6180 Page 1 of 4 FOREST SERVICE MANUAL EASTERN REGION (REGION 9) MILWAUKEE, WI FSM 6100 – PERSONNEL MANAGEMENT CHAPTER 80 – INSURANCE AND ANNUITIES Supplement No.: R9 RO 6180-2002-1 Effective Date: January 7, 2002 Duration: This supplement is effective until superseded or removed. Approved: DONALD L. MEYER Acting Regional Forester Date Approved: 1/7/2002 Posting Instructions: Supplements are numbered consecutively by Handbook number and calendar year. Post by document; remove the entire document and replace it with this supplement. Retain this transmittal as the first page(s) of this document. The last supplement to this Handbook was 6100-2001-6 to chapter 50. New Document R9 RO 6180-2002-1 4 Pages Superseded Document(s) (Supplement Number and Effective Date) R9 RO 6180-91-1 2 Page Digest: 6182.03 Provides direction for recognizing retirees. 6182.04 Provides direction on counselling all employees, upon retirement or leaving the Government, regarding restrictions on their activities. R9 RO SUPPLEMENT EFFECTIVE DATE: 1/7/2002 DURATION: Effective until superseded or removed 6180 Page 2 of 4 FSM 6100 – PERSONNEL MANAGEMENT CHAPTER 80 – INSURANCE AND ANUITIES 6182 – Retirement 6182.03 – Policy Give recognition to each R9 retiree in the form of a letter of appreciation, an ID Card and a retirement certificate. 6182.04 – Responsibility 3. Retirement Recognition - Forest Supervisors will submit final letters of appreciation directly to the Regional Forester for signature for all retires within their employment authority. 4. All employees, upon retirement or leaving the Government, should be counseled regarding restrictions on their activities, including special provisions governing serving as a special Government employee. To assist in this counseling, a letter as shown in Exhibit 1 should be given to all employees who retire or terminate their employment. In addition, any separating employee who is required to file and AD-392 must sign a conflict-of-interest briefing sheet to document their counseling session. The signed briefing sheet will be filed in the employee’s official personnel folder. Forest supervisors will be responsible for preparation of the letters, briefing sheets, if appropriate, and counseling for all separating Forest employees. The Regional Office will be responsible for separating Regional Office employees and Forest Supervisors. R9 RO SUPPLEMENT EFFECTIVE DATE: 1/7/2002 DURATION: Effective until superseded or removed 6180 Page 3 of 4 FSM 6100 – PERSONNEL MANAGEMENT CHAPTER 80 – INSURANCE AND ANUITIES 6182.04 – Exhibit 01 United States Department of Agriculture File Code: Route To: Subject: To: Forest Service 6170 Eastern Region Date: 310 West Wisconsin Ave. Suite 580 Milwaukee, WI 53203 January 4, 2002 Post-Employment Regulations All Employees Who Are Retiring or Leaving Government Service The Government Ethics Reform Act of 1989, which covers post-employment and conflicts of interest, list specific activities which regular government and special government employees are prohibited from taking part in after they retire or terminate their employment. These policies are based on a recognition that the maintenance of unusually high standards of honesty, integrity, impartiality, and conduct by government employees is essential to assure the proper performance of government business and the maintenance of confidence and respect of citizens in their government. Department of Agriculture rules and regulations governing conflict-of-interest are contained in Appendix I to the USDA Employee Handbook, which is furnished to each regular and special Government employee of the Forest Service. A review of the regulations reveals that all of our employees and former employees must be aware that their public and private activities can involve conflict-of-interest, with severe penalties where violations occur. Of special concern are former employees, particularly retired employees who act as consultants or in some other capacity for individuals or firms, in areas related to their professional or other work as a government employee. Sometimes such activities bring them into contact with Forest Service administrators and other employees. Such activities might also involve contracts or other transactions with which the former employee was directly concerned during his/her government employment. The following general restrictions apply to all former employees: A. 18 U.S.C. Section 207 (a) (1) Lifetime ban: in which the employee participated personally and substantially during their government service. Any former employee is prohibited from knowingly making, with intent to influence, a communication to or an appearance before: R9 RO SUPPLEMENT EFFECTIVE DATE: 1/7/2002 DURATION: Effective until superseded or removed 6180 Page 4 of 4 FSM 6100 – PERSONNEL MANAGEMENT CHAPTER 80 – INSURANCE AND ANUITIES 6182.04 – Exhibit 01 Cont. a) Any department, agency, or court of the U.S. on behalf of the U.S. on behalf of another person. b) In connection with a particular matter involving specific parties. c) In which the U.S. is a party or has a direct and substantial interest. B. 18 U.S.C. Section 207 (a) (2) Two-year Ban: is basically the same as above except that it applies for only two years and covers all particular matters which were actually pending under the former employee’s “official responsibility” in his/her last year of government service. An employee’s official responsibility is usually defined by statute, regulation, written delegation of authority or job description. C. 18 U.S.C. Section 207 (c) One-Year Ban: A former senior employee is prohibited from knowingly making, with the intent to influence, any communication to or appearance before, an employee of his/her former agency on behalf of another person on any matter on which he/she seeks official action. Senior Employees: a) Executive Schedule (I-V) b) SES Levels 5 and 6 (or comparable) It is reasonable to expect that a former government employee would be familiar with these rules and not engage in activities, which they prohibit. Penalties for violations of these rules include a fine of not more that $50,000 or imprisonment for not more than 5 years for willful violations, or both. In addition, the Department may declare void any contract awarded or benefit granted in regard to any matter in which there has been a final conviction for violation of the statutes relating to bribery, graft, and conflict of interest. There are criminal penalties for conspiring against the United States. If you have any questions, you should review these regulations and/or contact your Labor Management and Employee Relations Group at your servicing Human Resources staff or the Regional Office. Karl H. Mettke (for) JAMES M. FREY Director, Human Resources