A STUDY OF NON-ADIABATIC BAROCLINIC INSTABILITY by MAURIZIO FANTINI SUBMITTED TO THE DEPARTMENT OF EARTH ATMOSPHERIC AND PLANETARY SCIENCES IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY IN METEOROLOGY at the MASSACHUSETTS INSTITUTE OF TECHNOLOGY September 1988 (n Massachusetts Institute of Technology 1988 Signature of Author - Dept. of Eart , Atmospheric and Planetary Sciences Certified b y &- Kery A. Emanuel - 7 Thomas H. Thesis Supervisor Accepted by / Jordan - Chairman Departmental Committee on Graduate Students Syrr M APR,, A STUDY OF NON-ADIABATIC BAROCLINIC INSTABILITY by Maurizio Fantini Submitted to the Department of Earth Atmospheric and Planetary Sciences in partial fulfillment of the requirements for the degree of Doctor of Philosophy in Meteorology ABSTRACT Observations of explosively deepening oceanic cyclones show the coincidence of an essentially baroclinic structure, deep convective activity and associated latent heat release, and air-sea exchanges of sensible and latent heat. In order to establish the role of these effects in a possible explanation of the unusual features of those storms a study is performed of the normal modes of non-adiabatic baroclinic instability. The effect of convection alone is considered first, by assuming that a slantwise convective adjustment takes place on a short time scale so as to 'prepare' a moist symmetrically neutral environment for growing baroclinic waves. A hierarchy of two-dimensional models that incorporate this assumption (i.e. a base state of zero equivalent potential vorticity) is then used: a two-level semi-geostrophic, and a two-level primitive equations model are solved analytically and a multi-level non-hydrostatic PE numerical model is integrated in time to examine the structure of the unstable perturbations to an Eady-like base state. An increase in growth rate of about 70% (in the more realistic model) is found, with a most unstable wavelength about half that of the dry case, and composed of a strong narrow updraft and a large weak downdraft. Another important aspect of the solutions is that frontal collapse occurs only at the surface and not at both top and bottom boundaries as it is usual in dry models. The increase in growth rate is not sufficient, however, to explain explosive cyclones and sensible and latent heat fluxes from the bottom boundary are then added to the models. For the 2-level this is done with a linearized drag law for equivalent potential temperature, in which the flux is proportional to an air-sea entropy difference in the base state and to the perturbation meridional velocity. This is applied to the updraft region only, under the assumption that only there will the heat be transported effectively outside the boundary layer. The results show a further increase of the growth rate, linearly proportional to the air-sea temperature difference, but the drastic simplifications involved in the formulation of the model leave uncertainties as to the uniqueness of the solution. - 2 - The numerical model is run with heat and moisture fluxes and momentum drag at the surface. In a realistic range of parameters the most favorable cases reach a deepening rate of the surface low-pressure center of 24 mb in 24 hrs, which is the conventional threshold for shallow The evolution often begins with a explosive cyclones. hurricane-like structure that gives way to a deep baroclinic mode after The thermal structure in the presence several hours (i.e. 10-20 hrs). of heating from the bottom boundary displays a narrow warm core that expands as the storm intensifies. The phase speed of the disturbance is reduced as the shallow early state is advected by the low-level wind and tends to stabilize when the 'moist baroclinic' mode takes over. Some limitations related to the two-dimensionality of the models used here need to be removed in the future, but it seems possible to conclude that the most striking features of explosive cyclones can be attributed to the presence of surface fluxes of sensible and latent heat, redistributed upward by moist convective activity. Thesis supervisor: Kerry A. Emanuel Title: Professor of Meteorology - 3 - ACKNOWLEDGMENTS I am grateful interest in to this work. my advisor Kerry 82-14582 for his studies by to NSF/g grants ATM, AF/ESD F19628-86-K-0001 and ONR/c N00014-87-K-0291. numerical experiments were performed on the CRAY-X/MP at NCAR. wish constant Rich Rotunno, of NCAR, provided the numerical I was supported through my graduate model. Emanuel thank I The also Diana Spiegel for help with the CMPO computer and Jane McNabb for running the department. -4- Ben sai come nell'aere si raccoglie quell'umido vapor, che in acqua riede tosto che sale dove il freddo il coglie Purgatorio,V, 109-111 -5- Table of Contents Abstract ...pag.2 Acknowledgments ...pag.4 Table of contents ...pag.6 1. Introduction 1.1 Observational background ...pag.7 1.2 Theoretical background ...pag.15 2.Baroclinic instability in a saturated environment 2.1 A 2-level semi-geostophic model ...pag.21 2.2 A 2-level primitive-equation model ...pag.50 2.3 A primitive-equation numerical model ...pag.63 Appendixes to chapter 2 2.A Matching conditions for the linearized system ...pag.98 2.B Proof that TZ is real for the 2L SG model ...pag.100 2.C QG and GM non-dimensional quantities 2.D 3. G for the 2L PE model ...pag.102 Air-sea interaction 3.1 A 2-level semi-geostophic model ...pag.104 3.2 A primitive-equation numerical model 4. ...pag.101 Conclusion ...pag.151 Bibliography ...pag.156 List of figures ...pag.165 List of tables ...pag.171 - 6 - ...pag.119 1.1 The role of heat sources in the atmosphere has traditionally considered significant extratropical cyclones. etc.) and the but not dominant in The Norwegian cyclone classical theory of the model gravitational potential processes alone. the mean of (J.Bjerknes,1919 instability planetary scale energy into cyclone scale energy by adiabatic Non-adiabatic effects are obviously responsible for meridional temperature gradient (differential solar heating) that drives the general circulation, systems development baroclinic (Charney,1947;Eady,1949) emphasized the conversion of been and for small-scale convective (latent heat release), so that their influence on mid-latitude synoptic scale motions is a natural subject of investigation. The release of latent heat of condensation was first recognized in early numerical models as crucial for a correct computation of vertical velocities (Smagorinsky,1956) and vorticity and pressure fields (Manabe,1956) and has been since then the subject of diagnostic studies of observed Aubert,1957 or numerically and Danard,1964. simulated cyclones, with Comparision of moist and dry-adiabatic runs of Global Circulation Models (Manabe et al., shown, beginning 1965; Gall,1976) have among other features, a tendency of 'moist' cyclones to develop faster and with a shorter horizontal scale. For storms that develop in a maritime environment source is the flux of heat from the lower boundary. of several cases of North Atlantic - 7 - cyclones at another likely After examination different stages of evolution Pettersen et al.,1962 conclude that the inclusion of heat fluxes and release of latent heat 'led to improvement' of the computed tendencies and state: "It is evident, therefore, that the effect of heat sources and sinks on cyclone development are essentially complex and need not be small. In the absence of direct information it has been customary to assume that the effects of heat and cold sources are unimportant except in regard to changes over extended periods of time. Though this is true for the general circulation of the atmosphere, it need not be so for individual systems" (pag.261) In this and later works (Pettersen and Smebye,1971) types of cyclones were identified. levels, is the North induced the upper troposphere. Type baroclinic zone at with little or no vorticity advection aloft; and a Type B (prevalent over cyclogenesis distinct A Type A (predominantly maritime) in which the development is initiated in a highly low two American continent) in which low-level by a strong pre-existing vorticity center in By geographic location and mode of initiation A is obviously more sensitive to fluxes of heat and humidity from the lower boundary in the latent heat by synoptic early stages, and subsequent or convective scale updrafts. hand Tracton,1973 identified the outbreak of convection release of On the other near the low center as an alternative initiator of the development also for cyclones over the continental U.S., east of the Rocky Mountains, in the presence of moist low-level air from the Gulf of Mexico. A parallel line of investigation has identified a different of marine cyclones class that are characterized by small horizontal scale, rapid growth, 'warm core' thermal structure, - 8 - and active presence of non-adiabatic processes - latent heat release and sensible and latent heat fluxes from the lower boundary, explosive phase of growth. that are prevalent relative to occurred February 1950. the Gulf of Alaska in deepening coincided with an outbreak of extremely ocean. Diagnostic the The first detailed description of such an event is probably that of Winston,1955, in during a cold cyclone that The explosive air over the calculations show the vertical velocities obtained in the assumption of adiabatic motion to be largely in error (including the wrong low-level sign air climatological at to the be time an average. of order maximum growth) and the heating of of Although magnitude this larger to be at least of the same magnitude. latent the ice edge, are termed 'polar heat Cyclones of this family, that occur at high latitudes, north of the main baroclinic zone, near the paper mentions only sensible heat as the source, a later study (Pyke,1965) reveals the fluxes than often lows' and often compared to tropical cyclones for the importance that non-adiabatic processes in their development. Some works essentially baroclinic structure Browning,1969; in Mansfield,1974; on polar lows have identified an the mature Reed,1979) stage while the two is to A chose and to combination generally agreed upon, because the 'pure' mechanisms, dry-baroclinic or moist processes with no unable (Harrold others emphasize the hurricane-like features (Rasmussen,1979). of have explain all baroclinity, of the observed features. given in Rasmussen and Lystad,1987. -9- are certainly A recent review is In contrast to the often insignificant the environment at the early stages short temporal to develop in strong baroclinic zones, e.g. near Japan (Matsumoto et al.,1970). present in of development of polar lows, mid-latitude events on a small spatial and observed baroclinicity scale are the 'Baiu' front Nitta and Ogura,1972 summarize the observed features: the "... warm-core type structure in the upper portion of cyclone ... The particular features of these intermediate-scale cyclones in general, aside from their smallness in size, are that these disturbances do not appear to be associated with an upper tropospheric trough and their kinetic energy is confined to the lower portions of the troposphere ... In many cases a low-level jet is observed (at a level around 700 mb), the air in the lower troposphere is moist, the thermal stratification is less stable, and heavy rainfall takes place ... The characteristic time scale is short compared to that of a baroclinic wave. These cyclones also appear quite suddenly and are stationary or move slowly. When an upper trough approaches, these cyclones often appear to interact with it and develop into mature extratropical cyclones."(pag. 1011,1012) They attempt a numerical simulation with evaporation from the sea a moist model that surface and in fact reproduces some of the observed characteristics, including the small size and the and the evolution mature stage. into allows a more warm core, clearly baroclinic structure in the A 'dry' run of the model appears unable to maintain the 'intermediate scale' cyclone. The first systematic study of explosive cyclones is to be found in Sanders and Gyakum,1980. A cut-off criterion was established - the central pressure at low level falling by at least 1 mb per hour for hrs at 60 N. 24 Since the time and space scales of baroclinic instability are known to be proportional to f - , 10 - this effect was eliminated by allowing the cut-off deepening rate to vary with the sine of latitude in other words the selection was made in terms normalized with local value of planetary vorticity. the among other results, that most of the deepest cyclones middle vorticity relative of latitudes deepen explosively. They found, that occur They are predominantly maritime, cloud cold season events, with hurricane-like features in the wind and The fields. geographic western Atlantic and Pacific of currents of areas Oceans, most in frequent occurrence are the association with the actually occurs at the northern edge of these currents, where is gradient maximum, but this correlation warm The maximum frequency Gulf Stream and the Kuroshio. the in is believed the SST not to be critical for the phenomenon since another relative maximum of frequency in occurs the northeastern Pacific where it can be associated with a flow of polar air over warmer waters, uniform. but where the SST is almost The authors conclude that "The circumstances point to the importance of both large-scale horizontal temperature contrasts and transfer of latent and sensible heat from the winter ocean into relatively cold air... Explosive cyclones seem likely to be mainly baroclinic events, strongly, and perhaps crucially, aided by diabatic heating."(pag. 1595) This conclusion is confirmed in successive works, at least for the explosive events that occur off the East coast of the U.S., for which both detailed individual case studies (Bosart,1981; Gyakum,1983a,b) and average properties are available. a vorticity over a significant number of cases (Sanders,1986) The phase of explosive growth is always associated with maximum at 500 mb, which is often independent of the surface low in the early stages of development and - 11 - comes to interact with it at the beginning of the explosive growth (Sanders,1986). position of baroclinic the upper-level is consistent with deepening waves, and positive vorticity advection at 500 mb is highly correlated with the Numerical trough The simultaneous rate of deepening (Sanders,1986). simulations of one of these storms (Anthes et al.,1983) have shown that baroclinic instability was the primary intensification but that latent heating mechanism played a of early greater role in enhancing the development at later stages. A further statistical study (Roebber,1984) examines the maximum 24-hrs deepening rates of all Northern Hemisphere mid-latitude cyclones during one year and shows deviations from a normal distribution at largest values, beginning with a deepening rate that, when normalized as in Sanders and Gyakum,1980, is of the order of 1 mb per supporting the the hour, thus choice of the cut-off value of Sanders and Gyakum,1980 and the conclusion that a physical mechanism different from ordinary baroclinic instability is at work. Several mechanisms have been suggested that may enhance the development of oceanic cyclones: The release of latent heat by stronger vertical large-scale velocities, convergence-divergence pattern and therefore vorticity by the vortex stretching mechanism. - 12 - motion generates reinforces the generation the of Cumulus convection may activate a self-sustaining large scale circulation by means of a CISK mechanism. Surface heating may act to increase baroclinicity and static reduce in the lower troposphere, thus accounting for a stability stronger growth rate of baroclinic disturbances. The effective static stability of upward saturated motions is given by the gradient of equivalent potential temperature, which is always less than the 'dry' static stability. Replenishment of moisture from the ocean may feed any of the above mechanisms. The relative smoothness of the sea surface compared to land surface reduces the frictional dissipation of kinetic energy. More recent diagnostic studies (Reed and Albright,1986; al.,1987; Liou individual and cases Elsberry,1987; in which the Wash at different Chang et al.,1988) depict other ingredients (large-scale baroclinic forcing, high low-level baroclinicity, low static stability, latent heat release, heat fluxes from the their relative importance and time sea) are all of appearance vary. present but As already noted for the 'polar low' subset of explosive cyclones no single 'pure' mechanism can account for all of the observed features. In much the same way the time evolution from early to mature stage seems to a path follow in which elements of both of Pettersen's type A and type B are present to a different degree. - 13 - oceanic explosive properties of the environment, as the a to opposed from insignificant necessarily features observed the of general and related to the stability are cyclones of much how In order to understand point of (but transient not of the weather) view case behavior due to the peculiar initial state of each individual it seems necessary to identify the 'normal modes' of an atmosphere that is baroclinically non-adiabatic at and, unstable Of influences. the of latent subject we will mechanisms which heat, to may be for ordinary land cyclones as well, and the air-sea exchange of and sensible respectively. a is time, above-listed the consider only the effects of release active same higher latent heat. is This done in Chapters 2 and 3 In view of the observational evidence we mainly look for growth rate than dry baroclinic smaller instability, horizontal scale, 'warm core' thermal structure, and alterations in the phase speed of the wave. representation of the The we way effects approach the problem A the of condensation of water vapor on the large-scale flow in a simple analytic model is explained section. of in the next full explanation of the phenomenon we consider, including the role of the interaction with a pre-existing mid-tropospheric high vorticity center, would require the study of an initial value problem this is not within the scope of this investigation. model, in Chapters 2 and 3, We use a numerical only for the purpose of examining the normal modes of the system in a less approximate context. - 14 - 1.2 Attempts at a theoretical explanation of sub-synoptic scale, included have cyclones growing either 'dry' or 'moist' models. fast The 'dry' models included non-geostrophic baroclinic instability (uniformly Richardson number), for possible application to the disturbances small (e.g.,Tokioka,1970), where high wind shear and on the 'Baiu' front observed, are stability static to or waves' 'frontal in general of (Orlanski,1968), but they were mostly indirect representations effects baroclinic the in modifications such their explains the inability Pedlosky,'1964) temperature adequately and surface maximum at the troposphere, upper These are shallow modes, with rapidly decreasing height. with of either or profiles represent the This continuous the (Charney,1947; their behavior. (Phillips,1951; models two-level models wind and Green,1960) to simple with Eady,1949; In Staley and Gall's model the when the low-level static stability is reduced. can be useful for the early mentioned the sensitivity to low-level environmental parameters, and most unstable wavelength becomes shorter and its growth higher but the geopotential and the temperature perturbation both of show lower troposphere produce instead a destabilisation of the short waves. amplitudes to only weakly affected by changes of static are waves model quasi-geostrophic stability or vertical shear in the middle and that the of surface heating through reduced low-level static stability. Staley and Gall,1977 used a 4-level that low 'shallow low' phase of rate modestly This mechanism the phenomenon in the previous section, but it seems inadequate to describe - 15 - the explosive phase of growth. Similar results are obtained by Blumen,1981 in a two-layer model with different depth of the two layers and different static stability in each, extended by Hyun,1981 to include differences in both lapse rate and shear between the two layers ; and by Satyamurty et al.,1982 in dimensional a high vertical resolution, two primitive equation model with 'curved' wind profiles (i.e. non uniform shear). The latter study also considered an including a representation mechanism and concludes that generating instability in of explicit latent low-level the heat effect by release via a wave-CISK heating sub-synoptic heating is also scales. capable of This treatment belongs to the 'moist' line of models seemingly initiated by Nitta,1964 (with reference to Eliassen,1964 for proportional an the to unpublished work by Ooyama and to Charney and representation condensational heating as the frictionally induced vertical velocity at the top of the boundary layer). forms of (Mak,1982; Sardie The CISK models have been proposed in various and Warner,1983; Wang and Barcilon,1986) and they generally conclude that the increase in maximum growth rate is not large enough to account for the explosive growth. Wang and Barcilon,1986 point out however that: "besides the destabilisation of increased moisture content, there are a number of favorable factors for rapid development of the disturbances, such as reduced static stability, increased vertical shear, higher latitude, shallower convection, and deeper moist convergence layer with its top above cloud base... The cooperative interaction between favorable factors listed earlier may create large growth which substantially exceeds the linear combination of their individual effects."(pag. 716) - 16 - Orlanski,1986 uses a numerical model to study the development of meso-alpha cyclones and shows that localized (sensible) surface heating can produce a more intense development of short baroclinic waves. that suggests He the weak stability of the moist atmosphere and release of latent heat are the primary causes for the explosive growth but the instability of dry, pre-storm the environment can be responsible for the scale selection and position of the storm. He proposes a mechanism for the rapid development of winter storms over ocean surfaces as follows: "With the passage of a cold front or a land-sea contrast, cold air can be advected over the rather warm ocean surface; the heat fluxes from the ocean will then rapidly reduce the static stability of the atmosphere in the first kilometer, increasing the baroclinicity and thereby allowing meso-baroclinic waves to develop. These waves are shallow, having a depth of the boundary layer and horizontal scales of a few hundred kilometers. They can organize convergence of surface moisture in those scales. With this addition of moisture, the wave will explosively develop into an intense meso-alpha cyclone."(pag. 2882) Lastly, Weng and Barcilon,1987 models by shift the attention back to 'dry' sensible heating and Ekman dissipation into Blumen's including (1979) two-layer model and conclude that explosive cyclogenesis occurs in a complex environment in which many conditions must be met. All the models that we labeled 'moist', above, are hypothesis, that is they environment the convective (either through Ekman assume activity that in initiated a by based on conditionally the a CISK unstable large-scale flow pumping or by the secondary circulation associated with the baroclinic wave itself) can have a 'collective' positive feed-back effect on the large-scale vorticity. and Fichtl,1983: The one exception is the work by Tang since the static stability for upward - 17 - saturated motions 'dry' temperature, and for downward motion by the potential equivalent temperature, potential upward and downward branches of the secondary the separately treat they of rate lapse environmental the by given is stability circulation of a baroclinic wave, using a different value of the in parameter each Then the effect of release of latent heat is region. represented by the use of a smaller static stability for upward compared to The normal modes of the problem, which have to amplify at downward motion. wavelength the same rate everywhere to be so called, have then a different in the two regions, and have to be matched at an intermediate point. solve procedure is similar to the way we some and chapter, following the in on the technical differences are made there. comments The physical approach is different, however. a problem the This Tang and Fichtl,1983 consider stable saturated atmosphere - no consideration is given to the effect of place, that Instead we assume convection. continues and place, take to conditionally unstable, on a time as so motion, to large scale flow. symmetric instability basis (e.g. scale whenever the faster much has adjustment taken atmosphere becomes the than synoptic a conditionally neutral environment for the 'prepare' On the convective a of theoretical results on conditional Bennetts and Hoskins,1979) and observational evidence from recent field experiments (Emanuel,1985a;1988) we assume a slantwise vertical convection, upright adjustment occurs, i.e., after the lapse rate has convective been reduced to that neutrality the (zero atmosphere is moist still static unstable stability) to by slantwise convection (along absolute angular momentum surfaces), which is then active until the equivalent potential vorticity ( , which is the stability parameter for this form of instability) is reduced to zero. - 18 - The value of the 'vertical' static in stability state of conditional symmetric the neutrality is determined by other environmental factors, but it anyhow is The features of the large-scale flow are determined by the 'dry' positive. environmental parameters where there is downward motion, and by the 'moist' parameters, which updraft region. of equivalent vorticity, in the potential by Emanuel, 1985b and Thorpe and Emanuel,1985, in vorticity the study baroclinic of instability. lead to of a breakdown of the approximation in the limit The reformulate the model from the primitive equations, in sect.2.2. section that plays in that approximation (see Hoskins,1975) and it is extended here (in sect.2.1) to Suspicions role the association with the semi-geostophic equations, because of potential study the This assumption has been previously applied to circulations frontal zero include last chapter 2 presents simulations with a multi-level PE numerical of model aimed at a more detailed look at the solutions found with the 2-level analytic models of sect.s 2.1 and 2.2. As we noted in the previous section, there is similarity a between some of the observed features of mid-latitude explosive events and those of tropical cyclones. latent heat) has The role been of shown exchanges air-sea to be of heat (especially crucial for the intensification of tropical cyclones (e.g. Ooyama,1969), and even suggested (Emanuel,1986) to be their sole cause. A recent study (Davis and Emanuel,1988) finds a strong correlation between the potential for air-sea temperature atmospheric heating due to and moisture contrast and the amount of pressure fall in mid-latitude explosive oceanic cyclones. In Chapter 3 we introduce this source of heat into the models of chapter 2 and examine its consequences on - 19 - the development of 'moist' baroclinic waves. - 20 - 2.1 We begin the investigation of this problem with model formulated in the semi-geostrophic approximation. Eady-like model approximation; vertical: (uniform shear f-plane) the instability. minimal that and static SG Boussinesq we will solve only on two levels in the discretisation that is suggested by retains except the baroclinic for the basic form of The use convective chosen, because potential vorticity appears naturally in the equations in place of static stability. finite We consider an gradient that balances the vertical shear. approximation parameterisation of 2-level The perturbations are assumed to have infinite meridional temperature of the 2-D stability; scale, so that all the y-derivatives are zero, state a amplitude effects (for It also allows a 2-D perturbations only) since the equations transformed in 'geostrophic space' become linear without need of any 'small amplitude' study the assumption (with one exception to be mentioned later). We then start with the equations in the approximation, that we write + %X U-O L+ ~~t3 77-If~y e,~t N (3\ 'f q/.t8 - 21 - ~~u 4L) 0 - OCr geostrophic momentum where the symbols have their usual meteorological meaning wind has been used in place of and thermal the hydrostatic relation to avoid explicit reference to pressure. Consider a 0OU.-- /e*) steady ' W solution and The ) satisfying to this mean perturbations y-independent o=0 ). state (which implies ( 9CC, equations for the perturbations are: -lz0 We here derive the linearized equations first, and then that the coordinate same result. we will show transformation to geostrophic space leads to the If we linearize at this point we get ) LLe CZ .3) 0 for the momentum equation, and for the thermodynamics. : 0-ee+ Using the first of (2.2) this can be written +%W( - 22 - )zo '25= ( or, recalling the definition of potential vorticity fl' -* t& ~,t qd: lo A) 1C L& :is so that Q er8 the potential vorticity of the mean state C2.4) o-° From the continuity equation we can define secondary circulation , such that a streamfunction Wi --J and 0 for -Z the ; system (2.2) reduces to CO~C -(C which A- is a (L /o@ closed system for the unknowns , with as a diagnostic relation for the ageostrophic component of meridional velocity. On the other hand we could apply to (2.2) the transformation X-,, Iz )q) 23 - -23 - I 3x-o I which immediately gives It is easy to see that these equations imply so we identify the quantity coincides as the potential vorticity; this definition (see o(Ro) the GM McWilliams To recover the physical Equations (2.9) are depends conserved following relation for "f the on individual assumes the form ~ -p8XI - 24 - I, solution itself, of fluid). parcels to d is conserved, if q1 in particular they are linear, because t(X'tT) identical formally is chosen to be uniform at some initial time (if then the quantities inverse transformation from 'geostrophic' to physical space shall have to be applied. (2.8); to and Gent, 1980) and it is then consistent with approximation. non-linear (2.6) with is not although The uniform it is diagnostic We derived the above set of equations for an adiabatic system, in which the dry (cB4 entropy - individual parcels Boussinesq approximation) of is conserved fluid: (t/Jt) (/W(d moist air as long as no changes of substitute GV realistic ratio). When = AJ* 0 O .. ; phase occur the or this is motion of (within the still true of (strictly we should but the difference is of order one percent for atmospheric values of potential temperature and mixing condensation occurs the source term that appears in the thermodynamic defining 6 for following equation - (*) can be an equivalent potential temperature accounted - - for by (*) that is conserved for all motions in which the only heat source is the release of latent heat of condensation; for all ascending motions in our model, that we assume saturated, we then use the equation of :9/dt 'O instead of Cdd/ :0. conservation of Therefore the thermodynamic equation in regions of ascending motion is written: where so that 7 temperature is has the absolute with vorticity. The equivalent potential the moist entropy the same relation that (*) Both these definitions use the approximation in which replaced by a constant-. 0 - 25 - has i is with dry entropy; and there exists a relation between the differentials at constant pressure of dry and moist entropy for a saturated parcel of air (see Emanuel,1986). The above is exactly true at constant pressure - we assume that it holds at constant and 't write 'OM . adiabatic lapse rate and fr / C-- Here the moist adiabatic lapse then rewrite the equation of conservation of e height is the dry rate. We can (2.11) as or As the quantity (equivalent potential vorticity) is conserved by the flow this equation is entirely similar to the thermodynamic equation in (2.9) and we can write the two of them as + wn updraft regions of descending motion. - 26 - (13) regions and / o) in Two observations have to be treatment of saturated and made unsaturated adiabatic lapse rate is in general variables, and so a thermodynamic conserved where only position, similarity of First, the moist of the even at mid-level, and give it a constant value. thermodynamic though the main so we ignore Second, 7d all is not condensation occurs - the effect of release of latent heat is to create an anomaly of region motions. function of the In the two-level model below we will solve equation variability of r a function variability is with height. the concerning d that is of no concern in the updraft itself, because there 10 is the dynamically relevant parameter; however this anomaly of fd ascending into motion and can be the advected downdraft, out of where the region it is dynamically significant. We ignore this effect as small in the following - we regard approximation this as a of can linearization of the term in 13 (2.gI, and this is then the only linearization that we make in order to are derive a linear system of equations. forced to On the other hand, by writing (2.12) as and deriving the potential vorticity equation from here, we get (e.g. Thorpe and Emanuel, 1985) Now, again, in the 2-level discretisation the thermodynamic equation is solved only at mid-level; is ; the z-dependence of is initially uniform by assumption, and so i has 4 - 27 - already been neglected and its contribution anyhow of (2.14 the r.h.s. and is is small as ~ ; the only remaining term on --O0 7 , but if is taken equal to zero at top bottom boundaries (where the physical boundary condition is w = 0, i.e. = 0 orT = const.) then T = 0 at mid- level (*) is value consistent with the two level discretisation, and ? the only at mid-level is conserved even in the presence of condensation, because the use of only one level as representative of the thermodynamics is equivalent to the assumption that heating is vertically uniform does not change potential vorticity. consider the solutions 2-level in solutions geostrophic condition that For all purposes we can therefore derived space. a below as finite amplitude We get exponential growth at finite amplitude because the infinite meridional temperature gradient provides an infinite reservoir of APE and the perturbations do not interact with the basic state: (**). In any they are added to the mean flow and do not modify it system with a finite meridional scale the amplitude of the perturbation would of course be bounded as t->c> and not grow indefinitely. Taking the basic wind to be zero at mid level, (*) Note that this is true in geostrophic space. transformation derivative of T not necessarily extrema, is applied vertical lines become so that the When the inverse M lines, so the along M surfaces will have a maximum at mid-level, but so where both the and vertical , or in both coordinate systems. - 28 - derivative. and ' However the absolute are zero are at mid-level unstable Eady waves 2-level (shown in fig. are stationary, we write the equations for the 2.1) as Ax- +_( where it has been assumed that the time dependence of the IrT S, the boundary been applied, condition _ (.- solution is = 0 at top and bottom boundaries has is the thermal wind relation for the base state, and 1 - (**) Notice however that this is so physical space in geostrophic space only. In the self-advection of the perturbation, represented by the transformation of coordinates, introduces an algebraically growing term that leads to the frontal collapse, after which the transformation is no longer valid (and the GM approximation itself breaks down this occurs) - 29 - before We will solve the system for the unknowns qllJ\ regions of ascending and descending motion: I r separately in each of them the system is linear with constant coefficients, but one of the coefficients ( has different values in the two regions. in ) The solutions will then be matched at the interfaces to insure continuity of the relevant physical quantities. The use of a zero (or small) motion constitutes the parameterization of convection on ? in the region of ascending the effects of the large scale flow that we discussed in Ch.l. (2.1 ) can be written in non-dimensional form as where (denoting dimensional variables with an *) I slantwise fi -e40 - 30 - * System //-0/I 1)------------------ h 2) ---------- Vg=V1 Vg= /2 -U- =0/ Fig.2.1 - Structure of the 2-level model , and levels where variables are defined. 7 Region 1 Region 2 t I -L 1 1 0 L 1 -L2 2 Fig. 2.2 - Subdivision of the model in a 'moist' and a 'dry' region . Horizontal coordinate X is defined separately in each region. Solutions are matched at points A=B and C. - 31 - Note that the horizontal length Rossby scale ( A/ is or , the radius of deformation in the SG approximation, where the static stability has dimensional been quantity replaced by potential vorticity. The non q is the ratio of the stability parameter in the region of ascending motion to the dry potential vorticity. Its value is From (2.16) an equation for / can be derived and the other variables are given in terms of Equation (2.17) is valid everywhere, assume that the for a by general ) . We now solution is periodic over a length 2L and divide the domain in two regions as in fig. 2.2, and we require the solution to have positive vertical velocity in region 1 and negative in region 2.We then specialize (2.11F) to q = const. +(Z6,)2.,15) X to get - - 32 - that is valid in the interior of the two regions, with q = 1 in 2 and q = r in region 1. and A (=B) of fig. region The solutions have to be matched at points C The appropriate matching conditions will 2.2. now be derived. The derivation of the matching conditions is slightly different in physical space, for the linearized system, or in geostrophic space for the full system, although the resulting conditions are show here the we linearized version). study in this First section we (see require continuous, which implies ~Ir continuous, or Since we will *-)t that Appendix the 2.A f the to be and J4 continuous in the ' and for transformation solve the equation (2.13) for t write those conditions in terms of gives We argument for the finite amplitude model in geostrophic space that 2-level. identical. its we want to (2 .11) derivatives: have to be continuous at the ad and condition in interface. The usual approach to the kinematic matching this of problems is to require the displacement of the interface kind This is right if the interface is a to be the same in the two regions. material surface, so that the fluid cannot go (e.g.,Lamb,1932), but this is not the case in our system. different not so We argument based on the equation of continuity, i.e. velocity normal to the interface has to be continuous the it through if adopt a that the this were requirement of mass conservation would generate a jump of the tangential velocity along the original interface, and so generate a new surface of discontinuity, orthogonal to interior of the regions where the solutions are - 33 - the first one, in the supposed to be well behaved. Since we are thinking of a vertical interface in geostrophic space, it will be an M line in physical space; we can write the unit vector normal to an M line as in physical coordinates, so that -- W (2.2o) in geostrophic coordinates. N7 We have already required the continuity of in geostrophic space, and we note that the continuity of a function across a vertical line implies that all its derivatives along that line are continuous too. 1 the continuity of pressures at the -----;_ (2.16) by (-jf Therefore A5 , or t two is continuous and (2. 0) reduces to itself in the 2-level. sides Finally we need the of the interface to be the same: ( in non-dimensional form) we multiply the to get and integrate across the discontinuity in geostrophic space Now we make use again of jT -7 or -+r - -c 34 - to write since first of Therefore the continuity StIX o , -C because of now is equivalent we have already imposed k same result is obtained for can PI p to the requirement to be continuous. from the second of eq.s express this condition in terms of T The (2.1() (*). We and its derivatives by integration of 2.14 across the interface: -t 'C The term in the first square bracket is zero because i2(fJ-) (see eq. continuity of q I II . of to is equal and so we are left with the requirement of (2.21) C+ I 0 X 2 consider that we have a requirement on interface conditions (2.21). equation (2.13) or (*) note that while we always write 'continuity', what we the value of the function interface is equal to the value on guarantee that the the We assume that w has a definite sign when we choose to apply the 'moist' thermodynamic equation to region that the the solution, namely that w > 0 in region 1 and w < 0 in region 2, that is not included in either the is to To summarize, the four matching conditions are on T)( I C V) The next step is structure 2.11) it the evaluated other on side. 1 really and mean one side of the This does not function does not have a singularity right at the interface, like a 8 -function, that is not detected itself but results in a finite jump of its primitive. have physical reasons to require the primitive have to impose it as an added condition. - 35 - to be by the function Therefore, if we continuous, we one to region 2, but if we solve the problem in the form it 'dry' the requirement. this satisfy general not do has been posed up to this point we will get solutions that in We would have then to look at the that structure of the solutions and retain only those are acceptable from this point of view . % 4 0 with O for solutions , n=1,2,... WAiV$ (*).We interfaces the 0 the that at = then positive; is continuous o 0 too, so it has to be zero at the interface - again so modes change sign at the interface condition guarantees that second the to want unwanted fX has to change sign as well, because q is interfaces, so but We argument. following the with the We can however filter out some of replace the everywhere condition When this condition is imposed we . r=l, i.e. know the 'dry' 2-level model, will be ( 4L being the wavelength and Ll=L2 in fig 2.2). The only solution that we consider acceptable is the one with n=l, that does not have any zeroes in the interior of each region, but at the between the two regions. interface one only We will then proceed from this solution at r=l with small decrements of r, using the solution each an as step close to zero. solution is that initial guess for the next one, down to values of r Another observation both eq. odd or even derivatives of be continuous the jump in t that helps in the numerical 2.11 and the conditions 2.21 imply either the (*) in other words the jump in I is zero. at streamfunction, but not both kinds 9 to conserves the sign, then for must conserve the sign as well, unless it And we discard the former. - 36 - together. In this situation, and systems in the two regions as shown separate problems for the in 2 two fig symmetric ( part of the solution, defined as A using different coordinate 2.2, 4') we can write two and antisymmetric ( A (If{)g$ 'Q.)- '-) purely symmetric solution will have a zero of w in the interior, and so cannot be used. We cannot exclude solutions with a small (not large enough the to change sign of w) antisymmetric one but we note that t dispersion relations: combined and will of points the two dispersion relations intersect. L following only : have two different solutions are then possible (if they exist at all) only at a discrete set where symmetric part superposed on the this will give in parameter space, We will consider in the all the eigenvalues; the possible degeneration in the form of the eigenfunctions for some values of the parameters would probably have to be resolved invoking some other constraint not included in this model. We are now ready to proceed from a general solution (*) in the form (lit) () 0( = CL+ (Z t) X L%, X t j (&1 (*) There are a few degenerate cases in general solution. The relation While the solution .01 ., e. 4t, 2 which this is only case of practical interest is which is the maximum growth rate of the dry (r=l) dispersion (2.1l) Ila + + k to model, not 2:2-J- because the , the found numerically takes this value at two points. , exists anyway at these two points, we did not examine the consequences of adding the extra terms k - 37 - t4.(x) . q Here we allow the wave numbers shown to be real antisymmetry reduces - ( and (see Appendix " to - X.. to be complex, while T 2.B). Now the can be requirement .(tL of I and the conditions w = 0 give i%(,, L 4C' )L t so that _ u,) ILI e ,4iCtjz)L d~(~'~)L2. so that and the remaining matching conditions on has definite symmetry j' fl'9',9| properties, need to be (that, because applied at one interface only) can be written as 31 chIL, a cha Lisha Ll+shlL1 P2 chP 2L 2 a 2 cho2L2 sha2L22+sh 2L2 02 ch q alchaL l1chiL, 1 2 q( a L 2 X2chX2L2 sha2 2h achOl 1"lchcxLl+plch o L22 Ll a2cha2L2 c 2 2L3-3 2s p2L2 b2 = 0 h2L2 This system has non-trivial solutions if the matrix has rank one, which requires that two second order determinants be zero. - 38 - Having proved that 1 is real the determinants are real or pure imaginary. In either case we 6 X .L L,' . Two of them are then free: we choose L and ' L2. we treat as independent variables, and solve for the eigenvalues that 6 and have two real conditions that relate the four real parameters . We begin the presentation of the results with (i.e. q=l everywhere). is the classic explicitly result for an the rather than has to r=l 2-level . model dimensional (e.g. quantities This explicit solution was used to test the performance of the numerical procedure. wavenumber case eigenvalue I- f-plane Pedlosky,1979 - eq.(7.11.13) ) except that the involve dry In this case (2.18) can be solved for plane waves of wavenumber k, giving This the be real - Note that in this case the if q is uniform there are no vertical boundaries and the solution has to be bounded at infinity. In a model where q = const.< 1 everywhere we would get for the dispersion relation. of both 'axis by a factor In a flk plane this is just a . If we insist on real wavenumbers in a model like the one presented here, with one region of q=l1 q=r, each one will have appropriate scale factor. the the stretching dispersion relation and one (2.23) with the We would probably be unable to satisfy matching conditions (2.2t), but the minimal requirement that I the same in both regions will give solutions growth rate of the dry model, i.e. - 39 - that have of at most all be the the least unstable part of the whole domain will determine the properties of the Tang instance and We Fichtl,1983). able are to for (see solution this overcome - limitation because we are in fact allowed to use complex wavenumbers when the model is not uniform in x the normal modes are not necessarily plane waves. In this model we solve (2.13) on a bounded domain and we do not have to worry about the behavior at infinity. Before going to the actual numerical results we can priori considerations on the effect of reducing classical baroclinic instability theory that scales with the Rossby each region to be ). most a We know from unstable mode We can expect the horizontal structure defined by own its Moreover the growth rate scales with 2.23). r. some radius of deformation (that in this model is defined with q in place of i in the make q, i.e. ~~:/,. when q is uniform (see also We could use as a preliminary guess for the growth rate in this model a linear combination of d at q=l and $ at q=r, weighted with the relative area of the two regions, i.e.: Lt C t LZ.4 2 This crude estimate turns out to be a rather good approximation to behavior of the actual solutions as long as r >.l, while for smaller r the growth rates obtained numerically ( shown in fig. than that (table (2.22) for 2.3) are larger 2.1 gives comparision of solutions of 2.22 and 2.24 for one value of L2 ). solve the Although (2.13) is singular for D-90 we can very small r - the curve labelled r=O in fig 2.3 is obtained asymptotically, and confirmed by - 40 - numerical investigation of Table 2 .1 L2 = 1.8 ; G1 = .59 2 Or .5 .3 .2 .1 .01 0. .63 .71 .69 .69 .46 .36 .24 .07 .55 .45 .78 .84 .94 1.24 .76 .82 .90 1.07 1.47 1.18 .32 .10 0. - 41 - 1.6 1.4 r= 0. 1.2 r = .01 1.0 r = .1 (O .8 .6 r-.5 .4 r=. .2 0 0 .5 1.0 1.5 2.0 2.5 3.0 3.5 4.0 4.5 L2 Fig.2.3 - Growth rate 6 versus half-width of the downdraft L2 for different values of r; r=1 is the dry model; r=0O is obtained (see text) asymptotically and confirmed numerically for rAk.1 - 42 - 5.0 1.6 L 2 =2. 1 1.4 - =3. I =4. =1.5 - r =0. 1.2 - .01 1.0 - 0 \ 2 4 \ 6 \ 8 10 12 14 16 18 LTOT Fig.2.4 - As 2.3 but d' vs. total wavelength LT. TrZLz4J+A); dashed lines join points of constant La , i.e. points that lay on vertical lines in fig.2.3, thus showing the reduction of total wavelength due to the narrow updraft - 43 - 20 (2.22) for r as small as \O .The approximate dispersion relation at r=0 is (see Emanuel et al.,1987, Appendix C for the derivation). An approximate solution of this is 2 L Z, 2 Ls,.v, L valid when the second term in parenthesis is <<1, and so L2 > 1.5. This illustrates one of fig.2.3 from (2.24) - the growth rate L-' 0 and not to the to L2 > 3. of the oscillation around i£ finite value for r Lz'(f/8t2j )2T but the does not exceed .01 for any The absolute maximum is the first one, 1.95, which differs from a The oscillatory part gives a sequence of relative maxima of growth rate for amplitude for qualitative differences of tends zero as d' does. anywhere and occurs at L2 = by less that .02. 8 The abscissa in fig 2.3 is L1, which is 1/4th % --. Thus of the total the half-width of the w<0 wavelength in general, as the width of the most unstable mode, the at r=l, but updraft which has I decreases an LZ increasing as r decreases has a shorter total wavelength, as fig.2.4 where the same curves are redrawn as functions of - 44 - region, Y with slightly shown LT*T . in Fig 2.5 shows the horizontal structure of the solution for and The relative amplitude of the various fields are shown, =1.8. L2 r=0.08 A definite amplitude must be with an arbitrary normalisation. assumed in order to apply the inverse transformation to physical space shown in so the is evident, and due to release of latent heat. The in the The narrowness and strength of the updraft are fig.2.6. net heating average effect of vortex stretching stronger positive already is in evident fig.2.5 vorticity at low level compared to the upper level, is that feeds back on itself when the inverse transformation Since applied. in the inverse transformation from geostrophic to physical space areas of positive vorticity are vorticity stretched are compressed and (horizontally) this frontal collapse occurring at the rear of the areas of asymmetry updraft at negative results low in level, while the upper frontal zone, situated in a weak subsidence region, and thus less reinforced by stretching, is still only shear zone. a broad horizontal The positive vorticity at the rear of the updraft and the negative vorticity ahead of it translate in a very sharp gradient of w at the western edge of the updraft (see fig.2.6 where a large amplitude of the solution transformation). is assumed, While these to emphasize results the effect of the are reasonably satisfying, in that they show more adherence to observed structure and deepening rate, in contrast to dry baroclinic modes, there are a few remarks on the validity of the approximation that should be taken into departure of the computed 4 r - The from the estimate (2.24) based on length scales suggests that the scaling itself may be small account. inappropriate at very indeed the model predicts an updraft of zero width at r=O, - 45 - and Thorpe (Emanuel,1985; that the semi-geostrophic approximation breaks conclude Emanuel,1985) even frontogenesis in an of studies model this to similar environment Previous longer. any hydrostatic, not and and before this occurs the system will not be balanced, down on the approach to (slantwise convective) neutrality and derive lower from eq.s (2.1). made here, e.g. term is A similar argument can be on the admissible values of q. bound region in o(1) in 2; Since this is non-dimensional region a 1 X A. however each so the following relations apply: The ratio of advection of ageostrophic motion to motion, of that geostrophic which has to be small for the validity of the GM approximation is (in a linearized sense): the latter relation being derived from 2.10 and 0 2 the and Since breaks approximation down t when ve This relation . means that the Rossby number of the updraft region, defined either with its width the inertia neglected. with its own stability parameter, becomes o(1), so that or of For the circulation secondary these reasons, - and 46 - cannot be consistently encouraged by the fact that the a smaller growth rate than predicted here when show In a we will PE dynamics. PE model we expect the growth rate of baroclinic modes to become Ro smaller as be must Stone,1972) (e.g. increases energy potential wind: indeed P--v0 include in the next section extend the present model to do 2.3 numerical experiments that will be discussed in sect. available the because partly used to accelerate the ageostrophic the the kinetic energy, that for a balanced model includes only geostrophic terms will have all the non-geostrophic component as well. In particular we will have a prognostic equation for the zonal wind that is missing here. As a final observation, this model could have been written, in the version, from the quasi-geostrophic approximation, using tj linearized instead of q (e.g. Tang justification that indicate vertically for Fichtl, and does q-IO convective adjustment occurs for N on M : physical observations surfaces, not X as scaled here is a Rossby number for indeed the perturbation, and when work the However The two theories should approach each (e.g.Emanuel,1988). other asymptotically: not 1983). the M surfaces become vertical. -~ - 47 - S-.4 / I' / 2 ..- 4.4 e \ / / -I -2 / /0 I 2 3 /" -.4 x r=0.08. Bottom: same but for meridional r- - velocity v and -.- -4 -t Fig.2. -2 3 Top: Dimensionless -r modified O and I as 2 X - function V of the 3 Fig.2.3- Top: Dimensionless 4 and 9' as function of the geostrophic coordinate X, for the most rapidly growing mode when r=0.08. Bottom: same but for meridional velocity v and modified geopotential +i/C+vr/t at upper and lower level - 48 - N 3 7 I/ / I I I 2- \ w W - - - 0-1 - II I i X- SI 2 V -2 - 1 0 Fig.2.( - Same as 2.5 but low-level vorticity is 10f# - 1 in 49 - physical 2 space when the maximum 2.2 In this section primitive equations. we reformulate there is 2-level model from the The motivations for this step have been discussed at the end of the previous because the no section. The transformation coordinates' for the PE (*). model is comparable now linearized, to the 'geostrophic The equations for small 2D perturbations to an Eady basic state are 0. 00 (22and) Q'9t as W in the '.fJ- - preceding The CIaC . /I and C,a K4-/t. Therefore the x-momentum equation becomes % J'r Z 0 (*) section X=" =-X/to transformation 2.z C l~_ e2~~+ ) / - would take care of the y-momentum and thermodynamic equations in the same way as (2.R ) does in the GM x-momentum equations approximation. however assume transformation. - 50 - The a thermal wind and the very complex form under this that we solve for I~4, then are the counterparts of (2.3) and (2.5) written on the r.h.s. respectively, and terms the are those missing in the GM approximation. From these two equations we can derive, for the continuous model, an equation for The corresponding GM equation is (compare Eady,1949). (4 -. in which ) appears as a stability parameter in place of The two-level discretisation is done as in the preceding this implies Vo at mid-level. assumes the same form as in GM. in the ~~{~ this stability " ' parameter section: Therefore the thermodynamic equation However, the cancellation of comes not from in the momentum equation and we the IA this term but from the are then preserving charachteristic of the continuous PE system in the 2-level, as we - 51 - will see from (2.32) below. we have Using again 2 I\s;+ Cc+ i~ D,) ~t~ ( ca,~L " 0,. eolt - h 0 4; set Bo qy~ g, ( a - I, where - (230o) a. -q, =0 =O (JZ_- t) With the same scaling as in sect 2.1, and defining C6 +k) NJ Q 2X S+ .i 2- and an equation for q (2.31) can be derived as (2.3z) wind field given by with the %4: i IC-Yr) + Iq+ aOL) ? 2a rti) C+~f\yu+ +~~\~ + 2 2 - 52 - 60+1 t2 .2 .33) Ot~s The term + ;:Q N Z. We - in (2.32) is the non-dimensionalisation of use q explicitly for comparision with the results of the preceding section, while a would be more appropriate formulation to compare with with other non-geostrophic baroclinic instability studies formulation have the Richardson numbers in the two regions, say we L4 and =C' | would , / as (e.g. Stone,1966). non-dimensional - and 6: I2 / parameters; " (see Appendix 2.C). longer: can When ,L O the limit the here The -1 . allows us to recover the GM approximation by letting r In use 0o - O at fixed t%-O is not singular any (Z%>O. We examine the behavior of baroclinic waves in a saturated environment even when the lapse rate unstable, not as we in the radicand in fact we can find solutions for allt>-Ui.e for therefore latter long as it is is conditionally symmetrically vertically unstable. We are not, however, studying symmetric instability; we will use a finite but small Ro, so that the dry region is always stable to symmetric perturbations - also note that the definition of Ro won't allow only (4 41 ; moreover we consider perturbations of infinite meridional extent, so, even in region 1, where symmetric instability is possible, we only consider modes on the 'baroclinic axis' in the terminology of Stone,1966. The same arguments used in Appendix conditions =0 2.A lead to the interface and the quantities being the same at the two sides of - 53 - the interfaces. Everything then proceeds 2.1 with the exception that we cannot prove that as in sect. 6 is real. is It to found however real be the by numerical calculations (see Appendix 2.D). Table 2.2 shows the behavior of I' values of r sect. 2.1. while the and Ro. , :1.i and X at for various Recall that Ro = 0 is the GM model presented in It is apparent that the growth updraft becomes larger. rate decreases with This behavior can be understood if we consider that the stability parameter here is again tJ , which appears both in the time scale Ro, and then the length scale for the most unstable mode, and increasing the Rossby number (i.e. the shear) at fixed q, actually increases the BV frequency. When going into the negative r region the g.r. seen in fig obvious. system 2.7. increases again as The relevance of the 'negative r' solutions is not The hypothesis on which this work rests is that the time spends in a <0 synoptic scale motions. the state is much shorter than the time scale of 4 -D While this is certainly true of states, the typical doubling time of symmetric instability is of the order of a few hours (e.g. 'much shorter Bennetts and Hoskins,1979) and this than' the time it not order of twelve hours. is conceivable that the developing cyclone will, at some time during its growth, have to deal instability strictly scale of explosive cyclones which, in extreme cases may double in intensity on the Therefore is to slantwise with convection, an environment of slight especially since the stability parameter q is itself a conserved quantity that can be modified diabatic or frictional processes only (in a saturated environment). - 54 - by TABLE r : -. 08 -. 05 --- 2.2 -. 03 -. 01 --- --- .02 .3 1.14 r : -. 08 1.00 -.05 .07 .01 .1 (1.41) 1.24 1.26 .5 1. .94 .69 .58 1.23 .94 .69 .58 1.23 1.15 .92 .69 .58 .87 .67 .57 .80 .64 .56 .5 1. 1.19 1.08 1.04 1.01 .95 .92 .90 .89 -.03 -. 01 .02 .3 0. 0. .01 (0.0) .07 .24 .63 .06 .07 .24 .63 .07 .10 .25 .64 --- .0 .12 .14 .16 .29 .65 .14 .18 .21 .22 .24 .34 .67 - 55 - This model does not allow the base state to vary with time on the scale of the perturbation or shorter and so the solutions at negative r do not necessarily represent the behavior of adjustment is taking place. the system our instance. hope that a 'slow' However, the simple fact that the trend to higher growth rates and narrower updrafts continues strengthen when beyond r = 0 may no major qualitative changes occur in that The numerical simulations presented in the next section will confirm this assumption. The sensitivity of the system is greater near the singular so that a change in Ro at r = 0 produces dramatic changes in the eigenvalues, while a similar change at r = .1 has (see fig. 2.8). so little Note that the stability parameter is and Ro appear in different combinations in the (2.32), point, other 9+ consequences P.o but q coefficients of the PE solutions are not simply a translation in parameter space. The cut-off wavelength appears to be independent of r, as in GM (see fig.2.3) but it depends on Ro. expression for this from the r = 1 case. and setting L - = (I 60= z in . (2.32) we it was We can derive an analytic Assuming plane wave solutions get k I+/tg o Table 2.3 gives the values of the ) or cut-off L2 This further, although weak destabilisation of the short waves by for the Rossby numbers shown in fig. 2.8 reducing Ro can also be seen in fig.2.8. The Rossby number at constant q is proportional to the vertical wind shear so - 56 - that an increase in non-dimensional C for scale factor for time. a longer waves is easily offset by the smaller Only the shortest waves, whose 6 increases by large factor (especially those that go from 6d.0 to a finite value) actually show a larger dimensional growth rate when the Rossby number is reduced TABLE Ro 2.3 cut-off L2 0. 1.1107 .1 1.1163 .2 1.1327 .3 1.1596 This effect is entirely due to keeping shear, which dimensional implies cut-off qd constant and changing the a change in the Brunt - Vaisala frequency. The L is and doef not depend explicitly on the shear, except in the sense that the BV frequency of a base state with constant potential vorticity increases with vertical shear (*). As in the GM destabilisation increasing case of sect. 2.1 there is however a 'true' of short waves when the width of the updraft decreases as we move closer to the singularity. - 57 - Table 2.4 shows LTor. for the marginally stable wave at two values of r. From the preceding discussion it natural scales with q. In this model we insist on because we to want use to is fairly obvious by its N with the PE are those defined with study the the use behavior of of potential equivalent potential vorticity the and not vorticity baroclinic conditionally symmetrically neutral environment, which is identified that waves in a most easily rather than by a (*) To accompany this there is a slight shift of the most unstable wave to larger L 2 as Ro increases - both these effects can be understood in terms of the simplest heuristic model of baroclinic slope instability. of the isentropes in the meridional plane is 1,a/ JP/ The and the slope of the trajectories of the perturbations (at small enough Ro) is, vi L . When the Rossby number (i.e. the increased at fixed N the secondary circulation same amount as is vertical shear) is reinforced the slope of the isentropes, because L N by , so that the wedge of instability is unchanged from the 'parcel' point of Here we increase Ro trajectories is still but that of fixed - in Therefore the wedge as Ro increases. region. It view. this case the slope of the ov?@L*(with the appropriate definition of Ro) , which is always less of instability is effectively This takes some of the shortest waves, whose trajectories are closer to unstable q the isentropes goes as than the former. reduced at the also the maximum reduces corresponds then to longer waves. - 58 - the allowed slope, most unstable outside the slope, that combination of static stability and vertical shear. TABLE 2.4 LTOT r=O. r=. 1 0. 1.12 1.12 .1 1.12 .1 1.23 .2 1.14 .19 1.36 .3 1.16 .29 1.50 0. 1.12 .31 1.47 .1 1.12 .33 1.49 .2 1.14 .37 1.56 .3 1.16 .42 1.65 We now proceed to the next section where we examine how two-level model results compare multi-level PE numerical model. - 59 - with a (still two well the dimensional) .32 . 30 1.2 1.1 1.0 .9 .28 .26 .24 .22 .20 - singular .18 Ro .16 .14 .12 .10 - .08 .06 .04 .02 -.10 L2 - -.05 0 .05 Fig.2.7 - Contours of constant 1.8 - 60 - .10 r .15 " on the r - Ro .20 plane for .25 fixed .30 r =0. 1.6 1.4 Ro=0. 1.2 Ro=.1 1.0 Ro=.2 or,X .8 .6 .4 .2 - -- Ro=.2 0 0 .5 1.0 1.5 2.0 2.5 3.0 3.5 4.0 4.5 L2 Fig 2.8 a) - Growth rate d (solid) and ratio of updraft to downdraft width A (dashed) for various values of Ro at fixed r = 0. Ro = 0 is the GM approximation - 61 - 5.0 r =.1 1.6 1.4 1.2 1.0 o',X .Ro=O. *Ro=.1 -Ro=.2 .8 Ro=.3 .6 .4 Ro=.l Ro=O. 0 0 .5 1.0 1.5 2.0 2.5 3 .0 L2 Fig.2.8 b) - same as a) but for r = .1 - 62 - 3.5 4.0 4.5 5.0 2.3 In this section we describe the results of performed with a of testing experiments two-dimensional non-hydrostatic primitive-equation model for the purpose numerical the conclusions of the previous The model itself was written by R.Rotunno at NCAR and it is sections. described in Rotunno and Emanuel,1987, where an axisymmetric version of it was used to study tropical cyclones. Only the main characteristics of the model are described here. The model integrates the PE in a 2-D domain, with a leap-frog time stepping. The compressible terms are integrated separately with a very short time step (1. waves, while a sec. due here) to avoid instabilities longer (20. ). All sound seconds) time step is used for all other terms (this 'splitting technique' is described in detail in Wilhelmson,1978 to Klemp and experiments are run here in a 10. Km - high boundary condition troposphere with a rigid lid at the top (*); the w = 0 is applied at top and bottom, while periodicity is imposed in the x-direction: sub-harmonics therefore only waves of can grow in the model. the imposed length The grid has a 1. with a 50. Km horizontal resolution. Fig. its Km spacing in the vertical; most of the experiments shown in this section run or have been 2.9 (adapted from (*) The option of a sponge layer at the top boundary for the absorption of gravity waves was available bfcause it would also deform the in base the model but we did not use it state wind profile and comparision with the 2-level and the Eady models more difficult. - 63 - make Rotunno and Emanuel,1987) shows the arrangement of the variables on the grid. The variables thermodynamic and v are calculated at the same there are N=10 points in the vertical, the first one being points: The vertical velocity w is m height and the last one at 9,500 m. 500. at known at N+1 points displaced half a grid length in the vertical first and zero. The zonal velocity u is known at points at the same height as v, but last displaced integrated (IT of these the are on the boundaries and are set equal to horizontally seven half a grid length. equations for the Originally the model u,v,w, %7& variables but we did not use the equation for liquid water - when =Exner) q is above saturation condensation occurs and latent heat is added to the 9 equation, re-evaporation. but we do not keep track This is done, once again, of to 1. and do not allow comparision make with analytic models more direct. A linearized saturation law for water vapor following reason. When there the thermal wind, and ' it perturbations remain y-independent if they time. The equation for 9 , a : is we highly its non-linear value at t=0 for all times. are at such linearly behavior compute the . initial The use of varying potential %. Since we of we are forced 64 - to It is easy to see how this leads rapidly to the advection of very high values of moisture in the - the in space, so the uniform cannot keep track of the meridional variation of use for easily can , however, includes a term any realistic saturation law gives, for a temperature assumed is no moisture the only variable that depends on the meridional coordinate is from is region of southerly wind, and of negative values of 1% in the northerly wind. To delay as much as possible the occurrence of this unphysical event we use a linearized 1 + , chosen to give a reasonable value of where the two coefficients are at the surface (25. g/Kg at 300 K) and a small enough meridional gradient that no negative moisture is advected integration during with the give a We finally choose of approximately -1.8-to slightly decreasing with height. course Since we always start imply a y-dependence of o= -.035 M , that we ignore. b= .~.Q , at the surface, and The dependence of 1 and on z would of The values of the thermodynamic variables for a typical run are given in table is the a very small meridional wind perturbation this value is not exceedingly small. which integration. 2.5. obviously too high in the upper troposphere, but its absolute value is of little importance - we always run saturated the model for an initially atmosphere, so that supersaturation occurs anywhere there is ascent, and only the derivatives count in the advection terms. When a grid point is supersaturated after advective and diffusive terms have been computed condensation occurs, and heat and moisture are recalculated isobarically from The model of Rotunno and Emanuel,1987 used a more sophisticated (Soong and Ogura,1973) but our saturation law is already idealized enough that we do not worry about this order of inaccuracy. - 65 - scheme Turbulence representation is as in Mason and Sykes,1982. diffusion Vertical is switched on only when the Richardson number goes below 1. and eddy viscosity is then where S m. is a vertical mixing length that is here taken equal to 200. Horizontal eddy viscosity is We experimented with various values of fields to produce reasonably smooth =6x, without altering the overall picture and finally chose the horizontal grid spacing. Table 2.6 gives a list of the values of the model parameters. The base state is designed to have vorticity. We uniform equivalent potential choose a constant shear and a surface temperature; the Boussinesq hydrostatic equation is then integrated (from 7,,= to give pressure at all levels. Finally 6 is obtained from which gives - + _ tt with C - 66 - ) Table 2.7 summarizes the major characteristics of the experiments All the fields are displayed as seen from a presented in this section. reference frame that moves with the base wind at mid-level. w is averaged vertically, and u horizontally, to be shown on the same points Consequently w does not appear to go as the other variables. at the to zero top and bottom of the graphs because those are not the top and bottom of the model. Fig. This is a dry run 8 5 2.10 shows that at various times for experiment we show for comparision with the saturated The dimensional wavelength is 4,000 Km experiments. AO. and the average potential vorticity o is .1407 ,W which (*) We design the basic state "s means d that for uniform q , is not uniform, because the gradients of Y. vary -, The value at the top is .17-.o with height. surface . .12. The domain average and the value the at is also the value of d at mid-level that we use for scaling purposes to compare with the 2-level. With this q the non dimensional length of the channel is 6.81, or L =1.70 in the notation of the preceding sections. the 2-L SG eigenvalue is (*) The model uses section variables. L2 ; the vertical shear 6=.586 or .074,t0 dimensional For this r and All quantities in this are dimensional, unless otherwise explicitly noted, and in MKS units. - 67 - is .3-0O -3 -4 Cr =.566 rate 5 , which gives a Ro = .255; then the or .073 .o evaluated perturbation, from every 5_ . the domain-integrated hour, PE 2-L eigenvalue is Fig 2.11 shows the time series of growth during kinetic energy the time integration. of the The initial condition for this run is Nr.^O .Z & Z To 71.r+ ;LF i.e. a wave with a westward tilt of W top. ' is radians m/s and pressure and 1. D between and fields are geostrophically balanced to this v, while w and u' are equal to zero. potential vorticity perturbation of order 10 of magnitude smaller than the base state. surface This m S , i.e. As it can be induces a three orders seen in fig. 2.11 the system takes a few hours to readjust to the most unstable Eady mode and then settles to a very steady behavior, with growth rate is not far from the that one predicted by the 2-L PE model of sect 2.2, indicated by the lower straight horizontal line (the other being the 2-L SG growth rate from sect.2.1), the difference being very likely due in ltrge part to the presence of dissipation in The average growth rate of AO between 100. of which corresponds to an e-folding time the numerical model. and 150. hours is .069,l " approx. 40. We hours. initialize the run with a very small perturbation and by the end of the integration only a slight decline Examination of Fig.2.10 shows of the that growth the rate is observed. structure of the solution closely resembles the most unstable Eady wave with the frontogenetical effects included in semi geostrophic theory. The small asymmetry between top and bottom boundaries is due to non-uniform VI , while - 68 - the asymmetry between northerly and southerly winds at either boundary is a effect proper personal (S.Garner, advection ageostrophic of communication). Exp. Al is a replica of AO in a saturated atmosphere. state has r=0., i.e. it is neutral to slantwise convection. parameters are as in AO. normal mode growth rate undergoes r=0. 25. oscillations hrs. as at 50. 0 hrs). the cold front the case for AO Lro =6.81, =.92 corresponding to a time of X =.11 or a dimensional width of The SG values would be C =1.38 and the symmetry of anomaly was Km, which is, within the grid resolution, the same course greatly off mark. surface moist During this time the , corresponding to an e-folding .112-iO The second eigenvalue is observed. the which is a little higher than the actual =.118 .Q4o hrs ( base All other to For the non dimensional and Ro=.255 the 2-L PE eigenvalue is G the updraft of 396. as large to a dry normal mode. dimensional 6 Fig 2.12 shows the adjustment taking place in the first 50. readjusting The As observed in fig.2.12 =0. at which are of this time the is already stronger than the upper-level one, but updraft generates an equally strong negative of relative vorticity at the top boundary in correspondence to a warm frontal zone. This phase of the evolution stops before the absolute vorticity becomes negative. As seen in Fig.2.13 the growth rate declines slowly from this time on and the updraft becomes larger, although the form of the solution remains essentially the same estimate of growth rate until from the - 69 - 100. L hrs (see fig.2.14). observed at 100. The hrs is still good ( L=2.72 - =.743- =.95 *\o ) but =.33 is larger than observed. The potential vorticity anomaly, in fig.2.15 shows the expected by this dipole, but very little change at mid level. I time itself is not exactly conserved (*) but fig.2.15 shows that its change at mid of point that determine the solution in the 2-level evolution successive Since the parameters updraft is very nearly zero. the of the model are unchanged, the the disturbance must be attributed to finite amplitude effects setting in. Indeed the fields between 100. hrs. to resemble the SG solutions in physical (see fig.2.14) begin space (i.e. of finite amplitude - see sect.2.1) rather than geostrophic space (i.e. of small amplitude). The reduced in those The updraft becomes larger, but with a maximum at the western edge, at a lower before. and 150. level than at the top of the updraft makes the divergence upper anticyclonic region become progressively weaker than the cyclonic one, and an upper level cold front begins to develop, well to the rear of the surface front. Finally we note that the 9e anomaly has become fairly strong by (*) The considerations in Rotunno and Klemp,1985 but 5 , (Appendix A) does not remain small in this 2-D model because the base state is allowed to have meridional gradients of a perturbation apply, cannot Jacobian small. adjust its meridional With no baroclinicity 0: not arise. - 70 - and IV, structure zO to while the keep the and the problem would 150. hrs, increasing r in the updraft region, and there is a negative anomaly on the western edge of the updraft, corresponding to that would be slantwise convectively unstable (also see fields and recall that there is a meridional unstable symmetric a f region 4 gradient, so the and M most mode is not on the x-z plane) if it were saturated (which is not, see the relative humidity in fig.2.15). As an additional solution check on the 'normal mode' nature of this we run a similar experiment (A2) with the same base state and random initial condition. A random field of v with values between + and -.01 is generated, and used as initial condition for the model run. The initial amplitude is very small so perturbation state potential to the base as not to create vorticity. integration is then required to reach amplitudes similar a A to large longer Al. The structure of the expected most unstable mode is already present at 200. hrs. (not shown) although superimposed that make pace As the moist baroclinic (see growth Fig.2.17 shows mode keeps the very similar oscillations growing at a shape to Al end of the integration of A2, when the amplitude is comparable to that of Al in fig.2.14. in scale rate in fig.2.16) the small scale noise is dissipated away, until only a solution of remains. small it difficult to estimate the true width of the main updraft from the w field. regular to Apart from a shift the horizontal location due to the randomness of the initialization this is virtually indistinguishable from Al. - 71 - An experiment similar to Al but with momentum drag at the (labeled A3) was performed to dissipation on the growth rate. see the effect A momentum flux of is surface this form applied at of the lower boundary with the form where C =.004 (constant) and the zonal wind is only field, i.e. it is assumed that is shown in fig.2.18 perturbation A=0 at the surface but we are looking from a reference frame that moves with the rate the together mid-level wind.The growth with the growth rate of Al for comparision, and selected fields are in fig.2.19. Almost happens the growth begins to until 50. hrs. In the next 50. hrs. slow down but the structure of the solution is After 100. hrs. essentially shown new unchanged. the tendency of the meridional wind to be reduced to zero at the ground can be seen in the graphs (recall point nothing is at 500. m height) and the e that the lowest surfaces are flattened. The updraft becomes larger and more complex than in Al at the same time and the maximum of w is at an higher level than before. The effect of surface drag on the structure of the low-level front is similar to that described in previous (dry) studies, e.g. Keyser and Anthes,1982. Fig.2.20 shows the growth rate for exp. order B, which has In to get this value of r we have to change the vertical profile of 9 , and consequently % , which is here .155'1.-8 given r=.ll. Precise numbers are in Table 2.7, and fig.2.20 shows the SG and PE estimates for the growth rate. - 72 - Experiment C is back to r=0. Al. but at a lower The vertical shear is reduced to 10. from 30. mnw .085. as it was in Al. Fig.2.21 S number the Rossby of the constant. gives as the amplitude is still the parameter values As seen in fig.2.21 presence of horizontal 6 6~ is higher than the Both occurrences can probably diffusion and hrs. 6 =1.18 or of C, it had been for the previous experiments,and than expected. by X The shows =.504.O' numerical the highest curve. observed is larger be attributed to the wavelength. lowest The negative value corresponds to a vertically growth values at 30. the parameter value for rates compare fairly which After this growth to slow down. numerically are well the For all with the hrs., that is the time when the adjustment is completed and the solution is the linear normal mode sections. Al. Fig.2.23 2-L PE model is singular as discussed in the previous section. numerical the Km wave at high Ro number for three neutral saturated atmosphere, i.e. three cases the 2-L PE and value, different values of r, namely r=.11, r=0., and r=-.07, from the to PE - even so the updraft appears much reducing the growth rate of a 3,000. the 2-L narrower in the low-Rossby-number environment than it was in exp. Several runs have been made to small and the growth rate Fig.2.22 shows v and w at 160.,180.,200. for =.03. run number Since the time scale is three times what it was in Al the evolution is that much slower end than between top and bottom, This reduces shows the growth rate. Rossby time the previous the updraft begins to spread out and the All during this phase the consistent of with - 73 - a J solution and of evaluated the 2-L PE of approximately the right average ij in integration. the wavelength updraft and region increasing r. However the does not change much during the The observed solution seems to reach the non-linear stage sooner than at longer wavelength. At even shorter wavelengths the 'destabilisation' of mentioned in sect.2.2 can be seen when Ro is decreased. the growth rate of exp.H and fig.s 2.25 and 2.26 exp.s G and H. the shear. The latter is unstable neutral. Its Ro fields but differ for number (.085). initial condition The wave has a in exp. G (compare Farrell,1982) reaching in 20. and the An exhibits wave a dissipated away. which is however, tips over to the other side, looses coherence and experiment only hours the same amplitude that H hrs.; at this stage the vertical tilt is reduced, soon decays. hrs. is westward tilt with height, so we observe a fast 'non-modal' growth in the first few has at 50. for and quickly reaches the normal mode form and follows the usual behavior (see fig.2.24). instead low waves Fig 2.24 shows selected Both have a 2,000.Km-long wave and r=0. G has high Ro number (.255) and H short initialized neutral wave with after random noise (not shown) the small scale noise has been Note that for these two experiments the 2-L SG model, insensitive to the Ro number, would give the same, unstable, solution. - 74 - The model results presented in this section show, characteristic, as a the asymmetry between the upward and downward branches of the secondary circulation, and the effects it induces on fields. This behavior, the other obtained in a model that explicitly resolves convection, is fairly well described by the analytic models 2.1 dominant of sect.s and 2.2, that used the slantwise convective adjustment hypothesis. This suggests that this form of parameterization might be used in other cyclones. that models Previous simulations of moist baroclinic attempt results from parameterization schemes (e.g. models of the that circulation updrafts) (e.g. fail Nehrkorn,1985 structure of Eady waves modified by CISK - most of only discuss the eigenvalues). use alternative CISK, or a latent heat release given by a combination of convective and stable asymmetry successfully the to show who shows other this the studies It is however possible that this aspect of the analytic solution is more a product of the separate treatment of 'dry' and 'moist' regions in the same wave, rather than of the specific parameterisation chosen. works that treat To the author's knowledge the influence on previous the updraft and downdraft regions separately are by Lilly,1960, who was only concerned with convection 'per its only a se', and not baroclinic flow, and Tang and Fichtl, 1983. The latter model has similarities to the one presented here, that have been discussed in the Introduction, and produces two distinct asymmetric modes - one with a narrow updraft and one with The lack of selectivity between different matching conditions. - 74a - the two a large updraft (*). modes is probably due to The moist baroclinic modes found up to this have a growth in still do not rate high enough to compare with the observed 'bombs'. Even more important, the spatial structure observed point both of the eigensolutions is land and sea storms, bombs and non-bombs, and so it does not provide a mean to separate the two classes of phenomena. (*) This result can be understood if we consider that that used real wavenumbers. same value of Fig.2.3). see curve the r=l in a given wavelength in the 'dry' region, and so a given growth rate, there are two wavelength that correspond to the in only The dispersion relation in that case gives the G- at two different wavelength (e.g. For model dispersion relation for same - the 'moist' region, one of which is shorter and the other longer than the 'dry' wavelength (recall that when only real wavenumbers are allowed the dispersion relation 6(k) is just stretched by a factor both axis, i.e. , z k N , or ( ) - 74b - depending on the scaling, in TABLE 2.5 9r (k) (k ) z (km) p (mb) 10. 252.0 .675 345.0 11.6 232.8 387.8 9.5 273.9 .691 342.2 12.3 236.4 386.6 8.5 321.8 .723 336.7 13.7 243.6 384.1 7.5 375.5 .756 331.5 15.1 250.6 381.5 6.5 435.2 .789 326.6 16.5 257.5 378.9 5.5 501.3 .821 322.0 17.9 264.3 376.4 4.5 574.4 .854 317.5 19.2 271.0 373.8 3.5 654.8 .886 313.3 20.5 277.6 371.2 2.5 743.0 .919 309.3 21.8 284.1 368.7 1.5 839.3 .952 305.5 23.1 290.6 366.2 .5 944.2 .984 301.8 24.4 296.9 363.7 0. 1000.0 1.00 300.0 25.0 300.0 362.5 - 75 - 8 T (K) ( TABLE 2.6 model parameters 200. m 50. km 10. km variable 4000. km in exp. Al S1. km variable 50. km in exp Al Lt 20. sec (long) 1. sec 10-4 - 76 - 5.- (short) TABLE EXP. r 1. Ro .255 wavel. 2.7 C(2-L) A(2-L) comments (Km) (s- 4,000 .073E-4 1. dry reference run .118E-4 .11 satur. reference run 1" ) same as Al except with random initial condition same as Al except with surface drag .11 .243 4,000 .099E-4 .23 as Al but higher 34 0. .086 " .051E-4 .03 as Al but lower vertical shear 0. .255 3,000 .11 .243 -. 07 .124E-4 .16 shorter wavelength " .101E-4 .32 as D but higher .265 " .138E-4 .10 as D but negative 0. .255 2,000 0. .086 " 1. .053E-4 .06 4 neutral normal mode as G but lower vertical shear - 77 - 4 w H 0 w I w w w w w w Fig.2.9 - Domain and arrangement of dependent variables on the staggered grid covering the domain. All the thermodynamic variables are located at v points (adapted from Rotunno and Emanuel,1987) - 78 - Time= 170. hrs Time = 150. hrs Time = 100. hrs 8.00 u .0 . -- 0. -14.4 _ MA.-- 12 _- MAX MW -14.2408 14.2081 MI -17.8190 17.82Z4 MAX IW -18.1817 16.0113 V (rn/3) MAX IN -13016 MAZ 12.2981 -: . . \,\ t -,, \',,,tt ,cm/) MAX 0.285777 . . \,,i, Ki 9' ",'. = , 1.39435 . I- ]t MiII -. 282484 ( (K) ..-- : I1 .1,0 " '7..','..- '~ ~~1-' '"'~ - - MI -1.38887 \ % ,, 0 % -_..-_,, , ,_._- , ,, \ I "- -4.85082 1" MAX, 4.85577 , % \ ... . ,,.. % _, ( K). -7.98404 J MAX 7.90982 10, % .;.,:.- ,,, '0 ('b) (mb) ,\1 , () A %, \0" MAX 2.43828 MI -2.88898 I MAX 8.19191 -92i MAX 13.2772 I -15.2884 0 times at AO ,p' 'p fields for exp. u,v,w, 5 , Note that contour spacing is not the 190,200 hrs. same for perturbation fields at different times Fig.2.10 100,150,170,180, - 79 - Time= 200. hrs Time= 190. hrs Time= 180. hrs U - lp - - I --- MAX MI 18.7778 MAX 20.2890 -19.0222 ZZ Z- . -I MAI 22.1810 MIN -20zm~ ---- I' 5 MIX -22.4258 \ \\\%. (m/s) .*I X ;\\ l/ % \\\ - . \\ V- (m/s) \\ r o . t MAX 25.8357 (Cm/u) (=, (K) MAX 350.737 MAX MUN 291.565 363.182 xU 288.892 I q,[ .. ',"] I (IC ;t/ ,I I. , j "' / II - MIN -10.2281 MAX 12.5852 (K) p A'N MAX 10.0520 1 MN -13.0912 P( P' (nb) (mb) MAX 21.0270 MI -25.3213 Fig. 2.10 (cont.) - 80 - MAX 25.1244 MIN -32.2987 Exp. AO .24 .22 .20 .18 .16 .14 U) C .12 V-I .10 .08 2-L SG 2-L PE .06 .02 0 0 100 20 120 160 140 hrs Fig.2.11 - Growth rate C vs. time for exp. AO two-level an ytic models with the same parameters as AO - 81 - and for the Time= 10. hrs ~: \\\\ MAX 0.210201 U MAL 0.316159 MN MA U MAX 0.128772 Time= 20. hrs 0.517868-01 MDI -. 23 088E-01 "to Time= 30. hrs MAX0.584414 Time= 40. hrs S-- MAI 0.357489 Time= 50. hrs MIY -. 2982018-01 - MAX 1.44519 MDIN - Fig.2.12 - v and w fields for exp. - 82 - Al from 10 to 50 hrs MIN -. 427120E-01 Exp. Al .24 .22 .20 .18 2-L SG .16 I .14 0 b 2-L PE .10 I , I , I i , l ~I ~I 100 hrs Fig.2.13 - same as 2.11 but for exp. - 83 - I , I Al I I 120 I I 140 I 160 Time= 100. lrs Time= 110. hrs Time= 120. hrs U 7-: --- aOO -- -- ,, - - --- ..- - -- ,v M" 18.7643 IN -15.133 MAX 20.2251 ~ V % MW -18.989 \ ......- \%\ V (m/s) II MAX 12.9983 M= 8.9035 -T-., % '1 w \~\\\\\\\ /// (M/ MN -11.4106 101 -. 29135I (cm/a) iX2.318756 I 0(-.428190 MAX 3.48275 ( -. 818544 ~- ~---~--0 MAX 346.893 hMI 299.053 SIl () MAX 5.64392 I -3.91886 (mK) Pr -- .. t MA 7.70790 RI -7.79125 MAX 10.8998 .i '. (mb' ' • MIN -11.0550 Fig.2.14 - same as 2.10 but for exp. - 84 - Al from 100 to 150 hrs Time= 130. hrs Time= 140. hrs Time= 150. hrs U (u) MhA 22.4992 1IN -18.4862 MAX 25.7406 MIN -20.5211 MAX 38.5340 IN -34.5315 \ I , wC/8 (cm/u) MAX 7.44485 YN -1.31544 MAX 11.6578 () M 'o a' 363.520 XI -1.94378 M4D41 N -3.10802 YI MAX 14. 11IN-.00 IN 298.879 I k (K) MAX I'' i,,,x,,\,/1 i" \;, .,-.;" ,! ,/ 11.3884 Ill MIN -7.90430 | [ P' (mb) MAX 21.7289 MIN -22.2814 MAX 41.1488 Fig. 2.14 (cont.) - 85 - MDN-41.7968 Time= 100. hrs Time= 150. hrs q; r.h. r.h. MAX 1.00000 MI 0.698537 4e .1 0. (K) (x) I L MAX 422.172 I .II M I,( III 11 1 I 11111£~O:I( I MIN 337.175 *'i";"'""I i I M til . 1 MA I0.783 III)in, 191.803 1(11((1% ; / i I , . rI I'" '"'". 111 11 I MD -. 24 MR -204.784 MAX , ,I I/. I 177.284 ! I . I (I I I MI -848.388 I i.. 1iJ~7roff (1o-y/r) (to-yms) WA 0.378535 MIN -. 424036 .170 .X MI -1.30295 [j"f.,// ."/Il.II -. . Il''I , 'I qe (o-yms) (1o-/s) MAX 0.190047 Fig.2.15 - qe e 1a* ' 6,i, MIN -. 22748 t - 86 - for exp. MAI 1.85177 M I -1.57959 Al at 100 and 150 hrs Exp. A2 .24 .22 .20 .18 2-L SG .16 .14 cn '- .12 2-L PE .10 .08 .06 .02 I 140 I 160 I I 180 I I 200 , I , I II * 220 240 hrs Fig.2.16 - same as 2.11 but for exp. - 87 - , A2 I I 260 • 280 I 300 U I V Time= 300. hrs Timne= 290. hrs Time= 280. hrs U '' -*-..-_ - ,,-- -- Ma 22.4692 MU .W A *. MAX -- a\ 0 I-.7 N II• i .- "X\\ . \6 MX -23.730 -.',."% % - V - (m/w MD( -6.2747 ..- I. 0 % Ma I >-;.:%•r W \ %-. (M9 w . \ -- -, ' 'a\\ 28296 2 %% %', %. -• \ V -- -. -- - , ,- = -- MAX 31.4678 MNl -21.2387 MAX 28.827 MiX -18.445 - .. '55.8w 0 'a\\ MW -41 9.5709 w % (c,/u) MAX 9.40101 MAX MN -1.49919 14.4774 NN -3.55272 (K) MA 353.887 MIN 293.197 r MAX 369.593 \\ MI 90.223 XA" 387.701 1IN 284.888 (K) p' MA 17.4306 -11.860 (b) Pg P' (mb (rnb) MAX 22.5186 MIN -23.208 Fig.2.17 - same as 2.10 but for exp. 88 - A2 from 280 to 300 hrs Exp.s A1,A3 .24 .22 .20 .18 .16 .14 * 0 .12 b .10 .08 .06 .02 0 100 120 hrs Fig.2.18 - Growth rate d vs. - 89 - time for exp.s Al and A3 140 160 Time= 140. hrs Time= 130. hrs U Time= 150. hrs U ............ -. 0 0-----~' -- 2) )1. .-. :--. -- : -- _---- q' --- -. 2:. .5- I MA MXa 20.1787 I -19.9752 MAX 18.8289 XIN -1&5372 Osl I MAX 21.4814 MAX 25.0491 MI MAX 11.87 iP 51612 MAX8. ' .. JII - 258 - - IN -24.204 (,,/3) IX -242043 INI -21.8688 N -25.1191 w (cm/-) S3.97704 -1.15899 'mdII ~ M -7.975M II IXN-1.57078 Is II S I ViAi 38.71 29 1, (r) (K) MA 35.817 IN 296.6 n' 'f (K) (K) P1 (m b) MAX 21.7988 MIN -18.3156 Fig.2.19 - same as 2.10 but for exp. - 90 - MA 27.3311 RN -19.4406 A3 from 130 to 150 hrs Exp. B .24 .22 .20 .18 .16 S.14 .02 0 0 20 40 60 80 100 hrs Fig.2.20 - same as 2.11 but for exp. - 91 - B 120 140 160 Exp. C .24 .22 .20 .18 .16 .14 o .12 4 .10 .08 .06 III 2-L SG A !1 -II A 2-L PE .02 I 0 I a I , I I • ! • 20 ! 100 hrs Fig 2.21 - same as 2.11 but for exp. - 92 - C . o 120 m 140 160 (cm/s w I0 1 A Time= 160. hrs MAX 0.812903 s \\% MAX:0.81213 IN -. 3179148-01 \ MflI -. 17913-01 ' 11% Time= 180. hrs .N a -. 436462Z-01 Time= 200. hrs MAX 3.2354 MN -3.848683 Fig.2.22 - same as 2.12 but for exp. - 93 - MAX 1.41976 mIN -. 5716281-01 C at 160,180,200 hrs Exp.s D,E,F .24 .22 .20 2-L PE I .14 r--.07 '\ ;1- ~I .12 numer. b .10 F : r=-.07 D : r=O. .08 E : r=.11 .06 .04 .02 S I i I I I II II I I I I I 100 I I I , 120 I I I - 94 - and for II 160 140 hrs Fig.2.23 - Growth rate S6 vs. time for exp.s D,E,F two-level PE analytic model with the same parameters I the Exp. .22 .20 .18 .16 .14 Y 0 *4 b .12 .10 .08 .06 2-L PE .04 .02 0 0 20 40 60 100 80 hrs Fig.2.24 - same as 2.11 but for exp. - 95 - H 120 140 160 Fig.2.25 - same as 2.12 but for exp. - 96 - G at 20 and 50 hrs Time= 20. hrs V r/s . v' , M \ " 01 w |II S cm/s 0 _ II' II , lI '! l I!, l iI i ', I 'I S• . 0 iI , I5 kI MDI -. 171540 MAX 0.19357 MAX 0.58 lZ-01 , III I, 1DIN-.31832 I • I ,-01 • I| I• • Time= 50. hrs MIN MAX 0.6033 Time= 100. hrs "'_,,,,:''. MAX 1.07297 MIN -1.00737 Fig.2.26 - same as 2.12 but for exp. - 97 - , MAX 0.450453 , -. 318328E-01 MY'" 1,' '. MIN -. j50810E-01 H at 20,50 and 100 hrs Appendix 2.A - Matching conditions for the linearized system We present linearized for here the reference argument on of 4t and ir! the transformation from some other source. we have for the When we do that will be used in the next sections. system not have a requirement continuity future to get the On the other hand the interfaces are vertical in physical space, so the 'kinematic' condition on the normal velocity is - just =\ or 0 in the 2-level. The 'dynamic' pressure. In is condition the requirement of continuity of order to derive this condition in a generalized fashion we rewriteSystem (2.14) in a frame of reference that moves at a speed 'A in the positive x-direction Now we integrate the momentum equations across the interface then + e me O -then requirements the then the requirements c ?A\+j ?A0 and subtraction as 0o - 98 - can be expressed, by sun 1 Since the continuity reference we have of to pressure cannot require depend - the and separately in order to satisfy the first of the any on U 0 . The second then becomes just above . -6 by integrating (2.1Y), or, more simply, get an frame of -0 conditions for We can express this equivalent condition from the thermodynamic equation above: %O )- -"IL)t, which gives 1 7 j t) " 't" C*', _0 SWe and either ' ) I XJ t therefore k or f+- - 99 - apply four conditions on a 6 Appendix 2.B - Proof that Multiply (2.1. by is real for the SG two-level model (the complex conjugate of t ) and integrate over a wavelength (end points are immaterial and will not be noted) For the 2nd and 3rd term we know that neither factor in has a S-like behavior at the interface conditions imposed ( see footnote pag. 3 ). because the of integrand the matching Integrate by parts use the periodicity of the solution to get Since z(t- tl but because (~C)- 6 L-A)) CC the r.h.s is 9 this t(A=4 is zero and therefore - 100 - 'Z is real. and Appendix 2.C - QG and GM non-dimensional quantities Let z zL then the non-dimensional form of (2.29) is Dtt the limit for -- 00 write - of this is QG, as is known. well However, and rescale with L QAO-I LL then the non-dimensional form of (2.29) is I +-oT.+ Z r 9-VtjG~ YH -r-i 0 the limit of this for words = O is now the GM approximation. we recover QG by neglecting GM by neglecting either P_ -o o 1 compared to or compared to t N - h moves the Since ; and we recover NE - 1A for , either form is correct in this limit. o In the opposite limit the shift in the number . N In other singularity - 101 - definition of from M=0 the (014 Richardson o ) to Appendix 2.D - A for the PE two-level model With the same procedure described in App. 2.9 we find Let Since the other two coefficients behavior in of C terms of are A positive (but we since can A discuss depends eigensolution itself we cannot say a priori whether any of the the on the classes of solutions that follow are not empty). A40, For which is always the 2 case depending on the values of 0 are real, one being positive CX- 0 6 the form of @ (0 when , and the eigensolution, for some and one >0O, the two When negative root disappears, so in fact the modes of positive positive root has become 6 0. sign of the discriminant is. 4.CA At 4>o traveling Assume there is a A>Q o we get two real negative 4 modes. However, At A = 0 for which , i.e. complex 102 - -0 ; four neutral, S and since this condition means large and positive, it is doubtful that this class of solutions - the we cannot say a priori what the traveling solutions; for all A)A there would be unstable occur, negative. with Ac.O are the continuation of the GM solutions. then for may so N exists - more likely the eigensolutions in this range of is never larger than Ao . - 103 - are such that A 3.1 In this chapter we examine the effect of adding a heat the lower boundary in the models of ch.2. the behavior of developing baroclinic environment flux from This is intended to simulate waves over the ocean, in an favourable for the explosive growth observed and described in the studies mentioned in the Introduction. We will use for this purpose the numerical model of sect.2.3, but first, in this section, we extend the SG model of sect 2.1.. problem as It turns possible of the updraft, and phase speed. range internal diffusion would of growth rate, suspect that a model the interfaces, and the thus selected would not necessarily be the most unstable of those found here. to eigenvalue resolve the ambiguity by securing the continuity of all physical variables across mode the Although it can be argued that the most unstable of these will be favoured we with that it is formulated here does not have a unique solution, but rather that we can only determine a width out We think however that a better way to accomplish this is simply use the numerical model of sect 2.3 - the investment of time and computation needed to include internal diffusion in the would not be adequate to the sole result of alterations of an already very idealized situation. model, we rate, and model small quantitative As for the 2-L PE already know from sect.2.2 what consequences the use of the primitive equations has on the moist baroclinic modes - it sensitive 2-L to makes them the Rossby number of the base state, reducing the growth allows us to find solutions in a slantwise environment, as long as it is not vertically unstable. - 104 - unstable The simplifying assumptions that we have to make in order to be able level model solve a two with heat fluxes at the bottom boundary easily offset the better accuracy of the PE response in this situation. still to wish to present the 2-L SG In summary, we for logical continuity with the previous chapter and then we will focus, in the next section, on the numerical simulations. We now proceed to introduce a heat flux from the lower boundary as an explicit diabatic heating term in the thermodynamic equation of the 2-L SG model of sect.2.1. The 1st principle of thermodynamics can be written cSdT- ±j + L4 d Applying this law to adiabatic reversible processes the conservation of equivalent potential temperature 6 is deduced. The transfer of heat from the sea surface to the air in contact with it has two CyT and L1, respectively. , that components: are referred to as sensible and latent heat, The fluxes are usually parameterized (see Jacobs,1942; Malkus,1962) with a drag law of the form where Q. is C( or LV ; the subscript 'sea' refers to saturated air at the temperature of the sea surface, and 'air' to the air at some height (a few meters) above the surface. are If the empirical drag coefficients C the same for the two quantities the two laws can be combined in an expression for c *TL+ L , - or,equivalently, 105 - c % . Following Ooyama,1969 we write the sensible plus latent heat flux from tha sea surface as The heat exchanged with the ocean will remain in the boundary layer unless some mechanism more efficient than turbulent diffusion can transport it upward - this role is played by convective activity in the moist region and we here assume that there is no such mechanism in the dry region (*). point located moist region heating. Since we know the potential temperature in is We the thermodynamic equation further assume, consistently heat received in the troposphere, i.e. from the value FO at one troposphere we assume that only in the the discretisation, that the distributed middle only from affected the with sea by diabatic the 2-level is uniformly that the flux decreases linearly at z=0 to zero at z=H , so that the thermodynamic equation is written To deal with this term it is necessary to consider small amplitude perturbations and linearized equations; we now assume a basic state (*) In the real world, and in the numerical model of the next it section, is of course possible to have convection, dry or moist, anywhere if the latent and sensible heat input at enough to create instability. - 106 - the bottom boundary is large temperature 6C t. ( . of Q is then form perturbation The For convenience we will later write the equations coordinate moving 9 difference frame, thermal the forcing in a it is understood that in the system in but zero is which the sea is at rest the basic state surface velocity that equivalent air-sea constant a with zero velocity at the surface and so not enter the equation for the basic does state. the base state is balanced for any LZro by to consider a heat flux given temperature with the & surface therefore is unlikely )G\ .: wind -c and its &1 is positive and viceversa. that this term it is gradient Then it reduces advection. temperature both the amplitude of the thermal wave and the It then perturbation the of apparent that this heating always acts to reduce - it is negative where 0 In this case it is possible coupling the state basic . MY if A different linearisation of (3.1) is possible: could be responsible for increased instability. )On the other hand the heating term that we reduces (see for eq.(3.2) below) , which is v, thermodynamic meridional advection term in the r~e'-l) positive equivalent to an to t"% , equation increase a so that the if becomes of the basic state (*) Note that this argument is valid for the 2-level only. with use In a model higher vertical resolution we cannot a priori exclude that the wave modifyies its structure in such a way as to take adventage of this form of heating (e.g. by changing phase with height more rapidly than an ordinary baroclinic wave). - 107 - baroclinicity (**). if exclusive two The chapter. The use of both terms would imply that both non-zero - therefore mutually are to use the same basic state as in the previous want we . and terms CO heat flux in the form a aF iand are & would appear in the zero-order equation and modify the base state. The term IW that component is not it unless tractable easily has does not change sign, in which case it becomes linear. model RLkare both Moreover their values at z=0 are not explicitly known in the proportional being present. is AX The perturbation velocity at z=0 has two components (U\t )J): zero, one just - w (see eq.2.2) but Q-e to and they can either be assumed to be equal to the values at level 2, or extrapolated from the two known levels to the surface. Since we are at this point more interested in the qualitative changes induced in the solutions by this form of diabatic heating, use only "\. we surface. We found in sect.2.1 that AF)> that flux. accuracy of everywhere in region 1 and we this will not change, at least for small values of the heat This of course simplifies things, in that we can setup of the model as in 2.1 and not acts only in the updraft, which is order .1; so that, in a domain average, %-' (see fig 3.1). the use same (as opposed to having to further subdivide (**) This is only a qualitative argument, rate in as the perturbation velocity at the details, hope will than P correct: entirely itself is order 1. is only 10% larger than A posteriori we can say that the increase in S, growth observed cannot be solely attributed to increased meridional heat flux. - 108 - the updraft region according to the sign of V ) (*). We finally write the thermodynamic equation in the moist region as From sect.2.1 we know that for Jt 9 is not in phase with and at least small heating this character should be preserved (the limit 9- is not singular). homogeneo~p equations We then have a thermal forcing out of phase with the solution the same phase and we cannot expect the forced solution to have speed. For is mathematical convenience we write the in a frame of reference that moves with a velocity UL+4 in the positive x-direction. 62 o real and sect.2.1) and A o We assume that such a system exists in which solve the eigenvalue problem for ) A (as in . With the same scaling as in sect.2.1 we get the non-dimensional equations as (*) This is a model of a continuous fluid resolved only at in the of fluid. Accordingly it would v at the surface. be consistent cases however use and no major the extrapolated ir region 1 when zero or low heating is obtained is inconsistent. to a linearly We checked the results for some values of the parameters with this choice of t" some levels vertical, and not a model of two superposed homogeneous layers extrapolated In two applied, change occurs. becomes negative inside so that the solution In all cases an increased heat flux forces a positive v at the surface. - 109 - (. - C +t.) - t, CC 6' -- Where P ) - o % - in The equation for t in IL : region 2 and region 1; derived from here is and the meridional geostrophic velocities are given by ;S Z(It,-)Co.) i, - The matching conditions are derived as in Appendix.2.A. to require of pressure. continuity of t ;* ~ W Expressed in terms of - 110 - We have and these imply the continuity and its derivatives, and of , they are 1~a (recall that we use " -":,, general '. These ). but these expressions expressions are valid unless are valid for a L-j[ . When this happens eq.3.3 becomes 3rd order and the momentum equations in 3.2 give r- /6" required. or Tjt// so that only three matching conditions are We will use 3.6 above and check a posteriori that U, Condition ii) does not imply w=0O sect.2.1 but we still at A,B and want w to change sign there. impose conditions more restrictive than ii) that some of the unwanted modes(*). help it was in is useful to filter out Let I at the interface. C . I ' Then condition ii) gives 'LA3 So we want -T >U that Tt4wI I0r -I. 10 O *. . We theintroduce a factor ,- nz c (*) see sect.2.2 for analogous discussion in the no-flux case - 111 - 6 such When D =( :O then J then and *J C> and J. has a \A. has negative a non-zero positive value. non-zero When value. The discontinuity of w at the interface is given by A We cannot say a priori what its value is, because but eigensolution, O< r note that for the part I , the term in O 06 parenthesis is always positive, so the vertical of is velocity will always have a discontinuity at the interface. We replace condition ii) in 3.6 with the two separate conditions A) (where a and O is allowed to have different values at AIc ) and we then conditions at the two interfaces. solve properties linear as in system eighth-order that the eq(3.4) and two interfaces apply the Since there are no obvious will determinants given L 2LI. yield are non-trivial set The arbitrary (as long as they are presented 6A g next the symmetry sect 2.1 we are left with the full 10x8 homogeneous equal solutions to zero. when most last between unstable two 0 parameters and solution and the least unstable the one with A C - 112 - 1). is 6 three The 'dispersion relation' then will determine three eigenvalues - we solve for for five IU.o are perfectly In the results always the one with C~ I . Since the width of the updraft changes by changing these parameters matching is as arbitrarily A and choosing the C we can think of point at which the performed within an interval of allowed widths determined by the other (physical) conditions (*). Fig.3.1 shows the behavior of the eigenvalues when the heating VO is increased at fixed r and L is shown. . i The spread due to the choice of The more unstable (at fixed o ) has a larger updraft C (which is understandable, since heating acts only in the updraft,its effect is larger when it acts on a larger portion of the wave). The phase is also larger for the more unstable modes. The value of realistic: F'nf. In (A = for average atmospheric values Fig 3.2 ) Co the eigenvalues for L2 are shown. versus the speed o shown are * most unstable case Notice, above all, the further destabilisation of the short waves, and the large increase rate. ., but we will see in The phase speed is also increasing with in growth the next section that this is an artifact of the 2-level model (**). The form of the eigensolution displayed in differences with the l presence of This fig.3.3. mode has G2I.5, =.. r oI-2 A= *I is ,=. . Major o case are only the discontinuity of w and the a double minimum of vertical velocity at the edges of the (*)In a work by Lilly,1960 upright for L2 t.8 1 convection and the a similar technique same problem arises. is applied The growth rate is there found after arbitrarily picking the width of the updraft. - 113 - to updraft, like a return flow that is not spread out uniformly in the downdraft region. 3.4 is the growth rate as function of Finally fig. O and for a fixed wavelength, showing a remarkably linear behavior with O (**) As already noted the vertical structure is rigidly determined in a 2-level. The heating is proportional to ahead of the thermal wave (see fig.3.3) forward motion. 1& , so it is maximum slightly and This does not change if S therefore induces it is linearly extrapolated. It does not seem impossible that a heating proportional, say, which is maximum sligthly behind the a to %F5 , thermal wave would produce a backward motion, but of course there is no justification for doing this in the present model. This effect, that is in fact observed in the numerical model of the next section vertical structure of the wave. - 114 - is accomplished by a different 1.6 1.4 1.2 1.0 .8 .6 ge .4 .2 0 .4 .6 .8 1.0 1.2 1.4 1.6 1.8 2.0 2.2 1o Fig.3.1 - Eigenvalues 6, w Ul, of the SG 2-level model with heat flux from the lower boundary vs. heating parameter to for r=.l, L2=1.8. Solid:most unstable 6A.= o , dashed: least unstable 6.A = - 115 - 2.4 1.6 r-.1,ro -2. 1.4 , =1. 1.2 1.0 .8 .6 rm1.,Po =. - dry z---- .2S . - - - - - -- - --- ---"- - .-. 0 0 .5 1.0 1.5 2.0 2.5 3.0 Fig.3.2 - Eigenvalues T , L.o vs. L2 for various values of the heating parameter r o for the most unstable case 6 A Z 9c = O (see text). Solid: growth rate G- ; long dash: ratio of the width of the updraft to downdraft X ; short dash: relative phase speed Ut . - 116 - 3.5 10 8 /1/ 4 / \ / -2 - $. 0 .2 - .4 .6 .8 1.0 1.2 1.4 1.6 1.8 2.0 Fig.3.3 - Form of the eigensolution for L2=1.8, r=.1, [o =2., 0 . Eigenvalues for this mode are c- -1.5, =.17, U =.23. is known only from it derivative v, so that an arbitrary can be added to t both pl and t I p2. I II can be added to both p1 and p2. SA -c : Pressure -8 constant constant - 117 - 2.2 0.5 0.4 0.3 r 0.2 0.1 0.0 0.0 0.5 1.0 2.0 1.5 Po Fig.3.4 - Contours of constant S,: 0 , on the f'o,r plane. - 118 - growth rate r for L2=1.8,1A- 3.2 The numerical model of sect.2.3 is used again in this section with added heat and moisture fluxes from the lower boundary in the form used in Rotunno and Emanuel,1987, i.e.: where The latter quantities are functions of x and t through the surface pressure perturbation I . The relative temperature difference in the base state space. Both these parameters humidity &b are contribute to 4 humidity is fixed at 100% and only & is varied. and the air-sea chosen uniform in - here the relative The limitations of the linearized saturation law that we use become evident at this point. In the model's thermodynamics good approximation at the surface ( world (using 1, At 6Ir always, and this is not a of the real thermodynamics. For example a =300 K ;p=1000. -=25.2 mb) gives total A K in the real the value given in the Smithsonian meteorological tables for saturation mixing ratio) but only 7.5 K in the model. the c= r is relevant we - can 119 - As long as use arbitrarily high values of 6G(model) to reach a 4b, However, the corresponding to a much lower we heat mechanism for future reinforces development have an impact on the are trying to model - a larger part of the entropy flux goes into warming of the boundary latent (world). different proportion of sensible and latent heat flux in the model and in the atmosphere is likely to phenomenon L than the occurs layer release updraft in in we instead the updraft. may reality, of expect especially being saved as Since the latter here if a the weaker air is sub-saturated at sea level, so that the entropy flux has an even larger component of latent heat. The drag coefficient C coefficient is here assumed equal to the momentum drag CD that appears in the momentum flux: and A summary of the experiments presented in this chapter is in Table 3.1. The first experiment that we show (labeled I) is run with CE =0 , so as to provide a control experiment for the rest of the section. (*) This form is appropriate for marine environment. one experiment constant with drag shown in sect. Recall that the 2.3 (exp.A3) was run with a C =.004; the drag coefficient that we use here increases the perturbation and does not reach that value until - 120 - It 'A~ with 70 m/sec. has 3,000 km wavelength and r=0, i.e. it is similar to exp.D of sect. 2.3, except that it has frictional drag at specified 50.Km. 50. above, and The surface in the horizontal resolution is 30. The horizontal 'mixing length' Km. the initial Q perturbation the form Km instead of defined in sect 2.3 remains is the same as in sect.2.3 (see pag.68) Fig. the 3.5 shows the evolution of the growth rate perturbation kinetic energy with fig 2.23 will show that no calculated as a function of time. difference appears from Comparision until 50. hrs, after which time a slight decrease of the growth rate due to frictional dissipation takes place. There are no surprises in the evolution the disturbance, that is shown at selected times in fig. Fig 3.6 shows the growth rate vs. the same as time for exp. 3.7. FI2, The evolution follows that of exp. time faster growth takes place. At 50. field at the thermal and 60. surface, gradients. occurring. As base 70. hrs state. shown in hours there is only a slightly stronger wind 70. due hrs the to the increased strong increase that horizontal in w and convection we assumed in the previous section removal of heat from the boundary layer occurs in the updraft and we can begin at is hrs, after which The form of the solution is presumably At I until about 65. one-grid-point oscillations in the wind field suggest is which I except that heat and moisture fluxes are active and an air-sea temperature difference 1e=10 K is imposed in the fig.3.8. of that this process is taking place. to In the following 20. hrs distinct narrow updrafts are evident, embedded in a larger area - 121 - see of weak w, positive associated and, with distinct them, At 100 hrs vorticity and potential temperature are observed. have updrafts into collapsed of maxima the all one, which is strong and narrow enough that its effect is clearly seen on the zonal wind field as well as in the vorticity maximum at the surface and in the thermal maximum, all of which coincide with the minimum surface middle (see troposphere also fig. pressure 3.9). and extend to the Note that at this time the 310 K isentropic (*) surface is into the ground, so the sign the of surface flux at the center of the perturbation is reversed and only the low-level convergence feeds heat into the updraft. hrs the The vertical velocities were at actually but the updraft becomes wider. hrs 100. are structure is suggestive of a tropical storm and the wind can 30. next the inner warm core of the cyclone extends to higher levels but it also spreads out. they In weaker than The thermal itself field be looked at as the superposition of one of the 'moist baroclinic' modes of Ch. 2 and an entity resembling a shallow hurricane, as seen in fig.3.10 where the difference of meridional wind fields of exp. and I at the same hours are shallow shown. This '2-D Fig.3.11 shows the location (*) The flux is determined by the moist entropy at being 310 K in the S of the humidity as the B, is 0. which for saturated model's thermodynamics is 377.5 K. Since the updraft is saturated (see relative humidity in fig.3.14) and the relative a feature, is advected by the low-level wind, and the whole wave appears to be moving with it. air hurricane', FI2 'sea' 100% the argument can be made with either 9- or field in fig.3.9 confirms. - 122 - m/s isotach of meridional wind at the lowest level versus time. largest westward displacement, hours that occurs on the western side, and 20. between 100. slower than the mid-level qualitative disagreement with section. Given zonal the wind. two-level This model Km/hr Cf is of reality. (Sanders,1986) growing a point of the previous that the more rapidly Observations show bombs tend to travel faster, although this is not a general feature, while in the model an heat flux seems to induce a slower phase speed (the westward displacement relative to the mid-level wind is larger de ). 4.2 the more realistic features of the numerical model we would expect its results to be closer to increased 110. hours later at the eastern edge of the southerly winds, corresponds to a phase speed of 15. m/s and The The with increasing only point in which the numerical model is weaker than the two level is the relative amount of sensible to latent heat in the entropy flux, as we mentioned earlier, and this point should be further explored, possibly with a 3-D model using (recall a realistic thermodynamics that we are forced to use a linearized saturation law in order to be consistent with a constant meridional gradient of mixing ratio, which is all a 2-D model can do) The phase of rapid growth seems coincident with the occurrence convection, vertical or slantwise, in the model. Initially the wind is only zonal and the model has zero resolution on the so there cannot be any slantwise convection. increases, the surface projection on the x-z normal to the wind of meridional plane, As the meridional wind acquires a non-trivial plane but still only very long wavelengths of - 123 - symmetric modes can be resolved, while it is known are the most unstable. Fig. 3.14 shows that that relative humidity) CL S vorticity a the is buoyancy positive, for while in field (and in the equivalent potential is negative, in the interior and they are both negative at 9 fig. this effect on exp. Later on (see 90. 3.14) a region of negative vertical buoyancy is formed in both I and FI2 where the Neither hrs, when saturated vertical motion the lowest level, where direct heating is applied. hrs. shortest at 60. individual updrafts can already be identified in the w the the nor the 91 perturbation interior I or exp. FI2. negative decreases with height. ie region seem to have any Ten hours later a region of unstable air (both vertically and slantwise) extends continuously over the depth of the troposphere. and The main updraft is located in the same position the inner core of the perturbation reaches the upper levels of the model. At this same time, which is the beginning of the phase of fast growth (see fig.3.6), the domain integrated 'symmetric' conversion term U i L-.v end in the KE equation becomes positive and remains so until the of the integration, with values an order of magnitude smaller than the baroclinic terms. become broad, and In the later stages, when the the inner core has growth rate is beginning to decline, both the vertical and the slantwise stability are positive again where the air is saturated (not shown). Fig. 3.12 shows that an increase of the air-sea temperature difference changes the maximum growth rate reached and also the time of onset of the phase of rapid growth. - 124 - The same effect is observed in fig 3.13 where the different he . deeper for minimum stronger effect pressure is plotted for runs with In the first stage the low pressure center is heating significantly altered. the surface and the KE of the perturbation is not The fields in fig. 3.8 show that in this phase of surface heating is confined to the lowest levels of the atmosphere, that are directly subjected to the heat flux. very rapid time, and potential modestly growth occurs, hurricane-like vorticity. The with Later on deepening approximately linear with features in pressure the drop temperature, during wind and this phase reaches values above the conventional threshold for exposive cyclones, that c 19.5 b mb/24 a is hrs at the latitude (450) at which the model is run, for 15 K. The environmental stability influences both the maximum growth rate achieved and the time of onset of the 'explosive' phase of growth, as shown by the sequence of experiments L,FL1,FL2,FL3 (see table whose growth-rate is shown in Fig. in Fig. a 3.16, versus time. negative displacement. r, 3.1), 3.15, and minimum surface pressure These are runs in which the base state has corresponding to neutrality for saturated vertical Comparision with 3.12,3.13 shows that each of them is faster and deeper than its counterpart at r=O. The evolution of the perturbation in exp. hrs in fig. 3.17 and FL2 is shown model. state o0 30. it follows the same pattern as FI2, with the exception that the phase of explosive growth begins sooner. base from With this everywhere initially, which is allowed within a 2-D In a 3-D world we would expect widespread slantwise - 125 - convection to restore a condition of symmetric neutrality in a short time and then the evolution to follow slantwise and that of FI2. only relative effect most unstable has symmetric grows that mb whether a direct causal effect on the onset of the 'explosive' stage 3.13 and the change of pace from the initial 'exponential' growth to the later 'linear' growth seems to take place in 10. modes. - faster we cannot say at this point, but it may be observed in fig.s 3.16 of of the reduced stability is that, as already seen in the 2-level model, the moist baroclinic wave this importance vertical convection in the evolution cannot be assessed in a model that does not resolve the The The in all but the weakest cases amplitude dependence for this transition. the shown, A neighborhood of thus suggesting an possible explanation of this behavior is that in the first stage only the vertical advection by the large-scale flow can transport heat upward of the lowest levels the atmosphere, and weaker disturbances take longer to do so. latent heat acquired in the boundary layer is released, and of Once the begins to modify the thermal structure in the updraft, convection can take place. Its relative importance for the vertical heat transport at is uncertain, but more stage its kinematic consequences on the structure of the solution are evident in the subsequent evolution. narrower, this intense and The updraft becomes more effective in the transport of heat. Notice that the collapse of the updraft region in this stage is in direct contrast with the 2-level model - there we directly applied heat to the middle of the troposphere, here the system has to own means to do so. organize its This result should be compared with the result of Davis and Emanuel,1988 that show that the correlation between deepening - 126 - rate and heat flux undergoes a transition from deepening rate goes above 1.2 bergerons our experiments with the same (*). .5 to -. 8 when the Since we amplitude of the initialize perturbation growth-rate threshold is equivalent to an amplitude threshold experiments. On the other all for a our hand Rotunno and Emanuel,1987 have shown that tropical hurricanes need a finite amplitude initiator to begin the development and the behavior of our '2-D hurricane' seems consistent ,with this conclusion. Finally Fig 3.18 shows the wavelength rate. The curves are similar to FI2 (i.e. domain, the r=0 ,=9:10 at the same (30. levelling off at 3600. pressure K), dependence drop vs. but for Km) resolution. of the growth time for experiments varying length of the The growth rate seems to be Km, but we could not explore further for lack of computer time. (*) 1 bergeron is the threshold for 'bombs' as defined in Gyakum,1980. Its Sanders and value varies with the sine of latitude and is equal to a pressure drop of 24. mb in 24. - 127 - hrs at 600 N TABLE wavel. EXP 0. 3,000 Km 3.1 comments -- slantwise neutral - as in D plus momentum drag FIO 0 K FIl 5 K FI2 10 K FI3 15 K FI4 20 K -. 07 -- as I plus heat flux at the bottom vertically neutral - as in F plus momentum drag FL1 -.07 5 K FL2 -.07 10 K FL3 -.07 15 K - 128 - as L plus heat flux at the bottom Exp. I .22 .20 .18 .16 .14 ca .12 .10 .08 .06 .02 0 I I I II I I I I Ii I I 1I 1I 100 I 120 hrs Fig.3.5 - growth rate T vs. time for exp. - 129 - I I 140 160 Exp. FI2 .24 .22 .20 .18 .16 0 S.12 b .10 .08 .06 .04 .02 0 20 40 60 80 100 hrs Fig.3.6 - same as fig.3.5 but for exp. - 130 - FI2 120 140 160 Time= 50. hrs Time= 60. hrs Time= 70. hrs .00 .00--------- U U 0.0 -- - -- - -- - -- - -- - -- - -- -- --- -- - - - -- - (m/s) - | MAX V (m/s) ! * - MAX 14.1804 UH -13.9174 MAX 14.4803 MN -14.0901 14.8428 MAX MIX -14.3529 . ' \ \\ ' ; % . -.-- %' .--: V -- I \ (m/s) ' ." 1.75522 I mN-1.80406 MX 3M.8206 NN -8.10142 MAX MN -. 328798 W (0=/S) MAX 0.886238 MIN -. 143958 MAT 0.943864 m -2z8 .2, - -0. 1.19440 336. ". • "320 .. -----. . -.zo.3. (K) () MAX 342.78 MIN 301.377 MAX - 3493.85 -.- MIX 300.930 I ,' (K) MAX 0.832588 M -.40539 MAX0.94401 RIN -. 188220 ,36 I" M 3 7I I . p' X0 P 7- I, (mb) (Mb) I\ # I MAX 128128 MN -128798 MAX 1.8078 I MN -1.882 MA r 2.51983 MM -2.52742 Fig.3.7 - u,v,w,%&',p fields for exp.I, shown every 10. hours from 50. hrs to 130. hrs. Contour interval is not constant with time. - 131 - -. u Time= 100. hrs Time= 90. hrs Time= 80. hrs 00 .0. MAX 15.4150 % %- (/)U (rn/u) Mm -15.2787 16.2385 MAX Mm -14.7459 --- MAX 17.2299 .\ % % MIN -15.8828 V rn/u) N\ (m/u) MI -6.72893 MAX 8.84857 MMN-8.09017 MAX 9.12928 I w .2- Ma NN -.818840 2.11021 -. 851124 MAX 2.48519 /8 -.36. (1) ) --20, (K) t MAX 344.88 Mme 300 8 , "M 300.28W MX 348.198 In 299.8s ' r-:~/'/;h~'"//////0// (K) ; MAX~~~~= MAX 3. 615 M 3.858 () 1.6 xx - 1.459 pI P (Mb) (mb) MAX 3.50935 MN -3.47828 Fig.3.7 MIN -4.76382 AX 4.91411 (cont) - 132 - Time= 110. hrs ----- u Time= 120. hrs Time= 130. hrs -----------__--------- - U) MAX 1851 EN -16.6701 ~ V .1 *I i( ~*..s"\ ~() / MN -18.880 - MIN -15.1473 4.53170 _~338. L ~~---- (K) 20.8728 I I' ' MIN -20.0942 -2.09805 - ,m.L - --- ' ~CC: i--4~------~L 27~ 299.248 MAX MAX 8.88019 WN-1.59910 ---- MD \\\o\ - %... MAX 348.239 21.2411 , \\ MAX 15.7242 MA MAX % -- ., (r/i) MDN-17.5493 MAX 19.5724 I MAX 347.808 MIN 298.528 MAX 349.880 MW 297.720 I - ,r MAX 6.02313 RN -2.58886 /I MAX 6.88997 r (') MN -3.83193 (K) (Kb) MAX 9.00519 MW -8.20301 Fig.3.7 MAX 15.2483 (cont) - 133 - M -12.4911 Time= 50. hrs 0.0 8.00 U Time= 70. hrs Time= 60. hrs ~~ 0.0~---------. 00 - ~ - U S0.0 , ------ - -T- -- - T-- ----8.00 MAX 14.1688 MA M -13.9808 MIN 14 .43 -14.128 - - MAX -- - -- - 14.7892 -8.00- -- - -- - -- - V %I ' (r/,) -- ----- - MI -14.4222 - ' (m/s) "' \ (=v 'I,'\ MA 1.88481 MIW-1.89437 IN -2.30068 2.50M w MAX M .- 3 MIN 1.35594 -A29602 MAX 2.53480 36 MfN -1.32125 20. (K) ,at (K) MAX 342.763 MIN 302.118 MA 342.96 . MN 308.448 MX 343.253 MIN 303.025 ,0' '0b Sr" MAX 2.50848 MN -. 548861 MAX 3.56258 MIN -. 709198 P' p' (Kb) (mb) MAX 1.29651 0N -1.5088 MAX 1.81901 MN -2.14011 Fig.3.8 - same as fig.3.7 but for exp. - 134 - MA FI2 2.52928 MI -2.99616 Time= 80. hrs Time= 90. hrs .00 Time= 100. hrs 00 U U (u) -- .- -. . . . . . 0--- -- -... - .7p MAX MI -15.0606 15.2818 MAX 15.9184 MDI -16.1838 MIN MAX 18.4433 V iO (n/a) I -18.6313 V "v rr A\ MAX 7.80896 MW -6.98077 MAz 11.5486 ' I: ') -- M ' ~AI '. (m/s -8.66744 ' " w "W Cm/ MAX 4.99396 , MIN -1.77710 -- 36 -- , , MAX 10.4832 MN -2.74850 MAX 31.1050 MIN -3.12270 . -- 3 . ,'l 20. (K) () I MA 343.552 MDI 303.622 MA 1 344.137 301422 MX 344.528 DIN 304.897 I Mi) n3,I .60 (K) (K) MAX 4.96809 MIN -.915710 MAX 8.97956 MIN -11155 MAX 9.3091 1.N -1.51771 PI . ., , (nib) (Mb) MAX 4.81786 Fig.3.8 MIN -L79632 (cont) - 135 - Time= 120. hrs Time= 110. hrs Time= 130. hrs u) - ". ,... ,.---. "" , i. " IMA 21.2876 "-- - . . .,- "q -- , " ..-- --- - . Mh -18.8893 . ... . . : (m -- ,I MI 23.8281 IN -20.7946 .A.2471.:; M... : -. 889 A MIN -238590 2.2471 (m/s) - % v A'> .7! %, MAX 18.4277 mN-13.9754 ~MAXZ ~I MAX 28.0534 MAX 32.6489 M4 -22.3409 MAX 351.889 MDI 30.472 MAX 22.1484 IN -27.1956 IN -24110 N.4 I -. 41 (cm/8) MA 34887MI 308.87 YM 347.742 Mfi 306.273 9' MAX11.88 MaUS5 Mm567 1698 MAZ 11."21 MN -l.96895 MAX 9.82797 M -15.4371 C7 x=a p' (mb) MAX 14.754 -21.8943 Fig.3.8 (cont) - 136 - (il Time= 130. hrs Time= 100. hrs (K) (). MAX 390.120 (io-,) I. VI. -.. MAX 0.290067 _ _, MI-1.81880 MIN MAX 401.132 MIW 364.307 - '-, MX 3.00200 .0 3.189 . . (1o-/ms) IX -2.11930 Fig.3.9 - equivalent potential temperature 4- and perturbation potential vorticity Q' for exp. FI2 at 100. hrs and 130. hrs - 137 - Vdiff m/s) I, ' Time= 90. hrs > M" 2.97131 / , I, r r P S . . IN -1.35881 o> Time= 100. hrs 00 Time= 110. hrs Ma 14.9823 MIN -11.3721 Fig.3.10 - difference in meridional wind field v between exp. and exp. I at 90,100,110 hrs. The graph shows FI2 minus I - 138 - FI2 300 280 260 240 220 200 180 C 160 140 120 100 80 60 - 40 20 0 l 200 400 I 600 1 IIiI 11 1f il l 1 800 1000 1200 1400 1600 1800 2000 2200 2400 2600 2800 3000 x km) Fig.3.11 - Location of the two O.m/s isotach$ of meridional wind, at the lowest resolved level (500. m height), for exp. FI2, versus time, showing the westward displacement of the disturbance in the frame of reference in which the zonal basic wind is zero at mid-level - 139 - FI4 (20 K) .24 .22 .20 .18 FI3 (1i K) .16 A F12 (10 4. I 0 b K) .12 .10 .08 .06 .02 0 I , I I I , I I • I 100 I • I I 120 . . " I 140 hrs Fig.3.12 - growth rate r vs. - time for exp.s I,FI2,FI3,FI4 140 - 1I 160 80 - 70 A8=20 K FI4 60 A=15 K 50 - FI3 40 Ae=10 K - FI2 30 Ae=5 K FI1 20 - Ae=0 K CE =0 10 '10 40 0 20 60I 60 100 80 120 160 140 hrs FIO Fig.3.13 - minimum surface pressure vs. (5 =0 K), FI1,FI2,FI3,FI4 - 141 - time for exp.s I (C =0), Time= 60. hrs Time= 90. hrs Time= 100. hrs I r.h. r.h. & ,.r MA 1.00000 I MI 0.904081 r aO qe a. 10"/ms , . r ' - o xa 'lKl- iese or-4i8 MAX0.382828 M I6~ 4) Bsat p MAX 0.21392E-04 and exp. MIN -. 475359-05 MX 0.407790-04 MI -. 29097E-04 MAX 0.550453Z-04 MY -. 4213623-04 Fig.3.14a - relative humidity, equivalent potential vorticity g, buoyancy for saturated vertical motions 8S-(t I e' ,) for r I at 60.,90.,100. hrs ' - 142 - y" 10o-m Time= 100. hrs Time= 90. hrs Time= 60. hrs r.h. r.h. N.Y.ea MAX 1.00000 qe MIN 0.900006 41 * 10-/ms, J AIN, 10-i/ms ~O MAX 0.879108E-01 MIN -1.04004 MI -2.19364 MAX 0.257404 Bsat Bsat (.-2) MAX 0.3414022-04 IN-.123654-03 Fig.3.14b - same as a) but for exp. - 143 - FI2 MAX 0.423828E-04 UIN -. 124337E-03 .22 FL3 (15 K) .20 .18 .16 FL2 (10 K) r I I 0 b .12 .10 .08 FLI (5 K) .06 .02 0 I i _ I I I 40 I • . 60 t 100 120 hrs Fig.3.15 - same as fig.3.12 but for exp.s L,FL1,FL2,FL3 - 144 - 140 160 80 - 70 60 Ae=15 K FL3 50 ' - A8=10 K FL2 40 - Ae=5 K 30 - FLi CE =0 20- L 10 20 40 60 100 80 120 hrs Fig.3.16 - same as fig.3.13 but for exp.s L,FL1,FL2,FL3 - 145 - 140 160 Time= 30. hrs Time= 40. hrs 8.00 U 3.00 0.M0 0 - '- - -- - -- - -8.00 -- - -- - -- MAX 139200 HN -13.7150 0.0 ( r- - -- - -- - -- - -- - -- - -- - rn/,) ., - -- - --- -8.00 -- - -- - -MA V 14.1048 N -13.829 ' % ( ( (m/s) MAX 1.57488 v MIN -1.32815 ( V w" (cm/8) MAX 0.94885680 MIN -. 969975.-01 Ma M 1.84818 -. 388187 332. 324. ,' 316. (K) 16. JOB (K) -50. MAX 39.707 MIN 301.700 MAX 339.873 MIN 301.508 (K) (K) MAX 0.782410 MIN -. 184255 MAX 1.31912 MIN -. 278387 ,'. . . p I (nib) (nib) MAX 0.840774 130. MIN -. 708788 Fig.3.17 - same as fig.3.7 but for exp. hrs - 146 - MIN -L1S090 MAX 1.02227 FL2 between 30 hrs and Time= 70. hrs Time= 60. hrs Time= 50. hrs 8.00 U u .0 -- MAX 13 MaZ 14C3701 M-I 14 1 IN -14.0148 MAX MN -14.2588 14.8013 - -- '--- - -- - --- - MAY 15.3900 - --. ---- MIN -14.7378 2\\: % V V \\\\ --'-- %\ (,-,/8) (m/s) (,, /, r. MAX 2.03407 2l66M MM 3 -2.80244 V4 W -. 98=5 MX 2.4487 MN -. 269482 (m/s) MAX 4.70024 1) MN -1.89820 -- . -- (K) 302.373 MAX 340.01 MIN 301.9 MAX 340.380 M MAX 2.00797 MN -4A258M MAX 2.92407 MN -. 880847 MAX 340.799 MAX 4.28088 MIW 303.073 MIN -. 900116 pm' P' (K) - MAX 1.52310 Fig.3.17 MN -2.54748 MAX 223454 MN -1.78828 -\ - - (cont) - 147 - MAX 3.18783 .0 MN -3.9679 Time= 80. hrs "-- U (u) (M/8) Time= 90. hrs . ,o00 Time= 100. hrs . - _ 7=.--_.----" "" " . I 18.2271 MAX I L" 5, MA--. 118 J 2AX MN1-15.7951 3. 716 - MI -4856-- -= " " 121- 0. 54 %\ % V -\ 5\\ \ MAX 7.06539 MN -6.8841 MAX UN -3.28008 w (cm/u) 4 10.3288 -336. Ma 19.0728 MN -236898 MA 286587 MN -3.03880 - 20 8. 1) (K)r ,a (K) AX 341.411 MIN 303.743 M=Z 342.042 MIN 304.377 (K) (K) 6.14502 M - p P t (nib) ] I , MAX PI -- - ~ 453483 l \ I O (nib) MIN -6.11993 Fig.3.17 MAX 10.2722 (cont) - 148 - MIN -15.8976 Time= 110. hrs u (/,) Time= 120. hrs .. -.. ..-a. s . "__' - a a,"-- -o, X s7.39 MA 1.28 6 MAX 30.7675 u ?u .0 ,-- - --, ,, (rn/u .0x ,,---_- IF f b Time= 130. hrs ..-. M1 -X N,I -29M8 IN -2.47050 ( )( .33 Ma189.361a MAX 2596-0 V w () I . N 3.3 -6.799L NM-. =N0 X 3.2 MAX 22.0.48 6 MAX 28338 o 0.8 D -82.96 -M9.8Z40 (K) (K) x"Z 347.339 WN 305.871 (mb L, WU 17.1219 w 352.339 MN 306.M4 X 369.201 -IN 306500 it -22.3MA Fig.3.17 IIN 25.3 MWN-2"131 (cont) - 149 - MAX 37.086 UN - 80 70 60 50 3600.Km 3300.Km 3000.Km P12 40 30 2700.Km 20 2400.Km 10 0 40 60 100 80 120 140 hrs F9g.3.18 - minimum surface pressure vs. time for experiments similar to FI2 but with varying horizontal length of the domain. Exp. FI2 has a 3000 Km wavelength - 150 - 160 4.1 This work consisted of two parts. studied In the 2) we the behavior of 2-D Eady waves in a saturated environment. We assumed that a slantwise convective adjustment reduce the lapse rate to symmetric neutrality. base state with uniform vertical shear and vorticity. first (chapter had taken place to Therefore we designed a zero equivalent potential The release of latent heat was accounted for explicitly in the numerical model (section 2.3) and implicitly, by conserving the equivalent potential temperature in the updraft, in the analytic models (this representation assumes that all upward motion is saturated). numerical experiments The confirmed the finite amplitude semi-geostrophic results as far as the structure of the eigenfunctions is concerned, but revealed that the non-geostrophic contributions ignored in semi-geostrophic approximation have a large impact on the growth -0 in the limit , where the SG system is singular. the rates Specifically the non-dimensional growth rates increase as the Rossby number of the flow decreases, as was expected from previous studies non-geostrophic baroclinic instability, and in a larger measure as mean of the system gets closer to conditional symmetric neutrality. The linearized 2-level PE model rates numerically waves simulated exhibit reproduced reproduces in some dry fairly well the growth waves at small amplitude. features models, that are of the The moist baroclinic commonly observed and not such as an updraft much narrower than the downdraft, a sharp gradient of vertical velocity across the cold front, and frontal collapse occurring - 151 - at low level first, and not symmetrically at top and bottom boundaries. The asymmetry of the w field accounts for a much shorter wavelength of the most unstable mode, that is about 60% of the dry most unstable wavelength, rate about as twice conversion terms 'baroclinic' large. reveals conversion A that cursory during mean from most of the to eddy potential energy being provided by the the release a growth of the energy examination than the eddy potential to eddy kinetic term w'l , potential with evolution V'' the is smaller missing eddy of latent heat of condensation. Although this first part gives results in the both the compare growth rate favourably cyclones. As we the direction, and the structure of the eigensolutions do not with observed the mentioned normal modes. cases of explosive marine in the Introduction some of the observed features may however be due to studying desired non-modal growth while we are only In Chapter 3 we included a representation of heat and moisture fluxes at the lower boundary in the models of previous chapter. A heating term proportional velocity of the perturbation and to an air-sea linearization of entropy region the meridional difference only, having SG model, most unstable the aloft. modes thus found have a growth rate that increases almost linearly with the air-sea temperature difference. simulations, in assumed that only there can latent heat flux from the lower boundary be realized as sensible heat input The (a a drag law for equivalent potential temperature) was added to the thermodynamic equation of the 2-level updraft to the performed with the The numerical model of section 2.3 with fluxes of - 152 - heat in the form of drag laws for potential temperature confirm result, this respect to the structure, which addition in mid-level is base very narrow at and to a the beginning of the phase of 'explosive' growth and becomes broader later on. in two distinct phases boundary accumulates low-pressure increased, confined in - warm-core occurs in the first one the heat from the bottom lowest the levels, the deepening of the center and the growth rate of kinetic energy are modestly but to the the differences low levels. with the no-flux simulations are In a second stage heat is efficiently develops, a hurricane-like circulation superimposed on the moist baroclinic wave, the growth rate values thermal The evolution transported upward in the updraft region, a narrow warm core with moisture, a retrograde phase speed with to wind, and two to perturbation kinetic energy reaches peak three times higher than in the no-flux experiments and the deepening rate conventional of of the central surface pressure threshold for explosive cyclones. is above the When compared with the numerical simulations we observe that the two-level model qualitatively reproduces the increase in growth-rate in the 'explosive' phase of growth but it misses the 'shallow' early phase because of poor vertical resolution. Moreover, a complex vertical structure is created by the more realistic model in order to transport heat upward, while in the two-level heat was applied directly at mid-level. The models also give conflicting results as to the phase speed of explosive the cyclones, that appear to be faster than the mean wind in the two-level and slower than the mean wind in the numerical model. The observations of real cases leave uncertainties on this point so we cannot decide which model - 153 - of performs better from this point view. limitations The both of models (especially with regard to the linearized saturation law used in the numerical simulations) sections. deepening The have been discussed appropriate the in rate of the pressure perturbation increases almost linearly with the air-sea temperature difference, and it must be in kept that the same entropy flux can be achieved with smaller mind temperature differences if the air in contact with the ocean surface is not as saturated, seems to be the case, so that a larger latent heat flux can take place. Our goal at the outset had been to provide a for developments explosive maritime influences on baroclinic instability. study seems to indicate by mechanism plausible non-adiabatic studying Specifically, (1984) Roebber's that the distribution of deepening rates of mid-latitude cyclones is biased toward the strongest events, suggesting that a distinct physical mechanism is active. The results of Chapter 2 well show features that are commonly observed in land cyclones as therefore do not offer the means to discriminate between ordinary and explosive developments in the way implied They are relevant for the description by of anywhere moisture is present, presumably with features and depending on the relative climatological baroclinic humidity, improvement over those earlier studies mentioned and in development less or more studies. enhanced they offer some the Introduction that do not consider the ability of the marine environment to provide a sustained source of moist entropy. are more frequent It is likely that 'moist' events over sea and 'dry' events over land, but when land - 154 - and sea cyclones are considered together there is no 'a priori' to expect reason non-gaussian distribution of events from this mechanism. a On the other hand the experiments of Chapter 3, in addition to a better adherence to the observed suggest that only those amplitude (or events normal that of explosive cyclones, seem to reach above a 'threshold' of growth rate) are further enhanced by the effect of heat fluxes from the ocean. a behavior It is then conceivable that the deviations from distribution, if they are confirmed extensive samples of events, are caused 'feedback' disturbances mechanism in those by the by studies of more activation that are of this already the strongest beforehand. We have only been studying this problem point from the 'normal mode' of view, and the common assumption in this regard is that if the development lasts long enough the most unstable observed, after the transients are dissipated away. the work by Farrell,1982, 1984,1985 initial normal has shown that mode an be Recently however the 'non-modal' growth may be more important than previously thought. model, specifically, the suggested presenceof will amplitude In this threshold makes it possible that a favorable initial condition (as well as any of the observed features that we have ignored, like the interaction with a pre-existing reach trough in the upper level flow) may help the perturbation sooner efficiently the use stage, the or energy the organization, in which it can provided by the heat fluxes at the lower boundary. - 155 - In addition to the previously discussed linearized saturation law, at one least other problem related to the two-dimensionality of the model appears in the results - the onset of the explosive phase is related to a 'hurricane' type of organization, and while 2-D baroclinic we know that the natural structure of hurricanes is axisymmetric, so that the 3rd dimension, in a cartesian space, is as other two. significantly extent, meridional waves are qualitatively similar to waves of finite Whether or alter our not the conclusion addition that as important the of a 3rd dimension would the most distinguishing features of mid-latitude explosive cyclones are due to air-sea exchange of latent and sensible heat transported upward by convective activity cannot be determined at this point, and only a 3-D model can answer the question. 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Soutions are matched at points A=B and C ...pag.31 Fig.2.3 - Growth rate 6' versus half-width of for different values of r; r=l is lines join points of constant downdraft L the dry model; r=O is obtained asymptotically and confirmed numerically for rawto Fig.2.4 - As 2.3 but (P vs. the .6 ...pag.42 total wavelength L LL , i.e. 2Lf~\+ ); dashed points that lay on vertical lines in fig.2.3, thus showing the reduction of total wavelength due to the narrow updraft ...pag.43 Fig.2.5 - Top: geostrophic r=0.08. Dimensionless W coordinate Bottom: geopotential fI t X, same but for for and the most meridional a as rapidly function of the velocity growing mode when v and modified 'F' at upper and lower level ...pag.48 Fig.2.6 - Same as 2.5 but in physical space when the maximum low-level vorticity is 10f,...pag.49 Fig.2.7 - Contours of constant 6" on the r - Ro L2 = 1.8 ...pag.60 - 165 - plane for fixed Fig 2.8 a) - Growth rate downdraft ) width Sw (solid) and ratio of updraft to (dashed) for various values of Ro at fixed r = 0. Ro = 0 is the GM approximation ...pag.61 Fig.2.8 b) - same as a) but for r = .1 ...pag.62 Fig.2.9 - Domain and arrangement of staggered grid are located at covering v the domain. points dependent variables on the All the thermodynamic variables (adapted from Rotunno and Emanuel,1987) ...pag.78 Fig.2.10 100,150,170,180, u,v,w,- p 190,200 hrs. fields Note for exp. AO at times that contour spacing is not the same for perturbation fields at different times ...pag.79 Fig.2.11 - Growth rate C vs. time for exp. AO and for the two-level analytic models with the same parameters as AO ...pag.81 Fig.2.12 - v and w fields for exp. Al from 10 to 50 hrs Fig.2.13 - same as 2.11 but for exp. Fig.2'.14 - same as 2.10 but for exp. ...pag.82 Al ...pag.83 Al from 100 to 150 hrs and 150 hrs ...pag.84 Fig.2.15 - q 1 2, 1,!f , ...pag.86 - 166 - for exp. Al at 100 Fig.2.16 - same as 2.11 but for exp. Fig.2.17 - same as 2.10 but for exp. A2 ...pag.87 A2 from 280 to 300 hrs ...pag.88 Fig.2.18 - Growth rate C vs. time for exp.s Al and A3 Fig.2.19 - same as 2.10 but for exp. A3 from ...pag.89 150 hrs 160,180,200 hrs 130 to ...pag.90 Fig.2.20 - same as 2.11 but for exp. B ...pag.91 Fig 2.21 - same as 2.11 but for exp. C ...pag.92 Fig.2.22 - same as 2.12 but for exp. C at ...pag.93 Fig.2.23 - Growth rate T* vs. time for exp.s D,E,F and for the two-level PE analytic model with the same parameters ...pag.94 Fig.2.24 - same as 2.11 but for exp. H ...pag.95 Fig.2.25 - same as 2.12 but for exp. G at 20 and 50 hrs Fig.2.26 - same as 2.12 but for exp. H at 20,50 and ..,.pag.96 100 hrs ...pag.97 Fig.3.1 - flux from L2=1.8. Eigenvalues the lower boundary Solid:most unstable S= I . 6 )i U. O vs. A ...pag.115 - 167 - of the SG 2-level model with heat heating parameter -CO , dashed: F' least for r=.l, unstable Fig.3.2 - Eigenvalues heating text). parameter Solid: updraft to Po G xA for N the vs. L2 for various values of the ; 4 most unstable case 9- 6 ; long dash: growth rate downdraft 40 short dash: O (see ratio of the width of the relative phase speed 0 " ...pag.116 Fig.3.3 - Form of S =O . the eigensolution derivative constant can be added to both pl and p2. g=o Contours tp , on the of constant ,r plane. Fig.3.5 - growth rate q v, from time. 50. hrs to 130. so r=.l, =.17, that an 0=.23. arbitrary growth rate C for L2=1.8, ...pag.118 vs. time for exp. FI2 I ...pag.129 ...pag.130 l,p'fields for exp.I, shown every hrs. a =2., ...pag.117 Fig.3.6 - same as fig.3.5 but for exp. Fig.3.7 - u,v,w,& L2=1.8, C =1.5, Eigenvalues for this mode are Pressure is known only from it Fig.3.4 - for 10. hours Contour interval is not constant with ...pag.131 Fig.3.8 - same as fig.3.7 but for exp. FI2 Fig.3.9 - equivalent potential temperature potential vorticity for exp. ...pag.137 - 168 - FI2 at ...pag.134 r 100. and perturbation hrs and 130. hrs Fig.3.10 - difference in meridional wind field v between exp. and exp. I at 90,100,110 hrs. The graph shows FI2 minus I ...pag.138 Fig.3.11 - Location of the two O.m/s isotach of at the lowest FI2 resolved level (500. meridional m height), for exp. wind, FI2, versus time, showing the westward displacement of the disturbance in the frame of reference in which the zonal basic wind is zero at mid-level ...pag.139 Fig.3.12 - growth rate 1 vs. time for exp.s I,FI2,FI3,FI4 ...pag.140 Fig.3.13 - minimum surface pressure vs. FIO and exp. (&W=0 K), (C =O), FI1,FI2,FI3,FI4 ...pag.141 Fig.3.14a - relative humidity, equivalent potential vorticity q buoyancy for for saturated I at 60.,90.,100. Fig.3.14b - vertical motions * +Bt hrs ...pag.142 same as a) but for exp. FI2 ...pag.143 Fig.3.15 - same as fig.3.12 but for exp.s L,FL1,FL2,FL3 ...pag.144 Fig.3.16 - same as fig.3.13 but for exp.s L,FL1,FL2,FL3 ...pag.145 Fig.3.17 - same as fig.3.7 but for exp. 130. time for exp.s I hrs ..pag.146 - 169 - FL2 between 30 hrs and pressure Fjg 3.18 - minimum surface similar vs. time for experiments to FI2 but with varying horizontal length of the domain. FI2 has a 3000 Km wavelength ...pag.150 - 170 - Exp. LIST OF TABLES Table 2.1 - comparision of exact and approximate eigenvalues of the 2-level SG model ...pag.41 Table 2.2 - eigenvalues of 2L PE model for various r and Ro ...pag.55 Table 2.3 - cut-off L2 for various Ro in the 2L PE model ...pag.57 Table 2.4 - total wavelength of eigensolutions of 2L PE model for various Ro ...pag.59 Table 2.5 - base state thermodynamic variables for exp. Al ...pag.75 Table 2.6 - parameters of the numerical model ...pag.76 Table 2.7 - summary of experiments presented in sect.2.3 ...pag.77 Table 3.1 - summary of experiments ...pag.128 - 171 - presented in sect.3.2 E non pur io qui anzi n'e' questo che tante lingue a dicer millibar piango bolognese: loco tanto pieno non son ora apprese tra Savena e Reno adapted from: Inferno,XVIII,58-61 - 172 -