6109.13_30 Page 1 of 11 FOREST SERVICE HANDBOOK Denver, CO FSH 6109.13 - PERFORMANCE, TRAINING AND AWARDS HANDBOOK R2 Supplement No. 6109.13-94-1 Effective July 15, 1994 POSTING NOTICE. Supplements to this title are numbered consecutively. Post by document name. Remove entire document and replace with this supplement. Retain this transmittal as the first page of this document. The last supplement to this Handbook was Supplement No. 1, 03/88 to Chapter 30. Page Code 31.11--1 Superseded Sheets 1 Supplements Covered R2 Supplement No. 1, 03/88 Document Name 6109.13_30 Superseded New (Number of Pages) 8 Digest: Updates to electronic format, revises categories for Regional Forester's annual achievement awards. 31.19, adds coding and instructions for the time off award program. R2 SUPPLEMENT 6109.13-94-1 EFFECTIVE 7/15/94 ELIZABETH ESTILL Regional Forester 6109.13_30 Page 2 of 11 R2 SUPPLEMENT 6109.13-94-1 EFFECTIVE 7/15/94 6109.13_30 Page 3 of 11 FSH 6109.13 - PERFORMANCE, TRAINING AND AWARDS HANDBOOK R2 SUPPLEMENT. 6109.13-94-1 EFFECTIVE 7/15/94 CHAPTER 30 - INCENTIVE AWARDS 31.11 - Special Acts or Service. Regional Forester's Annual Achievement Award. The Regional Forester shall annually present Achievement Awards to Region 2 employees in categories listed below. These awards are based on special individual contributions to job accomplishment and individual effectiveness. Each award includes a Certificate of Merit signed by the Regional Forester and a cash award. There will normally be one such achievement award given to an employee in each of the categories each year. In any one year one or more categories may be omitted. Award nominations are due annually in RO-HR February 1 for the prior year's achievements. The purpose of these annual awards is to recognize the truly outstanding people who are helping reinvent the Forest Service in the Rocky Mountain Region with bold actions. Awards are presented to individuals who best exemplify characteristics in the following ten categories: CATALYTIC Forest Service-steers rather than rows; builds and nurtures teams; encourages participation. COMPETITIVE Forest Service-catalogue shops rather than business as usual; employs, or becomes, the most efficient and effective provider. PEOPLE OWNED Forest Service-empowers interest groups and individuals in planning, implementing, and monitoring. INNOVATIVE Forest Service-transforms rules to meet customer needs and stewardship objectives. ENTERPRISING Forest Service-earns rather than spends; finds ways to allow people to contribute to the good management of their resources and recreational opportunities directly and indirectly. DECENTRALIZED Forest Service-from hierarchy to teamwork where people are in touch with the social, economic, and ecological values of the area. Authority, responsibility, and accountability discharged where the "rubber meets the road." ANTICIPATORY Forest Service-market oriented and in touch with the public. Prevents rather than cures. R2 SUPPLEMENT 6109.13-94-1 EFFECTIVE 7/15/94 6109.13_30 Page 4 of 11 HOLISTIC Forest Service-incorporates science, social values, and economics into an ecological approach to management. Disciplines work together to accomplish desired futures. MULTICULTURAL Forest Service-promotes and exemplifies respect for individuals and a diversified workforce. SENSITIVE, UNDERSTANDING, AND CARING Forest Service-sensitive to the effects of decisions and actions on individuals, as well as the natural resources. Persons other than Forest Supervisors and Directors who wish to nominate someone may do so by submitting their nomination through their Forest Supervisor or Director. Only nominations signed or co-signed by the Forest Supervisor or Directors will receive consideration. Forest Supervisors or Directors will clear nominations of persons not under their supervision with the respective Forest Supervisor or Director before formally making the nomination. The only exception would be if an employee(s) is nominating a Forest Supervisor or Director. In this case Employee(s) would contact another member of the Regional Leadership Team and submit their nomination through him/her. Nominations should be prepared in narrative format showing nominee name, title, grade, series, and work location. If nomination is made via DG, a separate hard copy should be mailed directly to Human Resources. Also include information on all awards (including PMRS cash awards, if applicable), recognition, etc., received within last two calendar years. Criteria Factors: 1. Accomplishments are clearly beyond normal job expectation. Include description of the manner and extent to which normal job expectations are exceeded. 2. Describe the impact of the outstanding performance on the local unit or the impact of the performance beyond the local area, if applicable. Provide quantitative data if possible. Stimulating Participation Publicity - The approving unit shall arrange for appropriate publicity through the Public Affairs Office "R2 Rendezvous" publication. If desired, articles, pictures, and so forth, may be published in local newspapers. 31.19 - Time Off Awards. Employees may be granted time off as an incentive award under 5 U.S.C. 4502(e) and 5 CFR 451, Subpart C. Time off awards are excused absences without charge to leave or loss of pay. These awards are used to reward superior accomplishments or other personal efforts that contribute to the quality, efficiency, or economy of Government operations (FPM Letter 451-10 and USDA Personnel Letter 451-12). R2 SUPPLEMENT 6109.13-94-1 EFFECTIVE 7/15/94 6109.13_30 Page 5 of 11 31.19a - Eligibility. All Region 2 temporary, excepted, and permanent employees, except SES employees, are eligible for time off awards. Senior Community Service Employment Program (SCSEP) enrollees are not eligible. 31.19b - Policy. In determining the amount of time off the supervisor may recommend, it is important to consider the benefits realized by the organization from the employee's contribution. a. Examples of employee achievement that might be considered for such an award include: (1) making a high quality contribution involving a difficult or important project or assignment; (2) displaying special initiative and skill in completing an assignment or project before the deadline; (3) using initiative and creativity in making improvements to a project, activity, program, or service; and/or (4) ensuring that the mission of the unit is accomplished during a difficult period by successfully completing additional work or a project assignment while maintaining the employee's own workload. (b) A full-time employee may be granted up to 80 hours of time off during a leave year. A part-time employee or an employee with an uncommon tour of duty may be granted time off during the leave year, up to the average number of hours of work in the employee's bi-weekly scheduled tour of duty. c. The amount of time off that can be granted for a single contribution is one-half of the maximum that may be granted during the leave year that is, 40 hours for a full-time employee. d. Except as provided in paragraph e., time off award recommendations must be reviewed and approved by someone at a higher level than the supervisor recommending the award. e. To promote timely recognition of an employee's contribution, a supervisor may grant a time off incentive award without further review for periods that do not exceed employee's normal workday (maximum of 10 hours). f. A time off award must be supported by a written justification if the contribution exceeds the moderate benefits (1 workday). g. The amount of time off should be comparable to the employee's contribution, effort, or tangible or intangible results. to determine the number of hours of time off for a single contribution, use the "Intangible Benefits Award Scale" in FSH 6109.13, chapter 30. See exhibit 01 with the appropriate hours by category having been added to this scale. R2 SUPPLEMENT 6109.13-94-1 EFFECTIVE 7/15/94 6109.13_30 Page 6 of 11 31.19c - Scheduling and Use. A time off award must be scheduled and used within 1 year after the effective date of the award. The award is effective on the first pay period following approval. The supervisor must agree with the specific date(s) when the employee would like to use the time off. When physical incapacitation for duty occurs during a period of time off granted as an award, a supervisor may grant sick leave for the period of incapacitation. A time off award will not convert to a cash payment under any circumstances. Also, the award may not be transferred with the employee to another agency or donated to a recipient on the Voluntary Leave Transfer Program. Any unused time at the end of one year, or at time of termination, or retirement will be forfeited. 31.19d - Documentation. Form AD-287-2 (1/92), "Recommendation & Approval of Awards" will be used to recommend and approve time off awards. 31.19e - Processing. The original of Form AD-287-2 will be attached to the Time and Attendance Worksheet for the pay period the award is given. The unit timekeeper will enter the Time Off Awards Information on the screen (Nature of action and legal authority 872/Time-Off Award and V3E/5 U.S.C. 4502(e) producing a Standard Form 50, "Notification of Personnel Action." The first copy of the AD-287-2 will be filed in the employee's Official Personnel Folder. The Forest/RO Awards Coordinator will retain the second copy. The third copy is for Unit Timekeeper. The employee will receive the fourth copy of the form. In the pay period the time off award is used, the unit timekeeper will record the amount of time off on the time and attendance report, using Transaction Code 66. Timekeeper will record "Time Off Award Hours, Date" in remarks block and forward copy of time and attendance report with AD-287-2 attached to Forest/RO Awards Coordinator. It is the employee and supervisor's responsibility to ensure that the employee has not exceeded the number of hours the employee was awarded. The Regional Awards Coordinator must submit an annual Time Off Award Report which includes the number of hours granted; number of hours used and forfeited; and grade level of the employee receiving each award. Exhibit 02, Time Off Awards Log, will be used by Unit Awards Coordinators to submit this information annually to the Regional Awards Coordinator. R2 SUPPLEMENT 6109.13-94-1 EFFECTIVE 7/15/94 6109.13_30 Page 7 of 11 R2 SUPPLEMENT 6109.13-94-1 EFFECTIVE 7/15/94 6109.13_30 Page 8 of 11 31.19b - Exhibit 01 Scale 2 - intangible Benefits Award Scale VALUE OF BENEFIT EXTENT OF APPLICATION LIMITED EXTENDED Affects functions, mission, Affects functions, mission, or personnel of a single or personnel of one Ranger District, Job Corps National Forest or Center or Research Work comparable Research or Unit; or a Regional Office; State and private and or Washington Office staff such units in the unit. Washington Office. Affects a small area of science or technology NUMBER OF HOURS BROAD Affects functions, mission, or personnel of one or more Regions, S&PF Area, or more than one Station. GENERAL 1/ Affects functions, mission, or personnel Forest Service-wide or is in the public Interest throughout the Nation. Affects an important area Affects a broad area of of science or technology. science or technology. Moderate Value 1 to 10 Change or modification of an operating principle or procedure with limited impact or use. $25 - $125 $125 - $325 $325 - $650 $650 - $1,300 $125 - $325 $325 - $650 $650 - $1,300 $1,300 - $3,150 Substantial Value 11 to 20 Substantial change or modification of procedures. An important improvement to the value of a product, activity, program, or service to the public. R2 SUPPLEMENT 6109.13-94-1 EFFECTIVE 7/15/94 6109.13_30 Page 9 of 11 31.19b - Exhibit 01--Continued Scale 2 - Intangible Benefits Award Scale NUMBER OF HOURS High Value 21 to 30 Complete revision of a basic principle or procedure; a highly significant improvement to the value of a product or service. $325 - $650 $650 - $1,300 $1,300 - $3,150 $3,150 - $6,300 2/ $650 - $1,300 $1,300 - $3,150 $3,150 - $6,300 $6,200 - $10,000 3/ Exceptional Value 31 to 40 Initiation of a new principle or major procedure; a superior improvement to the quality of a critical product, activity, program, or the public. 1/ Whenever general application is claimed, this must be approved by the Washington Office. 2/ Cash awards in excess of $5,000 must be approved by the Washington Office. 3/ An award of more than $10,000, up to $25,000, may be granted with the approval of the Office of personnel management. An award above $25,000 may be granted with the approval of the President. Such swards should normally not exceed $50,000. R2 SUPPLEMENT 6109.13-94-1 EFFECTIVE 7/15/94 6109.13_30 Page 10 of 11 31.19c - Exhibit 02 TIME OFF AWARDS LOG EMPLOYEE NAME GRADE DATE HOURS AWARDED AWARDED HOURS USED HOURS FORFEITED R2 SUPPLEMENT 6109.13-94-1 EFFECTIVE 7/15/94 6109.13_30 Page 11 of 11