Photovoltaic Devices using Photosynthetic Protein Complexes By Rupa Das Submitted to the Department of Electrical Engineering and Computer Science in partial fulfillment of the requirements for the Degree of Master of Science in Electrical Engineering and Computer Science Massachusetts Institute of Technology February, 2004 Copyright Massachusetts Institute of Technology 2004. All rights reserved. Author Rupa Das Department of Electrical Engineering and Computer Science 8 th Jan, 2004 Certified by Marc Baldo Assistant Professor of Electric-al+-ngineering and-Computer Science bT7esis Avisor Accepted by Arthur C. Smith Professor of Electrical Engineering and Computer Science Chairman, Department Committee on Graduate Thesis MASSACHUSETTS S OF TECHNOLOGY BARKER APR 15 2004 LIBRARIES E Photovoltaic Devices using Photosynthetic Protein Complexes By Rupa Das Submitted to the Department of Electrical Engineering and Computer Science February, 2004 in partial fulfillment for the requirements for the Degree of Master of Science in Electrical Engineering and Computer Science Abstract Photosynthetic proteins have been used as an active material in design of organic solar cells. Traditional organic solar cells have the limitation of not being able to absorb light in the visible-NIR region of the solar spectrum. This region corresponds to over 70% power of the total solar radiation. Using molecular proteins obtained from nature these limitations can be overcome. Biological photosynthetic complexes contain reaction centers with a quantum yield of >95% and a bandgap of less than 1.1eV allowing absorption in the 600-11 00nm visible-NIR range. Two types of photosynthetic complexes are employed to demonstrate the generality of the solid state integration technique to make solar cells. The simplest photosynthetic complex used is a bacterial reaction center (RC), isolated from the purple bacterium R. sphaeroides. The other protein being used is Photosystem I (PSI), a much larger complex, which is isolated from spinach chloroplasts. Electronic integration of devices is achieved by depositing organic semiconducting protective layer over a self-assembled monolayer of photosynthetic reaction centers oriented via an engineered metal-affinity polyhistidine tag. Various analytical and spectroscopic techniques have been used to examine solution spectrum and solid state device characteristics. Reasonable efficiencies have been obtained which demonstrates applicability of such techniques. The efficiency obtained is higher than a wet cell made using same proteins. The next immediate goal is to optimize processing conditions and therefore improve efficiency to reach levels comparable traditional organic solar cells. i Acknowledgements I am extremely grateful to Prof. Marc Baldo. I found Marc not only a research advisor but also a mentor. Marc's guidance and discussion helped me to feel at ease with the project in a relatively short period of time enabling me to complete the project with success. I would like to thank Prof. Terry Orlando, Prof. Hank Smith and Ms. Marilyn Pierce for providing me administrative as well as moral support during my stay here at MIT. I would especially like to thank Marilyn Pierce for always making time in order to listen to me and provide helpful advice. My thanks are due to Libby Shaw and Kurt Broderick who helped me during the first part of my thesis project. Libby Shaw for training me on the equipment in the CMSE lab and helping me understand the technical details pertaining to them. Kurt Broderick for training me in MTL and helping me understand the technical aspects of materials processing, which was of extreme value in my scientific endeavors. A number of graduate students, colleagues and friends have helped make my stay at MIT a memorable, eventful and an inspiring one. With Michael Segal, I spent endless hours testing devices in the optics lab. It was a delight to work with him. I would like to thank him for all his support and advice. Patrick Kiley, Elizabeth Broadwater, Victoria Chou and Benjie Limketkai for helping me in the project. I would like to thank John Kymissis, Seth Coe, Yaakov Tischler, Debbie Mascaro and Alexi Ara for helping me learn my way through the LOOE lab. I would especially like to thank John Kymissis, for his remarkable willingness to teach me new processing tools as and when I need his help. I would like to mention a special thanks to my friends Charu, Sapna, Sajan, Mahesh, Ashish, Vipin, and Lalit for being extraordinary friends all through the tough times as well as the good times. Finally, I would like to take a few lines to acknowledge the ones who have been the nearest and dearest to me. My parents for their support and for being the wonderful parents they are. Manish for his constant support, advice and inspiration which made me believe in myself. Their unconditional support has helped me to emerge victorious in my endeavors and I will forever remain grateful. ii Table of Contents Abstract .......................................................................................................................................................... i Acknowledgem ents ....................................................................................................................................... ii Table of Contents ......................................................................................................................................... iii List of Figures .............................................................................................................................................. iv 1 Introduction ......................................................................................................................................... 1 2 Molecular electronicsIMotivation ............................................................................................... 1 So lar Cells ................................................................................................................................... 1 PhotosyntheticProtein Molecular Complexes ............................................................................. 3 1.3.1 Photosynthesis ........................................................................................................................ 4 Classification of Photosynthetic Organism ............................................................................. 5 1.3.2 Organizationof Thesis................................................................................................................. 9 1.4 Photovoltaic Characterization ......................................................................................................... 11 3 2.1 Characteristicsof Solar Cells.................................................................................................... 2.2 Power Conversion Efficiency .................................................................................................... 2.3 Equivalent CircuitDiagram (ECD) ........................................................................................... 2.3.1 Open Circuit Voltage ............................................................................................................ 2.3.2 Short Circuit Current Isc ....................................................................................................... Protein Complex ................................................................................................................................ 1.1 1.2 1.3 3.1 3.2 4 11 13 16 19 22 25 Photosystem I ............................................................................................................................ 25 Reaction Centers ....................................................................................................................... 29 Device Design & Fabrication ............................................................................................................ 35 D esign ........................................................................................................................................ 4 .1 4.2 Self-assembly ............................................................................................................................. 4.3 Evaporation............................................................................................................................... 5 Results for RC ................................................................................................................................... 35 36 39 40 6 Absorption Spectrum using UV-Vis ........................................................................................... Laser Measurements.................................................................................................................. Spectrum Measurements using Tunable Laser.......................................................................... Results for PSI .................................................................................................................................. 40 41 47 49 7 Absorption Spectrum using UV-Vis ........................................................................................... 6.1 62 FluorescenceMeasurements ..................................................................................................... 63 Laser Measurements.................................................................................................................. Conclusion ......................................................................................................................................... 49 50 54 57 5.1 5.2 5.3 References ................................................................................................................................................... 59 iii List of Figures Figure 1.1: Structure of the chloroplast. (a) Electron micrograph of a plant chloroplast. Chloroplast is about 6 A long. Inside the chloroplast is the photosynthetic membrane, which is organized into stacked and unstacked regions. It is not known why the photosynthetic membrane forms such a complicated architecture. The stacked regions are linked by unstacked membranes. (b) Model of the chloroplast showing the ................................................................................ photosynthetic membrane. 6 Figure 1.2: Illustration of the four major protein complexes on the thylakoid membrane. Model of the photosynthetic membrane of plants showing the electron transport components and the ATP Synthase enzyme (cross sectional view). The complete membrane forms a vesicle. The pathways of electrons are shown by solid arrows. The membrane bound electron transport protein complexes involved in transferring electrons are the photosystem II and I reaction centers (PSII and PSI) and the cytochrome bf complex (Cyt b6 f).......................................................................... 8 Figure 1.3: Bacterium Rhodobactersphaeroides,shown here undergoing cell division, belongs to the a-subdivision of the Proteobacteria. 15............................................. 9 Figure 2.1 The interface between two different organic semiconductors (a) facilitate charge transfer (D/A interface), (b) energy transfer (no exciton splitting). What kind of interface forms depends on the position of the HOMO and LUMO levels and the direction in which band bending occurs. The latter is determined by the relative position of the Fermi levels...............................13 Figure 2.2: Current versus applied voltage of a solar cell. The extracted current is negative. The fourth quadrant represents the voltage and current that is generated by the cell. An externally applied voltage is necessary to obtain data points in the first and third quadrant. ............................................. 16 Figure 2.3 : ECD of a solar cell. Circuit consists of the following ideal components: Current source IL that considers the light-generated current, a diode D that accounts for the nonlinear voltage dependence and a shunt as well as a series resistor Rsh and R, respectively. Load resistor RL and its voltage drop V and current I across it. I is negative if V > Vo, and it flows "into" the device - otherwise it is positive . ................................................. 17 Figure 3.1 : View of PSI from the top. Fe 4 S 4 cluster can be clearly seen to be in the middle of the protein. Also, the radial arrangement of the chlorophylls is readily seen. (NCBI M M DB)........................................................................... 26 Figure 3.2: Structural model of the PS I trimer derived from the electron density map at 4 A resolution. (a) View perpendicular to the membrane plane from the stromal side. (b) Rotated 900 about the horizontal. Helices represented by cylinders and Chla molecules by wire models of their .. .. .. .. . .. .. .. .. .. .. .. .. . .. .. .. .. dihydroporphyrin head groups. Figure 3.3: Photosystem I electron transport pathways and rates. The vertical axis shows the midpoint potential of the electron carriers. Abbreviations are iv 27 given in the legend of (FA and FB are equivalent names for FeSA and FeSB).3 ..................................................................................................................... 29 Figure 3.4: An illustration depicting the membranes of Rb. sphaeroides. (a) Representation of the intracytoplasmic membrane system formed in Rb. sphaeroides as a result of a reduction in the oxygen tension33 (b) Random distribution of RC/LH1/LH2; indication of PufX inserted into LH1. Abbreviations: OM = outer membrane; PG = peptidoglycan layer; PPS = periplasmic space; CM = cytoplasmic membrane; p = protein; pp = porin protein; ps = phospholipid bilayer; lp = lipoprotein; lps = lipopolysaccharide; A = fully formed invagination; B = site of initiation of m embrane growth............................................................................................ 30 Figure 3.5 : View of bacterial reaction center (RC). (NCBI MMDB)3 4 ............... 31 . . . . .. . . . .. . . . . . Figure 3.6: Structure of photosynthetic reaction center of Rb. Sphaeroides. (a) Location of the bound cyt c2 (lavender), the heme prosthetic group (turquoise), the RC L subunit (yellow), the RC M subunit (blue), the RC H subunit (green), the RC primary donor (red), and non-heme Fe atom (red). (b) Pigment molecules in RC (details in text)........................................32 Figure 3.7 : Near-IR absorption spectra for the photosynthetic reaction center of Rhodobactersphaeroides. The three major bands are labeled as resulting from absorptions due to the bacteriopheophytins at 760 nm (H), accessory bacteriochlorophylls at 800 nm (B), and the special pair (Py+ and Py-) at 825 and 870, respectively. The dotted line represents a sample laser spectrum. The center wavelength of the spectra is tunable from 750 to 850 nm . 3 .......................................................................................... 34 Figure 4.1: Schematic Energy Level Diagram for device design. (a) RC (b) PSI...............36 Figure 4.2 : Self Assembly of photosynthetic complexes on ITO substrates. (a) Functionalization of ITO/Au surface. (b) RC assembly. (c) PSI assembly..........37 Figure 5.1 : RC absorption spectrum in pure buffer and with stabilizers dissolved in the buffer................................................................................................................... 41 Figure 5.2 : Photocurrent response of pure RC device........................................................ 43 Figure 5.3 : RC with DEAE-dextran stabilizer photocurrent. (a) I-V curve of device with RC and DEAE-dextran. Inset zooms in on the origin. (b) Control device response (device without RC).................................................................. 44 Figure 5.4 : Photocurrent of RC device with Polyethyleneimine (PEI) stabilizer. (a) I-V curve of device with RC and PEI. Inset zooms in on the origin. (b) Control device response (device without RC)................................................... 45 Figure 5.5: Photocurrent of RC device with PEG and sucrose stabilizer.......................... 47 Figure 5.6 : Comparison between the photocurrent spectrum of solid-state (i) and wet electrochemical cell devices (m), and the solution absorption spectrum of the bacterial reaction centers (-o-), demonstrates that the observed photocurrent originates in the RCs. Wet cell device data is from a prior research article 56............................................................................... 48 Figure 6.1 : PSI solution spectrum. (Data courtesy Patrick Kiley) ..................................... 49 V Figure 6.2: Fluorescence spectrum of PSI in buffer solution. (Data Courtesy Patrick K iley) .......................................................................................................................... 51 Figure 6.3: Fluorescence spectrum for PSI film. (Data courtesy Patrick Kiley).........52 Figure 6.4: Peptide nanotube formation. 60 ............................................................................ 53 Figure 6.5 : Fluorescence spectrum of PSI stabilized using A6K and V6D peptide. (Data Courtesy Patrick Kiley)............................................................................ 54 Figure 6.6 : Photocurrent characteristic of PSI. (a) Exchanged PSI with peptide. (b) Exchanged PSI without peptide.......................................................................... 56 vi 1 Introduction 1.1 Molecular electronics/Motivation Solar photo-voltaic cells commonly known as solar cells are used to harness solar radiation, the most abundant source of energy on Earth. As the search for alternative energy sources continues, design of efficient and inexpensive solar cells is of special interest. Solar cells fabricated using organic materials have several advantages over traditional inorganic solar cells due to much lower production costs, flexibility and large area applications even if they do not reach the energy conversion efficiencies of inorganic materials. Using molecules from nature in organic solar cells is expected to increase the total amount of solar radiation absorption achieved in such devices. Bulk-heterojunction organic solar cells in which a maximum power efficiency of upto 3% has been achieved absorb in the 300-700nrn range. These solar cells can not absorb all the photon flux, as they do not absorb infrared radiation. One way to achieve better harvesting of sunlight is to use low bandgap protein complexes with a bandgap of less than 1.1eV which allow absorption in the 300-900nm range. The absorption of such molecular materials will match the solar spectrum better and can enhance the efficiency of organic solar cells. In this thesis we demonstrate integration of such biomolecular complexes into solid state devices. 1.2 Solar Cells The conversion of solar light into electric power requires the generation of both negative and positive charges as well as a driving force that can push these charges through an 1 external electric circuit. At present, solar cells comprising of inorganic semiconductor such as mono- and multi-crystalline silicon are used commercially for small scale devices such as solar panels on roofs, pocket calculators and water pumps. These conventional solar cells can harvest up to as much as 24% 1 of the incoming solar energy which is already close to the theoretically predicted upper limit of 33% 2. The relatively low absorption of inorganic solar cells suggests that new technologies which allow for low fabrication costs need to be explored instead of merely focusing on increasing conversion efficiencies. With traditional silicon materials, production of solar cells requires many energy intensive processes at high temperatures (400-1400'C) and high vacuum conditions with numerous lithographic steps leading to relatively high manufacturing costs. Solar cells comprising of organic semiconductors require considerably less production energy because of simpler processing at much lower temperatures (20-200 0 C). For example, electro-chemical solar cells using titanium dioxide in conjunction with an organic dye and a liquid electrolyte 3 have already exceeded 6% power conversion efficiencies and are expected to be commercially available in near future since they have relatively low production costs. When organic materials are excited using photons, the strong electron-phonon interaction, does not lead to the generation offree charge carriers, but to bound electron-hole pairs (excitons) with a binding energy of about 0.4eV 4. These excitons need to dissociate before the charges can be transported through the film and collected at the electrodes. For example, exciton dissociation can occur at a rectifying interface (Schottky contact) in 2 single layer devices or at the interface between an electron-donor and an electronacceptor semiconductor material. The larger this interface area the more excitons can reach it and then dissociate. In addition, the small diffusion range of the excitons (typically about 10nm) 5-7 compared to the film thickness necessary to absorb the major portion of light (typically >100nm) makes it difficult to reach high power conversion efficiencies in organic solar cells. Photosynthetic complexes such as Photosystem I and Reaction Centers (detailed description in Chapter 3) offer a possible solution. Photosynthetic protein complexes contain precisely engineered excitonic circuits that guide the energy from an absorbed photon directly to the dissociation center (the special pair) at the base of the complex. The overall quantum yield is seen to be greater than 95% 8-10 and the potential power conversion efficiency of a solid-state photosynthetic device may approach or exceed 20% providing an economical alternative to crystalline photovoltaic cells. 1.3 Photosynthetic Protein Molecular Complexes Biological structures such as protein-molecular complexes have evolved and adapted to optimize the molecular circuitry over the years. Photosynthetic reaction centers harvest photons with an overall quantum yield of greater than 95% 8-10. They self assemble with remarkable precision and repeatability. Protein-molecular complexes incorporate molecular circuits with very high resolution features. The simplest model of a solid-state photosynthetic device consists of uniformly oriented photosynthetic reaction centers deposited between two metallic contacts. After 3 absorption of a photon and rapid charge separation within a complex, a potential of up to 1. 1V can be developed across the metal contacts.' 1.3.1 11 Photosynthesis Photosynthesis is the physico-chemical process by which plants, algae and photosynthetic bacteria use light energy to drive the synthesis of organic compounds. In plants, algae and certain types of bacteria, the photosynthetic process results in the release of molecular oxygen and the removal of carbon dioxide from the atmosphere that is used to synthesize carbohydrates (oxygenic photosynthesis). Other types of bacteria use light energy to create organic compounds but do not produce oxygen (anoxygenic photosynthesis). The Sun is the source of almost all energy that runs life on Earth. Each minute our Sun converts 120 million tons of its mass into electromagnetic radiation and dumps it out into space. Only one billionth of that reaches Earth. The visible portion of this electromagnetic radiation is captured by plants, algae and cyanobacteria. Plants are green because chlorophyll, the key pigment that captures light, absorbs blue and red efficiently, but reflects most of the green light. Photosynthetic organisms then use the absorbed light energy to make food and oxygen. The photosynthetic process in plants and algae occurs in small organelles known as chloroplasts that are located inside cells. The more primitive photosynthetic organisms, for example oxygenic cyanobacteria, prochlorophytes and anoxygenic photosynthetic bacteria, lack organelles. The photosynthetic reactions are traditionally divided into two stages - the "light reactions," which consist of electron and proton transfer reactions and 4 the "dark reactions," which consist of the biosynthesis of carbohydrates from carbon dioxide. The light reactions occur in a complex membrane system (the photosynthetic membrane) that is made up of protein complexes, electron carriers, and lipid molecules. The photosynthetic membrane is surrounded by water and can be thought of as a twodimensional surface that defines a closed space, with an inner and outer water phase. A molecule or ion must pass through the photosynthetic membrane to go from the inner space to the outer space. The protein complexes embedded in the photosynthetic membrane have a unique orientation with respect to the inner and outer phase. The asymmetrical arrangement of the protein complexes allows some of the energy released during electron transport to create an electrochemical gradient of protons across the photosynthetic membrane. 1.3.2 Classification of Photosynthetic Organism Oxygenic Photosynthetic Organisms In plants the photosynthetic process occurs inside organelles known as chloroplasts. Chloroplasts provide the energy and fix carbon needed for plant growth and development, while the plant provides the chloroplast with carbon dioxide, water, nitrogen, organic molecules and minerals necessary for the chloroplast biogenesis. Most chloroplasts are located in specialized leaf cells, which often contain 50 or more chloroplasts per cell. Each chloroplast is defined by an inner and an outer envelope membrane and is often shaped like a meniscus convex lens that is approximately 5-10 microns in diameter (Figure 1.1), although many different shapes and sizes can be found in plants. Details of chloroplast structure, are presented in previous extensive reviews 12. The inner envelope 5 membrane acts as a barrier, controlling the flux of organic and charged molecules in and out of the chloroplast. Water passes freely through the envelope membranes, as do other small neutral molecules like carbon dioxide and oxygen. There is evidence that chloroplasts were once free living bacteria that invaded a non-photosynthetic cell long ago. They have retained some of the DNA necessary for their assembly, but much of the DNA necessary for their biosynthesis is located in the cell nucleus. This enables a cell to control the biosynthesis of chloroplasts within its domain. (a) Thylakold gran. stacks gnnr Thylakoid stroma Iamellae amban membrane nner Figure 1.1: Structure of the chloroplast. (a) Electron micrograph of a plant chloroplast. Chloroplast is about 6 A long. Inside the chloroplast is the photosynthetic membrane, which is organized into stacked and unstacked regions. It is not known why the photosynthetic membrane forms such a complicated architecture. The stacked regions are linked by unstacked membranes. (b) Model of the chloroplast showing the photosynthetic membrane. 12,13 Inside the chloroplast is a complicated membrane system, known as the photosynthetic membrane (or thylakoid membrane), that contains most of the proteins required for the light reactions. The proteins, required for the fixation and reduction of carbon dioxide, 6 are located outside the photosynthetic membrane in the surrounding aqueous phase. The photosynthetic membrane is composed mainly of glycerol lipids and protein. The glycerol lipids are a family of molecules characterized by a polar head group that is hydrophilic and two fatty acid side chains that are hydrophobic. In membranes, the lipid molecules arrange themselves in a bilayer, with the polar head toward the water phase and the fatty acid chains aligned inside the membrane forming a hydrophobic core (Figure 1.2). The photosynthetic membrane is vesicular, defining a closed space with an outer water space (stromal phase) and an inner water space (lumen). The organization of the photosynthetic membrane can be described as groups of stacked membranes called grana, interconnected by non-stacked membranes that protrude from the edges of the stacks (Figure 1.1). Anoxygenic Photosynthetic Or2anisms Some photosynthetic bacteria can use light energy to extract electrons from molecules other than water. These organisms are of ancient origin, presumed to have evolved before oxygenic photosynthetic organisms. Anoxygenic photosynthetic organisms occur in the domain bacteria and have representatives in four phyla - Purple Bacteria, Green Sulfur Bacteria, Green Gliding Bacteria, and Gram Positive Bacteria. Anoxygenic photosynthetic bacteria differ from oxygenic organisms in that each species has only one type of reaction center. In some photosynthetic bacteria the reaction center is similar to Photosystem II and in others it is similar to Photosystem I. However, neither of these two types of bacterial reaction center is capable of extracting electrons from water, so they do not evolve oxygen. Many species can only survive in environments that 7 have a low concentration of oxygen. To provide electrons for the reduction of carbon dioxide, anoxygenic photosynthetic bacteria must oxidize inorganic or organic molecules available in their environment. CYTOSOL 10 Ribphute 'ADP Asynh STROMA te syAbre aP700 ADP +sP, sI NADPH F*R 2H* 2+ NADP* +H+ 2H Fe+ th ctochom bfcopex(Ctb" ) respctiely PhphOptn; bFiffrent fost boudpatqioes QA, andQ$eue of -tye oro j r F, ionlfur Q nTte patqioe 2 ytchmdP y C, e). oxidoedcpteNADPH, niorinormid esin e diacthaseo erdoxseinal ferrex enzy protein complexesmembrane. In ti bdus otetlaot b oD the lihn H poton phosae I reaction centers (PSII and PSI) and and II involved in transferring electrons are the photosystem Fd, the cytochrome bf complex (Cyt bef). Al,physlsoqingone; eFXroFAtandsporcon slu enters;th tptoyn;eAtichlorphll I, photosystem and 11 Abbreviations: P680 and P700, the reaction center chlorophyll of photosystem respectively; Ph, pheophytin; QA, and QB bound plastoquinones; PQH2, reduced plastoquinone; Cyt be, different forms of b-type cytochromes; FeS, iron-sulfur centers; Cyt f, cytochome f PC, plastocyanin; AO, chlorophyll; Al, phylloquinone; FX, FA and FB, iron sulfur centers; Fd, ferredoxin; FNR, ferredoxin/NADP+ oxidoreductase; NADPH, nicotinomide adenine dinucleotide phosphate (reduced form); ADP, adenosine diphosphate; ATP, adenosine triphosphate; Pi, inorganic phosphate; H+, protons; DY, the light-induced electrical potential across the membrane. In this diagram, plastoquinone (PQ,PQH2) and plastocyanin (PC) are shown with feet to indicate that they are mobile. 14 8 Despite these differences, the general principles of energy transduction are the same in anoxygenic and oxygenic photosynthesis. Anoxygenic photosynthetic bacteria depend on bacteriochlorophyll, which absorbs strongly in the infrared between 700 and 1000 nm. The antenna system consists of bacteriochlorophyll and carotenoids that serve as a reaction center where primary charge separation occurs. The electron carriers include quinone (e.g. ubiquinone, menaquinone) and the cytochrome bc complex, which is similar to the cytochrome bf complex of oxygenic photosynthetic apparatus. Figure 1.3: Bacterium Rhodobacter sphaeroides, shown here undergoing cell division, belongs to the zx-subdivision of the Proteobacteria. 15 1.4 Organization of Thesis This thesis is presented in five chapters which is then followed by the conclusion. Chapter 2 is on photovoltaic characterization. First, a summary is presented of the key steps involved in generating photocurrent from photon absorption to eventual charge collection at the electrodes. In order to facilitate understanding of current generation mechanisms used for data analysis a brief theoretical background on characteristic solar 9 cell parameters and relations is presented. Chapter 3 describes the structure and photocurrent generation mechanism of the two protein complexes being studied: RC and Photosystem I. In Chapter 4 device design is examined in detail. This is followed by the experimental protocol used to fabricate the devices which is divided two parts: self assembly of the proteins and deposition of organic protective layers. Chapter 5 contains results of experiments conducted using RC as the active material in the device. Solution absorption spectra results obtained using UV-VIS. I-V characteristics obtained by using an 808nm diode laser on the device are presented. Finally, results for device absorption obtained using Ti-Sapphire tunable laser are presented. Chapter 6 contains results of experiments conducted using Photosystem I as the device active material. Solution absorption spectrum results using UV-VIS. Fluorescence measurements at 20 K using a cryogenic system and device I-V absorption data obtained using a 670 nm diode laser are presented. 10 2 Photovoltaic Characterization 2.1 Characteristics of Solar Cells In organic semiconductors, absorption of photon leads to the creation of bound electron hole pair (excitons) rather than free charges. These excitons, which carry energy but no net charge, may diffuse to dissociation sites where their charges can be separated. The separated charges then need to travel to the respective device electrodes, holes to the anode and electrons to the cathode to provide voltage and be available for injection into an external circuit. The key conversion steps in solar cells are discussed in further detail: Absorption of photons: In most organic devices only a small portion of the incident light is absorbed for the following reasons: 1) The semiconductor bandgap is too high. A bandgap of 1.1eV (1100nm) is required to absorb 77% of the solar radiation on earth whereas the majority of organic semiconductors have bandgaps higher than 2.0eV (600nm) limiting the possible absorption to about 33% 2 2) The organic layer is too thin. Typically exciton diffusion lengths are on the order of 10nm. Fortunately the absorption coefficient of organic materials is generally much higher than that of silicon, so only a layer of about 1 00nm is required to absorb between 60 to 90% if a reflective back contact is used. Exciton diffusion: Ideally, all photoexcited excitons should reach a dissociation site. Thus their diffusion length should be at least equal to the required layer thickness (for 11 sufficient absorption) - otherwise they recombine and photons are wasted. Exciton diffusion ranges in polymers and pigments are typically around 1Onm 5-7. However, some crystalline materials such as perylenes are believed to have exciton diffusion lengths of several 100nm 16 Char2e separation: Charge separation is known to occur at organic semiconductor/metal interfaces, impurities (e.g. oxygen) or between materials with sufficiently different electron affinities (EA) and ionization potentials (IA). In the latter case, one material can then act as electron acceptor (A) while the other keeps the positive charge and is referred to as electron donor (D). If the difference in IA and EA is not sufficient, the exciton may just hop onto the material with the lower bandgap without splitting up its charges. Eventually it will recombine without contributing charges to the photocurrent (Figure 2.1). Charge transport: The transport of charges to the electrodes is affected by recombination, particularly if the same material serves as transport medium for both electrons and holes. Also, disorder in the organic semiconductor and interaction with other charges may slow down the travel speed and thereby limit the current. Charge collection: In order to enter an electrode material with a relatively low work function (e.g. Al, Ca) the charges may have to overcome the potential barrier of a thin oxide layer. In addition, the metal may have formed a blocking contact with the semiconductor so that they can not immediately reach the metal. 12 Both exciton and charge transport in organic materials usually require hopping from molecule to molecule. Thus, close packing of the molecules is assumed to increase the intermolecular overlap and a 7t-7t stacking should generally lead to better transport properties than bulky 3 dimensional molecules. PL is often quenched considerably if close packing occurs indicating the presence of rapid exciton transport (loss) channels. Note that dense packing also favors a higher absorption coefficient. a) charge transfer D Toj b) energy transfer A -5 Al -4 ITO Al Figure 2.1 The interface between two different organic semiconductors (a) facilitate charge transfer (D/A interface), (b) energy transfer (no exciton splitting). What kind of interface forms depends on the position of the HOMO and LUMO levels and the direction in which band bending occurs. The latter is determined by the relative position of the Fermi levels.' 7 2.2 Power Conversion Efficiency In practice the photoexcited electron can decrease its potential energy by losing energy to phonons until it reaches the lowest unoccupied molecular orbital (LUMO). This process of energy dissipation of a phonon into heat is known as thermalization. As a consequence of thermalization the semiconductor energy gap is often regarded as a measure for the achievable voltage. The higher the energy gap the higher the voltage can be. 13 On the other hand, a low energy gap material can absorb more photons and thus increase the number of photogenerated charge carriers i.e. the photocurrent. Therefore the lower the energy gap, higher the photocurrent. Hence, there must be an optimal energy gap for a given illumination spectrum. Shockley and Queisser were the first who calculated the maximum power conversion efficiency for a semiconductor with a given bandgap assuming only radiative recombination. For silicon devices with a bandgap of 1.1eV the maximum power conversion efficiency 30%. 18 Semi empirical limits take into account realistic loss mechanisms e.g. by assuming realistic values for the fill factor. For a semiconductor bandgap between 1.3 and 1.5eV, the power conversion efficiency is around 30%. Since a high load resistor reduces the current flux the charges need more time to get out of the semiconductor. Therefore the recombination rate increases and the extracted external current decreases. This behavior can be seen in the fourth Quadrant of the IV characteristic in Figure 2.2. Thus considering the voltage dependence of the IV curve - the maximum power is the maximum product of I and V that can be found amongst the data points in the fourth quadrant. The larger the maximum area, the more the IV curve resembles a rectangle with the area [Voc x Isc]. The ratio between these two areas represents a measure of the quality of the shape of the IV characteristics: FF= ( "V ISC (1) OC thus: Pmax = (IV)max = Voc 'SC 14 -FF (2) Higher the FF (fill factor), the more the IV characteristics resembles to that of a constant current source with a maximum voltage and higher electric power that can be extracted. The voltage/current (Vp /Ip) combination that gives the largest power rectangle is called the maximum power point. Thus, any appliance connected to a solar cell can utilize the maximum output power only if the supply voltage is around Vp. Hence the load resistor R1 = Vp/Ip. Otherwise power would be wasted in heating the series resistor (V < Vp) or via increased current losses through the ideal diode and shunt resistor (V > Vp). In order to describe the power conversion efficiency / of a solar cell the maximum output power Pmax has to be related to the power of the incident light Plight. Using (2) to express Pmax considering the wavelength dependence of the parameters involved we can write: TW=Isc (k) -Voc (k) -FF(k)(3 Plight Due to the wavelength and intensity dependence 19 power conversion efficiencies are only meaningful for a given spectral distribution and intensity. 15 2.Quadrant I.Quadrant SC 3.Quadrant 4.Quadrant 0 voltage Figure 2.2: Current versus applied voltage of a solar cell. The extracted current is negative. The fourth quadrant represents the voltage and current that is generated by the cell. An externally applied voltage is necessary to obtain data points in the first and third quadrant. 2.3 Equivalent Circuit Diagram (ECD) ECDs are frequently used to describe the electric behavior of more complex semiconductor devices with a network of ideal electrical components such as diodes, current or voltage sources and resistors. Figure 2.3 shows the ECD that is typically used for inorganic solar cells. Although the specific physical processes in organic semiconductors may be different and therefore lead to other parameters, the principal loss mechanisms are the same and we may therefore apply the same circuit. 16 R, U,- U I /00 0. ho f T I F Vd~ 7D U R'h LWV U Figure 2.3 : ECD of a solar cell. Circuit consists of the following ideal components: Current source IL that considers the light-generated current, a diode D that accounts for the nonlinear voltage dependence and a shunt as well as a series resistor Rsh and R, respectively. Load resistor RL and its voltage drop V and current I across it. I is negative if V > VOc and it flows "into" the device otherwise it is positive.' 7 The current source generates current IL upon illumination. IL is the number of dissociated excitons per second, which equals the number of free electron-hole pairs immediately after generation and just before recombination can take place. The shunt resistor Rsh is due to recombination of charge carriers near the dissociation site. Rsh can be derived by taking the inverse slope around OV: R ~ (4) This is because at very small voltages the diode D is not conducting and the current driven by the external voltage is only determined by Rsh + R, with Rsh (typically) being much larger. 17 The series resistor R, considers conductivity i.e. mobility of the specific charge carrier in the respective transport medium. The mobility can be affected by space charges and traps.17 R, is also increased with a longer traveling distance of the charges in e.g. thicker transport layers. R, can be estimated from the (inverse) slope at a positive voltage > Voc if the IV curves becomes linear: R ~(5) This is because at high positive external voltages V, the diode D becomes much more conducting than Rsh so that R, can dominate the shape of the IV curve. The ideal diode D is a voltage dependent resistor that takes into account the asymmetry of conductivity due to the built in field in the cell (difference between the acceptor LUMO and the donor HOMO) or the nature of the semiconductor electrode interface in single layer cells. This diode is responsible for the nonlinear shape of the IV curves. The diode characteristic is not necessarily Shockley type. Note that the IV characteristic of the ideal diode D is only equal to the IV characteristic of the entire cell if R, = 00 and Rsh oc9. The solar cell voltage V is the voltage that the cell can generate between 0 and Voc depending on the size of the load resistor. In order to obtain IV curve data in other voltage ranges (V < 0 and Voc < V) in the IV curve an external voltage source is required. We note that also the voltage drop across a load resistor - the range between 0 and Voc can be simulated by the same voltage source so that the entire range can be scanned by applying an external voltage. 18 Note that the current for V > Voc and the extra current for V < 0 V is delivered from the external voltage source. With an external voltage source, the device may act as a photodetector increasing the photon to current conversion efficiency. Using the ECD model in Figure 2.3 and Kirchoff's laws, the following relation can be formulated: %sh (IL (6) I)Rsh =V +IRS d R I(Rs +1)=I L -Id V V(7 Rsh Rsh The Shockley diode equation describes the voltage dependence of the current Id through the ideal diode D: V-IR, Id = Io -(e nkI/ (8) -1) Replace Idin (7): IL- V Rsh 1+ 2.3.1 10 s Rsh 1+ V-IRs .(e nkT/q 1) (9) s Rsh1 Open Circuit Voltage In the preceding Section we have deduced a formula that allows calculating the output current of a solar cell. In this Section we derive an expression for the open circuit voltage Voc and consider the effects of the single components of the ECD. We will also discuss how PL efficiency can positively affect the solar cell performance. 19 Ideal Solar Cell First we consider the case of an ideal solar cell that comprises only the ideal diode D in the dark so that R, = 0 and Rh =1. Hence (9) becomes: (10) Id = I0(eqV/nkT -1) The current through such a cells or photodiode is determined only by the current through the ideal diode D - here represented by the Shockley equation. For positive voltages, I increases exponentially. Upon illumination the light generates a photo current IL that is simply superimposed (added) upon the normal rectifying IV characteristics of the diode D: I = IJe qV/ nk1) __ 1 (11 The addition of IL results in a region of the fourth quadrant where electrical current and voltage can be extracted from the solar cell. The highest voltage in this quadrant develops at the electrodes when IL just manages to cancel the dark current. Thus, given a constant IL the Voc increases with decreasing dark current. Here, Io determines the height of the characteristics. Canceling of Id by means of IL can be considered in Eq.(1 1) by setting 1=0. Voc can than be derived quantitatively using: = nkT q I (12) I Note that the effect of the IL=10 ratio is relatively small. Reduction of 1o by a factor 1 Ox increases Voc only by 25mV-ln(1O) (58mV). Typical Voc of silicon cells under solar conditions are around 550mV." 20 Effect of Reh A formula for Voc that considers the influence of Rsh can be deduced from (9) by setting the output current to zero (I 0) to give: = nkT I(L -VOc /Rsh + q (13) I0 This equation relates the maximum output voltage not only to the light generated current IL but also to the reverse saturation current and the shunt resistor. Now, also the formula for Voc becomes transcendent and requires numerical modeling to find solution. The value for Voc still depends on the ratio IL=Io but now IL is decreased by the presence of a finite Rsh whereas R, is unimportant since there is no current flowing through it that can create a voltage drop (loss). Both the ideal diode D and Rsh are now the components that determine Voc: Suppose Rsh is not very high and the device is in dark. If we apply a positive voltage across the cell electrodes we create a voltage drop across Rsh that is equal to the voltage Vd across the ideal diode D. The current that can pass through the diode D at Vd is determined by its IV characteristic. The sum of the currents through D and Rsh yields the current through the electrodes of the solar cell for a given applied voltage. Upon illumination, the current source generates the current IL, some of which passes through the diode where a voltage drop is generated that is big enough to allow the rest of IL to go through Rsh - if the electrodes are open. The same voltage can be measured with a voltmeter with high internal resistor across the device electrodes and is then termed open circuit voltage Voc. 21 Note that n which determines the shape of the IV curve stands outside the logarithm in Eq.(13) and has therefore a stronger influence than a variation of Rsh or 1o. The latter controls the "height" of the IV curve of D. However, since Rsh can vary considerably it can seriously decrease Voc if Voc= Rsh is not much smaller than IL. We note that Io can be related to PL efficiency as discussed later in this thesis. If there is no external circuit (open circuit mode) the charges accumulate at the electrodes to build up Voc before they decay showing their maximum PL efficiency. Indeed, it has been shown that the PL of e.g. chlorophyll is about 3% in a living plant, and 30% if the chlorophyll molecules are separated from the rest of the electron transport chain, which corresponds to operation under load and open circuit mode, respectively 2.3.2 1 Short Circuit Current Isc From the ECD in Figure 2.3 it can be seen that the short circuit current is simply the light current IL reduced by the current through the shunt Ish and the diode D, Id: Isc = IL 'sh 'd (14) Isc is the highest current that can be extracted from a solar cell. The light current increases linearly with the illumination intensity. In order to extract a quantity that describes how efficiently photons are converted into charges in the external circuit, Isc has to be related to light intensity. This leads to the definition of the spectral response: SR() 22 = isc () (D(k) (15) with (D being the light intensity per illuminated area (W/m 2 ) and Jsc representing the current density (A/m 2 ) in short circuit mode. The spectral response (SR) thus gives the current in the external circuit per watt incident light (A/W). This quantity is frequently used to characterize the light sensitivity of photodiodes since the product SR -Jsc gives immediately the light intensity. For the characterization of solar cells a quantity that considers the actual fraction of the incident photons that can be converted into electrons in an external circuit is of higher interest: EQE =- number of electrons in external circuit number of incident photons (16) EQE stands for external quantum efficiency and represents, together with the power conversion efficiency ri, an important parameter of a solar cell. The EQE can be derived from the spectral response considering that the energy of a photon Ep = hc/k with h being Planck's constant, c the speed of light and q the elementary charge using the following formula: EQE(X) = SR(k)--- (17) Note that the EQE gives higher values for shorter wavelengths when compared with the SR spectrum. This is because the spectral response relates to the energy of photons whereas the EQE refers only to the number of particles. Since the output current is determined by the number of electrons that can be "pumped" into the CB regardless of 23 their energy, the EQE represents a true measure for the photon to current conversion efficiency in contrast to SR. The EQE can be converted into the internal quantum efficiency IQE if only the fraction of the actually absorbed photons is considered: IQE(X) =- EQE() 1- R(k)- T() where R(k) denotes the fraction of reflected light and T(X) the fraction of the transmitted light. The IQE is very helpful and frequently used to investigate the physical processes in the semiconductor material. In calculations of IQE interference effects may have to be considered because of the very thin films employed in organic solar cells. 24 3 Protein Complex 3.1 Photosystem I Photosynthesis is a fundamental biological process that supplies the Earth's biosphere with oxygen and highly energetic reducing equivalents for CO 2 assimilation.2 2 Photosystems I and II (PSI and PSII respectively) in chloroplasts of cyanobacteria, algae and higher plants are the main parts of the molecular photosynthetic machinery. In thylakoid membranes of higher plants and green algae each photosystem (PS) has two structurally distinct parts, the core complex and the peripheral (or distal) light-harvesting complex (LHC). 2 3 In cyanobacterial PSI and PSII core complexes, a lack of membranebound peripheral lightharvesting antennas is compensated by an extrinsic phycobilisome complex. 24 PSI is a large protein complex embedded (Figure 1.2) within the photosynthetic thylakoid membrane. The function of the chlorophyll (Chl) a-containing core complexes in thylakoid membranes is the capture of solar energy and the efficient delivery of the excitation to the reaction center (RC), where this energy is converted into the electrochemical energy of separated charges in a series of transmembrane electron transfer reactions. The functions of the LHC antenna are to engage in accessory lightharvesting in a broader spectral region than the core antenna and supply energy to the core structures, to regulate excitation flows between the two photosystems and to provide a physiological response to the quality of illumination.2 PSI is a light-driven plastocyanin:ferreedoxin oxidoreductase sensitized by excited chlorophyll molecules. Decades of extensive studies of energy transfer processes in the PSI 25 26 has led to significant progress in our understanding of the mechanisms of fast and efficient energy conversion in PSI. Figure 3.1 : View of PSI from the top. Fe 4 S4 cluster can be clearly seen to be in the middle of the protein. Also, the radial arrangement of the chlorophylls is readily seen. (NCBI MMDB) Structure of the Photosystem I core The Photosystem I core of cyanobacteria, algae and higher plants belongs to a group of iron-sulfur containing RCs. It is widely believed that the principles of the PSI core organization apply to all Fe-S-type reaction centers 27, although the structural model of the complex is available with 4 A resolution only for the cyanobacterium Synechococcus elongates.9,28 In photosynthetic membranes of cyanobacteria, the PSI complex lacks a peripheral chlorophyll a/b antenna and exists largely as trimers. 9 Each monomer of the trimer consists of 11 protein subunits with total molecular mass of about 250 kDa and binds about 100 Chl a molecules, 15-25 carotenoids and cofactors of electron transfer in the 26 RC. 9 The majority of Chis (~ 00) are coordinated by the two largest protein subunits of the PSI multisubunit complex, PsaA and PsaB (molecular mass of 83 kDa each), although minor subunits, PsaF and PsaL, were also shown to bind chlorophylls. The PsaL subunit is a trimer-forming domain in cyanobacterial PSI. 29 It is the chlorophyll a antenna network of the monomeric PSI that captures energy from light and delivers it to the PSI reaction center, thus performing an intrinsic light-harvesting function. An available structural model of the PSI with 4 A resolution 9 identified in each monomer 89 molecules of Chl a, of which 83 molecules form a relatively disorganized irregular sphere of the core antenna. In contrast, six ChIs of the RC located in the center of the core antenna are symmetrically aligned relative to a pseudo C2 symmetry axis running in a lumenal-stromal direction. a) b) C (AB) L Stroma Pshydopor hsri Thylakoid PsaK PsPs -A/B -- _Ps aF/J Lumen Figure 3.2: Structural model of the PS I trimer derived from the electron density map at 4 A resolution. (a) View perpendicular to the membrane plane from the stromal side. (b) Rotated 900 about the horizontal. Helices represented by cylinders and Chla molecules by wire models of their dihydroporphyrin head groups.9 27 Electron Transfer System of PSI Historically the primary electron donor and terminal electron acceptor of PSI were discovered first, as these exist for the longest time periods and are therefore most easily detected. Structural features of the PSI core that are important for understanding energy transfer processes in the PSI antenna are the distance of P700 from the antenna network, the connection of P700 to the antenna via monomeric chlorophylls in the reaction center and the presence of clustered pigments in the structurally disordered antenna. The available structural model of the cyanobacterial PSI core with medium 4 A resolution is inadequate to identify all polypeptides and ligands of the chlorophylls, nor does it show precise interpigment distances and details of the molecular organization of the pigments. The primary donor P700, primary acceptor AO, phylloquinone molecule Al and ironsulfur clusters Fx and FAB represent spectroscopically identified redox cofactors of the electron transfer in the RC .30'31 28 P7QQ* 3 ps AO -1.2 40-200 ps A1 -0.8 15-200 ns F I FA/ FB -2 gs -0.4 -PSI 0 E 0.0 hv 200 0.4 P Ps -': P710 0.8- Figure 3.3: Photosystem I electron transport pathways and rates. The vertical axis shows the midpoint potential of the electron carriers. Abbreviations are given in the legend of (FA and FB are equivalent names for FeSA and FeSB). 32 3.2 Reaction Centers Rhodobacter (Rb.) sphaeroides (shown in Figure 1.3) belongs to the alpha-subdivision of the Proteobacteria. This group of bacteria is among the most metabolically diverse organisms known, being able of grow in a wide variety of environmental conditions. These bacteria possess an extensive range of energy acquiring mechanisms including photosynthesis, lithotrophy, aerobic and anaerobic respiration. It can also fix molecular nitrogen, synthesize important tetrapyrroles, chlorophylls, heme, and vitamin B12. This bacterium has extremely facile methodologies for genetic manipulations, gene transfer, genetic analyses, chromosomal mobilization, etc. 29 ca CM OM --- -) Cell interior r- A b) Reaction Center (RC) - Light-Harvesting I Complex (LI') Light-Harvesting II Complex (LH2) ATPase PufX protein Cynochrome bacteria complex Cytoplasmic membrane Figure 3.4: An illustration depicting the membranes of Rb. sphaeroides. (a) Representation of the intracytoplasmic membrane system formed in Rb. sphaeroides as a result of a reduction in the oxygen tension33 (b) Random distribution of RC/LH1/LH2; indication of PufX inserted into LH1. Abbreviations: OM = outer membrane; PG = peptidoglycan layer; PPS = periplasmic space; CM = cytoplasmic membrane; p = protein; pp = porin protein; ps = phospholipid bilayer; lp = lipoprotein; lps = lipopolysaccharide; A = fully formed invagination; B = site of initiation of membrane growth. In 1994, Ermler et al. (1994)34 reported the 2.65 A resolution X-ray crystal structure of bacteria photosynthetic reaction center (RC) for Rb. sphaeroides. To date, 2.2 ~ 2.3 resolution X-ray crystal structure of bacteria RC has also been detected.35 ' 36 30 A Figure 3.5 : View of bacterial reaction center (RC). (NCBI MMDB)34 The bacterial reaction center of Rhodobacter sphaeroides is a pigment-protein complex designed to convert optical excitation into the initial electron-transfer event in photosynthesis. The reaction center contains three polypeptides (subunits L, M and H), six chlorophyll-like pigments (four bacteriochlorophyll-a (BChl-a), two bacteriopheophytin-a (BPheo-a) ) arranged with approximate C2 symmetry. The relative arrangement of these pigments within the protein matrix is well known, 34,37,38 consisting of two strongly interacting bacteriochlorophyll molecules known as the special pair (P), two accessory bacteriochlorophylls (B), and two bacteriopheophytins (H). 39 RC also has two ubiquinone (QA and QB) molecules, one carotenoid species and a non-heme iron center. Some RCs contain a fourth subunit known as C (cytochrome). The C subunit is a four-heme containing c-type cytochrome. 31 a) Special pair (2BChl) b) BCh1 aL ABChl M-Subunit, BChl aM aM ABChl aL BPheo aM BPheo aL QB QA H-Subunit Fe Figure 3.6: Structure of photosynthetic reaction center of Rb. Sphaeroides. (a) Location of the bound cyt c2 (lavender), the heme prosthetic group (turquoise), the RC L subunit (yellow), the RC M subunit (blue), the RC H subunit (green), the RC primary donor (red), and non-heme Fe atom (red). (b) Pigment molecules in RC (details in text). The pseudo-C2 symmetry structure gives rise to cofactor binding in two branches referred to as A and B sides of RC 34,'41 . Despite this apparently symmetrical structural arrangement, the light induced vectorial electron transfer from P* to QA in RCs from purple bacteria comprises only the chromophores on the A side including the monomeric BChl-a (BA) and BPheo-a (HA) as intermediate redox carriers 4 , 41,42 Following optical excitation of P, either directly or through energy transfer, an electron is transferred to H with a 3ps time constant; 42-47 this process is facilitated by the spatially intermediate chromophore, B. Recent electronic structure calculations treat the photosynthetic reaction center as a supermolecule, with all of the chromophores excitonically coupled to some extent. It is commonly accepted that the two BChl molecules making up the special pair interact strongly. The excitonic coupling of the PL and PM bacteriochlorophyll monomers leads to two distinct bands corresponding to 32 symmetric and antisymmetric combinations of the two monomer Qy transitions. For Rb. sphaeroides, the lower excitonic state (antisymmetric combination termed Py-) produces the strong, broad absorption near 870 nm. It is optical excitation of this state that results in the initial charge separation.42-47 The near-IR absorption spectrum of the photosynthetic reaction center is shown in Figure 3.7. The absorption bands due to the Qy transitions of the bacteriopheophytins (H) and accessory bacteriochlorophylls (B) are labeled, as are the two excitonic states of the special pair, Py- at 865 nm and Py* in the region of 810 nm to 825 nm. The upper excitonic state, Py*, has proven to be more problematic to characterize than Py-, with the orientation, extinction coefficient, and energy of this state being well established only at low temperatures; the most reliable information about Py comes from linear dichroism and hole-burning results. 48 ' 49 Linear dichroism measurements for Rb. sphaeroides gave similar results, with P -+ Py- at 890 and P -* Py* at 810 nm. The results obtained by Breton 48 were supported by holeburning studies from Small and co-workers. 49 The hole-burning and linear dichroism results provide fairly convincing proof that Py+ absorbs near 810 nm for Rb. sphaeroides at 15 K. The principal reason for the lack of room-temperature information is the spectral congestion in the (anticipated) region of P -- Py+ absorption due to overlap with the strong B and Py~ absorption bands, making it very difficult to deconvolute individual spectra. 33 1.L B Linear Absorption Spectrum ---- Laser Spectrum * N9 9 S P y 0 70* 600 800 700 900 Wavelength (nm) Figure 3.7 Near-IR absorption spectra for the photosynthetic reaction center of Rhodobacter sphaeroides. The three major bands are labeled as resulting from absorptions due to the bacteriopheophytins at 760 nm (H), accessory bacteriochlorophylls at 800 nm (B), and the special pair (Py+ and Py-) at 825 and 870, respectively. The dotted line represents a sample laser spectrum. The center wavelength of the spectra is tunable from 750 to 850 nm. 34 4 Device Design & Fabrication 4.1 Design The simplest model for a solid-state photosynthetic device consists of uniformly oriented photosynthetic reaction centers deposited between two metallic contacts. After absorption of a photon and rapid charge separation within a complex, a potential of up to 1. 1V can be developed across the metal contacts.'50 51 However, this model of a solid-state photosynthetic device must overcome several practical obstacles. First, the optical cross section of a single layer of photosynthetic reaction centers may be fairly low because of the density of proteins on the surface. Secondly, deposition of the top metallic contact might damage the complexes as the metal molecules could denature them due to their high velocity during evaporation. Thirdly, defects in the layer of photosynthetic reaction centers may permit electrical shorts between the metallic contacts. In the present design, these issues are addressed by depositing a thin (<1 OOOA) layer of an amorphous organic semiconductor between the photosynthetic reaction centers and the top metal contact (detailed description shown in Figure 4.1). Using a thin film of an organic semiconductor is an established technique in photovoltaic applications 3 and as such they can be employed as solid-state antennae for photosynthetic complexes, resulting in enhancement of the optical absorption of the device. 35 --I 5.OeV .. -- ev ITO/AU IT/A 3.1 eV 3.0eV ROb) a) L4.7eV 4.3eV /7 ETL Ag psI ~Fe 4 S1~ II ETL ....... BCP 1.1eV Ceo 5.OeV~~ ITO/Au. ETL 4 4.3eV Ag Alq3 P7Q.. 5.8eV 6.8eV 6.7eV Figure 4.1: Schematic Energy Level Diagram for device design. (a) RC (b) PSI. Device fabrication is carried out with minimum exposure to ambient light. Half inch indium-tin oxide (ITO) coated glass slides are used as the substrate with the ITO serving as the bottom electrode. The transparent ITO allows for a conducting substrate which lets a chosen laser light to excite the protein layer. The substrates are cleaned using a standard glass cleaning procedure. Reaction centers in PSI and RC have been genetically modified such that they can be self assembled on Au. To facilitate self assembly a thin layer of Au is deposited on ITO. After assembling reaction centers on Au, the organic semiconductor layer and top electrode are evaporated onto the device. 4.2 Self-assembly The self assembly process is engineered so that the protein can attach to the Au layer by using a selected set of reagents. Oriented films of RC and PSI photosynthetic complexes are self assembled on the ITO/Au surface as shown in Figure 4.2. The Ni252 NTA binding to the 6xHis tag on the photosynthetic complexes is used for the assembly . 36 Functionalization of ITO/Au (Figure 4.2a) is achieved by incubating the slides in a solution of 6.1 mg/ml DTSSP (Pierce) for 10 minutes.53 Subsequently the slides are washed with DI H20 followed by incubation of the surface in 0.33 mg/ml NTA Ligand (Qiagen) for another 10 minutes.5 The NTA-functionalized surface is then charged with 200 mM nickel sulfate solution. a) Na03S CH ##CH 0o C CH2 CH 2 2 - Gold DTSSP 3 CH 2 Ni2+ X 0 0 -Co NAI c) b) 6xHis NTA PSI psaD~ ps r---...- ---, 6xHis cA -- PSI 6xHis NTA O-------- NTA GOLD GOLD GOLD Figure 4.2 : Self Assembly of photosynthetic complexes on ITO substrates. (a) Functionalization of ITO/Au surface. (b) RC assembly. (c) PSI assembly. Poly-histidine tagged RCs are then expressed and isolated from R. spheroids strain SMpHis with the tag constructed at the C-terminal end of the RC M-subunit.55 The expression and purification procedure has been performed as described earlier. 56 RCs are then immobilized by incubating the functionalized ITO surface with approximately 100 37 mL of RC solution (0.2 mg/mL in 10 mM phosphate buffer pH 7.4, 0.05% LDAO) for 1 hour at 4'C in the dark (Figure 4.2b). Native PSI complexes are isolated from spinach leaves as described earlier.57 A 6xHis tag is then introduced to native PSI complexes in a three step process; see Figure 4.2c 1. Gene psaD is cloned into pET-21b (Novagen) and recombinantly expressed in E. coli to produce a 6xHistidine 58 tagged PsaD subunit of PS1. 2. Genetically modified protein (psaD*) is immobilized on the functionalized ITO/Au surface. 3. After washing to remove excess psaD*, the surface is incubated with native PSI in 50mM Tris, 25mM NaCl, 2 M sucrose, .02% Triton X-100 for 1 hour at 4 'C in the dark. psaD is exchanged from the native complexes and replaced by the immobilized psaD*, thereby immobilizing the PSI. This assembly technique is highly specific since psaD* can only bind specifically with PSI. In principle, the capability of PSI to exchange subunits allows this type of electronic device to be regenerated if the PSI degrades. It is postulated that plants use similar techniques to replace photodamaged PSI. 1 After self-assembly of RCs or PSI, the substrates are washed with DI water and dried in an N2 stream. The washing/drying is done while making sure that there are no visible residues on the surface of the slide. 38 4.3 Evaporation In order to self-assemble the photosynthetic reaction centers on the ITO, thermal evaporation is used to deposit a 1 OA thick layer of Cr followed by a 40A layer of Au. Both materials are evaporated at a rate of 0.5A/s at 3E-6 torr pressure. The Cr layer promotes adhesion of Au to ITO and prevents it from peeling off. Since the protein assembles on gold islands which are not continuous, an organic layer is deposited on top to obtain a flat surface above which the top electrode layer can be deposited. The organic layer helps in preventing a short between the two electrodes as well as protects the protein from any damage during deposition of the top electrode. For the device consisting of RC as the active material, the organic layer consists of 600A of C6 0 deposited at a rate of 3A/s followed by 120A of BCP deposited at a rate of 2A/s. For the device consisting of PS1 as the active protein, 800A of Alq 3 is deposited as the organic protective layer. Subsequent to the organic layer deposition, 800A of silver, which acts as the top electrode, is deposited at a rate of 3A/s. All depositions have been carried out at < 3x 10-6 torr pressure. 39 5 Results for RC 5.1 Absorption Spectrum using UV-Vis The methods used to process RC proteins may make it susceptible to molecular degradation. In order to verify that the RC complex does not suffer any such degradation, a relatively straightforward procedure of examining the absorption spectrum of the protein complex in its buffer solution is carried out. The absorption peaks correspond to the subunits of the complex. If the complex is not intact then the peaks should be shifted. All the solution spectra for the RC protein were obtained using the UV-Vis spectrometer. A comparison of Figure 5.1 to Figure 3.7 indicates that the RC in buffer is intact. The buffer solution used is 10 mM phosphate buffer, pH 7.5 with .05 % LDAO (N,Ndimethyldodecylamine N-oxide, a surfactant). In order to stabilize RC protein, stabilizers such as polyethylene glycol (PEG) with sucrose, polyethyleneimine and DEAE-dextran have been added to the RC-buffer solution. Absorption spectrum obtained using the UV-Vis (shown in Figure 5.1) showed that none of the three buffers caused any degradation to the protein structure. 40 0.007- 0.006 0.005- RCBuffer RCPEGsucrose RCpolyethyleneimine RCDEAEdextran 0.0040 . 0.003- 0 < 0.0020.001 0.000-0.001 400 500 700 600 800 900 1000 Wavelength (nm) Figure 5.1 RC absorption spectrum in pure buffer and with stabilizers dissolved in the buffer. 5.2 Laser Measurements Photocurrent is measured using a laser at the peak absorption wavelength of the protein complex. For the RC complex, a diode laser at 808nm was used since the peak absorption is at about 800nm as seen in Figure 3.7. I-V characteristic for the RC device, in response to the laser, is achieved by sweeping the voltage across the contacts from -lV to lV. The experiment also can show if the laser causes any permanent changes to the device characteristics. A control device was fabricated in the same way as the RC device as described in Chapter 4 with no RC complexes being added. 41 On photoexcitation using the 808nm laser, the photocurrent generated in the device is shown in Figure 5.2. Results show a pronounced difference between the dark and laser (laser is shown on the device) I-V measurements with room lights switched off at all times. At O.4V the difference is larger than 360nA, IDark = 1. 5nA and Iaser= 365nfA. INSET shows that there is no photovoltaic effect for the Dark response but there is a Voc=-0.2V and Isc=20nA for the Laser response. A few stabilizers were tested to examine which produced the maximum difference in photocurrent for the Dark and Laser response. Figure 5.3(a) shows the Dark and Laser response of the RC with DEAE-dextran. There is a difference of more than 0.4ptA between the Dark and Laser photocurrent response at a bias of 1V. The Inset shows that in the Dark the device does not exhibit photovoltaic effects, but for the Laser response there is a Voc=0.04V and Isc=lOnA. Figure 5.3(b) shows the response of the control device. The currents are about 0.6pA bigger than the RC device. However, there seems to be no Voc or Isc for both the Dark and Laser response for this device. This experiment demonstrates that the device shows photovoltaic effect only in the presence of RC complexes. 42 400n - Zoom In 3010 300n 2XI0+ -- - o01x10*- 200n - 1x10 -2x10* -- a) - 100n - 0.0 -0.2 0.2 O Voltage (V) 0 C. 0 0Dark1 --_ Laser1 -1On -0 -__Dark2 Laser2 -200n -C.6 -0.4 -0.2 0.2 0.0 0.4 0.6 Voltage (V) Figure 5.2 : Photocurrent response of pure RC device. . , i , i , 8x10-7 6x10 C - 2x10- - , i Dark1 Dark2 Laser1 Laser2 - 4x10- i Zoom In- 0- /- 0 -2x10 wo*- -4x10 7 - -IM0- -6x104.20 -8x10 41 -3xiD010 .. 0 .6 - -1.0 06 .10 0; VO00egM -0.8 -0.6 -0.4 -0.2 0.0 0.2 Voltage (V) 43 0.4 0.6 0.8 1.0 1.2x10' * 1.0x10 8.Oxl 0 6.0x10 - q 4.0x10 7 - 0 2.0x10- 0 0 S 0.0-- -2.Ox 10-7 -___Dark1 Dark2 Laser1 Laser2 -4.Ox1- -6.Ox 10-7 -8.Ox1 0-1.0 -0.5 0.0 0.5 1.0 Voltage (V) Figure 5.3 : RC with DEAE-dextran stabilizer photocurrent. (a) I-V curve of device with RC and DEAE-dextran. Inset zooms in on the origin. (b) Control device response (device without RC). Next we tested the stabilizer polyethyleneimine (PEI). Figure 5.4(a) shows the Dark and Laser response of the RC with PEI device. There is a difference of more than 25pA between the dark and laser at a bias of V. Inset shows no presence of Voc or Isc for both Dark and Laser responses. Figure 5.4(b) shows the response of the control device. The difference in dark and laser currents is about 10pA. This experiment demonstrates that the difference in dark and laser currents seems to be increased by the presence of the RC complexes. 44 . 35p Zoom In - 4.1- 30p - /O Dark - Dark2 Laser1 Laser2 25p 20p - - 10. 15p 0 Votage N) .2 lop 0L 5p - 0- -1.0 tI -0.5 1 1 0.0 0.5 10 0.5 1.0 Voltage (V) 35p Dark1 Dark2 Laser1 Laser2 30p 25p - C 20p - :3 U) 15p - .2 -c 0 lop 5p - 0-5p : -1.0 -0.5 0.0 Voltage (V) Figure 5.4 : Photocurrent of RC device with Polyethyleneimine (PEI) stabilizer. (a) I-V curve of device with RC and PEI. Inset zooms in on the origin. (b) Control device response (device without RC). 45 Polyethylene glycol (PEG) and sucrose is used as a stabilizer for the RC device. Figure 5.5 shows the photoexcitation response for this device. It can be seen that the difference between the Dark and Laser current is about 28OnA at a bias of lV, IDark = 25nA and ILaser = 294nA. Inset shows that the Dark current exhibits no photovoltaic effect, where as the Laser photocurrent response does, Voc = 0.085V and Isc = 3.4nA under an excitation intensity of 0.6 W/cm 2 at k = 800 nm. Assuming a perfectly formed RC monolayer of density 3x10- 2 mol/cm 2 , and given an extinction coefficient of 2.9x10 5 M-cm-1, 59 we calculate the optimum photocurrent as > 0.7 mA/cm2 . Here we have ignored possible microcavity effects due to reflections from the ITO/Au electrode, and assumed 100% reflection of the optical pump by the Ag cathode. Therefore, at a -IV bias, an estimated internal quantum efficiency of 5% is achieved. A solid-state charge extraction efficiency of 60% is obtained by comparing the solid-state external quantum efficiency of 0.01% at an excitation intensity of 0.6 W/cm 2 at k = 800 nm to a similar wet cell with an external quantum efficiency of 0.016% under an excitation intensity of 6mW/cm 2 at k = 800 nm.5 6 46 Zoom In 3.0x10 7 9X10 2.5x10 7 6x10 2.0x10 - r 0 0 1.5x10 -3x10 7 0 .- C.) - . .) .10 1.0x10 7 -0.3 -0.2 0.1 0.0 Voltage (V) 0.2 0.1 0.~3 5.0x1 0 - 0.0- Dark Laser -5.0x104-8 -1.0 -0.5 0.0 0.5 - 1.0 Voltage (V) Figure 5.5: Photocurrent of RC device with PEG and sucrose stabilizer. 5.3 Spectrum Measurements using Tunable Laser In Figure 5.6, the activity of the RC complexes is confirmed by spectrally resolving the short circuit current using a Ti-Sapphire CW laser tunable between X=790nm and X=890nm. The photocurrent spectrum is compared with both the solution absorption spectrum of the RC complexes, and a photocurrent spectrum of identical RC complexes in an electrochemical cell reproduced from a prior research article 6 . With the exception of a region near )= 860nm the spectra overlap closely. It is possible that the optical absorption of the special pair at X = 860nm is influenced by its proximity (< 2 nm) to nanoclusters of Au on the ITO electrode. 47 £ 1.0 Cd 0. a3 0.6 CL 0 0oc o00 M- C -- ' (DO. E . locbc 0.0'- 700 I 750 800 850 I 900 950 Wavelength [nm] Figure 5.6 : Comparison between the photocurrent spectrum of solid-state (M) and wet electrochemical cell devices (m), and the solution absorption spectrum of the bacterial reaction centers (-o-), demonstrates that the observed photocurrent originates in the RCs. Wet cell device data is from a prior research article 56. 48 6 Results for PS1 6.1 Absorption Spectrum using UV-Vis Similar procedures as described in Section 5.1 have been used to ascertain any molecular degradation of the protein PSI. The solution spectrum of the PSI in buffer solution (50 mM tris, pH 7.8, 25 mM NaCl, 0.02% triton x-100) is obtained using UV-Vis spectrometer. Figure 6.1 shows the solution absorption. I * I I I I 600 650 700 750 1.0 0.8 LM 0.6 .0 0.4 0.2 nn 500 550 Wavelength (nm) Figure 6.1 : PSI solution spectrum. (Data courtesy Patrick Kiley) 49 800 6.2 Fluorescence Measurements The stability of PSI through the drying process after the self assembly is examined using low temperature fluorescence. PSI fluorescence spectrum was measured at 20K (±0.2K). The sample is transferred into a cryogenic system and cooled to 20K. A 405 nm pump laser was shined on the sample through one of the viewing windows. The laser was oriented such that it would hit the glass first and then the PSI. A fiber from the spectrometer was placed at another viewing window just in front of the PSI. A lens was used to focus the fluorescence from the sample onto the fiber. A 530nm filter was attached to the front of fiber detector to filter out the laser and the room light. Spectrasense spectrometer software was used for data acquisition. The fluorescence spectrum for PSI in the buffer solution was obtained by using a cuvette and transferring it into the cryogenic system (shown in Figure 6.2). 50 1.00.8- 0.6S0.4U) SO- 0 0.2- 0.0 -. 400 500 700 600 800 90 Wavelength (nm) Figure 6.2: Fluorescence spectrum of PSI in buffer solution. (Data Courtesy Patrick Kiley) Next the fluorescence spectrum of the PSI film was obtained. PSI in the buffer solution was dry cast on a slide in a desiccator. This sample was then transferred into the cryogenic system. PSI film fluorescence spectrum shown in Figure 6.3 was taken at 20K with an integration time of 40ms. This spectrum when compared to the spectrum in Figure 6.2, shows a lot of degradation due to the drying process. 51 I - I 1.0- T=2 K12U- 0.8 U 0 0.6 0.4- U) I * - 0 0.20.0 -'-400 500 700 600 89 800 900 Wavelength (nm) Figure 6.3: Fluorescence spectrum for PSI film. (Data courtesy Patrick Kiley) Surfactant like peptides are employed for the stabilization of PSI. They are composed of six hydrophobic residues joined via peptide (amide) bonds to either one or two charged residues. The resulting hexa- or hepta- peptide therefore has a charged domain and a hydrophobic domain, and so bears a resemblance to a typical surfactant molecule shown in Figure 6.4.60 Like other surfactants these peptides can form discrete structures, such as vesicles and nanotubes, in solution. They display dynamic behavior dependent upon pH, temperature, and ion strength. 52 ..- SOnm -- o Figure 6.4: Peptide nanotube formation. Figure 6.5 shows the fluorescence spectrum of the PSI film stabilized using a combination of two peptides, A6K and V6D. This spectrum shows very little degredation when compared to the fluorescence solution spectrum of PSI in Figure 6.2. This confirms that peptides are able to stabilize the PSI complex during the drying process. 53 - I - i I 1.00.8S 0.6- S0.40 0.0 400 500 600 700 800 900 Wavelength (nm) Figure 6.5 : Fluorescence spectrum of PSI stabilized using A6K and V6D peptide. (Data Courtesy Patrick Kiley) 6.3 Laser Measurements For the photosynthetic complexes, the locations of their respective poly-histidine tags, cause PSI and RC complexes to bind in opposite orientations. In the case of PSI complexes, the special pair, P700, is oriented away from the substrate. When a preferentially electron transporting material Alq 3 (see Figure 4.1 B) is used as a protective overlayer, holes are trapped on P700 and the device acts as a photodetector. Hence no Voc or Isc can be seen in the I-V characteristics. 54 The current-voltage characteristics of the PSI photodetector are shown in Figure 6.6. The excitation source here is a k= 680 nm laser with an intensity of 0.5 W/cm 2 . At a bias of -4V, the maximum external quantum efficiency is 3x10-6 %. Note that Alq 3 is transparent at this wavelength. To estimate the limiting performance of a PSI-based device, we assume that including external light harvesting complexes, each P700 dimer may be coupled to up to 100 chlorophylls with an approximate extinction coefficient of < lx107 cm-1 per molar concentration of P700. Assuming a perfectly formed PSI monolayer of density 4x10-1 3 mol/cm 2 , we calculate the optimum external quantum efficiency for aflat PSI interfacial layer as 0.8%. Here we have ignored possible microcavity effects due to reflections from the ITO/Au electrode, and assumed 100% reflection of the optical pump by the Ag cathode. Thus, at a bias of +1V the device in Figure 6.6 generates approximately 3x10-4% of the photocurrent of an ideal flat monolayer of PSI coupled to antenna complexes. As in the RC-based device, performance is probably limited by the density of PSI particles on the Au/ITO surface. 55 0.0 - -5.0x1 0 C -1.0x10 ., 0 -1.5x10 - Dark --- -2.0x10- - Laser I* I' -2.5x 0*- 0.0 -0.5 -1.0 -1.5 -2.0 -2.5 -3.0 Voltage (V) 1'1' 1'1*1. 0- 9 -1x10 - C., 0 0 -C 9 -2x10- 9 -3x10 - -4x10 -- 9 'I I -3.0 -2.5 -2.0 -1.5 -0.5 -1.0 Dark1 Laser1 0.0 0.5 1.0 Voltage (V) Figure 6.6 : Photocurrent characteristic of PSI. (a) Exchanged PSI with peptide. (b) Exchanged PSI without peptide. 56 7 Conclusion We have demonstrated here that photosynthetic complexes may be integrated in solidstate devices. These proteins are known to sustain large open circuit voltages of 1.LV without significant electron-hole recombination and they may be self-assembled into an insulating membrane. Using these properties to our advantage, we have designed photosynthetic organic solar cells. One of the challenges working with these materials is that they are very susceptible to degradation on changing environmental conditions. Using specific buffers and peptides such as PEG and sucrose and A6K and V6D respectively, we have demonstrated that these proteins can be used in their non-native state. For the RC device, we attained an efficiency of 0.01% with an excitation energy of 0.6W/cm 2 at X=800nm. For the PSI device, we attained an efficiency of 3x10-6 % with an excitation energy of 0.5W/cm 2 at k=680nm. The advantages for these photosynthetic complexes originate in their molecular scale design and comparable molecular circuitry is currently beyond the capability of alternative technologies. Since we have taken the first step of demonstrating device operation, albeit with low quantum efficiency, our next task would be to improve device design and achieve quantum efficiencies comparable to traditional solar cells. Several future directions possible are described below; many of which are currently being examined. 57 For the PSI devices, we would like to explore the photovoltaic effect in a manner similar to the effect observed in RC devices. In order to achieve this goal, CuPc can be used as the protective organic layer instead of Alq 3. One of the challenges with exploring the photovoltaic effect in PSI is that the absorption spectrum of the CuPc overlaps with the PSI absorption spectrum making it difficult to establish whether the photocurrent detected is due to PSI or CuPc. Currently the PSI is assembled such that the electron is ejected towards the bottom contact. Another method to explore photovoltaic effects would be to engineer the assembly process such the orientation of the PSI is reversed and the electron is ejected towards the top contact. This procedure has the advantage that Alq 3 can still be used as the organic protective layer. Extensive surface roughness studies need to be carried out. The surface roughness at each of the interface is expected to have significant effect on the open circuit voltage. One of the future goals would be to optimize the surface roughness. For example when assembling the proteins on top of the gold surface, a smooth surface is not desirable. Increase in the surface area of the exciton dissociation interface can be achieved by either roughening the surface 3or by stacking planar interfaces.61 On the other hand the interface between the organic layer and the metal, a smooth surface would be desirable as it would decrease the number of trap states. 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