The Official Source for Municipal Disclosures and Market Data
Specifications for the EMMA Continuing
Disclosure Submission Services
Version 1.5, August 2015
emma.msrb.org
Municipal Securities Rulemaking Board
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Specifications for EMMA Continuing Disclosure Subscription Service
Revision History
Version
Date
Description of Changes
1.0
June 2009 Initial version.
1.1
May 2010
1.2
June 2010 

Compiled into single document.
General corrections.
Figure 3 corrected to full table view.
1.3
August
2010
Document Types, Event-Based Disclosures, 15c2-12
Based Continuing Disclosures (Material Event
Notices) & Additional/Voluntary Continuing
Disclosures updated for 15c2-12 changes, including
 Data Message, disclosure indexing data, event
 disclosure category listing for 15c212 changes
 Figure 1 – processing overview
 Figure 2 – Event Disclosure Category Type
 enumerated set for 15c212
 Figure 3 – 15c212 Event Disclosure
 Categories
1.4
January
2015
Asset-Backed Securities Disclosure Filings:
 Document Types
 Submission Process and Disclosure Types
 Data Message – Disclosure Indexing Data
 Figure 2 – Data Message, Document Message & Type
Definition Schemas
 ContinuingDisclosureService_2.xsd
 Subscription Data Tags: Disclosure Type, Disclosure
Category, Period Type
 Figure 3: Data Tab Glossary
 Figure 4: Disclosure Document Period Specifications
 Figure 5: Validation Response Messages
 Figure 7: Sample Data & Document XML Messages
1.5
August
2015
Updated the Resources and Support section to reflect the change
in hours of operation for Email Support.
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Specifications for EMMA Continuing Disclosure Subscription Service
Resources and Support
MSRB Website: www.msrb.org
EMMA Website: emma.msrb.org
For assistance, contact MSRB Support at 202-838-1330 or MSRBsupport@msrb.org.
Live Support: 7:30 a.m. - 6:30 p.m. ET
Email Support: 7:00 a.m. – 7:00 p.m. ET
Municipal Securities Rulemaking Board
1300 I Street NW, Suite 1000
Washington, DC 20005
Tel: 202-838-1500
Fax: 202-898-1500
Municipal Securities Rulemaking Board
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Specifications for EMMA Continuing Disclosure Subscription Service
Table of Contents
INTRODUCTION ............................................................................................................. 5
SPECIFICATIONS FOR THE CONTINUING DISCLOSURE SUBMISSION SERVICE . 6
Web Service Interface ................................................................................................... 6
Test Web Service Interface ........................................................................................... 6
Submitting Continuing Disclosures ............................................................................ 6
Document Types ........................................................................................................... 7
Financial/Operating Data Disclosures.......................................................................... 7
Event-Based Disclosures............................................................................................. 7
Asset-Backed Securities Disclosure ............................................................................ 8
Document Format.......................................................................................................... 8
Submission Process and Disclosure Types ............................................................... 9
Overview of Message Processing, Schemas and Data Tags .................................... 9
Data Message .............................................................................................................. 10
Figure 1: Message Processing Overview .................................................................. 14
Figure 2: Data Message, Document Message & Schemas ...................................... 15
XML Message Schemas .............................................................................................. 17
Figure 3: Submission – Data Tag Glossary .............................................................. 27
Figure 4: Submission – Disclosure Document Period Specifications .................... 34
Figure 5: Validation Response Messages ................................................................. 36
Figure 6: Continuing Disclosure Submission – Sample XML Headers .................. 40
Figure 7: Continuing Disclosure Submissions – Sample Data & Document XML
Messages ..................................................................................................................... 43
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Specifications for EMMA Continuing Disclosure Subscription Service
Introduction
The Municipal Securities Rulemaking Board (MSRB) protects investors, issuers of
municipal securities, entities whose credit stands behind municipal securities and public
pension plans by promoting a fair and efficient municipal market. The MSRB fulfills this
mission by regulating securities firms, banks and municipal advisors that engage in
municipal securities and advisory activities. To further protect market participants, the
MSRB promotes disclosure and market transparency through its Electronic Municipal
Market Access (EMMA®) website, provides education and conducts extensive
outreach. The MSRB has operated under Congressional mandate with oversight by the
Securities and Exchange Commission since 1975.
The EMMA website is a centralized online database operated by the MSRB that
provides free public access to official disclosure documents and trade data associated
with municipal bonds issued in the United States. In addition to current credit rating
information, the EMMA website also makes available real-time trade prices and primary
market and continuing disclosure documents for over one million outstanding municipal
bonds, as well as current interest rate information, liquidity documents and other
information for most variable rate municipal securities.
The EMMA Continuing Disclosure Service receives submissions of continuing
disclosure documents, together with related indexing information, to allow the public to
readily identify and access such documents from issuers, obligated persons and their
agents pursuant to continuing disclosure undertakings with the Securities and Exchange
Commission Rule 15c2-12. The MSRB also accepts and makes publicly available
voluntary electronic submissions of continuing disclosure documents not set forth in
Rule 15c2-12. This document contains the specifications for automated submission
interface of the continuing disclosure service on EMMA.
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Specifications for EMMA Continuing Disclosure Subscription Service
Specifications for the Continuing Disclosure
Submission Service
Web Service Interface
The MSRB has an exposed web service interface allowing for the submission of SOAP
(Simple Object Access Protocol) standard XML (extensible markup language)
messages and PDF (portable document format) documents using secure, computer-tocomputer communications. This interface is remotely consumed by applications written
by or for submitters in a wide variety of programming languages and running on a wide
variety of platforms. Submitters using the automated submission interface will connect
to the web service interface as follows:
The URL for continuing disclosure submissions (production interface) is:
https://services.emma.msrb.org/DisclosureServices/ContinuingDisclosureService.svc
Test Web Service Interface
The beta version of the automated submission interface serves as a platform for
potential submitters to conduct tests and ensure proper programming and configuration
of their applications for making submissions to the EMMA continuing disclosure service.
Test submissions made through the beta platform are not published on the EMMA web
portal and will not be disseminated through the continuing disclosure subscription
service. Documents submitted to the beta site will be available for other test submitters
to view and will be made available to test subscribers.
Submitters using the beta site for testing should use actual disclosure documents
when possible in order to better replicate the actual submission process. The
same document may be uploaded multiple times for testing purposes.
The URL for the beta automated platform of the continuing disclosure submission
interface is:
https://servicesbeta.emma.msrb.org/DisclosureServices/ContinuingDisclosureService.s
vc
Submitting Continuing Disclosures
All submissions are made through password protected accounts established through
the MSRB’s Gateway. MSRB Gateway is accessible via the MSRB’s website at
http://www.msrb.org or on the EMMA website at emma.msrb.org.
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Specifications for EMMA Continuing Disclosure Subscription Service
Information about continuing disclosure submissions to the EMMA continuing disclosure
service is available in the MSRB Gateway Continuing Disclosure Submission Manual:
Document Types
The automated submission interface allows submitters to select from a number of
categories of continuing disclosure documents for purposes of indexing submissions.
These categories are divided into three types: Financial/Operating Data Disclosures,
Event-Based Disclosures and Asset-Backed Security Disclosures.
Financial/Operating Data Disclosures
The following are categorized as Financial/Operating Data Disclosures:
15c2-12 Based Continuing Disclosures
 Annual financial information & operating data (Rule 15c2-12)
 Audited financial statements or CAFR (Rule 15c2-12)
 Failure to provide annual financial information as required
Additional/Voluntary Continuing Disclosures
 Quarterly/Monthly financial information
 Change in fiscal year/timing of annual disclosure
 Change in accounting standard
 Interim/Additional financial information/operating data
 Budget
 Investment/Debt/Financial policy
 Information provided to rating agency, credit/liquidity provider or other third party
 Consultant reports
 Other financial/operating data
Event-Based Disclosures
The following are categorized as Event-Based Disclosures:
15c2-12 Based Continuing Disclosures (Material Event Notices)
 Principal / interest payment delinquencies
 Non-payment related defaults
 Unscheduled draws on debt service reserves reflecting financial difficulties
 Unscheduled draws on credit enhancements reflecting financial difficulties
 Substitution of credit or liquidity providers or their failure to perform
 Adverse tax opinion or event affecting the tax-exempt status of the security
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Specifications for EMMA Continuing Disclosure Subscription Service






Modification to the rights of security holders
Bond call
Defeasance
Release, substitution or sale of property securing repayment of the security
Rating change
Failure to provide event filing information as required
Additional/Voluntary Continuing Disclosures
 Quarterly/Monthly financial information
 Change in fiscal year/timing of annual disclosure
 Change in accounting standard
 Interim/Additional financial information/operating data
 Budget
 Investment/Debt/Financial policy
 Information provided to rating agency, credit/liquidity provider or other third party
 Consultant reports
 Other financial/operating data
Asset-Backed Securities Disclosure
The following category will be available under this type of submission:
15Ga-1 Based Continuing Disclosures
 Initial Asset-Backed Securities Disclosure (SEC Rule 15Ga-1(c)(1))
 Quarterly Asset-Backed Securities Disclosure (SEC Rule 15Ga-1(c)(2)(i))
 Annual Asset-Backed Securities Disclosure (SEC Rule 15Ga-1(c)(2)(ii))
 Other Asset-Backed Securities Disclosure (e.g., notice of termination of duty to
file reports pursuant to SEC Rule 15Ga-1(c)(3))
Document Format
All continuing disclosure documents are accepted solely as PDF files configured to
permit documents to be saved, viewed, printed and retransmitted by electronic means.
If the submitted file is a reproduction of the original document, the submitted file must
maintain the graphical and textual integrity of the original document. The MSRB also
requires that such PDF files be word-searchable (that is, allowing the user to search for
specific terms used within the document through a search or find function available in
most standard software packages). Diagrams, images and other non-textual elements
are not required to be word-searchable.
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Specifications for EMMA Continuing Disclosure Subscription Service
Submission Process and Disclosure Types
Each submission through the automated submission interface will consist of two
messages – a data message and a document message, as described below. The
automated submission interface accepts four disclosure types:
Financial/operating data disclosure
This disclosure type is used to submit financial/operating data disclosure documents
and related indexing data.
Event-based disclosure
This disclosure type is used to submit event-based disclosure documents and related
indexing data.
Asset-Backed Securities disclosure
This disclosure type is used to submit asset-backed securities disclosure documents
identified in SEC Rule 15Ga-1 and related indexing data.
Un-indexed disclosure under pre-July 1, 2009 continuing disclosure undertaking
This disclosure type is available solely for a Rule 15c2-12-based continuing disclosure
submissions made pursuant to a continuing disclosure undertaking entered into prior to
July 1, 2009 in which the issuer, obligated person or its agent elects to withhold
indexing information, to the extent permitted under the Rule 15c2-12 Amendment
Approval.1 This disclosure type is not available for additional/voluntary continuing
disclosures.
To ensure that submitted documents can be located by interested users,
submitters are strongly encouraged to make all submissions with full indexing
information as financial/operating data or event-based disclosures regardless of when
the continuing disclosure undertaking was entered into.
Overview of Message Processing, Schemas and Data Tags
This document contains a series of figures and tables providing more detailed
information about the automated submission interface process.
 A message processing overview is included in Figure 1.
 XML schemas for data messages and document messages, together with a type
definition schema, are included in Figure 2.
 A data tag glossary is provided in Figure 3.
1
See footnote 145 of the Rule 15c2-12 Amendment Approval, supra note 2.
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Specifications for EMMA Continuing Disclosure Subscription Service


Period type and date specifications for each category of continuing disclosure is
provided in Figure 4.
A table of validation response messages is included in Figure 5.
In connection with each submission of a continuing disclosure document, the submitter
would sequence its submission of messages such that the data message would be
submitted prior to the related document message. Upon successful submission of the
document message through the automated submission interface, EMMA provides a
response message that includes, among other things, a submission identifier that the
submitter would include in the related document message. The document message
would then be submitted through the automated submission interface. A submitter
making bulk submissions may alternate submissions between data messages and
document messages to maintain the appropriate sequencing, or may stream multiple
data messages and subsequently stream multiple document messages, or may choose
such other submission protocol as it may determine, depending on the submitter’s
preferences, so long as such protocol ensures the proper matching of submission
identifiers generated from data submissions with the related document submissions.
Data Message
Data is submitted through the automated submission interface as SOAP messages.
Data elements submitted in a data message are organized in a hierarchical relationship
into the following categories: (i) submission data; (ii) disclosure indexing data; and (iii)
contact information data. These categories, and the available data tags applicable to
each category, are included in Figure 3. Each message also must include a header
containing an authentication token and web services protocol support, as illustrated in
Figure 6. Sample XML data messages are included in Figure 7.
The data elements available for a data message, together with the value to be selected
or entered, would be as follows:2
Submission data
(i)
Submission status (select ‘publish’)
(ii)
Submission identifier (if modifying a prior submission, enter ID of prior submission)
Disclosure indexing data
(i)
Disclosure type (select ‘financial/operating data disclosure’, ‘event-based disclosure’,
’asset-backed security disclosure’, ‘disclosure without indexing information for pre-July 1,
2009 undertaking’)
2
Data elements and enumerated values from which specific selections are to be made are more fully
described in the data tag glossary in Figure 3.
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Specifications for EMMA Continuing Disclosure Subscription Service
(ii)
(iii)
(iv)
(v)
(vi)
(vii)
(viii)
(ix)
Financial/operating disclosure category (select all that apply from: ‘annual financial
information/operating data under Rule 15c2-12’, ‘audited financial statements or CAFR
under Rule 15c2-12’, ‘failure to provide annual financial information as required under
Rule 15c2-12’, ‘quarterly/monthly financial information’, ‘change in fiscal year/timing of
annual disclosure’, ‘change in accounting standard’, ‘interim/additional financial
information/operating data’, ‘budget’, ‘investment/debt/financial policy’, ‘information
provided to rating agency, credit/liquidity provider or other third-party’, ‘consultant
reports’, ‘other financial/operating data’)
Event disclosure category (select all that apply from: ‘principal /interest payment
delinquencies’, ‘non-payment related defaults’, ‘unscheduled draws on debt service
reserves reflecting financial difficulties’, ‘unscheduled draws on credit enhancements
reflecting financial difficulties’, ‘substitution of credit or liquidity providers or their failure to
perform’, ‘adverse tax opinion or event affecting the tax-exempt status of the security’,
‘modification to the rights of security holders’, ‘bond call’, ‘defeasance’, ‘release,
substitution or sale of property securing repayment of the security’, ‘rating change’,
‘failure to provide event filing information as required’ ‘amendment to continuing
disclosure undertaking’, ‘change in obligated person’, ‘notice to investor pursuant to bond
documents’, ‘communication from the Internal Revenue Service’, ‘tender offer/secondary
market purchases’, ‘bid for auction rate or other securities’, ‘capital or other financing
plan’, ‘litigation or enforcement action’, ‘merger/ consolidation/ reorganization/
insolvency/bankruptcy’, ‘change of trustee, tender agent, remarketing agent, or other ongoing party’, ‘derivative or other similar transaction’, ‘other event-based disclosures’)
Asset-backed securities disclosure category (select only one that apply from: ‘initial asset
backed securities disclosure SEC Rule 15Ga1c1’, ’quarterly asset backed securities
disclosure SEC Rule 15Ga1c2i’, ’annual asset backed securities disclosure SEC
Rule15Ga1c2ii’, ’other asset backed securities disclosure’)
Other voluntary disclosure description (for financial/operating data disclosures , eventbased disclosures, or asset-backed securities disclosurs, enter description)
Period type (for financial/operating disclosure with dates expressed as a range, select
‘year ended’, ‘quarter ended’, ‘month beginning’, ‘other period beginning’)
Period type (for all asset-backed securities disclosure categories, only select ‘other
period beginning’)
Disclosure period (for financial/operating disclosure, enter date(s) on an ‘as of date’,
‘beginning date’ or ‘ending date’ basis; period type ‘other period beginning’ includes both
‘beginning date’ and ‘ending date’ – optional for event disclosure, with ‘as of date’ entered
if document date is different from date submitted to EMMA)
Disclosure period (for all asset-backed securities disclosure categories, enter period
dates with ‘beginning date’ and ‘ending date’ for ‘other period beginning’)
Securities indexing data
(i)
Security type (select ‘CUSIP-9’, ‘commercial paper’)
(ii)
CUSIP-6 securities pointer (number(s) – disclosure applicable to all nine-digit CUSIP
numbers beginning with this six digits)
(iii)
Security (for security type ‘CUSIP-9,’ enter nine-digit CUSIP number(s) to which
disclosure is applicable)
(iv)
Security (for security type ‘commercial paper,’ enter six-digit CUSIP number to which
commercial paper disclosure is applicable)
Contact information data
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Specifications for EMMA Continuing Disclosure Subscription Service
(i)
(ii)
(iii)
(iv)
(v)
(vi)
(vii)
(viii)
(ix)
(x)
(xi)
Contact type (select ‘issuer’, ‘obligated person’)
Contact organization name (enter full name of organization to contact regarding
submitted disclosure)
Contact first name (enter first name of contact person)
Contact last name (enter last name of contact person)
Contact phone number (enter phone number of contact person)
Contact phone number extension (enter extension, if any, of contact person)
Contact address (enter street/post office address of contact person)
Contact city (enter city of contact person)
Contact state (enter state of contact person)
Contact zip code (enter zip code of contact person)
Contact e-mail address (enter e-mail address of contact person)
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Specifications for EMMA Continuing Disclosure Subscription Service
Document Message
Documents are submitted through the automated submission interface as SOAP
messages. Data elements submitted in a document message are organized in a
hierarchical relationship into the following categories: (i) submission data; and (ii)
document data. The document message is organized so that these data elements are
included in the message header, along with an authentication token and web services
protocol support. The authentication token and web services protocol support to be
included in the header are illustrated in Figure 6. The PDF file of the document, as a
binary files encoded in MTOM (SOAP Message Transmission Optimization
Mechanism), will constitute the body of the document message. Sample XML
document messages are included in Figure 7.
The element available for a document message, together with the value to be selected,
would be as follows:3
●
Submission data
(i)
Submission status (select ‘publish’)
(ii)
Submission identifier (enter identification number assigned by EMMA to
related data message)
●
Document data
(i)
Document posting operation indicator (if modifying a previously submitted
document, select ‘append to posted document’, ‘replace posted
document’)
3
Element and enumerated values from which specific selections are to be made are more fully described
in the data tag glossary in Figure 3.
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Specifications for EMMA Continuing Disclosure Subscription Service
Figure 1: Message Processing Overview
Submitter
Continuing Disclosure Submission Messages
DATA Message
Response Messages
Response
Messages
DOCUMENT
Message
(Confirmation - Success
Error, Info)
DATA Message Type
(SOAP Envelope)
(Header)
DOCUMENT Message Type
Response Message
WebServices Protocol Support
(SOAP Envelope)
(Header)
(SOAP)
WebServices Protocol Support
(Header)
(Body)
Submission
SubmissionIdentifier (1)
SubmissionStatus
(1) Applies to subsequent submissions including document
submissions
1 to Many
1 to Many
Disclosure
1 to Many
Securities
Contact
Information
DisclosureType
FinancialOperatingDisclosureCategory
EventDisclosureCategory
OtherVoluntaryDisclosureDescription
DisclosurePeriod
SecurityType
Security
CUSIP6SecurityPointers
ContactType
ContactOrganizationName
ContactFirstName
ContactLastName
ContactTitle
ContactPhoneNumber
ContactPhoneNumberExtension
ContactAddress
ContactCity
ContactState
ContactZipCode
ContactEMailAddress
Addressing Information
Submission
SubmissionIdentifier (1)
SubmissionStatus
(1) Applies to subsequent submissions including document
submissions
(Body)
Document
DocumentPostingOperationIndicator
Message (Code)
Message (Exception Level)
Message (Reference Data Element)
Message (Description)
(Body)
pdf Binary File (encoded in MTOM)
EMMA Web Service
Header
Validation
Is
Header Valid
?
NO
YES
Does
Message Pass
Authentication
& Authorization
?
YES
NO
NO
Perform
Required Field
Validation
Physical
Message
Processed
Successful
?
NO
YES
Business
Validation
Successful
?
YES
Add / Update
Submission
DataBase
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Specifications for EMMA Continuing Disclosure Subscription Service
Figure 2: Data Message, Document Message & Schemas
Below is a schema model showing the two message types (Data and Document)
required to make a submission. Within each message type are information containers
(Submission, Disclosure, Securities, Contact Information, and Document) and the
information types and values associated with each.
Continuing Disclosure Submission – Schema Model
DATA Message Type
SUBMISSION
DISCLOSURE
(Disclosure Types)
Financial
Operating
Filing
Disclosure Without
Indexing Information
PreJuly09
Undertaking
Event Filing
AssetBacked
Security
Filing
1:M
(Disclosure Category)
1:M
1:1
15c2-12 Based Continuing Disclosures (Material
Event Notices)
 PrincipalInterestPaymentDelinquency
 NonPaymentRelatedDefault
 UnscheduledDrawOnDebtServiceReserveReflecti
ngFinancialDifficulties
 UnscheduledDrawOnCreditEnhancementReflecti
ngFinancialDifficulties
 SubstitutionOfCreditOrLiquidityProviderOrItsFailur
eToPerform
 AdverseTaxOpinionOrEventAffectingTheTaxExe
mptStatusOfTheSecurity
 ModificationToTheRightsOfSecurityHolders
 BondCall
 Defeasance
 ReleaseOrSubstitutionOrSaleOfPropertySecuring
RepaymentOfTheSecurity
 RatingChange
15Ga-1 Asset-Backed Security Disclosure
 InitialAssetBackedSecuritiesDisclosureSE
CRule15Ga1c1
 QuarterlyAssetBackedSecuritiesDisclosur
eSECRule15Ga1c2i
 AnnualAssetBackedSecuritiesDisclosureS
ECRule15Ga1c2ii
 OtherAssetBackedSecuritiesDisclosure
(E.g.notice of termination of duty to file
reports pursuant to SEC Rule 15Ga1(c)(3))
15c2-12 Based Continuing Disclosures
 AnnualFinancialInformationOperatingData15c212
 AuditedFinancialStatementsOrCAFR15c212
 FailureToProvideAnnualFinancialInformationAsRequ
ired15c212
Additional/Voluntary Continuing Disclosures
 QuarterlyMonthlyFinancialInformation
 ChangeInFiscalYearTimingOfAnnualDisclosure
 ChangeInAccountingStandard
 InterimAdditionalFinancialInformationOperatingData
 Budget
 InvestmentDebtFinancialPolicy
 InformationProvidedToRatingAgencyOrCreditLiquidit
yProviderOrOtherThirdParty
 ConsultantReport
 OtherFinancialVoluntaryInformation
Additional/Voluntary Continuing Disclosures
 AmendmentToContinuingDisclosureUndertaking
 ChangeInObligatedPerson
 NoticeToInvestorsPursuantToBondDocuments
 CommunicationFromTheInternalRevenueService
 TenderOfferSecondaryMarketPurchases
 BidForAuctionRateOrOtherSecurities
 CapitalOrOtherFinancingPlan
 LitigationEnforcementAction
 MergerConsolidationReorganizationInsolvencyBa
nkruptcy
 ChangeOfTrusteeTenderAgentRemarketingAgent
OrOtherOnGoingParty
 DerivativeOrOtherSimilarTransaction
 OtherEventVoluntaryInformation
CONTACT INFORMATION
SECURITIES
(Security Types)
CUSIP9
(Contact Types)
Commercial
Paper
NonCUSIP
Municipal
Fund Security
Submitter
Issuer
Obligor
DOCUMENT
CUSIP9
CUSIP6
Files
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Specifications for EMMA Continuing Disclosure Subscription Service
Continuing Disclosure - Submission
DATA Message Type
DOCUMENT Message Type
(SOAP Envelope)
(SOAP Envelope)
(Header)
(Header)
WebServices Protocol Support
WebServices Protocol Support
(Body)
Submission
SubmissionIdentifier (1)
SubmissionStatus
(1) Applies to subsequent submissions including document
submissions
1 to Many
Securities
SecurityType
Security
CUSIP6SecurityPointers
0 to 2
0 to 1
Disclosure
DisclosureType
FinancialOperatingDisclosureCategory
EventDisclosureCategory
Asset-Backed Securities DisclosureCategory
OtherVoluntaryDisclosureDescription
DisclosurePeriod
Contact
Information
Submission
SubmissionIdentifier (1)
SubmissionStatus
(1) Applies to subsequent submissions including document
submissions
Document
DocumentPostingOperationIndicator
(Body)
pdf Binary File (encoded in MTOM)
ContactType
ContactOrganizationName
ContactFirstName
ContactLastName
ContactTitle
ContactPhoneNumber
ContactPhoneNumberExtension
ContactAddress
ContactCity
ContactState
ContactZipCode
ContactEMailAddress
SOAP (Simple Object Access Protocol) - foundation layer of the web services protocol stack
MTOM (SOAP Message Transmission Optimization Mechanism) - a method of efficiently sending binary data to and from web services
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Specifications for EMMA Continuing Disclosure Subscription Service
XML Message Schemas
Detailed below are the relevant schemas for data, document and file content. The schemas describe the base structural
containers which in turn reference child-level containers and specifications. The schemas are universally applicable to
Data and Document Messages for Continuing Disclosure submissions.
ContinuingDisclosureService_0.xsd
<?xml version="1.0" encoding="utf-8"?>
<xs:schema elementFormDefault="qualified"
targetNamespace="http://emma.msrb.org/schemas/disclosuremessages/continuingdisclosure"
xmlns:xs="http://www.w3.org/2001/XMLSchema" xmlns:tns="http://emma.msrb.org/schemas/disclosuremessages/continuingdisclosure">
<xs:import schemaLocation="ContinuingDisclosureService_1.xsd"
namespace="http://emma.msrb.org/schemas/continuingdisclosureservice"/>
<xs:import schemaLocation="ContinuingDisclosureService_2.xsd"
namespace="http://emma.msrb.org/schemas/disclosuremessages/continuingdisclosure/types"/>
<xs:element name="ContinuingDisclosureServiceMessage">
<xs:complexType>
<xs:sequence>
<xs:element maxOccurs="1" ref="q1:ContinuingDisclosureMessage"
xmlns:q1="http://emma.msrb.org/schemas/continuingdisclosureservice"/>
</xs:sequence>
</xs:complexType>
</xs:element>
<xs:element name="ContinuingDisclosureDocumentServiceMessage">
<xs:complexType>
<xs:sequence>
<xs:element ref="q2:FileContents" xmlns:q2="http://emma.msrb.org/schemas/disclosuremessages/continuingdisclosure/types"/>
</xs:sequence>
</xs:complexType>
</xs:element>
</xs:schema>
ContinuingDisclosureService_1.xsd
<?xml version="1.0" encoding="utf-8"?>
<xs:schema elementFormDefault="qualified" targetNamespace="http://emma.msrb.org/schemas/continuingdisclosureservice"
xmlns:xs="http://www.w3.org/2001/XMLSchema" xmlns:tns="http://emma.msrb.org/schemas/continuingdisclosureservice">
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Specifications for EMMA Continuing Disclosure Subscription Service
<xs:import schemaLocation="ContinuingDisclosureService_2.xsd"
namespace="http://emma.msrb.org/schemas/disclosuremessages/continuingdisclosure/types"/>
<xs:element name="ContinuingDisclosureMessage" type="q1:DataMessageType"
xmlns:q1="http://emma.msrb.org/schemas/disclosuremessages/continuingdisclosure/types"/>
<xs:element name="ContinuingDisclosureDocumentMessage" type="q2:DocumentMessageType"
xmlns:q2="http://emma.msrb.org/schemas/disclosuremessages/continuingdisclosure/types"/>
</xs:schema>
ContinuingDisclosureService_2.xsd
<?xml version="1.0" encoding="utf-8"?>
<xs:schema elementFormDefault="qualified"
targetNamespace="http://emma.msrb.org/schemas/disclosuremessages/continuingdisclosure/types"
xmlns:xs="http://www.w3.org/2001/XMLSchema"
xmlns:tns="http://emma.msrb.org/schemas/disclosuremessages/continuingdisclosure/types">
<xs:import schemaLocation="ContinuingDisclosureService_5.xsd" namespace="http://schemas.microsoft.com/Message"/>
<xs:complexType name="DataMessageType">
<xs:sequence>
<xs:element maxOccurs="1" name="Submission" type="tns:SubmissionDetailsType"/>
<xs:element maxOccurs="1" name="DisclosureIndexingData" type="tns:DisclosureIndexingDataDetailsType"/>
<xs:element minOccurs="0" maxOccurs="2" name="ContactInformation" type="tns:ContactInformationType"/>
</xs:sequence>
</xs:complexType>
<xs:complexType name="SubmissionDetailsType">
<xs:attribute name="SubmissionIdentifier" type="tns:Max25Text"/>
<xs:attribute name="SubmissionStatus" type="tns:SubmissionStatusType"/>
</xs:complexType>
<xs:simpleType name="SubmissionStatusType">
<xs:restriction base="xs:string">
<xs:enumeration value="Publish"/>
<xs:enumeration value="Test"/>
</xs:restriction>
</xs:simpleType>
<xs:complexType name="DisclosureIndexingDataDetailsType">
<xs:sequence>
<xs:element minOccurs="0" maxOccurs="unbounded" name="Disclosure" type="tns:DisclosureDetailsType"/>
<xs:element minOccurs="0" maxOccurs="1" name="Securities" type="tns:SecuritiesDetailsType"/>
</xs:sequence>
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Specifications for EMMA Continuing Disclosure Subscription Service
</xs:complexType>
<xs:complexType name="DisclosureDetailsType">
<xs:sequence>
<xs:element minOccurs="0" maxOccurs="1" name="DisclosurePeriod" type="tns:DisclosurePeriodType"/>
</xs:sequence>
<xs:attribute name="DisclosureType" type="tns:DisclosureTypes"/>
<xs:attribute name="FinancialOperatingDisclosureCategory" type="tns:FinancialOperatingDisclosureCategoryType"/>
<xs:attribute name="EventDisclosureCategory" type="tns:EventDisclosureCategoryType"/>
<xs:attribute name="AssetBackedSecuritiesDisclosureCategory" type="tns:AssetBackedSecuritiesDisclosureCategoryType"/>
<xs:attribute name="OtherVoluntaryDisclosureDescription" type="tns:Max140Text"/> </xs:complexType>
<xs:complexType name="DisclosurePeriodType">
<xs:attribute name="PeriodType" type="tns:PeriodDetailsType"/>
<xs:attribute name="BeginningDate" type="tns:ISODate"/>
<xs:attribute name="EndingDate" type="tns:ISODate"/>
<xs:attribute name="AsOfDate" type="tns:ISODate"/>
</xs:complexType>
<xs:simpleType name="PeriodDetailsType">
<xs:restriction base="xs:string">
<xs:enumeration value="YearEnded"/>
<xs:enumeration value="QuarterEnded"/>
<xs:enumeration value="MonthBeginning"/>
<xs:enumeration value="OtherPeriodBeginning"/> </xs:restriction>
</xs:simpleType>
<xs:simpleType name="DisclosureTypes">
<xs:restriction base="xs:string">
<xs:enumeration value="FinancialOperatingDataDisclosure"/>
<xs:enumeration value="EventBasedDisclosure"/>
<xs:enumeration value="AssetBackedSecuritiesDisclosure"/>
<xs:enumeration value="DisclosureWithoutIndexingInformationPreJuly2009Undertaking"/>
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="FinancialOperatingDisclosureCategoryType">
<xs:restriction base="xs:string">
<xs:enumeration value="AnnualFinancialInformationOperatingData15c212"/>
<xs:enumeration value="AuditedFinancialStatementsOrCAFR15c212"/>
<xs:enumeration value="FailureToProvideAnnualFinancialInformationAsRequired15c212"/>
<xs:enumeration value="QuarterlyMonthlyFinancialInformation"/>
<xs:enumeration value="OtherFinancialVoluntaryInformation"/>
<xs:enumeration value="ChangeInFiscalYearTimingOfAnnualDisclosure"/>
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Specifications for EMMA Continuing Disclosure Subscription Service
<xs:enumeration value="ChangeInAccountingStandard"/>
<xs:enumeration value="InterimAdditionalFinancialInformationOperatingData"/>
<xs:enumeration value="Budget"/>
<xs:enumeration value="InformationProvidedToRatingAgencyOrCreditLiquidityProviderOrOtherThirdParty"/>
<xs:enumeration value="InvestmentDebtFinancialPolicy"/>
<xs:enumeration value="ConsultantReport"/>
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="EventDisclosureCategoryType">
<xs:restriction base="xs:string">
<xs:enumeration value="PrincipalInterestPaymentDelinquency"/>
<xs:enumeration value="NonPaymentRelatedDefault"/>
<xs:enumeration value="UnscheduledDrawOnDebtServiceReserveReflectingFinancialDifficulties"/>
<xs:enumeration value="UnscheduledDrawOnCreditEnhancementReflectingFinancialDifficulties"/>
<xs:enumeration value="SubstitutionOfCreditOrLiquidityProviderOrItsFailureToPerform"/>
<xs:enumeration value="AdverseTaxOpinionOrEventAffectingTheTaxExemptStatusOfTheSecurity"/>
<xs:enumeration value="ModificationToTheRightsOfSecurityHolders"/>
<xs:enumeration value="BondCall"/>
<xs:enumeration value="Defeasance"/>
<xs:enumeration value="ReleaseOrSubstitutionOrSaleOfPropertySecuringRepaymentOfTheSecurity"/>
<xs:enumeration value="RatingChange"/>
<xs:enumeration value="FailureToProvideEventFilingInformation"/>
<xs:enumeration value="AmendmentToContinuingDisclosureUndertaking"/>
<xs:enumeration value="ChangeInObligatedPerson"/>
<xs:enumeration value="NoticeToInvestorsPursuantToBondDocuments"/>
<xs:enumeration value="CommunicationFromTheInternalRevenueService"/>
<xs:enumeration value="TenderOfferSecondaryMarketPurchases"/>
<xs:enumeration value="BidForAuctionRateOrOtherSecurities"/>
<xs:enumeration value="CapitalOrOtherFinancingPlan"/>
<xs:enumeration value="LitigationEnforcementAction"/>
<xs:enumeration value="MergerConsolidationAcquisitionAndSaleOfAllOrSubstantiallyAllAssets"/>
<xs:enumeration value="BankruptcyInsolvencyReceivershipOrSimilarEvent"/>
<xs:enumeration value="ChangeOfTenderAgentRemarketingAgentOrOtherOnGoingParty"/>
<xs:enumeration value="SuccessorAdditionalOrChangeInTrustee"/>
<xs:enumeration value="DerivativeOrOtherSimilarTransaction"/>
<xs:enumeration value="OtherEventVoluntaryInformation"/>
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="AssetBackedSecuritiesDisclosureCategoryType">
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Specifications for EMMA Continuing Disclosure Subscription Service
<xs:restriction base="xs:string">
<xs:enumeration value="InitialAssetBackedSecuritiesDisclosureSECRule15Ga1c1"/>
<xs:enumeration value="QuarterlyAssetBackedSecuritiesDisclosureSECRule15Ga1c2i"/>
<xs:enumeration value="AnnualAssetBackedSecuritiesDisclosureSECRule15Ga1c2ii"/>
<xs:enumeration value="OtherAssetBackedSecuritiesDisclosure"/>
</xs:restriction>
</xs:simpleType>
<xs:complexType name="SecuritiesDetailsType">
<xs:sequence>
<xs:element minOccurs="0" maxOccurs="unbounded" name="Security" type="tns:SecurityDetailsType"/>
<xs:element minOccurs="0" maxOccurs="1" name="CUSIP6SecurityPointers" type="tns:CUSIP6SecurityPointerDetailsType"/>
</xs:sequence>
<xs:attribute name="SecurityType" type="tns:SecurityTypes" />
</xs:complexType>
<xs:complexType name="SecurityDetailsType">
<xs:attribute name="CUSIP9" type="tns:Cusip9Type"/>
<xs:attribute name="CUSIP6" type="tns:Cusip6Type"/>
</xs:complexType>
<xs:complexType name="CUSIP6SecurityPointerDetailsType">
<xs:sequence>
<xs:element minOccurs="0" maxOccurs="unbounded" name="CUSIP6SecurityPointer" type="tns:CUSIP6SecurityPointerType"/>
</xs:sequence>
</xs:complexType>
<xs:complexType name="CUSIP6SecurityPointerType">
<xs:attribute name="CUSIP6" type="tns:Cusip6Type"/>
</xs:complexType>
<xs:simpleType name="SecurityTypes">
<xs:restriction base="xs:string">
<xs:enumeration value="CUSIP9"/>
<xs:enumeration value="CommercialPaper"/>
</xs:restriction>
</xs:simpleType>
<xs:complexType name="ContactInformationType">
<xs:attribute name="ContactType" type="tns:ContactTypeDetails"/>
<xs:attribute name="ContactOrganizationName" type="tns:Max140Text"/>
<xs:attribute name="ContactFirstName" type="tns:Max25Text"/>
<xs:attribute name="ContactLastName" type="tns:Max25Text"/>
<xs:attribute name="ContactPhoneNumber" type="tns:Max15Text"/>
<xs:attribute name="ContactPhoneNumberExtension" type="tns:Max6Text"/>
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Specifications for EMMA Continuing Disclosure Subscription Service
<xs:attribute name="ContactAddress" type="tns:Max140Text"/>
<xs:attribute name="ContactCity" type="tns:Max25Text"/>
<xs:attribute name="ContactState" type="tns:StateCode"/>
<xs:attribute name="ContactZipCode" type="tns:Max15Text"/>
<xs:attribute name="ContactEMailAddress" type="tns:Max50Text"/>
</xs:complexType>
<xs:simpleType name="ContactTypeDetails">
<xs:restriction base="xs:string">
<xs:enumeration value="Issuer"/>
<xs:enumeration value="Obligor"/>
</xs:restriction>
</xs:simpleType>
<xs:element name="FileContents" type="q1:StreamBody" xmlns:q1="http://schemas.microsoft.com/Message"/>
<xs:complexType name="DocumentMessageType">
<xs:sequence>
<xs:element maxOccurs="1" name="Submission" type="tns:SubmissionDetailsType"/>
<xs:element maxOccurs="1" name="Document" type="tns:DocumentDetailsType"/>
</xs:sequence>
</xs:complexType>
<xs:complexType name="DocumentDetailsType">
<xs:attribute name="DocumentPostingOperationIndicator" type="tns:DocumentPostingOperationIndicatorType"/>
</xs:complexType>
<xs:simpleType name="DocumentPostingOperationIndicatorType">
<xs:restriction base="xs:string">
<xs:enumeration value="AppendToPostedDocument"/>
<xs:enumeration value="ReplacePostedDocument"/>
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="Cusip6Type">
<xs:restriction base="xs:string">
<xs:minLength value="6"/>
<xs:maxLength value="6"/>
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="Cusip9Type">
<xs:restriction base="xs:string">
<xs:minLength value="9"/>
<xs:maxLength value="9"/>
</xs:restriction>
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Specifications for EMMA Continuing Disclosure Subscription Service
</xs:simpleType>
<xs:simpleType name="StateCode">
<xs:restriction base="xs:string">
<xs:pattern value="[A-Z]{2,2}"/>
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="Max140Text">
<xs:restriction base="xs:string">
<xs:minLength value="1"/>
<xs:maxLength value="140"/>
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="Max75Text">
<xs:restriction base="xs:string">
<xs:minLength value="1"/>
<xs:maxLength value="75"/>
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="Max50Text">
<xs:restriction base="xs:string">
<xs:minLength value="1"/>
<xs:maxLength value="50"/>
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="Max25Text">
<xs:restriction base="xs:string">
<xs:minLength value="1"/>
<xs:maxLength value="25"/>
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="Max15Text">
<xs:restriction base="xs:string">
<xs:minLength value="1"/>
<xs:maxLength value="15"/>
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="Max6Text">
<xs:restriction base="xs:string">
<xs:minLength value="1"/>
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Specifications for EMMA Continuing Disclosure Subscription Service
<xs:maxLength value="6"/>
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="ISODate">
<xs:restriction base="xs:date"/>
</xs:simpleType>
</xs:schema>
ContinuingDisclosureService_3.xsd
<?xml version="1.0" encoding="utf-8"?>
<xs:schema elementFormDefault="qualified" targetNamespace="http://emma.msrb.org/schemas/disclosuremessages"
xmlns:xs="http://www.w3.org/2001/XMLSchema" xmlns:tns="http://emma.msrb.org/schemas/disclosuremessages">
<xs:import schemaLocation="ContinuingDisclosureService_4.xsd"
namespace="http://emma.msrb.org/schemas/disclosuremessages/types"/>
<xs:element name="DisclosureMessageResponse">
<xs:complexType>
<xs:sequence>
<xs:element maxOccurs="1" ref="q1:DisclosureResponseDetails"
xmlns:q1="http://emma.msrb.org/schemas/disclosuremessages/types"/>
</xs:sequence>
</xs:complexType>
</xs:element>
</xs:schema>
ContinuingDisclosureService_4.xsd
<?xml version="1.0" encoding="utf-8"?>
<xs:schema elementFormDefault="qualified" targetNamespace="http://emma.msrb.org/schemas/disclosuremessages/types"
xmlns:xs="http://www.w3.org/2001/XMLSchema" xmlns:tns="http://emma.msrb.org/schemas/disclosuremessages/types">
<xs:element name="DisclosureResponseDetails" type="tns:DisclosureMessageResponseType"/>
<xs:complexType name="DisclosureMessageResponseType">
<xs:sequence>
<xs:element minOccurs="0" maxOccurs="1" name="Submission" type="tns:SubmissionStructureType"/>
<xs:element minOccurs="0" maxOccurs="unbounded" name="Message" type="tns:MessageStructureType"/>
</xs:sequence>
</xs:complexType>
<xs:complexType name="SubmissionStructureType">
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Specifications for EMMA Continuing Disclosure Subscription Service
<xs:attribute name="SubmissionID" type="xs:string"/>
<xs:attribute name="SubmissionState" type="tns:SubmissionProcessingStateType"/>
<xs:attribute name="SubmissionStatus" type="tns:SubmissionProcessingStatusType" use="required"/>
</xs:complexType>
<xs:simpleType name="SubmissionProcessingStateType">
<xs:restriction base="xs:string">
<xs:enumeration value="Published"/>
<xs:enumeration value="InWorkspace"/>
</xs:restriction>
</xs:simpleType>
<xs:simpleType name="SubmissionProcessingStatusType">
<xs:restriction base="xs:string">
<xs:enumeration value="Added"/>
<xs:enumeration value="Updated"/>
<xs:enumeration value="Rejected"/>
<xs:enumeration value="Deleted"/>
<xs:enumeration value="Failure"/>
</xs:restriction>
</xs:simpleType>
<xs:complexType name="MessageStructureType">
<xs:attribute name="MessageReturnCode" type="tns:MessageReturnCodeType"/>
<xs:attribute name="MessageContent" type="xs:string"/>
</xs:complexType>
<xs:simpleType name="MessageReturnCodeType">
<xs:restriction base="xs:string">
<xs:enumeration value="Error"/>
<xs:enumeration value="Warning"/>
<xs:enumeration value="Information"/>
</xs:restriction>
</xs:simpleType></xs:schema>
ContinuingDisclosureService_5.xsd
<?xml version="1.0" encoding="utf-8"?>
<xs:schema elementFormDefault="qualified" targetNamespace="http://schemas.microsoft.com/Message"
xmlns:xs="http://www.w3.org/2001/XMLSchema" xmlns:tns="http://schemas.microsoft.com/Message">
<xs:simpleType name="StreamBody">
<xs:restriction base="xs:base64Binary"/>
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Specifications for EMMA Continuing Disclosure Subscription Service
</xs:simpleType>
</xs:schema>
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Specifications for EMMA Continuing Disclosure Subscription Service
Figure 3: Submission – Data Tag Glossary
Below is a glossary of all data tags to be used in EMMA’s automated submission interface for submissions of data
messages and document messages. These data elements are organized in a hierarchical data relationship. This glossary
lists each data element’s XML container, data tag, definition, and data specifications, including a listing of enumerated
values for those data elements where the submitter is to choose a value and an example of the data format where the
submitter is to enter a value.
Submission Data Tags
Description and Specification
EMMA Continuing Disclosure Service
XML
Container
Data Tag
Submission
Identifier
Submission
Submission
Status
Definition
Data Specification
Unique identifier assigned by EMMA at time of initiation
of data submission (the initial submission event) and
used by the submitter in connection with subsequent
submission events, including document submission
Max25Text
ex: S212345678910
Indicates the intention to publish the information in the
EMMA public portal
Enumerated Value:
 Publish
Required /
Optional
As Applicable
Required
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Specifications for EMMA Continuing Disclosure Subscription Service
XML
Container
Disclosure
Data Tag
Definition
Data Specification
Enumerated Value:
 FinancialOperatingDataDisclosure
 EventBasedDisclosure
 WithoutIndexingInformationPreJuly09Undertaki
ng
 AssetBackedSecuritiesDisclosureDisclosure
Disclosure
Type
Indicates the type of continuing disclosure filing as
follows:

Financial Operating Filing - Submit annual
financial information under SEC Rule 15c212(b)(5)(i)(A) and (d)(2)(ii)(A), audited financial
statements under Rule 15c2-12(b)(5)(i)(B),
notice of failure to provide annual financial
information under Rule 15c2-12(b)(5)(i)(D), and
other voluntary financial or operating
information.

Event Filing - Submit notice of a material event
specified under SEC Rule 15c2-12(b)(5)(C) and
(d)(2)(ii)(B), and any other event-based
voluntary notice or disclosure with respect to
municipal securities.

Asset-Backed Securities Filing – Submit
disclosure filings specified under SEC Rule
15Ga-1.

DisclosureWithoutIndexingInformationPreJuly09
Undertaking - This continuing disclosure
document is being submitted without indexing
information in connection with securities subject
to a continuing disclosure undertaking entered
into prior to July 1, 2009.
o Unindexed continuing disclosure
documents will be posted on the
EMMA Portal without indexing
information, but accompanied by the
submitter's contact information, and
also will be disseminated to EMMA's
continuing disclosure subscribers
together with the submitter's contact
information.
o Filing without indexing information is
strongly discouraged - Failure to
provide indexing information will
dramatically impact the effectiveness
of your disclosure to the determent of
investors in your securities.
Required /
Optional
Required
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Specifications for EMMA Continuing Disclosure Subscription Service
XML
Container
Data Tag
Definition
Indicates the financial operating disclosure category to
which the filing applies. One or more categories may
apply to a single filing
Disclosure
Financial
Operating
Disclosure
Category
Data Specification
Required /
Optional
Enumerated Value:
 AnnualFinancialInformationOperatingData15c21
2
 AuditedFinancialStatementsOrCAFR15c212
 FailureToProvideAnnualFinancialInformationAs
Required15c212
 QuarterlyMonthlyFinancialInformation
 ChangeInFiscalYearTimingOfAnnualDisclosure
 ChangeInAccountingStandard
 InterimAdditionalFinancialInformationOperating
Data
 Budget
 InvestmentDebtFinancialPolicy
 InformationProvidedToRatingAgencyOrCreditLi
quidityProviderOrOtherThirdParty
 ConsultantReport
 OtherFinancialVoluntaryInformation
Required for
Disclosure Type =
Financial Operating
Filing
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Specifications for EMMA Continuing Disclosure Subscription Service
XML
Container
Data Tag
Disclosure
Event
Disclosure
Category
Definition
Data Specification
Required /
Optional
Indicates the event-based disclosure categories to which
the filing applies. One or more categories may apply to a
single filing
ex: a filing may include a notice of Bond Call and
Defeasance
Enumerated Value:
 PrincipalInterestPaymentDelinquency
 NonPaymentRelatedDefault
 UnscheduledDrawOnDebtServiceReserveRefle
ctingFinancialDifficulties
 UnscheduledDrawOnCreditEnhancementReflec
tingFinancialDifficulties
 SubstitutionOfCreditOrLiquidityProviderOrItsFail
ureToPerform
 AdverseTaxOpinionOrEventAffectingTheTaxEx
emptStatusOfTheSecurity
 ModificationToTheRightsOfSecurityHolders
 BondCall
 Defeasance
 ReleaseOrSubstitutionOrSaleOfPropertySecurin
gRepaymentOfTheSecurity
 RatingChange
 FailureToProvideEventFilingInformation
 TenderOfferSecondaryMarketPurchases
 MergerConsolidationAcquisitionAndSaleOfAllOr
SubstantiallyAllAssets
 BankruptcyInsolvencyReceivershipOrSimilarEve
nt
 SuccessorAdditionalOrChangeInTrustee
 AmendmentToContinuingDisclosureUndertaking
 ChangeInObligatedPerson
 NoticeToInvestorsPursuantToBondDocuments
 CommunicationFromTheInternalRevenueServic
e
 BidForAuctionRateOrOtherSecurities
 CapitalOrOtherFinancingPlan
 LitigationEnforcementAction
 ChangeOfTenderAgentRemarketingAgentOrOth
erOnGoingParty
 DerivativeOrOtherSimilarTransaction
 OtherEventVoluntaryInformation
Required for
Disclosure Type =
Event Filing
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Specifications for EMMA Continuing Disclosure Subscription Service
XML
Container
Data Tag
Definition
Data Specification
Required /
Optional
Asset
Backed
Disclosure
Category
Indicates the asset-based securities disclosure
categories to which the filing applies. Only one category
may apply to a single filing
ex: if the filing is a notice of Other Asset-Backed
Securities Disclosure, it can not apply to initial, quarterly
or annual disclosures
 InitialAssetBackedSecuritiesDisclosureSECRule
15Ga1c1
 QuarterlyAssetBackedSecuritiesDisclosureSEC
Rule15Ga1c2i
 AnnualAssetBackedSecuritiesDisclosureSECRu
le15Ga1c2ii
 OtherAssetBackedSecuritiesDisclosure
Required for
Disclosure Type =
Asset-Backed Filing
Indicates the description of a disclosure filing for
Financial Operating Disclosure, Event Disclosure or
Asset-Backed Securities Disclosure
Max140Text
ex: Description of a disclosure filing
Required for Other
Event-based
disclosures, Other
Financial / Operating
Data disclosures
and Other AssetBacked Securities
Disclosure
For Financial Operating Filings and Asset-Backed
Securities Filings, is used to indicate the type of period
covered by the filing. The period type is used in
combination with Disclosure Period
ex. PeriodType <YearEnded> <EndingDate, 2008-1231>
Enumerated Value:
 YearEnded
 QuarterEnded
 MonthBeginning
 OtherPeriodBeginning
Required for
Disclosure Type =
Financial Operating
Filing and AssetBacked Securities
Filings
NOTE: only
OtherPeriodBeginnin
g is allowed for
Asset-Backed
Securities Filings
Other
Voluntary
Disclosure
Description
Period Type
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Specifications for EMMA Continuing Disclosure Subscription Service
XML
Container
Data Tag
Disclosure
Period
Definition
For Financial Operating Filings and Asset-Backed
Securities Filings, used in conjunction with Period Type
to indicate the applicable beginning and/or end date(s)
For Event Filings, used without Period Type to indicate
as of date of submitted document if other than the actual
date of submissionex: Financial Operating Filing –
Audited Financial Statements or CAFR (Rule 15c2-12) –
PeriodType <OtherPeriodBeginning> <BeginningDate,
2009-06-31> <EndingDate, 2009-12-31>ex: Event Filing
– Bond Call -<DisclosurePeriod AsOfDate="2009-12-31" />
Data Specification
Attributes:
 Period Type (see enumerated values above)
 AsOfDate (ISODate) ex: 2009-06-31
 BeginningDate (ISODate) ex: 2009-09-30
 EndingDate (ISODate) ex: 2009-12-31
Securities
Security
Indicates the disclosure as being CUSIP9 based or
Commercial Paper
Enumerated Value:
• CUSIP9
• CommercialPaper
Indicates the nine-digit CUSIP number(s) to which the
disclosure applies if the Security Type is CUSIP9, or the
six-digit CUSIP6 number(s) if the Security Type is
CommercialPaper
CUSIP9 String{Min9,Max9}
ex: 123456AB7
IF :Security Type is CUSIP9, or
CUSIP6 String{Min6,Max6}
ex: 123456
IF : Security Type is CommercialPaper
As Applicable
(Security and/or
CUSIP6 Security
Pointers Required
for Disclosure Type
= Financial
Operating Filing or
Event Filing)
Indicates the six-digit CUSIP6 number(s) (for Security
Type is CUSIP9) to which the disclosure applies if a
disclosure applies to ALL securities under that CUSIP6.
String{Min6,Max6}
ex: 123456
As Applicable
(CUSIP6 Security
Pointers and/or
Security Required
for Disclosure Type
= Financial
Operating Filing or
Event Filing)
Only for modifications of original document submissions
– Indicates whether file will be appended to any existing
files posted for such document or if file will replace all
existing files posted for such document
Enumerated Value:
 AppendToPostedDocument
 ReplacePostedDocument
NOTE: B2B submissions are not available for ineligible
for CUSIP number assignment filings
CUSIP6
Security
Pointers
Document
Document
Posting
Operation
Indicator
Required for
Disclosure Type =
Financial Operating
Filing and AssetBacked Securities
Filing
Optional for
Disclosure Type =
Event Filing
ex: Asset-Backed Securities Filing –
<DisclosurePeriod PeriodType="OtherPeriodBeginning"
BeginningDate=”2013/12/31” EndingDate="2014-12-31"
/>
Security
Type
Required /
Optional
Required for each
submission
As Applicable
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Specifications for EMMA Continuing Disclosure Subscription Service
XML
Container
Contact
Information
Data Tag
Definition
Data Specification
Required /
Optional
Contact
Type
Indicates organization type of contact that the public
should contact with questions about the submitted
disclosure
Enumerated Value:
 Issuer
 Obligor
Contact
Organization
Name
Full name of the contact organization that the public
should contact with questions about the submitted
disclosure
Max140Text
ex: MuniBond Dealer
Required if contact
provided
Contact First
Name
The first name of the contact person that the public
should contact with questions about the submitted
disclosure
Max25Text
ex: Emma
Required if contact
provided
Contact Last
Name
The last name of the contact person that the public
should contact with questions about the submitted
disclosure
Max25Text
ex: Jones
Required if contact
provided
Contact Title
The title of the contact person that the public should
contact with questions about the submitted disclosure
Max140Text
ex: Senior Vice President
Required if contact
provided
Contact
Phone
Number
The phone number of the contact person that the public
should contact with questions about the submitted
disclosure
Max15Text
ex: 703-555-2222
Required if contact
provided
Contact
Phone
Number
Extension
The extension of the phone number (if any) of the
contact person that the public should contact with
questions about the submitted disclosure
Max6Text
ex: 1235
Contact
Address
The street address or post office box of the contact
person that the public should contact with questions
about the submitted disclosure
Max140Text
ex: 123 Security Road
Required if contact
provided
Contact City
The address city of the contact person that the public
should contact with questions about the submitted
disclosure
Max25Text
ex: Alexandria
Required if contact
provided
Contact
State
The address state of the contact person that the public
should contact with questions about the submitted
disclosure
String;StateCode;2
ex: VA
Required if contact
provided
Contact Zip
Code
The address zip code of the contact person that the
public should contact with questions about the submitted
disclosure
Max15Text
ex: 22301-5555
Required if contact
provided
Contact
Email
Address
The email address of the contact person that the public
should contact with questions about the submitted
disclosure
Max50Text
ex: issuer@issuer.com
Required if contact
provided
Optional
As Applicable
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Specifications for EMMA Continuing Disclosure Subscription Service
Figure 4: Submission – Disclosure Document Period Specifications
Document Disclosure
(Period Type & Date Specification)
EMMA Continuing Disclosure Service
Disclosure
Category
Disclosure Category
Applicable
Period Type(s)
Year Ended
AnnualFinancialInformationOperatingData15c212
Quarterly/monthly financial information
Financial /
Operational
Notices
Change in fiscal year/timing of annual disclosure
Change in accounting standard
EndingDate {DATE}
Required
EndingDate {DATE}
BeginningDate {DATE} &
EndingDate {DATE}
Required
Required
Other Period Beginning
EndingDate {DATE}
BeginningDate {DATE} &
EndingDate {DATE}
Quarter Ended
EndingDate {DATE}
Required
Month Beginning
A defined Period Type is not
applicable. Specify an as-of-date.
A defined Period Type is not
applicable. Specify an as-of-date.
BeginningDate {DATE}
Required
AsOfDate {DATE}
Required
AsOfDate {DATE}
Required
Year Ended
EndingDate {DATE}
BeginningDate {DATE} &
EndingDate {DATE}
Required
EndingDate {DATE}
Required
EndingDate {DATE}
BeginningDate {DATE} &
EndingDate {DATE}
Required
AsOfDate {DATE}
Required
AsOfDate {DATE}
Required
AsOfDate {DATE}
Required
Quarter Ended
Year Ended
Interim/additional financial information/operating data
Other Period Beginning
Year Ended
Budget
Quarter Ended
Other Period Beginning
Investment/debt/financial policy
Information provided to rating agency, credit/liquidity
provider or other third party
Consultant reports
Required
Required
Other Period Beginning
FailureToProvideAnnualFinancialInformationAsRequir
ed15c212
EndingDate {DATE}
Required /
Optional
BeginningDate {DATE} &
EndingDate {DATE}
Other Period Beginning
Year Ended
AuditedFinancialStatementsOrCAFR15c212
Corresponding
Date Specification
A defined Period Type is not
applicable. Specify an as-of-date.
A defined Period Type is not
applicable. Specify an as-of-date.
A defined Period Type is not
applicable. Specify an as-of-date.
Required
Required
Required
Required
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Specifications for EMMA Continuing Disclosure Subscription Service
Other financial/operating data
Year Ended
EndingDate {DATE}
Required
Quarter Ended
EndingDate {DATE}
Required
Month Beginning
BeginningDate {DATE}
Required
Other Period Beginning
BeginningDate {DATE} &
EndingDate {DATE}
AsOfDate {DATE}
Required
A defined Period Type is not
applicable. Specify an as-of-date.
Event
Notices
“All Categories”
A defined Period Type is not
applicable. Specify an as-of-date.
AssetBacked
Securities
Disclosures
“All Categories”
Other Period Beginning
AsOfDate {DATE}
BeginningDate {DATE}
EndingDate {DATE}
Required
Required
Required
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Specifications for EMMA Continuing Disclosure Subscription Service
Figure 5: Validation Response Messages
As submission messages are processed by EMMA, the message content will be verified relative to business rules of
expected data relationships. Exception response messages will be returned to the submitter system when certain types
of conditions exist with respect to the data submitted. Currently, all response messages are classified as Error, which
indicates termination of message processing with failure of the intended action. The submitter should take appropriate
corrective action and re-submit as appropriate.
An abstract representation of a Response Message, shown below, will be returned to the Submitter System with the
Response Message Content, defined in the table below, contained in the body of the message.
Response Message
(SOAP Envelope)
(Header)
WebServices Protocol Support
(Body)
SubmissionID
SubmissionStatus (Accepted, Rejected, Updated, Added)
MessageReturnCode (Error, Warning, Information])
MessageContent [Data Tag, Description])
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Specifications for EMMA Continuing Disclosure Subscription Service
Below is a sample Response Message trace where a submission event has been confirmed as added successfully. This
sample is intended to show the general structure of response messages.
Response Message – Sample Trace File
<s:Envelope xmlns:s="http://schemas.xmlsoap.org/soap/envelope/">
<s:Header>
<Action s:mustUnderstand="1"
xmlns="http://schemas.microsoft.com/ws/2005/05/addressing/none">http://emma.msrb.org/schemas/disclosureservice/IDisclosureService/
OpenSubmissionResponse
</Action>
</s:Header>
<s:Body xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns:xsd="http://www.w3.org/2001/XMLSchema">
<DisclosureMessageResponse xmlns="http://emma.msrb.org/schemas/disclosuremessages">
<DisclosureResponseDetails xmlns="http://emma.msrb.org/schemas/disclosureservice">
<Submission SubmissionID="EA1734" SubmissionStatus="Added"
xmlns="http://emma.msrb.org/schemas/disclosuremessages/types">
</Submission>
<Message MessageReturnCode="Information" MessageContent="Continuing disclosure submission added."
xmlns="http://emma.msrb.org/schemas/disclosuremessages/types">
</Message>
</DisclosureResponseDetails>
</DisclosureMessageResponse>
</s:Body>
</s:Envelope>
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Specifications for EMMA Continuing Disclosure Subscription Service
XML Submission Validation - Response Messages
Continuing Disclosure
XML Block
Submission
Data Tag
Submission Identifier
Submission Status
Disclosure Type
Annual Periodic
Disclosure Category
Event Disclosure
Category
Asset-Backed
Securities Disclosure
Category
Other Voluntary
Disclosure
Description
Disclosure
Period Type / Date
Specification
Message
Return Code
Error
-
Response Message Content
Failure to Identify Submission - failed to identify a Submission with the given Submission Identifier
(EA1001).
-
Error
Required Field - Disclosure Type is a required field.
Error
Invalid Disclosure Type: AssetBackedSecuritiesDisclosure. (NOTE: happens when users submit
before the effective date)
Error
Category mismatch - Disclosure without indexing information for a pre-July 2009 undertaking was
asserted, but indexing information was provided without declaration of the information type.
Error
Required Field – Financial Operating Disclosure Category is a required field when the disclosure type is
Financial Operating Data Disclosure.
Error
Category mismatch - Disclosure without indexing information for a pre-July 2009 undertaking was
asserted, but indexing information was provided without declaration of the information type.
Error
Required Field - Event Disclosure Category is a required field with the disclosure types is Event Based
Disclosure.
Error
Required Field – Asset Backed Securities Disclosure Category is a required field with a disclosure type
of Asset Backed Securities Disclosure
Error
Only one disclosure is allowed in Asset-Backed Securities Disclosure submission. (NOTE: happens
when users submit more than one disclosure in the same submission.
Error
Required Field – Other Voluntary Disclosure Description is a required field if the disclosure category is
Other Financial Voluntary Information or Other Event Voluntary Information
Error
Required Field - Other Voluntary Disclosure Description is a required field if the disclosure category is
Other Asset-Backed Securities Disclosure.
Error
Required Field – Period Type is a required field for the Disclosure Category indicated.
Error
Required Field – A Beginning Date and Ending Date is required if the period type is Other Period
Beginning.
Error
Required Field – Period Type (Year Ended) requires an Ended Date
Error
Required Field – Period Type (Quarter Ended) requires an Ended Date
Error
Required Field – Period Type (Month Beginning) requires a Beginning Date
Error
Required Field - AsOfDate field to be supplied if the DisclosureType is Event Based Disclosure.
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Specifications for EMMA Continuing Disclosure Subscription Service
XML Block
Data Tag
Disclosure Period
Security Type
Securities
Security
CUSIP6 Security
Pointers
Document
Contact
Information
Message
Return Code
Response Message Content
Error
Required Field - Period Type must be provided when disclosure category is <category type>.
Error
Period Type cannot be <period type> when disclosure category is <category type>.
Error
Required Field - Ending Date must be provided when period type is <period type>.
Error
Required Field - Beginning Date must be provided when period type is Other Period Beginning.
Error
Ending Date must be later than Beginning Date.
Error
Required Element - Disclosure Period is a required element when the disclosure type is Asset-Backed
Securities Disclosure.
Error
Error
Required Field – Security Type is a required field.
Data Validation – Security CUSIP9:123456AB7 is not recognized as a well-formed CUSIP9.
Error
Data Validation – Security CUSIP6: 123456 is not recognized as a commercial paper security.
Error
Required Element - At least one security or CUSIP-6 must be provided when indexing information is
provided.
Document Posting
Operation Indicator
-
-
Contact Organization
Name
-
-
Contact First Name
-
-
Contact Last Name
-
-
Contact Title
-
-
Contact Phone
Number
-
-
Contact Phone
Number Extension
-
-
Contact Address
-
-
Contact City
-
-
Contact State
-
-
Contact Zip Code
-
-
Contact Email
Address
-
-
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Specifications for EMMA Continuing Disclosure Subscription Service
Figure 6: Continuing Disclosure Submission – Sample XML Headers
Data Message – Sample Header + Message Trace File
<s:Envelope xmlns:s="http://schemas.xmlsoap.org/soap/envelope/" xmlns:u="http://docs.oasis-open.org/wss/2004/01/oasis-200401-wsswssecurity-utility-1.0.xsd">
<s:Header>
<o:Security s:mustUnderstand="1" xmlns:o="http://docs.oasis-open.org/wss/2004/01/oasis-200401-wss-wssecurity-secext1.0.xsd"><u:Timestamp u:Id="_0"><u:Created>2008-08-21T19:58:44.296Z</u:Created><u:Expires>2008-0821T20:03:44.296Z</u:Expires></u:Timestamp><o:UsernameToken u:Id="uuid-99a8d3c0-8044-4572-a189-2af1f3a246e81"><o:Username><!--Removed--></o:Username><o:Password><!--Removed-></o:Password></o:UsernameToken></o:Security>
<To s:mustUnderstand="1" xmlns="http://schemas.microsoft.com/ws/2005/05/addressing/none">https://tempwrk/EmmaDisclosureService/DisclosureService.svc</To>
<Action s:mustUnderstand="1"
xmlns="http://schemas.microsoft.com/ws/2005/05/addressing/none">http://emma.msrb.org/schemas/disclosureservice/IDisclosure
Service/OpenSubmission</Action>
</s:Header>
<s:Body xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns:xsd="http://www.w3.org/2001/XMLSchema">
<ContinuingDisclosureMessage xmlns="http://emma.msrb.org/schemas/disclosuremessages">
<Submission SubmissionStatus="Publish" />
<DisclosureIndexingData>
<Disclosure DisclosureType="FinancialOperatingDataDisclosure"
FinancialOperatingDisclosureCategory="OtherFinancialVoluntaryInformation"
OtherVoluntaryDisclosureDescription="Description of the nature of Other Financial Voluntary
Information">
<DisclosurePeriod AsOfDate="2008-07-01"/>
</Disclosure>
<Securities SecurityType="CUSIP9">
<Security CUSIP9="699438AJ7"/>
<Security CUSIP9="699438AK4"/>
<Security CUSIP9="699438AL2"/>
<Security CUSIP9="699438AM0"/>
<Security CUSIP9="699438AN8"/>
<Security CUSIP9="699438AP3"/>
<Security CUSIP9="699438BD9"/>
<CUSIP6SecurityPointers>
<CUSIP6SecurityPointer CUSIP6="617481"/>
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Specifications for EMMA Continuing Disclosure Subscription Service
<CUSIP6SecurityPointer CUSIP6="61748P"/>
<CUSIP6SecurityPointer CUSIP6="61748T"/>
<CUSIP6SecurityPointer CUSIP6="617487"/>
<CUSIP6SecurityPointer CUSIP6="617493"/>
<CUSIP6SecurityPointer CUSIP6="617496"/>
<CUSIP6SecurityPointer CUSIP6="617508"/>
<CUSIP6SecurityPointer CUSIP6="617524"/>
</CUSIP6SecurityPointers>
</Securities>
</DisclosureIndexingData>
<ContactInformation ContactType="Issuer" ContactOrganizationName="Organization"
ContactFirstName="ContactFirstName"
ContactLastName="ContactLastname" ContactAddress="Address" ContactCity="City" ContactState="AL"
ContactZipCode="55555" ContactPhoneNumber="555-55-5555" ContactEMailAddress="Issuer@mail.com"/>
<ContactInformation ContactType="Obligor" ContactOrganizationName="Organization"
ContactFirstName="ContactFirstName"
ContactLastName="ContactLastname" ContactAddress="Address" ContactCity="City" ContactState="AL"
ContactZipCode="55555"
ContactPhoneNumber="555-55-5555"
ContactEMailAddress="Obligor@mail.com"/>
</ContinuingDisclosureMessage>
</s:Body>
</s:Envelope>
Document Message – Sample Header File
<s:Envelope xmlns:s="http://schemas.xmlsoap.org/soap/envelope/" xmlns:u="http://docs.oasis-open.org/wss/2004/01/oasis-200401-wsswssecurity-utility-1.0.xsd">
<s:Header>
<ContinuingDisclosureMessage xmlns h="http://emma.msrb.org/schemas/disclosureservice"
xmlns="http://emma.msrb.org/schemas/disclosureservice" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
xmlns:xsd="http://www.w3.org/2001/XMLSchema">
<Submission SubmissionIdentifier="12345678" SubmissionStatus="Publish"/>
<Document DocumentPostingOperationIndicator="AppendToPostedDocment"/>
</ContinuingDisclosureMessage>
<o:Security s:mustUnderstand="1" xmlns:o="http://docs.oasis-open.org/wss/2004/01/oasis-200401-wss-wssecurity-secext1.0.xsd"><u:Timestamp u:Id="_0"><u:Created>2008-08-21T19:26:53.468Z</u:Created><u:Expires>2008-0821T19:31:53.468Z</u:Expires></u:Timestamp>
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Specifications for EMMA Continuing Disclosure Subscription Service
<o:UsernameToken u:Id="uuid-c3e563e4-bd51-40f7-8c02-3ed0b5a4a1bb-35"><o:Username><!--Removed-></o:Username><o:Password><!--Removed--></o:Password></o:UsernameToken></o:Security>
<To s:mustUnderstand="1" xmlns="http://schemas.microsoft.com/ws/2005/05/addressing/none">https://tempwrk/EmmaDisclosureService/DisclosureService.svc</To>
<Action s:mustUnderstand="1"
xmlns="http://schemas.microsoft.com/ws/2005/05/addressing/none">http://emma.msrb.org/schemas/disclosureservice/IDisclosure
Service/PostDocumentFile</Action>
</s:Header>
<s:Body xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns:xsd="http://www.w3.org/2001/XMLSchema">
[BINARY STREAM OF PDF FILE]
</s:Body>
</s:Envelope>
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Specifications for EMMA Continuing Disclosure Subscription Service
Figure 7: Continuing Disclosure Submissions – Sample Data & Document XML Messages
FINANCIAL OPERATING FILING (CUSIP9)
Data Message
<?xml version="1.0" encoding="UTF-8"?>
<ContinuingDisclosureMessage xmlns="EMMA-SUBMISSION-XML" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
xsi:schemaLocation="EMMA-SUBMISSION-XML … ">
<Submission SubmissionStatus="Publish" />
<DisclosureIndexingData>
<Disclosure DisclosureType="FinancialOperatingDataDisclosure"
FinancialOperatingDisclosureCategory="OtherFinancialVoluntaryInformation"
OtherVoluntaryDisclosureDescription="Description of the nature of Other Financial Voluntary Information">
<DisclosurePeriod AsOfDate="2008-07-01"/>
</Disclosure>
<Securities SecurityType="CUSIP9">
<Security CUSIP9="699438AJ7"/>
<Security CUSIP9="699438AK4"/>
<Security CUSIP9="699438AL2"/>
<Security CUSIP9="699438AM0"/>
<Security CUSIP9="699438AN8"/>
<Security CUSIP9="699438AP3"/>
<Security CUSIP9="699438BD9"/>
<CUSIP6SecurityPointers>
<CUSIP6SecurityPointer CUSIP6="617481"/>
<CUSIP6SecurityPointer CUSIP6="61748P"/>
<CUSIP6SecurityPointer CUSIP6="61748T"/>
<CUSIP6SecurityPointer CUSIP6="617487"/>
<CUSIP6SecurityPointer CUSIP6="617493"/>
<CUSIP6SecurityPointer CUSIP6="617496"/>
<CUSIP6SecurityPointer CUSIP6="617508"/>
<CUSIP6SecurityPointer CUSIP6="617524"/>
</CUSIP6SecurityPointers>
</Securities>
</DisclosureIndexingData>
<ContactInformation ContactType="Issuer" ContactOrganizationName="Organization" ContactFirstName="ContactFirstName"
ContactLastName="ContactLastname" ContactAddress="Address" ContactCity="City" ContactState="AL"
ContactZipCode="55555"
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Specifications for EMMA Continuing Disclosure Subscription Service
ContactPhoneNumber="555-555-5555" ContactEMailAddress="Issuer@mail.com"/>
<ContactInformation ContactType="Obligor" ContactOrganizationName="Organization" ContactFirstName="ContactFirstName"
ContactLastName="ContactLastname" ContactAddress="Address" ContactCity="City" ContactState="AL"
ContactZipCode="55555"
ContactPhoneNumber="555-555-5555" ContactEMailAddress="Obligor@mail.com"/>
</ContinuingDisclosureMessage>
Document Message
<?xml version="1.0" encoding="UTF-8"?>
<ContinuingDisclosureMessage xmlns="EMMA-SUBMISSION-XML" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
xsi:schemaLocation=" …">
<Submission SubmissionIdentifier="12345678" SubmissionStatus="Publish"/>
<Document DocumentPostingOperationIndicator="AppendToPostedDocment"/>
</ContinuingDisclosureMessage>
EVENT FILING (Commercial Paper)
Data Message
<?xml version="1.0" encoding="UTF-8"?>
<ContinuingDisclosureMessage xmlns="EMMA-SUBMISSION-XML" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
xsi:schemaLocation="EMMA-SUBMISSION-XML … ">
<Submission SubmissionStatus="Publish" />
<DisclosureIndexingData>
<Disclosure DisclosureType="EventBasedDisclosure" EventDisclosureCategory="RatingChange">
<DisclosurePeriod AsOfDate="2008-06-30"/>
</Disclosure>
<Securities SecurityType="CommercialPaper">
<Security CUSIP6="694004"/>
</Securities>
</DisclosureIndexingData>
<ContactInformation ContactType="Issuer" ContactOrganizationName="Organization" ContactFirstName="ContactFirstName"
ContactLastName="ContactLastname" ContactAddress="Address" ContactCity="City" ContactState="AL" ContactZipCode="55555"
ContactPhoneNumber="555-555-5555" ContactEMailAddress="Issuer@mail.com"/>
<ContactInformation ContactType="Obligor" ContactOrganizationName="Organization" ContactFirstName="ContactFirstName"
ContactLastName="ContactLastname" ContactAddress="Address" ContactCity="City" ContactState="AL" ContactZipCode="55555"
ContactPhoneNumber="555-555-5555" ContactEMailAddress="Obligor@mail.com"/>
</ContinuingDisclosureMessage>
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Specifications for EMMA Continuing Disclosure Subscription Service
Document Message
<?xml version="1.0" encoding="UTF-8"?>
<ContinuingDisclosureMessage xmlns="EMMA-SUBMISSION-XML" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
xsi:schemaLocation=" …">
<Submission SubmissionIdentifier="12345678" SubmissionStatus="Publish"/>
<Document DocumentPostingOperationIndicator="AppendToPostedDocment"/>
</ContinuingDisclosureMessage>
Asset-Backed Securities Filing (CUSIP9)
Data Message
<?xml version="1.0" encoding="UTF-8"?>
<ContinuingDisclosureMessage xmlns="EMMA-SUBMISSION-XML" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
xsi:schemaLocation="EMMA-SUBMISSION-XML … ">
<Submission SubmissionStatus="Publish" />
<DisclosureIndexingData>
<Disclosure DisclosureType="AssetBackedSecuritiesDisclosure"
AssetBackedSecuritiesDisclosureCategory="InitialAssetBackedSecuritiesDisclosureSECRule15Ga1c1"
OtherVoluntaryDisclosureDescription= "Detailed description of Asset-Backed securities filing">
<DisclosurePeriod PeriodType="OtherPeriodBeginning" BeginningDate="2014-01-01" EndingDate="2014-02-01"/>
</Disclosure>
<Securities SecurityType="CUSIP9">
<Security CUSIP9="699438AJ7"/>
<Security CUSIP9="699438AK4"/>
<Security CUSIP9="699438AL2"/>
<Security CUSIP9="699438AM0"/>
<Security CUSIP9="699438AN8"/>
<Security CUSIP9="699438AP3"/>
<Security CUSIP9="699438BD9"/>
<CUSIP6SecurityPointers>
<CUSIP6SecurityPointer CUSIP6="617481"/>
<CUSIP6SecurityPointer CUSIP6="61748P"/>
<CUSIP6SecurityPointer CUSIP6="61748T"/>
<CUSIP6SecurityPointer CUSIP6="617487"/>
<CUSIP6SecurityPointer CUSIP6="617493"/>
<CUSIP6SecurityPointer CUSIP6="617496"/>
<CUSIP6SecurityPointer CUSIP6="617508"/>
<CUSIP6SecurityPointer CUSIP6="617524"/>
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Specifications for EMMA Continuing Disclosure Subscription Service
</CUSIP6SecurityPointers>
</Securities>
</DisclosureIndexingData>
<ContactInformation ContactType="Issuer" ContactOrganizationName="Organization" ContactFirstName="ContactFirstName"
ContactLastName="ContactLastname" ContactAddress="Address" ContactCity="City" ContactState="AL"
ContactZipCode="55555"
ContactPhoneNumber="555-555-5555" ContactEMailAddress="Issuer@mail.com"/>
<ContactInformation ContactType="Obligor" ContactOrganizationName="Organization" ContactFirstName="ContactFirstName"
ContactLastName="ContactLastname" ContactAddress="Address" ContactCity="City" ContactState="AL"
ContactZipCode="55555"
ContactPhoneNumber="555-555-5555" ContactEMailAddress="Obligor@mail.com"/>
</ContinuingDisclosureMessage>
Document Message
<?xml version="1.0" encoding="UTF-8"?>
<ContinuingDisclosureDocumentMessage xmlns="EMMA-SUBMISSION-XML" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
xsi:schemaLocation=" …">
<Submission SubmissionIdentifier="12345678" SubmissionStatus="Publish"/>
<Document DocumentPostingOperationIndicator="AppendToPostedDocment"/>
</ContinuingDisclosureDocumentMessage>
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Specifications for EMMA Continuing Disclosure Subscription Service
- End -
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