Journal of Inequalities in Pure and Applied Mathematics ESTIMATES FOR THE ∂−NEUMANN OPERATOR ON STRONGLY PSEUDO-CONVEX DOMAIN WITH LIPSCHITZ BOUNDARY volume 5, issue 3, article 70, 2004. O. ABDELKADER AND S. SABER Mathematics Department Faculty of Science Minia University El-Minia, Egypt. Mathematics Department Faculty of Science Cairo University Beni-Swef Branch, Egypt. EMail: sayedkay@yahoo.com Received 29 February, 2004; accepted 19 April, 2004. Communicated by: J. Sándor Abstract Contents JJ J II I Home Page Go Back Close c 2000 Victoria University ISSN (electronic): 1443-5756 101-04 Quit Abstract On a bounded strongly pseudo-convex domain X in Cn with a Lipschitz bound¯ ary, we prove that the ∂−Neumann operator N can be extended as a bounded operator from Sobolev (−1/2)−spaces to the Sobolev (1/2)−spaces. In particular, N is compact operator on Sobolev (−1/2)−spaces. 2000 Mathematics Subject Classification: Primary 35N15; Secondary 32W05. Key words: Sobolev estimate, Neumann problem, Lipschitz domains. Contents Estimates for the ∂−Neumann Operator On Strongly Pseudo-Convex Domain With Lipschitz Boundary O. Abdelkader and S. Saber 1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 ¯ 2 Notations and the ∂−Neumann Problem . . . . . . . . . . . . . . . . . 5 3 Proof of the Main Theorem . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 References Title Page Contents JJ J II I Go Back Close Quit Page 2 of 22 J. Ineq. Pure and Appl. Math. 5(3) Art. 70, 2004 http://jipam.vu.edu.au 1. Introduction Let X be a bounded pseudo-convex domain in Cn with the standard Hermi¯ tian metric. The ∂−Neumann operator N is the (bounded) inverse of the (un¯ bounded) Laplace-Beltrami operator . The ∂−Neumann problem has been studied extensively when the domain X has smooth boundaries (see [12], [1], [3], [18], [19], [21], and [22]). Dahlberg [6] and Jerison and Kenig [17] established the work on the Dirichlet and classical Neumann problem on Lipschitz domains. The compactness of N on Lipschitz pseudo-convex domains s (X) be the Hilbert spaces of is studied in Henkin and Iordan [14]. Let W(p,q) s (p, q)−forms with W (X)−coefficients. Henkin, Iordan, and Kohn in [15] and 1/2 Michel and Shaw in [23] showed that N is bounded from L2(p,q) (X) to W(p,q) (X) on domains with piecewise smooth strongly pseudo-convex boundary by two different methods. Also Michel and Shaw in [24] proved that N is bounded 1/2 on W(p,q) (X) when the domain is only bounded pseudo-convex Lipschitz with a plurisubharmonic defining function. Other results in this direction belong to Bonami and Charpentier [4], Straube [26], Engliš [10], and Ehsani [7], [8], and [9]. In fact, the main aim of this work is to establish the following: Estimates for the ∂−Neumann Operator On Strongly Pseudo-Convex Domain With Lipschitz Boundary Theorem 1.1. Let X ⊂⊂ Cn be a bounded strongly pseudo-convex domain ¯ with Lipschitz boundary. For each 0 ≤ p ≤ n, 1 ≤ q ≤ n − 1, the ∂−Neumann operator N : L2(p,q) (X) −→ L2(p,q) (X) Go Back satisfies the following estimate: for any ϕ ∈ L2(p,q) (X), there exists a constant c > 0 such that (1.1) kN ϕk1/2(X) ≤ ckϕk−1/2(X) , O. Abdelkader and S. Saber Title Page Contents JJ J II I Close Quit Page 3 of 22 J. Ineq. Pure and Appl. Math. 5(3) Art. 70, 2004 http://jipam.vu.edu.au where c = c(X) is independent of ϕ; i.e., N can be extended as a bounded op−1/2 1/2 erator from W(p,q) (X) into W(p,q) (X). In particular, N is a compact operator −1/2 on L2(p,q) (X) and W(p,q) (X). Estimates for the ∂−Neumann Operator On Strongly Pseudo-Convex Domain With Lipschitz Boundary O. Abdelkader and S. Saber Title Page Contents JJ J II I Go Back Close Quit Page 4 of 22 J. Ineq. Pure and Appl. Math. 5(3) Art. 70, 2004 http://jipam.vu.edu.au 2. ¯ Notations and the ∂−Neumann Problem We will use the standard notation of Hörmander [16] for differential forms. Let X be a bounded domain of Cn . We express a (p, q)−form ϕ on X as follows: X ϕ= ϕIJ dz I ∧ dz J , I,J where I and J are strictly increasing multi-indices with lengths p and q, respectively. We denote by Λ(p,q) (X) the space of differential forms of class C ∞ and of type (p, q) on X. Let Λ(p,q) (X̄) = {ϕ|X̄ ; ϕ ∈ Λ(p,q) (Cn )}, O. Abdelkader and S. Saber be the subspace of Λ(p,q) (X) whose elements can be extended smoothly up to the boundary ∂X of X. For ϕ, ψ ∈ Λ(p,q) (X̄), the inner product and norm are defined as usual by Z XZ 2 |ϕ|2 dv, hϕ, ψi = ϕIJ ψ IJ dv, and kϕk = I,J X X where dv is the Lebesgue measure. Let Λ0,(p,q) (X) be the subspace of Λ(p,q) (X̄) whose elements have compact support disjoint from ∂X. The operator ∂¯ : Λ(p,q−1) (X) −→ Λ(p,q) (X) is defined by ¯ = ∂ϕ X X ∂ϕIJ k IJ ∂ z̄ k dz̄ k ∧ dz I ∧ dz̄ J . Estimates for the ∂−Neumann Operator On Strongly Pseudo-Convex Domain With Lipschitz Boundary Title Page Contents JJ J II I Go Back Close Quit Page 5 of 22 J. Ineq. Pure and Appl. Math. 5(3) Art. 70, 2004 http://jipam.vu.edu.au The formal adjoint operator δ of ∂¯ is defined by : ¯ hδϕ, ψi = ϕ, ∂ψ for any ϕ ∈ Λ(p,q) (X) and ψ ∈ Λ0,(p,q−1) (X). It is easily seen that ∂¯ is a closed, linear, densely defined operator, and ∂¯ forms a complex, i.e., ∂¯2 = 0. We denote by L2(p,q) (X) the Hilbert space of all (p, q) forms with square integrable coefficients. We denote again by ∂¯ : L2(p,q−1) (X) −→ L2(p,q) (X) ¯ Then ∂¯ is a closed, linear, densely the maximal extension of the original ∂. defined operator, and forms a complex, i.e., ∂¯2 = 0. Therefore, the adjoint operator ∂¯? : L2(p,q) (X) −→ L2(p,q−1) (X) of ∂¯ is also a closed, linear, defined ¯ operator. We denote the domain and the range of ∂¯ in L2(p,q) (X) by Dom(p,q) (∂) ¯ respectively. and Range(p,q) (∂) We define the Laplace-Beltrami operator O. Abdelkader and S. Saber Title Page = ∂¯∂¯∗ + ∂¯∗ ∂¯ : L2(p,q) (X) −→ L2(p,q) (X) Contents on ¯ ∩ Dom(p,q) (∂¯? ); ∂ϕ ¯ ∈ Dom(p,q+1) (∂¯? ) Dom(p,q) () = {ϕ ∈ Dom(p,q) (∂) ¯ and ∂¯? ϕ ∈ Dom(p,q−1) (∂)}. Let ¯ Dom(p,q) (∂¯? ); Ker(p,q) () = {ϕ ∈ Dom(p,q) (∂)∩ Estimates for the ∂−Neumann Operator On Strongly Pseudo-Convex Domain With Lipschitz Boundary JJ J II I Go Back ¯ = 0 and ∂ϕ ∂¯? ϕ = 0}. Definition 2.1. A domain X ⊂⊂ Cn is said to be strongly pseudo-convex with C ∞ −boundary if there exist an open neighborhood U of the boundary ∂X of X and a C ∞ function λ : U −→ < having the following properties: Close Quit Page 6 of 22 J. Ineq. Pure and Appl. Math. 5(3) Art. 70, 2004 http://jipam.vu.edu.au (i) X ∩ U = {z ∈ U ; λ(z) < 0}. (ii) ∂ 2 λ(z) α β α,β=1 ∂z α ∂ z̄ β η η̄ Pn ≥ L(z)|η|2 ; z ∈ U , η = (η 1 , . . . , η n ) ∈ Cn and L(z) > 0. (iii) The gradient ∇λ(z) = ∂λ(z) ∂λ(z) , ∂y1 , . . . , ∂λ(z) , ∂λ(z) ∂x1 ∂xn ∂y n 6= 0 for z = (z 1 , . . . , z n ) ∈ U ; z α = xα + iy α . Let f : <2n−1 −→ < be a function that satisfies the Lipschitz condition |f (x) − f (x0 )| ≤ T |x − x0 | for all (2.1) x, x0 ∈ <2n−1 . The smallest T in which (2.1) holds is called the bound of the Lipschitz constant. By choosing finitely many balls {Vj } covering ∂X, the Lipschitz constant for a Lipschitz domain is the smallest T such that the Lipschitz constant is bounded in every ball {Vj }. Definition 2.2. A bounded domain X in Cn is called a strongly pseudo-convex domain with Lipschitz boundary ∂X if there exists a Lipschitz defining function % in a neighborhood of X̄ such that the following condition holds: (i) Locally near every point of the boundary ∂X, after a smooth change of coordinates, ∂X is the graph of a Lipschitz function. (ii) There exists a constant c1 > 0 such that, (2.2) n X α,β ∂2% α β η η̄ ≥ c1 |η|2 , ∂z α ∂ z̄ β Estimates for the ∂−Neumann Operator On Strongly Pseudo-Convex Domain With Lipschitz Boundary O. Abdelkader and S. Saber Title Page Contents JJ J II I Go Back Close Quit η = (η 1 , . . . , η n ) ∈ Cn , Page 7 of 22 J. Ineq. Pure and Appl. Math. 5(3) Art. 70, 2004 http://jipam.vu.edu.au where (2.2) is defined in the distribution sense. Let W s (X), s ≥ 0, be defined as the space of all u|X such that u ∈ W s (Cn ). We define the norm of W s (X) by kuks(X) = inf{kvks(Cn ) , v ∈ W s (Cn ), v|X = u}. s We use W(p,q) (X) to denote Hilbert spaces of (p, q)−forms with W s (X) coefficients and their norms are denoted by k ks(X) . Let W0s (X) be the completion of C0∞ (X)−functions under the W s (X)−norm. Restricting to a small neighborhood U near a boundary point, we shall choose special boundary coordinates t1 , . . . , t2n−1 , λ such that t1 , . . . , t2n−1 restricted to ∂X are coordinates for ∂X. Let Dtj = ∂/∂tj , j = 1, . . . , 2n − 1, and Dλ = ∂/∂λ. Thus Dtj ’s are the tangential derivatives on ∂X, and Dλ is the normal derivative. For a multi-index β = (β1 , . . . , β2n−1 ), where each βj is a nonnegative integer, Dtβ denotes the β2n−1 product of Dtj ’s with order |β| = β1 + · · · + β2n−1 , i.e., Dtβ = Dtβ11 · · · Dt2n−1 . For any φ ∈ C0∞ (X̄) with compact support in U , we define the tangential Fourier transform for φ in a special boundary chart by Z e φ(ν, λ) = e−iht,νi φ(t, λ)dt, R2n−1 where ν = (ν1 , . . . , ν2n−1 ) and ht, νi = t1 ν1 + · · · + t2n−1 ν2n−1 . We define the tangential Sobolev norms k|·|ks by Z Z 0 k|φk|s = R2n−1 −∞ e λ)|dλdν. (1 + |ν|2 )s |φ(ν, Estimates for the ∂−Neumann Operator On Strongly Pseudo-Convex Domain With Lipschitz Boundary O. Abdelkader and S. Saber Title Page Contents JJ J II I Go Back Close Quit Page 8 of 22 J. Ineq. Pure and Appl. Math. 5(3) Art. 70, 2004 http://jipam.vu.edu.au ¯ We recall the L2 existence theorem for the ∂−Neumann operator on any bounded n pseudo-convex domain X ⊂ C . Following Hörmander L2 − estimates for ∂¯ on any bounded pseudoconvex domains, one can prove that has closed range and ¯ Ker(p,q) () = {0}. The ∂−Neumann operator N is the inverse of . In fact, one can prove Proposition 2.1 (Hörmander [16]). Let X be a bounded pseudo-convex domain in Cn , n ≥ 2. For each 0 ≤ p ≤ n and 1 ≤ q ≤ n, there exists a bounded linear operator N : L2(p,q) (X) −→ L2(p,q) (X) such that we have the following: (i) Range(p,q) (N ) ⊂Dom(p,q) () and N = N = I on Dom(p,q) (). ¯ ϕ. (ii) For any ϕ ∈ L2(p,q) (X), ϕ = ∂¯∂¯? N ϕ + ∂¯? ∂N (iii) If δ is the diameter of X,we have the following estimates: eδ 2 kN ϕk ≤ kϕk q s 2 ¯ ϕk ≤ eδ kϕk k∂N q s eδ 2 k∂¯? N ϕk ≤ kϕk q for any ϕ ∈ L2(p,q) (X). Estimates for the ∂−Neumann Operator On Strongly Pseudo-Convex Domain With Lipschitz Boundary O. Abdelkader and S. Saber Title Page Contents JJ J II I Go Back Close Quit Page 9 of 22 J. Ineq. Pure and Appl. Math. 5(3) Art. 70, 2004 http://jipam.vu.edu.au For a detailed proof of this proposition see Shaw [25], Proposition 2.3, and Chen and Shaw [5], Theorem 4.4.1. Theorem 2.2 (Rellich Lemma). Let X be a bounded domain in Cn with Lipschitz boundary. If s > t ≥ 0, the inclusion W s (X) ,→ W t (X) is compact. Estimates for the ∂−Neumann Operator On Strongly Pseudo-Convex Domain With Lipschitz Boundary O. Abdelkader and S. Saber Title Page Contents JJ J II I Go Back Close Quit Page 10 of 22 J. Ineq. Pure and Appl. Math. 5(3) Art. 70, 2004 http://jipam.vu.edu.au 3. Proof of the Main Theorem To prove the main theorem we first obtain the following estimates on each smooth subdomain. As Lemma 2.1 in Michel and Shaw [23], we prove the following lemma: Lemma 3.1. Let X ⊂⊂ Cn be a bounded strongly pseudo-convex domain with Lipschitz boundary. Then, there exists an exhaustion {Xµ } of X with the following conditions: (i) {Xµ } is an increasing sequence of relatively compact subsets of X and ∪µ Xµ = X. (ii) Each {Xµ } has a C ∞ plurisubharmonic defining Lipschitz function λµ such that n X ∂ 2 λµ (z) α β η η̄ ≥ c1 |η|2 α ∂ z̄ β ∂z α,β=1 for z ∈ ∂Xµ and η ∈ Cn , where c1 > 0 is a constant independent of µ. (iii) There exist positive constants c2 , c3 such that c2 ≤ |∇λµ | ≤ c3 on ∂Xµ , where c2 , c3 are independent of µ. Proof. Let ℵ = {z ∈ X| − δ0 < %(z) < 0}, where δ0 > 0 is sufficiently small. Thus, there exists a constant c1 > 0 such that the function σ0 (z) = %(z) − c1 |z|2 is a plurisubharmonic on ℵ. Let δµ be a decreasing sequence such that δµ & 0, and we define Xδµ = {z ∈ X|%(z) < −δµ }. Then {Xδµ } is a sequence of relatively compact subsets of X with union equal to X. Let Ψ ∈ C0∞ (Cn ) be a function depending only on |z1 |, . . . , |zn | and such that Estimates for the ∂−Neumann Operator On Strongly Pseudo-Convex Domain With Lipschitz Boundary O. Abdelkader and S. Saber Title Page Contents JJ J II I Go Back Close Quit Page 11 of 22 J. Ineq. Pure and Appl. Math. 5(3) Art. 70, 2004 http://jipam.vu.edu.au (i) Ψ ≥ 0. (ii) Ψ = 0 when |z| > 1. R (iii) Ψdλ = 1, where dλ is the Lebesgue measure. 1 We define Ψε (z) = ε2n Ψ( zε ) for ε > 0. For each z ∈ Xδµ ,, 0 < ε < δµ , we define Z %ε (z) = % ? Ψε (z) = %(z − εζ)Ψ(ζ)dλ(ζ). Then %ε ∈ C ∞ (Xδµ ) and %ε & % on Xδµ when ε & 0. Since ∂ 2 %ε (z) ∂2 = α β {(σ0 (z) + c1 |z|2 ) ? Ψε (z)} α β ∂z ∂ z̄ ∂z ∂ z̄ ∂2 = α β {σ0 (z) ? Ψε (z) + c1 |z|2 ? Ψε (z)} ∂z ∂ z̄ ∂ 2 σ0 (z) ∂ 2 |z|2 = α β ? Ψε (z) + c1 α β ? Ψε (z) ∂z ∂ z̄ ∂z ∂ z̄ n for z ∈ Xδµ ∩ ℵ, and η ∈ C it follows that n X ∂ 2 %ε (z) α β η η̄ α ∂ z̄ β ∂z α,β=1 = n X 2 Estimates for the ∂−Neumann Operator On Strongly Pseudo-Convex Domain With Lipschitz Boundary O. Abdelkader and S. Saber Title Page Contents JJ J II I Go Back Close n X 2 2 ∂ σ0 (z) α β ∂ |z| α β η η̄ ? Ψ (z) + c η η̄ ? Ψε (z) ε 1 α ∂ z̄ β α ∂ z̄ β ∂z ∂z α,β=1 α,β=1 Quit Page 12 of 22 ≥ c1 |η|2 . J. Ineq. Pure and Appl. Math. 5(3) Art. 70, 2004 http://jipam.vu.edu.au Each %εµ is well defined if 0 < εµ < δµ+1 for z ∈ Xδµ+1 . Let c3 = supX̄ |∇%|, then for εµ sufficiently small, we have %(z) < %εµ (z) < %(z) + c3 εµ on Xδµ+1 . For each µ, we choose εµ = 2c13 (δµ−1 − δµ ) and ζµ ∈ (δµ+1 , δµ ). We define Xµ = {z ∈ Cn | %εµ < −ζµ }. Since %(z) < %εµ (z) < −ζµ < −δµ+1 , we have that Xµ ⊂ Xδµ+1 . Also, if z ∈ Xδµ−1 , then %εµ (z) < %(z) + c3 εµ < −δµ < −ζµ . Thus we have Xδµ+1 ⊃ Xµ ⊃ Xδµ−1 and (i) is satisfied. Then the function λµ = %εµ +ζµ satisfies (ii). Now, we prove (iii). First, since a Lipschitz function is almost everywhere differentiable (see Evans and Gariepy [11] for a proof of this fact), the gradient of a Lipschitz function exists almost everywhere and we have |∇%| ≤ c3 a.e. in X̄ and |∇λµ | ≤ c3 on ∂Xµ . Secondly, we show that |∇λµ | is uniformly bounded from below. To do that, since ∂X is Lipschitz from our assumption, then there exists a finite covering {Vj }1≤j≤m of ∂X such that V̄j ⊂ Ūj for 1 ≤ j ≤ m, a finite set of unit vectors {χj }1≤j≤m and c2 > 0 such that the inner product (∇%, χj ) ≥ c2 > 0 a.e. for z ∈ Vj , 1 ≤ j ≤ m. Since this is preserved by convolution, (iii) is proved. Moreover, we have ∇λµ 6= 0 in a small neighborhood of ∂Xµ . Thus ∂Xµ is smooth. Then, the proof is complete. We use a subscript µ to indicate operators on Xµ . Estimates for the ∂−Neumann Operator On Strongly Pseudo-Convex Domain With Lipschitz Boundary O. Abdelkader and S. Saber Title Page Contents JJ J II I Go Back Proposition 3.2. Let {Xµ } be the same as in Lemma 3.1. There exists a constant c4 > 0, such that for any ϕ ∈ Λ(p,q) (X̄µ )∩Dom(p,q) (∂¯µ? ), 0 ≤ p ≤ n, 1 ≤ q ≤ n − 1, ¯ 2 + ∂¯? ϕ2 , (3.1) kϕk21/2(Xµ ) ≤ c4 ∂ϕ µ Xµ X Close Quit Page 13 of 22 µ J. Ineq. Pure and Appl. Math. 5(3) Art. 70, 2004 http://jipam.vu.edu.au where c4 is independent of ϕ and µ. If ϕ ∈ Λ(p,q) (X̄µ )∩ Dom(p,q) (µ ), then kϕk21/2(Xµ ) ≤ c4 kµ ϕk2Xµ , (3.2) where c4 is independent of ϕ and µ. Proof. Since |∇λµ | = 6 0 on a neighborhood W of ∂Xµ , then the function ηµ = λµ /|∇λµ | is defined on W . We extend ηµ to be negative smoothly inside Xµ . Then ηµ is a defining function in a neighborhood of X̄µ such that ηµ < 0 on Xµ , ηµ = 0 on ∂Xµ and |∇ηµ | = 1 on W . Then, by simple calculation as in Lemma 2.2 in Michel and Shaw [23] and by using the identity of MorreyKohn-Hörmander which was proved in Chen and Shaw [5], Proposition 4.3.1, and from (ii)and (iii) in Lemma 3.1, it follows that there exists a constant c5 > 0 such that for any ϕ ∈ Λ(p,q) (X̄µ )∩ Dom(p,q) (∂¯µ? ), Z X X ∂ϕIJ 2 2 2 ? 2 ¯ ¯ (3.3) |ϕ| dsµ ≤ c5 k∂ϕkXµ + k∂µ ϕkXµ . ∂ z̄ k + I,J k ∂Xµ Let z ∈ ∂Xµ and U be a special boundary chart containing z. From Kohn [20], Proposition 3.10 and Chen and Shaw [5], Lemma 5.2.2, the tangential Sobolev P norm nj=1 |||Dj ϕ|||−1 , and the ordinary Sobolev norm ||ϕ|| are equivalent for ¯ Dom(∂¯? ) where the support of ϕ lies in U ∩ X̄µ , Dj ϕ = ∂ϕ/∂xj , ϕ ∈ Dom(∂)∩ (j = 1, 2, . . . , 2n), and > 0. Then, from Folland and Kohn [12], Theorems 2.4.4 and 2.4.5, it follows that there exists a neighborhood V ⊂ U of z and a positive constant c6 such that ! Z X X ∂ϕIJ 2 2 (3.4) kϕk21/2(Xµ ) ≤ c6 |ϕ|2 dsµ , ∂ z̄ k + kϕkXµ + ∂Xµ I,J k Estimates for the ∂−Neumann Operator On Strongly Pseudo-Convex Domain With Lipschitz Boundary O. Abdelkader and S. Saber Title Page Contents JJ J II I Go Back Close Quit Page 14 of 22 J. Ineq. Pure and Appl. Math. 5(3) Art. 70, 2004 http://jipam.vu.edu.au for ϕ ∈ Λ0,(p,q) (V ∩ X̄µ ). Since Xµ is a Lipschitz domain, then c6 depends only on the Lipschitz constant. Also from Lemma 3.1, if {Xµ }∞ µ=1 is uniformly Lipschitz, then the constant c6 can be chosen to depend only on the Lipschitz constant of ∂Xµ , which is independent of µ. Now cover ∂Xµ by finitely many charts {Vi }m i=1 such that this conclusion holds on each chart, and choose V0 so that Xµ − ∪m 1 Vi ⊂ V0 ⊂ V̄0 ⊂ Xµ . Then, the estimate (3.4) holds for all ϕ ∈ Λ0,(p,q) (V0 ). Using a partition of unity subordinate to {Vi }m 0 , the estimate (3.4) now reads ! Z X X ∂ϕIJ 2 2 (3.5) kϕk21/2(Xµ ) ≤ c6 |ϕ|2 dsµ , ∂ z̄ k + kϕkXµ + ∂Xµ I,J k for any ϕ ∈ Λ(p,q) (X̄µ )∩ Dom(p,q) (∂¯µ? ). It follows from Proposition 2.1 that eδ 2 ¯ 2 k∂ϕkXµ + k∂¯? ϕk2Xµ . q 2 Therefore, by taking c4 = c6 eδq + c5 , and by using (3.3) and (3.5) inequality (3.1) is proved. Also, since kϕk2Xµ ≤ ¯ 2 + k∂¯? ϕk2 ≤ kµ ϕkXµ kϕkXµ , k∂ϕk Xµ µ Xµ when ϕ ∈ Λ(p,q) (X̄µ )∩Dom(p,q) (µ ). Then, (3.2) is proved also. Proof of Theorem 1.1. We shall apply the Michel and Shaw technique in [23] with the suitable modifications required. Let {Xµ } be the same as in Lemma 3.1 ¯ and Nµ denote the ∂−Neumann operator on L2(p,q) (Xµ ). Since X is a strongly Estimates for the ∂−Neumann Operator On Strongly Pseudo-Convex Domain With Lipschitz Boundary O. Abdelkader and S. Saber Title Page Contents JJ J II I Go Back Close Quit Page 15 of 22 J. Ineq. Pure and Appl. Math. 5(3) Art. 70, 2004 http://jipam.vu.edu.au pseudo-convex domain with Lipschitz boundary, then by using Lemma 3.1, it can be approximated by domains with smooth boundary which are uniformly Lipschitz. Then, Xµ is a Lipschitz domain, and so C ∞ (X̄µ ) is dense in W s (Xµ ) in the W s (Xµ )−norm. Then, to prove this theorem, it suffices to prove (1.1) for any ϕ ∈ Λ(p,q) (X̄). By using the boundary regularity for Nµ which was established by Kohn [19], we have Nµ ϕ ∈ Λ(p,q) (X̄µ )∩ Dom(p,q) (µ ). The ¯ ∂−Neumann operator N is the inverse of the operator . By using (iii) in Proposition 2.1, we have kNµ ϕkXµ ≤ and eδ 2 eδ 2 kϕkXµ ≤ kϕkX , q q s ¯ µ ϕkXµ + k∂¯? Nµ ϕkXµ ≤ 2 k∂N µ s eδ 2 eδ 2 kϕkX . kϕkXµ ≤ 2 q q Then, there is no loss of generality if we assume that Nµ ϕ = 0 in X\Xµ . Then there is a subsequence of Nµ ϕ, still denoted by Nµ ϕ, converging weakly ¯ ∈ L2 to some element ψ ∈ L2(p,q) (X) and ∂ψ (p,q+1) (X). This implies that ψ ∈ ¯ Dom(p,q) (∂). Now, we show that ψ ∈ Dom(p,q) (∂¯µ? ) as follows: for any u ∈ ¯ ∩ L2 Dom(p,q−1) (∂) (p,q−1) (X), ¯ ¯ ψ, ∂u = lim | Nµ ϕ, ∂u | X Xµ µ−→∞ = lim ∂¯µ? Nµ ϕ, u X µ µ−→∞ Estimates for the ∂−Neumann Operator On Strongly Pseudo-Convex Domain With Lipschitz Boundary O. Abdelkader and S. Saber Title Page Contents JJ J II I Go Back Close Quit Page 16 of 22 ≤ kϕkX kukX . J. Ineq. Pure and Appl. Math. 5(3) Art. 70, 2004 http://jipam.vu.edu.au ¯ ∈ Dom(p,q+1) (∂¯? ) and ∂¯? ψ ∈ Thus ψ ∈ Dom(p,q) (∂¯µ? ). Also, we show that ∂ψ µ µ ¯ as follows: by using (ii) in Proposition 2.1, we have Dom(p,q−1) (∂) (3.6) ? ¯ µ ϕ2 = kϕk2 ≤ kϕk2 . ∂¯∂¯µ Nµ ϕ2 + ∂¯µ? ∂N Xµ X X X µ µ Thus ∂¯∂¯µ? ψ is the L2 weak limit of some subsequence of ∂¯∂¯µ? Nµ ϕ and ∂¯µ? ψ ∈ ¯ By using (3.6), we have, for any v ∈ Dom(p,q) (∂) ¯ ∩ L2 (X), Dom(p,q−1) (∂). (p,q) ¯ ∂v ¯ ¯ µ ϕ, ∂v ¯ ∂ψ, = lim ∂N X Xµ µ−→∞ ¯ µ ϕ, v = lim ∂¯µ? ∂N X µ−→∞ Estimates for the ∂−Neumann Operator On Strongly Pseudo-Convex Domain With Lipschitz Boundary µ ≤ kϕkX kvkX . ¯ ∈ Dom(p,q+1) (∂¯? ) and ∂¯? ∂ψ ¯ is the weak limit of a subsequence of Thus ∂ψ µ µ ?¯ ¯ ∂µ ∂Nµ ϕ. This implies that ψ ∈ Dom(p,q) (µ ) and µ ψ = ϕ. Since N is one to one on L2(p,q) (X), then we conclude that ψ = N ϕ. Since Xµ is a Lipschitz domain. Hence Λ(X̄) are dense in W s (X) in W s (X)−norm. If s ≤ 1/2, we can show that Λ0 (X̄) are dense in W s (X) as in Theorem 1.4.2.4 in Grisvard [13]. Thus 1/2 W 1/2 (X) = W0 (X). It follows from the Generalized Schwartz inequality (see Proposition (A.1.1) in Folland and Kohn [12]) that hh, f iXµ ≤ khk1/2(Xµ ) kf k−1/2(Xµ ) , O. Abdelkader and S. Saber Title Page Contents JJ J II I Go Back Close Quit Page 17 of 22 J. Ineq. Pure and Appl. Math. 5(3) Art. 70, 2004 http://jipam.vu.edu.au 1/2 −1/2 for any h ∈ W(p,q) (Xµ ) and f ∈ W(p,q) (Xµ ). By using (3.1), there exists a constant c4 > 0 such that for any ϕ ∈ L2(p,q) (X̄µ )∩ Dom(p,q) (µ ), 0 ≤ p ≤ n and 1 ≤ q ≤ n, ¯ 2 + k∂¯? ϕk2 ) kϕk21/2(Xµ ) ≤ c4 (k∂ϕk Xµ µ Xµ = c4 hϕ, µ ϕiXµ (3.7) ≤ c4 kϕk1/2(Xµ ) kµ ϕk−1/2(Xµ ) , where c4 is independent of ϕ and µ. Substituting Nµ ϕ into (3.7), we have (3.8) kNµ ϕk1/2(Xµ ) ≤ c4 kµ Nµ ϕk−1/2(Xµ ) = c4 kϕk−1/2(Xµ ) , Estimates for the ∂−Neumann Operator On Strongly Pseudo-Convex Domain With Lipschitz Boundary where c4 is independent of ϕ and µ. By using the extension operator on Euclidean space (see Theorem 1.4.3.1 in Grisvard [13]), it follows that for any Lipschitz domain Xµ ⊂ Cn , O. Abdelkader and S. Saber Rµ : W 1/2 (Xµ ) −→ W 1/2 (Cn ) Contents such that for each ϕ ∈ W 1/2 (Xµ ), Rµ ϕ = ϕ on Xµ and (3.9) kRµ ϕk1/2(Cn ) ≤ c5 kϕk1/2(Xµ ) , Title Page JJ J II I Go Back for some positive constant c5 . The constant c5 in (3.9) can be chosen independent of µ since extension exists for any Lipschitz domain (see Theorem 1.4.3.1 in Grisvard [13]). By applying Rµ to Nµ ϕ component-wise, we have, by using (3.8) and (3.9), that Page 18 of 22 kRµ Nµ ϕk1/2(X) ≤ kRµ Nµ ϕk1/2(Cn ) ≤ c5 kNµ ϕk1/2(Xµ ) ≤ ckϕk−1/2(Xµ ) , J. Ineq. Pure and Appl. Math. 5(3) Art. 70, 2004 Close Quit http://jipam.vu.edu.au 1/2 where c > 0 is independent of µ. Since W(p,q) (X) is a Hilbert space, then from the weak compactness for Hilbert spaces, there exists a subsequence of Rµ Nµ ϕ 1/2 which converges weakly in W(p,q) (X). Since Rµ Nµ ϕ converges weakly to N ϕ 1/2 in L2(p,q) (X), we conclude that N ϕ ∈ W(p,q) (X) and kN ϕk1/2(X) ≤ lim kRµ Nµ ϕk1/2(Xµ ) ≤ ckϕk−1/2(X) . µ−→∞ −1/2 1/2 Thus, N can be extended as a bounded operator from W(p,q) (X) to W(p,q) (X). To prove that N is compact, we note that for any bounded domain X with Lipschitz boundary there exists a continuous linear operator R : W 1/2 (X) −→ W 1/2 (Cn ) such that Rφ|X = φ. Also, we note that the inclusion map W 1/2 (X) −→ L2 (X) = W 0 (X) is compact. Thus, by using the Rellich Lemma for Cn , we conclude that W 1/2 (X) ,→ W −1/2 (X) −1/2 is compact and this proves that N is compact on W(p,q) (X) and L2(p,q) (X). Estimates for the ∂−Neumann Operator On Strongly Pseudo-Convex Domain With Lipschitz Boundary O. Abdelkader and S. Saber Title Page Contents JJ J II I Go Back Close Quit Page 19 of 22 J. Ineq. Pure and Appl. Math. 5(3) Art. 70, 2004 http://jipam.vu.edu.au References [1] H.P. BOAS AND E.J. STRAUBE, Equivalence of regularity for the ¯ Bergman projection and the ∂−Neumann problem, Manuscripta Math., 67(1) (1990), 25–33. ¯ [2] H.P. BOAS AND E.J. 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SHAW, The ∂−Neumann operator on Lipschitz pseudoconvex domains with plurisubharmonic defining functions, Duke Math. J., 108(3) (2001), 421–447. [25] M. SHAW, Local existence theorems with estimates for ∂¯b on weakly pseudo-convex CR manifolds, Math. Ann., 294 (1992), 677–700. Estimates for the ∂−Neumann Operator On Strongly Pseudo-Convex Domain With Lipschitz Boundary O. Abdelkader and S. Saber Title Page Contents JJ J II I Go Back Close Quit [26] E.J. STRAUBE, Plurisubharmonic functions and subellipticity of the ¯ ∂−Neumann problem on nonsmooth domains, Math. Res. Lett., 4 (1997), 459–467. Page 22 of 22 J. Ineq. Pure and Appl. Math. 5(3) Art. 70, 2004 http://jipam.vu.edu.au