r TN~, A Study of the Crystalline Properties of 17 SEP 1935 URAR; Heat-treated Tungsten Wires and their Relation to Thermionic Emission By Richard P. Bien Ph. B., Brown University, Providence, R. I. 1924 Submitted in Partial Fulfillment of the Requirement For the Degree of Doctor of Science From the Massachusetts Institute of Technology 1935 Signature of Author Department of Aq[ 'cs Professor in Charge of Research Chairman of Departmental Committee on Graduate, Students Head of Department Date & 9, )3 '7) C) TABLE OF CONTENTS Page Introduction Part I: 1 Heat Treatment and Grain Size Part II: Surface Planes and Thermionic Emission from 21 these Planes................ Part III:Mechanical Defects, crystal size, T1ormionic Sumary Emission and .................. and Conclusion ............................ 202287 42 54 INTRODUCTION The lack of agreement between Schottkyts Image Force theory and observed emission data for pure Tungsten at low accelerating fields has been ascribed to the nonhomogeneity of the surface emitting electrons. Informa- tion as to what constitutes the criterion for homogeneity is rather lacking in the literature. What has been accepted as reliable work on Tungsten(2 ) has always been done with well-aged filaments with hours of heat-treatment at 26000 K and more houirs at 24000 K and flashes at 2800 0 K or above. One might suspect then that these filaments would be large-grained, when reproducible and reliable results are obtained. The point of departure in this work, then, is to make an investigation of the filament wires in general use and see whether and how the grain size of straight filaments may be controlled by heat-treatment. And if relatively small grains are achieved(3) with presumably a heat-treatment of time short enough, it is our aim to see whether reproducible results can be obtained, and when can they be obtained. As emission of electrons is definitely a surface phenomenon attention should be paid to the following aspects: (a) will the mechanical defects of the wire, i.e., departure from a circular cross-section, affect emission? p (b) are there preferential facets of emission on the surface of the wire, since there may conceivably be different crystal planes naturally etched on the surface due to heat-treatment? Thus the work carried out in this research is an attempt to determine: (1) Heat treatment and grain size of a straight filament. (2) Whether there is the existence of different crystal planes on the surface of the wire, and differential emission from the planes, and , (3) Whether mechanical defects, large grain size, influence Thermionic emission to the extent as speculated. These questions naturally divide into three parts. Attempts to answer these are presented in detail in the following sections in the order named above. PART I Heat Treatment and Grain Size. I. Heat treatment a) Experimental Method and Procedure. Straight filaments of different diameters and of different manufacture were mounted on springs and sealed in pyrex tubes through Tungsten seals. These tubes were then pumped down on a system consisting of 2 mercury diffusion pumps backed by a Cenco-Hyvac oil pump. After being pumped down to 10-8mm of mercury or better, the tubes were baked for some hours at 40000 and over, and then heat-treatment began on the filaments usually at a vacuum of 10-8mm. of mercury. Two metIhods of heat treatment were followed. The first one was to flash the filament at 3100 0 K or above and then age at lower temperatures, 2400 0 K to 29000 K, for many minutes or hours. This method was followed on the assump- tion that sudden high temperature heating would tend to cause the simultaneous crystallization of numerous centers around which further growth in size might take place, and thuga means to fine grain size might be achieved. Flashing was at first done by the sudden switching on of current predetermined for the desired temperature and immediately switching it off again. But as this was found to be not materially different from pushing up the current in 1 or 2 seconds from a value below that corresponding to 2. and immediately pushing down again, l7OoK~) method was followed out in most of the work. this latter in view of such experience, flashing by condenser discharge has been thought unnecessary. The second method followed was the reverse of the first. to 29000K, The filament was slowly brought up to 24000K and then flashed at 3100 0 K or higher. By a similar argument, large grains would be expected. That 3150 0 K is set as the upper limit is due to the fact that at higher temperatures, the filaments tend to break due to excessive evaporation or great brittleness before further aging can reduce it. When filaments were heat-treated in a half or one atmosphere of Nitrogen, upper limit was exceeded. this Indeed a V-shaped filament was heated to 3450 0 K for many minutes and was still in tact after high temperature aging. (Filament N3). II. Grain Size To examine the crystals thus formed, longitudinal sections of the filaments were prepared for micro-photographic examination. End sections were also made in some cases, incidentally to determine the mechanical defects of the wires such as cracks and die marks. The preparation of these sections calls for comment. The longitudinal sections were prepared by sliding the sample wire into a thinned and drawn pyrex glass capillary tube. The tube was further heated and slightly drawn 3. so that the glass was melted onto the metal. are necessary. direct flame. Two precautions No part of the metal must ever be exposed to Air holes are apt to remain where there should be good contact between metal and glass. To get rid of these air holes, in fact, is impossible for fine wires of diameters below 4 mils. By heating slowly from one end to the other, and rotating the tube as the tube travels across the flame, they can be minimized, but never completely obliterated. The closer the capillary is to the diameter of the wire, the less opportunity of leaving many air holes. After the wire was sealed in the capillary, the upper end of the tube was bent by heating. When the glass was cool the edge away from the tube was ground down on an emery wheel until the metal part barely exposed itself. Figure 1, (a) (b) (c) (d) illustrate th-e steps. b) Fig. 1. 4. Next the polished strips were broken off and set in a Bakelite press for bak&lite mold making.9'The sample would sit on a polished steel surface, and bakelite powder was piled on and around it. This powder was pressed and heated to melting and further pressed until the sample would remain fast in the now hardened mold. This was done in Professor Homerburg's Metallurgical laboratory of the Mining Engineering Department. After that further polishing could be done, Figure 2 shows some of the samples in bakelite molds. Figure 2. Further polishing was done on 00 grade emery paper, then over an oil stone, and finally set on canvas wheel with carborundum suspension for abrasive, broad cloth wheel :iith alumina suspension, and velvet wheel with 5. fine alumina suspension lubricated with soap solution. The polishing is a little different from ordinary Metallurgical practice. stage. It has to be as short in time as possible on each Rather prolonged polishing on the next to last stage is preferred for removing the final scratch marks. Also it is found advisable to examine the specimen under microscope after some polishing, beginning with the canvas wheel step. .This enables one to tell how much further polishing on the same stage may be needed. Duration of polish for each stage varies with each individual sample. The end sections present a different problem. After various trials, it was found that the most convenient and satisfactory way to obtain end-sections was by electro-plating the wire in a nickel sulphate bath until the wire grew to 3 to 6 times its diameter. The plated samples were then thoroughly washed and cleaned and transferred into a copper sulphate bath until the diameter of the sample was of the order of 3 mm or so. A chunk of the sample was ground down at one end on an emery wheel so that the sample could stand stably on this polished end. Then bakelite molds were prepared with the samiples set in them, and more polishing similar to that applied to longitudinal sections was made. The plating formulas used are those recommended by Blum and Hogaboom in their "Principles of Electro-plating and Electro-forming"i. 6. Nickel Plating: Nickel Sulphate 120 g/l Ammonium chloride 15 g/l Boric acid 15 g/l Bath used 1.5 liters Run at Room Temperature Copper Plating: Sulphuric Acid Copper sulphate Bath used 2 liters 75 g/l 250 g/l Run at Room Temperature For the purpose here, current densities adopted for the Nickel plating was .005 amp/cm 2 . Above this value there is a tendency for plated nickel to scale off. For the cop- per plating, the current density adopted was .075 amp/cm 2 . For copper plating air agitation was used as soon as plating began. This is beneficial in two respects. It helps the growth of copper crystals into much finer grain size than otherwise, and hence a very much harder laye.r so that there are no fragments flying off durinq the polishing processes. Also, it prevents copper sulphate crystals from formin at the bottom of the anode plates, and hence the life of the anode is much lengthened. The cathode plate was made up of a square ring with a heavy wire hammered into the plate at the ends. ments were generally welded onto nickel wires which were Fila- 7. again welded on to this cross-wire. For the nickel plating, nickel to nickel welding presented no difficulty. For nickel to copper welding on the copper plate, care must be exercised that the weld will hold. It is safe practice to change a copper cathode after 3 platings, as by then the copper wire has grown very thick. Correlation for grain size was looked for with the X-ray powder method. As is well known, if Debye-Scherrer pictures were taken of a substance like Tungsten, a number of smooth lines will result in the photographic plate indicating the various planes of the crystal doing the X-ray diffraction. For fine drawn wires, there is a special pre- ferred orientation of the fine crystals that go make up the (5) unheat-treated wire. These will be shown by a variation in width of the X-ray lines. exceed 5/,(6) But if the grain size should the lines on the plates will begin to appear broken up, and the larger the grain size, the more broken up will these lines become. A number of such X-ray pictures were taken with (7) Cu K&radiation at 30,000 volts in Professor Warren's laboratory and they all showed the same kind of preferrred orientation. As these pictures were taken with filaments which under-want various kinds of heat-treatments, the extent to w'- ich the lines broke up were compared to the grain size as determined by microphotographic sections. 8. This method was very insensitive to small changes in size, and therefore unsuitable as a fair means to determine the size of crystals in a heat-treated wire. The more laborious method of microphotographs is the only satisfactory method. Results: Table I gives a summary of significant longitudinal samples tested microphotographically together with their histories of heat-treatment. I Table Method kiydan494se Fila. of wire no. -3 330 K 5sec 2671o* 70min 313 O'k -a 2900"k Ssec -. 3 )tfn 0k /0 sec 2900 2600'k 13 C2 P-900 oki 26000k 20 pm', /o sec 3 N, " 4mil Method 2 aver. gmMsite Fla. 1-9o o 0'k .2 i~' Zboo0 f-Smin k srs., VOC. 1775 0 K 14hrs. 257 5 34So/k Imin 3mil 2/6 60/4 A ?- 2600*Ik 29000 k 20 min 10 ',iij 4mil FS 75)*m J-0 1 4 218 slowly up to 3ofo k 2;IFES 3m1 rhac fo ine/1/ln9 p1: spe ial ~21 Di 6-4 n'A afm. of NA (v {j;ta)3 70 ,Ok J o 9o 0 k k4qd and size aver. of wire 5rain size . asI- 3/5-00 Jk /0 jec IYoo K 4 m'4 269o*k )j H no. 31s~00 k 2 hs ci C I . Pc~ In I a/m. of/li SOwly upI, Jo 0k " JJook 1. 347oAk B , 411I 3- c I/M#7 Sfdw I Fan S/eel 9. Plate I Filament No. 2 Magnification 630X Plate II Filament No. :3 Magnification 630X Il Plate III Filament No. 4 Magnification 630X 10. Plate IV Filament No. Al Magnif ication 280X Plate V Filament No. Magnification A2 300X Plate VI Filament No. A3 Magnification 300X i. I Plate VII Filament No. 02 Magnification 400X Plate VIII Filament No. 03 Magnification 400X 12. Plate IX Filament No. N Magnification 300X 218 special 10 mil wire Forsythe and Watson used for Tungsten Temperature determination. Plate X 4 mil Fan steel wire Magnification 550X 13. Ct Plates XI 2 mil XII special Fansteel wire Magnification. 750X-XI 700X-XII Plate VII is end section of filament No. C2 Plate XIII 3 mil 218 wire Magnification 640X 14. Plate XIV Fine drawn 4 mil Fansteel wire not heat-treated Plate XV Fine drawn 4 mil Famsteel wire not heat-treated. Magnif ication 630X 15. Plate XVI Filament No. 2 Plate XVII Filament No. 3 Plate XVIII Filament No. 5 16. Plate XIX Filament No. 8 4 mil Fansteel wire 1660 0 K for 55 minutes 1775 0 K for 3 hrs.20 min. 1873 0 K for 4 min. 17. Plates 1, 2, 3, 4, 5, 6, 7, 8, illustrate the results obtained in Table I. Plates 9, 10, 11, 12, 13 are the end section It is to be noticed that no wire is free microphotogaphs. from die marks. The average defect due to these die marks may run into 2 or more than 2 per cent as shown by 10 and 11, The Fansteel4 mil is the only wire examined that has a crack extending 1/3..cf the diameter towards the center (the photograph shows the crack to be existing apparently throughout the diameter, but the actual extent stops where a bent in the crack appears from the -6-6 edge). Heat treatment does not effectively round off these die marks. Plate 11 and 12 illustrate this point. It is perhaps appropriate to mention here that for a test of the roundness of the filaments, these end-sections do not serve well at all. With the best of care one is never sure that the exposed section is a plane cut perpendicular to the axis. However, if the diameter of a filament were measured by counting the interference fringes created due to its presence between 2 optical flats, and if this wire be rotated at an angle for each fresh determination of diameters, a check as to the roundness of the filament may be arrived at by the difference in number of fringes counted. Determination of diameter for the various wires by this method shows for filaments corresponding to 18. Plates: 9........very round l0........1ess than l0 ll........l to 2% 13........about 1% Plate 14 shows the Debye-Scherrer picture of a non-heat-treated tungsten wire. Plate 15 is the corres- ponding microphotograph. Plates 16, 17, 18, are the Debye-Scherrer pic- tures corresponding to the microphotograph. plates 1, 2, and 3. Plate 19 is a Debye-Scherrer picture for a 4 mil Falsted wire that was heat-treated at 16600K for 55 minutes, 1775 0 K for 3 hours and 20 minutes, and 1873 0 K 4 min. If this were compared with plate 14, it would enable one to estimate that recrystallization most probably would not occur at 1700 0 K. Discussion of Results: An examination of plates 4, 5, 6 snows that other things being equal, method 1 does tend to create smaller grains. But this result is off-set by the fact that heat ing at temperatures of 2400 0 K or above for any length of time always cause the grain size to enlarge very materially. Filament A4 which had similar history as Al, but further heated at 2600 0 K for 47 minutes, became, so ductile that it could be bent at will and tied into knots without breaking. 19. Microphotographs showed no grain at all in the sections that could be exposed to view. story is told by the 4 mil Fansteel wires. A similar Plates how the difference 1 and 2 indicate in grain size depends on length of time and temperature of heat-treatment. Half the time at 29000 K is much more effective than 70 minutes at 26000 K. -Again, plate 3 shows, .that if one raises the temperature very high, 1 min,at 3450 0 K enabled the grain size to grow even bigger than in the case of plate 2. Now it is common practice in Thermionic work to heat the filament to 24000Y for at least 10 hours, to flash at 2800 0 K to 2900 0 K, many times, and also to give further heating at temperatures higher than 2400 0 K for an hour or so.(8) It is reasonable to expect then, for well-aed filaments the grain size must be large in comparison to the diameter. Table II gives a summary of well-aged filaments examined in the present work. Table 1/ Filf. and overaye ire Yiain SiZe .ind of no. 0 /hr. in a1M. of N/ dIEat Watiin -ed fer detemiatn of Tvoimten 7emp.) 3 1 0Y k Fo(ryihe and b1 see Ta NV see Table I N5 I /Omil 26 2 CM 3mi 218 IS CM spenral nd 4 18 29omil 218 6 hr 10mm a8 sheni 2200-1*0*k 54 Iir. 0 29ool k 2 min 3 130 k Ilsec 4m;/ FJ 24YOk /ohr. 1 5 Fn 2oo'k . 1 man -n 20. It is to be noticed that filament No. 13 has attained a much larger grain size than filament No. 3, which had 36 minutes more heat-treatment at 29000 than filament No. 13, but had 10 hours less treatment at 2490 0 K. 21. PART II Surface Planes and Thermionic Emission from these Planes. I. Surface Planes: As Table II points out, well aged filaments are made up of crystal chains, each being at least .1 mm. long. New heat-treatment etches the surface of the planes by evaporation. It then ought to be feasible to examine the etched planes of each of these individual crystals in the chain. a) Theory for the Measurements: Langmuir(9)found for a Tungsten single crystal, naturally etched by evaporation to possess nothing but the 12 dodecahedron. 110 planes which form a The work of Ettisch, Polanyi; and 7leissenberg(lo) showed that the orientation of the axes of the crystals in fine drawn Tungsten wires was not random but had a tendency to take up a position so that a (110) plane would lie in the wire cross-section, and a (100) plane in the wire surface, the other 2 (100) planes making an anole of 450 with the wire axis. It thus appears reasonable to assume that for one of these long crystals in the wire, at least 2 (110) planes will exist parallel to the axis of the wire. If these facets form on the surface, it is natural to expect preferential directions of stron2 reflection when normal incident light is let fall on these facets. On this assumption, facets formed of (110) (100) (112) planes of the Tungsten crystal will 'wive reflection Teoretical dlirecions /.n dashed lines iFO /10 9O/ \CD CbO 2/I 2// 211 0(b) yl(C) Theoretical Reflection Distribu ti on Maxima Typical 'Distribuftion by Experiment 23. maxima normal to axis of wire in angular distribution as follows: (1) If the orientation is according to Ettisch, Polanyl, Weissenberg, the distribution will be as shown in figure (3a). or if the orientation is that of the other ar- (2) ranpement for a dodecahedron, the distribution will be as in figure (4). //0 /00 /00 2//0 /00 2// //0 Fig. 4 24. Only (110) (100) (112) planes need be considered as they are the densest packed faces of a body centered cube, and natural etching by evaporation always exposes the faces of highest surface tension. fi8. 5 b) Apparatus and Procedure of Measurement: A goniometer was built (Figure 5) so that when the wire was mounted with its axis parallel to the axis of rotation of the turn-table, reflections could be made from surfaces making angles with the horizontal plane. Reflection from 25. normal incident light was read by the illumination system arranged as shown. Light was focused on the wire, to ob- tain the greatest intensity possible. The wire was set in the center as close to the axis of rotation as possible. For 10 mil wires examined, the wire image could be adjusted so that it appeared, at the widest departure, just its own diameter to the right and left of the vertical cross-hair, as the turn-table was rotated through 3600. The forklike beam was rotated about the horizontal to help adjusting the wire so that it would remain vertical. When properly adjusted, the axis of the telescope made 900 with the axis of the wire, and approximately equal brightness (except for max.) was observed as the wire was turned about itself. Maxima were recorded from the horizontal graduated circle. When this was done, the beam was elevated or lowered at various angles and the wire turned about itself again for location of facets which were not parallel to the axis of the wire. Angles of elevation were read on the vertical graduate half-circle, c) Results and Discussion of Results: With one section of the wire exposed to view in the telescope, readings of reflection maxima were taken with the beam horizontal. This constitutes one set of readings. Several sets of read- ings were generally taken on a single sample wire, the 26. sections exposed to view being changed for each set of The results in general conformed to the distribu- readings. tion shown in Figure 3(a), with the reflections due to (100) planes not appearing. One or two sets for various wires showed only one reflection for the (100) planes, and with rather greater divergence from the theoretical angle distribution than was consistent with the other maxima. In all the measurements made, never more than 8 definite maxima were observed. The accuracy of angle determination was not very high. By repetition, a maximum could usually be checked to within 7 or 80. This was so because the maxima were rather broad, and not in every case was it found possible to set the wire On axis to as good a position as described above. Still, the positions of the maxima could always be definitely determined. This is illustrated by Figure 3(b) It was found that as the wire was moved section over section, the pattern would change from conformation to the theoretical distribution suddenly to conformation for half or a little more than half the number of the reflection maxima. This was taken to mean that the beginning of a new crystal was encountered. Such indications were particularly noticeable with filaments N, no. 1 and N 1 no. 2., microphotographs for which showed that the crystals were at least longer than 1 cm. 27. Similar observations on filament DI also checked with the microphotograph for it. Table III gives a summary for measurements made. The column marked distance apart indicated the length of wire moved in which the observed angle distribution agreed with the assumed. Wherever there was appearance of over one or two extra maxima not accounted for by assuming only reflections from (110) and (112) planes, such is entered in the column under comments, and details are given as to what planes they may be assigned, or not at all. Table /11 Fi . O. Oisfa' e sets of readngs tfAe, at ole piho e/Wre of apart N, 4 3 , o3 /CMI I 'St imay. In, posihen fi07(/00) r I 1 0 I I "ph 2 cm | 1 /CM Ipjisihon .2 C M I N2 A, / ex I AT I\V, no.4 C4or rr ents 0,, o / A, no. 3 1o. of £ej 01* theor. ditlhib- Areeinf / / 0 c-dy0 e.0to ra. orresONA ono occardilty lO scheme ezka pni. 11 pos'ian fry (too) 2 etra may. In saisichn fo (100) 28. norma/l of face -L QX/S Of Wife 00<* Face paralel to axis of wire .000, / / I 7/, 11 I I / / / / / 'U. (b) I0000 Figure 6. 29. Maxima from surfaces making angles with the horizontal were looked for, but with no definite results at all. Intensity of light became weaker and weaker as the beam was tipped. Should there be maxima for the (110) planes, assum- ing our crystal structure according to Fig. 3a they would Of eight trials show at 300 angles with the horizontal. made, in only 2 cases, did 2 faint maxima out of a possible 8, apparently shoedu. One appeared to be in the up direction and the other opposite it in the downward direction. Their angular distribution in the horizontal plane checked with the calculated values for 110 planes. These calculated angles were made on the assumption of the 110 planes forming a dodecahedron (See Figure 6a). It appears from the above results that one can hardly escape the conclusion that the naturally etched surfaces on a large crystal in heat treated fine drawn Tungsten wire are the 110 and the 112 planes. Since the results from readings at an angle with the horizontal are very vague, it is perhaps best, f6r the present at least, to neglect their existence. Granted these were so, then the crystal surface must not be a pitted affair but of a more or less primatic arrangement as may roughly be illustrAted by Figure 6b. If such were the case, and as the density of atoms in each kind of plane is different, different work functions might be expected to exist on the same Tungsten surface. The work of Ros4 d Under- (oo12) woodoon copper crystals indicate that there is a differente in work function for the differant crystal planes. If in 30. addition the assumption be made that one kind of surface emits enormously more numerous electrons than the other, there appears then a ready mechanism for explaining away the departure from Schottky Theory as we have a patch phenomenon which may be used in analogy to the patch theories for thoriated Tungsten, etc.( 13 ) To test this point led to the following experiment on thermionic emission from these planes. 31. II Thermionic Emission form the Planes. a) Method and procedure: To test the arguments given above, it was thought that if a cylindrical tube were built with a hot filament along the axis of the tube, and if the walls of the tube were made anode, thousands of with the same volts positive with respect to-.the filament, walls painted with fluorscent material, then the impinging electrons on the walls would tell a very magnigied story of the emittinr suface of the filament. Figure 7 shows the experimental tube. Mr. R. P. Johnson has made an analysis of the resolving power of this scheme. He found that the limit of resolving power was a half degree for 10000 volts on anode magnification of 200, and filament temperature of 24000 K. Thus if preferential emission from different facets with the facets of the order of .V would be able to tell the story if it , the tube were designed to give a magnification of 200, and were with a diameter of 2 inches for use wi.th a 10 mil filament. The experimental tube had an inner diameter of 1.88 inc'es and a filamett of diameter 10 mils. walls were the anode, achieved. a mafification As the of 188 times was The accelerating voltage used was between 8000 - 10000 volts, the extreme radial velocity rendered any spread due to initial velocity distribution in 32. directions perpendicular to the radius negligible as the filament was never run at a temperature for emission tests. higher than 1900 0 K The making of the anode and the fluor- escent screen was done with advice and kind collaboration from Yr. R. P. Johnson. Preliminary work s owed that the zinc-sulphide coating tended to be knocked off the walls under heavy bombardment, and the platinum paint strips which Aiom the anode tended to crack thus rendering conductivity very poor or zero at places. It was found that after painting and baking the platinum paint to reduce it to a metallic film on the walls, if the film did not wash off upon application of a 10% solution of Potassium silicate preparatory to maling the fluorscent screen, a further baking to temperatures just below the softening point of glass rendered the film very resistant bombardment. to the effects of No cracks were observed. The method Mr. Johnson adopted for preDarinrr the fluorescent screen was as follows: Wet the walls where the active material, zinc. sulohide, to be deposited, with a 10o solution of Potassium silicate (Eimer and Amend Co.). Two or three minutes are allowed for the solution to dry sufficiently that it will not run down the tube. Next the zinc sulphide (the #888 special screen material from Patterson Screen Company, Towanda, Penn.) is dusted on to the walls by the so-called 33. vertical dusting method. This method insures a uniform coating. powder is placed in a bottle as shown in figure 8. The #888 Com- pressed air is sent into it from tube marked A, and the dust flows up through B. The tube is held above the tube B, and slowly moved about a horizontal axis. The bottle is shaken now and then so that there is always powder under the opening of A inside the bottle which keeps a uniform flow of the dust. fig. 7 Fig. 8 After the screen was made, it was found that baking in air for a minute or so to almost the softening point of pyrex glass did not kill fluorescent action at all, but this baking helped to keep the coating firmly on the walls under heavy bombardment(10000 volts on the anode). The tube was mounted on a pump system as previously described, pumped down and baked at 4200C for 24 hours. It was found that the pressure would always remain at about 10-6 mm. of mercury so long as the tube remained above 30000 even after 24 hours baking. What presumably happen- ed was that the breaking up of H20 from the potassium silicate was continuously going on. Below 2000C, the pressure canm to 10-8 mm of Hg and better in half an hour or so after the 24 hours baking. The 10 mil filament (a wire from the same stock as Forsythe and 7Watson are using for a new determination of a Tunrsten temperature scale4, was subsequently heat-treated in the following manner. a) slow rise from 15000K to 3000 0 K and kept at 3000 0 K for 1 min. b) 2900 0 K for 45 minutes. c) 2600 0 K for 4 hours. d) 2400 0 K for 1 hour. The 2900 0 K treatment caused considerably evaporation, so that the surface of the wire was markedly etched by evaporation and the natural facets on the surface were exposed. The fluorescent pattern from emitted electrons under 8000 - 10000 volts was next examined, and photographed. Following this, further arl.nc was done a) 2900 0 K for 15 minutes b) 2600 0 K for 1 hour. 35. The fluorescent pattern was again examined, and photographed. Then the tube was broken open, and micro- photographic sections made of the filament. Results and Discussion of Results: The fluorscent patterns are shown in plates 20 and 21 Plate xx.: 36. Plate XXI It is to be observed that there is a regular pattern of maxima running parallel to the filament, and a rather irregular horizontal pattern of minima which changed with aging. This fluorescent pattern was found to be definite- ly a phenomenon associated with the filament. If one made the filament vibrate, the pattern would vibrate with the filament. A magnet held near the tube would distort the pattern, further showing this to be not due to any uneven distributibn of active material on the screen. At somewhat less than 10000 volts, with the filament running at 3.5 amp., which would correspond to a 37. temperature of 1900 0 K, an anode current of 54 microamperes was observed. photography. imately fro aginp, This condition was brilliant enough for The maxima were counted. 90 to 100 of them. There were approx- Before and after further the width and number remained exactly the same. fact if plate 21 were laid on top of plate 20, In each maximum would fall coincidently on the corresponding one below. But the irregular horizontal minima lines have chanrred before and after the further alving. This experiment seems to have demonstrated beyond doubt that there is preferential emis. ion from the surface of the filament. If one takes the hint from the work of Ross and Underwood, and ascribe similar different work functions to the (110) and (112) planes, and if one allows a difference of sometiing like half a volt or more, it becomes reasonable to expect emission from only one kind of planes. If one takes the hint further and ascribes the emitting surface to (110) planes, qualitatively one gets an explanation of the phenomenon observed. Fi7ure 9a shows roughly a possible arrangement of the faces which will ~ive fairly even maxima parallel to the axis of the wire. Where the emitting faces are not perpendicular to the lines of force of the applied field, it is argued that the strong field soon sweeps all the electrons to travel a radial path. Although Figure 9ashows apparently great differences in the surface of the (110) planes in the various directions, 38. yet it is easy to see, that as the planes are drawn on a smaller and smaller scale, rememberinc that there are ap- proxiimately 90 such maxima round the circumference, the differences will be small (9b). Figure 9. That the vertical maxima show a decided tendency to cend may be accounted from the fact that each different crystal mus t be slightly differently oriented from its neinrhbor and yet all cr,7stals must exhibit the same general orientation. To explain the horizontal minima lines, one milht assume that there is negligible emission at the 7rain boundaries. This is sugge sted by the fact that the minima lines are irregular as would the grain boundaries, and also 39. by the fact that the average distances between these minima correspond to the average size of the grains of this filament. A microphotograph of this filament shows that the average grain size is approximately.8 mm. taken at 100x magnification Plate Plate 22 is to illustrate this. XXII As a check to the explanations afforded, tube with a 3 mil a new 218 wire filament was built, and similar experimental procedure carried through. Plate 23 shows the results after a heat-treatment of slow heating brought up in 10 minutes to 29000 K for 2 minutes, 2600*K for 1 hour and 18 minutes. Plate 24 shows the results after further aging of 16 hours at 26000 K. 40. Plate XXIII Plate XXIV 41. This filament was mounted without tension on the springs. The cold pre-heat-reatment wire had a great tendency to twist. Thus, it was thought that the rapid bending of the maxima was due to the torsional strains this wire suffered during the drawing. Where the maxima were straight, the horizontal minima pattern hardly existed at all. This is consistent with the fact that the grain size in this case is very large (reference may.7 be made to plate 5 for filament A 2 ). 42. PART III Mechanical Defects, Grain Size and Thermionic Emission. a) Method and Procedure: To test whether grain size and mechanical defect has to do with the departure from Schottky Theory, the following experiments were projected. 1) With the use of a cracked 4 mil wire, Schottky plots were made from 2 different temperatures when the grain size was the smallest obtainable consistent with reproducible results, and again for the same 2 different temperatures after very extensive aging at 23000 K24000 K. 2) With the use of a 3 mil 218 wire which was tested to be fairly round, and without cracks, but by nature of large grain size, Schottky plots again were made at 2 different temperatures from filaments from the same sample stock with the same histories.of heat-treatment. Microphotographs were made in order to establish their respective grain sizes. An orthodox setup for thermionic emission measurements was followed, with a galvanometer for the measurement of high currents, and a Compton electrometer for reading currents smaller than lO9 amp by measurement of the potential drop across various evaporated platinum resistances. Null method was followed for this latter 43. measurement. A source of counter-acting e.m.f. was pro- vided to bring the electrometer reading to zero, and this voltage value was read accuratbly on a K-type potentiometer. Temperature was controlled by checking before and after each reading the potential drop across the filament, also measured on the K-type potentiometer. The measuring circuit is s-own schematically in Firure. 10. Preliminary work was carried out to determine the minimum heat-treatment needed to serve as a start. A 2 mil Fansteel wire was mounted in a tube with an ionization gauge specially built attached to the tube. After baking and cleaning of the gauge by induction furnace heating and electron bombardment, the gauge was run with the filament cold, when the system was sealed off from the pump system by a mercury cut-off. After a number of hours, the system was connected to the pumps again, the filament flashed and aged, and another run with the gauge was made with the filament at a test temperature higher than the highest to be used in actual measurements. Three such ex- periments were tried. As far as gas evolution from the hot filament went, it appeared that if the filament were flashed at 3130 0 K for 10 seconds, 2900 0 K for 2 minutes, there would be a negligible amount of gas coming off afterwards, at 20000 K. F%:r -; 10. - - ~ ~~~~ - - '! 44. Tb -; e T 7 46. This was for a tube with no getter in it. Graph I gives the final experimental determination. To insure negligible evolution of gas, the filament in the actual tubes were treated at least one minute longer at 2900 0 K than given in the above description. Getter caps made up of Barium and Magnesium capsules were used. The construction of the tubes was quite conventional. A set of 3 cylinders were mounted coaxially around the straight filament; the center one being the collector, the other two acting as guard rings. Potential leads were provided at the ends of the filament by welding on these coils with .016 mil Tungsten wires. The collector was con- nected to a sinle lead press quite removed from the other leads through one side of the glass tube, thus minimizing leakage across the glass surface. Guard rings were further used on the inside as well as outside of the tube at points near where the tunfgsten lead of the collector was sealed. through the glass. When the tube was mounted in the measuring system the collector system was made use of as a rough ionization gauge. In all cases the ratio of electrons to ions was 2-7x10 6 Then a run for Schottky plot was made at a definite convenient temperature below 1800 0 K(14) so as to avoid space change effects, Zero-field current was calculated from 47. Richardson's equation to see if the extrapolated value from the plot would come within the theoretical value. If there were wide divergence (generally low, due to depressing gas like oxygen, for example, being absorbed on the surface) further againg at approximately 2300 0 K was carried on at 5 hours at the first each successive step. step and 2 hours for At the end of each step, a Schottky plot at the same previous temperature was taken, until further aging made not change in the emission current. Then measurements were made at 2 different temperatures. After this the filament was further aged at 2400 0 K for 100 hours, and another set of data taken, repeating the temperatures as above. In the case of the 218 3 mil wire filament, it was found impossible to get small grain size. second step of extensive aging was not done. Hence the 48. b) Results and Discussion of Results: Graph II gives a Schottky plot for the case of T = 16460 K, showing the effect of a mechanical defect and of grain size on emission under an accelerating field. The plot was made from the log form of(15) e3/2 E1/2 i = i i.e., e log i = log io + 1.906 El/2/T For convenience, T' = T/1160 was used, and hence the theo- retical slope took the value of 1.642 x 10-3. Graphs III and IV show the relation of Temperature and Emissior4 each at one definite grain size, the former had an aging of 7 hours at 2300 0 K and the latter was further aged at 2400 0 K for 100 hours. As was observed by Professor Nottingham(16) , the departure from the Schottky straight line became more and more pronounced as the temperature dropped, thus causing greater and greater difference between the extrapolated Schottky zero field current and the experimental zero field current. To check that, apart from the low field values, these experimental points were correctly taken, zero-field currents were calculated by Richardson's equation(1 7) at the temperatures the data were taken. It may be observed that they lie quite close to the extrapolated Schottky zero field current values. In any case the 49. nF -T, - rrt- - p p ---------- ~L C ... .. -- Yr , e %- m *~ ~c .- ~ t~ -~-~ -r ,~j - ,; t% "Er---"-- .'-- -. -- .- ..- - 5-. -0 .- -~'~4r I Vi, ~2 -_h MOFZ77 T I - -,7 17 OZ. 52. agreement would be exact if the T be changed within 2 or 3 degrees assuming, of course, the constants -A = 60.2 and bo = 52400(18). E In these plots V was used rather than as a matter of convenience, and the theoretical slope value was 1.086 x 10-2 An examination of graph II shows at once that the effect if due to grain size must be negligible. If one compares the departure due to large grained ones and those of the small and medium grained ones, one notices a wider divergence for the smaller grained. But as these were for a filament with a crack extending almost 1/3 its way into the center of the wire, the violent departure might be ascribed to this defect, and the further much less pronounced departure due to widening of the crack after the 100 hour heat-treatment at 2400 0 K. Plates 25 and 26 show the end-sections with the cracks for the 4 mil wire before and after the 100 hour heat-treatment. The average grain size of the three cases discussed above was found from microphotographs to be roughly; 30, , 9 0O, the 3 mil one. for the 4 mil wire, and at least 2.5 mm for 53. Plate XXV Plate XXVI 54. Summary and Conclusion: Part I establishes the fact that for ordinary fine drawn tungsten wires, the minimum grain size obtainable is aboutl8 p , and that with a heat-treatment cor- responding to the generally accepted term of being "wellaged", it is impossible to obtain grain sizes with smaller than .1mm or 100 . Part II shows that fine drawn Tungsten wires, apparently have 2 kinds of crystal plane facets (110) and (112) planes , imaking up their surfaces. In the absence of better data for inclined facets on the surface of the crystal, and in view of the fluorescent pattern exhibited from such wires, it appears there is no formation of natural pits on the surface of a tungsten wire. There is undoubtedly preferential emission from different parts of the surface of the wire. The existence of this preferen- tial emission confirms more or less the finding of 2 kinds of planes forming the wire surface. Part III shows the relative nori-importance of grain size on the deviation from the Schottky Theory, and the importance of securing mechanically sound wires for reliable measurements. The deviation, though small, ex!Ats for all grain sizes, and there is a temperature effect in the deviation. A little reflection over the results from parts II and III will easily convince one that the deviation 55. 4evttton from Schottky Theory must be explained on some form of a patch theory. If the qualitative results may serve as a hint, it probably would be a sensible scheme to assume infinitely long but sharply narrow parallel planes instead of the usual square array(1 9) for composite surfaces, to assume the size of these planes to be 104 cm in width(20 ), leaving the contact difference of potential values to be chosen at some reasonable value, say greater than .5 volt( 2 1 ). The objections as raised in the Langmuir-Compton model(2 2 )are qualitatively largely met, as here the Patches must be of sizes of 10, and as Linford( 2 3 ) has shown that the deviation can be made large at low fields and disappear at high fields. It requires a new mathematical analysis to find out whether it is possible to make the devi numegeizi*the Schottky straight line, if this new arrangement of surface be chosen. The tentative explanations offered for the strange behavior of emission maxima require more elaborate experimentation on variously heat-treated and variously drawn wires for confirmation. If the explanations offered here were true, however, there seems to be a ready means at hand for the study of strain effects on wires, and also a qualitative measure of the grain size by snme similar experimental arrangement as adopted in this work. Since this was written, Beckerts( 2 4 ) discussion of the patch theory for pure surfaces appearing in the 56. April issue of the Reviews of Modern Physics, 1935, gives much support to what is suggested in this work. List of References 1. Compton and Langmuir: Rev. Mod. Phys. vol.2 p.149 2. Davisson and Germer: Phys. Rev. vol.20 p.300 Dushmann, Rowe, Ewald, and Kidner: Phys. Rev. vol.25 p.338 3. Taylor and Langmuir: Phys. Rev. vol.44 p.431 4. K. Becker: Zeit. f. Phys. Bd.42 p.226 (Koref: Zs. f. Metall. k. vol.17 p..213) 5. Jeffries: Trans. American Inst. Min. Eng. vol.LXX p.303 also see plate 14. 6. K. Becker: Zeit. f. Phys. Bd.42 p.226 7. K. Becker: Zeit. f. Phys. Bd.42 p.222 8. Taylor and Langmuir: Phys. Rev. vol.44 p.430 9. Langmuir: Phys. Rev. vol.22 p.357 10. Ettisch, Polanyi and Weissenberg: Bd.99 p.332 11. Rose: Phys. Rev. 12. Underwood: Phys. Rev. vol.47 p.502 13. Reynolds: Phys. Rev. vol.35 p.158 Compton and Langmuir: Rev. Mod. Phys. vol.2 p.150 14. Germer: Phy. Rev. vol.25 p.795 15. See, e.g., Reimann: Thermionic Emission p.63 16. Nottingham: Bulletin Am. Phys. Soc. April 1925 No.108 17. See, e.g., Reimann: Thermionic Emission p.30 18. Dushmann: Rev. Mod. Phys. 19. Compton and Langrnuir: Rev. Mod. Phys. vol.2 p.150 Linford: Phys. Rev. vol.37 -. 1018 20. Rose: Bulletin Am. Phys. Soc. April 1925 No.109 Linford: Rev. Mod. Phys. vol.5 p.34 Zeit. Phys. Chem. vol.44 p.585 vol.2 p.381 -I 21. Nottingham: Bulletin Am.Phys. Soc. April 1935, No.108 22. Compton and Langmuir: Rev. Mod. Phys. vol.2 p.157 23. Linford: Phys. Rev. vol.37 p.1018 24. Becker: Rev. Mod. Phys. vol.7 p.95 Abstract A Study of the Crystalline Properties of Heat,/treated Tungsten Wires and their Relation to Thermionic Emission by Richard P. Bien It has been observed by many investigators that even for a pure surfsce like that of Tungsten, the Schottky Image Force Theory was not obeyed at, low accelerating fields. Explanations were usually given that this departure was a phenomenon associated with grain size of the crystals that formed the Tungsten wire. work was an attempt- The present to investigate systematically, how much the oft offered explanationgkere true; and whether and what other caused had more at at least the same effect on the deviation from the Schottky theory. To do these, a study6f heat-treatment ,n~khe grain size that could be grown with Tungsten wi1tes of ordinary manufacture was necessary. This orms the first part of this research. Other factors that might enter into the deviation that were investigated are (a) mechanical defects of the wire, (b) differential emission from different :rrts of the same crystal surlace in the long chain that makes the wire. these and a study of the relation of grain size and thermionic emission constitute the Parts Two and Three. Part I. Two methods of heat-treatment were used. (A) Rapid high tempnerature heating, 3100 0 K or above, at the outset for a very short time, and aging at one or more lower temperatures, usually above 2100 0 K; 2 or (BI slow initial heating at temperatures above that for re- crystallization until finally a high temperature, 3100*K or above, was rerched, to be followed with more aging or none at all. The ski assumptions made were that method (A) the rapid initial high tem- oerature heating would tend to causeAtremendous number of nuclei to form and thihs would encourage small grain growth, while would tend to give then reverse effect. mehtod (By Experiments showed that the assulptions were partially justified, but that with filaments to undergo extensive aging at or above 2300 0 K in the order of hours, in order to gibe reliable thermionic measurement results, the size of the grains could not be made very small in any case. The smallest size consistent with a well-aged filament was found to be approximately 100/A. Part II Preliminary work established the existence of preferential directions of strong reflectionwhen incident light was played normal to the axis of a heat-treated Tungsten wire. A goniometer was built for more quantitative determinations, and the angular distribution of these strong reflection maxima was determined. eonfcied to a pattern It was found that they which required the reflections to come from only the 110 and the 211 planes of a Tungsten crystal surface, the crystal itself being so oriented that one pair of its 110 planes lay in planes per-endicular to the axis of the wire, and the other pair parallel to the axis. Polanyi, This confirmed tVhe studies made by Ettisch, and Weiseenberg that the preferred orientation of hard 3 drawn wires of Tungsten was the one just mentioned above. Knowing that the two kinds of facets on a. tungsten crystal would have different work functions, it wa.s assumed that they might have radically different emiss'.ion charatteristics. was constructed with a filament on the A cylindricel tube axis of the cylinder. The walls of the tube were made anode, and also painted with a fluorescent coating of zinc sulphide. When field was applied with the filament lit, a. cylindrical lens effect was obtained, megnifying the emission surface of the wire 200 fold. It was found that a regular vertical bright strip was neighbored by a rgular dark one, indiC ating that there was preferential thermionic emission from different parts of the surface, and that the surface was made of a step-ladder formation of the 110 and 112 planes. The dimensions of these strips of the tungsten wire was of the order reduced to the surface of 1,0 cm. Part III Preliminary work showed that after a heat-treatment of 10 sec. at 3130 0 K and two minutes at 2900 0 K most of the gas that was to evolve from a Tungsten filament had come out. 7 hours , nd A further aging at 2300 0 K for 1 minute at 2900 0 k was found necessary before any reproducible thermionic emtssion data could be obtained. Schottky plots were made for wires with 3 different grain sizes at a definited- emission temperature, 16460 K. The deviation from the Schottky straight line was small for the lrgest grain sized oase (at least 3mm) but larger for the other 2 samller sized ones(30 '90 ). 4 But as the 30 ancfhe 90P cases were accompanied by a serious mechanical defect, acrnck in the wire, the more pronounced deviation could be reasonably all ascribed to the mechanical defect. Two plots were made to show the effect of temperature on deviation while the grain size remained constant. In every case similar results were obtained as Professor NottinghE.m reported at the April meeting of the American Physical Society -t Wahhington, D. C., 1935. That is the fact that more end more markdd deviation was observed at lower and lower temperatures of emission. The above experimental facts seemed to ;oint to an inescapable conclusion that the repl reason of deviation from the Schottky theory wes not so much due to grain size or mechenical defects(which could be easily awoided) as that there was preferential emission from different facets on the durface of every single crystal forming the chain which constituted the Tungsten wire. This suggested that some form of a patch theory was needed even for a. pure Tungsten emitting surface.