Journal de Théorie des Nombres de Bordeaux 19 (2007), 311–323 A new lower bound for k(3/2)k k par Wadim ZUDILIN Résumé. Nous démontrons que pour tout entier k supérieur à une constante K effectivement calculable, la distance de (3/2)k à l’entier le plus proche est minorée par 0,5803k . Abstract. We prove that, for all integers k exceeding some effectively computable number K, the distance from (3/2)k to the nearest integer is greater than 0.5803k . 1. Historical overview of the problem Let b · c and { · } denote the integer and fractional parts of a number, respectively. It is known [12] that the inequality {(3/2)k } ≤ 1 − (3/4)k for k ≥ 6 implies the explicit formula g(k) = 2k + b(3/2)k c − 2 for the least integer g = g(k) such that every positive integer can be expressed as a sum of at most g positive kth powers (Waring’s problem). K. Mahler [10] used Ridout’s extension of Roth’s theorem to show that the inequality k(3/2)k k ≤ C k , where kxk = min({x}, 1 − {x}) is the distance from x ∈ R to the nearest integer, has finitely many solutions in integers k for any C < 1. The particular case C = 3/4 gives one the above value of g(k) for all k ≥ K, where K is a certain absolute but ineffective constant. The first non-trivial (i.e., C > 1/2) and effective (in terms of K) estimate of the form k 3 k for k ≥ K, (1) 2 >C −64 with C = 2−(1−10 ) , was proved by A. Baker and J. Coates [1] by applying effective estimates of linear forms in logarithms in the p-adic case. F. Beukers [4] improved on this result by showing that inequality (1) is valid with C = 2−0.9 = 0.5358 . . . for k ≥ K = 5000 (although his proof yielded the better choice C = 0.5637 . . . if one did not require an explicit evaluation of the effective bound for K). Beukers’ proof relied on explicit Padé approxiPm m n mations to a tail of the binomial series (1 − z) = n=0 m n (−z) and was later used by A. Dubickas [7] and L. Habsieger [8] to derive inequality (1) with C = 0.5769 and 0.5770, respectively. The latter work also includes Manuscrit reçu le 8 juillet 2005. Wadim Zudilin 312 the estimate k(3/2)k k > 0.57434k for k ≥ 5 using computations from [6] and [9]. By modifying Beukers’ construction, namely, considering Padé approximations to a tail of the series ∞ X 1 m+n n (2) = z (1 − z)m+1 m n=0 and studying the explicit p-adic order of the binomial coefficients involved, we are able to prove Theorem 1. The following estimate is valid: k 3 k −k·0.78512916... 2 > 0.5803 = 2 for k ≥ K, where K is a certain effective constant. 2. Hypergeometric background The binomial series on the left-hand side of (2) is a special case of the generalized hypergeometric series ∞ X (A0 )k (A1 )k · · · (Aq )k k A0 , A1 , . . . , Aq z , (3) F z = q+1 q B 1 , . . . , Bq k!(B1 )k · · · (Bq )k k=0 where Γ(A + k) = (A)k = Γ(A) ( A(A + 1) · · · (A + k − 1) if k ≥ 1, 1 if k = 0, denotes the Pochhammer symbol (or shifted factorial). The series in (3) converges in the disc |z| < 1, and if one of the parameters A0 , A1 , . . . , Aq is a non-positive integer (i.e., the series terminates) the definition of the hypergeometric series is valid for all z ∈ C. In what follows we will often use the q+1 Fq -notation. We will require two classical facts from the theory of generalized hypergeometric series: the Pfaff–Saalschütz summation formula −n, A, B 1 = (C − A)n (C − B)n (4) 3 F2 C, 1 + A + B − C − n (C)n (C − A − B)n (see, e.g., [11], p. 49, (2.3.1.3)) and the Euler–Pochhammer integral for the Gauss 2 F1 -series Z 1 Γ(C) A, B (5) 2 F1 z = tB−1 (1 − t)C−B−1 (1 − zt)−A dt, C Γ(B)Γ(C − B) 0 provided Re C > Re B > 0 (see, e.g., [11], p. 20, (1.6.6)). Formula (5) is valid for |z| < 1 and also for any z ∈ C if A is a non-positive integer. A new lower bound for k(3/2)k k 313 3. Padé approximations of the shifted binomial series Fix two positive integers a and b satisfying 2a ≤ b. Formula (2) yields (6) 3(b+1) b+1 3 27 1 −(b+1) b+1 = =3 1− 2 8 9 ∞ ∞ X X b+k b + k 2(a−k) 1 k b−2a+1 b+1 3 =3 =3 b 9 b k=0 k=0 ∞ X b + k 2(a−k) b−2a+1 = an integer + 3 3 b k=a ∞ X a + b + ν −2ν b−2a+1 ≡3 3 (mod Z). b ν=0 This motivates (cf. [4]) constructing Padé approximations to the function (7) F (z) = F (a, b; z) = ∞ X a+b+ν ν=0 b ν z = ∞ a + b X (a + b + 1)ν ν z b (a + 1)ν ν=0 and applying them with the choice z = 1/9. Remark 1. The connection of F (a, b; z) with Beukers’ auxiliary series H(e a, eb; z) from [4] is as follows: F (a, b; z) = z −a −b−1 (1 − z) a−1 X b+k k − z = H(−a − b − 1, a; z). b k=0 Although Beukers considers H(e a, eb; z) only for e a, eb ∈ N, his construction remains valid for any e a ∈ C, eb ∈ N and |z| < 1. However the diagonal Padé approximations, used in [4] for H(z) and used below for F (z), are different. Taking an arbitrary integer n satisfying n ≤ b, we follow the general recipe of [5], [13]. Consider the polynomial a+b+n −n, a + n Qn (x) = x 2 F1 a+b+1 a+b n n X X a+n−1+µ a+b+n = (−x)µ = qµ xµ ∈ Z[x] µ n−µ (8) µ=0 µ=0 Wadim Zudilin 314 of degree n. Then (9) Qn (z −1 )F (z) = n X qn−µ z µ−n · µ=0 = ∞ X z l−n n X qn−µ µ=0 µ≤l n−1 X b ν=0 l=0 = ∞ X a+b+ν rl z l−n + l=0 ∞ X zν a+b+l−µ b rl z l−n = Pn (z −1 ) + Rn (z). l=n Here the polynomial (10) n−1 X Pn (x) = rl xn−l ∈ Z[x], where rl = l X µ=0 l=0 qn−µ a+b+l−µ , b has degree at most n, while the coefficients of the remainder Rn (z) = ∞ X rl z l−n l=n are of the following form: n X a+b+l−µ rl = qn−µ b µ=0 n X a+b+n a+b+l−µ n−µ a + 2n − 1 − µ = (−1) n−µ µ b µ=0 n (a + b + n)! X n (a + 2n − 1 − µ)!(a + b + l − µ)! = (−1)n (−1)µ (a + n − 1)!n!b! µ (a + l − µ)!(a + b + n − µ)! µ=0 (a + b + n)! = (−1)n (a + n − 1)!n!b! n (a + 2n − 1)!(a + b + l)! X (−n)µ (−a − l)µ (−a − b − n)µ (a + l)!(a + b + n)! µ!(−a − 2n + 1)µ (−a − b − l)µ µ=0 −n, −a − l, −a − b − n n (a + 2n − 1)!(a + b + l)! 1 . = (−1) · 3 F2 −a − 2n + 1, −a − b − l (a + n − 1)!(a + l)!n!b! × If we apply (4) with the choice A = −a−l, B = −a−b−n and C = −a−b−l, we obtain (a + 2n − 1)!(a + b + l)! (−b)n (n − l)n rl = (−1)n · . (a + n − 1)!(a + l)!n!b! (−a − b − l)n (a + n)n A new lower bound for k(3/2)k k 315 The assumed condition n ≤ b guarantees that the coefficients rl do not vanish identically (otherwise (−b)n = 0). Moreover, (n − l)n = 0 for l ranging over the set n ≤ l ≤ 2n − 1, therefore rl = 0 for those l, while (a + 2n − 1)!(a + b + l)! rl = (a + n − 1)!(a + l)!n!b! b!/(b − n)! · (l − n)!/(l − 2n)! × (a + b + l)!/(a + b + l − n)! · (a + 2n − 1)!/(a + n − 1)! (a + b + l − n)!(l − n)! = for l ≥ 2n. n!(b − n)!(a + l)!(l − 2n)! Finally, ∞ ∞ X X Rn (z) = rl z l−n = z n (11) rν+2n z ν l=2n ν=0 ∞ X (a + b + n + ν)!(n + ν)! ν 1 z n!(b − n)! ν!(a + 2n + ν)! ν=0 a + b + n a + b + n + 1, n + 1 n · 2 F1 =z z . a + 2n + 1 b−n = zn Using the integral (5) for the polynomial (8) and remainder (11) we arrive at Lemma 1. The following representations are valid: Z 1 (a + b + n)! −1 Qn (z ) = ta+n−1 (1 − t)b−n (1 − z −1 t)n dt (a + n − 1)!n!(b − n)! 0 and Z 1 (a + b + n)! n Rn (z) = z tn (1 − t)a+n−1 (1 − zt)−(a+b+n+1) dt. (a + n − 1)!n!(b − n)! 0 We will also require linear independence of a pair of neighbouring Padé approximants, which is the subject of Lemma 2. We have n (12) Qn+1 (x)Pn (x) − Qn (x)Pn+1 (x) = (−1) a + 2n + 1 a + b + n x. a+n b−n Proof. Clearly, the left-hand side in (12) is a polynomial; its constant term is 0 since Pn (0) = Pn+1 (0) = 0 by (10). On the other hand, Qn+1 (z −1 )Pn (z −1 ) − Qn (z −1 )Pn+1 (z −1 ) = Qn+1 (z −1 ) Qn (z −1 )F (z) − Rn (z) − Qn (z −1 ) Qn+1 (z −1 )F (z) − Rn+1 (z) = Qn (z −1 )Rn+1 (z) − Qn+1 (z −1 )Rn (z), Wadim Zudilin 316 and from (8), (11) we conclude that the only negative power of z originates with the last summand: − Qn+1 (z −1 )Rn (z) a+b+n n −n−1 n a + 2n + 1 z 1 + O(z) · z 1 + O(z) = (−1) a+n b−n a + 2n + 1 a + b + n 1 = (−1)n + O(1) as z → 0. a+n b−n z 4. Arithmetic constituents √ We begin this section by noting that, for any prime p > N , N N and ordp N = λ , ordp N ! = p p where ( 1 if x ∈ Z, λ(x) = 1 − {x} − {−x} = 1 + bxc + b−xc = 0 if x ∈ / Z. For primes p > (13) √ a + b + n, let a+n+µ µ a+n + − + ep = min − − µ∈Z p p p a+b+n a+b+µ n−µ − + + p p p a+n a+n+µ µ = min − − − − µ∈Z p p p a+b+n a+b+µ n−µ − − + p p p a+n a+n+µ a+b+n ≤ min ordp 0≤µ≤n a+n+µ µ n−µ a+n−1+µ a+b+n = min ordp 0≤µ≤n µ n−µ and (14) e0p a+n+µ a+n µ = min − + + µ∈Z p p p a+b+n a+b+µ n−µ − + + p p p A new lower bound for k(3/2)k k 317 a+n+µ a+n µ = min − − µ∈Z p p p a+b+µ n−µ a+b+n − − + p p p a+n+µ a+b+n . ≤ min ordp 0≤µ≤n µ n−µ Set (15) Φ = Φ(a, b, n) = Y pep and Y Φ0 = Φ0 (a, b, n) = √ p> a+b+n 0 pep . √ p> a+b+n From (8), (10) and (13), (15) we deduce Lemma 3. The following inclusions are valid: a+n−1+µ a+b+n −1 ∈Z Φ · n−µ µ for µ = 0, 1, . . . , n, hence Φ−1 Qn (x) ∈ Z[x] and Φ−1 Pn (x) ∈ Z[x]. Supplementary arithmetic information for the case n replaced by n + 1 is given in Lemma 4. The following inclusions are valid: (16) a+n+µ a+b+n+1 0 −1 ∈Z (n + 1)Φ · µ n+1−µ for µ = 0, 1, . . . , n + 1, hence (n + 1)Φ0 −1 Qn+1 (x) ∈ Z[x] and (n + 1)Φ0 −1 Pn+1 (x) ∈ Z[x]. Proof. Write a+n+µ a+b+n+1 a+n+µ a+b+n a+b+n+1 = · . µ n+1−µ µ n−µ n+1−µ Therefore, if p - n + 1 − µ then (17) a+n+µ a+b+n+1 a+n+µ a+b+n ordp ≥ ordp ≥ e0p ; µ n+1−µ µ n−µ Wadim Zudilin 318 otherwise µ ≡ n + 1 (mod p), hence µ/p − (n + 1)/p ∈ Z yielding a+n+µ a+b+n+1 (18) ordp µ n+1−µ a+n+µ a+n µ =− + + p p p a+b+n+1 a+b+µ n+1−µ − + + p p p a+n n+1 a + 2n + 1 + + =− p p p a + 2n a + 2n + 1 a + 2n + 1 + ordp = ordp = ordp n n+1 n+1 a+n+µ a+b+n a + 2n + 1 + ordp = ordp µ n−µ n+1 µ=n ≥ e0p − ordp (n + 1). Combination of (17) and (18) gives us the required inclusions (16). 5. Proof of theorem 1 The parameters a, b and n will now depend on an increasing parameter m ∈ N in the following way: a = αm, b = βm, n = γm or n = γm + 1, where the choice of the positive integers α, β and γ, satisfying 2α ≤ β and γ < β, is discussed later. Then Lemma 1 and Laplace’s method give us (19) log |Rn (z)| m = (α + β + γ) log(α + β + γ) − (α + γ) log(α + γ) C0 (z) = lim m→∞ − γ log γ − (β − γ) log(β − γ) + γ log |z| + max Re γ log t + (α + γ) log(1 − t) − (α + β + γ) log(1 − zt) 0≤t≤1 and (20) log |Qn (z −1 )| m→∞ m = (α + β + γ) log(α + β + γ) − (α + γ) log(α + γ) C1 (z) = lim − γ log γ − (β − γ) log(β − γ) + max Re (α + γ) log t + (β − γ) log(1 − t) + γ log(1 − z −1 t) . 0≤t≤1 A new lower bound for k(3/2)k k 319 In addition, from (13)–(15) and the prime number theorem we deduce that Z 1 log Φ(αm, βm, γm) C2 = lim ϕ(x) dψ(x), = m→∞ m 0 (21) Z 1 log Φ0 (αm, βm, γm) C20 = lim = ϕ0 (x) dψ(x), m→∞ m 0 where ψ(x) is the logarithmic derivative of the gamma function and the 1-periodic functions ϕ(x) and ϕ0 (x) are defined as follows: ϕ(x) = min ϕ(x, b y), 0≤y<1 ϕ0 (x) = min ϕ b0 (x, y), 0≤y<1 ϕ(x, b y) = −{−(α + γ)x} + {−(α + γ)x − y} + {y} − {(α + β + γ)x} + {(α + β)x + y} + {γx − y}, 0 ϕ b (x, y) = −{(α + γ)x + y} + {(α + γ)x} + {y} − {(α + β + γ)x} + {(α + β)x + y} + {γx − y}. Lemma 5. The functions ϕ(x) and ϕ0 (x) differ on a set of measure 0, hence C2 = C20 . (22) Remark 2. The following proof is due to the anonymous referee. In an earlier version of this article, we verify directly assumption (22) for our specific choice of the integer parameters α, β and γ. Proof. First note that ϕ(x, b 0) = ϕ b0 (x, 0) ∈ {0, 1}, which implies ϕ(x) ∈ 0 {0, 1} and ϕ (x) ∈ {0, 1}. From the definition we see that ∆(x, y) = ϕ(x, b y) − ϕ b0 (x, y) = λ((α + γ)x) − λ((α + γ)x + y). Assume that (α+γ)x ∈ / Z; we plainly obtain ∆(x, y) = −λ((α+γ)x+y) ≤ 0, hence ∆(x, y) = 0 unless y = −{(α + γ)x}. Therefore the only possibility to get ϕ(x) 6= ϕ0 (x) is the following one: (23) ϕ(x, b y) ≥ 1 for y 6= −{(α + γ)x} ϕ(x, b y) = 0 and for y = −{(α + γ)x}. Since ϕ b0 (x, 0) ≥ 1, we have {(α + β)x} + {γx} = 1; furthermore, {(α + β)x + y} + {γx − y} − {(α + β + γ)x} 1 if 0 ≤ y < 1 − {(α + β)x}, = 0 if 1 − {(α + β)x} ≤ y < {γx}, 1 if {γx} ≤ y < 1, Wadim Zudilin 320 and ( 0 if 0 ≤ y ≤ {−(α + γ)x}, {−(α + γ)x − y} + {y} − {−(α + γ)x} = 1 if {−(α + γ)x} < y < 1. The above conditions (23) on ϕ(x, b y) imply 1 − {(α + β)x} = {−(α + γ)x} or, equivalently, (β − γ)x ∈ Z. Finally, the sets {x ∈ R : (α + γ)x ∈ Z} and {x ∈ R : (β − γ)x ∈ Z} have measure 0, thus proving the required assertion. Our final aim is estimating the absolute value of εk from below, where k 3 1 = Mk + ε k , Mk ∈ Z, 0 < |εk | < . 2 2 Write k ≥ 3 in the form k = 3(βm + 1) + j with non-negative integers e −1 3b−2a+j+1 , where Φ e = m and j < 3β. Multiply both sides of (9) by Φ 0 e = Φ (αm, βm, γm)/(γm+1) if n = γm+1, Φ(αm, βm, γm) if n = γm and Φ and substitute z = 1/9: j 1 3 b−2a+1 −1 j e 2 · (24) 3 F a, b; Qn (9)Φ 2 9 e −1 3b−2a+j+1 . e −1 3b−2a+j+1 + Rn 1 Φ = Pn (9)Φ 9 From (6), (7) we see that j 3(b+1)+j k 3 1 3 3 b−2a+1 3 F a, b; ≡ (mod Z) = , 2 9 2 2 hence the left-hand side equals Mk0 + εk for some Mk0 ∈ Z and we may write equality (24) in the form 1 e −1 b−2a+j+1 −1 j 00 e (25) Qn (9)Φ 2 · εk = Mk + Rn Φ 3 , 9 where e −1 3b−2a+j+1 − Qn (9)Φ e −1 2j M 0 ∈ Z Mk00 = Pn (9)Φ k by Lemmas 3 and 4. Lemma 2 guarantees that, for at least one of n = γm or γm+1, we have Mk00 6= 0; we make the corresponding choice of n. Assuming furthermore that 1 (26) C0 − C2 + (β − 2α) log 3 < 0, 9 from (19) and (21) we obtain e −1 3b−2a+j+1 < 1 Rn 1 Φ 2 9 for all m ≥ N1 , A new lower bound for k(3/2)k k 321 where N1 > 0 is an effective absolute constant. Therefore, by (25) and |Mk00 | ≥ 1 we have 1 e −1 b−2a+j+1 1 −1 j 00 e |Qn (9)Φ 2 | · |εk | ≥ |Mk | − Rn Φ 3 > 2, 9 hence from (19), (20) we conclude that |εk | > e Φ 2j+1 |Qn (9)| ≥ e Φ 23β |Qn (9)| > e−m(C1 (1/9)−C2 +δ) for any δ > 0 and m > N2 (δ), provided that C1 (1/9) − C2 + δ > 0; here N2 (δ) depends effectively on δ. Finally, since k > 3βm, we obtain the estimate |εk | > e−k(C1 (1/9)−C2 +δ)/(3β) (27) valid for all k ≥ K0 (δ), where the constant K0 (δ) may be determined in terms of max(N1 , N2 (δ)). Taking α = γ = 9 and β = 19 (which is the optimal choice of the integer parameters α, β, γ, at least under the restriction β ≤ 100) we find that 1 1 = 3.28973907 . . . , C1 = 35.48665992 . . . , C0 9 9 and ϕ(x) = 1 0 if {x} ∈ 2 1 , ∪ 3, 1 ∪ 4,1 ∪ 6,1 ∪ 7,1 37 818 2 3710 105 3711 9 3 37 126 1 37 145 7 ∪ 37 , 9 ∪ 37 , 18 ∪ 37 , 10 ∪ 37 , 3 ∪ 37 , 18 18 1 20 5 22 3 24 2 ∪ 16 , 49 ∪ 37 , ∪ 37 , 9 ∪ 37 , 5 ∪ 37 , 3 37 28 7 32 28 36 ∪ 37 , 9 ∪ 37 , 9 ∪ 37 , 1 , otherwise, hence C2 = C20 = 4.46695926 . . . . Using these computations we verify (26), 1 C0 − C2 + (β − 2α) log 3 = −0.07860790 . . . , 9 and find that with δ = 0.00027320432 . . . e−(C1 (1/9)−C2 +δ)/(3β) = 0.5803. This result, in view of (27), completes the proof of Theorem 1. 322 Wadim Zudilin 6. Related results The above construction allows us to prove similar results for the sequences k(4/3)k k and k(5/4)k k using the representations 2(b+1) 4 1 −(b+1) (28) = 2b+1 1 + 3 8 1 a b−3a+1 ≡ (−1) 2 F a, b; − (mod Z), 8 where 3a ≤ b, and (29) 7b+3 5 3 −(2b+1) b =2·5 1+ 4 125 3 a a b−3a (mod Z), ≡ (−1) 2 · 3 · 5 F a, 2b; − 125 where 3a ≤ b. Namely, taking a = 5m, b = 15m, n = 6m(+1) in case (28) and a = 3m, b = 9m, n = 7m(+1) in case (29) and repeating the arguments of Section 5, we arrive at Theorem 2. The following estimates are valid: k 4 k −k·0.64672207... 3 > 0.4914 = 3 k 5 k −k·0.47839775... 4 > 0.5152 = 4 for k ≥ K1 , for k ≥ K2 , where K1 , K2 are certain effective constants. The general case of the sequence k(1 + 1/N )k k for an integer N ≥ 5 may be treated as in [4] and [2] by using the representation −(b+1) N + 1 b+1 1 1 = 1− ≡ F 0, b; (mod Z). N N +1 N +1 The best result in this direction belongs to M. Bennett [2]: k(1 + 1/N )k k > 3−k for 4 ≤ N ≤ k3k . Remark 3. As mentioned by the anonymous referee, our result for k(4/3)k k is of special interest. It completes Bennett’s result [3] on the order of the additive basis {1, N k , (N + 1)k , (N + 2)k , . . . } for N = 3 (case N = 2 corresponds to the classical Waring’s problem); to solve this problem one needs the bound k(4/3)k k > (4/9)k for k ≥ 6. Thus we remain verification of the bound in the range 6 ≤ k ≤ K1 . A new lower bound for k(3/2)k k 323 We would like to conclude this note by mentioning that a stronger argument is required to obtain the effective estimate k(3/2)k k > (3/4)k and its relatives. Acknowledgements. I am very grateful to the anonymous referee for his valuable comments (incorporated into the current presentation as Remarks 1–3), providing the proof of Lemma 5 and indicating misprints. My profound gratitude goes to Anne de Roton, for supporting my talk at the 24th Journeés Arithmetiques as a muse. I thank kindly J. Sondow for several suggestions. References [1] A. Baker, J. 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Mahler, On the fractional parts of powers of real numbers. Mathematika 4 (1957), 122–124. [11] L. J. Slater, Generalized hypergeometric functions. Cambridge University Press, 1966. [12] R. C. Vaughan, The Hardy–Littlewood method. Cambridge Tracts in Mathematics 125, Cambridge University Press, 1997. [13] W. Zudilin, Ramanujan-type formulae and irrationality measures of certain multiples of π. Mat. Sb. 196:7 (2005), 51–66. Wadim Zudilin Department of Mechanics and Mathematics Moscow Lomonosov State University Vorobiovy Gory, GSP-2 119992 Moscow, Russia URL: http://wain.mi.ras.ru/ E-mail : wadim@ips.ras.ru