, the Middle East, or North Africa. OTHER PROTECTED GROUPS Women Person with Disabilities Person who has a physical or mental impairment that substantially limits one or more major life activities; has a record of such an impairment; or is regarded as having such an impairment. (EEOC) Age Applicants and employees 40 years of age and older are protected from discrimination on the basis of age in hiring, promotion, discharge, compensation, terms, conditions, or privileges of employment. In Iowa, the age is 18. (EEOC) Protected Veterans (Definitions provided by the US Department of Education, unless otherwise noted) 16 APPENDIX A EXAMPLE EMAIL DIRECTING APPLICANT TO JOBS@UNI To: Subject: Application Process Thank you for your interest in employment at the University of Northern Iowa (UNI). In order to be considered for the position of _____________ in the Department of _____________, it is necessary that you apply for the position through our online hiring system. Please click here to begin the application process for this position: http://jobs.uni.edu/faculty/view/(requisition number). If you require assistance with the online application process, please use the “Contact Us” link found on the Login page. Best wishes as you pursue future career opportunities and thanks again for your interest in UNI. Sincerely, Name Department 17 APPENDIX B-1 EXAMPLE OF APPOINTMENT LETTER--TENURE-TRACK (To be sent by the Dean on letterhead) [Date] [Name] [Address] [City, State, Zip] Dear [Name] I am pleased to offer you the position of Assistant Professor of [Insert Title] at the University of Northern Iowa on the recommendation of the Department of [Department] and the approval of Provost Jim Wohlpart. The appointment as Assistant Professor, effective at the start of the 2016-2017 fall semester, is a probationary tenure-track appointment with a starting 2016-2017 academic year salary of $[Salary]. In addition to the salary, the University will make the appropriate payments to Social Security, retirement, life insurance, disability insurance, and health and dental insurance programs in accordance with University regulations governing your employment. Enclosed is an information sheet from UNI Human Resource Services which gives you further information about this as well as information regarding beginning your employment here. You will be reimbursed up to [$Dollar Amount] in moving expenses in accordance with the university moving expense policy. College specific paragraph about summer teaching. College-specific paragraph about start-up funds and equipment, including statement about purchasing before the end of the fiscal year if appropriate. Please include the following statement: In addition, all equipment purchased with these funds is the property of the university and will remain with the university at such time your employment with the university ends. Any other college-specific information. As an assistant professor, your primary duties and responsibilities will be teaching, service and research. Teaching Assignments in the College of [College Name] may be both on and off campus, in courses offered through the electronic medium or by other means of delivery. It may be necessary, of course, to modify your assignment due to changing conditions within the College of [College Name]. The fall semester begins on August XX, 20XX. As a new probationary tenure-track faculty member, you are expected to attend New Faculty Orientation (information enclosed) which will be held on August XX-XX and the Fall Faculty Workshop on August XX. Classes begin on Monday, August XX. Let me note that this offer of employment is contingent on your providing proof of your eligibility to work in the United States and upon satisfactory completion of a pre-employment background check. If these conditions of appointment are acceptable to you, please indicate your acceptance of this offer by signing below and returning to the Dean’s Office by [Date] (within 10 days). A University ID (UID) number is also needed to begin employment at UNI. To establish your UID, please go to www.uni.edu/newhire and follow the instructions 18 provided. Enter your new UID number after your signature below. If you have questions about the UID and CatID creation process, call (319) 273-2422. If you have questions about the offer, please feel free to contact either me or your department head. I look forward to receiving your acceptance and to the many fine contributions you will make to the University of Northern Iowa. Sincerely, [Dean’s Name] [Title] Cc: Department Head Provost Compliance and Equity Management ___________________________________________ Your signature ___________ Date _____________________ University ID# [Name] Enclosures: Departmental Information about your Appointment HR Information about benefits and starting employment at UNI Information regarding New Faculty Orientation and the Fall Faculty Workshop 19 APPENDIX B-2 EXAMPLE OF APPOINTMENT LETTER—TERM (To be sent by the Dean on letterhead) [Date] [Name] [Address] [City, State, Zip] Dear [Name] I am pleased to offer you the position of Instructor of [Title] at the University of Northern Iowa on the recommendation of the Department of [Department] and the approval of Provost Jim Wohlpart. This is a term appointment with a term of [Number] years which will begin on August XX, 20XX and end on [Date].Your salary for 2016-2017 will be [Salary]. In addition to the salary, the University will make the appropriate payments to Social Security, retirement, life insurance, disability insurance, and health and dental insurance programs in accordance with University regulations governing your employment. Enclosed is an information sheet from UNI Human Resources which gives you further information about this as well as information regarding beginning your employment here. Optional Sentence: Enclosed is a memorandum from your department head, [Name], which gives you specific information about your responsibilities. Evaluation procedures regarding full-time faculty are available in the 2013-2015 Master Agreement, http://www.uni.edu/vpaa/13-15facultycontract/index.shtml (specifically in Article 3), and in the department’s evaluation procedures. You should consult with your department head regarding these procedures. The fall semester begins on August XX, 20XX. As a new faculty member, you are expected to attend New Faculty Orientation (information enclosed) which will be held on August XX-XX and the Fall Faculty Workshop on August XX. Classes begin on Monday, August XX. Let me note that this offer of employment is contingent on your providing proof of your eligibility to work in the United States, and upon satisfactory completion of a pre-employment background check. If these conditions of appointment are acceptable to you, please indicate your acceptance of this offer by signing below and returning to the Dean’s Office by [Date]. A University ID (UID) number is also needed to begin employment at UNI. To establish your UID, please go to www.uni.edu/newhire and follow the instructions provided. Enter your new UID number after your signature below. If you have questions about the UID and CatID creation process, call (319) 273-2422. Sincerely, [Dean’s Name] [Title] Cc: Department Head Provost Compliance and Equity Management _________________________________________ ___________ Your signature Date [Name] Enclosures: Departmental Information about your Appointment HR Information about Starting Employment at UNI Information regarding New Faculty Orientation and the Fall Faculty Workshop 20 _____________________ University ID# APPENDIX B-3 EXAMPLE OF APPOINTMENT LETTER—RENEWABLE TERM (To be sent by the Dean on letterhead) [Date] [Name] [Address] [City, State, Zip] Dear [Name] I am pleased to offer you the position of Instructor of [Course Title] at the University of Northern Iowa on the recommendation of the Department of [Department] and the approval of Provost Jim Wohlpart. This is a renewable term appointment with an initial term of two years which will begin on August XX, 20XX and end on June XX, 20XX. Thereafter, reappointment will be for one year at a time, following assessment and evaluation procedures from the Master Agreement (see below). Your salary for 2016-2017 will be [Salary]. In addition to the salary, the University will make the appropriate payments to Social Security, retirement, life insurance, disability insurance, and health and dental insurance programs in accordance with University regulations governing your employment. Enclosed is an information sheet from UNI Human Resources which gives you further information about this as well as information regarding beginning your employment here. Optional Sentence: Enclosed is a memorandum from your department head, [Department Head Name], which gives you specific information about your responsibilities; teaching is your primary activity. Reappointment after two years will be subject to a satisfactory performance evaluation by the departmental PAC and University Administration. Evaluation procedures regarding full-time faculty are available in the 2013-2015 Master Agreement, http://www.uni.edu/vpaa/13-15facultycontract/index.shtml (specifically in Article 3), and in the department’s evaluation procedures. The fall semester begins on August XX, 20 XX. As a new faculty member, you are expected to attend New Faculty Orientation (information enclosed) which will be held on August XX-XX and the Fall Faculty Workshop on August XX. General information about these pre-academic term activities are enclosed. Classes begin on Monday, August XX. Let me note that this offer of employment is contingent on your providing proof of your eligibility to work in the United States, and upon satisfactory completion of a pre-employment background check. If these conditions of appointment are acceptable to you, please indicate your acceptance of this offer by signing below and returning to the Dean’s Office by [Date]. A University ID (UID) number is also needed to begin employment at UNI. To establish your UID, please go to www.uni.edu/newhire and follow the instructions provided. Enter your new UID number after your signature below. If you have questions about the UID and CatID creation process, call (319) 273-2422. Sincerely, [Dean’s Name] [Title] Cc: Department Head Provost Compliance and Equity Management 21 _________________________________________ Your Signature [Name] ______________ Date Enclosures: Departmental Information about your Appointment HR Information about Starting Employment at UNI Information regarding New Faculty Orientation and the Fall Faculty Workshop 22 _________________ University ID# APPENDIX C PROCEDURES FOR THE SELECTION OF ACADEMIC DEPARTMENT HEADS: EXTERNAL SEARCH Academic department head recruiting shall be in accordance with Affirmative Action policy and procedures and other applicable hiring and employment policies. The Faculty Hiring Guide is to be reviewed and applied and the Jobs@UNI applicant tracking system is to be utilized. Search and Screening Committee: The Committee shall be composed of a maximum of five (5) tenured/probationary faculty members selected by the department in consultation with the dean. In addition, one department head from within the college, and one faculty member from within the college, may be appointed by the dean if so desired, making total Committee membership seven (7) or less. The Committee should select at least two (2) students from within the college in which the department is housed to meet with candidates separately and provide the Committee with feedback regarding the student perspectives on the candidates. Any committee member electing to become an active candidate shall be replaced on the committee according to procedures above. A chairperson will be chosen by the dean in consultation with the committee. Search committees are subject to approval by the Office of Compliance and Equity Management (OCEM) through the requisition approval process. Position Announcement: The committee will meet with the dean of the college to develop the position announcement and to discuss the search policies and procedures. Position announcements and ads are to be approved by OCEM through the requisition process and prior to publication. Recruitment Procedures: The committee shall pursue applications and nominations from a wide variety of sources including the teaching faculty, administrative staff, professional associations, and other colleges and universities if an external search is conducted. Recruitment plans are to be approved through the requisition process. The committee shall screen the applications and nominations. Screenings may be done via telephone or electronic means in order to gather additional information from candidates prior to the determination of on-campus interviews. The committee, in consultation with the dean, will make arrangements for interviews by the committee, departmental faculty, and appropriate university officials for a reasonable number of candidates. The candidate list is to be reviewed and approved by Compliance and Equity Management through the Jobs@UNI system before arrangements are made for on-campus interviews. The committee chair will use the Jobs@UNI system to forward the unranked names of acceptable candidates whom it endorses to the dean. The committee chair should submit evaluation comments for each candidate interviewed. The candidates shall not be numerically ranked. The dean will consult with the committee and the 23 department faculty prior to forwarding a recommendation to the Provost and Executive Vice President through the Jobs@UNI system. In unusual circumstances, the dean, in consultation with the department faculty, may request provost approval to seek a variance from any or all of the above procedural steps. Any variances, including a search waiver, are to be approved by the Assistant to the President for Compliance and Equity Management or designee. (Policy 6.02 approved June 1, 2015) 24 APPENDIX D PROCEDURES FOR THE SELECTION OF DEANS Recruitment and hiring for dean positions shall be in accordance with Affirmative Action policy and procedures and other applicable hiring and employment policies. The Faculty Hiring Guide is to be reviewed and applied and the Jobs@UNI applicant tracking system is to be utilized. Search and Screening Committees: Dean of Academic College: The committee, at minimum, shall be composed of five (5) faculty members, two (2) students, three (3) department heads, one (1) staff member from the unit, and one (1) representative of the Academic Affairs Council. The student members shall consist of two (2) students appointed by the Northern Iowa Student Government with the consent of the Student Senate. The administrative and staff members shall be appointed by the Provost and Executive Vice-President and will include three (3) department heads and one representative from the Academic Affairs Council. The faculty members shall be selected by the College Faculty Senate, or other representative body, by a method to be determined by that body. The committee chairperson shall be appointed by the Provost and Executive Vice President in consultation with the committee. Dean of Graduate College: The committee, at minimum, shall be composed of five (5) faculty members, two (2) graduate students, two (2) department heads, one (1) staff member from the unit, one (1) representative of the Academic Affairs Council, and (1) one representative from the Division of Continuing Education and Special Programs. The administrative and staff members shall be appointed by the Provost and Executive Vice President and will include two (2) department heads, one (1) representative from the Academic Affairs Council, and one (1) representative from the Division of Continuing Education and Special Programs. The faculty members shall be selected by the University Graduate Council, with representation from each academic college. The Graduate College Graduate Student Advisory Board shall appoint two (2) graduate students. The committee chairperson shall be appointed by the Provost and Executive Vice President in consultation with the committee. Dean of Continuing Education and Special Programs: The committee, at minimum, shall be composed of five (5) faculty members (with representation from each academic college), two (2) students, two (2) department heads, one (1) staff member from the unit, one (1) representative of the other deans, and one (1) representative from the Graduate College. The student members shall consist of two (2) students appointed by the Northern Iowa Student Government with the consent of the Student Senate. The administrative and staff members shall be appointed by the Provost and Executive Vice-President and will include two (2) department heads, one (1) representative from the Academic Affairs Council, and one (1) representative from the Graduate College. The faculty members from each academic college shall be selected by the respective College Faculty Senates, or other representative body, by a method to be determined by that body. The committee chairperson shall be appointed by the Provost and Executive Vice President in consultation with the committee. Dean of Library Services: The committee, at minimum, shall be composed of six (6) faculty members (with representation from each academic college, the library, and the Graduate 25 College), two (2) students, two (2) department heads, one (1) staff member from the unit, and one (1) representative of the Academic Affairs Council. The student members shall consist of two (2) students appointed by the Northern Iowa Student Government with the consent of the Student Senate. The administrative and staff members shall be appointed by the Provost and Executive Vice-President and will include two (2) department heads and one (1) representative of the Academic Affairs Council. The faculty members shall be selected by the respective College Faculty Senates, or other representative body, by a method to be determined by that body. The committee chairperson shall be appointed by the Provost and Executive Vice President in consultation with the committee. Procedure: Position Announcement: The committee will consult with the Provost and Executive Vice President to develop the position announcement and to discuss the search policies and procedures. Position announcements and ads are to be approved by OCEM through the requisition process and prior to publication. Recruitment Procedures: The committee shall pursue applications and nominations from a wide variety of sources including the faculty, administrative staff, professional associations, and other colleges and universities. Recruitment plans are to be approved through the requisition process. The committee shall screen the applications and nominations. Screenings may be done via telephone or electronic means in order to gather additional information from candidates prior to the determination of on-campus interviews. The committee, in consultation with the Provost and Executive Vice President for Academic Affairs, will make arrangements for interviews by the committee, departmental faculty, and appropriate university officials for a reasonable number of candidates. The candidate list is to be reviewed and approved by Compliance and Equity Management through the Jobs@UNI applicant tracking system before arrangements are made for on-campus interviews. The Committee Chair will use the Jobs@UNI applicant tracking system to submit the unranked names of acceptable candidates whom it endorses to the Provost and Executive Vice President with specific comments or advice the Committee wishes to offer. The Provost and Executive Vice President will consult with the department heads of the college and with the Dean's Search and Screening Committee prior to making a recommendation to the President through the Jobs@UNI applicant tracking system. The Provost and Executive Vice President will inform the faculty and others at an appropriate time about the President's recommendation to the Board for an appointment. The Provost, in consultation with unit faculty, may request Presidential approval to seek a variance from any or all of the above procedural steps. Any variances, including a search waiver, are to be approved by the Assistant to the President for Compliance and Equity Management or designee. (Policy 6.03 approved June 1, 2015) 26