ASSIGNMENT 3 - SOLUTIONS 1. Determine the nature of the critical points of f (x, y) = exy ; (a) (b) f (x, y) = x2 + 2y 2 − xy ; (c) f (x, y) = 3xey − x3 − e3y . Solution. (a) We have (fx , fy ) = (yexy , xexy ). The critical points are the points where (fx , fy ) = (0, 0), that is, xy ye =0 so that (x, y) = (0, 0). xexy = 0 The second order partial derivatives are fxx (x, y) = y 2 exy , fxy (x, y) = exy + xyexy , fyy (x, y) = x2 exy . Then fxx (0, 0) = fyy (0, 0) = 0, fxy (0, 0) = 1, so that D(0, 0) = fxx (0, 0) fyy (0, 0) − [fxy (0, 0)]2 = −1 < 0 which implies that (0, 0) is a saddle point. (b) We have (fx , fy ) = (2x − y, 4y − x). The critical points are the points where (fx , fy ) = (0, 0), that is, 2x − y = 0 or (x, y) = (0, 0). 4y − x = 0 The second order partial derivatives are fxx (0, 0) = 2, fxy (0, 0) = −1, fyy (0, 0) = 4, and D(0, 0) = fxx (0, 0) fyy (0, 0) − [fxy (0, 0)]2 = 7 > 0. Since fxx (0, 0) = 2 > 0 and D(0, 0) > 0 we deduce that (0, 0) is a local minimum point1 for f . (c) We have (fx , fy ) = (3ey − 3x2 , 3xey − 3e3y ). The critical points are obtained by solving the system 3ey − 3x2 = 0 . 3xey − 3e3y = 0 Divide the second equation by 3ey to obtain x = e2y > 0. Substituting x = e2y in the first equation we get ey = e4y , which implies y = 0. Then x = e2·0 = 1. Thus (1, 0) is the only critical point. The second order partial derivatives are fxx (x, y) = −6x, fxy (x, y) = 3ey , fyy (x, y) = 3xey − 9e3y . 1It is actually an absolute minimum since x2 − xy + 2y 2 = (x − 1 2 7 2 y) + y ≥ 0 = f (0, 0). 2 4 1 2 ASSIGNMENT 3 - SOLUTIONS Then −6 3 D(1, 0) = 3 −6 = 27 > 0. Since fxx (1, 0) = −6 < 0 and D(1, 0) > 0 we deduce that (1, 0) is a local maximum point for f . 2. Let f (x, y) = x2 + 4y 2 − 4xy. Can you say whether the critical points are local minima, maxima or saddle points? Solution. We have (fx , fy ) = (2x − 4y, 8y − 4x). The critical points are obtained by solving the system 2x − 4y = 0 so x = 2y. 8y − 4x = 0 The critical points are therefore (x, x2 ) with x ∈ R. The second order partial derivatives test is inconclusive since x D(x, ) = fxx (x, x/2) fyy (x, x/2) − [fxy (x, x/2)]2 = 2 · 8 − (−4)2 = 0. 2 However, x f (x, y) = (x − 2y)2 ≥ 0 = f (x, ) 2 shows that all points (x, x2 ) with x ∈ R are absolute minimum points. 3. Find the points on the hyperboloid z2 − y 2 x2 − =1 2 3 that are closest to the origin. p Solution. The distance from a point (x, y, z) to (0, 0, 0) is x2 + y 2 + z 2 . Let us therefore minimize the function f (x, y, z) = x2 + y 2 + z 2 subject to the constraint g(x, y, z) = 1, where y 2 x2 g(x, y, z) = z 2 − − . 2 3 The minimum points are found among the points on the hyperboloid where ∇f (x, y, z) = λ ∇g(x, y, z), that is, or (2x, 2y, 2z) = λ −2x , −y, 2z , 3 2 y 2 x2 z − 2 − 3 = 1. x(1 + λ3 ) =0 y(λ + 2) =0 z(λ − 1) 2 =0 2 z 2 − y2 − x3 = 1. From the first equation we deduce that either x = 0 or λ = −3. If λ = −3 the system becomes 0 =0 −y =0 −4z z2 − y2 2 − =0 x2 3 = 1. ASSIGNMENT 3 - SOLUTIONS 3 2 Hence y = z = 0 and the last equation above becomes − x3 = 1, which is a contradiction. Thus there are no solutions for λ = −3. If x = 0 the system becomes x =0 y(λ + 2) = 0 . z(λ − 1) = 0 2 y2 z − 2 = 1. In this case either y = 0 or λ = −2. For λ = −2 we obtain z = 0 and then the last 2 equation above becomes − y2 = 1, which is again a contradiction. On the other hand, if y = 0 we get z 2 = 1, which implies z = ±1. Then (x, y, z) = (0, 0, ±1). Both these points have the distance to the origin equal to 1. Thus the points (x, y, z) = (0, 0, ±1) are the closest to the origin. 4. Find the minimum value of x2 + y 2 + z 2 subject to the constraints x + y − z = 0 and x + 3y + z = 2. Give a geometrical interpretation of your answer and using it explain why x2 + y 2 + z 2 has no maximum subject to these constraints. Solution. Let f (x, y, z) = x2 + y 2 + z 2 , g(x, y, z) = x + y − z, h(x, y, z) = x + 3y + z. The minimum points are found among the points with ∇f = λ∇g + µ∇h, x + y − z = 0, x + 3y + z = 2 that is, (2x, 2y, 2z) = λ (1, 1, −1) + µ (1, 3, 1), x + y − z = 0, x + 3y + z = 2. Then (∗) x= y= λ+µ 2 λ+3µ 2 −λ+µ 2 z= x + y − z = 0, x + 3y + z = 2. Substituting the values of x, y, z in the last two equalities above, we get 3λ + 3µ 3λ + 11µ = 0 and x + 3y + z = = 2. x+y−z = 2 2 1 1 Hence λ = −µ and 3λ + 11µ = 4. Thus λ = − and µ = . Returning to (∗) we 2 2 1 1 1 1 obtain x = 0 and y = z = . We compute f (0, , ) = . 2 2 2 2 Let us now give a geometrical interpretation of our problem. We want to find the extrema of x2 + y 2 + z 2 (that is, the square of the distance from (x, y, z) to the origin) for (x, y, z) lying in the intersection of the two planes x + y − z = 0 and x + 3y + z = 2, which is a line that we shall call L. There is obviously no maximum distance from the origin to the given line but there is certainly a minimum distance. The square of 1 1 1 the minimum distance is and is obtained for (x, y, z) = (0, , ). 2 2 2