6209.11_42 _2000 Series Page 1 of 93 FOREST SERVICE HANDBOOK NATIONAL HEADQUARTERS (WO) WASHINGTON, DC FSH 6209.11 – RECORDS MANAGEMENT HANDBOOK CHAPTER 40 – FILE DESIGNATIONS AND DISPOSITION Amendment No.: 6209.11-2016-2 Effective Date: February 4, 2016 Duration: This amendment is effective until superseded or removed. Approved: J. LENISE LAGO Deputy Chief for Business Operations Date Approved: 02/04/2016 Posting Instructions: Amendments are numbered consecutively by Handbook number and calendar year. Post by document; remove the entire document and replace it with this amendment. Retain this transmittal as the first page(s) of this document. The last amendment to this Handbook was 6209.11-2016-1 to 6209.11_42_1000 Series. New Document 6209.11_42_2000 Series 93 Pages Superseded Document(s) by Issuance Number and Effective Date 6209.11_42_2000 Series (Amendment 6209.11-2013-3, 9/18/2013) 94 Pages Digest: 42 - Revises previously issued 2000 file code series direction. WO AMENDMENT 6209.11-2016-2 EFFECTIVE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. 6209.11_42 _2000 Series Page 2 of 93 Table of Contents 42 - FILE DESIGNATIONS AND RETENTION PERIODS.............................................. 3 2000 - Series File Codes ......................................................................................................... 3 WO AMENDMENT 6209.11-2016-2 EFFECTIVE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. 6209.11_42 _2000 Series Page 3 of 93 42 - FILE DESIGNATIONS AND RETENTION PERIODS 2000 - Series File Codes Note: As electronic records management of unstructured data is implemented within the USDA/Forest Service, the Agency must maintain electronic versions of the records according to 36 CFR 1236 for the entire record lifecycle. The Agency must transfer permanent records to the National Archives and Records Administration (NARA) in accordance with the applicable NARA standards in place at the time of transfer. FS FILE CODE RETENTION RETENTION AUTHORITY N/A N/A Records include field sheets for plant species, analysis records, statistical analyses, and so forth, that are used in field guides, biological opinions, and other publications. Note 1: Close file at end of fiscal year and apply retention period. Note 2: Transfer closed file to NARA in five year blocks, when the most recent file is 15 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (FY) N1-95-10-3, Item 29 Records pertaining to broad, foundational policy for using ecological restoration to manage National Forest System lands and associated resources in a sustainable manner. Includes comprehensive objectives, policy, responsibilities, definitions, and principles to guide achievement of sustainable management and ecological resilience, especially under changing and uncertain future environmental conditions, such as those driven by climate change and increasing human use. Designation reaches across all program areas and activities applicable to management of national forests and grasslands to ensure integration and coordination at all levels and within all organizational units. Record material includes correspondence. Temporary, 10 years (FY) N1-95-10-3, Item 28 HEADING SUB-HEADINGS DESCRIPTION 2000 Natural Resources Management No Sub-headings Included for routing purposes only. 2020 Ecological Restoration and Resilience Classification and Inventory 2020 Ecological Restoration and Resilience General WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 4 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Note 1: Use designation only for records pertaining to overall ecological restoration and resilience policy, including general correspondence. Note 2: Records pertaining to specific resources or management should be filed under the applicable records schedule for said resource. Note 3: Close file at end of fiscal year and apply retention period. 2030 Large Scale Event Recovery (LaSER) General Includes general records and correspondence related to large scale event recovery plans and activities. Note 1: Close file at end of fiscal year. Note 2: Transfer closed file to NARA when 10 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-5, Item 5a 2030 Large Scale Event Recovery (LaSER) LaSER Databases Includes information regarding LaSER database management and operations. Note 1: Database repository scheduled separately. Note 2: Retention period begins when administrative use ceases. Note 3: Transfer closed file to NARA when 10 years old. Note 4: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 5: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 6: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-5, Item 5g 2030 Large Scale Event Recovery (LaSER) LaSER Plan Includes LaSER plan case files including assessments, budget, form FS2000-1, executive summary, recommendations, post-event conditions, recovery objectives, description of actions, monitoring plan, research opportunities, partners and funding sources, skills and staffing needs, maps, recovery plan team members, and recovery plan approval. Note 1: Establish case files as needed, and apply retention period when the case is closed. PERMANENT (see note) N1-95-10-5, Item 5b WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 5 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Note 2: Transfer closed file to NARA when 10 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. 2030 Large Scale Event Recovery (LaSER) Monitoring LaSER monitoring results. Note 1: Establish case files as needed, and apply retention period when the case is closed. Note 2: Transfer closed file to NARA when 10 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-5, Item 5c 2030 Large Scale Event Recovery (LaSER) Non-Federal Lands Includes documentation of post-event conditions and recovery objectives or activities for non-Federal intermingled or adjacent lands impacted by the large-scale event. Note 1: Establish case files as needed, and apply retention period when the case is closed. Note 2: Transfer closed file to NARA when 10 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-5, Item 5d 2030 Large Scale Event Recovery (LaSER) Other Federal Lands Records documenting joint large-scale assessments, planning, and implementation actions. Note 1: Establish case files as needed, and apply retention period when the PERMANENT (see note) N1-95-10-5, Item 5e WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 6 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY case is closed. Note 2: Transfer closed file to NARA when 10 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. 2030 Large Scale Event Recovery (LaSER) Reporting Annual reports. Note 1: Close file at end of fiscal year. Note 2: Transfer closed file to NARA when 10 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (FY) N1-95-10-5, Item 5f 2060 Ecosystem, Clasification, Interpretation, and Application General Includes general correspondence related to service-wide direction for the components of the ecosystem classification. Note: Close file at end of fiscal year and apply retention period. Temporary, 5 years (FY) N1-95-10-2, Item 84 2070 Vegetation Ecology Classification and Inventory Obsolete. Records include field sheets for plant species, analysis records, statistical analyses, and so forth, that are used in field guides, biological opinions, and other publications. Note: File existing records under 2070 – Vegetation Ecology – General. Obsolete Obsolete 2070 Vegetation Ecology General Temporary, 25 years (FY) N1-95-10-3, Item 30 2080 Noxious Weed Management OBSOLETE OBSOLETE N/A 2100 Environmental Management Classification and Inventory PERMANENT (see note) N1-95-10-5, Item 6b Includes records regarding use, growth, development, and storage of native plant materials. Also includes records related to service-wide direction for the components of the Biological Diversity program. Note: Close file at end of fiscal year and apply retention period. Obsolete - See 2900 – Invasive Species Records include field sheets for plant species, analysis records, statistical analyses, and so forth, that are used in field guides, biological opinions, WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 7 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY PERMANENT (FY) N1-95-10-5, Item 6a Temporary, 3 years (FY) N1-95-10-2, Item 85 and other publications. Note 1: Establish case files as needed, and apply retention period when the case is closed. Note 2: Transfer closed file to NARA when 10 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. 2100 Environmental Management General Includes general correspondence related to service-wide direction for the components of the Biological Diversity program. Note 1: Close file at end of fiscal year and apply retention period. Note 2: Transfer closed file to NARA when 10 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. 2130 Solid Waste Management General Includes general records, including correspondence, on the design, construction, management, operation, and maintenance of the FS solid waste system. These processes ensure public health and safety. Note: Close file at end of fiscal year and apply retention period. 2150 Pesticide Use, Management and Coordination Accidents and Incidents Includes correspondence, final reports, investigation notes and field notes related to accidents and incidents involving use of pesticides. Note: Establish case files as needed, and apply retention period when the case is closed. Temporary, 75 years (see notes) N1-95-10-6, Item 23 2150 Pesticide Use, Management and Coordination Forest Service Pesticide Impact Assessment Program Case files containing proposal, progress reports, final reports of studies conducted by Forest Service research units or universities for identifying pesticide effects on forest and rangelands. Note 1: Proposals not funded. Destroy when reference use ceases. Temporary, 75 years (see notes) N1-95-10-6, Item 24 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 8 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Note 2: Establish case files as needed, and apply retention period when the case is closed. 2150 Pesticide Use, Management and Coordination General Includes records (including correspondence) related to pesticide management overall policies, development, and clarifications. Includes pesticides use records, conduct of projects records; pesticide selection, application, and monitoring records; safety in pesticide uses records. Note: Close file at end of fiscal year and apply retention period. Temporary, 75 years (FY) N1-95-10-6, Item 22 2150 Pesticide Use, Management and Coordination Inquiries Includes standard replies or transmittals. Temporary, 3 months GRS 4.2, ITEM 010 (DAA-GRS2013-0007-0001) 2150 Pesticide Use, Management and Coordination Pesticide Use Reports Includes yearly report of pesticides used on the national forests. Note: Close file at end of fiscal year and apply retention period. Temporary, 75 years (FY) N1-95-10-6, Item 25 2150 Pesticide Use, Management and Coordination Training and Federal Certification Correspondence, memoranda, agreements, authorizations, reports, requirement reviews, plans, and objectives relating to the establishment and operation of training courses and conferences. Note 1: Retention period begins after completion of a specific training program. Note 2: Privacy Act System of Records USDA/FS-41– Certified Pesticide Applicators covers all or some of the records retained under this file code. Review PA SOR USDA/FS-41 for additional access and storage requirements. Note 3: Recordkeeping for State training and certification to follow local requirements or retain for 5 years, whichever longer. Temporary, 5 years (see note) GRS 1-29a[1] 2160 Hazardous Materials Management General Includes general correspondence related to hazardous chemical management overall policies, development, and clarifications. Includes use records, conduct of project records; selection, application, and monitoring records; safety in uses records. Note: Close file at end of fiscal year and apply retention period. Temporary, 30 years (FY) N1-95-10-3, Item 31 2160 Hazardous Materials Management Hazardous Chemical Management Documentation regarding protection measures for use of hazardous chemicals including employee protection; controls on acquisition and use; transportation, storage, and handling; training; and protective gear. Note: Close file at end of fiscal year and apply retention period. Temporary, 30 years (FY) N1-95-10-3, Item 32 2160 Hazardous Materials Management Program Administration Records regarding administrative components of the hazardous materials program. Note: Close file at end of fiscal year and apply retention period. Temporary, 30 years (FY) N1-95-10-3, Item 33 2170 Energy Energy Programs Includes general correspondence and information copies documenting the Temporary, 10 N1-95-10-4, WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS Management 6209.11_42_2000 Series Page 9 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY accomplishments or progress of Forest Service energy-related programs. Some energy programs are initiated within the research arm of the Forest Service such as cooperatives between the Forest Service and other governmental or private organizations. Some are initiated by the Department of Energy. Note 1: Research-related energy programs are filed under 4000. Establish folders by project or subject matter. Note 2: Close file at end of fiscal year and apply retention period. years (FY) Item 148 Temporary, 10 years (FY) N1-95-10-4, Item 147 2170 Energy Management General Includes general correspondence documenting the coordination with other agencies that have energy-related programs such as the Department of Energy Regional Program Advisory Committees; and other organizations such as the Council of Biomass Energy Technology Sponsors [CBETS]; or internal meeting activities. Note 1: Establish folders by subject matter. Note 2: Close file at end of fiscal year and apply retention period. 2170 Energy Management Inquiries Includes routine transmittals and letters of inquiry requiring a standard reply. Temporary, 3 months GRS 4.2, ITEM 010 (DAA-GRS2013-0007-0001) 2200 Range General General records (including correspondence) pertaining to Range activities too broad to file under a specific file subject. Note: Close file at end of fiscal year and apply retention period. Temporary, 5 years (FY) N1-95-10-4, Item 149 2200 Range Inquiries Routine acknowledgments and transmittals for the 2200 series. Temporary, 3 months GRS 4.2, ITEM 010 (DAA-GRS2013-0007-0001) 2200 Range Policy and Direction PERMANENT (FY) N1-95-10-2, Item 86 Records (including correspondence) relating to policy or program direction concerning range conditions, criteria for classifying grazing lands, directed to other agencies on policy matters, or signed by the Chief of the Forest Service or the Secretary of USDA. Note 1: Close file at end of fiscal year and apply retention period. Note 2: Transfer closed file to NARA when 10 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. 6209.11_42_2000 Series Page 10 of 93 FS FILE CODE HEADING SUB-HEADINGS 2200 Range Training Records and corresondence relative to all facts of range management training. Note: Retention period begins after completion of a specified training program. Temporary, 5 years (see note) GRS 1-29a[1] 2210 Rangeland Management Planning General General records (including correspondence) pertaining to proposed activities which may not have developed fully to create a specific case folder in the items following. File correspondence of permanent value under 2200 – Range Allotment Management Plans Note: Close file at end of fiscal year and apply retention period. Temporary, 10 years (FY) N1-95-10-4, Item 150 2210 Rangeland Management Planning Range Allotment Management Plans Includes correspondence, maps and overlays, photos, trend transect records, grazing capacity estimates, tabulations, utilization records-permitted and actual use--related summary report materials and administrative studies related to range analysis; environmental assessment and decision notices; and the allotment management plan. Includes ranges from which grazing may currently be excluded and previously prepared range analysis files. Create case files by allotment. Note 1: Close project file and apply retention period after the plan is revised or superseded. Note 2: Supervisor’s Office maintains official files. Note 3: Transfer closed file to NARA when 15 years old. Note 4: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 5: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 6: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-6, Item 26 2230 Grazing and Livestock Use Permit System Fee Studies Case files consisting of all study material collected, including working papers, statistical summaries developed, or other information used in support of fees charged. Note 1: Files are arranged chronologically. Note 2: All case files are stored at Washington Office; field offices send case file documents to Washington Office, keep reference copy for no more than 3 years. Note 3: Records regarding monies collected for grazing are filed under 6530. Note 4: Retention period begins after study is completed. Temporary, 75 years (see note) N1-95-10-4, Item 153 DESCRIPTION RETENTION RETENTION AUTHORITY WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE 6209.11_42_2000 Series Page 11 of 93 RETENTION RETENTION AUTHORITY Files consisting of general correspondence relative to standards and regulations and related discussions leading to the determination of the fee charged for grazing or crossing of livestock on National Forest lands and on other lands under Forest Service control. Note: Close file at end of fiscal year and apply retention period. Temporary, 75 years (FY) N1-95-10-6, Item 27 General Files consisting of general correspondence and related records too broad to file under specific secondary subject. Note 1: File appeals to grazing boards in pertinent case folders. Note 2: Privacy Act System of Records USDA/FS-14– Grazing Permittees – Individual – National Forest System covers all or some of the records retained under this file code. Review PA SOR USDA/FS-14 for additional access and storage requirements. Note 3: Close file at end of fiscal year and apply retention period. Temporary, 10 years (FY) N1-95-10-4, Item 151 Grazing and Livestock Use Permit System Permit Case Files Includes case files consisting of authorizing documents, supplements, amendments, correspondence, and related records. Case file includes approved permittee application, supporting documents, and other supplemental information used in determining whether a permit should be issued. Note 1: Establish files by PERMIT TYPE: Term (Grazing Agreements, Private Land), Temporary, Livestock Use, Other Permits. Note 2: Arrange case file alphabetically by name of permittee. Note 3: Transfer to Federal Records Center 10 years after file is closed. Note 4: Official files traditionally reside at Supervisor’s Office (SO). Note 5: Duplicate records retained for administrative use must be designated as REFERENCE and destroyed when administrative use ceases, do not transfer duplicate records to FRC. Note 6: Produce all responsive documents in response to litigation or FOIA/PA requests. Note 7: Some files may contain PII, store securely, control access. Note 8: Privacy Act System of Records USDA/FS-14– Grazing Permittees – Individual – National Forest System covers all or some of the records retained under this file code. Review PA SOR USDA/FS-14 for additional access and storage requirements. Temporary, 75 years (see note) N1-95-10-2, Item 87 Grazing and Livestock Use Permit System Permittee Application Unapproved FOR UNAPPROVED APPLICATIONS ONLY - Application, supporting documents, and other supplemental information used in determining whether a permit should be issued – for unapproved applications only. Note 1: Files traditionally reside at Supervisor’s Office. Note 2: Privacy Act System of Records USDA/FS-14– Grazing Temporary, 10 years (see note) N1-95-10-4, Item 152 HEADING SUB-HEADINGS 2230 Grazing and Livestock Use Permit System Fees 2230 Grazing and Livestock Use Permit System 2230 2230 DESCRIPTION WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 12 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Permittees – Individual – National Forest System covers all or some of the records retained under this file code. Review PA SOR USDA/FS-14 for additional access and storage requirements. Note 3: Retention period begins when file closed. 2230 Grazing and Livestock Use Permit System Permittee Card File Includes annual record of permitted use – documents permittee, number, and type of livestock allowed to graze, and billing for season. Note 1: Retention period begins once permittee file closed. Note 2: Some files may contain PII, store securely, control access. Note 3: Privacy Act System of Records USDA/FS-14– Grazing Permittees – Individual – National Forest System covers all or some of the records retained under this file code. Review PA SOR USDA/FS-14 for additional access and storage requirements. Temporary, 75 years (see note) N1-95-10-6, Item 28 2240 Range Improvements General Files consisting of correspondence too broad to file under a specific range category. Note: Close file at end of fiscal year and apply retention period. Temporary, 10 years (FY) N1-95-10-4, Item 154 2240 Range Improvements Nonstructural Inquiries and files of a general nature, too broad to file under a specific category. Note: Close file at end of fiscal year and apply retention period. Temporary, 10 years (FY) N1-95-10-4, Item 155 2240 Range Improvements Nonstructural Incidents Case folders consisting of any correspondence and supporting documentation regarding any complaints or complications resulting from any nonstructural improvements to National Forest System lands. May include statements and other supporting data and photographs. Note: Close file at end of fiscal year and apply retention period. Temporary, 10 years (FY) N1-95-10-2, Item 89 2240 Range Improvements Pesticides Correspondence regarding spraying of pesticides and other treatments of woody plants, noxious farm weeds, other plants, including those of a poisonous variety, rodents, predators, insects, and diseases. Note 1: Case files created when necessary and arranged alphabetically. Note 2: Retention period begins when case file closed or administrative use ceases (as applicable). Temporary, 300 years (see note) N1-95-10-2, Item 88 2240 Range Improvements Structural Correspondence and supporting documentation regarding structural improvements made to National Forest lands including items such as cattle guards, fences, gates, corrals, and water developments. Note 1: File record of authorities and agreements to build such improvements under various cooperative programs between Forest Service and permittees in the appropriate permittee case folder under 2230. Note 2: Close file and apply retention period when improvement is completed. Temporary, 10 years (see note) N1-95-10-2, Item 90 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. 6209.11_42_2000 Series Page 13 of 93 FS FILE CODE HEADING SUB-HEADINGS DESCRIPTION RETENTION RETENTION AUTHORITY 2250 Range Cooperation Advisory Boards Files include copies of charters, correspondence, notice of meetings, minutes, memberships, rosters, bylaws, and all supporting documentation of business conducted by Grazing Advisory Boards. Note 1: Case files arranged alphabetically by board. Note 2: Transfer closed file to NARA when 15 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-6, Item 29 2250 Range Cooperation Associations Information pertaining to various organizations formed by National Forest grazing permittees. Included is documentation such as membership, minutes of meetings, memorandums of understanding, agreements, renewals, and general correspondence. Note 1: Retention period begins after termination of association between FS and organization. Note 2: Arrange case file by organization name. Note 3: Some files may contain PII, store securely, control access. Note 4: Privacy Act System of Records USDA/FS-14– Grazing Permittees – Individual – National Forest System covers all or some of the records retained under this file code. Review PA SOR USDA/FS-14 for additional access and storage requirements. Temporary, 25 years (see note) N1-95-10-2, Item 91 2250 Range Cooperation General Documents too broad to fit into a specific case file concerning various organizations, such as conservation organizations, the Farmer’s Union, the Farm Bureau, and other recognized groups that are not specifically chartered. Note: Close file at end of fiscal year and apply retention period. Temporary, 25 years (FY) N1-95-10-4, Item 156 2260 Wild Free-Roaming Horses and Burros Cooperation Correspondence and cooperative agreements between Forest Service and other state/local government agencies, permittees, or private landowners regarding maintenance of wild horses and burros. Include documentation of joint land management plans for those properties immediately adjacent to National Forests that wild horses use as their natural range. May include cooperative agreements between Forest Service and State livestock boards regarding determination of ownership in cases of dispute. Note 1: Arrange materials in case folders by cooperators. Temporary, 75 years (see note) N1-95-10-2, Item 92 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 14 of 93 RETENTION RETENTION AUTHORITY Correspondence and management plans concerning those lands specifically designated by the Chief of the Forest Service as having emphasis placed on horse maintenance rather than multiple use. Note 1: Create case files by specific area. Note 2: Close file when administrative use ceases and apply retention period. Temporary, 75 years (see note) N1-95-10-4, Item 158 DESCRIPTION Note 2: Washington Office and RO usually offices of record. Note 3: Retention period begins after completion or termination of agreement. 2260 Wild Free-Roaming Horses and Burros Designated Ranges 2260 Wild Free-Roaming Horses and Burros General Correspondence and information of a general nature, too broad to fit into a specific case file. Note: Close file at end of fiscal year and apply retention period. Temporary, 75 years (see note) N1-95-10-4, Item 157 2260 Wild Free-Roaming Horses and Burros Historic Range All records used as the basis for initial determination of all wild horse and/or burro territories. Records shall include inventories of wild freeroaming horses and burros on given areas of public lands, as defined by the Wild Horses and Burros Protection Act (Pub, L. 92-195), maps of those lands, and any additional information collected during the initial inventory and mapping activities. The initial inventory and mapping activities should have been completed within 30 months of enactment of Pub. L. 92-195. Note 1: Arrange case files by specific area or territory. Note 2: Transfer official record to National Archives and Records Administration, retain reference copy on unit (mark REFERENCE). Note 3: Original records may be currently filed with forest plan documentation or in other locations. In such cases, a duplicate copy should be retained under this file code and the original should be transferred to the National Archives and Records Administration. Note 4: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 5: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 6: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-2, Item 93 2260 Wild Free-Roaming Horses and Burros Management Plans – Case Files Temporary, 75 years (see note) N1-95-10-6, Item 30 Case files contain all inventories of horses, statistical data regarding maintenance, studies, and maps; and all documentation regarding use of any specific area for grazing of wild horses in conjunction with multiple use management of public lands. May include public input regarding WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 15 of 93 RETENTION RETENTION AUTHORITY Record consists of correspondence regarding adoption, relocation, and final disposal of wild horses. These plans are specifically formulated for individual ranges where overcrowding of wild horses has occurred. The animals are either placed under private maintenance or relocated to other National Forest areas. Files may also include correspondence involved in settling any disputes arising out of wild horses causing damage to private lands. Case folders by areas, as necessary. Note 1: Transfer to FRC, 3 years after closed, destroy 25 years after case is closed. Note 2: Offices maintaining duplicate paper copies of files for reference should destroy when 10 years old. Temporary, 75 years (see note) N1-95-10-4, Item 159 Includes information maintained regarding database management and operations for applications/systems with data pertaining to forest range, grazing permits, annual grazing authorizations, actual grazing use and improvements. Note: Retention period begins when administrative use ceases. Retention pending Do not transfer or destroy until retention authority published in FSH 6209.11, Chapter 40 PERMANENT (see note) N1-95-10-6, Item 31 DESCRIPTION horse maintenance. Note 1: Official file maintained by Supervisor’s Office. Note 2: Arrange case files by specific area. Note 3: Offices maintaining duplicate paper copies of files for reference use should destroy 15 years after plan has been revised or superseded. 2260 Wild Free-Roaming Relocation and Disposal Horses and Burros 2270 Information Management and Reports Range Management Information System 2270 Information Management and Reports Reports All 2200 reports, including annual grazing statistical, and final study reports. Includes one-time reports. Maintain separate folders, as needed, by name of report. Note 1: Washington Office maintains record copy. Note 2: Transfer closed file to NARA when 15 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. Note 6: Some files may contain PII, store securely, control access. Note 7: Privacy Act System of Records USDA/FS-14– Grazing WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 16 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Permittees – Individual – National Forest System covers all or some of the records retained under this file code. Review PA SOR USDA/FS-14 for additional access and storage requirements. 2300 Recreation, Wilderness, and Related Resource Management General Includes correspondence related to policy, direction, and procedures of recreation management and correspondence too broad to file elsewhere in this series. Note 1: Close file at end of fiscal year and apply retention period. Note 2: For any temporary data placed on microfilm, destroy the originals (only for temporary records with approved retention periods). Note 3: Do not microfilm or destroy the originals of unscheduled records or records designated permanent without formal approval from NARA. When a proposed microfilm project provides for destruction of original record-hardcopies, send a formal, signed request to the National FS Records Officer for approval. Include information needed to complete Request for Records Disposition Authority. The National FS Records Officer will forward the request to NARA for approval. When the Archivist approves the project, the FS National Records Officer will provide a signed, formal approval to the requesting unit. Temporary, 3 years (FY) N1-95-10-2, Item 94 2300 Recreation, Wilderness, and Related Resource Management Inquiries Includes routine transmittals and responses to congressionals, inquiries from the public, and other transitory correspondence for 2300 series. Temporary, 3 months GRS 4.2, ITEM 010 (DAA-GRS2013-0007-0001) 2300 Recreation, Wilderness, and Related Resource Management Volunteers Includes correspondence, policy, direction, and procedures related to the Campground Host Program, volunteers carrying out campground duties, and other volunteer activities administered in conjunction with the Human Resource Volunteers Program. Note 1: Establish subject folders as needed. Note 2: Close file at end of fiscal year and apply retention period. Temporary, 3 years (FY) N1-95-10-2, Item 95 2310 Planning and Data Management General Includes general correspondence related to the Land Management Planning process, such as the Recreation Opportunity Spectrum. Planning documents filed under 1920. Note: Close file at end of fiscal year and apply retention period. Temporary, 3 years (FY) N1-95-10-2, Item 97 2310 Planning and Data Management Recreation Subunit Plans Temporary, 3 years (see note) N1-95-10-4, 160 Composite plans designed to specifically implement the Forest Plan in a subunit of a management area, a specific management area, or any plan that deals with multiple sites. Note 1: Forest Supervisor/Ranger District Office maintains official record. Note 2: Retention period begins when plan updated or facility ceases to WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 17 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY exist. Note 3: Reports to be integrated into the land management planning process and filed under code 1920. 2310 Planning and Data Management Resource Information Management Includes recreation management correspondence and records specifically related to the Land Management Planning Process. Note 1: Washinton Office maintains official record. Note 2: Data from 1939 is on microfilm, record copies of microfilm offered to NARA. Note 3: Transfer closed file to NARA when 10 years old. Note 4: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 5: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 6: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-2, Item 96 2320 Wilderness Management Designated Wilderness Case files related to designated wilderness areas and subsequent management activities carried out within wilderness areas. correspondence, study report, legal description (map), legislative history, the management plan derived from the Forest Plan and amendments, congressional and public inquiries, and other related records. Note 1: Forest Supervisor’s Office maintains official record. Note 2: Establish case files as needed. Apply retention period at the end of the fiscal year. Note 3: Transfer files to NARA when 10 years old. Note 4: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 5: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 6: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-2, Item 98 2320 Wilderness Management General General correspondence related to wilderness management, planning, management of other resources, use of motorized equipment and so forth. File also includes substantive congressionals and other inquiries seeking clarification of Forest Service policies, plans, and decisions; Temporary, 3 years (see note) N1-95-10-2, Item 99 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 18 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY documentation of current issues that may lead to national and regional policy; guidelines, and so forth. Note 1: Organize by subject matter. Note 2: Establish case files as needed and apply the retention period after case file closes. 2330 Publicly Managed Recreation Opportunities General Includes general correspondence related to the development and management of recreation sites administered by Forest Service, and records related to recreation fees regulations. Note 1: Establish folders by subject matter. Note 2: Establish case files as needed and apply the retention period after the case file is closed. Temporary, 10 years (see note) N1-95-10-4, Item 161 2330 Publicly Managed Recreation Opportunities Recreation Fee Envelopes Records consist of completed recreation fee permit envelopes (and similar documents) used to collect and/or record the collection of fees associated with visitor day and campground use on Forest Service lands. Information collected includes the amount collected (via envelope or other method), number of days paid, time and date of purchase, visitor’s vehicle license number and registered state, visitor’s home zip code, number in party, other charges (if applicable), visitor’s Interagency Pass/Golden Passport or Regional Forest Pass Number (if applicable). The information is collected at the recreation site and is used by Agency collection agents (including Collection Officers), forest protection officers, and Federal law enforcement agents to ensure recreation fee compliance by national forest visitors. Additionally, some information may be recorded and retained by national forest recreation staff and used to monitor national forest visitation patterns. Note 1: Accounts and supporting documents pertaining to American Indians and Alaska Natives are not authorized for disposal. Such records must be retained indefinitely since they may be needed in litigation involving the Federal Government’s role as trustee of property held by the Federal Government and managed for the benefit of American Indians. These records include those created under the Alaska Native Claims Settlement Act of 1971 (Public Law 92-203, 85 Stat. 688). Note 2: Close file at end of fiscal year and apply retention period. Temporary, 1 year (FY) N1-95-12-6 2330 Publicly Managed Recreation Opportunities Reports Includes the Annual Report and other statistical data on collection fees for the campgrounds collected annually by the regions for the Department of Interior Annual Report and for forecasting revenues for potential Forest Service legislation. Note: Close file at end of fiscal year and apply retention period. Temporary, 10 years (FY) N1-95-10-4, Item 162 2330 Publicly Managed Site Plans Plans for campgrounds, playgrounds, picnic areas, swim sites, boat PERMANENT N1-95-10-2, WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS Recreation Opportunities 6209.11_42_2000 Series Page 19 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY launches, and other publicly managed recreation sites and visitor information sites. Note 1: Forest Supervisor’s or District Ranger’s Office maintains official record. Note 2: Establish case files as needed, and apply retention period when the case is closed. Note 3: Transfer closed file to NARA when 10 years old. Note 4: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 5: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 6: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. (see note) Item 100 2330 Publicly Managed Recreation Opportunities Special Programs Includes general correspondence related to the Golden Age Passport, Camp Stamp Program, and so forth. Note 1: Establish folders by program. Note 2: Establish case files as needed and apply the retention period after the case file is close. Temporary, 10 years (see note) N1-95-10-4, Item 163 2340 Privately Provided Recreation Opportunities General Includes general correspondence related to the development and management of recreation sites administered by private enterprise on the National Forests; records related to concessions, avalanch control, group use by institutions, private recreation uses, and so forth. Note 1: Establish folders by subject matter. Note 2: Establish case files as needed and apply the retention period after the case file is closed. Temporary, 3 years (see note) N1-95-10-4, Item 164 2340 Privately Provided Recreation Opportunities Site Plans Plans for ski areas, resorts, and other recreation facilities. Note 1: Official records (including plans) maintained by Forest Supervisor’s or Ranger District Office. Note 2: Retention period begins when plan is superseded or site is terminated. Note 3: Include site plans in special use case files (see 2720). Temporary, 3 years (see note) N1-95-10-4, Item 165 2350 Trail, River, and Similar Recreation Opportunities Designated National Recreation Trail PERMANENT (see note) N1-95-10-2, Item 101 Case files of individual officially designated trails. File includes material related to an establishment report for a designated trail or an associated side or connecting trail. Note 1: Establish case file by trail. WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 20 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Note 2: When the Forest Service is the administering agency, the Forest Supervisor’s Office will maintain the official record. Note 3: When another agency is the administering agency, copies are retained for reference only and destroyed when no longer needed. Do not send copies to FRC or NARA. Note 4: Break file every 10 years after trail is designated and transfer to NARA. Note 5: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 6: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. 2350 Trail, River, and Similar Recreation Opportunities General Includes general correspondence pertaining to trail management including forest development, national recreation trails, and national scenic and historic trail administration; river management including river recreation; road recreation management, and similar forms of recreation such as hiking, caving, mountaineering, horseback riding, and so forth. File also includes substantive congressional and other inquiries seeking clarification of Forest Service policies, plans, and decisions. Note 1: Establish subject folders as needed. Note 2: File routine congressionals and other inquiries under 2300Inquiries. Note 3: Close file at end of fiscal year and apply retention period. Temporary, 10 years (FY) N1-95-10-4, Item 166 2350 Trail, River, and Similar Recreation Opportunities National Rivers Inventory Obsolete. Includes the national rivers inventory and any amendments, deletions, or additions. Updated on basis of forest planning cycle approximately every 10 years. Inventory includes rivers with potential for classification of wild and scenic designations listed by state and location data. Note: Obsolete. File all records under “1920 – Land Management Planning – Wild and Scenic River Designation.” OBSOLETE OBSOLETE 2350 Trail, River, and Similar Recreation Opportunities National Scenic and Historic Trails PERMANENT (see note) N1-95-10-2, Item 102 Case files related to designated National Scenic and Historical Trails or associated side or connecting trails. File contains correspondence, study report, legislative history, plan, official location, Advisory Council, special agreements, partnership groups, and other related records. Note 1: Establish case file by trail. Note 2: When the Forest Service is the administering agency, the Regional/Area Office will maintain the official record. WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 21 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Note 3: When another agency is the administering agency, copies are retained for reference only and destroyed when no longer needed. Do not send copies to FRC or NARA. Note 4: Break file every 10 years after trail and transfer to NARA. Note 5: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 6: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. 2350 Trail, River, and Similar Recreation Opportunities Non-Designated Rivers Includes a plan and correspondence related to rivers listed in National Rivers Inventory and other rivers managed for river recreation activities. Note 1: Establish case file by river. Note 2: Retain records until river designated as Wild and Scenic. Once river designated, transfer file to NARA when record is 10 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. PERMANENT (see note) N1-95-10-5, Item 7 2350 Trail, River, and Similar Recreation Opportunities Off-Road Vehicle Use Management Includes general correspondence about off-road vehicle use management. Note: Close file at end of fiscal year and apply retention period. Temporary, 10 years (FY) N1-95-10-4, Item 167 2350 Trail, River, and Similar Recreation Opportunities Studies Temporary, 10 years (see note) N1-95-10-4, Item 168 2350 Trail, River, and Similar Recreation Opportunities Wild and Scenic Rivers PERMANENT (see note) N1-95-10-2, Item 103 Includes special studies related to internal and external studies of trails, rivers, and other similar recreation activities. File also includes administrative studies and case files for the development of policy and federal regulations. Excludes congressionally-mandated studies. Note 1: Organize by case file. Note 2: Retention period begins when case file closed. Includes study report and related records, correspondence, river plan, official boundaries, and legislative history. These rivers are designated by Congress as part of the Wild and Scenic River System. Study reports conducted under 1920 are to be filed here when designated. Note 1: Establish case file by river. Note 2: When the Forest Service is the administering agency, the Forest Supervisor’s Office will maintain the official record. WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 22 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Note 3: When another agency is the administering agency, copies are retained for reference only and destroyed when no longer needed. Do not send copies to FRC or NARA. Note 4: Break file every 10 years after river is designated and transfer file to NARA. Note 5: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 6: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. 2360 Heritage Program Management Consultation Reports prepared for the Advisory Council or Historic Preservation, State, and Tribal Historic Preservation Officers; and Tribes, including evaluation reports, records of test excavations, determinations of eligibility, National Register of Historic Places nominations, mitigation plans, and program plans. Note 1: Establish case files by site. Note 2: Screen all pre-1982 files for Policy and Direction records. Note 3: Archaeological and paleontological site and permit information is RESTRICTED unless allowed by agency permit.. Note 4: Cutoff when project and consultation is complete. Note 5: Transfer file to NARA 30 years after date of concurrency by all involved parties. Restrict public access per existing statute and law. Note 6: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 7: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 8: A scanned or electronic copy of the records may be retained on site for use by FS personnel for ongoing operations. The copy must be designated as ”reference” or ”working copy”. The official copy shall be transferred to NARA for preservation. PERMANENT (FY) N1-95-10-4, Item 170 2360 Heritage Program Management Data Recovery Includes excavation results and findings data forms, photographs of artifacts; records of location and description of artifacts stored in curatorial institutions. Note 1: Establish case files by site. Note 2: Screen all pre-1982 files in for Policy and Direction records. PERMANENT (see notes) N1-95-10-4, Item 171 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 23 of 93 RETENTION RETENTION AUTHORITY Includes general heritage program correspondence too broad to be filed under a specific subject. Excludes correspondence of permanent value. Note: Close file at end of fiscal year and apply retention period. Temporary, 10 years (FY) N1-95-10-4, Item 169 Overviews, existing data reviews, and field surveys. Includes summaries of cultural resource information by specific areas; site inventory records, site inventory forms, photographs, site maps, descriptions, project inventory records, reports of areas inventoried, resources located; and recommendations. Note 1: Establish case files by site. Note 2: Screen all pre-1982 files in for Policy and Direction records. Note 3: Official records maintained by RO and SO. Note 4: Archaeological and paleontological site and permit information is RESTRICTED unless allowed by agency permit. Note 5: Cutoff when project and consultation is complete. Note 6: Transfer to NARA 30 years after date of concurrency by all involved parties. Restrict public access per existing statute and law. Note 7: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 8: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 9: A scanned or electronic copy of the records may be retained on PERMANENT (see note) N1-95-10-4, Item 172 DESCRIPTION Note 3: Archaeological and paleontological site and permit information is RESTRICTED unless allowed by agency permit. Note 4: Cutoff when project and consultation is complete. Note 5: Transfer file to NARA 30 years after date of concurrency by all involved parties. Restrict public access per existing statute and law. Note 6: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 7: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 8: A scanned or electronic copy of the records may be retained on site for use by FS personnel for ongoing operations. The copy must be designated as “reference” or “working copy”. The official copy shall be transferred to NARA for preservation. 2360 Heritage Program Management General 2360 Heritage Program Management Identification WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 24 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY site for use by FS personnel for ongoing operations. The copy must be designated as “reference” or “working copy”. The official copy shall be transferred to NARA for preservation. 2360 Heritage Program Management Policy and Direction Includes correspondence related to policy or program direction, directed to other agencies on policy matters, or signed by the Chief of the Forest Service or the Secretary of USDA. Note 1: Close record at end of fiscal year and apply retention period. Note 2: Transfer closed file to NARA when 15 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (FY) N1-95-10-6, Item 32 2360 Heritage Program Management Protection and Stewardship Includes actions taken to protect and maintain cultural resources; including preservation, restoration, rehabilitation, and stabilization. Note 1: Establish case files by site. Note 2: Screen all pre-1982 files in for Policy and Direction records. Note 3: Archaeological and paleontological site and permit information is RESTRICTED unless allowed by agency permit. Note 4: Cutoff when project is completed. Note 5: Transfer to NARA 30 years after date of concurrency by all involved parties. Restrict public access per existing statute and law. Note 6: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 7: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 8: A scanned or electronic copy of the records may be retained on site for use by FS personnel for ongoing operations. The copy must be designated as “reference” or “working copy”. The official copy shall be transferred to NARA for preservation. PERMANENT (see note) N1-95-10-4, Item 173 2360 Heritage Program Management Public Use and Enhancement Includes records of use and adaptive re-use of cultural resources, volunteer and interpretive programs, and related publications. Note 1: Establish case files by site. Temporary, 10 years (see note) N1-95-10-4, Item 174 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 25 of 93 RETENTION RETENTION AUTHORITY PERMANENT (see note) N1-95-10-2, Item 104 Temporary, 3 years (FY) N1-95-10-2, Item 105 Temporary, 3 years (see note) N1-95-10-4, Item 175 Including on-the-ground activities that add to visitor enjoyment, knowledge, or appreciation of National Forests. Note: Close file at end of fiscal year and apply retention period. Temporary, 10 years (FY) N1-95-10-4, Item 176 Includes documentation for facility designs, exhibits, and description of what types of programs are going on. Plans are site specific. Note: Close file at end of fiscal year and apply retention period. Temporary, 10 years (FY) N1-95-10-4, Item 177 DESCRIPTION Note 2: Screen all pre-1982 files in for Policy and Direction records. Note 3: Retention period begins when case file closed. Note 4: Do not send to FRC. 2370 Special Recreation Designations General File contains correspondence, study report, legislative history, plan, official location, special agreements, management direction, and other related records. File contains correspondence, study report, legislative history, plan, official location, special agreements, management direction, and other related records. Note 1: Establish files by special designation, such as National Recreation Area, Botanical Area, National Landmarks, National Volcanic Monument, and so forth. Note 2: Regions and Areas maintain official files. Note 3: Transfer closed file to NARA when 10 years old. Note 4: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 5: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 6: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. 2380 Landscape Management General Includes general correspondence concerning landscape management too broad to be filed under a specific subject. Note: Close file at end of fiscal year and apply retention period. 2380 Landscape Management Mapping and Documentation 2390 Interpretive Service General 2390 Interpretive Service Plans Includes maps identifying variety of classes of vegetation and land forms, and documentation of recommended and final visual quality objectives that reflect administration of impacts on Forest Service landscape. Note 1: Retention period begins when maps and recommendations included and/or addressed in Forest planning documents. Note 2: Retain records in office, do not send to FRC. WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 2390 Interpretive Service Reports 2400 Forest Management 2400 2400 6209.11_42_2000 Series Page 26 of 93 RETENTION RETENTION AUTHORITY Interpretative Association Report, an internal annual report listing the gross and net sales and loss, new publications donated to the Forest Service. The information is compiled from field unit reports and consolidated in the Washington Office. Note: Close file at end of fiscal year and apply retention period. Temporary, 10 years (FY) N1-95-10-4, Item 178 General Correspondence and Congressionals of a routine nature related to forest management and other records too broad to be filed under a specific subject heading. Screen this file annually for records to go under Forest Management - Policy. Note 1: A microform record may replace the original hardcopy records in this series. Once microfilm verified, transfer records (hardcopy only) to the FRC, retain electronic records on Forest Service computer system. Retain microfilm in agency as reference document and destroy when no longer needed for administrative use. Note 2: Close file at end of fiscal year and apply retention period. Note 3: Heading changed, previously “Timber Management.” Temporary, 5 years (FY) N1-95-10-4, Item 179 Forest Management Inquiries Includes transmittals, acknowledgment and inquiries of a routine nature. Do not file Congressionals here. Note: Heading changed, previously “Timber Management.” Temporary, 3 months GRS 4.2, ITEM 010 (DAA-GRS2013-0007-0001) Forest Management Policy PERMANENT (see note) N1-95-10-6, Item 33 DESCRIPTION Includes correspondence relating to forest management policies, program and direction; policy signed by the Chief of the Forest Service or by the Secretary of USDA. File also includes Congressionals of a substantive nature that require more than a routine response; correspondence from private sector organizations and individuals seeking clarification on Forest Service Forest Management policy, plans, and decisions. Note 1: Break file every 5 years. Note 2: Transfer closed file to NARA when 15 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. Note 6: Heading changed, previously “Timber Management.” WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. 6209.11_42_2000 Series Page 27 of 93 FS FILE CODE HEADING SUB-HEADINGS DESCRIPTION RETENTION RETENTION AUTHORITY 2400 Forest Management Special Projects Includes general correspondence, periodic reports and other records related to special projects with broad application across forest management functions such as Heli-Stat, Cyclocrane, and so forth. Offer records to NARA when the project is completed and the records are no longer needed in the agency. Note 1: Organize by case file by project name. Note 2: Retention period begins when case file closed. Note 3: Transfer closed file to NARA when 15 years old. Note 4: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 5: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 6: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. Note 7: Heading changed, previously “Timber Management.” PERMANENT (see note) N1-95-10-6, Item 34 2400 Forest Management Studies Administrative studies addressing operational problems, guidelines, technical evaluations of applications designed to answer specific management problems. Include correspondence, reports, and other records. Note 1: Retention period begins after case file closed. Note 2: Heading changed, previously “Timber Management.” Temporary, 5 years (see note) N1-95-10-2, Item 106 2410 Timber Resource Management Planning General Includes correspondence related to timber management planning process; congressional and public inquiries about inventories (including surveys), land suitability and allowable sale quantity; records pertaining to the planning and establishment of sustained yield units; and other related records. Establish subject folders as needed. Note 1: File sustained-yield unit case files under the appropriate file designation in Uses of Timber Other Than Commercial and apply the retention period. Note 2: Close file at end of fiscal year and apply retention period. Temporary, 5 years (FY) N1-95-10-2, Item 108 2410 Timber Resource Management Planning Timber Management Plans [pre-1991 only] [CLOSED SERIES] The Final Plan and amendments for the management of timber resources on the National Forests. These plans have a ten-year cycle. Some may predate 1960. Since TM plans are no longer generated this is a closed series. Note 1: Offered all pre-1991 Final Plans and amendments to NARA in 1991. PERMANENT (see note) N1-95-10-2, Item 107 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 28 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Note 2: If existing records discovered, contact Forest Service National Records Officer for instructions. 2420 Timber Appraisals Appraisal Data Includes general correspondence, other records related to all price and cost components or factors involved in the timber appraisal. Note: Close file at end of fiscal year and apply retention period. Temporary, 30 years (FY) N1-95-10-4, Item 180 2420 Timber Appraisals Appraisal Method Studies Includes records related to both internal and external studies of appraisals and appraisal methods. Note: Close file when study completed and apply retention period. Temporary, 30 years (see note) N1-95-10-4, Item 181 2420 Timber Appraisals Appraisal Methods Includes general correspondence and other records related to the theory and application of appraisal methods and approvals for use. Note 1: Close file at the end of the fiscal year and apply retention period. Note 2: Transfer closed file to NARA when 15 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (FY) N1-95-10-6, Item 36 2420 Timber Appraisals General Includes correspondence and comments related to the policy and management of the timber appraisal program. Note: Close file at end of fiscal year and apply retention period. Temporary, 30 years (FY) N1-95-10-6, Item 35 2420 Timber Appraisals Price, Supply, and Demand Trends Includes data series, graphic displays, background material, historical and projected trends, general correspondence and other records dealing with market conditions/appraisal relationships. Note: Close file at end of fiscal year and apply retention period. Temporary, 30 years (FY) N1-95-10-4, Item 182 2420 Timber Appraisals Profits, Stumpage, and Base Period Includes general correspondence and records related to the development and use of profits and risk, stumpage value and base periods and base period values appraisal items. Note: Close file at end of fiscal year and apply retention period. Temporary, 30 years (FY) N1-95-10-4, Item 183 2420 Timber Appraisals Rate Redetermination, Damage Appraisal and Stumpage Rate Includes general correspondence, instructions and records related to Rate Redetermination, Damage, Comparison, Standard Price Appraisals and Stumpage Rate Adjustment. Note: Close file at end of fiscal year and apply retention period. Temporary, 30 years (FY) N1-95-10-4, Item 184 2420 Timber Appraisals Reports Temporary, N1-95-10-4, Includes records related to the development of appraisals and appraisal WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 29 of 93 RETENTION RETENTION AUTHORITY reports not covered in individual timber sale case folders or under the above designations. Note: Close file at end of fiscal year and apply retention period. 30 years (FY) Item 185 Includes general correspondence and records related to developing tables, graphs, and instructions for use of selling values and production cost appraisal items. Note: Close file at end of fiscal year and apply retention period. Temporary, 30 years (FY) N1-95-10-4, Item 186 Includes records related to studies including index sales involving appraisal data. Note: Close file when study completed and apply retention period. Temporary, 30 years (see note) N1-95-10-4, Item 187 DESCRIPTION 2420 Timber Appraisals Selling Values and Costs 2420 Timber Appraisals Studies 2430 Commercial Timber Sales Change in Status Includes adjustment and extension, modification and assignments, termination, cancellation, and damages. Note 2: Close file when administrative use ceases and apply retention period. Temporary, 30 years (see note) N1-95-10-4, Item 188 2430 Commercial Timber Sales General Includes authorizations and correspondence related to policies for commercial timber sales, including responses to inquiries not retained under any other 2430 category. Note: Close file at end of fiscal year and apply retention period. Temporary, 30 years (FY) N1-95-10-6, Item 37 2430 Commercial Timber Sales Policy Records regarding interpretation and/or development of policies associated with commercial timber sales, including responses to Congressional correspondence. Note 1: Close file at end of fiscal year and apply retention schedule. Note 2: Transfer closed file to NARA when 15 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (FY) N1-95-10-6, Item 38 2430 Commercial Timber Sales Preparation, Advertisement, and Award Includes developing the 5 to 10 year timber sale program, environmental assessment of sales, layout of sale units and transportation facilities, preparation of prospectus and advertisement, and meeting all requirements for awarding the sale. Note: Close file when administrative use ceases and apply retention period. Temporary, 30 years (see note) N1-95-10-4, Item 189 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE 6209.11_42_2000 Series Page 30 of 93 HEADING SUB-HEADINGS DESCRIPTION RETENTION RETENTION AUTHORITY 2430 Commercial Timber Sales Preparation, Advertisement, and Award – Debarment and Suspension Cases Case files which document firms or individuals that have been recommended for suspension or debarment under 41 CFR 1-1.604. Close file when debarring officer decides not to suspend or debar or when debarment period has expired. Note: Retention period begins after case file is closed. Temporary, 30 years (see note) N1-95-10-4, Item 191 2430 Commercial Timber Sales Preparation, Advertisement, and Award – Small Business Programs Includes the development and administration of the sale program set aside for small business. This involves 5 year recomputation of shares, protests of size class, semi-annual analysis procedures, Special Salvage Timber Sale program, and reports. Note 1: Transfer closed file to NARA when 15 years old. Note 2: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 3: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 4: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-6, Item 39 2430 Commercial Timber Sales Preparation, Advertisement, and Award – Debarment and Suspension Includes general correspondence, policy and direction concerning debarment and suspension of bidders under 41 CFR 1-1.604; Letters from OGC except those pertaining to specific cases. Note: Close file when administrative use ceases and apply retention period. Temporary, 30 years (see note) N1-95-10-4, Item 190 2430 Commercial Timber Sales Timber Export Restrictions Includes policy, administration, reports and other records related to timber export restrictions. Establish case files as needed. Note: Close file when administrative use ceases and apply retention period. Temporary, 30 years (see note) N1-95-10-4, Item 192 2430 Commercial Timber Sales Timber Sale Administration Includes general correspondence regarding contract compliance, deposits, payments, and road loans. Note: Close file when administrative use ceases and apply retention period. Temporary, 30 years (see note) N1-95-10-4, Item 193 2430 Commercial Timber Sales Wood Residue Utilization Program Includes proposals, plans, general correspondence and records related to the project implementation concerning the wood utilization program. Also includes personal use charge firewood program. Note: Close file when administrative use ceases and apply retention period. Temporary, 30 years (see note) N1-95-10-4, Item 194 2440 Designing, Designation Temporary, N1-95-10-4, Includes activities of marking individual trees or units of trees to carry out WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS Cruising, Scaling, and Accountability 6209.11_42_2000 Series Page 31 of 93 RETENTION RETENTION AUTHORITY the silvicultural prescriptions. Note: Close file when administrative use ceases and apply retention period. 30 years (see note) Item 196 DESCRIPTION 2440 Designing, Cruising, Scaling, and Accountability Development Includes correspondence and other records related to the development of marking rules, programs, scaling handbooks and procedures. Note: Close file when administrative use ceases and apply retention period. Temporary, 30 years (see note) N1-95-10-4, Item 197 2440 Designing, Cruising, Scaling, and Accountability General Includes general correspondence and records related to the basic authority and policy for designation and measuring trees and forest products. Describes the criteria for presale measurement sales. Note: Close file at end of fiscal year and apply retention period. Temporary, 30 years (FY) N1-95-10-4, Item 195 2440 Designing, Cruising, Scaling, and Accountability Measurement Includes correspondence related to cruising and scaling and records related to the measurement systems involved in cruising, tree measurement sales, and scaling and measurement certifications. Note: Close file when administrative use ceases and apply retention period. Temporary, 30 years (see note) N1-95-10-4, Item 198 2440 Designing, Cruising, Scaling, and Accountability Reports Includes Check Scale and Log Accountability Reports which contain volume determination records for presale and scaling needs. Note 1: Scale and cruise records and reports pertaining to individual timber disposal cases should be filed in appropriate 2450 or 2460 case files. Note 2: Close file when administrative use ceases and apply retention period. Temporary, 30 years (see note) N1-95-10-4, Item 199 2450 Timber Sale Contract Administration Development Records, including correspondence, related to the development of new or revised provisions, contract and permit forms. Note 1: Close file when administrative use ceases and apply retention period. Note 2: NARA exempted this item from GRS. Temporary, 30 years (see note) N1-95-10-4, Item 200 2450 Timber Sale Contract Administration General Records include correspondence and similar documentation associated with timber sale contract administration, and responses to inquiries not retained under any other 2450 category. Note: Close file at the end of the fiscal year and apply retention period. Temporary, 30 years (FY) N1-95-10-6, Item 40 2450 Timber Sale Contract Administration Policy Records regarding interpretation and/or development of policies associated with timber sale contract administration, including responses to Congressional correspondence. Note 1: Close file at end of fiscal year and apply retention period. Note 2: Transfer closed file to NARA when 15 years old. PERMANENT (FY) N1-95-10-6, Item 41 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 32 of 93 RETENTION RETENTION AUTHORITY Records, including correspondence, related to the preparation and interpretation of Standard Contract and Permit Forms. Note: Close file when administrative use ceases and apply retention period. Temporary, 30 years (see note) N1-95-10-4, Item 201 DESCRIPTION Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. 2450 Timber Sale Contract Administration Preparation and Interpretation 2450 Timber Sale Contract Administration Timber Sale Contracts Case files, financial analyses files containing correspondence and records pertaining to the sale, award, and administration of individual timber sales. Note 1: Screen closed timber sale contract case file for title evidence. Transfer any title records to 5590 – Landownership Status - Land Status Title and follow retention instructions. Planning office should also review files prior to destruction to determine if information is still of value, or historically significant. Note 2: Retention period begins after case file is closed. Note 3: NARA exempted this item from GRS. Temporary 30 years (see note) N1-95-10-4, Item 202 2450 Timber Sale Contract Administration Timber Sale Permits Case files, containing correspondence and records pertaining to the preparation and administration of individual permits for the sale of timber, firewood, Christmas trees, or other forest products. Note: Retention period begins after case file is closed. Temporary, 30 years (see note) N1-95-10-4, Item 203 Case files containing correspondence, direction, and information by specific use as in disaster relief, free use and administration, timber settlement, timber selected and offered in exchange, sales of seized and innocent trespass materials, sales of other forest products and timber property sales. Note: Retention period begins after case file closed. Temporary, 30 years (see note) N1-95-10-4, Item 205 2460 Uses of Timber Administrative Use, Other Than Miscellaneous Products, Commercial Timber Free Use, Settlement Sales 2460 Uses of Timber Other Than Commercial Timber Sales General Includes general correspondence, inquiries, policy and direction related to administrative use, miscellaneous products, free use, settlement and sustained yield units. Note: Close file at end of fiscal year and apply retention period. Temporary, 30 years (FY) N1-95-10-4, Item 204 2460 Uses of Timber Other Than Commercial Timber Sustained-Yield Units Case files containing general correspondence, direction, and information. Set up case folders by units. PERMANENT (see note) N1-95-10-2, Item 109 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS Sales 6209.11_42_2000 Series Page 33 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Note 1: Records usually maintained by RO. Note 2: Transfer closed file to NARA when 10 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. Note 6: Destroy all reference copies 5 years after case file closed. 2470 Silvicultural Practices Examination and Prescription Examination/Prescriptions, Stand Modeling and Stocking Levels, Training and Certification. Note: Close file when administrative use ceases and apply retention period. Temporary, 30 years (see note) N1-95-10-4, Item 207 2470 Silvicultural Practices Forest Tree Improvement Includes general correspondence, reports and other records related to tree improvement program. Note: Close file at end of fiscal year and apply retention period. Temporary, 30 years (FY) N1-95-10-4, Item 208 2470 Silvicultural Practices Forest Tree Nurseries Includes general correspondence, reports and other data on the construction, development, improvement of nurseries. Note: Close file when administrative use ceases and apply retention period. Temporary, 30 years (see note) N1-95-10-4, Item 209 2470 Silvicultural Practices Forest Tree Nurseries – Cases Case files containing correspondence, reports, and other records related to specific nurseries. Note 1: All offices – destroy reference copies of case file when no longer needed for administrative use. Note 2: Apply retention period once case file closed. Temporary, 30 years (see note) N1-95-10-4, Item 210 2470 Silvicultural Practices General Includes general records, including correspondence, related to silvicultural practices in the Forest Service and outside of the agency. Note 1: Screen this file annually for records that go under “2470 Silvicultural Practices – Policy”. Note 2: Close file at end of fiscal year and apply retention period. Temporary, 30 years (FY) N1-95-10-4, Item 206 2470 Silvicultural Practices Policy Includes correspondence related to policy including interpretation and implementation of National Forest Management Act (NFMA) and National Environmental Policy Act (NEPA). Note 1: Close file at the end of the fiscal year. PERMANENT (FY) N1-95-10-6, Item 42 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 34 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Note 2: Transfer closed file to NARA when 15 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. 2470 Silvicultural Practices Reforestation General correspondence and reports concerning all aspects of site preparation, protection of reforestation and committees working on reforestation matters. Note: Close file when administrative use ceases and apply retention period. Temporary, 30 years (see note) N1-95-10-4, Item 211 2470 Silvicultural Practices Silvicultural Systems and Related Cutting Methods Includes general correspondence related to even and uneven aged management, clearcutting, shelterwood, seed tree, thinning, selection, salvage and so forth. Note: Close file when administrative use ceases and apply retention period. Temporary, 30 years (see note) N1-95-10-4, Item 212 2470 Silvicultural Practices Timber Stand Improvement Temporary, 30 years (see note) N1-95-10-4, Item 213 2470 Silvicultural Practices Tree Seeds Includes general correspondence, reports and surveys related to the tree improvement program. Note: Close file when administrative use ceases and apply retention period. Temporary, 30 years (see note) N1-95-10-4, Item 214 2470 Silvicultural Practices Tree Seeds - Cases Case files containing seed production plan, correspondence, reports on production of orchards and so forth. Note 1: All offices – destroy reference copies of case file when no longer needed for administrative use. Note 2: Apply retention period when case file closed. Temporary, 30 years (see note) N1-95-10-4, Item 215 2480 Protection of Timber Sale Areas and Timberlands General Includes general correspondence related to reduction of risks, hazards, erosion control and other silvicultural practices. Note: Close file at end of fiscal year and apply retention period. Temporary, 5 years (FY) N1-95-10-2, Item 110 2490 Timber Management General Includes general records, including correspondence and all related documents (unstructured data), not stored within a Forest Management PERMANENT (FY) N1-95-10-5, Item 8 Includes correspondence and reports related to release, thinning, pruning, fertilization and pesticides. Note: Close file when administrative use ceases and apply retention period. WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS Information System 6209.11_42_2000 Series Page 35 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Information System database, related to any of the Forest Management Information Systems. Note 1: Privacy Act System of Records USDA/FS-24 – Special Use Authorizations covers all or some of the records retained under this file code. Review PA SOR USDA/FS-24 for additional access and storage requirements. Note 2: Some records may contain PII, store in a secure location, and restrict access. Note 3: Close file at the end of the fiscal year. Note 4: Transfer closed file to NARA when 10 years old. Note 5: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 6: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 7: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. Note 8: Database system/application repositories scheduled separately. 2500 Watershed and Air Management General Includes general correspondence related to responsibilities, coordination with other resource management, and correspondence too broad to be filed under a specific subject heading. Note 1: Screen all folders in 2500 series for significant correspondence and documentation for NFS Watershed case files on selected watersheds. If found, retain under filecode “2510 – Watershed Planning – NFS Watershed Case Files”. Note 2: Close file at end of fiscal year and apply retention period. Temporary, 3 years (FY) N1-95-10-2, Item 111 2500 Watershed and Air Management Inquiries Includes standard transmittal or reply to inquiries for the 2500 series. Temporary, 3 months GRS 4.2, ITEM 010 (DAA-GRS2013-0007-0001) 2510 Watershed Planning General Includes general correspondence, inventories, reports, and other records documenting watershed improvement plans for long-term improvement activities for burn areas, storm and flood areas, damage from geologic agents, avalanches and natural disasters. Note 1: Soil and Water Surveys for National Assessments are filed under “1910-National Resource Planning - Renewable Resources Assessment”. Note 2: Close file at end of fiscal year and apply retention period. Temporary, 30 years (FY) N1-95-10-4, Item 216 2510 Watershed Planning NFS Watershed Case Includes case files on selected watersheds which document the watershed PERMANENT N1-95-10-2, WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING 6209.11_42_2000 Series Page 36 of 93 SUB-HEADINGS DESCRIPTION RETENTION RETENTION AUTHORITY Files condition, water resource history, past events that influence current watershed conditions; provides a data base for support services, soil and water inventories, and assigning watershed priorities. The documentation may include reports on water resource developments, support services, water, soil, and resource inventories, hydrologic analyses, and other documentation that characterizes the condition of the watershed. Establish case files according to the NFS coding system. Note 1: Screen all folders in 2500 series for significant correspondence and documentation for NFS Watershed case files on selected watersheds. If found, retain under filecode “2510 – Watershed Planning – NFS Watershed Case Files”. Note 2: Files generally located at Supervisor or Ranger District Office. Note 3: Permanent records – if hardcopy permanent records are microfilmed, transfer the hardcopy records to NARA in accordance with the approved disposition (see note 4) once the microfilm is verified. Retain the microfilm copies in agency and destroy when superseded. Note 4: Cut off record every 10 years, make copy for administrative reference. Validate accuracy of reference copy and transfer original records to NARA. Note 5: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 6: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 7: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. Note 8: If electronic data is transferred to NARA via magnetic tape or compact disk, copy per instructions at 36 CFR 1236.28 [as of April 4, 2010] and transfer to NARA with accompanying documentation. Note 9: Screen “2520 – Watershed Protection and Management – Burned Area Emergency Response” for records appropriate for inclusion in this file. (see note) Item 112 2510 Watershed Planning Watershed Planning Projects Case files containing evaluations of damage, request for funding, allocations of damage of approved projects, and follow-up reports. Note: Retention period begins after case file closed. Temporary, 30 years (see note) N1-95-10-4, Item 217 2520 Watershed Protection and Management Burned Area Emergency Response Includes case files which document emergency response burn area reports, requests for funding, and all records pertaining to project. Note 1: Screen files for documents deemed necessary for the 2510 NFS Temporary, 30 years (see note) N1-95-10-4, Item 219 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 37 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Watershed Case Files. Apply retention period to remainder of documents not moved to 2510 NFS Watershed Case Fles. Note 2: Retention period begins after case file closed. Case considered closed when maintenance and evaluation are no longer applied. Note 3: Retain a copy of the Burned Area Emergency Response (BAER) report in the applicable incident file maintained under “5180 – Fire Package – Incident History File”. 2520 Watershed Protection and Management Floodplain and Wetland Protection Case files include documentation on floodplain management and wetland protection. Note 1: Screen files for documents deemed necessary for the 2510 NFS Watershed Case Files. Apply retention period to remainder of documents not moved to 2510 NFS Watershed Case Fles. Note 2: Apply retention period when case file closed. Temporary, 30 years (see note) N1-95-10-4, Item 220 2520 Watershed Protection and Management General Includes general correspondence, memorandums and reports related to implementation of watershed improvement projects, and support services to other resource management activities that do not fit under a specific case file. Note: Close file at end of fiscal year and apply retention period. Temporary, 30 years (FY) N1-95-10-4, Item 218 2520 Watershed Protection and Management Monitoring Plans Case files containing plans and other documentation evaluating the effects of management activities of a resource. Note 1: Retention period begins after case file closed. Retain in office, do not send to FRC. Note 2: Screen files for documents deemed necessary for the 2510 NFS Watershed Case Files. Apply retention period to remainder of documents not moved to 2510 NFS Watershed Case Fles. Temporary, 30 years (see note) N1-95-10-4, Item 221 2520 Watershed Protection and Management Natural Disaster and Flood Damage Surveys Case files contain information on damage estimates, photos, copies of requests for funding, and related records. Note 1: Screen files for documents deemed necessary for the 2510 NFS Watershed Case Files. Apply retention period to remainder of documents not moved to 2510 NFS Watershed Case Fles. Note 2: Apply retention period when case file closed. Temporary, 30 years (see note) N1-95-10-4, Item 222 2520 Watershed Protection and Management Riparian Areas PERMANENT (see note) N1-95-10-5, Item 9 Includes general correspondence on policy, delineation of areas, management, guidelines of areas having distinctive resource values and characteristics that comprise riparian ecosystems; file also contains direction and guidelines for stream and lake classification. Note 1: Permanent hardcopy records may be microfilmed. Note 2: If hardcopy permanent records are microfilmed, transfer the hardcopy records to NARA in accordance with the approved disposition WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 38 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY (see note 3 below) once the microfilm is verified. Retain the microfilm copies in agency and destroy when no longer needed for administrative use. Note 3: Transfer closed file to NARA when 10 years old. Note 4: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 5: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 6: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. Note 7: If electronic data is transferred to NARA via magnetic tape or compact disk, copy per instructions at 36 CFR 1236.28 [as of April 4, 2010] and transfer to NARA with accompanying documentation. Preaccession is authorized by mutual consent of both NARA and Forest Service. Note 8: Screen all folders in 2500 series for significant correspondence and documentation for NFS watershed case files on selected watersheds. If found, retain under filecode 2510 – Watershed Planning – NFS Watershed Case Files. 2520 Watershed Protection and Management Support Services Case files containing documentation of special watershed management services required to fulfill a watershed role when another activity is occurring such as a timber sale. Note 1: Screen files for documents deemed necessary for the 2510 NFS Watershed Case Files. Apply retention period to remainder of documents not moved to 2510 NFS Watershed Case Fles. Note 2: Retention period begins after case file closed. Case considered closed when maintenance and evaluation are no longer applied. Temporary, 30 years (see note) N1-95-10-4, Item 223 2520 Watershed Protection and Management Watershed Condition Assessment Includes general correspondence related to guidelines, procedures, criteria, and standards for classifying watershed conditions. Note 1: Screen all folders in 2500 series for significant correspondence and documentation for NFS watershed case files on selected watersheds. If found, retain under filecode “2510 – Watershed Planning – NFS Watershed Case Files”. Note 2: Transfer closed file to NARA when 15 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. PERMANENT (see note) N1-95-10-6, Item 43 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 39 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. 2520 Watershed Protection and Management Watershed Improvement Case files containing documentation for implementation, maintenance, and evaluation of watershed improvement projects. Note 1: Screen files for documents deemed necessary for the 2510 NFS Watershed case files. Apply retention period to remainder of documents not moved to 2510 NFS Watershed case files. Note 2: Retention period begins after case file closed. Case considered closed when maintenance and evaluation are no longer applied. Temporary, 30 years (see note) N1-95-10-4, Item 224 2520 Watershed Protection and Management Watershed Improvement – Cooperative Emergency Watershed Rehabilitation Includes case files pertaining to rehabilitatin programs. Note 1: Screen files for documents deemed necessary for the 2510 NFS watershed case files. Apply retention period to remainder of documents not moved to 2510 NFS Watershed case files. Note 2: Retention period begins after case file closed. Case considered closed when maintenance and evaluation are no longer applied. Temporary, 30 years (see note) N1-95-10-4, Item 225 2530 Water Resource Management Barometer Watersheds Includes case files containing documentation that measures the impact of watershed practices on water resources for typical watershed sites. Case studies include the plan of work, standards of operation, reports, and so forth. Note 1: Screen files for documents deemed necessary for the 2510 NFS watershed case files. Apply retention period to remainder of documents not moved to 2510 NFS Watershed case files. Note 2: Maintain records on site, do not send to FRC. Note 3: Retention period begins when case fle closed. Temporary, 30 years (see note) N1-95-10-4, Item 227 2530 Water Resource Management Cooperative WaterRelated Activities Includes flood forecasting, weather modification, and water measurement. Note 1: Retention period begins when case file closed. Note 2: Screen files for documents deemed necessary for the 2510 NFS watershed case files. Apply retention period to remainder of documents not moved to 2510 NFS Watershed case files. Temporary, 30 years (see note) N1-95-10-4, Item 228 2530 Water Resource Management General Includes general correspondence and other records too broad for a specific case file that relates to water resource inventories, hydrologic inventories, water resource management, barometer watersheds and water resource management support services. Note: Close file at end of fiscal year and apply retention period. Temporary, 30 years (FY) N1-95-10-4, Item 226 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE 6209.11_42_2000 Series Page 40 of 93 RETENTION RETENTION AUTHORITY Projects - Includes river basin programs, advisory committee and coordination with other agencies; and outservice water development projects. Note 1: Retention period begins after case closed. Note 2: Screen files for documents deemed necessary for the 2510 NFS watershed case files. Apply retention period to remainder of documents not moved to 2510 NFS Watershed case files. Temporary, 30 years (see note) N1-95-10-4, Item 229 Interpretative reports based on analyses of water quality data. Note 1: Screen files for documents deemed necessary for the 2510 NFS watershed case files. Apply retention period to remainder of documents not moved to 2510 NFS Watershed case files. Note 2: Retain records in office. Do not send to FRC. Note 3: Retention period begins when case file closed. Temporary, 30 years (see note) N1-95-10-4, Item 230 Water Resource Investigations Collection data necessary for conducting forest management planning implementation; data includes surface and ground water supplies, climate, water quality, terrestrial features, hydrologic surveys, and so forth. Note 1: Maintain records on site, do not send to FRC. Note 2: Screen files for documents deemed necessary for the 2510 NFS Watershed case files. Apply retention period to remainder of documents not moved to 2510 NFS Watershed case files. Note 3: Retention period begins when case file closed. Temporary, 30 years (see note) N1-95-10-4, Item 231 Water Uses and Development General Includes general correspondence, memorandums, and other records too broad to fit under a specific subject heading that relate to National Forest water rights; outside request for changes in policy; in-Service request for clarification of policy for authorization to assert claims under certain authorities or to use specific quantification methodologies; municipal supply watersheds, and water quality management. Note 1: Screen files for documents deemed necessary for the 2510 NFS Watershed case files. Apply retention period to remainder of documents not moved to 2510 NFS Watershed case files. Note 2: Retention period begins when case file closed. Temporary, 30 years (see note) N1-95-10-4, Item 232 Water Uses and Development Munciple Supply Watersheds – EO, Presidential Proclamation, Legislation, Secretary PERMANENT (see note) N1-95-10-2, Item 113 HEADING SUB-HEADINGS 2530 Water Resource Management Outservice Water Resource Development 2530 Water Resource Management Water Quality Management 2530 Water Resource Management 2540 2540 DESCRIPTION Includes agreement that specifies terms under which FS conducts activities with municipalities; some are congressional. Case file contains management plans, specific management classification, notice of restrictions, boundary posting records, maps, and inspection. Note 1: Establish case files as needed. Note 2: Official record resides at Forest Supervisor’s Office. Note 3: All Offices - when the agreement is signed, send file(s) to the WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 41 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY appropriate Supervisor's Office for consolidation into case file. Note 4: Screen files for documents deemed necessary for the 2510 NFS Watershed case files. Apply retention period to remainder of documents not moved to 2510 NFS Watershed case files. Note 5: Transfer closed file to NARA when 10 years old. Note 6: Records created after agreement is signed – transfer files to NARA when 10 years old. Note 7: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 8: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 9: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. 2540 Water Uses and Development Municipal Supply Watersheds– RO/SO Records pertain to watersheds created by Regions and Supervisor’s Offices (not by Legislative Action) that provide the principal source of community water; encouragement provided to municipalities to provide adequate and appropriate water treatment; and costs associated with unusually restrictive practices required to meet state-approved Best Management Practices for protection of surface water. Screen for records to be filed under “2510 – Watershed Planning - NFS Watershed Case Files”. Note 1: Retention period begins once administrative use ceases. Note 2: Screen files for documents deemed necessary for the NFS watershed case files. Apply retention period to remainder of documents not moved to “2510 – Watershed Planning - NFS Watershed Case Files”. Note 3: Transfer closed file to NARA when 15 years old. Note 4: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 5: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 6: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-6, Item 44 2540 Water Uses and Development Water Rights Includes case files documenting water right use. File contains the original permits, licenses, reserved water right notification, court decrees, proof of shares, and other records verifying water right use. Also includes PERMANENT (see note) N1-95-10-6, Item 45 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 42 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Temporary, 30 years (see note) N1-95-10-6, Item 46 PERMANENT (see note) N1-95-10-2, Item 114 background and working papers. Note 1: Retention period begins when case file closes. Note 2: Screen files for documents deemed necessary for the NFS watershed case files. Apply retention period to remainder of documents not moved to “2510 – Watershed Planning - NFS Watershed Case Files”. Note 3: Transfer closed file to NARA when 15 years old. Note 4: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 5: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 6: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. 2540 Water Uses and Development Water Rights – Denials or Cancellations 2540 Water Uses and Development Water Rights – Water Uses Rights and Requirements Closed cases involving denials or cancellations of applications. Note 1: Retention period begins after case closed. Note 2: Screen files for documents deemed necessary for the NFS watershed case files. Apply retention period to remainder of documents not moved to “2510 – Watershed Planning - NFS Watershed Case Files”. Includes inventory files on water uses, water requirements, and water rights which are needed for the planning and implementation of program on National Forest Systems lands. Database outputs are selected data in the form of basic statistical or summary reports and may be maintained electronically or in hardcopy. Note 1: Database repositories scheduled separately. Note 2: Transfer closed file to NARA when 10 years old. Note 3: All offices retain printouts as reference, destroy when no longer needed. Note 4: Source documents may be destroyed once data is transferred to the inventory database. Note 5: Screen files for documents deemed necessary for the 2510 NFS watershed case files. Apply retention period to remainder of documents not moved to 2510 NFS watershed case files. Note 6: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 7: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 43 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Temporary 30 years (see note) N1-95-10-6, Item 47 consent of both NARA and Forest Service. 2540 Water Uses and Development Water Uses of Others 2550 Soil Management General Correspondence, memorandums, and other records pertaining to soil management which do not fit under a specific secondary subject heading. Note: Close file at end of fiscal year and apply retention period. Temporary, 30 years (FY) N1-95-10-6, Item 48 2550 Soil Management Resource Inventories Includes soil resource inventory reports and support documentation. Note 1: Screen files for documents deemed necessary for the NFS watershed case files. Apply retention period to remainder of documents not moved to “2510 - Watershed Planning - NFS Watershed Case Files”. Note 2: Retention period begins when administrative use ceases. Note 3: Transfer closed file to NARA when 15 years old. Note 4: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 5: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 6: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-6, Item 49 2550 Soil Management Soil Interpretation Case files include documentation related to soil management support services, soil quality monitoring, special soil investigations, soil interpretations, and cooperative soil programs. Note 1: Screen files for documents deemed necessary for the NFS watershed case files. Apply retention period to remainder of documents not moved to “2510 - Watershed Planning - NFS Watershed Case Files”. Note 2: Retention period begins when administrative use ceases. Temporary, 30 years (see note) N1-95-10-6, Item 50 2560 Groundwater Resource Management Authorizations Includes records pertaining to proposals, applications, and special use authorizations that involve water extraction or injection wells on or water pipelines crossing National Forest System Lands. Note 1: Close file when authorization expires or revoked. Temporary, 50 years (see note) N1-95-10-10, Item 2 Case files documenting dispute between Forest Service and private or nonFederal users of water on or affecting National Forest lands. The file contains an application, protest letter to the State agency, and other records related to the dispute. Note 1: Retention period begins after case file closed. Note 2: Screen files for documents deemed necessary for the NFS watershed case files. Apply retention period to remainder of documents not moved to “2510 – Watershed Planning - NFS Watershed Case Files”. WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 44 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Note 2: Accounts and supporting documents pertaining to American Indians and Alaska Natives are not authorized for disposal. Such records must be retained indefinitely since they may be needed in litigation involving the Federal Government’s role as trustee of property held by the Federal Government and managed for the benefit of American Indians. These records include those created under the Alaska Native claims Settlement Act of 1971 (Public Law 92-203, 85 Stat. 688). Note 3: Pre-existing records may currently be retained under other 2500 series file code categories, and/or other file code categories associated with grazing, special uses, minerals and geology, recreation, and so forth. As applicable, ensure a copy of pre-existing records is retained under the appropriate 2560 file code category. 2560 Groundwater Resource Management Cleanup Records pertain to cleanup of groundwater on National Forest System lands contaminated with hazardous substances, petroleum products, pollutants, or contaminants. Also includes determinations as to potential cleanup sites. Note 1: Close file at the end of the project and apply retention period. Note 2: Create case files as needed. Note 3: Accounts and supporting documents pertaining to American Indians and Alaska Natives are not authorized for disposal. Such records must be retained indefinitely since they may be needed in litigation involving the Federal Government’s role as trustee of property held by the Federal Government and managed for the benefit of American Indians. These records include those created under the Alaska Native Claims Settlement Act of 1971 (Public Law 92-203, 85 Stat. 688). Note 4: Pre-existing records may currently be retained under other 2500 series file code categories, and/or other file code categories associated with grazing, special uses, minerals and geology, recreation, and so forth. As applicable, ensure a copy of pre-existing records is retained under the appropriate 2560 file code category. Temporary, 50 years (see note) N1-95-10-10, Item 3 2560 Groundwater Resource Management Cooperation Records document collaboration with local, State, and other federal agencies and Tribes to sustain the availability and usability of groundwater over the long term through the use of conventional and innovative approaches. Note 1: Close file at the end of partnership/collaboration. Note 2: Create case files as needed. Note 3: Accounts and supporting documents pertaining to American Indians and Alaska Natives are not authorized for disposal. Such records must be retained indefinitely since they may be needed in litigation Temporary, 50 years (see note) N1-95-10-10, Item 4 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 45 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY involving the Federal Government’s role as trustee of property held by the Federal Government and managed for the benefit of American Indians. These records include those created under the Alaska Native Claims Settlement Act of 1971 (Public Law 92-203, 85 Stat. 688). Note 4: Pre-existing records may currently be retained under other 2500 series file code categories, and/or other file code categories associated with grazing, special uses, minerals and geology, recreation, and so forth. As applicable, ensure a copy of pre-existing records is retained under the appropriate 2560 file code category. 2560 Groundwater Resource Management General Records, including correspondence, regarding management of groundwater resources associated with National Forest System lands, not covered by other 2560 records categories. Note 1: Close file at end of fiscal year. Note 2: Accounts and supporting documents pertaining to American Indians and Alaska Natives are not authorized for disposal. Such records must be retained indefinitely since they may be needed in litigation involving the Federal Government’s role as trustee of property held by the Federal Government and managed for the benefit of American Indians. These records include those created under the Alaska Native Claims Settlement Act of 1971 (Public Law 92-203, 85 Stat. 688). Note 3: Pre-existing records may currently be retained under other 2500 series file code categories, and/or other file code categories associated with grazing, special uses, minerals and geology, recreation, and so forth. As applicable, ensure a copy of pre-existing records is retained under the appropriate 2560 file code category. Temporary, 50 years (FY) N1-95-10-10, Item 5 2560 Groundwater Resource Management Inquiries Includes standard replies or transmittals to non-substantive inquiries. Note 1: Accounts and supporting documents pertaining to American Indians and Alaska Natives are not authorized for disposal. Such records must be retained indefinitely since they may be needed in litigation involving the Federal Government’s role as trustee of property held by the Federal Government and managed for the benefit of American Indians. These records include those created under the Alaska Native Claims Settlement Act of 1971 (Public Law 92-203, 85 Stat. 688). Note 2: Pre-existing records may currently be retained under other 2500 series file code categories, and/or other file code categories associated with grazing, special uses, minerals and geology, recreation, and so forth. As applicable, ensure a copy of pre-existing records is retained under the appropriate 2560 file code category. Temporary, 3 months N1-95-10-10, Item 6 2560 Groundwater Legal Considerations Records document efforts to comply with State and Federal water-related Temporary, N1-95-10-10, WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS Resource Management 2560 Groundwater Resource Management Measuring and Reporting 6209.11_42_2000 Series Page 46 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY laws and regulations protecting groundwater from activities associated with outdoor recreation, authorized special uses, permitted livestock grazing, and fish and wildlife management (including consultation with States). Additionally, records document groundwater claims, adjudications, and administrative proceedings associated with Federal reserved water rights under the Organic Administration Act, the Wild and Scenic Rivers Act, and the Wilderness Act. Includes records associated with Tribal treat and reserved rights, as well as cooperation with Department of the Interior and affected Tribes during Tribal water settlement negotiations involving National Forest System groundwater resources. Note 1: Close file at the end of the case. Note 2: Create case files as needed. Note 3: Accounts and supporting documents pertaining to American Indians and Alaska Natives are not authorized for disposal. Such records must be retained indefinitely since they may be needed in litigation involving the Federal Government’s role as trustee of property held by the Federal Government and managed for the benefit of American Indians. These records include those created under the Alaska Native Claims Settlement Act of 1971 (Public Law 92-203, 85 Stat. 688). Note 4: Pre-existing records may currently be retained under other 2500 series file code categories, and/or other file code categories associated with grazing, special uses, minerals and geology, recreation, and so forth. As applicable, ensure a copy of pre-existing records is retained under the appropriate 2560 file code category. 50 years (see note) Item 7 Records pertain to measuring and reporting volume of extracted or injected water, excluding authorized minerals or energy development on National Forest System lands. Note 1: Close file when the water use ceases. Note 2: Create case files as needed. Note 3: Accounts and supporting documents pertaining to American Indians and Alaska Natives are not authorized for disposal. Such records must be retained indefinitely since they may be needed in litigation involving the Federal Government’s role as trustee of property held by the Federal Government and managed for the benefit of American Indians. These records include those created under the Alaska Native Claims Settlement Act of 1971 (Public Law 92-203, 85 Stat. 688). Note 4: Pre-existing records may currently be retained under other 2500 series file code categories, and/or other file code categories associated with grazing, special uses, minerals and geology, recreation, and so forth. Temporary, 50 years (see note) N1-95-10-10, Item 8 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING 6209.11_42_2000 Series Page 47 of 93 RETENTION RETENTION AUTHORITY Includes records pertaining to groundwater resources associated with specific projects. Records document hydrological connection between groundwater and surface water, cross-contamination, reductions in quantity, aquifer storage and recovery, mineral and energy development, oil and gas operations, geothermal operations, tunneling, and other impacts of proposed agency projects, approvals, and authorizations on groundwater resources on National Forest Ssytem lands. Note 1: Close file at the end of the project. Note 2: Create case files as needed. Note 3: Accounts and supporting documents pertaining to American Indians and Alaska Natives are not authorized for disposal. Such records must be retained indefinitely since they may be needed in litigation involving the Federal Government’s role as trustee of property held by the Federal Government and managed for the benefit of American Indians. These records include those created under the Alaska Native Claims Settlement Act of 1971 (Public Law 92-203, 85 Stat. 688). Note 4: Pre-existing records may currently be retained under other 2500 series file code categories, and/or other file code categories associated with grazing, special uses, minerals and geology, recreation, and so forth. As applicable, ensure a copy of pre-existing records is retained under the appropriate 2560 file code category. Temporary, 50 years (see notes) N1-95-10-10, Item 9 Source Water Protection Records document collaboration and coordination efforts to protect drinking water sytems located entirely or partially on National Forest System lands. Collaboration and coordination occurs with EPA; State, local, and Tribal governments; drinking water providers, and holders of special use authorizations. Includes documentation of safeguards, contingencies, and plans that serve as an acceptable permanent solution when proposing to develop new or expanded water supply facilities on NFS lands in response to emergency water supply shortages. Note 1: Close file when the water use ceases. Note 2: Create case files as needed. Note 3: Accounts and supporting documents pertaining to American Indians and Alaska Natives are not authorized for disposal. Such records must be retained indefinitely since they may be needed in litigation involving the Federal Government’s role as trustee of property held by the Federal Government and managed for the benefit of American Indians. These records include those created under the Alaska Native Claims Temporary, 50 years (see note) N1-95-10-10, Item 10 SUB-HEADINGS DESCRIPTION As applicable, ensure a copy of pre-existing records is retained under the appropriate 2560 file code category. 2560 Groundwater Resource Management 2560 Groundwater Resource Management Projects WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 48 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Settlement Act of 1971 (Public Law 92-203, 85 Stat. 688). Note 4: Pre-existing records may currently be retained under other 2500 series file code categories, and/or other file code categories associated with grazing, special uses, minerals and geology, recreation, and so forth. As applicable, ensure a copy of pre-existing records is retained under the appropriate 2560 file code category. 2580 Air Resource Management Class I Areas Includes general correspondence and other records related to the identification, protection, and management of National Forest lands designated as Class I areas including problems associated with air quality related values in those areas and redesignation proposals submitted from States. Note 1: Establish case files as needed. Note 2: Transfer closed file to NARA when 10 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-5, Item 10b 2580 Air Resource Management General Correspondence, memorandums, and other general records pertaining to air resource management that do not fit under a specific secondary subject heading. Note 1: Close file at end of fiscal year. Note 2: Transfer closed file to NARA when 10 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (FY) N1-95-10-5, Item 10a 2580 Air Resource Management Inquiries Includes routine transmittals and inquiries. Temporary, 3 months GRS 4.2, ITEM 010 (DAA-GRS2013-0007-0001) 2580 Air Resource Inventorying and PERMANENT N1-95-10-5, Values Affected by Air Pollution (Includes reports and summary of data) WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE 6209.11_42_2000 Series Page 49 of 93 HEADING SUB-HEADINGS DESCRIPTION RETENTION RETENTION AUTHORITY Management Monitoring of Resource Note 1: Transfer closed file to NARA when 10 years old. Note 2: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 3: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 4: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. (see note) Item 10d 2580 Air Resource Management Pollutants Includes general correspondence on different types of pollutants and their effects on the environment. Note 1: Close file at end of fiscal year. Note 2: Transfer closed file to NARA when 10 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (FY) N1-95-10-5, Item 10e 2580 Air Resource Management Prevention of Significant Deterioration (PSD) Case files containing the application, data collected that determines the effects of a proposed major emitting facility and concurrences or nonconcurrences with EPS's proposed exemptions and variances, and approvals. Note 1: Transfer closed file to NARA when 10 years old. Note 2: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 3: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 4: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-5, Item 10c 2580 Air Resource Management Training Temporary, 5 years (FY) GRS 1-29 Includes correspondence and records related to training personnel in this Agency, States, or other agencies. Note: Close file at end of fiscal year and apply retention period. WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. 6209.11_42_2000 Series Page 50 of 93 FS FILE CODE HEADING SUB-HEADINGS DESCRIPTION RETENTION RETENTION AUTHORITY 2590 Weather Program General Correspondence, memorandums, and other general records pertaining to the weather program. Includes request for meteorological assistance and related research by Forest Service units. Note 1: Close file at end of fiscal year. Note 2: Transfer closed file to NARA when 10 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (FY) N1-95-10-5, Item 11a 2590 Weather Program Weather Data Weather data and climatic information. Note 1: Close file at end of fiscal year. Note 2: Break records into 10-year blocks and transfer to NARA. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (FY) N1-95-10-5, Item 11b 2600 Wildlife, Fish, and Sensitive Plant Habitat Management General Records, including correspondence, related to policy and procedures; congressional and responses to the public related to wildlife and fisheries policy; also includes correspondence too broad to be filed under a specific subject heading. Note: Close file at end of fiscal year and apply retention period. Temporary, 30 years (FY) N1-95-10-6, Item 51 2600 Wildlife, Fish, and Sensitive Plant Habitat Management Inquiries Transmittals of replies to standard inquiries for the 2600 series. Temporary, 3 months GRS 4.2, ITEM 010 (DAA-GRS2013-0007-0001) 2610 Cooperative Relations General Includes general correspondence, Memorandums of Understanding (MOU) with States, Bureau of Land Management, and other organizations outside the government. Note 1: Establish as case files by name of cooperator. Temporary, 30 years (see note) N1-95-10-4, Item 234 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 51 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Temporary, 30 years (see note) N1-95-10-4, Item 237 Temporary, 30 years (FY) N1-95-10-4, Item 235 Note 2: Retention period begins when case file closed. 2620 Habitat Planning and Evaluation Administrative Studies 2620 Habitat Planning and Evaluation General 2620 Habitat Planning and Evaluation Plans (Other) Includes specific wildife and fish plans (other than state-wide comprehensive plan) for species other than Threatened and Endangered. Records are established as case files. Regional and Forest Plans are filed under 1920-Land Management Planning. Note: Retention period begins when case file closed. Temporary, 30 years (see note) N1-95-10-4, Item 236 2620 Habitat Planning and Evaluation Statewide Comprehensive Plans Includes state-wide comprehensive plan for species other than Threatened and Endangered. Records are established as case files. Regional and Forest Plans are filed under 1920 - Land Management Planning. Note 1: Retention period begins when plan is superseded. Note 2: Transfer closed file to NARA when 15 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-6, Item 52 2620 Habitat Planning and Evaluation Surveys Includes correspondence and survey data that determine the abundance of wildlife by species and population trends. Includes records of surveys designed to measure habitat conditions. Note 1: Close file at end of fiscal year and apply retention period. Note 2: Transfer closed file to NARA when 15 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. PERMANENT (FY) N1-95-10-4, Item 238 Includes case files that analyze the effectiveness of certain projects and record factors that affect the management of wildlife, its environment, and recreational uses of these resources. Note: Retention period begins when case file closed. Includes general correspondence related to pre-planning analysis for habitat projects for wildlife and fish species. Note: Close file at end of fiscal year and apply retention period. WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 52 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY PERMANENT (FY) N1-95-10-6, Item 53 Temporary, 30 years (see note) N1-95-10-4, Item 239 Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. 2630 Management of Wildlife and Fish Habitat General 2630 Management of Wildlife and Fish Habitat Improvement Work 2630 Management of Wildlife and Fish Habitat Special Areas Includes correspondence and plans related to areas designated for intensive management such as zoological or botanical areas. Note 1: Records are established as case files. Note 2: Retention period begins when case file closed. Note 3: Transfer closed file to NARA when 15 years old. Note 4: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 5: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 6: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-6, Item 54 2640 Stocking and Harvesting General Records, including correspondence, related to the stocking and harvesting of wildlife and fish species on National Forest lands. Note: Close file at end of fiscal year and apply retention period. Temporary, 30 years (FY) N1-95-10-4, Item 240 2640 Stocking and Stocking Projects Includes special projects related to exotic fish and wildlife species. Temporary, 30 N1-95-10-4, Records, including correspondence and plans related to the actual projects and implementation of practices designed to correct or enhance habitat conditions, coordination of habitat projects with other FS activities such as timber, range, minerals and geology. Note 1: Close file at end of fiscal year. Note 2: Transfer closed file to NARA when 15 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. Includes project case files of actual projects being conducted. Case files contain structural implementation of improvement activities such as fish structure, watering facilities, and nest structures. Note: Retention period begins when case file closed. WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS Harvesting 6209.11_42_2000 Series Page 53 of 93 DESCRIPTION Note: Retention period begins when case file closed. RETENTION RETENTION AUTHORITY years (see note) Item 241 Temporary, 10 years (FY) N1-95-10-6, Item 55 Temporary, 10 years (see note) N1-95-10-6, Item 56 2650 Animal Damage Management General 2650 Animal Damage Management Predators and Rodent Control Projects 2660 Administration General Includes correspondence, inspection guides, miscellaneous records, and training materials. Note: Close file at end of fiscal year and apply retention period. Temporary, 10 years (FY) N1-95-10-4, Item 243 2660 Administration Reports Includes the Annual Report on all animal and fish population on National Forest lands. Note 1: Close file at end of fiscal year. Note 2: Transfer closed file to NARA when 15 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (FY) N1-95-10-6, Item 57 2670 Threatened, Endangered, and Sensitive Plants and Animals Classification and Habitat Designation Temporary, 30 years (see note) N1-95-10-4, Item 245 2670 Threatened, Endangered, and Sensitive Plants and Animals Cooperation PERMANENT (see note) N1-95-10-2, Item 115 Records, including correspondence, related to predator and rodent control; animal damage control reports and reviews; procedures for control between the Bureau of Land Management, Fish and Wildilfe Services, and state agencies. Note: Close file at end of fiscal year and apply retention period. Includes records on predator and rodent control activities. Note: Retention period begins when case file closed. Includes federal, state and regional list of threatened and endangered species, federal register notices, rulemaking for listings; and habitat designation. Establish case file by individual species or group. Note: Retention period begins when case file closed. Includes general correspondence, biological opinions on formal consultations with Fish and Wildlife Services; cooperative agreements with the International Convention Advisory Committee (ICAC), the Endanagered Species Scientific Authority (ESSA), the USDA Endanagered Species Work, state agencies, and so forth. Note 1: Establish records as case files. Note 2: Transfer closed file to NARA when 10 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 54 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. 2670 Threatened, Endangered, and Sensitive Plants and Animals General Includes general correspondence too broad to be filed under a specific subject heading. Note: Close file at end of fiscal year and apply retention period. Temporary, 30 years (FY) N1-95-10-4, Item 244 2670 Threatened, Endangered, and Sensitive Plants and Animals Planning Includes general correspondence, inventories and studies, recovery plans, action plans, reintroduction activities for the protection and recovery of classified species. Note 1: Records are established as case files. Note 2: Transfer closed file to NARA when 10 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-2, Item 116 2670 Threatened, Endangered, and Sensitive Plants and Animals Species Includes general correspondence and case files related to any species in the management program listed on the Endangered Species Act (ESA) of 1973. Note 1: Screen file for non-record material prior to offering to NARA. Note 2: Close file at end of fiscal year. Note 3: Transfer closed file to NARA when 10 years old. Note 4: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 5: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 6: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (FY) N1-95-10-2, Item 117 2670 Threatened, Endangered, and Taking Includes prohibitions, permits, Federal Register notices, and comments on permit request. Temporary, N1-95-10-4, WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS Sensitive Plants and Animals 6209.11_42_2000 Series Page 55 of 93 DESCRIPTION Note: Close file when administrative use ceases and apply retention period. RETENTION RETENTION AUTHORITY 30 years (see note) Item 246 2680 Habitat Management in Classified Areas General Includes general correspondence, miscellaneous records, and plans related to wildlife and fish habitat. Note: Close file at end of fiscal year and apply retention period. Temporary, 5 years (FY) N1-95-10-2, Item 118 2700 Special Uses Management General Includes general correspondence and records of a routine nature related to special use management. Establish subject files as needed. Note: Close file at end of fiscal year and apply retention period. Temporary, N1-95-10-2, Item 119 2700 Special Uses Management Inquiries Includes routine transmittals and acknowledgments for the 2700 series. 2710 Special Use Authorizations Administrative Studies 2710 Special Use Authorizations 2720 Special Uses Administration 3 years (FY) Temporary, 3 months GRS 4.2, ITEM 010 (DAA-GRS2013-0007-0001) Includes national appraisals and studies to revise special use fees and studies assessment and evaluation. Note: Close record when appraisal or study is completed and apply retention period. Temporary, 50 years (see note) N1-95-10-6, Item 58 General Includes general correspondence and documents related to special use applications; the preparation and administration of special use permits; fee regulations, fee system and fee administration. Establish subject folders as needed. Note 1: Retention period begins after records no longer needed for administrative use. Note 2: Use 2720 for applications and administration related to specific special use cases. Note 3: Some files may contain PII, store securely, control access. Note 4: Privacy Act System of Records USDA/FS-24– Special Use Authorizations covers all or some of the records retained under this file code. Review PA SOR USDA/FS-14 for additional access and storage requirements. Temporary, 3 years (see note) N1-95-10-2, Item 120 Alaska Native Claims Settlement Act of 1971 Records created under the Alaska Native Claims Settlement Act of 1971 (Public Law 92-203, 85 Stat. 688) - This disposition concerns records created by the Forest Service for contracts, leases, licenses, permits, rightsof-way, easements, or trespasses on lands or resources withdrawn for native selection according to the Alaska Native Claims Settlement Act. Note 1: These records are essential to complete a statutory requirement in Section 1411 of the Alaska National Interest Lands Conservation Act (Public Law 96-487, 94 Stat. 2497, dated December 2, 1980). Note 2: Establish case file by kind of use, permittee, and other identifying PERMANENT (see note) N1-95-10-2, Item 123 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 56 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY information. Retention period begins after case file closed. Note 3: Supervisor’s Office (SO) maintains official file, all units send pertinent records to SO for incorporation into official file. Note 4: Some files may contain PII, store securely, control access. Note 5: Privacy Act System of Records USDA/FS-24– Special Use Authorizations covers all or some of the records retained under this file code. Review PA SOR USDA/FS-14 for additional access and storage requirements. Note 6: Transfer closed file to NARA when 10 years old. Note 7: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 8: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 9: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. 2720 Special Uses Administration Applications File consist of applications and supporting documentation used in determining whether to issue a permit. Note 1: If application is approved, establish case file under 2720-Special Use Permits or 2720-Easements. If disapproved, file here and begin retention period when administrative use/reference value ceases. Note 2: File appeals under 1570. Note 3: Apply retention period when administrative use ceases. Temporary, 10 years (see note) N1-95-10-4, Item 247 2720 Special Uses Administration Easements Case file includes correspondence, applications, letters of approval, documents on the easements granted, and so forth. Arrange folders by project name or number. Note 1: Supervisor’s Office (SO) maintains official file, all units send pertinent records to SO for incorporation into official file. Note 2: Screen file for documents deemed necessary for a permanent title file and follow instructions under “5590 – Landownership Status - Land Status Title”. Note 3: Some files may contain PII, store securely, control access. Note 4: Privacy Act System of Records USDA/FS-24–Special Use Authorizations covers all or some of the records retained under this file code. Review PA SOR USDA/FS-14 for additional access and storage requirements. Note 5: Apply retention period when administrative use ends. Temporary, 10 years (see note) N1-95-10-4, Item 250 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE 6209.11_42_2000 Series Page 57 of 93 HEADING SUB-HEADINGS DESCRIPTION RETENTION RETENTION AUTHORITY 2720 Special Uses Administration General Includes records on current and newly recognized kinds of land uses. File correspondence on specific cases in case files. Note 1: Close file at end of fiscal year. Note 2: Transfer closed file to NARA when 10 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-2, Item 121 2720 Special Uses Administration Significant Cases Includes case files for important activities, including cultural resources permits and outfitters and guide services; for significant structures or improvements, such as hydroelectric projects, resorts, ski areas and residences; for other permits that Special Uses Administrators deem to be historically valuable. Note 1: Supervisor’s Office (SO) maintains official file, all units send pertinent records to SO for incorporation into official file. Note 2: Some files may contain PII, store securely, control access. Note 3: Privacy Act System of Records USDA/FS-24–Special Use Authorizations covers all or some of the records retained under this file code. Review PA SOR USDA/FS-14 for additional access and storage requirements. Note 4: Transfer closed file to NARA when 10 years old. Note 5: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 6: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 7: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-2, Item 122 2720 Special Uses Administration Special Use Permits Case files, includes active authorizations, superseded authorizations, financial analyses on the same facility, correspondence and reports (except material under 2730, 2770, and 2820). Establish case file by kind of use, permittee, and other identifying information. Note 1: Excludes records created under “Alaska Native Claims Settlement Temporary, 10 years (see note) N1-95-10-4, Item 248 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 58 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Temporary, 10 years (see note) N1-95-10-4, Item 249 Act of 1971” (Public Law 92-203, 85 Stat. 688). See “Alaska Native Claims Settlement Act” below. Note 2: Supervisor’s Office (SO) maintains official file, all units send pertinent records to SO for incorporation into official file. Note 3: Some files may contain PII, store securely, control access. Note 4: Privacy Act System of Records USDA/FS-24–Special Use Authorizations covers all or some of the records retained under this file code. Review PA SOR USDA/FS-14 for additional access and storage requirements. Note 5: Retention period begins after case file closed. 2720 Special Uses Administration Special Use Permits – Routine Cases Includes case files for other activities or improvements that are not deemed to be significant, such as signs, mailboxes, and vendors. Note: Retention period begins after case file closed. 2730 Road and Trail Rights-of-Way (ROW) Grants Alaska Native Claims Settlement Act of 1971 Records created under the Alaska Native Claims Settlement Act of 1971 (Public Law 92-203, 85 Stat. 688) - This disposition concerns records created by the Forest Service for contracts, leases, licenses, permits, rightsof-way, easements, or trespasses on lands or resources withdrawn for native selection according to the Alaska Native Claims Settlement Act. Note 1: These records are essential to complete a statutory requirement in Section 1411 of the Alaska National Interest Lands Conservation Act (Public Law 96-487, 94 Stat. 2497, dated December 2, 1980). Note 2: Establish case file by kind of use, permittee, and other identifying information. Retention period begins after case file closed. Note 3: Supervisor’s Office (SO) maintains official file, all units send pertinent records to SO for incorporation into official file. Note 4: Transfer closed file to NARA when 10 years old. Note 5: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 6: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 7: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-2, Item 124 2730 Road and Trail Rights-of-Way (ROW) Grants Applications File consists of applications and supporting documentation used in determining whether to issue a permit. Note 1: If application approved, establish case file under one of the following headings: Department of Transportation Easements, Rights-of- Temporary, 10 years (see note) N1-95-10-4, Item 252 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 59 of 93 RETENTION RETENTION AUTHORITY Case file includes correspondence, applications, letters of approval, documents on the easements granted, and so forth. Arrange folders by project name or number. Note 1: Excludes records created under “Alaska Native Claims Settlement Act of 1971” (Public Law 92-203, 85 Stat. 688). See “Alaska Native Claims Settlement Act” below. Note 2: Supervisor’s Office (SO) maintains official file, all units send pertinent records to SO for incorporation into official file. Note 3: Screen file for documents deemed necessary for a permanent title file and follow instructions under “5590 – Landownership Status - Land Status Title”. Note 4: Apply retention period when administrative use ceases. Temporary, 10 years (see note) N1-95-10-4, Item 253 DESCRIPTION Way Authorizations, Rights-of-Way Authorizations Permits, Rights-ofWay Authorizations - FLPMA Easements, or Rights-of-Way Authorizations - FRTA Easements. Note 2: If disapproved or withdrawn, file here. Note 3: Apply retention period when administrative use ceases. Note 4: File appeals under 1570. 2730 Road and Trail Rights-of-Way (ROW) Grants DOT Easements 2730 Road and Trail Rights-of-Way (ROW) Grants General Includes correspondence related to right-of-way grants, not related to a specific case. Note: Close file at end of fiscal year and apply retention period. Temporary, 10 years (see note) N1-95-10-4, Item 251 2730 Road and Trail Rights-of-Way (ROW) Grants ROW Authorization Permits Case file includes application, active authorizations, correspondence, reports, and so forth. Establish case file by kind of use, permittee and other identifying information. Note 1: Supervisor’s Office (SO) maintains official file, all units send pertinent records to SO for incorporation into official file. Note 2: Retention period begins after case file closed. Temporary, 10 years (see note) N1-95-10-4, Item 255 2730 Road and Trail Rights-of-Way (ROW) Grants ROW Authorizations Includes general correspondence not related to a case file. Note: Close file at end of fiscal year and apply retention period. Temporary, 10 years (see note) N1-95-10-4, Item 254 2730 Road and Trail Rights-of-Way (ROW) Grants ROW Authorizations – FLPMA Easements Federal Land Policy and Management Act easements authorize rights-ofway grants outside of designated wilderness who pay a road fee. Case file includes correspondence, application, easement granted, and so forth. Arrange folders by project name or number. Note 1: Supervisor’s Office (SO) maintains official file, all units send pertinent records to SO for incorporation into official file. Note 2: Screen file for documents deemed necessary for a permanent title Temporary, 10 years (see note) N1-95-10-4, Item 256 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 60 of 93 RETENTION RETENTION AUTHORITY Temporary, 10 years (see note) N1-95-10-4, Item 257 Case file consisting of the report of the withdrawal including the mineral report, correspondence with Bureau of Land Management, copies of published order establishing or altering the withdrawal or other pertinent records. Note: Upon completion of withdrawal action, transfer the case file to “5590 – Landownership Status - Land Status Title” (thereby becoming permanent title file). PERMANENT (see note) N1-95-10-2, Item 125 Includes general correspondence and records not related to a specific withdrawal. Note: Close file at end of fiscal year and apply retention period. Temporary, 10 years (FY) N1-95-10-4, Item 258 Temporary, 10 years (see note) N1-95-10-2, Item 126 DESCRIPTION file and follow instructions under “5590 – Landownership Status - Land Status Title”. Note 3: Retention period begins after project is terminated and case file closed. 2730 Road and Trail Rights-of-Way (ROW) Grants ROW Authorizations – FRTA Easements 2760 Withdrawals Forest Service Withdrawals 2760 Withdrawals General 2760 Withdrawals Other Agency Withdrawals of National Forest Lands Forest Road and Trail Act Easements authorizes the issuance of easements to landowners who join the Forest Service in providing permanent road systems that serves lands administered by both parties. Case file includes correspondence, applications, easement granted, and so forth. Arrange folders by project name or number. Note 1: Supervisor’s Office (SO) maintains official file, all units send pertinent records to SO for incorporation into official file. Note 2: Screen file for documents deemed necessary for a permanent title file and follow instructions under “5590 – Landownership Status - Land Status Title”. Note 3: Retention period begins after project is terminated and case file closed. Case file consisting of the report on the withdrawal including minerals report, correspondence with Bureau of Land Management, copies of published order regarding the purpose of the withdrawal and other pertinent records. Note 1: All offices except Supervisor’s Office: Upon completion of withdrawal action, transfer title evidence in case file to “5590 – Landownership Status - Land Status Title” to become a permanent title file. Note 2: Retention period begins after case file closed. Note 3: Retain a project file containing information, correspondence and agreements ncessary for continuing management and coordination of the withdrawal use. WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 61 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Temporary, 5 years (FY) N1-95-10-4, Item 259 Note 4: Destroy the non-title record material in the case file 10 years after the withdrawal is vacated. 2770 Federal Power Act Projects General 2770 Federal Power Act Projects Licensed and Exempt Permits Case file includes active Federal Energy Regulatory Commission and Forest Service project applications, authorizations, correspondence, reports, and so forth. Establish authorization or easement case file by project name, number, applicant, or other identifying information. Note 1: Supervisor’s Office or Ranger District maintains official file, all other offices send official records to SO or RD for integration with the official file. Duplicate files maintained for reference only. Note 2: Retention period begins when project terminated or permit denied. Note 3: If easement issued, file documents deemed necessary for permanent title file under “5590 – Landownership Status - Land Status Title”. Retention period for remainder of file begins when project terminated. Temporary, 5 years (see note) N1-95-10-4, Item 260 2770 Federal Power Act Projects Preliminary Permits / Investigation SpecialUse Permits File consists of applications and supporting documentation used in determining whether to issue a permit. Note 1: If permit is followed with an application for license or exemption, follow procedures for “2770–Licensed and Exempt Projects”. If not followed with application for license or exemption, retention period begins when preliminary permit or proposal declared inactive. Note 2: File appeals under “1570-Appeals and Litigation”. Temporary, 5 years (see note) N1-95-10-2, Item 127 2780 Terms and Conditions General Includes general correspondence related to the purpose, meaning, and utility of approved clauses; and records documenting the development, review, and approval of general purpose clauses and special purposes clauses. Note: Retention period begins upon decision regarding adoption of clause(s). Temporary, 20 years (see note) N1-95-10-2, Item 128 2790 Reports Reports Includes the Forest Land Use Report (FLUR), which provides information on special-use authorizations used for controls, budgets, and planning. Note 1: Transfer closed file to NARA when 10 years old. Note 2: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 3: As electronic retention of official records is approved for this file PERMANENT (see note) N1-95-10-2, I tem 129 Includes general records, including correspondence, not related to a specific project. Note: Close file at end of fiscal year and apply retention period. WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 62 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY PERMANENT (FY) N1-95-10-2, Item 130 Temporary, 3 months GRS 4.2, ITEM 010 (DAA-GRS2013-0007-0001) code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 4: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. 2800 Minerals and Geology General Includes general correspondence and related records pertaining to mineral and geology management overall policy, regulation development, directions, and procedures. Note 1: Close file at end of fiscal year. Note 2: Transfer closed file to NARA when 10 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. 2800 Minerals and Geology Inquiries Includes standard transmittal or reply for the 2800 series. 2810 Mining Claims General Includes general correspondence, policy and regulations, directions, and procedures pertaining to locatable minerals; lands open to mineral entry and types of mining claims covered under the 1872 mining laws. Note 1: Washington Office (Minerals) maintains official record. Note 2: File materials pertaining to (P.L. 87-851) Mining Claims Occupancy Act under “2810-Occupancy Act”. Note 3: Close file at end of fiscal year. Note 4: Transfer closed file to NARA when 10 years old. Note 5: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 6: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 7: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (FY) N1-95-10-2, Item 131 2810 Mining Claims Locations Includes general correspondence and other regarding validity and use (or title and patent applications). Establish case files alphabetically by PERMANENT N1-95-10-2, WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE 2810 HEADING Mining Claims SUB-HEADINGS Occupancy Act 6209.11_42_2000 Series Page 63 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY claimant. Note 1: WO (Minerals) files are to be organized by regions. Note 2: Retention period begins when case file closed. Note 3: Some files may contain PII, store securely, control access. Note 4: Privacy Act System of Records USDA/FS-16– Mineral Lessees and Permitees covers all or some of the records retained under this file code. Review PA SOR USDA/FS-16 for additional access and storage requirements. Note 5: Transfer closed file to NARA when 10 years old. Note 6: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 7: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 8: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. (see note) Item 132 Includes general correspondence and related records pertaining to the Mining Claim Occupancy Act P.L. 87-851. Establish case files alphabetically by claimant. Note 1: Records reside in Minerals section at WO and ROs. Regions segregate by State. WO segregate by Region and State. Note 2: RO Minerals transfer records to WO Minerals after study is completed Note 3: WO transfer to FRC when case file closed. Note 4: Some files may contain PII, store securely, control access. Note 5: Privacy Act System of Records USDA/FS-16–Mineral Lessees and Permittees covers all or some of the records retained under this file code. Review PA SOR USDA/FS-16 for additional access and storage requirements. Note 6: Transfer closed file to NARA when 10 years old. Note 7: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 8: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 9: Store closed hardcopy records at FRC until eligible for transfer to PERMANENT (see note) N1-95-10-2, Item 135 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 64 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY NARA custody. 2810 Mining Claims Surface Rights Includes general correspondence and other records regarding the MultipleUse Mining Act (P.L. 84-167). Establish case files alphabetically by claimant and by BLM or FS area number. Note 1: Records reside in Minerals section at WO and ROs. Regions segregate by State. WO Segregate by Region and State. Note 2: RO Minerals transfer records to WO Minerals after study is completed. Note 3: WO transfer to FRC when case file closed. Note 4: Some files may contain PII, store securely, control access. Note 5: Privacy Act System of Records USDA/FS-16–Mineral Lessees and Permittees covers all or some of the records retained under this file code. Review PA SOR USDA/FS-16 for additional access and storage requirements. Note 6: Transfer closed file to NARA when 10 years old. Note 7: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 8: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 9: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-2, Item 133 2810 Mining Claims Within Power Site Withdrawals Includes general correspondence, mining claims, and other records related to Mining Claims Rights Restoration Act (P.L. 84-359). Note 1: Transfer to FRC when case file is closed. Note 2: Retention period begins when case file closed. Note 3: Some files may contain PII, store securely, control access. Note 4: Privacy Act System of Records USDA/FS-16–Mineral Lessees and Permittees covers all or some of the records retained under this file code. Review PA SOR USDA/FS-16 for additional access and storage requirements. Note 5: Transfer closed file to NARA when 10 years old. Note 6: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 7: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual PERMANENT (see note) N1-95-10-2, Item 134 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 65 of 93 RETENTION RETENTION AUTHORITY Includes correspondence, leases, permits, lessee/permittee information, inventories, evaluations, development plans, operating plans, forms, and other records documenting the activities of the specific projects or sites. Establish case files alphabetically by name of lessee/permittee, leases or numerically by BLM serial number. File related appeal cases under 1570. Note 1: WO Minerals official files are organized by Region. Note 2: Retention period begins when case file closed. Note 3: Experimental (Research) Stations do not maintain 2820 files. Note 4: Some files may contain PII, store securely, control access. Note 5: Privacy Act System of Records USDA/FS-16–Mineral Lessees and Permittees covers all or some of the records retained under this file code. Review PA SOR USDA/FS-16 for additional access and storage requirements. Temporary, 50 years (see note) N1-95-10-4, Item 263 Includes correspondence and records pertaining to policy and regulation developments, direction and procedures concerning permits or leases issued by BLM. File records related to interagency agreements under 1580. Note 1: Washington Office Minerals official files are organized by region. Note 2: Experimental (Research) Stations do not maintain 2820 files. Temporary, 50 years (see note) N1-95-10-6, Item 59 DESCRIPTION consent of both NARA and Forest Service. Note 8: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. 2820 Mineral Leases, Permits, and Licenses Coal 2820 Mineral Leases, Permits, and Licenses General 2820 Mineral Leases, Permits, and Licenses Geothermal Includes correspondence, leases, permits, lessee/permittee information, inventories, evaluations, development plans, operating plans, forms, and other records documenting the activities of the specific projects or sites. Establish case files alphabetically by name of lessee/permittee, leases or numerically by BLM serial number. File related appeal cases under 1570. Note 1: WO Minerals official files are organized by Region. Note 2: Retention period begins when case file closed. Note 3: Experimental (Research) Stations do not maintain 2820 files. Note 4: Some files may contain PII, store securely, control access. Note 5: Privacy Act System of Records USDA/FS-16– Mineral Lessees and Permittees covers all or some of the records retained under this file code. Review PA SOR USDA/FS-16 for additional access and storage requirements. Temporary, 50 years (see note) N1-95-10-4, Item 262 2820 Mineral Leases, Permits, and Oil and Gas File includes correspondence, leases, permits, lessee/permittee information, inventories, evaluations, development plans, operating plans, Temporary, N1-95-10-4, WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS Licenses 6209.11_42_2000 Series Page 66 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY forms, and other records documenting the activities of the specific projects or sites. Establish case files alphabetically by name of lessee/permittee, leases or numerically by BLM serial number. File related appeal cases under 1570. Note 1: WO Minerals official files are organized by Region. Note 2: Retention period begins when case file closed. Note 3: Experimental (Research) Stations do not maintain 2820 files. Note 4: Some files may contain PII, store securely, control access. Note 5: Privacy Act System of Records USDA/FS-16–Mineral Lessees and Permittees covers all or some of the records retained under this file code. Review PA SOR USDA/FS-16 for additional access and storage requirements. 50 years (see note) Item 261 2820 Mineral Leases, Permits, and Licenses Other Leaseable Minerals Includes correspondence, leases, permits, lessee/permitee information, inventories, evaluations, development plans, operating plans, forms, and other records documenting the activities of the specific projects or sites. Establish case files alphabetically by name of lessee/permittee, leases or numerically by BLM serial number. File related appeal cases under 1570. Note 1: WO Minerals official files are organized by Region. Note 2: Retention period begins when case file closed. Note 3: Experimental (Research) Stations do not maintain 2820 files. Note 4: Some files may contain PII, store securely, control access. Note 5: Privacy Act System of Records USDA/FS-16– Mineral Lessees and Permittees covers all or some of the records retained under this file code. Review PA SOR USDA/FS-16 for additional access and storage requirements. Temporary, 50 years (see note) N1-95-10-2, Item 136 2820 Mineral Leases, Permits, and Licenses Phosphate Includes correspondence, leases, permits, lessee/permitee information, inventories, evaluations, development plans, operating plans, forms, and other records documenting the activities of the specific projects or sites. Establish case files alphabetically by name of lessee/permittee, leases or numerically by BLM serial number. File related appeal cases under 1570. Note 1: WO Minerals official files are organized by Region. Note 2: Retention period begins when case file closed. Note 3: Experimental (Research) Stations do not maintain 2820 files. Note 4: Some files may contain PII, store securely, control access. Note 5: Privacy Act System of Records USDA/FS-16– Mineral Lessees and Permittees covers all or some of the records retained under this file code. Review PA SOR USDA/FS-16 for additional access and storage requirements. Temporary, 50 years (see note) N1-95-10-4, Item 264 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 2830 Mineral Reservations and Rights Outstanding General 2830 Mineral Mineral Operation Reservations and Permits, Authorizations, Rights Outstanding or Notices to Proceed 6209.11_42_2000 Series Page 67 of 93 RETENTION RETENTION AUTHORITY Includes correspondence and records regarding policy, regulations, direction, and procedure pertaining to development of minerals per reserved and outstanding (ROR) mineral rights, mineral potential of NFS lands with ROR and types of ROR being developed. Note 1: Washington Office Minerals maintains official record pertaining to policy, regulations, direction and procedures. Note 2: Washington Office Minerals official files related to the administration of areas or projects subject to ROR are organized by region. Note 3: Experimental (Research) Stations do not maintain 2820 files. Temporary, 50 years (see note) N1-95-10-6, Item 60 Includes permits, authorizations, notices to proceed, and similar records filed alphabetically by mineral ownership, permittee, or name of mineral operation being conducted on NFS lands. Note 1: Retention period begins when case file closed. Note 2: Experimental (Research) Stations do not maintain 2830 files. Note 3: Privacy Act System of Records USDA/FS-16– Mineral Lessees and Permittees covers all or some of the records retained under this file code. Review PA SOR USDA/FS-16 for additional access and storage requirements. Note 4: Transfer closed file (hardcopy only) to the FRC in 5-year blocks. Temporary, 50 years (see note) N1-95-10-2, Item 137 Records documenting joint jurisdiction between more than one agency, Federal and/or State, over a mineral operation, and the role of each agency. Note 1: Establish case files. Note 2: Retention period begins when case file closes. Temporary, 30 years (see note) N1-95-10-3, Item 39 DESCRIPTION 2840 Reclamation Cooperative Agreements 2840 Reclamation General Contains records, including correspondence, regarding the FS reclamation program. Note: Close file at end of fiscal year and apply retention period. Temporary, 30 years (FY) N1-95-10-3, Item 34 2840 Reclamation Information and Technology Transfer Records include memorandums of understanding among regions, stations, and areas regarding reclamation assistance or technology transfer to units. Includes documentation of responsibilities such as technical assistance, reclamation training, field contacts, and expenditures. Note: Close file and apply retention period when administrative use ends. Temporary, 30 years (see note) N1-95-10-3, Item 38 2840 Reclamation Plans of Operation Records covering the administrative and environmental components of reclamation plan of operations. Includes, but not limited to, a written description of planned on-the-ground mineral activities, including reclamation, conducted by the mineral operator for locatable, leasable, or Temporary, 30 years (see note) N1-95-10-3, Item 35 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 68 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY common variety minerals. Note 1: Organize by case file. Note 2: Retention period begins when reclamation case file closed. Note 3: Some files may contain PII, store securely, control access. Note 4: Privacy Act System of Records USDA/FS-16– Mineral Lessees and Permittees covers all or some of the records retained under this file code. Review PA SOR USDA/FS-16 for additional access and storage requirements. 2840 Reclamation Policy Records regarding reclamation program policies and procedures, including but not limited to, reclamation components for plans of operations, measurable performance standards for common reclamation practices, bonding and monitoring. Note 1: Close file at end of fiscal year. Note 2: Transfer closed file to NARA when 10 years old. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (FY) N1-95-10-5, Item 12 2840 Reclamation Reclamation Bonding Records pertaining to bonds or other financial guarantees for specific reclamation activities or standards to faciltiate full or partial release of the instruments. Note 1: Retention period begins when reclamation activity complete and bond released. Note 2: Some files may contain PII, store securely, control access. Note 3: Privacy Act System of Records USDA/FS-16– Mineral Lessees and Permittees covers all or some of the records retained under this file code. Review PA SOR USDA/FS-16 for additional access and storage requirements. Temporary, 30 years (see note) N1-95-10-3, Item 36 2840 Reclamation Temporary, 30 years (see note) N1-95-10-3, Item 37 Reclamation Monitoring Records pertaining to reclamation monitoring, including assessments of condition and environmental quality of reclaimed sites following release of bonds or other other financial guarantees. Includes monitoring of revegetated areas, large waste embankments, tailing dams and impoundments, french drains, stream diversions, dam structures on permanent water impoundments, and water treatment facilities. WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 69 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Note: Close file and apply retention period when administrative use ends. 2850 Mineral Materials General Records, including correspondence, related to the sale, free use, and management of mineral materials and other records too broad to file under “2850 - Mineral Materials - Permits”. Note 1: Close file at end of fiscal year and apply retention period. Note 2: Some files may contain PII, store securely, control access. Note 3: Privacy Act System of Records USDA/FS-16– Mineral Lessees and Permittees covers all or some of the records retained under this file code. Review PA SOR USDA/FS-16 for additional access and storage requirements. Temporary, 50 years (FY) N1-95-10-6, Item 61 2850 Mineral Materials Permits File includes correspondence, contract forms permits, permittee information, inventories, evaluations, development plans, operating plans, appraisals, forms, and other records documenting the activities of the specific projects or sites of mineral excavation. Establish files by sale, project, site, or permittee. Note 1: Some files may contain PII, store securely, control access. Note 2: Privacy Act System of Records USDA/FS-16– Mineral Lessees and Permittees covers all or some of the records retained under this file code. Review PA SOR USDA/FS-16 for additional access and storage requirements. Note 3: Close file and apply retention period when administrative use ends. Temporary, 50 years (see note) N1-95-10-4, Item 265 2860 Forest Service Authorized Prospecting and Mineral Collecting General Correspondence and other records of a general nature not associated with a specific case file. Note: Close file at end of fiscal year and apply retention period. Temporary, 50 years (FY) N1-95-10-6, Item 62 2860 Forest Service Authorized Prospecting and Mineral Collecting Geophysical Prospecting Includes records (applications, authorizations, and so forth) regarding FS authorization of prospecting and mineral collecting, including but not limited to: ï‚· Seismic activities; ï‚· Geophysical prospecting on unleased NFS lands; ï‚· Indirect and direct data gathering techniques. Note 1: Organize case files by region, forest, district, type of action, and fiscal year. Note 2: Some files may contain PII, store securely, control access. Note 3: Privacy Act System of Records USDA/FS-16– Mineral Lessees and Permittees covers all or some of the records retained under this file code. Review PA SOR USDA/FS-16 for additional access and storage Temporary, 50 years (see note) N1-95-10-3, Item 40 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 70 of 93 RETENTION RETENTION AUTHORITY Temporary, 50 years (see note) N1-95-10-3, Item 41 Includes general correspondence, policy statements, direction and procedures related to geologic resources, hazards, and services. Note: Close file at end of fiscal year and apply retention period. Temporary, 25 years (FY) N1-95-10-4, Item 266 Includes records related to the assessments and management of geologic resources, such as karst and cave resources and ecosystems, paleontological resources, specially designated deologic areas, and geologic hazards, for example, landslides, rock falls, volcanic activity, earthquakes, flooding, karst collapse, and naturally occurring hazardous minerals. Note 1: Close file and apply retention period when administrative use ends. Note 2: Transfer records to NARA 15 years after file closed. Note 3: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 4: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 5: Store closed hardcopy records at FRC until eligible for transfer to PERMANENT (see note) N1-95-10-4, Item 267 DESCRIPTION requirements. Note 4: Close file and apply retention period when administrative use ends. 2860 Geothermal Prospecting Forest Service Authorized Prospecting and Mineral Collecting 2880 Geologic Resources, Hazards, and Services General 2880 Geologic Resources, Hazards, and Services Geologic Information Includes records (applications, authorizations, and so forth) regarding FS authorization of prospecting and mineral collecting, including but not limited to: ï‚· Seismic activities; ï‚· Geothermal temperature gradient holes on unleased NFS lands; ï‚· Indirect and direct data gathering techniques. Note 1: Organize case files by region, forest, district, type of action, and fiscal year. Note 2: Some files may contain PII, store securely, control access. Note 3: Privacy Act System of Records USDA/FS-16– Mineral Lessees and Permittees covers all or some of the records retained under this file code. Review PA SOR USDA/FS-16 for additional access and storage requirements. Note 4: Close file and apply retention period when administrative use ends. WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING 6209.11_42_2000 Series Page 71 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Includes data for the preparation of land and resource management plans; wilderness study areas, and areas proposed for wilderness designation, and for other planning and resource management purposes. Note: Close file and apply retention period when administrative use ends. Temporary, 25 years (see note) N1-95-10-4, Item 268 Includes data for studies of the feasibility, design, construction, maintenance, and monitoring of projects and facilities, and the potential effects on NFS lands and resources. Note 1: File alphabetically by project or facility. Note 2: Close file and apply retention period when administrative use ends. Temporary, 25 years (see note) N1-95-10-4, Item 269 Includes reports on projects and facilities with information, conclusions, and recommendations relating to geologic investigations or inventories. File alphabetically by project or facility. Note: Close file and apply retention period when administrative use ceases. Temporary, 25 years (see note) N1-95-10-4, Item 270 SUB-HEADINGS NARA custody. 2880 Geologic Resources, Hazards, and Services 2880 Geologic Resources, Geologic Investigation Data Hazards, and Services 2880 Geologic Resources, Hazards, and Services Geologic Reports 2890 Certification General Includes general records and correspondence related to minerals and geology certification for personnel qualified to conduct mine safety assessments at abandoned/inactive mines. Note 1: Some files may contain PII, store securely, control access. Note 2: Close file and apply retention period when administrative use ends. Temporary, 30 years (see note) N1-95-10-3, Item 42 2890 Certification Locatable Minerals Administrators Records pertaining to certification of local minerals administrators. Note 1: Create case files as needed. Note 2: Retention period begins when certification revoked or expires. Note 3: Some files may contain PII, store securely, control access. Temporary, 30 years (see note) N1-95-10-3, Item 43 2890 Certification Mineral Examiners Records pertaining to certification of mineral examiners and review mineral examiners. Note 1: Create case files as needed. Note 2: Retention period begins when certification revoked. Note 3: Some files may contain PII, store securely, control access. Temporary, 30 years (see note) N1-95-10-3, Item 44 2890 Certification Oil and Gas Resource Specialists Records pertaining to certification of oil and gas resource specialists. Note 1: Create case files as needed. Note 2: Retention period begins when certification revoked. Note 3: Some files may contain PII, store securely, control access. Temporary, 30 years (see note) N1-95-10-3, Item 45 2900 Invasive Species Budget and Temporary, N1-95-10-3, Geologic Inventory Data Records regarding budget and program performance activities relating to WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS Performance 6209.11_42_2000 Series Page 72 of 93 RETENTION RETENTION AUTHORITY National Forest System invasive species management. Includes criteria, practices, programs, policies, directives, and other publications related to program performance and budget formulation and execution. Note: Close file at end of fiscal year and apply retention period. Note 2: File all native insect and disease records under 3400; file all exotic (non-native) invasive species records under file code 2900. 25 years (FY) Item 47 DESCRIPTION 2900 Invasive Species Case Files - Invertebrate Records include individual case files associated with treatment of invertebrate invasive species in specific geographic locations on Forest Service units. Note 1: Some files may contain PII, store securely, control access. Note 2: Close case file when project completed. Note 3: File all native insect and disease records under 3400; file all exotic (non-native) invasive species records under file code 2900. Note 4: Transfer closed file to NARA when 10 years old. Note 5: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 6: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 7: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-5, Item 14a 2900 Invasive Species Case Files – Pathogens Records include individual case files associated with treatment of pathogen species in specific geographic locations on Forest Service units. Note 1: Some files may contain PII, store securely, control access. Note 2: Close case file when project completed. Note 3: File all native insect and disease records under 3400; file all exotic (non-native) invasive species records under file code 2900. Note 4: Transfer closed file to NARA when 10 years old. Note 5: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 6: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 7: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-5, Item 14d WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. 6209.11_42_2000 Series Page 73 of 93 FS FILE CODE HEADING SUB-HEADINGS DESCRIPTION RETENTION RETENTION AUTHORITY 2900 Invasive Species Case Files - Plants Records include individual case files associated with treatment of plant invasive species in specific geographic locations on Forest Service units. Note 1: Some files may contain PII, store securely, control access. Note 2: Close case file when project completed. Note 3: File all native insect and disease records under 3400; file all exotic (non-native) invasive species records under file code 2900. Note 4: Transfer closed file to NARA when 10 years old. Note 5: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 6: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 7: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-5, Item 14c 2900 Invasive Species Case Files – Vertebrate Records include individual case files associated with treatment of vertebrate invasive species in specific geographic locations on Forest Service units. Note 1: Some files may contain PII, store securely, control access. Note 2: Close case file when project completed. Note 3: File all native insect and disease records under 3400; file all exotic (non-native) invasive species records under file code 2900. Note 4: Transfer closed file to NARA when 10 years old. Note 5: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 6: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 7: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. PERMANENT (see note) N1-95-10-5, Item 14b 2900 Invasive Species Control and Management Records include correspondence; documentation of criteria, practices, programs, policies, and directives; and records pertaining to control treatments, integrated pest management techniques, and related technological development information on controlling invasive species within the National Forest System. Note 1: Close file when administrative use ceases and apply retention period. PERMANENT (see note) N1-95-10-3, Item 49 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 74 of 93 DESCRIPTION RETENTION RETENTION AUTHORITY Temporary, 25 years (FY) N1-95-10-3, Item 48 Note 2: File all native insect and disease records under 3400; file all exotic (non-native) invasive species records under file code 2900. Note 3: Transfer closed file to NARA in five year blocks, when the most recent file is 15 years old. Note 4: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 5: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 6: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. 2900 Invasive Species Early Detection and Rapid Response 2900 Invasive Species General General records, includng correspondence, regarding National Forest System invasive species management retained other subheadings under 2900. Note 1: Retention period begins when action taken or determination of “no action needed” is made. Note 2: File all native insect and disease records under 3400; file all exotic (non-native) invasive species records under file code 2900. Temporary, 25 years (see note) N1-95-10-3, Item 46 2900 Invasive Species Inventory and Treatment Records include program inventory and treatment data management activities documentation, and other data dealing with the collection and reporting of information related to NFS invasive species inventory and treatment activities. Note 1: Some files may contain PII, store securely, control access. Note 2: Close file and apply retention period when administrative use ceases. Note 3: File all native insect and disease records under 3400; file all exotic (non-native) invasive species records under file code 2900. Temporary, 25 years (see note) N1-95-10-3, Item 51 2900 Invasive Species Rehabilitation and Restoration PERMANENT (see note) N1-95-10-3, Item 50 Includes records associated with invasive species prevention, and early detection and rapid response (EDRR) activities. Includes program specific correspondence. Note 1: Close file when administrative use ceases and apply retention period. Note 2: File all native insect and disease records under 3400; file all exotic (non-native) invasive species records under file code 2900. Documentation of activities associated with NFS invasive species program rehabilitation and restoration activities. Records include information on criteria, practices, programs, policies, directives, and other documentation WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE HEADING SUB-HEADINGS 6209.11_42_2000 Series Page 75 of 93 DESCRIPTION regarding the rehabilitation and restoration of areas impacted (or potentially impacted) by invasive species. Note 1: Close file and apply retention period when administrative use ceases. Note 2: File all native insect and disease records under 3400; file all exotic (non-native) invasive species records under file code 2900. Note 3: Transfer closed file to NARA in five year blocks, when the most recent file is 15 years old. Note 4: Agency Records Officer authorization via a NARA approved transfer form [for example, ERA Transfer Request (TR)] required prior to transferring permanent records to custody and ownership of NARA. Note 5: As electronic retention of official records is approved for this file code category, pre-accession of electronic records is authorized by mutual consent of both NARA and Forest Service. Note 6: Store closed hardcopy records at FRC until eligible for transfer to NARA custody. RETENTION RETENTION AUTHORITY WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. 6209.11_42_2000 Series Page 76 of 93 2000 Series – Exhibit 01 Reference - Superseded file coding system FS FILE CODE HEADING SUB-HEADINGS PREVIOUS (SUPERSEDED) FILE CODE 2000 Natural Resources Management No Sub-headings 2000 2020 Ecological Restoration and Resilience Ecological Restoration and Resilience Large Scale Event Recovery (LaSER) Large Scale Event Recovery (LaSER) Classification and Inventory New No retention, routing only New General 2020 New General New New LaSER Databases New New Large Scale Event Recovery (LaSER) Large Scale Event Recovery (LaSER) Large Scale Event Recovery (LaSER) Large Scale Event Recovery (LaSER) LaSER Plan New New Monitoring New New Non-Federal Lands New New Other Federal Lands New New Large Scale Event Recovery (LaSER) Ecosystem, Clasification, Interpretation, and Application Reporting New New General 2060 N1-95-88-2 5 yrs Vegetation Ecology Classification and Inventory N/A N/A 2020 2030 2030 2030 2030 2030 2030 2030 2060 2070 SUPERSEDED HEADINGS AND SUBHEADINGS SUPERSEDED RETENTION AUTHORITY WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. 6209.11_42_2000 Series Page 77 of 93 PREVIOUS SUPERSEDED HEADINGS AND SUBHEADINGS SUPERSEDED RETENTION AUTHORITY FS FILE CODE HEADING SUB-HEADINGS (SUPERSEDED) FILE CODE 2070 2080 2100 2100 Vegetation Ecology Noxious Weed Management Environmental Management Environmental Management General OBSOLETE Classification and Inventory General 2070 N/A New 2100 New N/A New New 2130 2150 Solid Waste Management Pesticide Use, Management and Coordination Pesticide Use, Management and Coordination General Accidents and Incidents 2130 2150-5 N1-95-87-13 N1-95-87-20 Forest Service Pesticide Impact Assessment Program 2150-4 N1-95-87-20 2150 N1-95-87-20 2150-1 GRS 14-1 2150-3 N1-95-87-20 2150-2 GRS 1-29a[1] 2160 New New New New New 2170-2 2170 2170-1 2200 N1-95-87-17 N1-95-87-17 GRS 14-1 N1-95-88-2 2150 2150 2150 2150 2150 2160 2160 2160 2170 2170 2170 2200 Pesticide Use, Management and General Coordination Pesticide Use, Management and Inquiries Coordination Pesticide Use, Management and Pesticide Use Reports Coordination Pesticide Use, Management and Training and Federal Certification Coordination Hazardous Materials General Management Hazardous Materials Hazardous Chemical Management Management Hazardous Materials Program Administration Management Energy Management Energy Management Energy Management Range Energy Programs General Inquiries General WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE 2200 2200 2200 2210 2210 2230 2230 2230 2230 2230 2230 6209.11_42_2000 Series Page 78 of 93 PREVIOUS SUPERSEDED HEADINGS AND SUBHEADINGS SUPERSEDED RETENTION AUTHORITY HEADING SUB-HEADINGS (SUPERSEDED) FILE CODE Range Range Range Rangeland Management Planning Rangeland Management Planning Grazing and Livestock Use Permit System Grazing and Livestock Use Permit System Grazing and Livestock Use Permit System Inquiries Policy and Direction Training General 2200-1 2200-3 2200-2 2210 GRS 14-1 N1-95-88-2 GRS 1-29a[1] N1-95-88-2 Range Allotment Management Plans 2210-1 N1-95-88-2 Fee Studies 2230-1-1 N1-95-88-2 Fees 2230-1 N1-95-88-2 General 2230 N1-95-88-2 Permit Case Files 2230-3 N1-95-88-2 Permittee Application Unapproved Permittee Card File 2230-2 N1-95-88-2 2230-3-1 N1-95-88-2 Grazing and Livestock Use Permit System Grazing and Livestock Use Permit System Grazing and Livestock Use Permit System 2240 2240 2240 Range Improvements Range Improvements Range Improvements General Nonstructural Nonstructural Incidents 2240 2240-2 2240-3 N1-95-88-2 N1-95-88-2 N1-95-88-2 2240 2240 2250 2250 2250 Range Improvements Range Improvements Range Cooperation Range Cooperation Range Cooperation Pesticides Structural Advisory Boards Associations General 2240-2-1 2240-1 2250-1 2250-2 2250 N1-95-88-2 N1-95-88-2 N1-95-88-2 N1-95-88-2 N1-95-88-2 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE 6209.11_42_2000 Series Page 79 of 93 PREVIOUS SUPERSEDED HEADINGS AND SUBHEADINGS SUPERSEDED RETENTION AUTHORITY HEADING SUB-HEADINGS (SUPERSEDED) FILE CODE 2260 Wild Free-Roaming Horses and Burros Cooperation 2260-1 N1-95-88-2 2260 Wild Free-Roaming Horses and Burros Wild Free-Roaming Horses and Burros Wild Free-Roaming Horses and Burros Wild Free-Roaming Horses and Burros Designated Ranges 2260-2 N1-95-88-2 General 2260 N1-95-88-2 Historic Range New New Management Plans – Case Files 2260-3 N1-95-88-2 Relocation and Disposal 2260-4 N1-95-88-2 Range Management Information System 2270-1 N1-95-88-2 Reports 2270 N1-95-88-2 General 2300 N1-95-88-1 Inquiries 2300-1 GRS 14-1 Volunteers 2300-2 N1-95-88-1 2310 2310-2 2310-1 2320-1 2320 N1-95-88-1 N1-95-88-1 N1-95-88-2 N1-95-88-1 N1-95-88-1 2260 2260 2260 2260 2270 2270 2300 2300 2300 2310 2310 2310 2320 2320 Wild Free-Roaming Horses and Burros Information Management and Reports Information Management and Reports Recreation, Wilderness, and Related Resource Management Recreation, Wilderness, and Related Resource Management Recreation, Wilderness, and Related Resource Management Planning and Data Management General Planning and Data Management Recreation Subunit Plans Planning and Data Management Resource Information Management Wilderness Management Designated Wilderness Wilderness Management General WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE 6209.11_42_2000 Series Page 80 of 93 PREVIOUS SUPERSEDED HEADINGS AND SUBHEADINGS SUPERSEDED RETENTION AUTHORITY HEADING SUB-HEADINGS (SUPERSEDED) FILE CODE 2330 Publicly Managed Recreation Opportunities General 2330 N1-95-88-1 2330 Publicly Managed Recreation Opportunities Publicly Managed Recreation Opportunities Publicly Managed Recreation Opportunities Publicly Managed Recreation Opportunities Recreation Fee Envelopes 2330 N1-95-88-1 Reports 2330-2 N1-95-88-1 Site Plans 2330-3 N1-95-94-2 Special Programs 2330-1 N1-95-88-1 Privately Provided Recreation Opportunities Privately Provided Recreation Opportunities General 2340 N1-95-88-1 Site Plans 2340-1 N1-95-88-1 Trail, River, and Similar Recreation Opportunities Trail, River, and Similar Recreation Opportunities Trail, River, and Similar Recreation Opportunities Designated National Recreation Trail 2350-2 N1-95-88-1 General 2350 N1-95-88-1 National Rivers Inventory 2350-4-2 Trail, River, and Similar Recreation Opportunities Trail, River, and Similar Recreation Opportunities National Scenic and Historic Trails 2350-3 N1-95-88-1 Non-Designated Rivers 2350-4-1 New Trail, River, and Similar Off-Road Vehicle Use Management 2350-5 N1-95-88-1 2330 2330 2330 2340 2340 2350 2350 2350 2350 2350 2350 Obsolete. File all records under “1920 – Land Management Planning – Wild and Scenic River Designation.” N1-95-88-1 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE 6209.11_42_2000 Series Page 81 of 93 PREVIOUS SUPERSEDED HEADINGS AND SUBHEADINGS SUPERSEDED RETENTION AUTHORITY SUB-HEADINGS (SUPERSEDED) FILE CODE Studies 2350-1 N1-95-88-1 Wild and Scenic Rivers 2350-4 N1-95-88-1 Consultation Data Recovery General Identification Policy and Direction Protection and Stewardship Public Use and Enhancement General 2360-3 2360-4 2360 2360-2 2360-1 2360-5 2360-6 2370 N1-95-88-2 N1-95-88-2 N1-95-88-2 N1-95-88-2 N1-95-88-2 N1-95-88-2 N1-95-88-2 N1-95-88-1 2380 2380 Heritage Program Management Heritage Program Management Heritage Program Management Heritage Program Management Heritage Program Management Heritage Program Management Heritage Program Management Special Recreation Designations Landscape Management Landscape Management General Mapping and Documentation 2380 2380-1 N1-95-88-1 N1-95-88-1 2390 2390 2390 2400 Interpretive Service Interpretive Service Interpretive Service Forest Management General Plans Reports General 2390 2390-1 2390-2 2400 N1-95-88-2 N1-95-88-2 N1-95-88-1 N1-95-88-2 2400 Forest Management Inquiries 2400-2 2400 Forest Management Policy 2400-1 2350 2350 2360 2360 2360 2360 2360 2360 2360 2370 HEADING Recreation Opportunities Trail, River, and Similar Recreation Opportunities Trail, River, and Similar Recreation Opportunities Heading changed, previously “Timber Management.” Heading changed, previously “Timber Management.” Heading changed, previously “Timber GRS 14-1 N1-95-88-2 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE 6209.11_42_2000 Series Page 82 of 93 PREVIOUS HEADING SUB-HEADINGS (SUPERSEDED) FILE CODE SUPERSEDED HEADINGS AND SUBHEADINGS SUPERSEDED RETENTION AUTHORITY Management.” Heading changed, previously “Timber Management.” N1-95-88-2 2400 Forest Management Special Projects 2400-4 2400 Forest Management Studies 2400-3 2410 Timber Resource Management Planning Timber Resource Management Planning General 2410 N1-95-88-2 2410 2410-1 N1-95-88-2 2420-1 N1-95-88-2 Heading changed, previously “Timber Management.” N1-95-88-2 2420 Timber Appraisals Timber Management Plans [pre1991 only] [CLOSED SERIES] Appraisal Data 2420 Timber Appraisals Appraisal Method Studies 2420-5-1 N1-95-88-2 2420 2420 2420 2420 Timber Appraisals Timber Appraisals Timber Appraisals Timber Appraisals 2420-5 2420 2420-2 2410-1-3 N1-95-88-2 N1-95-88-2 N1-95-88-2 N1-95-88-2 2420 Timber Appraisals 2420-3 N1-95-88-2 2420 2420 Timber Appraisals Timber Appraisals Appraisal Methods General Price, Supply, and Demand Trends Profits, Stumpage, and Base Period Rate Redetermination, Damage Appraisal and Stumpage Rate Reports Selling Values and Costs 2420-4 2420-1-2 N1-95-88-2 N1-95-88-2 2420 2430 Timber Appraisals Commercial Timber Sales Studies Change in Status 2420-1-1 2430-2-3; 2430-3 N1-95-88-2 N1-95-88-2 2430 2430 Commercial Timber Sales Commercial Timber Sales General Policy 2430 2430 N1-95-88-2 N1-95-88-2 2410 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. 6209.11_42_2000 Series Page 83 of 93 PREVIOUS SUPERSEDED HEADINGS AND SUBHEADINGS SUPERSEDED RETENTION AUTHORITY FS FILE CODE HEADING SUB-HEADINGS (SUPERSEDED) FILE CODE 2430 Commercial Timber Sales Preparation, Advertisement, and Award 2430-2 N1-95-88-2 2430 Commercial Timber Sales 2430-2-2 N1-95-88-2 2430 Commercial Timber Sales 2430-2-3 N1-95-88-2 2430 Commercial Timber Sales 2430-2-1 N1-95-88-2 2430 2430 Commercial Timber Sales Commercial Timber Sales Preparation, Advertisement, and Award – Debarment and Suspension Cases Preparation, Advertisement, and Award – Small Business Programs Preparaton, Advertisement, and Award – Debarment and Suspension Timber Export Restrictions Timber Sale Administration 2430-1 2430-3; 2430-4 N1-95-88-2 N1-95-88-2 2430 Commercial Timber Sales Wood Residue Utilization Program 2430-5 N1-95-88-2 2440 Designing, Cruising, Scaling, and Accountability Designing, Cruising, Scaling, and Accountability Designing, Cruising, Scaling, and Accountability Designing, Cruising, Scaling, and Accountability Designing, Cruising, Scaling, and Accountability Timber Sale Contract Administration Timber Sale Contract Administration Timber Sale Contract Designation 2440-1 N1-95-88-2 Development 2440-3 N1-95-88-2 General 2440 N1-95-88-2 Measurement 2440-2 N1-95-88-2 Reports 2440-4 N1-95-88-2 Development 2450-2 N1-95-88-2 General 2450 N1-95-88-2 Policy 2450 N1-95-88-2 2440 2440 2440 2440 2450 2450 2450 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE 2450 2450 2450 2460 2460 2460 6209.11_42_2000 Series Page 84 of 93 PREVIOUS HEADING Administration Timber Sale Contract Administration Timber Sale Contract Administration Timber Sale Contract Administration Uses of Timber Other Than Commercial Timber Sales Uses of Timber Other Than Commercial Timber Sales Uses of Timber Other Than Commercial Timber Sales SUPERSEDED HEADINGS AND SUBHEADINGS SUPERSEDED RETENTION AUTHORITY SUB-HEADINGS (SUPERSEDED) FILE CODE Preparation and Interpretation 2450-1 N1-95-88-2 Timber Sale Contracts 2450-3 N1-95-88-2 Timber Sale Permits 2450-4 N1-95-88-2 Administrative Use, Miscellaneous Products, Free Use, Settlement General 2460-1 N1-95-88-2 2460 N1-95-88-2 Sustained-Yield Units 2460-2 N1-95-88-2 2470 2470 2470 Silvicultural Practices Silvicultural Practices Silvicultural Practices Examination and Prescription Forest Tree Improvement Forest Tree Nurseries 2470-8 2470-6 2470-4 N1-95-88-2 N1-95-88-2 N1-95-88- 2470 2470 Silvicultural Practices Silvicultural Practices Forest Tree Nurseries – Cases General 2470-4-1 2470 N1-95-88-2 N1-95-88-2 2470 2470 Silvicultural Practices Silvicultural Practices 2470-1 2470-3 N1-95-88-2 N1-95-88-2 2470 Silvicultural Practices Policy Reforestation Silvicultural Systems and Related Cutting Methods 2470-2 N1-95-88-2 2470 2470 2470 2480 Silvicultural Practices Silvicultural Practices Silvicultural Practices Protection of Timber Sale Areas and Timberlands Timber Stand Improvement Tree Seeds Tree Seeds - Cases General 2470-7 2470-5 2470-5-1 2480 N1-95-88-2 N1-95-88-2 N1-95-88-2 N1-95-88-2 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE 6209.11_42_2000 Series Page 85 of 93 PREVIOUS SUPERSEDED HEADINGS AND SUBHEADINGS SUPERSEDED RETENTION AUTHORITY HEADING SUB-HEADINGS (SUPERSEDED) FILE CODE 2490 Timber Management Information System General 2490, 2490-1 New 2500 Watershed and Air Management Watershed and Air Management Watershed Planning Watershed Planning Watershed Planning Watershed Protection and Management Watershed Protection and Management General 2500 N1-95-88-2 Inquiries 2500-1 GRS 14-1 General NFS Watershed Case Files Watershed Planning Projects Burned Area Emergency Response 2510 2510-3 2510-1 2520-3 N1-95-88-2 N1-95-87-16 N1-95-88-2 N1-95-88-2 Floodplain and Wetland Protection 2520-7 N1-95-88-2 General 2520 N1-95-88-2 Monitoring Plans 2520-5 N1-95-88-2 Natural Disaster and Flood Damage Surveys 2520-8 N1-95-87-16 Riparian Areas 2520-6 New Support Services 2520-4 N1-95-88-2 Watershed Condition Assessment 2520-1 N1-95-87-16 Watershed Improvement 2520-2 N1-95-88-2 Watershed Improvement – 2520-2-1 N1-95-88-2 2500 2510 2510 2510 2520 2520 2520 2520 2520 2520 2520 2520 2520 2520 Watershed Protection and Management Watershed Protection and Management Watershed Protection and Management Watershed Protection and Management Watershed Protection and Management Watershed Protection and Management Watershed Protection and Management Watershed Protection and WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE 6209.11_42_2000 Series Page 86 of 93 PREVIOUS HEADING SUB-HEADINGS Management Cooperative Emergency Watershed Rehabilitation Barometer Watersheds Cooperative Water-Related Activities 2530 2530 Water Resource Management Water Resource Management 2530 2530 Water Resource Management Water Resource Management 2530 (SUPERSEDED) FILE CODE SUPERSEDED HEADINGS AND SUBHEADINGS SUPERSEDED RETENTION AUTHORITY 2530-1 2530-4 N1-95-88-2 N1-95-88-2 General Outservice Water Resource Development 2530 2530-5 N1-95-88-2 N1-95-88-2 Water Resource Management Water Quality Management 2530-3 N1-95-88-2 2530 2540 2540 Water Resource Management Water Uses and Development Water Uses and Development 2530-2 2540 2540-2a; 25402b; 2540-2 N1-95-88-2 N1-95-88-2 N1-95-88-2 2540 Water Uses and Development Water Resource Investigations General Munciple Supply Watersheds –EO, Presidential Proclamation, Legislation, Secretary Municipal Supply Watersheds– RO/SO 2540-2c N1-95-88-2 2540 2540 Water Uses and Development Water Uses and Development 2540-1 2540-1-1 N1-95-87-16 N1-95-87-16 2540 Water Uses and Development Water Rights Water Rights – Denials or Cancellations Water Rights – Water Uses Rights and Requirements 2540-1-2 N1-95-87-16 2540 Water Uses and Development Water Uses of Others 2540-1-3 2550 Soil Management General 2550 N1-95-87-16 N1-95-10-4, Item 233 2550 2550 2560 Soil Management Soil Management Groundwater Resource Resource Inventories Soil Interpretation Authorizations 2550-1; 2550-2 2550-1 New N1-95-88-2 N1-95-88-2 New WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE 2560 2560 2560 2560 2560 2560 2560 2560 6209.11_42_2000 Series Page 87 of 93 PREVIOUS HEADING Management Groundwater Resource Management Groundwater Resource Management Groundwater Resource Management Groundwater Resource Management Groundwater Resource Management Groundwater Resource Management Groundwater Resource Management Groundwater Resource Management SUPERSEDED HEADINGS AND SUBHEADINGS SUPERSEDED RETENTION AUTHORITY SUB-HEADINGS (SUPERSEDED) FILE CODE Cleanup New New Cooperation New New General New New Inquiries New GRS 14-1 Legal Considerations New New Measuring and Reporting New New Projects New New Source Water Protection New New 2580 2580 2580 2580 Air Resource Management Air Resource Management Air Resource Management Air Resource Management Class I Areas General Inquiries Inventorying and Monitoring of Resource 2580-2 2580 2580-1 2580-5 New New GRS 14-1 New 2580 2580 Air Resource Management Air Resource Management Pollutants Prevention of Significant Deterioration (PSD) 2580-6 2580-3 New New 2580 2590 Air Resource Management Weather Program Training General 2580-4 2590 GRS 1-29 New WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE 6209.11_42_2000 Series Page 88 of 93 PREVIOUS SUPERSEDED HEADINGS AND SUBHEADINGS SUPERSEDED RETENTION AUTHORITY HEADING SUB-HEADINGS (SUPERSEDED) FILE CODE Weather Program Wildlife, Fish, and Sensitive Plant Habitat Management Wildlife, Fish, and Sensitive Plant Habitat Management Weather Data General New 2600 New N1-95-88-2 Inquiries 2600-1 GRS 14-1 2610 2620 Cooperative Relations Habitat Planning and Evaluation General Administrative Studies 2610 2620-2 N1-95-88-2 N1-95-88-2 2620 Habitat Planning and Evaluation Habitat Planning and Evaluation Habitat Planning and Evaluation Habitat Planning and Evaluation Management of Wildlife and Fish Habitat General 2620 N1-95-88-2 Plans (Other) 2620-1 N1-95-88-2 Statewide Comprehensive Plans 2620-1 N1-95-88-2 Surveys 2620-3 N1-95-88-2 General 2630 N1-95-88-2 Management of Wildlife and Fish Habitat Management of Wildlife and Fish Habitat Improvement Work 2630-1 N1-95-88-2 Special Areas 2630-3 N1-95-88-2 Stocking and Harvesting Stocking and Harvesting Animal Damage Management Animal Damage Management General Stocking Projects General Predators and Rodent Control Projects 2640 2640-1 2650 2650-1 N1-95-88-2 N1-95-88-2 N1-95-88-2 N1-95-10-4, Item 242 2590 2600 2600 2620 2620 2620 2630 2630 2630 2640 2640 2650 2650 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE 6209.11_42_2000 Series Page 89 of 93 PREVIOUS SUPERSEDED HEADINGS AND SUBHEADINGS SUPERSEDED RETENTION AUTHORITY HEADING SUB-HEADINGS (SUPERSEDED) FILE CODE General Reports Classification and Habitat Designation 2660 2660-1 2670-4 N1-95-88-2 N1-95-88-2 N1-95-88-2 Cooperation 2670-2 N1-95-88-2 General 2670 N1-95-88-2 Planning 2670-3 N1-95-88-2 Species 2670-6 N1-95-88-2 Taking 2670-5 N1-95-88-2 General 2680 N1-95-88-2 2700 2700 Administration Administration Threatened, Endangered, and Sensitive Plants and Animals Threatened, Endangered, and Sensitive Plants and Animals Threatened, Endangered, and Sensitive Plants and Animals Threatened, Endangered, and Sensitive Plants and Animals Threatened, Endangered, and Sensitive Plants and Animals Threatened, Endangered, and Sensitive Plants and Animals Habitat Management in Classified Areas Special Uses Management Special Uses Management General Inquiries 2700 2700-1 N1-95-88-2 GRS 14-1 2710 2710 Special Use Authorizations Special Use Authorizations 2710-1 2710 N1-95-88-2 N1-95-88-2 2720 Special Uses Administration Administrative Studies General Alaska Native Claims Settlement Act of 1971 2720-2 NCI-95-81-9 2720 2720 2720 2720 2720 Special Uses Administration Special Uses Administration Special Uses Administration Special Uses Administration Special Uses Administration Applications Easements General Significant Cases Special Use Permits 2720-1 2720-3 2720 2720-2-1 2720-2 N1-95-88-2 N1-95-88-2 N1-95-88-2 N1-95-93-1 N1-95-88-2 2660 2660 2670 2670 2670 2670 2670 2670 2680 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. 6209.11_42_2000 Series Page 90 of 93 PREVIOUS SUPERSEDED HEADINGS AND SUBHEADINGS SUPERSEDED RETENTION AUTHORITY FS FILE CODE HEADING SUB-HEADINGS (SUPERSEDED) FILE CODE 2720 Special Uses Administration Special Use Permits – Routine Cases 2720-2-2 N1-95-93-1 2730 Road and Trail Rights-of-Way (ROW) Grants Alaska Native Claims Settlement Act of 1971 NCI-95-81-9 2730 Road and Trail Rights-of-Way (ROW) Grants Road and Trail Rights-of-Way (ROW) Grants Road and Trail Rights-of-Way (ROW) Grants Road and Trail Rights-of-Way (ROW) Grants Road and Trail Rights-of-Way (ROW) Grants Applications 2730-2 (Alaska) 2730-1 DOT Easements 2730-2 N1-95-88-2 General 2730 N1-95-88-2 ROW Authorization Permits 2730-3-1 N1-95-88-2 ROW Authorizations 2730-3 N1-95-88-2 Road and Trail Rights-of-Way (ROW) Grants Road and Trail Rights-of-Way (ROW) Grants ROW Authorizations – FLPMA Easements ROW Authorizations – FRTA Easements 2730-3-2 N1-95-88-2 2730-3-3 N1-95-88-2 2760 2760 2760 Withdrawals Withdrawals Withdrawals Forest Service Withdrawals General Other Agency Withdrawals of National Forest Lands 2760-1 2760 2760-2 N1-95-88-2 N1-95-88-2 N1-95-88-2 2770 2770 2770 Federal Power Act Projects Federal Power Act Projects Federal Power Act Projects General Licensed and Exempt Permits Preliminary Permits / Investigation Special-Use Permits 2770 2770-2 2770-1 N1-95-88-2 N1-95-88-2 N1-95-88-2 2780 Terms and Conditions General 2780 N1-95-88-2 2730 2730 2730 2730 2730 2730 N1-95-88-2 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. 6209.11_42_2000 Series Page 91 of 93 PREVIOUS SUPERSEDED HEADINGS AND SUBHEADINGS SUPERSEDED RETENTION AUTHORITY FS FILE CODE HEADING SUB-HEADINGS (SUPERSEDED) FILE CODE 2790 2800 2800 2810 Reports Minerals and Geology Minerals and Geology Mining Claims Reports General Inquiries General 2790 2800 2800-1 2810 N1-95-88-2 N1-95-88-2 GRS 14-1 N1-95-88-2 2810 2810 2810 Mining Claims Mining Claims Mining Claims Locations Occupancy Act Surface Rights 2810-1 2810-4 2810-2 N1-95-88-2 N1-95-88-2 N1-95-88-2 2810 2820 Mining Claims Mineral Leases, Permits, and Licenses Mineral Leases, Permits, and Licenses Mineral Leases, Permits, and Licenses Mineral Leases, Permits, and Licenses Within Power Site Withdrawals Coal 2810-3 2820-4 N1-95-88-2 N1-95-88-2. General 2820 N1-95-88-2 Geothermal 2820-3 N1-95-88-2 Oil and Gas 2820-2 N1-95-88-2 Mineral Leases, Permits, and Licenses Mineral Leases, Permits, and Licenses Mineral Reservations and Rights Outstanding Mineral Reservations and Rights Outstanding Other Leaseable Minerals 2820-6 N1-95-88-2 Phosphate 2820-5 N1-95-88-2 General 2830 N1-95-88-2 Mineral Operation Permits, Authorizations, or Notices to Proceed 2830; 2830-2 N1-95-88-2 Cooperative Agreements General New New New New 2820 2820 2820 2820 2820 2830 2830 2840 2840 Reclamation Reclamation WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. 6209.11_42_2000 Series Page 92 of 93 PREVIOUS SUPERSEDED HEADINGS AND SUBHEADINGS SUPERSEDED RETENTION AUTHORITY FS FILE CODE HEADING SUB-HEADINGS (SUPERSEDED) FILE CODE 2840 Reclamation Information and Technology Transfer New New 2840 2840 2840 2840 2850 2850 2860 Reclamation Reclamation Reclamation Reclamation Mineral Materials Mineral Materials Forest Service Authorized Prospecting and Mineral Collecting Plans of Operation Policy Reclamation Bonding Reclamation Monitoring General Permits General New New New New 2850 2850-1 2860 New New New New N1-95-88-2 N1-95-88-2 N1-95-10-5 Item 13 2860 Forest Service Authorized Prospecting and Mineral Collecting Forest Service Authorized Prospecting and Mineral Collecting Geologic Resources, Hazards, and Services Geologic Resources, Hazards, and Services Geophysical Prospecting New New Geothermal Prospecting New New General 2880 N1-95-88-2 Geologic Information 2880-2 N1-95-88-2 2880 Geologic Resources, Hazards, and Services Geologic Inventory Data 2880-3 N1-95-88-2 2880 Geologic Resources, Hazards, and Services Geologic Investigation Data 2880-4 N1-95-88-2 2860 2880 2880 WO AMENDMENT 6209.11-2016-2 EFFECTIVE DATE: 02/04/2016 DURATION: This amendment is effective until superseded or removed. FS FILE CODE 6209.11_42_2000 Series Page 93 of 93 PREVIOUS SUPERSEDED HEADINGS AND SUBHEADINGS SUPERSEDED RETENTION AUTHORITY HEADING SUB-HEADINGS (SUPERSEDED) FILE CODE 2880 Geologic Resources, Hazards, and Services Geologic Reports 2880-5 N1-95-88-2 2890 2890 2890 2890 2900 2900 2900 2900 2900 2900 Certification Certification Certification Certification Invasive Species Invasive Species Invasive Species Invasive Species Invasive Species Invasive Species New New New New New New New New New New New New New New New New New New New New 2900 Invasive Species General Locatable Minerals Administrators Mineral Examiners Oil and Gas Resource Specialists Budget and Performance Case Files - Invertebrate Case Files – Pathogens Case Files - Plants Case Files – Vertebrate Control and Management Early Detection and Rapid Response New New 2900 Invasive Species General New New 2900 2900 Invasive Species Invasive Species Inventory and Treatment Rehabilitation and Restoration New New New New