Research Article Fine Spectra of Upper Triangular Triple-Band Matrices over (

advertisement
Hindawi Publishing Corporation
Abstract and Applied Analysis
Volume 2013, Article ID 342682, 10 pages
http://dx.doi.org/10.1155/2013/342682
Research Article
Fine Spectra of Upper Triangular Triple-Band Matrices over
the Sequence Space ℓ𝑝 (0 < 𝑝 < ∞)
Ali Karaisa1 and Feyzi BaGar2
1
2
Department of Mathematics, Necmettin Erbakan University, Karaciğan Mahallesi, Ankara Caddesi 74, 42060 Konya, Turkey
Department of Mathematics, Fatih University, Hadımköy Campus, Büyükçekmece, 34500 Istanbul, Turkey
Correspondence should be addressed to Ali Karaisa; alikaraisa@hotmail.com
Received 27 September 2012; Revised 28 December 2012; Accepted 31 December 2012
Academic Editor: Simeon Reich
Copyright © 2013 A. Karaisa and F. BasΜ§ar. This is an open access article distributed under the Creative Commons Attribution
License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly
cited.
The fine spectra of lower triangular triple-band matrices have been examined by several authors (e.g., Akhmedov (2006), Başar
(2007), and Furken et al. (2010)). Here we determine the fine spectra of upper triangular triple-band matrices over the sequence
space ℓ𝑝 . The operator 𝐴(π‘Ÿ, 𝑠, 𝑑) on sequence space on ℓ𝑝 is defined by 𝐴(π‘Ÿ, 𝑠, 𝑑)π‘₯ = (π‘Ÿπ‘₯π‘˜ + 𝑠π‘₯π‘˜+1 + 𝑑π‘₯π‘˜+2 )∞
π‘˜=0 , where π‘₯ = (π‘₯π‘˜ ) ∈ ℓ𝑝 ,
with 0 < 𝑝 < ∞. In this paper we have obtained the results on the spectrum and point spectrum for the operator 𝐴(π‘Ÿ, 𝑠, 𝑑) on the
sequence space ℓ𝑝 . Further, the results on continuous spectrum, residual spectrum, and fine spectrum of the operator 𝐴(π‘Ÿ, 𝑠, 𝑑) on
the sequence space ℓ𝑝 are also derived. Additionally, we give the approximate point spectrum, defect spectrum, and compression
spectrum of the matrix operator 𝐴(π‘Ÿ, 𝑠, 𝑑) over the space ℓ𝑝 and we give some applications.
1. Introduction
In functional analysis, the spectrum of an operator generalizes the notion of eigenvalues for matrices. The spectrum
of an operator over a Banach space is partitioned into three
parts, which are the point spectrum, the continuous spectrum, and the residual spectrum. The calculation of these
three parts of the spectrum of an operator is called calculating
the fine spectrum of the operator.
Over the years and different names the spectrum and fine
spectra of linear operators defined by some triangle matrices
over certain sequence spaces were studied.
By πœ” we denote the space of all complex-valued sequences. Any vector subspace of πœ” is called a sequence space. We
write β„“∞ , 𝑐, 𝑐0 , and 𝑏𝑣 for the spaces of all bounded, convergent, null, and bounded variation sequences, respectively,
which are the Banach spaces with the sup-norm β€–π‘₯β€–∞ =
supπ‘˜∈N |π‘₯π‘˜ | and β€–π‘₯‖𝑏𝑣 = ∑∞
π‘˜=0 |π‘₯π‘˜ − π‘₯π‘˜+1 |, respectively, where
N = {0, 1, 2, . . .}. Also by β„“1 and ℓ𝑝 we denote the spaces of all
absolutely summable and 𝑝-absolutely summable sequences,
which are the Banach spaces with the norm β€–π‘₯‖𝑝 =
1/𝑝
𝑝
(∑∞
π‘˜=0 |π‘₯π‘˜ | )
, respectively, where 1 β©½ 𝑝 < ∞.
Several authors studied the spectrum and fine spectrum
of linear operators defined by some triangle matrices over
some sequence spaces. We introduce knowledge in the existing literature concerning the spectrum and the fine spectrum.
CesaΜ€ro operator of order one on the sequence space ℓ𝑝 was
studied by GonzaΜ€lez [1], where 1 < 𝑝 < ∞. Also, weighted
mean matrices of operators on ℓ𝑝 have been investigated by
Cartlidge [2]. The spectrum of the CesaΜ€ro operator of order
one on the sequence spaces 𝑏𝑣0 and 𝑏𝑣 were investigated
by Okutoyi [3, 4]. The spectrum and fine spectrum of the
Rally operators on the sequence space ℓ𝑝 were examined by
YΔ±ldΔ±rΔ±m [5]. The fine spectrum of the difference operator
Δ over the sequence spaces 𝑐0 and 𝑐 was studied by Altay
and Başar [6]. The same authors also worked out the fine
spectrum of the generalized difference operator 𝐡(π‘Ÿ, 𝑠) over
𝑐0 and 𝑐, in [7]. Recently, the fine spectra of the difference
operator Δ over the sequence spaces 𝑐0 and 𝑐 have been
studied by Akhmedov and BasΜ§ar [8, 9], where 𝑏𝑣𝑝 is the space
consisting of the sequences π‘₯ = (π‘₯π‘˜ ) such that π‘₯ = (π‘₯π‘˜ −
π‘₯π‘˜−1 ) ∈ ℓ𝑝 and introduced by BasΜ§ar and Altay [10] with 1 β©½
𝑝 β©½ ∞. In the recent paper, Furkan et al. [11] have studied the
fine spectrum of 𝐡(π‘Ÿ, 𝑠, 𝑑) over the sequence spaces ℓ𝑝 and 𝑏𝑣𝑝
2
Abstract and Applied Analysis
with 1 < 𝑝 < ∞, where 𝐡(π‘Ÿ, 𝑠, 𝑑) is a lower triangular tripleband matrix. Later, Karakaya and Altun have determined the
fine spectra of upper triangular double-band matrices over
the sequence spaces 𝑐0 and 𝑐, in [12]. Quite recently, Karaisa
[13] has determined the fine spectrum of the generalized
difference operator 𝐴(Μƒπ‘Ÿ, 𝑠̃), defined as an upper triangular
double-band matrix with the convergent sequences π‘ŸΜƒ = (π‘Ÿπ‘˜ )
and 𝑠̃ = (π‘ π‘˜ ) having certain properties, over the sequence
space ℓ𝑝 , where 1 < 𝑝 < ∞.
In this paper, we study the fine spectrum of the generalized difference operator 𝐴(π‘Ÿ, 𝑠, 𝑑) defined by a triple sequential band matrix acting on the sequence space ℓ𝑝 (0 < 𝑝 <
∞), with respect to Goldberg’s classification. Additionally, we
give the approximate point spectrum and defect spectrum
and give some applications.
2. Preliminaries, Background, and Notation
Let 𝑋 and π‘Œ be two Banach spaces and 𝑇 : 𝑋 → π‘Œ be a
bounded linear operator. By 𝑅(𝑇) we denote range of 𝑇, that
is,
𝑅 (𝑇) = {𝑦 ∈ π‘Œ : 𝑦 = 𝑇π‘₯, π‘₯ ∈ 𝑋} .
(1)
By 𝐡(𝑋) we also denote the set of all bounded linear operators
on 𝑋 into itself. If 𝑇 ∈ 𝐡(𝑋) then the adjoint 𝑇∗ of 𝑇 is
a bounded linear operator on the dual 𝑋∗ of 𝑋 defined by
(𝑇∗ 𝑓)(π‘₯) = 𝑓(𝑇π‘₯) for all 𝑓 ∈ 𝑋∗ and π‘₯ ∈ 𝑋.
Let 𝑋 =ΜΈ {πœƒ} be a complex normed space and 𝑇 : 𝐷(𝑇) →
𝑋 be a linear operator with domain 𝐷(𝑇) ⊆ 𝑋. With 𝑇 we
associate the operator 𝑇𝛼 = 𝑇 − 𝛼𝐼, where 𝛼 is a complex
number and 𝐼 is the identity operator on 𝐷(𝑇). If 𝑇𝛼 has an
inverse which is linear, we denote it by 𝑇𝛼−1 , that is,
𝑇𝛼−1 = (𝑇 − 𝛼𝐼)−1
(2)
and call it the resolvent operator of 𝑇.
Many properties of 𝑇𝛼 and 𝑇𝛼−1 depend on 𝛼, and spectral
theory is concerned with those properties. For instance, we
shall be interested in the set of all 𝛼 in the complex plane such
that 𝑇𝛼−1 exists. The boundedness of 𝑇𝛼−1 is another property
that will be essential. We shall also ask for what 𝛼 the domain
of 𝑇𝛼−1 is dense in 𝑋, to name just a few aspects For our
investigation of 𝑇, 𝑇𝛼 , and 𝑇𝛼−1 , we need some basic concepts
in spectral theory which are given as follows (see [14, pp. 370371]).
Let 𝑋 =ΜΈ {πœƒ} be a complex normed space and 𝑇 : 𝐷(𝑇) →
𝑋 be a linear operator with domain 𝐷(𝑇) ⊆ 𝑋. A regular
value 𝛼 of 𝑇 is a complex number such that
(R1)
(R2)
(R3)
𝑇𝛼−1
𝑇𝛼−1
𝑇𝛼−1
exists,
is bounded,
is defined on a set which is dense in 𝑋.
The resolvent set 𝜌(𝑇) of 𝑇 is the set of all regular values 𝛼 of
𝑇. Its complement C \ 𝜌(𝑇) in the complex plane C is called
the spectrum of 𝑇. Furthermore, the spectrum 𝜎(𝑇) is partitioned into three disjoint sets as follows. The point spectrum
πœŽπ‘ (𝑇) is the set such that 𝑇𝛼−1 does not exist. 𝛼 ∈ πœŽπ‘ (𝑇) is
called an eigenvalue of 𝑇. The continuous spectrum πœŽπ‘ (𝑇) is
the set such that 𝑇𝛼−1 exists and satisfies (R3) but not (R2).
The residual spectrum πœŽπ‘Ÿ (𝑇) is the set such that 𝑇𝛼−1 exists but
does not satisfy (R3).
In this section, following Appell et al. [15], we define the
three more subdivisions of the spectrum called the approximate point spectrum, defect spectrum, and compression spectrum.
Given a bounded linear operator 𝑇 in a Banach space 𝑋,
we call a sequence (π‘₯π‘˜ ) in 𝑋 as a Weyl sequence for 𝑇 if β€–π‘₯π‘˜ β€– =
1 and ‖𝑇π‘₯π‘˜ β€– → 0, as π‘˜ → ∞.
In what follows, we call the set
𝜎ap (𝑇, 𝑋)
:= {𝛼 ∈ C : there exists a Weyl sequence for 𝛼𝐼−𝑇}
(3)
the approximate point spectrum of 𝑇. Moreover, the subspectrum
πœŽπ›Ώ (𝑇, 𝑋) := {𝛼 ∈ C : 𝛼𝐼 − 𝑇 is not surjective}
(4)
is called defect spectrum of 𝑇.
The two subspectra given by (3) and (4) form a (not
necessarily disjoint) subdivisions
𝜎 (𝑇, 𝑋) = 𝜎ap (𝑇, 𝑋) ∪ πœŽπ›Ώ (𝑇, 𝑋)
(5)
of the spectrum. There is another subspectrum
𝜎co (𝑇, 𝑋) = {𝛼 ∈ C : 𝑅 (𝛼𝐼 − 𝑇) =ΜΈ 𝑋}
(6)
which is often called compression spectrum in the literature.
By the definitions given above, we can illustrate the subdivisions of spectrum in Table 1.
From Goldberg [16] if 𝑇 ∈ 𝐡(𝑋), 𝑋 a Banach space, then
there are three possibilities for 𝑅(𝑇):
(I) 𝑅(𝑇) = 𝑋,
(II) 𝑅(𝑇) =ΜΈ 𝑅(𝑇) = 𝑋,
(III) 𝑅(𝑇) =ΜΈ 𝑋,
and three possibilities for 𝑇−1 :
(1) 𝑇−1 exists and is continuous,
(2) 𝑇−1 exists but is discontinuous,
(3) 𝑇−1 does not exist.
If these possibilities are combined in all possible ways,
nine different states are created. These are labelled by 𝐼1 , 𝐼2 ,
𝐼3 , 𝐼𝐼1 , 𝐼𝐼2 , 𝐼𝐼3 , 𝐼𝐼𝐼1 , 𝐼𝐼𝐼2 and 𝐼𝐼𝐼3 . If 𝛼 is a complex number
such that 𝑇𝛼 ∈ 𝐼1 or 𝑇𝛼 ∈ 𝐼𝐼1 , then 𝛼 is in the resolvent set
𝜌(𝑋, 𝑇) of 𝑇. The further classification gives rise to the fine
spectrum of 𝑇. If an operator is in state 𝐼𝐼2 , for example, then
𝑅(𝑇) =ΜΈ 𝑅(𝑇) = 𝑋 and 𝑇−1 exists but is discontinuous and we
write 𝛼 ∈ 𝐼𝐼2 𝜎(𝑋, 𝑇).
Let πœ‡ and 𝛾 be two sequence spaces and let 𝐴 = (π‘Žπ‘›π‘˜ )
be an infinite matrix of real or complex numbers π‘Žπ‘›π‘˜ , where
𝑛, π‘˜ ∈ N = {0, 1, 2, . . .}. Then, we say that 𝐴 defines a matrix
Abstract and Applied Analysis
3
mapping from πœ‡ into 𝛾 and we denote it by writing 𝐴 : πœ‡ →
𝛾 if for every sequence π‘₯ = (π‘₯π‘˜ ) ∈ πœ‡ the sequence 𝐴π‘₯ =
{(𝐴π‘₯)𝑛 }, the 𝐴-transform of π‘₯ is in 𝛾, where
(𝐴π‘₯)𝑛 = ∑π‘Žπ‘›π‘˜ π‘₯π‘˜
for each 𝑛 ∈ N.
π‘˜
(7)
By (πœ‡ : 𝛾), we denote the class of all matrices 𝐴 such that
𝐴 : πœ‡ → 𝛾. Thus, 𝐴 ∈ (πœ‡ : 𝛾) if and only if the series on the
right side of (7) converges for each 𝑛 ∈ N and every π‘₯ ∈ πœ‡,
and we have 𝐴π‘₯ = {(𝐴π‘₯)𝑛 }𝑛∈N ∈ 𝛾 for all π‘₯ ∈ πœ‡.
Proposition 1 (see [15, Proposition 1.3, p. 28]). Spectra and
subspectra of an operator 𝑇 ∈ 𝐡(𝑋) and its adjoint 𝑇∗ ∈ 𝐡(𝑋∗ )
are related by the following relations:
3. Fine Spectra of Upper Triangular
Triple-Band Matrices over the Sequence
Space ℓ𝑝 (0 < 𝑝 β©½ 1)
In this section, we prove that the operator 𝐴(π‘Ÿ, 𝑠, 𝑑) : ℓ𝑝 →
ℓ𝑝 is a bounded linear operator and compute its norm. We
essentially emphasize the fine spectrum of the operator
𝐴(π‘Ÿ, 𝑠, 𝑑) : ℓ𝑝 → ℓ𝑝 in the case 0 < 𝑝 β©½ 1.
Theorem 4. The operator 𝐴(π‘Ÿ, 𝑠, 𝑑) : ℓ𝑝 → ℓ𝑝 is a bounded
linear operator and
‖𝐴 (π‘Ÿ, 𝑠, 𝑑)β€–(ℓ𝑝 :ℓ𝑝 ) = |π‘Ÿ|𝑝 + |𝑠|𝑝 + |𝑑|𝑝 .
(10)
(d) πœŽπ›Ώ (𝑇∗ , 𝑋∗ ) = 𝜎ap (𝑇, 𝑋),
Proof. Since the linearity of the operator 𝐴(π‘Ÿ, 𝑠, 𝑑) is trivial,
so it is omitted. Let us take 𝑒(2) ∈ ℓ𝑝 . Then 𝐴(π‘Ÿ, 𝑠, 𝑑)𝑒(2) =
(𝑑, 𝑠, π‘Ÿ, 0, . . .) and observe that
σ΅„©σ΅„©
σ΅„©
󡄩󡄩𝐴 (π‘Ÿ, 𝑠, 𝑑) 𝑒(2) σ΅„©σ΅„©σ΅„©
σ΅„©
󡄩𝑝
= |π‘Ÿ|𝑝 + |𝑠|𝑝 + |𝑑|𝑝
‖𝐴 (π‘Ÿ, 𝑠, 𝑑)β€–(ℓ𝑝 :ℓ𝑝 ) β©Ύ
σ΅„©σ΅„© (2) σ΅„©σ΅„©
󡄩󡄩𝑒 󡄩󡄩𝑝
(11)
(e) πœŽπ‘ (𝑇∗ , 𝑋∗ ) = 𝜎co (𝑇, 𝑋),
which gives the fact that
(a) 𝜎(𝑇∗ , 𝑋∗ ) = 𝜎(𝑇, 𝑋),
(b) πœŽπ‘ (𝑇∗ , 𝑋∗ ) ⊆ 𝜎ap (𝑇, 𝑋),
(c) 𝜎ap (𝑇∗ , 𝑋∗ ) = πœŽπ›Ώ (𝑇, 𝑋),
∗
∗
‖𝐴 (π‘Ÿ, 𝑠, 𝑑)β€–(ℓ𝑝 : ℓ𝑝 ) β©Ύ |π‘Ÿ|𝑝 + |𝑠|𝑝 + |𝑑|𝑝 .
(f) 𝜎co (𝑇 , 𝑋 ) ⊇ πœŽπ‘ (𝑇, 𝑋),
∗
∗
(g) 𝜎(𝑇, 𝑋) = 𝜎ap (𝑇, 𝑋) ∪ πœŽπ‘ (𝑇 , 𝑋 ) = πœŽπ‘ (𝑇, 𝑋) ∪
𝜎ap (𝑇∗ , 𝑋∗ ).
The relations (c)–(f) show that the approximate point
spectrum is in a certain sense dual to defect spectrum and the
point spectrum dual to the compression spectrum.
The equality (g) implies, in particular, that 𝜎(𝑇, 𝑋) =
𝜎ap (𝑇, 𝑋) if 𝑋 is a Hilbert space and 𝑇 is normal. Roughly
speaking, this shows that normal (in particular, self-adjoint)
operators on Hilbert spaces are most similar to matrices in finite
dimensional spaces (see [15]).
Lemma 2 (see [16, p. 60]). The adjoint operator 𝑇∗ of 𝑇 is
onto if and only if 𝑇 has a bounded inverse.
Lemma 3 (see [16, p. 59]). 𝑇 has a dense range if and only if
𝑇∗ is one to one.
Our main focus in this paper is on the triple-band matrix
𝐴(π‘Ÿ, 𝑠, 𝑑), where
π‘Ÿ
[0
[
[
𝐴 (π‘Ÿ, 𝑠, 𝑑) = [0
[0
[
..
[.
𝑠
π‘Ÿ
0
0
..
.
𝑑
𝑠
π‘Ÿ
0
..
.
0
𝑑
𝑠
π‘Ÿ
..
.
...
. . .]
]
. . .]
].
. . .]
]
..
.]
(8)
∞
where π‘₯ = (π‘₯π‘˜ ) ∈ ℓ𝑝 .
Let π‘₯ = (π‘₯π‘˜ ) ∈ ℓ𝑝 , where 0 < 𝑝 β©½ 1. Then, since (𝑑π‘₯π‘˜+2 ), (π‘Ÿπ‘₯π‘˜ ),
and (𝑠π‘₯π‘˜+1 ) ∈ ℓ𝑝 , it is easy to see by triangle inequality that
∞
󡄨
󡄨𝑝
‖𝐴 (π‘Ÿ, 𝑠, 𝑑) π‘₯‖𝑝 = ∑ σ΅„¨σ΅„¨σ΅„¨π‘Ÿπ‘₯π‘˜ + 𝑠π‘₯π‘˜+1 + 𝑑π‘₯π‘˜+2 󡄨󡄨󡄨
π‘˜=0
∞
∞
∞
π‘˜=0
π‘˜=0
π‘˜=0
󡄨 󡄨𝑝
󡄨
󡄨𝑝
󡄨
󡄨𝑝
β©½ ∑ σ΅„¨σ΅„¨σ΅„¨π‘Ÿπ‘₯π‘˜ 󡄨󡄨󡄨 + ∑ 󡄨󡄨󡄨𝑠π‘₯π‘˜+1 󡄨󡄨󡄨 + ∑ 󡄨󡄨󡄨𝑑π‘₯π‘˜+2 󡄨󡄨󡄨
∞
∞
∞
π‘˜=0
π‘˜=0
π‘˜=0
󡄨 󡄨𝑝
󡄨
󡄨𝑝
󡄨
󡄨𝑝
= |π‘Ÿ|𝑝 ∑ 󡄨󡄨󡄨π‘₯π‘˜ 󡄨󡄨󡄨 + |𝑠|𝑝 ∑ 󡄨󡄨󡄨π‘₯π‘˜+1 󡄨󡄨󡄨 + |𝑑|𝑝 ∑ 󡄨󡄨󡄨π‘₯π‘˜+2 󡄨󡄨󡄨
= |𝑠|𝑝 β€–π‘₯‖𝑝 + |π‘Ÿ|𝑝 β€–π‘₯‖𝑝 + |𝑑|𝑝 β€–π‘₯‖𝑝
= (|π‘Ÿ|𝑝 + |𝑠|𝑝 + |𝑑|𝑝 ) β€–π‘₯‖𝑝
(13)
which leads us to the result that
‖𝐴 (π‘Ÿ, 𝑠, 𝑑)β€–(ℓ𝑝 : ℓ𝑝 ) β©½ |π‘Ÿ|𝑝 + |𝑠|𝑝 + |𝑑|𝑝 .
(14)
Therefore, by combining the inequalities (12) and (14) we see
that (10) holds which completes the proof.
We assume here and after that 𝑠 and 𝑑 are complex parameters
which do not simultaneously vanish. We introduce the introduce the operator 𝐴(π‘Ÿ, 𝑠, 𝑑) from ℓ𝑝 to itself by
𝐴 (π‘Ÿ, 𝑠, 𝑑) π‘₯ = (π‘Ÿπ‘₯π‘˜ + 𝑠π‘₯π‘˜+1 + 𝑑π‘₯π‘˜+2 )π‘˜=0 ,
(12)
(9)
If 𝑇 : ℓ𝑝 → ℓ𝑝 is a bounded matrix operator with the
matrix 𝐴, then it is known that the adjoint operator 𝑇∗ :
ℓ𝑝∗ → ℓ𝑝∗ is defined by the transpose of the matrix 𝐴. The dual
space of ℓ𝑝 is isomorphic to β„“∞ , where 0 < 𝑝 < 1.
Before giving the main theorem of this section, we should
note the following remark. In this work, here and in what
follows, if 𝑧 is a complex number, then by √𝑧 we always
mean the square root of 𝑧 with a nonnegative real part. If
Re(√𝑧) = 0, then √𝑧 represents the square root of 𝑧 with
Im(√𝑧) > 0. The same results are obtained if √𝑧 represents
the other square root.
4
Abstract and Applied Analysis
Table 1: Subdivisions of spectrum of a linear operator.
1
𝑇𝛼−1 exists and is bounded
2
𝑇𝛼−1 exists and is unbounded
—
A
𝑅(𝛼𝐼 − 𝑇) = 𝑋
𝛼 ∈ 𝜌(𝑇, 𝑋)
B
𝑅(𝛼𝐼 − 𝑇) = 𝑋
𝛼 ∈ 𝜌(𝑇, 𝑋)
𝑅(𝛼𝐼 − 𝑇) =ΜΈ 𝑋
𝛼 ∈ πœŽπ‘Ÿ (𝑇, 𝑋)
𝛼 ∈ πœŽπ›Ώ (𝑇, 𝑋)
C
𝛼 ∈ πœŽπ‘ (𝑇, 𝑋)
𝛼 ∈ 𝜎ap (𝑇, 𝑋)
𝛼 ∈ πœŽπ›Ώ (𝑇, 𝑋)
𝛼 ∈ πœŽπ‘Ÿ (𝑇, 𝑋)
𝛼 ∈ 𝜎ap (𝑇, 𝑋)
𝛼 ∈ πœŽπ›Ώ (𝑇, 𝑋)
𝛼 ∈ 𝜎co (𝑇, 𝑋)
𝛼 ∈ 𝜎co (𝑇, 𝑋)
Theorem 5. Let 𝑠 be a complex number such that √𝑠2 = −𝑠
and define the set 𝐷1 by
󡄨󡄨
󡄨󡄨
𝐷1 = {𝛼 ∈ C : 2 |π‘Ÿ − 𝛼| β©½ 󡄨󡄨󡄨󡄨−𝑠 + √𝑠2 − 4𝑑 (π‘Ÿ − 𝛼)󡄨󡄨󡄨󡄨} . (15)
󡄨
󡄨
Then, πœŽπ‘ (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ) ⊆ 𝐷1 .
Proof. Let 𝑦 = (π‘¦π‘˜ ) ∈ β„“∞ . Then, by solving the equation 𝐴 𝛼 (π‘Ÿ,
𝑠, 𝑑)∗ π‘₯ = 𝑦 for π‘₯ = (π‘₯π‘˜ ) in terms of 𝑦, we obtain
𝑦0
π‘₯0 =
,
π‘Ÿ−𝛼
𝑦1
−𝑠𝑦0
,
+
π‘₯1 =
(16)
π‘Ÿ − 𝛼 (π‘Ÿ − 𝛼)2
2
π‘₯2 =
[𝑠 − 𝑑 (π‘Ÿ − 𝛼)] 𝑦0
𝑦2
−𝑠𝑦1
+
,
+
2
π‘Ÿ − 𝛼 (π‘Ÿ − 𝛼)
(π‘Ÿ − 𝛼)3
..
.
2
and if we denote π‘Ž1 = 1/(π‘Ÿ − 𝛼), π‘Ž2 = −𝑠/(π‘Ÿ − 𝛼) , and π‘Ž3 =
(𝑠2 − 𝑑(π‘Ÿ − 𝛼))/(π‘Ÿ − 𝛼)3 , we have
π‘₯0 = π‘Ž1 𝑦0 ,
π‘₯1 = π‘Ž1 𝑦1 + π‘Ž2 𝑦0 ,
π‘₯2 = π‘Ž1 𝑦2 + π‘Ž2 𝑦1 + π‘Ž3 𝑦0 ,
(18)
𝑛
π‘₯𝑛 = π‘Ž1 𝑦𝑛 + π‘Ž2 𝑦𝑛−1 + ⋅ ⋅ ⋅ + π‘Žπ‘›+1 𝑦0 = ∑ π‘Žπ‘›+1−π‘˜ π‘¦π‘˜ .
π‘˜=0
Now we must find π‘Žπ‘› . We have 𝑦𝑛 = 𝑑π‘₯𝑛−2 + 𝑠π‘₯𝑛−1 + (π‘Ÿ − 𝛼)π‘₯𝑛
and if we use relation (18), we have
𝑛−2
𝑛−1
𝑛
π‘˜=0
π‘˜=0
π‘˜=0
This implies that
π‘‘π‘Žπ‘›−1 + π‘ π‘Žπ‘› + (π‘Ÿ − 𝛼) π‘Žπ‘›+1 = 0,
π‘‘π‘Žπ‘›−2 + π‘ π‘Žπ‘›−1 + (π‘Ÿ − 𝛼) π‘Žπ‘› = 0, . . . , π‘Ž1 (π‘Ÿ − 𝛼) = 1.
𝑦𝑛 = 𝑑 ∑ π‘Žπ‘›−1−π‘˜ π‘¦π‘˜ + 𝑠 ∑ π‘Žπ‘›−π‘˜ π‘¦π‘˜ + (π‘Ÿ − 𝛼) ∑ π‘Žπ‘›+1−π‘˜ π‘¦π‘˜
= 𝑦0 (π‘‘π‘Žπ‘›−1 + π‘ π‘Žπ‘› + (π‘Ÿ − 𝛼) π‘Žπ‘›+1 )
+ 𝑦1 (π‘‘π‘Žπ‘›−2 + π‘ π‘Žπ‘›−1 + (π‘Ÿ − 𝛼) π‘Žπ‘› ) + ⋅ ⋅ ⋅ + 𝑦𝑛 π‘Ž1 (π‘Ÿ − 𝛼) .
(19)
(20)
In fact this sequence is obtained recursively by letting
1
,
π‘Ÿ−𝛼
π‘Ž1 =
π‘Ž2 =
−𝑠
,
(π‘Ÿ − 𝛼)2
π‘‘π‘Žπ‘›−2 + π‘ π‘Žπ‘›−1 + (π‘Ÿ − 𝛼) π‘Žπ‘› = 0,
(21)
∀𝑛 β©Ύ 3.
The characteristic polynomial of the recurrence relation is (π‘Ÿ−
𝛼)πœ†2 + π‘ πœ† + 𝑑 = 0. There are two cases.
Case 1. If Δ = 𝑠2 − 4𝑑(π‘Ÿ − 𝛼) =ΜΈ 0 whose roots are
πœ†1 =
(17)
..
.
3
𝑇𝛼−1 does not exist
𝛼 ∈ πœŽπ‘ (𝑇, 𝑋)
𝛼 ∈ 𝜎ap (𝑇, 𝑋)
𝛼 ∈ πœŽπ‘ (𝑇, 𝑋)
𝛼 ∈ 𝜎ap (𝑇, 𝑋)
𝛼 ∈ πœŽπ›Ώ (𝑇, 𝑋)
𝛼 ∈ πœŽπ‘ (𝑇, 𝑋)
𝛼 ∈ 𝜎ap (𝑇, 𝑋)
𝛼 ∈ πœŽπ›Ώ (𝑇, 𝑋)
𝛼 ∈ 𝜎co (𝑇, 𝑋)
−𝑠 + √Δ
,
2 (π‘Ÿ − 𝛼)
πœ†2 =
−𝑠 − √Δ
,
2 (π‘Ÿ − 𝛼)
(22)
elementary calculation on recurrent sequence gives that
π‘Žπ‘› =
πœ†π‘›1 − πœ†π‘›2
√𝑠2 − 4𝑑 (π‘Ÿ − 𝛼)
,
∀𝑛 β©Ύ 1.
(23)
− πœ†π‘›+1−π‘˜
)π‘¦π‘˜ . Assume
In this case π‘₯π‘˜ = (1/√Δ) ∑π‘›π‘˜=0 (πœ†π‘›+1−π‘˜
1
2
that |πœ† 1 | < 1. So we have
󡄨󡄨 󡄨
󡄨󡄨
󡄨
󡄨
󡄨󡄨
󡄨󡄨1 + √ 4𝑑 (π‘Ÿ − 𝛼) 󡄨󡄨󡄨 < 󡄨󡄨󡄨󡄨 2 (π‘Ÿ − 𝛼) 󡄨󡄨󡄨󡄨 .
(24)
󡄨
󡄨󡄨
󡄨󡄨 󡄨󡄨󡄨 −𝑠 󡄨󡄨󡄨
𝑠2
󡄨󡄨
󡄨󡄨
󡄨
Since |1 − √𝑧| β©½ |1 + √𝑧| for any 𝑧 ∈ C, we must have
󡄨󡄨
󡄨󡄨 󡄨
󡄨
󡄨󡄨
󡄨
󡄨󡄨1 − √ 4𝑑 (π‘Ÿ − 𝛼) 󡄨󡄨󡄨 < 󡄨󡄨󡄨󡄨 2 (π‘Ÿ − 𝛼) 󡄨󡄨󡄨󡄨 .
(25)
󡄨󡄨
󡄨󡄨 󡄨󡄨
2
𝑠
󡄨󡄨
󡄨󡄨 󡄨 −𝑠 󡄨󡄨󡄨
󡄨
󡄨
It follows that |πœ† 2 | < 1. Now, for |πœ† 1 | < 1 we can see that
𝑛
𝑛
1
󡄨 𝑛+1−π‘˜ 󡄨󡄨 󡄨󡄨 󡄨󡄨
󡄨
󡄨󡄨 󡄨󡄨
󡄨󡄨󡄨 󡄨󡄨󡄨𝑦 󡄨󡄨󡄨
󡄨󡄨 σ΅„¨σ΅„¨π‘¦π‘˜ 󡄨󡄨 + ∑ σ΅„¨σ΅„¨σ΅„¨πœ†π‘›+1−π‘˜
󡄨󡄨π‘₯𝑛 󡄨󡄨 β©½ 󡄨󡄨 󡄨󡄨 ∑ σ΅„¨σ΅„¨σ΅„¨σ΅„¨πœ† 1
(26)
󡄨󡄨 󡄨 π‘˜ 󡄨
󡄨
󡄨 2
󡄨󡄨√Δ󡄨󡄨 π‘˜=0
π‘˜=0
󡄨 󡄨
for all 𝑛 ∈ N. Taking limit on the inequality (26) as 𝑛 → ∞,
we get
󡄨 󡄨 󡄨 󡄨
1 − (σ΅„¨σ΅„¨σ΅„¨πœ† 2 󡄨󡄨󡄨 + σ΅„¨σ΅„¨σ΅„¨πœ† 2 󡄨󡄨󡄨) σ΅„©σ΅„© σ΅„©σ΅„©
β€–π‘₯β€–∞ β©½ 󡄨󡄨
(27)
󡄨 󡄩𝑦󡄩 .
󡄨󡄨(1 − σ΅„¨σ΅„¨σ΅„¨σ΅„¨πœ† 2 󡄨󡄨󡄨󡄨 󡄨󡄨󡄨󡄨1 − πœ† 2 󡄨󡄨󡄨󡄨) √Δ󡄨󡄨󡄨 σ΅„© σ΅„©∞
󡄨
󡄨
Abstract and Applied Analysis
5
Thus for |πœ† 1 | < 1, 𝐴 𝛼 (π‘Ÿ, 𝑠, 𝑑)∗ is onto and by Lemma 2, 𝐴 𝛼 (π‘Ÿ,
𝑠, 𝑑) has a bounded inverse. This means that
πœŽπ‘ (𝐴 (π‘Ÿ, 𝑠, 𝑑) , ℓ𝑝 )
Theorem 7. πœŽπ‘ (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ) = 𝐷2 , where 𝐷2 = {𝛼 ∈ C :
2|π‘Ÿ − 𝛼| < | − 𝑠 + √𝑠2 − 4𝑑(π‘Ÿ − 𝛼)|}.
Proof. Let 𝐴(π‘Ÿ, 𝑠, 𝑑)π‘₯ = 𝛼π‘₯ for πœƒ =ΜΈ π‘₯ ∈ ℓ𝑝 . Then, by solving the
system of linear equations
󡄨󡄨
󡄨󡄨
⊆ {𝛼 ∈ C : 2 |π‘Ÿ − 𝛼| β©½ 󡄨󡄨󡄨󡄨−𝑠 + √𝑠2 − 4𝑑 (π‘Ÿ − 𝛼)󡄨󡄨󡄨󡄨}
󡄨
󡄨
π‘Ÿπ‘₯0 + 𝑠π‘₯1 + 𝑑π‘₯2 = 𝛼π‘₯0 ,
= 𝐷1 .
π‘Ÿπ‘₯1 + 𝑠π‘₯2 + 𝑑π‘₯3 = 𝛼π‘₯1 ,
(28)
π‘Ÿπ‘₯2 + 𝑠π‘₯3 + 𝑑π‘₯4 = 𝛼π‘₯2 ,
Case 2. If Δ = 𝑠2 − 4𝑑(π‘Ÿ − 𝛼) = 0, a calculation on recurrent
sequence gives that
π‘Žπ‘› = (
𝑛
2𝑛
−𝑠
] ,
)[
−𝑠
2 (π‘Ÿ − 𝛼)
∀𝑛 β©Ύ 1.
π‘Ÿπ‘₯π‘˜−2 + 𝑠π‘₯π‘˜−1 + 𝑑π‘₯π‘˜ = 𝛼π‘₯π‘˜ ,
(29)
..
.
Now, for | − 𝑠| < 2|π‘Ÿ − 𝛼| we can see that
𝑛
󡄨
󡄨
󡄨󡄨 󡄨󡄨
󡄨󡄨π‘₯𝑛 󡄨󡄨 β©½ ∑ σ΅„¨σ΅„¨σ΅„¨π‘Žπ‘›−π‘˜ π‘¦π‘˜ 󡄨󡄨󡄨
(30)
π‘˜=0
for all 𝑛 ∈ N. Taking limit on the inequality (30) as 𝑛 → ∞,
we obtain that
and we have
−𝑠
π‘Ÿ−𝛼
π‘₯2 =
π‘₯ −
π‘₯0 ,
𝑑 1
𝑑
π‘₯3 =
∞
󡄨 󡄨
σ΅„© σ΅„©
β€–π‘₯β€–∞ β©½ 󡄩󡄩󡄩𝑦󡄩󡄩󡄩∞ ∑ σ΅„¨σ΅„¨σ΅„¨π‘Žπ‘˜ 󡄨󡄨󡄨 .
π‘˜=0
|π‘Žπ‘˜ | is convergent, since | − 𝑠| < 2|π‘Ÿ − 𝛼|. Thus for | − 𝑠| <
2|π‘Ÿ − 𝛼|, 𝐴 𝛼 (π‘Ÿ, 𝑠, 𝑑)∗ is onto and by Lemma 2, 𝐴 𝛼 (π‘Ÿ, 𝑠, 𝑑) has a
bounded inverse. This means that
πœŽπ‘ (𝐴 (π‘Ÿ, 𝑠, 𝑑) , ℓ𝑝 ) ⊆ {𝛼 ∈ C : 2 |π‘Ÿ − 𝛼| β©½ |−𝑠|} ⊆ 𝐷1 .
(32)
𝑠2 − 𝑑 (π‘Ÿ − 𝛼)
𝑠 (π‘Ÿ − 𝛼)
π‘₯1 +
π‘₯0 ,
𝑑2
𝑑2
π‘₯𝑛 =
π‘Žπ‘›−1 (π‘Ÿ − 𝛼)𝑛
π‘Žπ‘› (π‘Ÿ − 𝛼)𝑛
π‘₯
−
π‘₯0 ,
1
𝑑𝑛−1
𝑑𝑛−1
πœ†1πœ†2 =
π‘Ÿπ‘“0 = 𝛼𝑓0 ,
(33)
..
.
π‘‘π‘“π‘˜−2 + π‘ π‘“π‘˜−1 + π‘Ÿπ‘“π‘˜ = π›Όπ‘“π‘˜ ,
..
.
we find that 𝑓0 = 0 if 𝛼 =ΜΈ π‘Ÿ and 𝑓1 = 𝑓2 = ⋅ ⋅ ⋅ = 0 if 𝑓0 = 0
which contradicts 𝑓 =ΜΈ πœƒ. If 𝑓𝑛0 is the first nonzero entry of the
sequence 𝑓 = (𝑓𝑛 ) and 𝛼 = π‘Ÿ, then we get 𝑑𝑓𝑛0 −2 +𝑠𝑓𝑛0 −1 +π‘Ÿπ‘“π‘›0 =
𝛼𝑓𝑛0 which implies 𝑓𝑛0 = 0 which contradicts the assumption
𝑓𝑛0 =ΜΈ 0. Hence, the equation 𝐴(π‘Ÿ, 𝑠, 𝑑)∗ 𝑓 = 𝛼𝑓 has no solution
𝑓 =ΜΈ πœƒ.
πœ†1 − πœ†2 =
√Δ
.
π‘Ÿ−𝛼
(36)
π‘Žπ‘›−1 (π‘Ÿ − 𝛼)𝑛
π‘Žπ‘› (π‘Ÿ − 𝛼)𝑛
π‘₯
−
π‘₯0
1
𝑑𝑛−1
𝑑𝑛−1
=(
𝑑𝑓0 + 𝑠𝑓1 + π‘Ÿπ‘“2 = 𝛼𝑓2 ,
𝑑
,
π‘Ÿ−𝛼
Combining the fact π‘₯1 = 1/πœ† 1 with relation (35), we can see
that
π‘₯𝑛 =
𝑠𝑓0 + π‘Ÿπ‘“1 = 𝛼𝑓1 ,
∀𝑛 β©Ύ 2.
Assume that 𝛼 ∈ 𝐷2 . Then, we choose π‘₯0 = 1 and π‘₯1 = 2(π‘Ÿ −
𝛼)/(−𝑠 + √𝑠2 − 4𝑑(π‘Ÿ − 𝛼)). We show that π‘₯𝑛 = π‘₯1𝑛 for all 𝑛 β©Ύ 2.
Since πœ† 1 , πœ† 2 are roots of the characteristic equation (π‘Ÿ−𝛼)πœ†2 +
π‘ πœ† + 𝑑 = 0, we must have
Theorem 6. πœŽπ‘ (𝐴(π‘Ÿ, 𝑠, 𝑑)∗ , ℓ𝑝∗ ) = 0.
Proof. Consider 𝐴(π‘Ÿ, 𝑠, 𝑑)∗ 𝑓 = 𝛼𝑓 with 𝑓 =ΜΈ πœƒ = (0, 0, 0, . . .) in
ℓ𝑝∗ = β„“∞ . Then, by solving the system of linear equations
(35)
..
.
(31)
∑∞
π‘˜=0
𝑑𝑓1 + 𝑠𝑓2 + π‘Ÿπ‘“3 = 𝛼𝑓3 ,
(34)
..
.
=
=
=
π‘Ÿ − 𝛼 𝑛−1
) (π‘Ÿ − 𝛼) (−π‘Žπ‘›−1 π‘₯0 + π‘Žπ‘› π‘₯1 )
𝑑
1
𝑛−1
(πœ† 1 πœ† 2 )
1
𝑛−1
πœ†π‘›−1
1 πœ†2
π‘Ÿ−𝛼
𝑛−1
𝑛−1
𝑛 −1
(−πœ†π‘›−1
1 + πœ†2 + πœ†1 − πœ†2πœ†1 )
√Δ
(
πœ†1 − πœ†2
1
) πœ†π‘›−1
)
2 (
πœ†1 − πœ†2
πœ†1
1
πœ†π‘›1
= π‘₯1𝑛 .
(37)
The same result may be obtained in case Δ = 0. Now π‘₯ =
(π‘₯π‘˜ ) ∈ ℓ𝑝 , since |π‘₯1 | < 1. This shows that 𝐷2 ⊆ πœŽπ‘ (𝐴(π‘Ÿ,
𝑠, 𝑑), ℓ𝑝 ).
6
Abstract and Applied Analysis
Now we assume that 𝛼 ∉ 𝐷2 , that is, |πœ† 1 | β©½ 1. We must
show that 𝛼 ∉ πœŽπ‘ (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ). Therefore we obtain from the
relation (35) that
−π‘₯0 + (π‘Žπ‘› /π‘Žπ‘›−1 ) π‘₯1
π‘₯𝑛+1
π‘Ÿ − 𝛼 π‘Žπ‘›−1
=(
(
).
)
π‘₯𝑛
𝑑
π‘Žπ‘›−2 −π‘₯0 + (π‘Žπ‘›−1 /π‘Žπ‘›−2 ) π‘₯1
πœŽπ‘Ÿ (𝐴 (π‘Ÿ, 𝑠, 𝑑) , ℓ𝑝 ) = 0.
(46)
This completes the proof.
2
Case 1 (|πœ† 2 | < |πœ† 1 | β©½ 1). In this case we have 𝑠 =ΜΈ 4𝑑(π‘Ÿ − 𝛼) and
𝑛+1
(39)
Theorem 9. Let 𝑠 be a complex number such that √𝑠2 = −𝑠
and define the set 𝐷1 by
󡄨󡄨
󡄨󡄨
𝐷1 = {𝛼 ∈ C : 2 |π‘Ÿ − 𝛼| β©½ 󡄨󡄨󡄨󡄨−𝑠 + √𝑠2 − 4𝑑 (π‘Ÿ − 𝛼)󡄨󡄨󡄨󡄨} .
󡄨
󡄨
(47)
Then, 𝜎(𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ) = 𝐷1 .
Then, we have
󡄨󡄨 π‘Ž 󡄨󡄨𝑝
󡄨󡄨 π‘Ž 󡄨󡄨𝑝
󡄨
󡄨
󡄨
󡄨
lim 󡄨󡄨󡄨 𝑛 󡄨󡄨󡄨 = lim 󡄨󡄨󡄨 𝑛−1 󡄨󡄨󡄨
𝑛 → ∞󡄨 π‘Ž
𝑛 → ∞󡄨 π‘Ž
󡄨 𝑛−1 󡄨󡄨
󡄨 𝑛−2 󡄨󡄨
𝑛+1 󡄨𝑝
󡄨󡄨 󡄨󡄨𝑝 󡄨󡄨󡄨
σ΅„¨σ΅„¨πœ† 1 󡄨󡄨 󡄨󡄨1 − (πœ† 2 /πœ† 1 ) 󡄨󡄨󡄨󡄨
󡄨 󡄨𝑝
= lim
= σ΅„¨σ΅„¨σ΅„¨πœ† 1 󡄨󡄨󡄨 .
󡄨󡄨
󡄨𝑝
𝑛→∞
󡄨󡄨1 − (πœ† 2 /πœ† 1 )𝑛 󡄨󡄨󡄨
󡄨
󡄨
Proof. By Theorem 7, we get
󡄨󡄨
󡄨󡄨
{𝛼 ∈ C : 2 |π‘Ÿ − 𝛼| < 󡄨󡄨󡄨󡄨−𝑠 + √𝑠2 − 4𝑑 (π‘Ÿ − 𝛼)󡄨󡄨󡄨󡄨}
󡄨
󡄨
⊆ 𝜎 (𝐴 (π‘Ÿ, 𝑠, 𝑑) , ℓ𝑝 ) .
(40)
Now, if −π‘₯0 + πœ† 1 π‘₯1 = 0, then we have (π‘₯𝑛 ) = (π‘₯0 /πœ†π‘›1 ) which
is not in ℓ𝑝 . Otherwise,
󡄨󡄨 π‘₯ 󡄨󡄨𝑝
1
1
󡄨
󡄨
󡄨 󡄨𝑝
lim 󡄨󡄨󡄨 𝑛+1 󡄨󡄨󡄨 = 󡄨 󡄨𝑝 󡄨 󡄨𝑝 σ΅„¨σ΅„¨σ΅„¨πœ† 1 󡄨󡄨󡄨 = 󡄨 󡄨𝑝 > 1.
𝑛 → ∞󡄨 π‘₯ 󡄨
󡄨
󡄨
󡄨
󡄨
󡄨
󡄨 𝑛 󡄨
σ΅„¨σ΅„¨πœ† 1 󡄨󡄨 σ΅„¨σ΅„¨πœ† 2 󡄨󡄨
σ΅„¨σ΅„¨πœ† 2 󡄨󡄨󡄨
(41)
𝑛
2𝑛
−𝑠
]
π‘Žπ‘› = ( ) [
−𝑠
2 (π‘Ÿ − 𝛼)
∀𝑛 β©Ύ 1,
(42)
(43)
which leads to
󡄨󡄨 π‘₯ 󡄨󡄨𝑝
1
1
󡄨
󡄨
󡄨 󡄨𝑝
lim 󡄨󡄨󡄨 𝑛+1 󡄨󡄨󡄨 = 󡄨 󡄨𝑝 󡄨 󡄨𝑝 σ΅„¨σ΅„¨σ΅„¨πœ† 1 󡄨󡄨󡄨 = 󡄨 󡄨𝑝 > 1.
𝑛 → ∞󡄨 π‘₯ 󡄨
󡄨
󡄨
󡄨
󡄨
󡄨
󡄨 𝑛 󡄨
σ΅„¨σ΅„¨πœ† 1 󡄨󡄨 σ΅„¨σ΅„¨πœ† 2 󡄨󡄨
σ΅„¨σ΅„¨πœ† 2 󡄨󡄨󡄨
(44)
Case 3 (|πœ† 2 | = |πœ† 1 | = 1). In this case we have 𝑠2 = 4𝑑(π‘Ÿ−𝛼) and
so we have | − 𝑠/(2𝑑)| = 1. Assume that 𝛼 ∈ πœŽπ‘ (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ).
This implies that π‘₯ ∈ ℓ𝑝 and π‘₯ =ΜΈ πœƒ. Thus we again derive (35)
−𝑠
)
2𝑑
𝑛−1
[− (𝑛 − 1)
−𝑠
π‘₯ + 𝑛π‘₯1 ] .
2𝑑 0
(45)
Since lim𝑛 → ∞ π‘₯𝑛 = 0, we must have π‘₯0 = π‘₯1 = 0. But this
implies that π‘₯ = πœƒ, a contradiction which means that 𝛼 ∉
πœŽπ‘ (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ). Thus πœŽπ‘ (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ) ⊆ 𝐷2 . This completes
the proof.
Theorem 8. πœŽπ‘Ÿ (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ) = 0.
Since the spectrum of any bounded operator is closed, we
have
󡄨󡄨
󡄨󡄨
{𝛼 ∈ C : 2 |π‘Ÿ − 𝛼| β©½ 󡄨󡄨󡄨󡄨−𝑠 + √𝑠2 − 4𝑑 (π‘Ÿ − 𝛼)󡄨󡄨󡄨󡄨}
󡄨
󡄨
(49)
⊆ 𝜎 (𝐴 (π‘Ÿ, 𝑠, 𝑑) , ℓ𝑝 )
𝜎 (𝐴 (π‘Ÿ, 𝑠, 𝑑) , ℓ𝑝 ) ⊆ {𝛼 ∈ C : 2 |π‘Ÿ − 𝛼|
󡄨󡄨
󡄨󡄨
β©½ 󡄨󡄨󡄨󡄨−𝑠 + √𝑠2 − 4𝑑 (π‘Ÿ − 𝛼)󡄨󡄨󡄨󡄨} .
󡄨
󡄨
(50)
Combining (49) and (50), we obtain that 𝜎(𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ) =
𝐷1 , where 𝐷1 is defined by (47).
we obtain that
󡄨󡄨 π‘Ž 󡄨󡄨𝑝 󡄨󡄨 −𝑠 󡄨󡄨𝑝
󡄨󡄨
󡄨
󡄨
󡄨
󡄨 󡄨𝑝
lim 󡄨󡄨󡄨 𝑛 󡄨󡄨󡄨 = 󡄨󡄨󡄨
󡄨 = σ΅„¨σ΅„¨σ΅„¨πœ† 1 󡄨󡄨󡄨
𝑛 → ∞󡄨 π‘Ž
󡄨󡄨 2 (π‘Ÿ − 𝛼) 󡄨󡄨󡄨
󡄨 𝑛−1 󡄨󡄨
(48)
and again from Theorems 5, 7, and 8,
Case 2 (|πœ† 2 | = |πœ† 1 | < 1). In this case we have 𝑠2 = 4𝑑(π‘Ÿ − 𝛼)
and using the formula
π‘₯𝑛 = (
πœŽπ‘ (𝐴(π‘Ÿ, 𝑠, 𝑑)∗ , ℓ𝑝∗ ) = 0,
(38)
Now we examine three cases.
πœ† 1 [1 − (πœ† 2 /πœ† 1 ) ]
πœ†π‘›+1 − πœ†π‘›+1
π‘Žπ‘›
2
.
= 1𝑛
=
𝑛
𝑛
π‘Žπ‘›−1
πœ†1 − πœ†2
[1 − (πœ† 2 /πœ† 1 ) ]
Proof. By Proposition 1, πœŽπ‘Ÿ (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ) = πœŽπ‘ (𝐴(π‘Ÿ, 𝑠, 𝑑)∗ , ℓ𝑝∗ ) \
πœŽπ‘ (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ). Since by Theorem 6,
Theorem 10. πœŽπ‘ (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ) = 𝐷3 , where 𝐷3 = {𝛼 ∈ C :
2|π‘Ÿ − 𝛼| = | − 𝑠 + √𝑠2 − 4𝑑(π‘Ÿ − 𝛼)|}.
Proof. Because the parts πœŽπ‘ (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ), πœŽπ‘Ÿ (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ),
and πœŽπ‘ (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ) are pairwise disjoint sets and the union
of these sets is 𝜎(𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ), the proof immediately follows
from Theorems 7, 8, and 9.
Theorem 11. If 𝛼 ∈ 𝐷2 , 𝛼 ∈ 𝜎(𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 )𝐼3 .
Proof. From Theorem 7, 𝛼 ∈ πœŽπ‘ (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ). Thus, (𝐴(π‘Ÿ,
𝑠, 𝑑) − 𝛼𝐼)−1 does not exist. By Theorem 6𝐴(π‘Ÿ, 𝑠, 𝑑)∗ − 𝛼𝐼 is
one to one, so 𝐴(π‘Ÿ, 𝑠, 𝑑) − 𝛼𝐼 has a dense range in ℓ𝑝 by
Lemma 3.
Theorem 12. The following statements hold:
(i) 𝜎ap (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ) = 𝐷1 ,
(ii) πœŽπ›Ώ (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ) = 𝐷3 ,
(iii) 𝜎co (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ) = 0.
Abstract and Applied Analysis
7
Proof. (i) Since from Table 1,
𝜎ap (𝐴 (π‘Ÿ, 𝑠, 𝑑) , ℓ𝑝) = 𝜎 (𝐴 (π‘Ÿ, 𝑠, 𝑑) , ℓ𝑝)\𝜎 (𝐴 (π‘Ÿ, 𝑠, 𝑑) , ℓ𝑝) 𝐼𝐼𝐼1 ,
(51)
we have by Theorem 8
𝜎 (𝐴 (π‘Ÿ, 𝑠, 𝑑) , ℓ𝑝 ) 𝐼𝐼𝐼1 = 𝜎 (𝐴 (π‘Ÿ, 𝑠, 𝑑) , ℓ𝑝 ) 𝐼𝐼𝐼2 = 0.
(52)
Proof. Since the linearity of the operator 𝐴(π‘Ÿ, 𝑠, 𝑑) is not hard,
we omit the details. Now we prove that (56) holds for the
operator 𝐴(π‘Ÿ, 𝑠, 𝑑) on the space ℓ𝑝 . It is trivial that 𝐴(π‘Ÿ, 𝑠,
𝑑)𝑒(2) = (𝑑, 𝑠, π‘Ÿ, 0, . . .) for 𝑒(2) ∈ ℓ𝑝 . Therefore, we have
󡄩󡄩󡄩𝐴 (π‘Ÿ, 𝑠, 𝑑) 𝑒(2) σ΅„©σ΅„©σ΅„©
󡄩󡄩𝑝
σ΅„©σ΅„©
1/𝑝
= (|π‘Ÿ|𝑝 + |𝑠|𝑝 + |𝑑|𝑝 )
‖𝐴 (π‘Ÿ, 𝑠, 𝑑)β€–(ℓ𝑝 :ℓ𝑝 ) β©Ύ
σ΅„©σ΅„© (2) σ΅„©σ΅„©
󡄩󡄩𝑒 󡄩󡄩𝑝
(57)
which implies that
Hence
𝜎ap (𝐴 (π‘Ÿ, 𝑠, 𝑑) , ℓ𝑝 ) = 𝐷1 .
(53)
(ii) Since the following equality
πœŽπ›Ώ (𝐴 (π‘Ÿ, 𝑠, 𝑑) , ℓ𝑝 ) = 𝜎 (𝐴 (π‘Ÿ, 𝑠, 𝑑) , ℓ𝑝 ) \ 𝜎 (𝐴 (π‘Ÿ, 𝑠, 𝑑) , ℓ𝑝 ) 𝐼3
(54)
holds from Table 1, we derive by Theorems 8 and 11 that
πœŽπ›Ώ (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ) = 𝐷2 .
(iii) From Table 1, we have
1/𝑝
‖𝐴 (π‘Ÿ, 𝑠, 𝑑)β€–(ℓ𝑝 :ℓ𝑝 ) β©Ύ (|π‘Ÿ|𝑝 + |s|𝑝 + |𝑑|𝑝 )
‖𝐴 (π‘Ÿ, 𝑠, 𝑑) π‘₯‖𝑝
1/𝑝
∞
󡄨
󡄨𝑝
= ( ∑ σ΅„¨σ΅„¨σ΅„¨π‘Ÿπ‘₯π‘˜ + 𝑠π‘₯π‘˜+1 + 𝑑π‘₯π‘˜+2 󡄨󡄨󡄨 )
π‘˜=0
󡄨 󡄨𝑝
β©½ ( ∑ σ΅„¨σ΅„¨σ΅„¨π‘Ÿπ‘₯π‘˜ 󡄨󡄨󡄨 )
1/𝑝
π‘˜=0
= 𝜎 (𝐴 (π‘Ÿ, 𝑠, 𝑑) , ℓ𝑝 ) 𝐼𝐼𝐼1 ∪ 𝜎 (𝐴 (π‘Ÿ, 𝑠, 𝑑) , ℓ𝑝 ) 𝐼𝐼𝐼2 (55)
∪ 𝜎 (𝐴 (π‘Ÿ, 𝑠, 𝑑) , 𝑐0 ) 𝐼𝐼𝐼3 .
By Theorem 6 it is immediate that 𝜎co (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ) = 0.
4. Fine Spectra of Upper Triangular
Triple-Band Matrices over the Sequence
Space ℓ𝑝 (1 < 𝑝 < ∞)
In the present section, we determine the fine spectrum of
the operator 𝐴(π‘Ÿ, 𝑠, 𝑑) : ℓ𝑝 → ℓ𝑝 in case 1 β©½ 𝑝 < ∞.
We quote some lemmas which are needed in proving the
theorems given in Section 4.
Lemma 13 (see [17, p. 253, Theorem 34.16]). The matrix 𝐴 =
(π‘Žπ‘›π‘˜ ) gives rise to a bounded linear operator 𝑇 ∈ 𝐡(β„“1 ) from β„“1
to itself if and only if the supremum of β„“1 norms of the columns
of 𝐴 is bounded.
Lemma 14 (see [17, p. 245, Theorem 34.3]). The matrix 𝐴 =
(π‘Žπ‘›π‘˜ ) gives rise to a bounded linear operator 𝑇 ∈ 𝐡(β„“∞ ) from
β„“∞ to itself if and only if the supremum of β„“1 norms of the rows
of 𝐴 is bounded.
Lemma 15 (see [17, p. 254, Theorem 34.18]). Let 1 < 𝑝 < ∞
and 𝐴 ∈ (β„“∞ : β„“∞ ) ∩ (β„“1 : β„“1 ). Then, 𝐴 ∈ (ℓ𝑝 : ℓ𝑝 ).
Theorem 16. The operator 𝐴(π‘Ÿ, 𝑠, 𝑑) : ℓ𝑝 → ℓ𝑝 is a bounded
linear operator and
1/𝑝
(|π‘Ÿ|𝑝 + |𝑠|𝑝 + |𝑑|𝑝 )
β©½ ‖𝐴 (π‘Ÿ, 𝑠, 𝑑)β€–(ℓ𝑝 :ℓ𝑝 ) β©½ |π‘Ÿ| + |𝑠| + |𝑑| .
(56)
(58)
Let π‘₯ = (π‘₯π‘˜ ) ∈ ℓ𝑝 , where 1 < 𝑝 < ∞. Then, since (𝑑π‘₯π‘˜+2 ),
(π‘Ÿπ‘₯π‘˜ ), and (𝑠π‘₯π‘˜+1 ) ∈ ℓ𝑝 , it is easy to see by Minkowski’s inequality that
∞
𝜎co (𝐴 (π‘Ÿ, 𝑠, 𝑑) , ℓ𝑝 )
.
1/𝑝
∞
󡄨
󡄨𝑝
+ ( ∑ 󡄨󡄨󡄨𝑠π‘₯π‘˜+1 󡄨󡄨󡄨 )
π‘˜=0
∞
󡄨
󡄨𝑝
+ ( ∑ 󡄨󡄨󡄨𝑑π‘₯π‘˜+2 󡄨󡄨󡄨 )
1/𝑝
(59)
π‘˜=0
1/𝑝
∞
󡄨 󡄨𝑝
= |π‘Ÿ| ( ∑ 󡄨󡄨󡄨π‘₯π‘˜ 󡄨󡄨󡄨 )
π‘˜=0
∞
∞
󡄨
󡄨𝑝
+ |𝑠| ( ∑ 󡄨󡄨󡄨π‘₯π‘˜+1 󡄨󡄨󡄨 )
󡄨
󡄨𝑝
+ |𝑑| ( ∑ 󡄨󡄨󡄨π‘₯π‘˜+2 󡄨󡄨󡄨 )
1/𝑝
π‘˜=0
1/𝑝
π‘˜=0
= |𝑠| β€–π‘₯‖𝑝 + |π‘Ÿ| β€–π‘₯‖𝑝 + |𝑑| β€–π‘₯‖𝑝
= (|π‘Ÿ| + |𝑠| + |𝑑|) β€–π‘₯‖𝑝
which leads us to the result that
1/𝑝
(|π‘Ÿ|𝑝 + |𝑠|𝑝 + |𝑑|𝑝 )
β©½ ‖𝐴 (π‘Ÿ, 𝑠, 𝑑)β€–(ℓ𝑝 :ℓ𝑝 ) β©½ |π‘Ÿ| + |𝑠| + |𝑑| .
(60)
Therefore, by combining the inequalities in (58) and (59) we
have (56), as desired.
If 𝑇 : ℓ𝑝 → ℓ𝑝 is a bounded matrix operator with the
matrix 𝐴, then it is known that the adjoint operator 𝑇∗ :
ℓ𝑝∗ → ℓ𝑝∗ is defined by the transpose of the matrix 𝐴. The dual
space of ℓ𝑝 is isomorphic to β„“π‘ž , where 1 < 𝑝 < ∞.
Theorem 17. Let 𝑠 be a complex number such that √𝑠2 = −𝑠
and define the set 𝐷1 by
󡄨󡄨
󡄨󡄨
𝐷1 = {𝛼 ∈ C : 2 |π‘Ÿ − 𝛼| β©½ 󡄨󡄨󡄨󡄨−𝑠 + √𝑠2 − 4𝑑 (π‘Ÿ − 𝛼)󡄨󡄨󡄨󡄨} .
󡄨
󡄨
(61)
Then, πœŽπ‘ (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ) ⊆ 𝐷1 .
8
Abstract and Applied Analysis
Proof. We will show that 𝐴 𝛼 (π‘Ÿ, 𝑠, 𝑑)∗ is onto, for 2|π‘Ÿ − 𝛼| >
| − 𝑠 + √𝑠2 − 4𝑑(π‘Ÿ − 𝛼)|. Thus, for every 𝑦 ∈ β„“π‘ž , we find π‘₯ ∈
β„“π‘ž . 𝐴 𝛼 (π‘Ÿ, 𝑠, 𝑑)∗ is a triangle so it has an inverse. Also equation
𝐴 𝛼 (π‘Ÿ, 𝑠, 𝑑)∗ π‘₯ = 𝑦 gives [𝐴 𝛼 (π‘Ÿ, 𝑠, 𝑑)∗ ]−1 𝑦 = π‘₯. It is sufficient
to show that [𝐴 𝛼 (π‘Ÿ, 𝑠, 𝑑)∗ ]−1 ∈ (β„“π‘ž : β„“π‘ž ). We calculate that
𝐴 = (π‘Žπ‘›π‘˜ ) = [𝐴 𝛼 (π‘Ÿ, 𝑠, 𝑑)∗ ]−1 as follows:
π‘Ž1
[π‘Ž2
[
𝐴 = (π‘Žπ‘›π‘˜ ) = [π‘Ž3
[
..
[.
0
π‘Ž1
π‘Ž2
..
.
0
0
π‘Ž1
..
.
...
. . .]
]
,
. . .]
]
..
.]
Hence, 𝐴 𝛼 (π‘Ÿ, 𝑠, 𝑑)∗ is onto. By Lemma 2, 𝐴 𝛼 (π‘Ÿ, 𝑠, 𝑑) has a
bounded inverse. This means that πœŽπ‘ (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ) ⊆ 𝐷1 ,
where 𝐷1 is defined by (61).
Theorem 18. πœŽπ‘ (𝐴(π‘Ÿ, 𝑠, 𝑑)∗ , ℓ𝑝∗ ) = 0.
Proof. Let 𝐴(π‘Ÿ, 𝑠, 𝑑)∗ 𝑓 = 𝛼𝑓 with 𝑓 =ΜΈ πœƒ = (0, 0, 0, . . .) in ℓ𝑝∗ =
β„“π‘ž . Then, by solving the system of linear equations
π‘Ÿπ‘“0 = 𝛼𝑓0 ,
𝑠𝑓0 + π‘Ÿπ‘“1 = 𝛼𝑓1 ,
(62)
𝑑𝑓0 + 𝑠𝑓1 + π‘Ÿπ‘“2 = 𝛼𝑓2 ,
where
𝑑𝑓1 + 𝑠𝑓2 + π‘Ÿπ‘“3 = 𝛼𝑓3 ,
1
π‘Ž1 =
,
π‘Ÿ−𝛼
−𝑠
,
π‘Ž2 =
(π‘Ÿ − 𝛼)2
π‘Ž3 =
π‘‘π‘“π‘˜−2 + π‘ π‘“π‘˜−1 + π‘Ÿπ‘“π‘˜ = π›Όπ‘“π‘˜ ,
𝑠 − 𝑑 (π‘Ÿ − 𝛼)
,
(π‘Ÿ − 𝛼)3
we find that 𝑓0 = 0 if 𝛼 =ΜΈ π‘Ÿ and 𝑓1 = 𝑓2 = ⋅ ⋅ ⋅ = 0 if 𝑓0 = 0
which contradicts 𝑓 =ΜΈ πœƒ. If 𝑓𝑛0 is the first nonzero entry of the
sequence 𝑓 = (𝑓𝑛 ) and 𝛼 = π‘Ÿ, then we get 𝑑𝑓𝑛0 −2 + 𝑠𝑓𝑛0 −1 +
π‘Ÿπ‘“π‘›0 = 𝛼𝑓𝑛0 which implies 𝑓𝑛0 = 0 which contradicts the
assumption 𝑓𝑛0 =ΜΈ 0. Hence, the equation 𝐴(π‘Ÿ, 𝑠, 𝑑)∗ 𝑓 = 𝛼𝑓 has
no solution 𝑓 =ΜΈ πœƒ.
It is known that from Theorem 5
πœ†π‘›1 − πœ†π‘›2
√𝑠2 − 4𝑑 (π‘Ÿ − 𝛼)
where πœ† 1 =
,
∀𝑛 β©Ύ 1,
−𝑠 + √Δ
,
π‘Ÿ−𝛼
πœ†2 =
−𝑠 − √Δ
.
π‘Ÿ−𝛼
(64)
Now, we show that [𝐴 𝛼 (π‘Ÿ, 𝑠, 𝑑)∗ ]−1 ∈ (β„“1 : β„“1 ), for |πœ† 1 | < 1.
By Theorem 5, we know that if |πœ† 1 | < 1, |πœ† 2 | < 1. We assume
that 𝑠2 − 4𝑑(π‘Ÿ − 𝛼) =ΜΈ 0 and |πœ† 1 | < 1,
∞
∞
σ΅„©
σ΅„©σ΅„©
󡄨󡄨 󡄨󡄨
󡄨󡄨 󡄨󡄨
σ΅„©σ΅„©[𝐴 𝛼 (π‘Ÿ, 𝑠, 𝑑)∗ ]−1 σ΅„©σ΅„©σ΅„©
π‘Ž
=
=
sup
∑
∑
󡄨
󡄨
σ΅„¨σ΅„¨π‘Žπ‘˜ 󡄨󡄨
󡄨 π‘˜σ΅„¨
σ΅„©(β„“1 :β„“1 )
σ΅„©
𝑛
π‘˜=𝑛
β©½
..
.
(63)
2
..
.
π‘Žπ‘› =
(68)
..
.
π‘˜=1
∞
∞
1
󡄨 σ΅„¨π‘˜
󡄨 σ΅„¨π‘˜
( ∑ σ΅„¨σ΅„¨σ΅„¨πœ† 1 󡄨󡄨󡄨 + ∑ σ΅„¨σ΅„¨σ΅„¨πœ† 2 󡄨󡄨󡄨 ) < ∞,
|Δ| π‘˜=1
π‘˜=1
(65)
since |πœ† 1 | < 1 and |πœ† 2 | < 1. This shows that (𝐴 𝛼 (π‘Ÿ, 𝑠, 𝑑)∗ ]−1 ∈
(β„“1 : β„“1 ). Similarly we can show that [𝐴 𝛼 (π‘Ÿ, 𝑠, 𝑑)∗ ]−1 ∈ (β„“∞ :
β„“∞ ).
Now assume that 𝑠2 − 4𝑑(π‘Ÿ − 𝛼) = 0. Then,
In the case 1 < 𝑝 < ∞, since the proof of the theorems,
in Section 4, determining the spectrum and fine spectrum
of the matrix operator 𝐴(π‘Ÿ, 𝑠, 𝑑) on the sequence space ℓ𝑝
is similar to the case 0 < 𝑝 β©½ 1; to avoid the repetition
of similar statements, we give the results by the following
theorem without proof.
Theorem 19. The following statements hold:
(i) 𝜎(𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ) = 𝐷1 ,
(ii) πœŽπ‘Ÿ (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ) = 0,
(iii) πœŽπ‘ (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ) = 𝐷2 ,
(iv) πœŽπ‘ (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ) = 𝐷3 ,
(v) 𝜎ap (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ) = 𝐷1 ,
(vi) 𝜎co (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ) = 0,
(vii) πœŽπ›Ώ (𝐴(π‘Ÿ, 𝑠, 𝑑), ℓ𝑝 ) = 𝐷3 .
5. Some Applications
(66)
In this section, we give two theorems related to Toeplitz matrix.
and simple calculation gives that (π‘Žπ‘› ) ∈ β„“π‘ž if and only if |−𝑠| <
2|π‘Ÿ − 𝛼|,
Theorem 20. Let 𝑃 be a polynomial that corresponds to the 𝑛tuple π‘Ž and let 𝑧1 , 𝑧2 , 𝑧3 , . . . , 𝑧𝑛−1 also be the roots of 𝑃. Define
𝑇 as a Toeplitz matrix associated with 𝑃, that is,
𝑛
2𝑛
−𝑠
]
π‘Žπ‘› = ( ) [
−𝑠
2 (π‘Ÿ − 𝛼)
−1
[(𝐴 (π‘Ÿ, 𝑠, 𝑑) − 𝛼𝐼)∗ ]
∈ (β„“π‘ž : β„“π‘ž )
󡄨󡄨
󡄨󡄨
for 𝛼 ∈ C with 2 |π‘Ÿ − 𝛼| > 󡄨󡄨󡄨󡄨−𝑠 + √𝑠2 − 4𝑑 (π‘Ÿ − 𝛼)󡄨󡄨󡄨󡄨 .
󡄨
󡄨
(67)
π‘Ž0
[0
[
𝑇 = [0
[
..
[.
π‘Ž1
π‘Ž0
0
..
.
π‘Ž2
π‘Ž1
π‘Ž0
..
.
...
π‘Ž2
π‘Ž1
..
.
π‘Žπ‘›
...
π‘Ž2
..
.
0
π‘Žπ‘›
...
..
.
0
0
π‘Žπ‘›
..
.
0
0
0
..
.
...
. . .]
]
.
. . .]
]
..
.]
(69)
Abstract and Applied Analysis
9
The resolvent operator 𝑇 over ℓ𝑝 with 1 < 𝑝 < ∞, where the
domain of the resolvent operator is the whole space ℓ𝑝 , exists if
and if only all the roots of the polynomial are outside the unit
disc {𝑧 ∈ C : |𝑧| β©½ 1}. That is 𝑇−1 ∈ (ℓ𝑝 : ℓ𝑝 ) if and if only
|𝑧𝑖 | > 1, 1 β©½ 𝑖 β©½ 𝑛 − 1. In this case the resolvent operator is
represented by
1
𝑇−1 =
π‘Žπ‘›−1
𝐴−1 (−𝑧1 , 1) 𝐴−1 (−𝑧2 , 1) ⋅ ⋅ ⋅ 𝐴−1 (−𝑧𝑛−1 , 1) ,
where
[
[
[
[
[
[
−1
𝐴 (−𝑧𝑖 , 1) = − [
[
[
[
[
[
[
1/𝑧𝑖 1/𝑧𝑖2 1/𝑧𝑖3 1/𝑧𝑖4 1/𝑧𝑖5 . . .
0
0
0
0
..
.
]
1/𝑧𝑖 1/𝑧𝑖2 1/𝑧𝑖3 1/𝑧𝑖4 . . . ]
]
]
0 1/𝑧𝑖 1/𝑧𝑖2 1/𝑧𝑖3 . . . ]
]
].
2
0
0 1/𝑧𝑖 1/𝑧𝑖 . . . ]
]
]
0
0
0 1/𝑧𝑖 . . . ]
]
..
..
..
.. . .
.]
.
.
.
.
(70)
Proof. Suppose all the roots of the polynomial 𝑃(𝑧) = π‘Ž0 +
π‘Ž1 𝑧 + ⋅ ⋅ ⋅ + π‘Žπ‘›−1 𝑧𝑛−1 = π‘Žπ‘› (𝑧 − 𝑧1 )(𝑧 − 𝑧2 ) ⋅ ⋅ ⋅ (𝑧 − 𝑧𝑛−1 ) are
outside the unit disc. The Toeplitz matrix associated with 𝑃
can be written as the product
𝑇 = π‘Žπ‘› 𝐴 (−𝑧1 , 1) 𝐴 (−𝑧2 , 1) ⋅ ⋅ ⋅ 𝐴 (−𝑧𝑛−1 , 1) .
(71)
Since multiplication of upper triangular Toeplitz matrices is
commutative, we can see that
𝑇−1 =
1
π‘Žπ‘›−1
𝐴−1 (−𝑧1 , 1) 𝐴−1 (−𝑧2 , 1) ⋅ ⋅ ⋅ 𝐴−1 (−𝑧𝑛−1 , 1)
(72)
is left inverse of 𝑇. Since all roots are outside the unit disc,
then
∞
∞
1
1
σ΅„©
σ΅„©σ΅„© −1
󡄩󡄩𝑇 (−𝑧𝑖 , 1)σ΅„©σ΅„©σ΅„©
=
sup
=
∑
∑
π‘˜+1−𝑛
σ΅„©(β„“∞ :β„“∞ )
σ΅„©
󡄨
󡄨
󡄨
σ΅„¨π‘˜ < ∞.
𝑛
π‘˜=𝑛 󡄨󡄨󡄨𝑧𝑖 󡄨󡄨󡄨
π‘˜=1 󡄨󡄨󡄨𝑧𝑖 󡄨󡄨󡄨
(73)
Therefore each 𝑇−1 (−𝑧𝑖 , 1) ∈ (β„“∞ : β„“∞ ), for 1 β©½ 𝑖 β©½ 𝑛 − 1.
Similarly we can say that 𝑇−1 (−𝑧𝑖 , 1) ∈ (β„“1 : β„“1 ). So we have
𝑇−1 (−𝑧𝑖 , 1) ∈ (ℓ𝑝 : ℓ𝑝 ).
Theorem 21. The resolvent operator of 𝐴(π‘Ÿ, 𝑠, 𝑑) over ℓ𝑝 with
1 < 𝑝 < ∞, where the domain of the resolvent operator is the
space ℓ𝑝 , exists if and only if 2|π‘Ÿ| > | − 𝑠 + √𝑠2 − 4π‘‘π‘Ÿ|. In this
case, the resolvent operator is represented by the infinite banded
Toeplitz matrix
𝐸 (π‘Ÿ, 𝑠, 𝑑)
𝑒1 𝑒12 𝑒13 𝑒14 . . .
[
[ 0 𝑒 𝑒2 𝑒3
1
1
1
[
1[
[ 0 0 𝑒 𝑒2
1
= [
1
𝑑[
[ 0 0 0 𝑒1
[
[
.. .. .. ..
[. . . .
where 𝑒1 =
𝑒2 𝑒22 𝑒23 𝑒24 . . .
][
2
3
[
. . .]
] [ 0 𝑒2 𝑒2 𝑒2
][
2
[
. . .]
] [ 0 0 𝑒2 𝑒2
][
[
. . .]
] [ 0 0 0 𝑒2
][
. . . .
..
. ] [ .. .. .. ..
−𝑠 + √𝑠2 − 4π‘‘π‘Ÿ
,
2π‘Ÿ
𝑒2 =
]
. . .]
]
]
. . .]
],
]
. . .]
]
]
..
.]
−𝑠 − √𝑠2 − 4π‘‘π‘Ÿ
.
2π‘Ÿ
(74)
Proof. By Theorem 20, we can see that 𝐸(π‘Ÿ, 𝑠, 𝑑) is inverse
of the matrix of 𝐴(π‘Ÿ, 𝑠, 𝑑). But this is not enough to say it
is resolvent operator. By Lemmas 13, 14, and 15, 𝐸(π‘Ÿ, 𝑠, 𝑑) ∈
(ℓ𝑝 : ℓ𝑝 ), when 2|π‘Ÿ| > | − 𝑠 + √𝑠2 − 4π‘‘π‘Ÿ|. That is for 2|π‘Ÿ| >
| − 𝑠 + √𝑠2 − 4π‘‘π‘Ÿ|, 𝐸(π‘Ÿ, 𝑠, 𝑑) is a resolvent operator.
Acknowledgments
The authors would like to thank the referee for pointing
out some mistakes and misprints in the earlier version of
this paper. They would like to express their pleasure to
Ms. Medine Yeşilkayagil, Department of Mathematics, Uşak
University, 1 Eylül Campus, Uşak, Turkey, for many helpful
suggestions and interesting comments on the revised form of
the paper.
References
[1] M. GonzaΜ€lez, “The fine spectrum of the CesaΜ€ro operator in ℓ𝑝
(1 < 𝑝 < ∞),” Archiv der Mathematik, vol. 44, no. 4, pp. 355–
358, 1985.
[2] P. J. Cartlidge, Weighted mean matrices as operators on ℓ𝑝 [Ph.D.
dissertation], Indiana University, 1978.
[3] J. I. Okutoyi, “On the spectrum of C1 as an operator on 𝑏𝑣0 ,”
Australian Mathematical Society A, vol. 48, no. 1, pp. 79–86,
1990.
[4] J. I. Okutoyi, “On the spectrum of C1 as an operator on bv,”
Communications A, vol. 41, no. 1-2, pp. 197–207, 1992.
[5] M. YΔ±ldΔ±rΔ±m, “On the spectrum of the Rhaly operators on ℓ𝑝 ,”
Indian Journal of Pure and Applied Mathematics, vol. 32, no. 2,
pp. 191–198, 2001.
[6] B. Altay and F. BasΜ§ar, “On the fine spectrum of the difference
operator Δ on 𝑐0 and 𝑐,” Information Sciences, vol. 168, no. 1–4,
pp. 217–224, 2004.
[7] B. Altay and F. BasΜ§ar, “On the fine spectrum of the generalized
difference operator 𝐡(π‘Ÿ, 𝑠) over the sequence spaces 𝑐0 and
𝑐,” International Journal of Mathematics and Mathematical
Sciences, vol. 2005, no. 18, pp. 3005–3013, 2005.
[8] A. M. Akhmedov and F. BasΜ§ar, “On the fine spectra of the difference operator Δ over the sequence space ℓ𝑝 , (1 ≤ 𝑝 < ∞),”
Demonstratio Mathematica, vol. 39, no. 3, pp. 585–595, 2006.
10
[9] A. M. Akhmedov and F. BasΜ§ar, “The fine spectra of the difference
operator Δ over the sequence space 𝑏𝑣𝑝 , (1 ≤ 𝑝 < ∞),” Acta
Mathematica Sinica, vol. 23, no. 10, pp. 1757–1768, 2007.
[10] F. BasΜ§ar and B. Altay, “On the space of sequences of p-bounded
variation and related matrix mappings,” Ukrainian Mathematical Journal, vol. 55, no. 1, pp. 136–147, 2003.
[11] H. Furkan, H. BilgicΜ§, and F. BasΜ§ar, “On the fine spectrum of the
operator 𝐡(π‘Ÿ, 𝑠, 𝑑) over the sequence spaces ℓ𝑝 and 𝑏𝑣𝑝 ,(1 < 𝑝 <
∞),” Computers & Mathematics with Applications, vol. 60, no. 7,
pp. 2141–2152, 2010.
[12] V. Karakaya and M. Altun, “Fine spectra of upper triangular
double-band matrices,” Journal of Computational and Applied
Mathematics, vol. 234, no. 5, pp. 1387–1394, 2010.
[13] A. Karaisa, “Fine spectra of upper triangular double-band
matrices over the sequence space ℓ𝑝 , (1 < 𝑝 < ∞),” Discrete
Dynamics in Nature and Society, vol. 2012, Article ID 381069, 19
pages, 2012.
[14] E. Kreyszig, Introductory Functional Analysis with Applications,
John Wiley & Sons, New York, NY, USA, 1978.
[15] J. Appell, E. Pascale, and A. Vignoli, Nonlinear Spectral Theory,
vol. 10 of de Gruyter Series in Nonlinear Analysis and Applications, Walter de Gruyter, Berlin, Germany, 2004.
[16] S. Goldberg, Unbounded Linear Operators, Dover Publications,
New York, NY, USA, 1985.
[17] B. Choudhary and S. Nanda, Functional Analysis with Applications, John Wiley & Sons, New York, NY, USA, 1989.
Abstract and Applied Analysis
Advances in
Operations Research
Hindawi Publishing Corporation
http://www.hindawi.com
Volume 2014
Advances in
Decision Sciences
Hindawi Publishing Corporation
http://www.hindawi.com
Volume 2014
Mathematical Problems
in Engineering
Hindawi Publishing Corporation
http://www.hindawi.com
Volume 2014
Journal of
Algebra
Hindawi Publishing Corporation
http://www.hindawi.com
Probability and Statistics
Volume 2014
The Scientific
World Journal
Hindawi Publishing Corporation
http://www.hindawi.com
Hindawi Publishing Corporation
http://www.hindawi.com
Volume 2014
International Journal of
Differential Equations
Hindawi Publishing Corporation
http://www.hindawi.com
Volume 2014
Volume 2014
Submit your manuscripts at
http://www.hindawi.com
International Journal of
Advances in
Combinatorics
Hindawi Publishing Corporation
http://www.hindawi.com
Mathematical Physics
Hindawi Publishing Corporation
http://www.hindawi.com
Volume 2014
Journal of
Complex Analysis
Hindawi Publishing Corporation
http://www.hindawi.com
Volume 2014
International
Journal of
Mathematics and
Mathematical
Sciences
Journal of
Hindawi Publishing Corporation
http://www.hindawi.com
Stochastic Analysis
Abstract and
Applied Analysis
Hindawi Publishing Corporation
http://www.hindawi.com
Hindawi Publishing Corporation
http://www.hindawi.com
International Journal of
Mathematics
Volume 2014
Volume 2014
Discrete Dynamics in
Nature and Society
Volume 2014
Volume 2014
Journal of
Journal of
Discrete Mathematics
Journal of
Volume 2014
Hindawi Publishing Corporation
http://www.hindawi.com
Applied Mathematics
Journal of
Function Spaces
Hindawi Publishing Corporation
http://www.hindawi.com
Volume 2014
Hindawi Publishing Corporation
http://www.hindawi.com
Volume 2014
Hindawi Publishing Corporation
http://www.hindawi.com
Volume 2014
Optimization
Hindawi Publishing Corporation
http://www.hindawi.com
Volume 2014
Hindawi Publishing Corporation
http://www.hindawi.com
Volume 2014
Download